Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
1 Background
The existence of the secret protocol was denied by Soviet leadership until 1989, when it was acknowledged
and denounced.[3] Some time afterwards the Russian historiography has been inclined to describe the pact as a
necessary measure. This includes books by Alexander
Dyukov, and one edited by N.A. Narochnitskaya that car-
2
Reichsmarks in 1934 as the more isolationist Stalinist
regime asserted power and the abandonment of post
World War I Treaty of Versailles military controls decreased Germanys reliance on Soviet imports.[10][17]
NEGOTIATIONS
2.1
2.2
August negotiations
although hints about its provisions were leaked much earlier, e.g., to inuence Lithuania.[79] According to it Romania, Poland, Lithuania, Latvia, Estonia and Finland
were divided into German and Soviet "spheres of inu-
At the signing, Ribbentrop and Stalin enjoyed warm conversations, exchanged toasts and further addressed the
prior hostilities between the countries in the 1930s.[81]
They characterized Britain as always attempting to disrupt SovietGerman relations, stated that the AntiComintern pact was not aimed at the Soviet Union, but
actually aimed at Western democracies and frightened
principally the City of London [i.e., the British nanciers]
and the English shopkeepers.[82]
On 24 August, Pravda and Izvestia carried news of the
non-secret portions of the Pact, complete with the now infamous front-page picture of Molotov signing the treaty,
with a smiling Stalin looking on.[40] The news was met
5
Planned division of Central Europe
Actual territorial changes
with utter shock and surprise by government leaders and
according to MolotovRibbentrop Pact
19391940
media worldwide, most of whom were aware only of
the BritishFrenchSoviet negotiations that had taken
place for months.[40] The MolotovRibbentrop Pact was
received with shock by Nazi Germanys allies, notably
Finland
Finland
1939
Japan, by the Comintern and foreign communist parties,
Russian
Russian
SFSR
SFSR
and by Jewish communities all around the world.[83] So,
that day, German diplomat Hans von Herwarth, whose
Poland
grandmother was Jewish, informed Guido Relli, an Ital1940
Ukrainian
ian diplomat,[84] and American charg d'aaires Charles
SSR
gary
n
u
H
Bohlen on the secret protocol regarding vital interests in
Romania
Yug
Yug
Romania
osla
osla
via
via
the countries allotted spheres of inuence, without revealing the annexation rights for territorial and political
rearrangement.[85][86]
Planned and actual territorial changes in Central Europe 1939
Time Magazine repeatedly referred to the Pact as the 1940
Communazi Pact and its participants as communazis
until April 1941.[87][88][89][90][91][92][93]
4 Consequences
in
Finland,
Salla
ed
e
Sw
Sw
ish
ed
en
Germany
EP
n
Fin
lore SSR
Ka
Soviet Union
East Prussia
Karelia
Estonia
La
tvia
Vilnius
Region
Lithuania
EP
Czecho
slovakia
Byelorussian
SSR
Free City
of Danzig
Ukrainian
SSR
ary
Planned Borders
Soviet republic
borders as of 1939
Annexed
by the Soviet Union
Annexed by Germany
Lithuanian
SSR
Suwalki
Triangle
General
Government
Protectorate
of Bohemia
and Moravia
EP
Byelorussian
SSR
Slovakia
Occupied by Germany
ng
Hu
Estonian
SSR
Latvian
SSR
Bessarabia
Moldavian
SSR
Concerns over the possible existence of a secret protocol were rst expressed by the intelligence organizations
of the Baltic states scant days after the pact was signed.
Speculation grew stronger when Soviet negotiators referred to its content during negotiations for military bases
in those countries (see occupation of the Baltic States).
The day after the Pact was signed, the French and
British military negotiation delegation urgently requested
a meeting with Soviet military negotiator Kliment
Voroshilov.[95] On August 25, Voroshilov told them "[i]n
view of the changed political situation, no useful purpose
can be served in continuing the conversation.[95] That
day, Hitler told the British ambassador to Berlin that the
pact with the Soviets prevented Germany from facing a
two front war, changing the strategic situation from that in
World War I, and that Britain should accept his demands
Rendezvous. David Lows cartoon, published in the Evening
regarding Poland.[96]
Standard on 20 September 1939, shows Hitler greeting Stalin, fol-
On 25 August, surprising Hitler, Britain entered into a lowing their joint invasion of Poland, with the words, The scum
defense pact with Poland.[96] Consequently, Hitler post- of the earth, I believe?". To which Stalin replies, The bloody
poned his planned 26 August invasion of Poland to 1 assassin of the workers, I presume?"
