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nurse is struck off (later reduced shrouded in the mutual secrecy of a comproto suspension on appeal) for assist- mise agreement. However, thanks to a related
ing a secret BBC expos of care disciplinary hearing before the Bar Standards
standards1; an NHS trust seeking Board, documentation relating to a dispute
foundation status is accused of between Liverpool Womens NHS Foundaputting financial interests first and ignoring tion Trust and Peter Bousfield, a long serving
staff concerns about inadequate staffing lev- consultantincluding the compromise agreeels and patient safety.23 Both of these recent ment that gagged him from commenting
episodes have
publicly about his
reinforced conconcernshas now
cerns that, despite
come to light.
the repeated
The hearing
assurances of
arose after Peter
politicians,
Bousfields son, a
whistleblowers in
non-practising barthe NHS remain
rister who works
an endangered
in the media,
species.
attempted to repLaunching the
resent his father in
BMAs whistlecorrespondence.
blowing guidThe trust refused
ance and helpline
to deal with him
for hospital staff at
and authorised its
the organisations
solicitors to lodge
annual reprea complaint about
sentative meeting
his activities with
earlier this year,4
his professional
chairman Hamregulator. In May
ish Meldrum said
a disciplinary trithat such cases
bunal of the Bar
send out comStandards Board
pletely the wrong Peter Bousfield tried to raise patient safety concerns
reprimanded
message to those
Andrew Bousfield
health professionals who might want to speak for holding himself out to be a barrister . . . in
out about unacceptable conditions.5
correspondence with Mace and Jones soliciNow evidence has emerged that, almost a tors and, by sending abrasive, intemperate
decade after the Public Interest Disclosure Act correspondence, for engaging in conduct
was passed, a foundation trust went to remark- discreditable to a barrister and/or likely to
able lengths to ensure that a senior consult- diminish public confidence in the legal proant did not go public with his concerns about fession.6
management and patient safety.
In his defence statement, submitted to the
Rarely do such cases see the light of day hearing, Andrew Bousfield claimed his father
disagreements between consultants and their thought that the gag clause was sprung upon
trusts generally end in a parting of the ways him, late in the day, when his early retirement
1000
steve bell/rex
david jones/pa
Whistleblowing
executive, Louise Shepherd, outlining his concerns and referring to the case of a patient
found moribund and whose life threatening
condition, he said, had almost been overlooked. The experience of the patient, he
wrote, is I believe by no means unusual. A
staff nurse had commented to him that being
on duty at LWH over a bank holiday weekend
was . . . like being on the Marie Celeste.
In a statement to the BMJ, Kathryn Thomson, who succeeded Ms Shepherd as chief
executive in April this year, said the trust did
not accept that in 2006 its staffing levels were
inadequate and that responses addressing
Mr Bousfields concerns had been sent by the
medical director on 9 June and by the chief
executive on 16 June.
The documents show that on 26 June Mr
Bousfield was invited to a meeting with the
trusts chairman, Ken Morris, to discuss the
issues you describe, in particular the concerns
you have around Junior Doctor allocation.
In a letter to Mr Bousfield written later that
day, Mr Morris wrote that given the significant personal concerns you expressed in our
meeting, he had asked the chief executive to
look at the option of helping you personally
to move on by facilitating early release from
your contract of employment, if these concerns cannot be satisfied by the Trust.
The letter took Mr Bousfield by surprise. It
was, he wrote back on 3 July, unusual wording that seemed to imply a threat of either
dismissal or redundancy.
There was another surprise in store for him.
Just three days later, the head of midwifery
and womens health submitted a formal complaint, alleging that, according to a student
midwife mentor, Mr Bousfield had verbally
humiliated a student midwife in the antenatal clinic in the Aintree Centre for Womens
Health and physically assaulted her by hitting her on the head three times.
Though clearly serious, and denied by Mr
Bousfield, the allegation was never formally
investigated. It was, however, used by Ms
Shepherd, the trusts chief executive, as a
threat. On 4 September 2006, she wrote to
Mr Bousfield to say should we not be able to
agree a suitable arrangement regarding your
early retirement within the next few weeks, I
will have a duty to formally investigate those
claims further.
In the light of the findings from the Healthcare Commissions 2007 national NHS survey
that in 12 months 20% of staff at Liverpool
Womens Foundation Trust had suffered harassment, bullying, or abuse from colleagues
or managers, the fact that a serious complaint
was not formally investigated is an uncomfortable revelation.7
On 18 September, Mr Bousfield replied
to Ms Shepherds letter: I was under the
impression that I was to see this complaint
and be given the opportunity to respond to
it regardless of my employment intention . . .
To attempt to use this sort of information as a
bargaining chip confers no credit.
Peter Bousfield told me that As the story
unfolded it became evident that there was no
formal written complaint. Theres a formal
complaints procedure and stage one is that
Regulated health
professionals . . . are under
a professional obligation
to raise concerns about
patient safety.
David Grantham
WhistlebloWing
agreement and promised not to copy his letter of 5 November to anyone other than the
members of the Trust Board and the Secretary of State, the trust reserved its right to
apply for a court order to restrain him from
so doing.
