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10.1109/JSEN.2015.2424393, IEEE Sensors Journal
AbstractFuture wireless communication systems are envisioned to share radio frequency spectrum with radars in order
to meet the growing spectrum demands. In this paper, we
address the problem of target detection by radars that project
waveform onto the null space of interference channel in order to
mitigate interference to cellular systems. We consider a multipleinput multiple-output (MIMO) radar and a MIMO cellular
communication system with K base stations (BS). We consider
two spectrum sharing scenarios. In the first scenario the degrees
of freedom (DoF) available at the radar are not sufficient enough
to simultaneously detect target and mitigate interference to K
BSs. For this case we select one BS among K BSs for waveform
projection on the basis of guaranteeing minimum waveform
degradation. For the second case, the radar has sufficient DoF
to simultaneously detect target and mitigate interference to all K
BSs. We study target detection capabilities of null-space projected
(NSP) waveform and compare it with the orthogonal waveform.
We derive the generalized likelihood ratio test (GLRT) for target
detection and derive detector statistic for NSP and orthogonal
waveform. The target detection performance for both waveforms
is studied theoretically and via Monte Carlo simulations.
Index TermsMIMO Radar, Null Space Projection, Cellular
System Coexistence, Target Detection, GLRT, ML Estimation.
I. I NTRODUCTION
Spectrum sharing between wireless communication systems
and radars is an emerging area of research. In the past,
spectrum has been shared primarily between wireless communication systems using opportunistic approaches by users
equipped with cognitive radios [1]. This type of spectrum
sharing has been made possible with the use of spectrum
sensing [2], or geolocation databases [3], or a combination of
both in the form of radio environment maps (REM) [4]. Some
recent efforts have explored co-channel sharing approaches
among secondary network entities, please see [5] and reference
therein. However, in contrast, co-channel spectrum sharing between wireless systems and radars has received little attention
thus far because of regulatory concerns.
Spectrum policy regulators, in the past, have not allowed
commercial wireless services in radar bands, except in few
Awais Khawar (awais@vt.edu), Ahmed Abdelhadi (aabdelhadi@vt.edu),
and T. Charles Clancy (tcc@vt.edu) are with Virginia Polytechnic Institute
and State University, Arlington, VA, 22203.
This work was supported by Defense Advanced Research Projects Agency
(DARPA) under the SSPARC program. Contract Award Number: HR001114-C-0027. The views, opinions, and/or findings contained in this article/presentation are those of the author(s)/presenter(s) and should not be
interpreted as representing the official views or policies of the Department
of Defense or the U.S. Government.
Approved for Public Release, Distribution Unlimited
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TABLE I
TABLE OF N OTATIONS
A. Related Work
On going research efforts have shown that there are numerous ways to share spectrum between radars and communication systems. Cooperative sensing based spectrum sharing
approaches can be utilized where radars allocated bandwidth
is shared with communication systems [13][15]. A joint
communication-radar platform can be envisioned in which
spectrally-agile radar performs an additional task of spectrum
sensing and upon finding of unused frequencies it can change
its operating frequency. In addition of spectrum sharing such a
setting can enable co-located radar and communication system
platforms for integrated communications and radar applications [16][19]. Radar waveforms can be shaped in a way that
they dont cause interference to communication systems [20]
[24]. Moreover, database-aided sensing at communication systems [25] and beamforming approaches at MIMO radars can
also be realized for spectrum sharing [26].
B. Our Contributions
The problem of target estimation, detection, and tracking
lies at the heart of radar signal processing. This problem
becomes critically important when we talk about sharing
radar spectrum with other systems, say cellular systems. The
regulatory work going on in the 3.5 GHz band to share the
radar spectrum with commercial systems is the motivation
of this work. The focus of this work is to study target
detection performance of radar that is subject to share its
spectrum with cellular system. We consider spectrum sharing
between a MIMO radar and a cellular system with many
base stations. In our previous work, we have addressed the
problem of radar waveform projection onto the null space of
interference channel, in order to mitigate radar interference
to communication system, and the problem of selection of
interference channel for projection when we have a cellular
system with K base stations [22]. In this work we consider two
spectrum sharing scenarios. In the first scenario the degrees of
freedom (DoF) available at the radar are not sufficient enough
to simultaneously detect target and mitigate interference to
K BSs. For this case we select one BS among K BSs for
waveform projection on the basis of guaranteeing minimum
waveform degradation. For the second case, the radar has
sufficient DoF to simultaneously detect target and mitigate
interference to all K BSs. For both the scenarios we study
the target detection performance of radar for the null-space
projected (NSP) waveform and compare it with that of the
orthogonal radar waveform. We use the generalized likelihood
ratio test (GLRT) for target detection and derive detector
statistic for NSP and the orthogonal waveform.