September.[96][97] Britain and France responded by guaranteeing the sovereignty of Poland, so they declared war
on Germany on 3 September.
and after a heavy but short struggle Polish forces withdrew to Lithuania where they were interned. Some of the
Polish forces which were ghting the Soviets in the far
South of the nation withdrew to Romania.
On 21 September, the Soviets and Germans signed a
formal agreement coordinating military movements in
Poland, including the purging of saboteurs.[113] A joint
GermanSoviet parade was held in Lvov and BrestLitovsk, while the countries commanders met in the latter location.[114] Stalin had decided in August that he
was going to liquidate the Polish state, and a German
Soviet meeting in September addressed the future structure of the Polish region.[114] Soviet authorities immediately started a campaign of Sovietization[115][116] of
the newly acquired areas. The Soviets organized staged
elections,[117] the result of which was to become a legitimization of Soviet annexation of eastern Poland.[118]
Soviet authorities attempted to erase Polish history and
culture,[119] withdrew the Polish currency without exchanging roubles,[120] collectivized agriculture,[121] and
nationalized and redistributed private and state-owned
Polish property.[122] Soviet authorities regarded service for the pre-war Polish state as a crime against
revolution[123] and counter-revolutionary activity,[124]
and subsequently arrested large numbers of Polish citizens.
4.3
7
The Baltic States of Estonia, Latvia, and Lithuania were
given no choice but to sign a so-called Pact of defence
and mutual assistance which permitted the Soviet Union
to station troops in them.[126]
Klaipda
Daugavpils
iauliai
Panevys
Lithuania
Utena
ilut
Raseiniai
Taurag
Ukmerg
Gainai
Kudirkos Naumiestis
Germany
Kaunas
Vilkavikis
Prienai
Marijampol
Alytus
Suwaki
Lazdijai
Sejny
Augustw
Sztabin
means of the treaty signed today, denitively settled the problems arising from the collapse of
the Polish state and have thereby created a sure
foundation for a lasting peace in the region, they
mutually express their conviction that it would
serve the true interest of all peoples to put an
end to the state of war existing at present between Germany on the one side and England
and France on the other. Both Governments will
therefore direct their common eorts, jointly
with other friendly powers if occasion arises, toward attaining this goal as soon as possible.
Should, however, the eorts of the two Governments remain fruitless, this would demonstrate the fact that England and France are
responsible for the continuation of the war,
whereupon, in case of the continuation of the
war, the Governments of Germany and of the
USSR shall engage in mutual consultations with
regard to necessary measures.[127]
Vilnius
Naujoji Vilnia
Oszmiana
alininkai
Varna
Druskininkai
Lida
Grodno
venionliai
irvintos
Moodeczno
Poland
Nowogrdek
Lithuania between 1939 and 1941. Nazi Germany had requested the territory west of the eup River (area in pink) in
the GermanSoviet Boundary and Friendship Treaty but relinquished its claims for a compensation in the amount of $7.5 million
On 3 October, Friedrich Werner von der Schulenburg, German ambassador in Moscow, informed Joachim
Ribbentrop that the Soviet government was willing to
cede the city of Vilnius and its environs. On 8 October
1939, a new NaziSoviet agreement was reached by an
exchange of letters between Vyacheslav Molotov and the At around this time, after several GestapoNKVD
German Ambassador.[128]
Conferences, Soviet NKVD ocers also conducted
4.4
The Soviet Union occupies the Baltic 4.5 Holocaust beginnings, Operation TanRepublics and part of Romania
nenberg and other Nazi atrocities
Main articles: Soviet occupation of the Baltic states Main articles: Holocaust in Nazi-occupied Poland,
(1940) and Soviet occupation of Bessarabia and North- Operation Tannenberg and Nazi crimes against ethnic
ern Bukovina
Poles
In mid-June 1940, when international attention was foAt the end of October 1939, Germany enacted the death
penalty for disobedience to the German occupation.[152]
Germany began a campaign of "Germanization", which
meant to assimilate the occupied territories politically,
culturally, socially, and economically into the German
Reich.[153][154][155] 50,000200,000 Polish children were
kidnapped to be Germanized.[156][157]
4.7
ber, Romania ceded Southern Dobruja to Bulgaria (Axissponsored Treaty of Craiova).[175] After various events in
