Federal Register / Vol. 72, No.

28 / Monday, February 12, 2007 / Notices 6623

same file as the submission itself, and the Securities and Exchange
not as separate files. Commission (‘‘Commission’’) intended
Written comments, notice of to issue an order, pursuant to Section
testimony, and testimony will be placed 17A(c)(4)(B) of the Securities Act of
in a file open to public inspection 1934 (‘‘Act’’),1 cancelling the
pursuant to 15 CFR 2003.5, except registrations of the transfer agents
business confidential information whose names appeared in the attached
exempt from public inspection in Appendix.2 For the reasons discussed
accordance with 15 CFR 2003.6. below, the Commission is cancelling the
Business confidential information registration of the transfer agents
submitted in accordance with 15 CFR identified in the attached Appendix.
2003.6 must be clearly marked
FOR FURTHER INFORMATION CONTACT: Jerry
‘‘BUSINESS CONFIDENTIAL’’ at the top
W. Carpenter, Assistant Director, or
of each page, including any cover letter
Catherine Moore, Special Counsel, at
or cover page, and must be accompanied
(202)551–5710, Division of Market
by a non-confidential summary of the
Regulation, Securities and Exchange
confidential information. All public
Commission, 100 F Street, NE.,
documents and non-confidential
Washington, DC 20549–6628.
summaries shall be available for public
inspection in the USTR Reading Room. Background
The USTR Reading Room is open to the
Section 17A(c)(4)(B) of the Act
public, by appointment only, from 10
provides that if the Commission finds
a.m. to noon and 1 p.m. to 4 p.m.,
that any transfer agent registered with
Monday through Friday. An
the Commission is no longer in
appointment to review the file must be
existence or has ceased to do business
scheduled at least 48 hours in advance
as a transfer agent, the Commission
and may be made by calling (202) 395–
shall by order cancel that transfer
6186.
agent’s registration. On October 26,
Carmen Suro-Bredie, 2006, the Commission published notice
Chairman, Trade Policy Staff Committee. of its intention to cancel the registration
[FR Doc. 07–614 Filed 2–9–07; 8:45 am] of certain transfer agents whom it
BILLING CODE 3190–W7–M believed were no longer in existence or
had ceased to do business as transfer
agents.
In the notice the Commission
SECURITIES AND EXCHANGE
identified 45 such transfer agents and
COMMISSION
stated that at any time after November
[Release No. 34–55220] 27, 2006, which was 30 days after the
Order Cancelling Registrations of notice was published in the Federal
Certain Transfer Agents Register, the Commission intended to
issue an order canceling the
February 1, 2007. registrations of any or all of the
On October 26, 2006, notice was identified transfer agents. One of the
published in the Federal Register that identified transfer agents contacted the
Commission to object to the cancellation
of its registration because it states that
it has not ceased to do business as a
transfer agent. The Commission has
decided not to cancel the registration of
this transfer agent at this time in order
to conduct further inquiry. One other
transfer agent contacted the Commission
regarding the cancellation of its
registration but did not object after it
was informed that it had more than one
registration number and that the
Commission intended to cancel only its
inactive registration number. None of
the remaining 43 identified transfer
agents contacted the Commission to
object to the cancellation of their
registrations.
Accordingly, the Commission is
cancelling the registration of each of the
44 transfer agents identified in the
Appendix attached to this Order.
Order
On the basis of the foregoing, the
Commission finds that each of the
transfer agents whose name appears in
the attached Appendix either is no
longer in existence or has ceased doing
business as a transfer agent.
It is therefore ordered pursuant to
Section 17A(c)(4)(B) of the Act that the
registration as a transfer agent of each of
the transfer agents whose name appears
in the attached Appendix be and hereby
is cancelled.
For the Commission by the Division of
Market Regulation pursuant to delegated
authority.3
Florence E. Harmon,
Deputy Secretary.

APPENDIX
Registration number Name

84–0019 ............................................................................ LG & E Energy Corp.

84–0548 ............................................................................ American Bancservices Inc.
84–0711 ............................................................................ Niagara Mohawk Power Corp.
84–0904 ............................................................................ Pfizer Inc.
84–1257 ............................................................................ BNY Clearing Services LLC.
84–1663 ............................................................................ Merrill Lynch Investment Partners Inc.
84–1735 ............................................................................ Alpha Tech Stock Transfer Trust.
84–1737 ............................................................................ Declaration Service Company.
84–1828 ............................................................................ Consumers Financial Corp.
84–1923 ............................................................................ WOC Stock Transfer Company, Inc.
84–5494 ............................................................................ Metropolitan Martage and Securities Co., Inc.
84–5550 ............................................................................ Cinergy Service, Inc.
84–5606 ............................................................................ Sunstates Corporation.
84–5647 ............................................................................ Penn Street Advisors, Inc.
84–5694 ............................................................................ Khan Funds.
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84–5720 ............................................................................ Bulto Transfer Agency, Limited Liability Company.

84–5727 ............................................................................ Impact Administrative Service, Inc.
84–5754 ............................................................................ Alpine Fiduciary Services, Inc.