Notation
Description
x(t)
a()
y(t)
Rx
sUE
j (t)
LUE
i
N BS
BS transmit/receive antennas
Hi
ri (t)
Pi
D. Organization
This paper is organized as follows. Section II discuss
MIMO radar, target channel, orthogonal waveforms, interference channel, and our cellular system model. Moreover, it
also discusses modeling and statistical assumptions. Section III
discusses spectrum sharing between MIMO radar and cellular
system and introduces sharing architecture and projection
algorithms. Section IV presents the generalized likelihood ratio
test (GLRT) for target detection and derives detector statistic
for NSP and orthogonal waveform. Section V discusses numerical results and compares performance of NSP and orthogonal
waveform. Section VI concludes the paper.
II. S YSTEM M ODEL
In this section, we introduce preliminaries of MIMO radar,
point target in far-field, orthogonal waveforms, interference
channel, and cellular system model. Moreover, we also discuss
modeling and statistical assumptions along with RF environment assumptions used throughout the paper.
A. Radar Model
The radar we consider in this paper is a colocated MIMO
radar with M transmit and receive antennas and is mounted
on a ship. The colocated MIMO radar has antennas that have
spacing on the order of half the wavelength. Another class of
MIMO radar is widely-spaced MIMO radar where elements
are widely-spaced which results in enhanced spatial diversity
[27]. The colocated radar gives better spatial resolution and
target parameter identification as compared to the widelyspaced radar [28].
C. Notations
Matrices are denoted by bold upper case letters, e.g. A,
and vectors are denoted by bold lower case letters, e.g. a.
Transpose, conjugate, and Hermitian operators are denoted by
()T , () , and ()H , respectively. Moreover, notations used
throughout the paper are provided in Table I along with
descriptions for a quick reference.
B. Target Model/Channel
In this paper, we consider a point target model which is
defined for targets having a scatterer with infinitesimal spatial
extent. This model is a good assumption and is widely used
in radar theory for the case when radar elements are colocated
and there exists a large distance between the radar array and
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F. Orthogonal Waveforms
C. Signal Model
Let x(t) be the signal transmitted from the M -element
MIMO radar array, defined as
h
iT
x(t) = x1 (t)ejc t x2 (t)ejc t xM (t)ejc t
(1)
To
(3)
(4)
where (t) = Tk (t) + Rl (t), denoting the sum of propagation delays between the target and the k th transmit element
and the lth receive element, respectively; D is the Doppler
frequency shift, represents the complex path loss including
the propagation loss and the coefficient of reflection, and n(t)
is the zero-mean complex Gaussian noise.
D. Modeling Assumptions
In order to keep the analysis tractable we have made the
following assumptions about our signal model:
The path loss is assumed to be identical for all transmit
and receive elements, due to the far-field assumption [30].
The angle is the azimuth angle of the target.
After compensating the range-Doppler parameters, we
can simplify equation (4) as
y(t) = A() x(t) + n(t).
(5)
E. Statistical Assumptions
We make the following assumptions for our received signal
model in equation (5):
and are deterministic unknown parameters representing the targets direction of arrival and the complex
amplitude of the target, respectively.
The noise vector n(t) is independent, zero-mean complex
Gaussian with known covariance matrix Rn = n2 IM , i.e.
n(t) Nc (0M , n2 IM ), where Nc denotes the complex
Gaussian distribution.
With the above assumptions, the received signal model
in equation (5) has independent complex Gaussian distribution, i.e., y(t) Nc (A() x(t), n2 IM ).
(1,1)
(1,M )
hi
hi
..
..
..
Hi =
(N BS M ) (8)
.
.
.
(N BS ,1)
(N BS ,M )
hi
hi
(l,k)
where hi
denotes the channel coefficient from the k th
antenna element at the MIMO radar to the lth antenna element at the ith BS. We assume that elements of Hi are
independent, identically distributed (i.i.d.) and circularly symmetric complex Gaussian random variables with zero-mean
and unit-variance, thus, having a i.i.d. Rayleigh distribution.