Romania, over the next few months, it increasingly took
on the aspect of a German-occupied country.[175]
Although Germany used forced labourers in most occupied countries, Poles and other Slavs were viewed
as inferior by Nazi propaganda, thus, better suited
for such duties.[156] Between 1 and 2.5 million Polish citizens[156][165] were transported to the Reich for
forced labour, against their will.[166][167] All Polish males
were required to perform forced labour.[156] While ethnic Poles were subject to selective persecution, all ethnic Jews were targeted by the Reich.[165] In the winter
of 193940, about 100,000 Jews were thus deported to
Poland.[168] They were initially gathered into massive urban ghettos,[169] such as 380,000 held in the Warsaw
Ghetto, where large numbers died under the harsh conditions therein, including 43,000 in the Warsaw Ghetto
alone.[165][170][171] Poles and ethnic Jews were imprisoned
in nearly every camp of the extensive concentration camp
system in German-occupied Poland and the Reich. In
Auschwitz, which began operating on 14 June 1940, 1.1
million people died.[172][173]
4.6
SLOVACIA
Hotin
U.R.S.S.
Cernui
UNGARIA
Suceava
Oradea
Iai
Cluj-Napoca
Chiinu
Tiraspol
Odesa
Bacu
Alba Iulia
Cetatea Alb
Sibiu
Timioara
ROMNIA
Belgrad
Chilia Nou
Braov
Brila
Trgovite
DrobetaTurnu Severin
IUGOSLAVIA
Craiova
Vidin
Marea Neagr
Bucureti
Giurgiu
Silistra
Constana
BULGARIA
10
the army.
The Communist Party of Germany featured similar attitudes. In Die Welt, a communist newspaper published
in Stockholm[lower-alpha 5] the exiled communist leader
Walter Ulbricht opposed the allies (Britain representing
the most reactionary force in the world[192] ) and argued: The German government declared itself ready
for friendly relations with the Soviet Union, whereas the
EnglishFrench war bloc desires a war against the socialist Soviet Union. The Soviet people and the working people of Germany have an interest in preventing the English
war plan.[193]
Despite a warning by the Comintern, German tensions
were raised when the Soviets stated in September that
they must enter Poland to protect their ethnic Ukrainian
and Belorussian brethren therein from Germany; Molotov
later admitted to German ocials that this excuse was
necessary because the Kremlin could nd no other pretext for the Soviet invasion.[194]
5.1
5.4
11
again as the countries had redrawn the Hungarian and Romanian borders, settled some Bulgarian claims and Stalin
was again convinced that Germany would face a long war
in the west with Britains improvement in its air battle
with Germany and the execution of an agreement between the United States and Britain regarding destroyers and bases.[204] However, in late August, Germany
arranged its own occupation of Romania, targeting oil
elds.[205] The move raised tensions with the Soviets, who
responded that Germany was supposed to have consulted
with the Soviet Union under Article III of the Molotov
Ribbentrop Pact.[205]
5.3
12
7 AFTERMATH
summer 1940,[212] and that Hitler had ordered his military in late 1940 to prepare for war in the east regardless
of the parties talks of a potential Soviet entry as a fourth
Axis Power.[213]
Soviet expansion, change of Central European borders and creation of the Eastern bloc after World War II
7 Aftermath
6
13
tained a copy of the Non-Aggression Treaty as well as the a highly important phase in their policy aimed at goading
Secret Protocol.[222] Both documents were discovered as the Hitlerite aggressors against the Soviet Union.[229][230]
part of the microlmed records in August 1945 by the
State Department employee Wendell B. Blancke, head
of a special unit called Exploitation German Archives 8 Denial of the pact
(EGA).[223]
The treaty was published in the United States for the rst
time by the St. Louis Post-Dispatch on May 22, 1946,
in Britain by the Manchester Guardian. It was also part
of an ocial State Department publication, NaziSoviet
Relations 19391941, edited by Raymond J. Sontag and
James S. Beddie in January 1948. The decision to publish the key documents on GermanSoviet relations, including the treaty and protocol, had been taken already
in spring 1947. Sontag and Beddie prepared the collection throughout the summer of 1947. In November
1947, President Truman personally approved the publication but it was held back in view of the Foreign Ministers
Conference in London scheduled for December. Since
negotiations at that conference did not prove constructive