1 15 U.S.C. 78q–1(c)(4)(B). 2 Securities Exchange Act Release No. 54633 3 17 CFR 200.30–3(a)(22).
(October 20, 2006), 71 FR 62631.

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 6624 Federal Register / Vol. 72, No. 28 / Monday, February 12, 2007 / Notices

APPENDIX—Continued
Registration number Name

84–5755 ............................................................................ River Oaks Partnership Services, Inc.

84–5756 ............................................................................ IDM Corporation.
84–5773 ............................................................................ RVM Industries, Inc.
84–5812 ............................................................................ Stock Transfer of America, Inc.
84–5816 ............................................................................ Wasatch Stock Transfer, Inc.
84–5826 ............................................................................ Lewis, Corey L.
84–5847 ............................................................................ Financial Strategies, LLC.
84–5872 ............................................................................ D-Lanz Development Group, Inc.
84–5873 ............................................................................ CBIZ Retirement Services, Inc.
84–5885 ............................................................................ Sovereign Depository Corporation.
84–5897 ............................................................................ Newport Stock Transfer Agency, Inc.
84–5899 ............................................................................ U.S. Corporate Support Services, Inc.
84–5912 ............................................................................ Femis Kerger & Company Transfer Agent & Registrar.
84–6019 ............................................................................ Touch America.
84–6032 ............................................................................ Merge Media, Inc.
84–6034 ............................................................................ Chapman Capital Management, Inc.
84–6039 ............................................................................ First Financial Escrow & Transfer, Inc.
84–6045 ............................................................................ Pharmacy Buying Association, Inc.
84–6059 ............................................................................ Street Transfer & Registrar Agency.
84–6077 ............................................................................ Brown Brothers Harriman & Co.
84–6092 ............................................................................ Brookhill Stock Transfer Business Trust.
84–6097 ............................................................................ Certified Water Systems, Inc.
84–6101 ............................................................................ Lauries Happy Thoughts, Inc.
84–6126 ............................................................................ Fidelity Custodian Services, Inc.
84–6131 ............................................................................ Carolyn Plant.
84–6157 ............................................................................ Encompass Corporate Services.

[FR Doc. E7–2245 Filed 2–9–07; 8:45 am] Formal orders of investigation; SECURITIES AND EXCHANGE
BILLING CODE 8010–01–P Institution and settlement of COMMISSION
injunctive actions;
Institution and settlement of [Release No. 34–55240; File No. SR–Amex–
SECURITIES AND EXCHANGE
administrative proceedings of an 2007–07]
COMMISSION
enforcement nature;
Sunshine Act Meeting Self-Regulatory Organizations;
Resolution of a litigation claim; American Stock Exchange LLC; Notice
Notice is hereby given, pursuant to the Adjudicatory matters; of Filing of Proposed Rule Change and
provisions of the Government in the Amicus consideration; and Amendment No. 1 Thereto Amending
Sunshine Act, Public Law 94–409, that Existing Rules for Portfolio Depositary
the Securities and Exchange Other matters relating to enforcement Receipts and Index Fund Shares
Commission will hold the following proceedings.
meeting during the week of February At times, changes in Commission February 5, 2007.
12, 2007: priorities require alterations in the Pursuant to Section 19(b)(1) of the
scheduling of meeting items. Securities Exchange Act of 1934
A Closed Meeting will be held on
Thursday, February 15, 2007 at 10 a.m. For further information and to (‘‘Act’’) 1 and Rule 19b–4 2 thereunder,
Commissioners, Counsels to the ascertain what, if any, matters have been notice is hereby given that on January
Commissioners, the Secretary to the added, deleted or postponed, please 11, 2007, the American Stock Exchange
Commission, and recording secretaries contact: LLC (‘‘Amex’’ or ‘‘Exchange’’) filed with
will attend the Closed Meeting. Certain the Securities and Exchange
The Office of the Secretary at (202)
staff members who have an interest in Commission (‘‘Commission’’) the
551–5400.
the matters may also be present. proposed rule change as described in
The General Counsel of the Dated: February 7, 2007. Items I, II, and III below, which Items
Commission, or his designee, has Nancy M. Morris, have been substantially prepared by the
certified that, in his opinion, one or Secretary. Exchange. On January 25, 2007, the
more of the exemptions set forth in 5 [FR Doc. 07–629 Filed 2–8–07; 10:47 am] Amex submitted Amendment No. 1 to
U.S.C. 552b(c)(3), (4), (5), (7), 9(B) and the proposed rule change. The
BILLING CODE 8010–01–P
(10) and 17 CFR 200.402(a)(3), (4), (5), Commission is publishing this notice to
(7), 9(ii) and (10) permit consideration solicit comments on the proposed rule
of the scheduled matters at the Closed change, as amended, from interested
Meeting. persons.
Commissioner Atkins, as duty officer,
sroberts on PROD1PC70 with NOTICES

voted to consider the items listed for the

closed meeting in a closed session.
The subject matter of the Closed
Meeting scheduled for Thursday, 1 15 U.S.C. 78s(b)(1).
February 15, 2007 will be: 2 17 CFR 240.19b–4.

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