Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
Servicios de control de
versin y de biblioteca
Archivado
Seguridad
Impresin
Creacin
Archivado
Aprobacin
Gestin de la
documentacin
Check-in/Check-out.
Posibilidad
de
incorporacin
de
comentarios
sin
modificar el documento.
Definicin de diferentes
versiones.
Durante el ciclo de vida
del
documento,
se
guardan los datos que
caracterizan
los
cambios
sufridos
(fechas,
usuarios,
etiquetas, localizacin,
etc.).
Modificacion
Bsqueda
Motores de bsqueda en funcin de criterios predefinidos o
segn el contenido de los documentos.
Navegacin por carpetas con asignacin de permisos.
Impresin de documentos con asignacin libre de atributos
(fechas, versin, estado de aprobacin, etc.).
Clasificacin de los documentos en estructuras jerrquicas
definidas por el usuario(por atributos, por referencias, etc.).
Cuales
son
retos
clave
de
su
organizacin
Cuales
losclave
retos
clave
de su
organizacin ?
?
Cules
son los
losson
retos
de
su organizacin?
Gestionar
Gestionaraalos
losclientes
clientes
Gestionarlos
losrecursos
recursosorganizativos
organizativos
Gestionar
Impactode
delalaTecnologa
Tecnologa
Impacto
PotenciarlalaMarca
Marca
Potenciar
Reduccin
Reduccinde
decostes
costes
Enfrentarse
Enfrentarseaalalacompetencia
competencia
LanzarNuevos
NuevosProductos
Productos
Lanzar
Distribucin
DistribucinyyLogstica
Logstica
Suministradores
Suministradores
Adaptacin
Adaptacindel
delmarco
marcoregulatorio
regulatorio
Fusionesyyadquisiciones
adquisiciones
Fusiones
Fuente:
Fuente:PwC
PwCSurvey
Survey 2001; Espaa
0 10 20 30 40 50 60 70 80 90 100
10%
20%
30%
40%
50%
60%
70%
Integracin de
datos /
informacin
Ciclo de vida
de Producto
Creacin
Atencin a
clientes
Archivado
Aprobacin
Gestin de la
documentacin
Modificacion
Gestin de
Calidad
Bsqueda
Colaboracin
con terceros
Gestin Global
de la
Informacin
de
n s
i so
t
es ce
G ro
p
In
te
Si gra
st ci
em n
as de
Creacin
Listas de Materiales
Procedimientos
transaccionales (ERP)
Informacin de Clientes
(CRM)
Archivado
Aprobacin
Gestin de la
documentacin
n
i
c
ga tos
e
r da
Ag
Datos estadsticos
Datos de investigacin
Resultados analticos
10
n
i
ac
or
ab
ol
C
de
Modificacion
Bsqueda
Coautora
Consultas urgentes
Interaccin con Proveedores /
Distribuidores
11
Asumiendo
Asumiendo responsabilidades
responsabilidades sobre
sobre la
la revisin
revisin y,
y, sobre
sobre todo,
todo, en
en la
la aprobacin
aprobacin del
del contenido.
contenido.
Exigen
Exigen el
el cumplimiento
cumplimiento de
de unos
unos procesos
procesos que
que minimicen
minimicen el
el riesgo
riesgo en
en los
los procesos
procesos de
de
elaboracin
elaboracin de
de los
los frmacos.
frmacos.
Fruto
Fruto de
de lo
lo anterior:
anterior:
Es
Es preciso
preciso llevar
llevar aa cabo
cabo un
un seguimiento
seguimiento exhaustivo
exhaustivo de
de las
las acciones
acciones sobre
sobre los
los documentos
documentos yy su
su
contenido
contenido (audit
(audit trail).
trail).
Es
Es necesario
necesario la
la identificacin
identificacin fehaciente
fehaciente del
del usuario
usuario en
en las
las acciones
acciones crticas
crticas sobre
sobre la
la
documentacin
documentacin (firma
(firma electrnica).
electrnica).
Existen
Existen implicaciones
implicaciones legales
legales yy de
de negocio
negocio en
en los
los procesos
procesos aa seguir.
seguir.
12
Adicionalmente,
Adicionalmente, las
las buenas
buenas prcticas
prcticas (GXC)
(GXC) aportan
aportan una
una serie
serie de
de guas
guas que
que redundan
redundan en
en una
una mejora
mejora
de
de los
los procesos
procesos que
que aa su
su vez
vez deben
deben ser
ser reflejados
reflejados en
en la
la propia
propia Gestin
Gestin Documental.