from an American point of view, the document edition
was sent to press. The documents made headlines worldwide. State Department ocials counted it as a success:
The Soviet Government was caught at-footed in what
was the rst eective blow from our side in a clear-cut
propaganda war.[224]
Despite publication of the recovered copy in western media, for decades, it was the ocial policy of the Soviet
Union to deny the existence of the secret protocol.[225]
The secret protocols existence was ocially denied until
1989. Vyacheslav Molotov, one of the signatories, went
to his grave categorically rejecting its existence.[226] The
French Communist Party did not acknowledge the existence of the secret protocol until 1968, as the party deStalinized.[190]
In spite of such statements the present Russian government and media have to some extent moved back to the
Soviet position, again using the term falsiers of history. They assert that the invasions of Poland were unconnected to the pact, that the NaziSoviet pact was concluded only after fruitless negotiations with Britain and
France, and that, by the Munich agreement, Britain and
France were at least as culpable for the outbreak of war
Stalins Falsiers of History and Axis as the USSR.[237][238]
On 23 August 1986, tens of thousands of demonstrators in 21 western cities including New York, London,
Stockholm, Toronto, Seattle, and Perth participated in
Black Ribbon Day Rallies to draw attention to the secret
protocols.[227]
7.2
negotiations
In response to the publication of the secret protocols and
other secret GermanSoviet relations documents in the
State Department edition NaziSoviet Relations (1948),
Stalin published Falsiers of History, which included the
claim that, during the Pacts operation, Stalin rejected
Hitlers claim to share in a division of the world,[228] without mentioning the Soviet oer to join the Axis. That
version persisted, without exception, in historical studies,
ocial accounts, memoirs and textbooks published in the
Soviet Union until the Soviet Unions dissolution.[228]
The book also claimed that the Munich agreement was a Regarding the timing of German rapprochement, many
secret agreement between Germany and the west and historians agree that the dismissal of Maxim Litvi-
14
nov, whose Jewish ethnicity was viewed unfavorably
by Nazi Germany, removed an obstacle to negotiations
with Germany.[57][240][241][242][243][244][245][246] Stalin immediately directed Molotov to purge the ministry of
Jews.[247][243][248] Given Litvinovs prior attempts to create an anti-fascist coalition, association with the doctrine
of collective security with France and Britain, and proWestern orientation[249] by the standards of the Kremlin,
his dismissal indicated the existence of a Soviet option of
rapprochement with Germany.[250][lower-alpha 6] Likewise,
Molotovs appointment served as a signal to Germany that
the USSR was open to oers.[250] The dismissal also signaled to France and Britain the existence of a potential
negotiation option with Germany.[39][252] One British ofcial wrote that Litvinovs disappearance also meant the
loss of an admirable technician or shock-absorber, while
Molotovs modus operandi was more truly Bolshevik
than diplomatic or cosmopolitan.[253] Carr argued that
the Soviet Unions replacement of Foreign Minister Litvinov with Molotov on May 3, 1939 indicated not an irrevocable shift towards alignment with Germany, but rather
was Stalins way of engaging in hard bargaining with the
British and the French by appointing a proverbial hard
man, namely Molotov, to the Foreign Commissariat.[254]
Historian Albert Resis stated that the Litvinov dismissal
gave the Soviets freedom to pursue faster-paced German negotiations, but that they did not abandon British
French talks.[252] Derek Watson argued that Molotov
could get the best deal with Britain and France because
he was not encumbered with the baggage of collective
security and could negotiate with Germany.[255] Georey
Roberts argued that Litvinovs dismissal helped the Soviets with BritishFrench talks, because Litvinov doubted
or maybe even opposed such discussions.[256]
11 NOTES
calculation that such a pact could result in a conict between the capitalist countries of Western Europe. This
idea is supported by Albert L. Weeks.[263] Claims by Suvorov that Stalin planned to invade Germany in 1941 are
debated by historians with, for example, David Glantz opposing such claims, while Mikhail Meltyukhov supports
