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Republic of the Philippines

Supreme Court
Baguio City

THIRD DIVISION

ENGR. CARLITO PENTECOSTES, JR.,


Petitioner,

versus -

PEOPLE OF THE PHILIPPINES,


Respondent.
G.R. No. 167766

Present:

CORONA, J., Chairperson,

VELASCO, JR.,
NACHURA,
PERALTA, and
MENDOZA, JJ.

Promulgated:

April 7, 2010
x - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -x

DECISION

PERALTA, J.:

Assailed before Us is the Decision[1] of the Court of Appeals (CA), dated February
18, 2005, in CA-G.R. CR. No. 27458, which affirmed with modification the
Decision[2] of the Regional Trial Court (RTC) of Aparri, Cagayan, Branch 6, in
Criminal Case No. VI-984, finding petitioner Engr. Carlito Pentecostes, Jr. guilty of the
crime of less serious physical injuries instead of attempted murder, and the
Resolution[3] dated April 19, 2005, denying the motion for reconsideration.

The antecedents are as follows:

On September 2, 1998, Rudy Baclig was drinking with his brother-in-law. After
consuming bottle of gin, he left and went to the house of a certain Siababa to buy
coffee and sugar. He was accompanied by his four- year-old son. On their way there,
a gray automobile coming from the opposite direction passed by them. After a
while, he noticed that the vehicle was moving backward towards them. When the

car was about two arms length from where they were, it stopped and he heard the
driver of the vehicle call him by his nickname Parrod. Rudy came closer, but after
taking one step, the driver, which he identified as the petitioner, opened the door
and while still in the car drew a gun and shot him once, hitting him just below the
left armpit. Rudy immediately ran at the back of the car, while petitioner sped away.
After petitioner left, Rudy and his son headed to the seashore. Rudy later went back
to the place where he was shot and shouted for help.[4]

The people who assisted him initially brought him to the Municipal Hall of Gonzaga,
Cagayan, where he was interrogated by a policeman who asked him to identify his
assailant. He informed the policeman that petitioner was the one who shot him.
After he was interrogated, he was later brought to the Don Alfonso Ponce Memorial
Hospital at Gonzaga, Cagayan. The following day, he was discharged from the
hospital.[5]

On June 1, 1999, an Information[6] was filed by the Provincial Prosecutor of Aparri,


Cagayan, charging the petitioner of frustrated murder, the pertinent portion of
which reads:

That on or about September 2, 1998, in the [M]unicipality of Gonzaga, [P]rovince of


Cagayan, and within the jurisdiction of this Honorable Court, the above-named
accused, armed with a gun, with intent to kill, with evident premeditation and with
treachery, did then and there willfully, unlawfully and feloniously assault, attack and
shoot one Rudy Baclig, inflicting upon the latter gunshot injuries.

That the accused had performed all the acts of execution which would have
produce[d] the crime of Murder as a consequence, but which, nevertheless, did not
produce it by reason of causes independent of his own will.

That the same was aggravated by the use of an unlicensed firearm.

CONTRARY TO LAW.

Duly arraigned, petitioner pleaded Not Guilty to the crime as charged.[7]

During the trial, it was established that at the time the incident occurred, petitioner
was employed by the National Irrigation Administration (NIA) as Irrigation
Superintendent assigned at the Baua River Irrigation System (BRIS). Petitioner
vehemently denied any involvement in the incident, alleging that he was in Quezon
City at the time the crime was being committed. He contended that he was
following-up the funding for one of the projects of NIA in Gonzaga, Cagayan. He
insisted that he reported at the NIA Central Office on September 1, 1998 and stayed
in Manila until the afternoon of September 4, 1998. To buttress his allegations, the
petitioner presented a Certificate of Appearance[8] issued by Engr. Orlando C.
Hondrade, then NIA Deputy Administrator, who testified thru a deposition that he
indeed signed the document. Engr. Hondrade testified that he specifically
remembered that petitioner personally appeared before him on the 1st and 4th
days of September for a duration of 10 to 15 minutes. Petitioner also submitted his
daily time record to prove that he was not at their office in Cagayan from the
afternoon of August 31, 1998, claiming that he traveled to Quezon City pursuant to
a travel authority issued by his superior.[9]
On February 27, 2003, after presentation of the parties respective evidence, the RTC
rendered a Decision[10] finding petitioner guilty of the crime of attempted murder.
The decretal portion of the Decision reads:

WHEREFORE, the Court finds accused Engr. Carlito Pentecostes, Jr. guilty beyond
reasonable doubt as principal of the crime of Attempted Murder and sentences him
the penalty of four (4) years, two (2) months and one (1) day of prision correccional,
as minimum, to eight (8) years of prision mayor, as maximum. Further, the accused
is ordered to pay private complainant Rudy Baclig the amount of Two Thousand
Pesos (P2,000.00).