Documental.
13
REQUERIMIENTO
METODO ACTUAL
GARANTIZAR LA
INTEGRIDAD DE LA
INFORMACIN
Inspeccin Visual
PERMITIR
AUDITORIA
Registro manual
FIRMA
Manual
FIRMA ELECTRNICA
IMPRESIN
CONTROLADA
Responsable de
copias impresas
ACCESO SEGURO A
LA INFORMACIN
CUMPLIMIENTO DE
LA REGULACIN
Vigilancia
VALIDACIN DEL
ENTORNO
Basado en
procedimientos de
trabajo
ENTORNO VALIDADO
CONTROL INFORMATIZADO
14
CRF
I+D Clnica
Registros
MaestrosGestin
Investig.
Notas
electrnicas
Reg
Submissions
Global
Seguridad Pre-Clnica
Documentacin
GestinProyectos
de Proyectos
I+D
Informacin para la
Fuerza de ventas
Informacin clientes
potenciales
Ventas y
Mrketing
Reporting de
asuntos adversos
Web externas
Gestin SOP
Control de Calidad y Produccin
Registros de Personal
IT y Validacin
Documentacin
15
Facturacin
de Sistemas
Copyright IBM Corporation 2006
16
Agenda
17
Introduction
Architecture
Introduction
Introduction
IBM Solution for Compliance in a Regulated Environment (IBM SCORE) is a new, flexible and easy
to configure regulatory compliance solution
IBM SCORE provides the core Document lifecycle and workflow management, security, and auditing
functionality required to comply with GxP and 21CFR11 regulations.
And, IBM SCORE provides Application integration, Business process management, and
Collaboration. These additional capabilities allow customers to integrate their document management
and compliance systems with their operational systems.
IBM SCORE gives life science and pharmaceutical companies the capability to anticipate and
respond on changing business demands. This is essential in Life Sciences fast-changing business
environment.
TOMORROW
Integrated regulatory information
management
Harmonized electronic submissions (e.g.
eCTD)
Global process support
Emphasis on collaboration
Business Process Management
Integrated data and document management
Support for structured and unstructured
information & transformation points
Management of active and inactive content
Evolve
Evolvewith
withtechnologies
technologiesleverage
leverage
21
Application
Integration
Collaboration
Business
Process
Management
Data and
Document
Management
eCTD
Management
Life Sciences specific functionality provided out of the box. Supports key industry regulations and
processes, such as GXP and 21CFR11 compliance and eCTD.
A Portal-based application to provide a richer and more intuitive interface than what is typically
provided in traditional document management systems
Promotes configuration over customization extend to application level
Provides a content repository neutral architecture
Leverages open standards (e.g., J2EE, XML, Web Services Architecture)
Component based approach to support interoperability and flexibility
Provides assets to assist with the implementation, migration, and validation of the system
Go
Gobeyond
beyondDocument
DocumentManagement
Management(ABCD
(ABCDparadigm)
paradigm)
22
Collaboration
Collaboration Middleware
External
Partners
Search
Info Grid
Inbox
Browser
Work Area
Actions
Integration
Preferences Reports
Favorites
Admin
Portal
Document Workflow
Process Flow
Search
Assembly
Rendition
Annotation
Security
Distribution Import/Export
View/Print
E-Signature
Auditing
Change Ctrl
Overlays
Publishing
Retention
Document Services
Services
Auxiliary Services
ERP
Integration Middleware
Affiliates
Document Management
Departments
Divisions
Manufacturing
CTMS
LIMS
MES
EDC
Document Repository
Basic Functionality
Portal-based User Interface
Integrated Lifecycle / Workflow / Version Management
Preconfigured GXP Controlled, Regulated, Approval, Flexible, Import Lifecycles
Auto Promotion of Lifecycle Status
Supports Serial, Parallel and Phased workflows
Workflow Target Recipients list
Dynamic Workflow and Escalation (Due Dates, Task Delegation, Add Task, Reassign Task)
21CRF11
Audit Trail / Document History
Electronic Signature
Role Base Security Model and User Interface
Role Reassignment
Controlled Viewing and Printing
Integrated Change Control Management
25
Smart Functionality
Periodic Review of Effective Documents
Annotations
Multi-Language Enabled
Management Reports
Distribution
Lists
for
Notification Recipients
Viewers
and
My Work Area
My Favorites
Submission Management
eCTD Management
Records Management
26
27
28
External
Authoring &
Retrieval
Partner B
Barr Labs
SCORE
Repository
Workflow
eCTD
Submission
Publishing
SPL/PIM
Original and
subsequent
Submissions
(Amendment,
Supplements,
Variations, etc.)