them. The authors of The Black Book of Communism
consider the pact a crime against peace and a conspiracy
to conduct war of aggression.[264]
Soviet sources have claimed that soon after the pact was
signed, both the UK and US showed understanding that
the buer zone was necessary to keep Hitler from advancing for some time, accepting the ostensible strategic
reasoning;[265] however, soon after World War II ended,
those countries changed their view. Many Polish newspapers published numerous articles claiming that Russia
must apologize to Poland for the MolotovRibbentrop
Pact.[266]
Two weeks after Soviet armies had entered the Baltic
states, Berlin requested Finland to permit the transit
of German troops, followed ve weeks thereafter by
Hitlers issuance of a secret directive to take up the Russian problem, to think about war preparations, a war
whose objective would include establishment of a Baltic
confederation.[267]
9 Remembrance
[1] Russian:
; German: Nichtangrisvertrag
zwischen Deutschland und der Union der Sozialistischen
15
Sowjetrepubliken.[1]
[2] To 53 million RM in German imports (0.9% of Germanys
total imports and 6.3% of Russias total exports) and 34
million RM in German exports (0.6% of Germanys total
exports and 4.6% of Russias total imports) in 1938.[16]
[3] On 28 July, Molotov sent a political instruction to the Soviet ambassador in Berlin that marked a start of secret
SovietGerman political negotiations.[62]
[4] The actual number of deported in the period of 1939
1941 remains unknown and various estimates vary from
350,000[178] to over 2 million (mostly World War II estimates by the underground. The earlier number is based
on records made by the NKVD and does not include
roughly 180,000 prisoners of war, also in Soviet captivity. Most modern historians estimate the number of all
people deported from areas taken by Soviet Union during this period at between 800,000 and 1,500,000;[179][180]
for example RJ Rummel gives the number of 1,200,000
million;[181] Tony Kushner and Katharine Knox give
1,500,000.[182]
[5] Having been banned in Stockholm, it continued to be published in Zurich.[191]
[6] According to Paul Flewers, Stalins address to the eighteenth congress of the Communist Party of the Soviet
Union on March 10, 1939 discounted any idea of German
designs on the Soviet Union. Stalin had intended: To be
cautious and not allow our country to be drawn into conicts by warmongers who are accustomed to have others
pull the chestnuts out of the re for them. This was intended to warn the Western powers that they could not
necessarily rely upon the support of the Soviet Union.[251]
12
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15
EXTERNAL LINKS
14 Further reading
Carr, Edward Hallett (1949). From Munich
to MoscowII.
Soviet Studies 1 (2): 93
105. doi:10.1080/09668134908409737. JSTOR
148585.
Fisher, David; Read, Anthony (1999). The Deadly
Embrace: Hitler, Stalin, and the NaziSoviet Pact
19391941. W. W. Norton & Co.
Roberts, Georey (1992). Infamous Encounter?
The MerekalovWeizsacker Meeting of 17 April
1939. The Historical Journal 35 (4): 921
6. doi:10.1017/S0018246X00026224. JSTOR
2639445.
Roberts, Georey (1995). Soviet Policy and
the Baltic States, 19391940: A Reappraisal.
Diplomacy and Statecraft 6 (3):
695722.
doi:10.1080/09592299508405982.
JSTOR
153322.
Vizulis, Izidors (1990). The MolotovRibbentrop
Pact of 1939: The Baltic Case. Praeger. ISBN 0275-93456-X.
Watt, Richard M. (1979). Bitter Glory: Poland &
Its Fate 19181939. NY: Simon & Schuster. ISBN
0-7818-0673-9.
15 External links
Text of the pact
NaziSoviet Relations 19391941
Leonas Cerskus. The Story of Lithuanian soldier
Modern History Sourcebook, a collection of public
domain and copy-permitted texts in modern European and World history has scanned photocopies of
original documents
The Meaning of the SovietGerman Non-Aggression
Pact Molotov speech to the Supreme Soviet on August 31, 1939
Italy and the NaziSoviet Pact of August 23, 1939
International Conference and booklet on the
MolotovRibbentrop Pact
23
16
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German Federal Archive (Deutsches Bundesarchiv) as part of a cooperation project. The German Federal Archive guarantees an authentic
representation only using the originals (negative and/or positive), resp. the digitalization of the originals as provided by the Digital Image
Archive. Original artist: Hllenthal
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