SO ORDERED.[11]

The RTC concluded that Rudy positively identified the petitioner as the one who shot
him there was sufficient lighting for Rudy to identify the perpetrator and he knew
petitioner ever since he attained the age of reason. As to petitioners defense of
alibi, the RTC ratiocinated that when petitioner personally appeared before Engr.
Hondrade on September 1, 1998, it would not be impossible for him to immediately
return to Gonzaga, Cagayan that afternoon and commit the crime in the evening of
September 2, 1998.[12]

Petitioner then sought recourse before the CA, arguing that the RTC committed
serious errors in finding that he was guilty of attempted murder and that the RTC
failed to consider the testimonies of his witnesses and the documentary evidence
presented in his favor.[13]

On February 18, 2005, the CA rendered a Decision affirming with modification the
decision of the RTC, the dispositive portion of which reads:

WHEREFORE, the Decision of the Regional Trial Court dated 27 February 2003 is
AFFIRMED with MODIFICATION that accused-appellant Pentecostes is only found
GUILTY OF LESS SERIOUS PHYSICAL INJURIES and is hereby sentenced to suffer
imprisonment of six (6) months of arresto mayor, there being one aggravating and
no mitigating circumstance to offset it.

SO ORDERED.[14]

In convicting the petitioner to a lesser offence, the CA opined that it was not
established that petitioner intended to kill Rudy when he shot him. Petitioners act of
shooting Rudy once was not followed by any other assault or any act which would
ensure his death. Considering that petitioner was driving a car, he could have
chased Rudy if he really intended to kill the latter, or run him over since Rudy went
to the rear of the car. Petitioners desistance displayed his nonchalance to cause the
death of Rudy. Moreover, Rudy only sustained a gunshot wound on the arm, which
required only 10 days of medical attendance.[15]

Not satisfied, petitioner filed a Motion for Reconsideration,[16] but was denied in a
Resolution dated April 9, 2005.

Hence, this petition which raises the following issues:

THE HONORABLE COURT OF APPEALS, WITH DUE RESPECT, COMMITTED A GRAVE


ABUSE OF DISCRETION WHEN IT GIVES CREDENCE TO THE STATEMENT OF THE
PRIVATE COMPLAINANT PRESUMING THAT THE PETITIONER-APPELLANT IS THE
ASSAILANT ALLEGEDLY DUE TO HIS VOICE AND HIS ALLEGED OWNERSHIP OF THE
VEHICLE, AND CONSIDERING THAT THE PRIVATE COMPLAINANT WAS THEN
INTOXICATED, AND THE CRIME WAS COMMITTED AT NIGHTTIME, SUCH CONCLUSION
IS ENTIRELY GROUNDED ON SPECULATIONS, SURMISES AND CONJECTURES.

THE HONORABLE FOURTEENTH DIVISION COMMITTED GRAVE ABUSE OF DISCRETION


WHEN IT FAILED TO GIVE WEIGHT, DISCUSS AND CONSIDER THE ARGUMENTS AND
DEFENSES MADE THE PETITIONER-APPELLANT IN OUR BRIEF, VIS--VIS THE
MANIFESTATION AND MOTION OF THE SOLICITOR GENERAL.

THE HONORABLE FOURTEENTH DIVISION COMMITTED AN ERROR WHEN IT RELIED


HEAVILY ON AN UNFOUNDED, BASELESS AND ALLEGED MOTIVE OF PETITIONER,
BEING A CRUSADER OF ILLEGAL DRUGS IN THEIR OWN TOWN, TO BE THE BASIS
THAT HE IS THE ASSAILANT.[17]

Petitioner questions the conclusion of the CA when it found him guilty of the crime
of less serious physical injuries. He argues that Rudy failed to positively identify him
as the assailant, since Rudy never admitted that he was able to identify the
petitioner through his physical appearance, but only through his voice, despite the
fact that it was the first time Rudy heard petitioners voice when he allegedly shot
him. Petitioner also insists that when the incident occurred, Rudys vision was
impaired as he just drank half a bottle of gin and the place was not properly lit.
Rudy also failed to identify the type of gun used during the shooting. Moreover, the
prosecution failed to establish that the car used by the perpetrator was owned by
the petitioner.

Further, petitioner maintains that it was impossible for him to have shot the victim
on the night of September 2, 1998, since he was not in the Province of Cagayan
Valley from September 1, 1998 to September 4, 1998.

The petition is bereft merit.

