A STUDY ON RISK MANAGEMENT REGARDING WORKING OF A

BROKING FIRM AND ITS INVESTORS

AT
RELIGARE SECURITIES LTD. IN JAIPUR
Company Schedule
1. Name & Address of the Company

2. Date of Incorporation of the Company:

3. Contact Number of Company
:
4. Type of Business of Company
:

Religare Securities Ltd.

.
83, Roop Vandana building, Gurunanakpura
Raja-Park, Jaipur (Raj.) 302004
.
26 June 1986
.
9799499610
.
Broking Company
.

A STUDY ON RISK MANAGEMENT REGARDING WORKING OF A

BROKING FIRM AND ITS INVESTORS
AT
RELIGARE SECURITIES LTD. IN JAIPUR
[Questionnaire]

Name:

Age:

a) 18 25

b) 26 35

c) 36 50

d) 50 above

Occupation:

a) Business

b) Service

c) Student

d) Housewife

e) Retired person

Q1. Since when you are associated with Religare Securities?

a. Below 1 year

b. 1-3 years

c. 3-5 years

d. Above 5 years

Q2. In which of these Financial Instruments do you invest into?

a. Shares

b. Mutual Funds

e. Commodity

f. Currency

c. Bonds

d. Derivatives

Q3.What is your Investment objective out of the following:a. High income

b. Reasonable income and safety

c. Retirement protection

d. Tax benefit

Q4. Are you aware of online Share trading?

a. Yes

b. No

Q5. Generally which is the holding period of equity?

a. Intraday

b. Delivery

Q6. Do you trade in Futures and Options?

a. Yes

b. No

Q7. How often do you trade your Investments?

a. Daily

b. Weekly

c. Monthly

d. Yearly

Q8A) With which company do you have your DEMAT account?

a. Religare Securities

b. ICICI Direct

c. Kotak Securities

d. India Bulls

e. Others (please specify) __________

Q8B) If other than Religare Securities, then why you prefer that company, Give reasons
a. Demat account opening charge

b. Annual Maintenance Charge

Q9. Are you currently satisfied with your Share trading company?
a. Yes

b. No
2

Q10. What percentage of your earnings do you invest in share trading?

a. Up to 10%

b. Up to 25%

c. Up to 50%

d. Above 50%

Q11. How much Return you Get from Investments?

a. 0-5 %
d. Above 15%

b. 5-10 %
e. Loss

c. 10-15%

Q12. How do you intend to use the income earned by your investment portfolio?
a. Reinvest at least 80% of my earnings
b. Reinvest between 20% and 80% of my earnings
c. Receive at least 80% of my earnings as income
Q13A) Are you aware about the risks involved in Investment in Broking Company?
a. Yes

b. No

Q13B) If yes, then what do you know about the type of risk involved?
a. Business Risk

b. Market Risk

c. Liquidity Risk

d. Credit Risk

Q14. According to you, what is your risk level?

a. Low

b. Medium

c. High

Q15.While investing your money, which factors will you prefer?

a. Liquidity

b. Low Risk

c. High Return

d. Trust

Q16. Do you find companys investment tips useful and beneficial?

a. Yes

b. No

c. Cant Say

Q17.What more facilities do you think you require with your DEMAT Account?
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Conclusion/Observation of the Surveyor

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