A more thorough treatment of interference channel modeling
between radar and cellular system, including two- and threedimensional channel models, can be found in [32][35].
I. Cooperative RF Environment
In the wireless communications literature, it is usually
assumed that the transmitter (mostly BS) has channel state
information (CSI) either by feedback from the receiver (mostly
UE), in FDD systems [36], or transmitters can reciprocate the
channel, in TDD systems [36]. The feedback and reciprocity
are valid and practical as long as the feedback has a reasonable
overhead and coherence time of the RF channel is larger than
the two-way communication time, respectively.
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In the case of radars sharing their spectrum with communications systems one way to get CSI is that radar estimates Hi
based on the training symbols sent by communication receivers
(or BSs in this case) [37]. Another approach is that radar
aids communication systems in channel estimation, with the
help of a low-power reference signal, and they feed back the
estimated channel to radar [38]. Since, radar signal is treated
as interference at communication system, we can characterize
the channel as interference channel and refer to information
about it as interference-channel state information (ICSI).
Spectrum sharing between radars and communications systems can be envisioned in two domains: military radars sharing
spectrum with military communication systems, we call it
Mil2Mil sharing; another possibility is military radars sharing
spectrum with commercial communication systems, we call it
Mil2Com sharing. In Mil2Mil sharing, ICSI can be acquired
by radars fairly easily as both systems belong to military. In
Mil2Com sharing, ICSI can be acquired by giving incentives
to commercial communication system. The biggest incentive
in this scenario is null-steering and protection from radar
interference. Thus, regardless of the sharing scenario, Mil2Mil
or Mil2Com, we have ICSI for the sake of mitigating radar
interference at communication systems.
III. R ADAR -C ELLULAR S YSTEM S PECTRUM S HARING
After introducing our radar and cellular system models we
can now discuss the spectrum sharing scenario between radar
and cellular system. In our sharing architecture, MIMO radar
and cellular systems are the co-primary users of the 35503650 MHz band under consideration. In the following sections,
we will discuss the architecture of spectrum sharing problem
which is followed by our spectrum sharing algorithm.
A. Architecture
We illustrate our coexistence scenario in Figure 1 where the
maritime MIMO radar is sharing K interference channels with
the cellular system. Considering this scenario, the received
signal at the ith BS receiver can be written as
X
BS
BS
M
N UE UE
ri (t) = HN
x(t) +
HN
sj (t) + w(t). (9)
i
j
j
The goal of the MIMO radar is to map x(t) onto the nullspace of Hi in order to avoid interference to the ith BS, i.e.,
Hi x(t) = 0, so that ri (t) has equation (7) instead of equation
(9).
We consider two spectrum sharing scenarios which are
discussed as follows.
Case 1 (M KN BS but M > N BS ): Consider a scenario
in which a MIMO radar has a very small antenna array
as compared to the combined antenna array of K BSs, i.e.
M KN BS , but is larger than individual BS antenna array,
i.e. M > N BS . In such a scenario, it is not possible for the
MIMO radar to simultaneously mitigate interference to all the
K BSs present in the network because of insufficient degrees
of freedom (DoF) available. However, the available DoF allow
simultaneous target detection and interference mitigation to
one of the BS among K BSs. The choice of BS selection
depends upon the performance metric which radar wants to
optimize. In this paper, our performance metric is minimum
degradation of radar waveform in a minimum norm sense.
A drawback of this approach is that interference is not
mitigated to K 1 BSs present in the network and the radar
has to utilize higher transmit power to achieve the same
performance level which can increase the level of interference
at BSs not part of the mitigation scheme. This drawback is
addressed in the literature by moving K 1 BSs to nonradar frequency bands by using resource allocation and carrier
aggregation techniques [39], [40].
It is worth mentioning that when M KN BS traditional colocated MIMO radar architecture is not suitable for
mitigation of interference by using NSP approaches because
sufficient DoF are not available and doing so will result
in performance degradation of radar systems. However, the
MIMO radar architecture can be modified into an overlappedMIMO radar architecture where the transmit array of colocated
MIMO radar is partitioned into a number of subarrays that are
allowed to overlap. The overlapped-MIMO radar architecture
increases the DoF and enjoys the advantages of the MIMO
radar while mitigating interference to communication systems
without sacrificing the main desirable characteristics for its
own transmission [41].
Case 2 (M KN BS ): Consider a scenario in which a
MIMO radar has a very large antenna array as compared to
the combined antenna array of K BSs, i.e. M KN BS .