In sum, petitioner submits before this Court two issues for resolution. First, whether
or not the prosecution established beyond reasonable doubt that petitioner was the
one who shot the victim; Second, whether or not petitioners defense of alibi would
prosper.

As regards the first issue, this Court finds that the prosecution established beyond
reasonable doubt that petitioner was the one who shot Rudy that fateful night of
September 2, 1998. Both the RTC and the CA found that petitioner indeed shot
Rudy. In arriving at this conclusion, the RTC ratiocinated in this wise:

Private complainant Rudy Baclig averred that he personally knew the accused since
he was of the age of reason. Rudy knew accused Engr. Carlito Pentecostes Jr. to be
working with the NIA at Sta. Cruz, Gonzaga, Cagayan. Both private complainant
Rudy Baclig and accused Engr. Carlito Pentecostes Jr. were residents of Gonzaga,
Cagayan, although they reside in different barangays. Rudy was residing at Brgy.
Batangan, while the accused was living two-and-a-half kilometers away at Brgy.
Flourishing. Rudy Baclig categorically stated that when the car of the accused
passed by him, it slowly stopped then moved backward and when the car was at a
distance of about two arms length, which was about three (3) meters, the accused
called Rudys nickname Parrod. Hearing his nickname, Rudy went towards the car,
but he was only able to take one step, accused Engr. Carlito Pentecostes Jr. opened
the door of the car and shot Rudy once and afterwards the accused hurriedly sped
away. Asked how he was able to identify Engr. Carlito Pentecostes Jr. to be the
person who shot him when it was night time, Rudy said that he was able to identify
the accused through the lights of the car and on cross-examination he said that
aside from the lights of the car, there were also lights coming from a store nearby
the place of the incident. The Court believes that with these kinds of lights, Rudy
Baclig was able to identify the accused, considering the distance between the
assailant and the victim was only three (3) meters.

x x x x.

Rudy Baclig was not telling a lie when he declared that he was shot at about two
arms length only because the doctor who treated him, Dr. Mila M. Marantan,
declared that Rudy Baclig suffered a gunshot wound, the entry was with powder
burns which is an evidence that Rudy Baclig was shot at a close range.

The defense harped on the fact that the private complainant smelled liquor. The
complainant at first denied having taken liquor, but he admitted he took one-half
bottle of gin before he went to buy coffee and sugar. On cross-examination, the
complainant admitted also that every afternoon, he drank liquor. He admitted that
he could still walk naturally a distance of about one kilometer. He also said that his
vision might be affected. This testimony of Rudy Baclig cannot be considered as
evidence that he was not able to identify the accused. He was categorical in stating
that he was able to identify the accused. The doctor who treated Rudy of his injury
declared the patient smelled liquor, but she could not tell how much liquor the
patient took, however, the patient could answer all her questions.

x x x x.

There are other evidences that tend to show that Rudy Baclig was able to identify
the assailant. Immediately after he was shot, Rudy told a police investigator, a
certain Torres and Dr. Mila Marantan that it was Engr. Carlito Pentecostes, Jr. who
shot him.[18]

This conclusion was concurred into by the CA, which categorically stated in its
decision that [t]he prosecution was able to present a witness, in the person of
Baclig, who categorically identified petitioner as his assailant and whose testimony
was characterized by frankness.[19] Contrary to petitioners contention, Rudy saw
him and positively identified him as his shooter, viz:

Q: When you heard the driver of the car calling you by your nickname Parrod, what
was your reaction?
A: I went near because I thought he was telling me something.

Q: And what made you decide to go near the driver of the vehicle?
A: Because he called me by my name, Sir.

Q: When the driver of the car called you by your [nickname], were you able to
recognize the driver of the car who called you?
A: Yes, Sir.

Q: And who was that person who called you by your name Parrod?
A: It was Engr. Pentecostes, Sir.

Q: The same person you identified a while ago?


A: Yes, Sir.[20]

Corollarilly, petitioner already raised these arguments in his motion for


reconsideration of the decision of the court a quo, which the CA addressed point by
point in the assailed resolution denying the motion. We quote with approval the
following discussion of the CA:

On the first allegation, accused-appellant wrongly read the decision. The Court
upheld the trial courts finding that it was indeed accused-appellant who attacked
the private complainant, not because the latter heard accused-appellants voice but
that he was able to see him through the lights of the car when he opened the
window and the door. x x x

xxxx

Clearly, it was not merely hearing the assailants voice, but that he was able to see
him, that private-complainant was able to identify the accused-appellant. It was
admittedly a fact that private complainant had a drink but it does not mean that he
was intoxicated, especially since he admitted that he drinks everyday. Thus, his
bodys tolerance to alcohol is probably heightened. There was also no proof that his
vision had been affected by the alcohol intake, and that he would have mistaken
someone else for the accused.