Health
Authority
Agencies
Internal
Cross-Functional
Authoring Communication Channels
Pre- and Post-Approval Correspondence
and Communication
29
Prepare
eCTD
Component
Associate eCTD
Component
Update
Application
Create
Component
Content
Manage and
Archive eCTD
30
Assign
Resources
and Due
Dates
Create eCTD
Structure
Assemble
eCTD and
Submit
Plan and
Track eCTD
Monitor
Status
Import External
eCTD
Component
Create New
eCTD
Sequence
View eCTD
Publish & QC
eCTD
Append
Content for
Application
Manage
Correspondence
Publish eCTD
Component
Approve eCTD
Replace
Content for
Application
eCTD Tracking
Manage
Internal Key
Messages
Electronically
Review and
Approve
Submit to Health
Authority
Delete
Content for
Application
Record Mgmt
and
Archival
External
Authoring &
Retrieval
Barr Labs
SCORE
Repository
Workflow
eCTD
Submission
Publishing
Original and
subsequent
Submissions
(Amendment,
Supplements,
Variations, etc.)
31
eCTD Lifecycle
REVIEW
eCTD
CREATE
Sequence 0000
32
APPROVE
SUBMIT
eCTD
ED
W
IE
V
RE
FT
A
R
MODIFY
eCTD
PR
P
A
PUBLISH
eCTD
ED
V
O
B
SU
ED
T
IT
CREATE MEDIA
Review
Workflow
Review
Rejected
START
(create)
Draft
Reviewed
Approved
Submitted
END
Approve
Rejected
Validate
Shared
Content
Approval
Workflow
Pending
Approval
Validate
Rejected
Only for Amendment/
Supplement
33
review
review
review
reviewed
Document Auto-Numbering
Document Versioning
draft
create/
change
edit
rejected
pending
approval
Supported by
approve
approve
(e-sig)
(e-sig)
Periodic Review
approved
issue (for
training)
issued
make
effective
Controlled Import
ec
eff
tiv
current
Document Referencing
previous
create/
change
review
review
review
reviewed
draft
create/
change
edit
review
review
review
approve
approve
create/
change
edit
review
review
review
reviewed
draft
edit
rejected
rejected
pending
approval
(e-sig)
(e-sig)
pending
review
reviewed
draft
rejected
pending
approval
finalize
approve
approve
approve
(e-sig)
(e-sig)
(e-sig)
(e-sig)
approved
approved
make
effective
effective
current
current
retired
previous
finalized
retired
current
previous
retired
previous
36
GXPharma
Application
Validation Approach
Validation
Test Strategy
Qualification Scripts and Templates
Validation Plan
Site Validation Plan
System Test Plan
User Acceptance Test Plan
Test Process Training
Validation Report
Accelerators
Software
Migration
Migration Plan
Migration Approach
Migration
Options
Workshop Set
Migration Questionnaire
Migration Checklists
Implementation
IBM SCORE Project Plan (Document
Template)
High Level GDPM (milestone plan)
Risk Management Template
IBM SCORE Project Schedule
Implementation Approach Overviews
Business case Methodology and Tools
Stream
Roles
and
Responsibilities
Identifiers
Project Charter
37
Pre-Training Brief
Communications Strategy and Plan
Template
Document Overlay Definitions
Performance
and
Capacity
Requirements Analysis Workshop
Materials
Physical and Logical Security SOP
Backup and Restore SOP
User Management SOP
39
Efficiency /
Cost
Reduction
Compliance
& Quality
Satisfies
requirements
while
minimizing the cost of compliance
Improves quality of data
Integrates other areas of the value
chain
Improves usability
Promote business
processes not
content-centric processes
40
Reduces
operational
cost
of
document and data management
Reduces time to create, manage and
distribute content
Reduces
effort
spent
on
development and validation
Revenue
Generation