In such a scenario, it is feasible for the MIMO radar to
simultaneously mitigate interference to all the K BSs present
in the network while reliably detecting targets. This is because
sufficient degrees of freedom are available for both the tasks.
In such a scenario the combined interference channel that the
MIMO radar shares with K BSs in the networks is given as
h
i
H = H1 H2 HK
(10)
B. Projection Matrix
In this section, we introduce formation of projection matrices for Case 1 and Case 2.
Projection for Case 1 (M KN BS but M > N BS ): In
this section, we define the projection algorithm for Case 1
which projects radar signal onto the null space of interference
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i,1 ,
ei,2 , . . . ,
ei,p )
(12)
BS
ei,q+1 =
ei,q+2 = =
ei,p = 0 are the singular values of
Hi . Next, we define
e0
0
0
0
, diag(e
i,1
,
ei,2
,...,
ei,M
)
(13)
(
0,
,
1,
for u q,
for u > q.
(14)
, Pi .
P
min
(16)
e i V H Vi
e i V H = Pi
P2i = Vi
i
i
(17)
from ViH Vi =
e 0 (by
e 0 )2 =
(
i
i
= Pi w = v.
(18)
P2i v
(25)
e , diag(e
1 ,
e2 , . . . ,
ep )
(26)
BS
eq+2 = =
ep = 0 are the singular values of H. Next, we
define
0
e 0 , diag(e
10 ,
e20 , . . . ,
eM
)
(27)
eu0
(
0,
,
1,
for u q,
for u > q.
(28)
Pi v = Pi v Pi v = 0.
(19)
H = UVH .
where
P2i w
(22)
Once we have selected our projection matrix it is straight forward to project radar signal onto the null space of interference
channel via
x(t).
(t) = P
x
(23)
e H H
PH
i = (Vi i Vi ) = Pi .
1iK
To
where
0
ei,u
e i
e0
(20)
= 0 by
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(t) = Px(t).
Perform null space projection, i.e., x
end loop
e
,
.
.
.
,
eM
)
i
1
2
0
H
e
Setup projection matrix P = V V .
Send P to Algorithm (3).
end if
(30)
(31)
Q(t, ) = A()x(t).
(32)
where
(33)
T0
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where
. . .
. . . . . . . . .
. .
, M log(n2 )
X
2
Eyy ,
yz
= 3 4
y(t)
y1 (t)
yM (t)
Projector
= min
x .... x . . . . . x .... x
x1 (t)
xM (t)
x1 (t)
eQy ,
SVD
min
xM (t)
Channel State
Information
E1
QQ ,
Projection Algorithm
=
Waveform Generation
Receiver
Transmitter
z=1
(41)
QH
z yz
(42)
QH
z Qz .
(43)
z=1
(t)
Detection and Estimation
z=1
(40)
X
H
H
v1 (t)v2 (t)dt =
v1z v2z
(44)
To
for vi (t) =
be written as
z=1
z=1
Eyy ,
ZTo
and {n(t)}, as
eQy ,
2
y(t) dt
(45)
QH (t, )y(t)dt
(46)
(47)
To
y(t) =
Z
yz z (t)
(34)
z=1
Q(t, ) =
n(t) =
X
z=1
Qz ()z (t)
EQQ ,
(35)
To
nz z (t)
(36)
where
z=1
E=
(48)
y(t)xH (t)dt.
(49)
To
z = 1, 2, . . .
(37)
(51)
Ly (ML ) = arg max
!
2
1
Ly (, ) =
M log(n2 ) 2 yz Qz () .
n
z=1
(38)
Maximizing equation (38) with respect to yields
Ly (,
) =
1
1
H
E
e
E
e
yy
Qy
Qy
QQ
n2
(39)
(50)
H0
(52)
where fy (y, , ; H1 ) and f (y; H0 ) are the probability density functions of the received signal under hypothesis H1 and
H0 , respectively. Hence, the GLRT can be expressed as
2
H
a (ML )Ea (ML ) H1
Ly (ML ) = arg max
.