Again, positive declaration is given more weight than the denial of the accusedappellant. In addition, the same findings were previously reached by the trial court
which had the opportunity to observe first-hand the demeanor of the witnesses, and
assess their credibility.

Regarding the Solicitor Generals recommendation, the Court is not bound to follow it
although in some cases, we are persuaded by the same. However, in this case, it
was not able to persuade Us as it only adopted the same arguments advanced by
accused- appellants counsel.

Some of these arguments include the failure to present any document or evidence
showing that the car used was owned by the accused-appellant. The ownership of
the car, however, is immaterial in the light of the positive identification of the
accused. In addition, the statement of the prosecutions witnesses that the car was
often used by accused-appellants father does not remove the possibility that he
may also use it.

On the third allegation of error, again, accused-appellant has misread the decision
and exaggerated by accusing us of relying heavily on the existence of a probable
motive on the part of accused-appellant to commit the act complained of. This is
clear in the decision that the same was meant to assess whether there was a
probable motive for the private complainant to lie.[21]

It is clear that the arguments advanced by the petitioner in the case at bar,
questioning the conclusion of the RTC and the CA that petitioner shot the victim, are
trivial. The fact remains that Rudy has been shot with a gun and he positively
identified his shooter as the petitioner. Petitioner faulted the RTC and the CA for
giving credence to the testimony of Rudy. However, it is to be noted that even the
lone declaration of a sole eyewitness is sufficient to convict if that testimony is
found to be credible. Credibility of witnesses is to be weighed and should not be
based on numbers. The matter of assigning values to declaration on the witness
stand is best and most competently performed by the trial judge who had the
unmatched opportunity to observe the witnesses and to assess their credibility by
various indicia available but not reflected on the record.[22]

This Court has meticulously scrutinized the transcripts of stenographic notes of this
case and finds that the RTC, as well as the CA, committed no error in giving
credence to the evidence of the prosecution. The Court has long adhered to the rule
that findings of the trial court on the credibility of witnesses and their testimonies
are accorded great respect unless it overlooked substantial facts and circumstances,
which if considered, would materially affect the result of the case. This deference to
the trial courts appreciation of the facts and of the credibility of witnesses is
consistent with the principle that when the testimony of a witness meets the test of
credibility, that alone is sufficient to convict the accused.[23] This is especially true
when the factual findings of the trial court are affirmed by the appellate court.[24]

As regards petitioners defense of alibi, well settled is the rule that alibi is an
inherently weak defense which cannot prevail over the positive identification of the
accused by the victim.[25] Moreover, in order for the defense of alibi to prosper, it is
not enough to prove that the petitioner was somewhere else when the offense was
committed, but it must likewise be demonstrated that he was so far away that it
was not possible for him to have been physically present at the place of the crime
or its immediate vicinity at the time of its commission.[26] In the case at bar, it was
established that petitioner personally appeared before Engr. Hondrade only on
September 1 and 4, 1998. His whereabouts for the two days in between the said
dates are unaccounted for. There was no showing that he could not have gone back
to Cagayan, committed the crime, and went back to Quezon City during those two
days. Petitioners defense of denial and alibi cannot prevail as against the positive,
straightforward and consistent testimony of Rudy that it was petitioner who shot
him on the night of September 2, 1998.

As to the crime committed by petitioner, this Court also concurs with the conclusion
of the CA that petitioner is guilty of the crime of less serious physical injuries, not
attempted murder.

The principal and essential element of attempted or frustrated murder is the intent
on the part of the assailant to take the life of the person attacked. Such intent must
be proved in a clear and evident manner to exclude every possible doubt as to the
homicidal intent of the aggressor.[27] In the present case, intent to kill the victim
could not be inferred from the surrounding circumstances. Petitioner only shot the
victim once and did not hit any vital part of the latters body. If he intended to kill
him, petitioner could have shot the victim multiple times or even ran him over with
the car. Favorably to petitioner, the inference that intent to kill existed should not be
drawn in the absence of circumstances sufficient to prove this fact beyond
reasonable doubt.[28] When such intent is lacking but wounds are inflicted upon the

victim, the crime is not attempted murder but physical injuries only. Since the
Medico-Legal Certificate[29] issued by the doctor who attended Rudy stated that
the wound would only require ten (10) days of medical attendance, and he was, in
fact, discharged the following day, the crime committed is less serious physical
injuries only. The less serious physical injury suffered by Rudy is defined under
Article 265 of the Revised Penal Code, which provides that "(A)ny person who inflicts
upon another physical injuries not described as serious physical injuries but which
shall incapacitate the offended party for labor for ten (10) days or more, or shall
require medical attendance for the same period, shall be guilty of less serious
physical injuries and shall suffer the penalty of arresto mayor."