It was a threat in which the trust itself
had little confidence. In a confidential briefing produced for the Healthcare Commission in January 2008, the chief executive
and chairman of the trust noted: The Trust
has considered taking an injunction should
Peter Bousfield breach the confidentiality
clause . . . but believes that is not in the best
interests of either the Trust as a public body
or the wider NHS.
Gagging clauses
Whether or not such an injunction was in the
best interests of the trust, the effect of the gagging clause it had insisted on did not seem
Whistleblowing
bma news
Isolated case?
Despite the difficulty in determining the frequency with which such clauses are used in
NHS termination agreements, there is some
suggestion that what happened in Mr Bousfields case in Liverpool might not be an isolated incident.
In July, after a long struggle for access under
the Freedom of Information Act, Andrew
Bousfield succeeded in getting Liverpool
Womens Hospital to release details of all compromise agreements it had entered into with
doctors between 1998 and 2009. The 11 other
compromise agreements released included
termination payments ranging from 1216
to 63077; five were over 25000.
All of the agreements featured gagging
clauses; three of the largest payments came
with clauses specifically banning the doctor
from speaking to the media. Five agreements
included a penalty clause threatening recovery of the full amount in the event of a breach
of the contract by the employee.
And Liverpool may not be alone. We are
hearing anecdotally that these compromise
agreements are being done with quite blatant
clauses in them, whereby people are being
paid a specific amount extra not to say anything, said a spokesman for Public Concern
at Work (www.pcaw.co.uk), the charity that
has worked with the Department of Health
since the birth of the act and operates a
whistleblowing helpline for NHS staff.
1003
WhistlebloWing
A review of patient safety published by the under a professional obligation to raise conHouse of Commons Health Committee on 3 cerns about patient safety. Entering into a legal
July concluded: The NHS remains largely agreement not to pursue genuine concerns
unsupportive of whistleblowing, with many where they exist in exchange for financial setstaff fearful about the consequences of going tlement could be a breach of that obligation.
outside official channels to bring unsafe care
Mr Bousfield says he is happy for his case
to light. How a trust treated whistleblowing, to be used as an example of the dilemma that
it added, was an important measure of an may face others in his position and speaks
organisations safety culture.
frankly about his decision to take the money
The question of whydespite government and walk away: I would have to accept that
reassurances and the supposed protection of that is a weakness in the position in which
the Public Interest Disclosure Actno whistle- I then and now find myself. But one has to
blowers had stepped forward to expose the accept that there are commercial considerafailings at Mid Staffordshire General Hos- tions in this world and to finish work early left
pitals NHS Trust, where patients may have me with a huge amount of unpaid mortgage.
died because the concerns of medical staff The lump sum was used to pay off the mortwere not taken seriously, was addressed dur- gage, in the way that my salary, had it coning a House of Commons debate on 12 May. tinued for another two or three years, would
William Cash, MP for Stone, said there are have been used. Thats part of the position that
whistleblowers, but they are terrified to come many people find themselves in.
forward. The reality is that devices are being
The judgment I had to make was Do I
employed by certain hospitals and hospital want to continue working with these people for
authorities to bypass the 1998 Act.11
another three years under the circumstances as
He also brought it up in Parliament again they are, because I have tried to change them
on 12 October this
and failed, or if theyre
year, saying that a lot im not painting myself as a saintly offering me a sufficient
of problems that arise paragon of virtue, but as somebody lump sum to pay off
relate to gagging who was well intentioned, hard
a mortgage, do I cut
clauses.
my losses and run and
working, with a second to none
The trouble with
save my own coronary
clinical record who became a
arteries?
the Act that enables
He remains, he says,
whistleblowingthe nuisance because i was unwilling
Public Interest Disclo- to accept the drop in standards that very sad that I am no
sure Act 1998is that was blatantly obviously there.
longer working. Had
its not working. Gag- Peter bouseld
there never been this
ging clauses should be
horrendous merger
banned by law, he said.
with the Liverpool Womens Hospital then I
Great ingenuity is being used by certain think I would now still be working and very
trustsnot just Mid Staffordshire but other happily so.
For doctors who find themselves in Mr
trusts of which I am awarethat are using
their lawyers and their medical establish- Bousfields position, the final word on whistlement effectively to bypass and shut out con- blowing can be found in paragraph six of
sultantsin some cases, as many as 20-odd. I the General Medical Councils Good Medical
am concerned about that. It is no good having Practice.12 The GMC expects doctors to put
good intentions in an Act if the provisions can patients interests first, a spokeswoman said.
be bypassed in the way that they are being Doctors have a duty to protect patients from
bypassed at the moment, he added.
risk of harm and our guidance says that doctors must put the matter right or raise concerns
Obligation to speak
where they have good reason to think that
Not blowing the whistle could leave a doctor in patient safety is or may be seriously comproa dangerous position. David Grantham, head mised by inadequate premises, equipment, or
of programmes at NHS Employers, points other resources, policies, or systems. Where
out that failing to speak up is never a safe and the employer or contracting body does not
acceptable option for doctors: Regulated take adequate action after concerns have been
health professionals, including doctors, are raised, doctors should take independent advice
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