(53)
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(54)
L(ML )
H0 : 22 ,
where
2
2 () is the noncentral chi-squared distributions with two
degrees of freedom,
2
2 is the central chi-squared distributions with two degrees of freedom,
and is the noncentrality parameter, which is given by
=
||2 H
|a ()RTx a()|2 .
n2
F1
2 (1
2
PFA )
(56)
(57)
where F1
is the inverse central chi-squared distribution
2
2
function with two degrees of freedom. The probability of
detection is given by
PD = P (L(y) > |H1 )
PD = 1 F22 () F1
2 (1 PFA )
NSP
(65)
LNSP (ML ) =
M aH (ML )RTx a(ML ) H0
(55)
(58)
(59)
where F22 () is the noncentral chi-squared distribution function with two degrees of freedom and noncentrality parameter
.
NSP =
(66)
||2 H
|a ()RTx a()|2 .
n2
(67)
V. N UMERICAL R ESULTS
In order to study the detection performance of spectrum
sharing MIMO radars, we carry out Monte Carlo simulation
using the radar parameters mentioned in Table II.
TABLE II
MIMO R ADAR S YSTEM PARAMETERS
Parameters
Notations
Values
Carrier frequency
fc
3.55 GHz
Wavelength
8.5 cm
3/4
6.42 cm
Radial velocity
vr
2000 m/s
Speed of light
3 108 m/s
r0
Target angle
500 Km
LOrthog (ML )
H0 : 22 ,
where
Orthog =
M 2 ||2
n2
(61)
(63)
2c vr /c
2r0 /c
Path loss
(62)
A. Analysis of Case 1
For this case, at each run of Monte Carlo simulation we generate K Rayleigh interference channels each with dimensions
N BS M , calculate their null spaces and construct corresponding projection matrices using Algorithm (2), determine the best
channel to perform projection of radar signal using Algorithm
(1), transmit NSP signal, estimate parameters and from
the received signal, and calculate the probability of detection
for orthogonal and NSP waveforms.
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P for P
D
FA
= 101
13dB
6dB
0.9
0.8
0.7
PD
0.5
0.4
0.3
0.2
0.1
10
10
15
20
25
30
SNR
5dB
3dB
0.8
0.7
PD
0.6
0.5
0.4
0.3
0.2
0.1
0
8
10
SNR
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PD for PFA=103
P for P =101
D
FA
1
0.9
6dB
0.8
0.9
0.8
6dB
0.7
0.7
PD
PD
0.6
0.6
0.5
0.5
0.4
0.4
0.3
0.3
0.2
0.2
0.1
0.1
10
10
15
20
25
0
10
30
10
SNR
PD for PFA=105
6dB
0.9
0.8
0.7
0.6
0.6
PD
0.7
0.5
0.4
0.3
0.3
0.2
0.2
0.1
0.1
5
25
30
10
15
20
25
0
10
30
6dB
0.5
0.4
0
10
20
PD for PFA=107
0.9
0.8
15
SNR
SNR
10
15
20
25
30
SNR
Fig. 4. Case 1(a): dim N(Hi ) = 2: PD as a function of SNR for various values of probability of false alarm PFA , i.e., PFA = 101 , 103 , 105 and
107 . The interference channel Hi has dimensions 2 4, i.e., the radar has M = 4 antennas and the communication system has N BS = 2 antennas, thus,
we have a null space dimension of dim N(Hi ) = 2. Note that we need 6 dB more gain in SNR for the NSP waveform to get the same result produced by
the orthogonal waveform.
0.9
0.9
PD for PFA = 10
3.5dB
4dB
0.8
0.7
0.8
PD
0.6
0.7
0.5
0.4
0.6
0.3
0.2
0.5
0.1
0.4
10
SNR
0
10
15
0.8
0.6
0.6
PD
0.7
0.5
0.4
0.3
0.3
0.2
0.2
0.1
0.1
0
SNR
10
15
10
15
4.5dB
0.5
0.4
SNR
0.8
0.7
0
10
0.9
4.5dB
1
P for Orthogonal Waveforms
0.9
PD
10
0
10
10
15
SNR
Fig. 5. Case 1(b): dim N(Hi ) = 6: PD as a function of SNR for various values of probability of false alarm PFA , i.e., PFA = 101 , 103 , 105 and
107 . The interference channel Hi has dimensions 2 8, i.e., the radar has M = 8 antennas and the communication system has N BS = 2 antennas, thus,
we have a null space dimension of dim N(Hi ) = 6. Note that we need 3.5 to 4.5 dB more gain in SNR for the NSP waveform to get the same result
produced by the orthogonal waveform.
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1530-437X (c) 2015 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See
http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI
10.1109/JSEN.2015.2424393, IEEE Sensors Journal
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http://www.ieee.org/publications_standards/publications/rights/index.html for more information.