As to the aggravating circumstance of treachery, this Court finds that the CA


erroneously concluded that treachery attended the commission of the crime. To
establish treachery, the following must be proven: (1) the employment of such
means of execution as would give the person attacked no opportunity for selfdefense or retaliation; and (2) the deliberate and conscious adoption of the means
of execution.[30] The circumstances attending the commission of the crime negate
the existence of treachery in its execution. Although petitioner deliberately
assaulted Rudy and there was suddenness in his attack, he did not logically plan to
assault the latter when he chanced upon him while he was driving. In treachery, the
perpetrator intentionally and purposely employs ways and means to commit the
crime. There was no evidence, however, to show that petitioner employed such
means of execution that would ensure the commission of the crime without harm to
his person. Thus, treachery did not attend the commission of the crime.
There being no aggravating and no mitigating circumstance, the penalty for the
crime of less serious physical injuries should be taken from the medium period of
arresto mayor, which is from two (2) months and one (1) day to four (4) months.
The Indeterminate Sentence Law finds no application in the case at bar, since it
does not apply to those whose maximum term of imprisonment is less than one
year.[31]
As regards the awards for damages, moral damages may be recovered in criminal
offenses resulting in physical injuries, but there must be a factual basis for the
award.[32] We have studied the records and find no factual basis for the award of
moral damages.

WHEREFORE, the petition is DENIED. The Decision of the Court of Appeals, dated
February 18, 2005, and the Resolution dated April 19, 2005 in CA-G.R. CR No.
27458, are AFFIRMED with MODIFICATION. Petitioner Engr. Carlito Pentecostes, Jr. is
sentenced to suffer the straight penalty of three (3) months of arresto mayor.

SO ORDERED.

DIOSDADO M. PERALTA
Associate Justice

WE CONCUR:

RENATO C. CORONA
Associate Justice
Chairperson

PRESBITERO J. VELASCO, JR.


Associate Justice

ANTONIO EDUARDO B. NACHURA

Associate Justice

JOSE CATRAL MENDOZA


Associate Justice

ATTESTATION

I attest that the conclusions in the above Decision had been reached in consultation
before the case was assigned to the writer of the opinion of the Courts Division.

RENATO C. CORONA
Associate Justice
Third Division, Chairperson

CERTIFICATION

Pursuant to Section 13, Article VIII of the Constitution and the Division Chairpersons
Attestation, I certify that the conclusions in the above Decision had been reached in

consultation before the case was assigned to the writer of the opinion of the Courts
Division.

REYNATO S. PUNO
Chief Justice

[1] Penned by Associate Justice Andres B. Reyes, Jr., with Associate Justices Lucas P.
Bersamin (now a member of this Court) and Celia C. Librea-Leagogo, rollo, pp. 3863.
[2] Penned by Judge Rolando R. Velasco; id. at 71-83.
[3] Rollo, pp. 65-70.
[4] Id. at 71-72.
[5] Id. at 72.
[6] Records, p. 1.
[7] Id. at 72.
[8] Id. at 166.
[9] Rollo, pp. 74-77.
[10] Id. at 71-83.
[11] Id. at 82.
[12] Id. at 71-77.
[13] Id. at 46.
[14] Id. at 62-63.
[15] Id. at 56-59.
[16] CA rollo, pp. 127-144.

[17] Rollo, p. 18.


[18] Id. at 78-79.
[19] Id. at 54-55.
[20] TSN, April 13, 2000, pp. 7-8.
[21] Rollo, pp. 67-69.
[22] People v. Coscos, 424 Phil. 886, 900-901 (2002).
[23] People v. Ramos, G.R. No. 172470, April 8, 2008, 550 SCRA 656, 678.
[24] People v. Gallego, 453 Phil. 825, 849 (2003).
[25] People v. Malones, 469 Phil. 301, 328 (2004).
[26] Id. at 329.
[27] People v. Pagador, 409 Phil. 338, 351 (2001).
[28] Id.
[29] Records, p. 6.
[30] People v. Catbagan, G.R. Nos 149430-32, February 23, 2004, 423 SCRA 535,
564.
[31] People v. Glino, G.R. No. 173793, December 4, 2007, 539 SCRA 432, 461.
[32] Civil Code, Art. 2219 (1); See Civil Code, Art. 2217; See People v. Molina, 391
Phil. 282, 301 (2000).

SECOND DIVISION

LADISLAO ESPINOSA,
Petitioner,

-versus-

PEOPLE OF THE PHILIPPINES,


Respondent.

G.R. No. 181071

Present:

CARPIO, J.,
Chairperson,
BRION,
DEL CASTILLO,
ABAD, and
PEREZ, JJ.

Promulgated:

March 15, 2010


x------------------------------------------------------x

DECISION

PEREZ, J.:

The Case

This case comes before this Court as an appeal, by way of a Petition for Review on
Certiorari under Rule 45 of the Rules of Court, from the Decision[1] of the Court of
Appeals affirming the conviction of herein petitioner, Ladislao Espinosa, for the
crime of Serious Physical Injuries under the third paragraph of Article 263 of the
Revised Penal Code.[2] The dispositive portion of the assailed decision reads:

WHEREFORE, the Decision of the Regional Trial Court of Iba, Zambales, Branch 71
dated 30 March 2005, finding appellant Ladislao Espinosa GUILTY beyond
reasonable doubt of the crime of SERIOUS PHYSICAL INJURIES is AFFIRMED with the
MODIFICATION that he will suffer the straight penalty of six (6) months of Arresto
Mayor and pay the amount of P54,925.50 as actual damages.

With costs against accused-appellant.

The Facts

The undisputed facts of the case, as found by the Regional Trial Court, and as
confirmed by the Court of Appeals on appeal, may be so summarized:

On 6 August 2000, at about 10 oclock in the evening, private complainant Andy


Merto, bearing a grudge against the petitioner, went to the house of the latter in the
Municipality of Sta. Cruz, Zambales. While standing outside the house, private
complainant Merto shouted violent threats, challenging the petitioner to face him
outside.

Sensing the private complainants agitated state and fearing for the safety of his
family, petitioner went out of his house to reason with and pacify Merto. However,
as soon as he drew near the private complainant, the latter hurled a stone at the
petitioner. The petitioner was able to duck just in time to avoid getting hit and
instinctively retaliated by hitting the left leg of the private complainant with a bolo
scabbard. The private complainant fell to the ground. Petitioner then continuously
mauled the private complainant with a bolo scabbard, until the latters cousin,
Rodolfo Muya, restrained him.[3]

As a consequence of the incident, private complainant Merto sustained two (2) bone
fractures, one in his left leg and another in his left wrist. It took about six (6) months
for these injuries to completely heal.[4]

On 22 September 2000, petitioner was originally charged with Frustrated Homicide,


under an Information[5] which reads as follows:

That on or about the 6th day of August 2006 at about 10 oclock in the evening, at
Brgy. Pagatpat, in the Municipality of Sta. Cruz, Province of Zambales, Philippines
and within the jurisdiction of this Honorable Court, the said accused, with treachery,
evide[nt] premeditation and intent to kill, did then and there willfully, unlawfully and
feloniously, assault, attack and hack several times one Andy Merto, thereby
inflicting upon the latter the following physical injuries, to wit:
1. Fracture open III A P/3 Tibia left secondary to Hacking Wound;

2. Incised wound, wrist joint with Incised Extensor Pollicis Brevis Tendon, Left S/P F
Debridement Right Wrist S/P Long Circular Cast, Left

thus performing all the acts of execution which would produce the crime of murder
as a consequence, but nevertheless, did not produce it by reason of causes
independent of his will, that is by the timely and able medical assistance rendered
to said Andy Merto which prevented his death.
CONTRARY TO LAW.

Petitioner pleaded not guilty, and trial thereafter ensued.

On 14 December 2004, the Regional Trial Court of Iba, Zambales, Branch 71,
convicted petitioner only of Serious Physical Injuries under the third paragraph of
Article 263 of the Revised Penal Code, noting that the prosecution had failed to
prove the element of intent to kill, which is necessary to a conviction for Frustrated
Homicide. The dispositive[6] portion of the ruling reads:

WHEREFORE premises considered, judgment is rendered finding accused Ladislao


Espinosa GUILTY beyond reasonable doubt of the crime of Serious Physical Injuries
defined and penalized under Art. 263, paragraph 3 of the Revised Penal Code and is
hereby sentenced [to] suffer the penalty of six (6) months of Arresto Mayor as
minimum to two (2) years, eleven (11) months and ten (10) days of prision
correccional as maximum. Accused is ordered to pay private complainant Andy
Merto the amount of P54,925.50 as and by way of actual damages.

Undeterred, petitioner filed a Motion for Reconsideration dated 7 February 2005,


before the trial court, invoking for the first time complete self-defense, under the
first paragraph of Article 11 of the Revised Penal Code. In a Resolution[7] dated 30
March 2005, the trial court denied petitioners motion for reconsideration holding
that self-defense cannot be appreciated to justify the act of petitioner. The trial
court cites the means adopted by the petitioner in repelling the attack as not
reasonably necessary in view of the surrounding circumstances and the severity of
the victims injuries.

On appeal, the Court of Appeals affirmed the judgment of conviction with the
modification that the penalty imposed by the trial court should be lowered by one
degree in accordance with the privileged mitigating circumstance of incomplete selfdefense under Article 69[8] of the Revised Penal Code. Consequently, the Motion for
Reconsideration[9] filed by the petitioner was also denied by the Court of Appeals
via a Resolution[10] dated 4 January 2008.

Hence, this appeal.

The Issue

The sole issue raised in this appeal is whether under the set of facts given in this
case, complete self-defense may be appreciated in favor of the petitioner.

The Ruling of the Court

The Court rules in the negative.

The requirements of self-defense as a justifying circumstance are found in the first


paragraph of Article 11 of the Revised Penal Code, to wit:

Article 11. Justifying circumstances. The following do not incur any criminal liability:

1.
Anyone who acts in defense of his person or rights, provided that
the following requisites concur:

First. Unlawful aggression;

Second. Reasonable necessity of the means employed to prevent or repel it;

Third. Lack of sufficient provocation on the part of the person defending himself.

In their decisions, both the trial court and the Court of Appeals found that the first
and third elements of self-defense are present in the case at bar. This finding was
never questioned by either of the parties and, as such, may be taken as established
for purposes of this appeal. Nonetheless, to dispel any doubts, the Court hereby
affirms the existence of the first and third elements of self-defense, based on the
following reasons:

First, unlawful aggression on the part of private complainant Merto was manifested
by his attack upon the person of the petitioner in throwing a stone at the latter. This
sudden and unexpected assault posed actual danger on the life or limb of the
petitioner, prompting the latter to take steps in his defense. To the mind of the
Court, this is an offensive positively strong enough to be the basis for a defensive
action.

Second, there is lack of sufficient, if not total absence of, provocation on the part of
the petitioner. The facts are clear that it is private complainant Merto who invited
the confrontation with petitionerby shouting violent threats at the latter.

The argumentation is on the existence of the second element, i.e., reasonable


necessity of the means employed to prevent or repel the unlawful aggression. The
trial court and the Court of Appeals were in agreement that the means employed by
the petitioner in conducting his defense is disproportionate to what was necessary
to prevent or deter the attack of private complainant Merto.

In arguing that the means employed was reasonable to repel the unlawful
aggression, the petitioner invokes the application of the doctrine of rational
equivalence, delineated in People v. Gutual,[11] to wit:

x x x It is settled that reasonable necessity of the means employed does not imply
material commensurability between the means of attack and defense. What the law
requires is rational equivalence, in the consideration of which will enter the principal
factors the emergency, the imminent danger to which the person attacked is

exposed, and the instinct, more than the reason, that moves or impels the defense,
and the proportionateness thereof does not depend upon the harm done, but rests
upon the imminent danger of such injury. (Emphasis supplied)

Tersely put, petitioner contends that the trial court and the Court of Appeals erred in
citing the severity of the injuries sustained by private complainant Merto, as an
indicator that belies the reasonableness of the means adopted by the former to
repel the attack of the latter. Instead, petitioner wants to place emphasis on the fact
that he merely acted out of instinct and that he used a bolo scabbardas opposed to
using the bolo itselfin incapacitating the private complainant.

The Court is not impressed.

The very application of the doctrine of rational equivalence, invoked by the


petitioner, militates against his claim. The doctrine of rational equivalence
presupposes the consideration not only of the nature and quality of the weapons
used by the defender and the assailantbut of the totality of circumstances
surrounding the defense vis--vis, the unlawful aggression.

Significantly, a perusal of the facts shows that after petitioner was successful in
taking down private complainant Mertothe former continued to hack the latter, who
was, by then, already neutralized by the blow. This fact was clearly established by
the testimony of Rodolfo Muya, who recounted having seen the petitioner
continuously hacking the private complainant with the bolo scabbard, even as the
latter lay almost motionless upon the muddy ground.[12] Clearly, this continuous
hacking by the petitioner constitutes force beyond what is reasonably required to
repel the private complainants attackand is therefore unjustified.

People v. Beltran, Jr.,[13] which also involves repetitious hacking by the accused
even after the aggressor had been neutralized, is especially instructive:

The act of appellant in repeatedly hacking Norman on his head and neck was not a
reasonable and necessary means of repelling the aggression allegedly initiated by
the latter. As stated earlier, no convincing evidence was presented to show that
Norman was armed with an ice-pick at the time of the incident. In fact, no ice-pick
was found in the crime scene or in the body of the victim. There was also no proof

showing that Norman attempted to stab appellant or tried to barge into the latter's
house. Granting arguendo that Norman was armed with an ice-pick, the repeated
hackings were not necessary since he can overpower or disable Norman by a single
blow on non-vital portion/s of his body.

Again, as correctly observed by the OSG, had the appellant merely wanted to
protect himself from what he perceived as an unlawful aggression of Norman, he
could have just disabled Norman. When Norman fell on the ground, appellant should
have ceased hacking the former since the alleged aggression or danger no longer
exists. By appellant's own testimony, however, he hacked Norman with his bolo
even when the latter was already lying on the ground. It appears, therefore, that the
means used by appellant, which were simultaneous and repeated hackings, were
adopted by him not only to repel the aggression of Norman but to ensure the
latter's death. In sum, such act failed to pass the test of reasonableness of the
means employed in preventing or repelling an unlawful aggression. (Emphasis
supplied)

Notwithstanding the fact that the petitioner merely used a scabbard in fending off
the unlawful aggressionthe totality of the circumstances shows that after the
aggressor was taken down to the ground, the petitioner ceased to be motivated
with the lawful desire of defending himself. He was, by then, acting with intent to
harm the private complainant whose aggression had already ceased.

Finally, in trying to disprove the testimony of Rodolfo Muya that there was
continuous hacking, the petitioner also posits that the injuries sustained by the
private complainant could not have been serious enough to be the product of
repeated hacks, and claims that the same are merely a product of a single blow.
This contention has had ample study and consideration in the trial court and in the
Court of Appeals. It deserves no further ado.

As to whether the fractures suffered by the private complainant resulted from a


single blow or a product of multiple hackings is a question of fact best left to the
judgment of the trial court. It is a well-settled principle that factual findings of the
trial courtespecially if already affirmed by an appellate courtare binding and
conclusive upon this Court, save only for certain compelling reasons which are
absent in this case.[14] Hence, the Court refuses to disturb the facts, and defers to
the determination of the Regional Trial Court and of the Court of Appeals.

WHEREFORE, the instant appeal is DENIED for lack of merit. Accordingly, the
appealed Decision of the Court of Appeals, dated 25 September 2007, in CA-G.R. CR
No. 29633 is hereby AFFIRMED IN TOTO. No pronouncement as to costs.

SO ORDERED.

JOSE PORTUGAL PEREZ


Associate Justice

WE CONCUR:

ANTONIO T. CARPIO
Associate Justice
Chairperson

ARTURO D. BRION MARIANO C. DEL CASTILLO


Associate Justice Associate Justice

ROBERTO A. ABAD
Associate Justice

ATTESTATION

I attest that the conclusions in the above Decision were reached in consultation
before the case was assigned to the writer of the opinion of the Courts Division.

ANTONIO T. CARPIO
Associate Justice
Chairperson, Second Division

CERTIFICATION

Pursuant to Section 13, Article VIII of the Constitution, and the Division Chairpersons
Attestation, it is hereby certified that the conclusions in the above Decision were
reached in consultation before the case was assigned to the writer of the opinion of
the Courts Division.

REYNATO S. PUNO
Chief Justice

[1] Penned by Associate Justice Marlene Gonzales-Sison with Associate Justices Juan
Q. Enriquez, Jr. and Vicente S.E. Veloso concurring. Rollo, pp. 28-48.
[2] Act No. 3185, as amended.
[3] Rollo, pp. 32-33.
[4] Id. at 30-31.
[5] Id. at 52-53.
[6] Id. at 76.
[7] Id. at 77-81.
[8] Article 69 of the Revised Penal Code provides:
Article 69. Penalty to be imposed when the crime committed is not wholly
excusable. A penalty lower by one or two degrees than that prescribed by law shall
be imposed if the deed is not wholly excusable by reason of the lack of some of the

conditions required to justify the same or to exempt from criminal liability in the
several cases mentioned in Articles 11 and 12, provided that the majority of such
conditions be present. The courts shall impose the penalty in the period which may
be deemed proper, in view of the number of the nature of the conditions of
exemption present or lacking.
[9] Filed on 15 October 2007. Rollo, pp. 110-118.
[10] Id. at 50-51.
[11] 324 Phil. 244, 259-260 (1996).
[12] Rollo, pp. 32-33.
[13] G.R. No. 168051, 27 September 2006, 503 SCRA 715, 734.
[14] Republic v. Casimiro, G.R. No. 166139, 20 June 2006, 491 SCRA 499, 523.

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