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Substantial evidence reveals that children with visible physical differences (facial dysmorphism, orthopedic-mobility impairments, amputations, or obesity) often experience a hostile,
rejecting, and ambiguous social milieu (Harper and Richman,
1978; Wright, 1983; Gerrard, 1991; Harper, 1991, 1995). Such
visible differences may lead to the following sequence: children with visible physical differences receive negative social
feedback, and such feedback often reduces self-esteem and
limits the childs future likelihood of approaching peers socially. These cyclical negative peer interactions can place chil-
dren at risk for social discomfort, rejection, and potential adjustment problems throughout their life span. Results from a
variety of studies (Kapp, 1979; Kapp-Simon, 1986; Broder and
Strauss, 1989; Leonard et al., 1991; Padwa et al., 1991; King
et al., 1993; Broder et al., 1994; Eder, 1995) exploring selfconcept, adjustment, self-perception, anxiety, depression, behavioral difficulties among children with varying degrees of
facial disfigurement, and types of cleft and palate disorder have
yielded very mixed results. Furthermore, key researchers
(Richman, 1991; Kapp-Simon, et al., 1992; Broder et al., 1994)
have noted that there was limited solid evidence for significant
psychopathology because many children and adolescents report positive adjustment and positive self-esteem. Differences
in adjustment and behavior that exist often do not reach
levels that warrant formal psychiatric diagnosis or noticeable
behavioral dysfunction. Nevertheless, there is evidence that
those with facial dysmorphism, both children and adults, may
Dr. Harper is from the University of Iowa College of Medicine, Iowa City,
Iowa. Dr. Peterson is from New York University, New York, New York.
Submitted April 2000; Accepted November 2000.
Reprint requests: Dennis C. Harper, Ph.D., Department of Pediatrics, University of Iowa Hospitals and Clinics, 100 Hawkins Drive, 341 University
Hospital School, Iowa City, IA 52242-1011. E-mail dennis-harper@uiowa.edu.
566
experience lower self-esteem and discomfort in social interactions. Although these personal reactions may not reach levels of psychiatric morbidity, they are distressing and likely
impact the quality of life (Pillemer and Cook, 1989; Bennett
and Stanton, 1993).
The social-psychological impact of chronic visible disabilities is well documented for adults and children (Bull and Rumsey, 1988; Lavigne and Faier-Routman, 1992; Harper, 1999.
Physical disabilities have been investigated by social scientists
in two general ways: their functional and adaptive impact on
a persons life skills and the potential social rejection of appearing different (Wright, 1983). Looks or appearance can
have a significant impact on the individuals perceived value
(Harper, 1991, 1997, 1999). In particular, clefts of the lip and
palate can place the person in a vulnerable position for adjustment and social problems (Harper and Richman, 1978;
Richman and Harper, 1978; Shaw, 1981b; Rumsey, 1983;
Richman and Eliason, 1993). Adjustment in this population is
not related in a simple or direct fashion to visibility of facial
differences or the concept of attractiveness (Pertschuk and
Whitaker, 1987, 1988; Bennett and Stanton, 1993; Ries and
Hodgins, 1995). Katz (1981) and Jones et al. (1984) described
a complicated social interpersonal interaction to individuals
with physical stigmata. Harper (1999) also discussed how children may conceptualize and think about peers with visible
physical differences and how this often impacts their play experiences. Clinical observations and existing research on children with facial impairments raise concerns about their future
adjustment (Bull and Rumsey, 1988); however, presently few
empirical data exist documenting the actual peer reactions and
peer views of their interactions with children with facial dysmorphisms in this social-interpersonal process. In brief, what
do peers say and think about their peers with these facial differences and what do children with facial differences say and
think about such personal differences?
In a series of worldwide studies (Harper et al., 1985, 1986,
1994; Harper and Bhattarai, 1989; Sanchez and Harper, 1994;
Harper, 1995, 1997, 1999), investigators explored nondisabled
childrens expressed attitudes toward children with a variety
of visible physical impairments (orthopedic-mobility, amputation, facial cleft, and obesity). The methodology and interviews used in these studies has been extensively validated and
replicated in five different countries by Harper (1999) and
based on 25 years of prior research by Richardson (1983).
Individual interviews by Harper with more than 1400 children
identified significant and consistent preferences toward particular visible disabilities, Western versus non-Western cultural
preferences toward particular disabilities, and childrens attitudes toward disabilities to reflect both negative and positive
social attitudes often related to the type and frequency of prior
social contact (Harper, 1999). Those depicted with facial clefts
in these studies characteristically received low social play preference, were frequently chosen last as playmates in contrast to
other childhood physical disabilities, and received more negative and illogical personal evaluative remarks from their
peers, and the facial appearance appeared to engulf the chil-
567
568
group of 450, 65 were approached, and 57 children and families agreed to participate during their initial medical screening
by Operation Smile medical staff resulting in an acceptance
rate of 87.6%. Children who met the age requirements (between 8 and 12 years) and were judged healthy by the medical
staff and agreed to participate were selected. Three children
were subsequently dropped from consideration because they
displayed other noncleft facial dysmorphic features leaving 54
(83.1%) children in the study sample. Of the eight who did
not participate, all had no prior surgical repairs. These remaining 54 children displayed a variety of craniofacial differences voluntarily seeking surgical assistance from the personnel of Operation Smile International. These families were from
throughout Negros, and the majority of children were attending
school on an infrequent basis.
In addition to children with clefts of the lip and palate, a
control group of children who were not physically impaired
were obtained from a large public school in Bacolod City. This
control group participated only in the child interviews. Of the
78 children approached, 68 (87%) agreed to participate. Discussion with teachers did not indicate any noticeable differences between participants and nonparticipants. Sixty-eight
children of both sexes, between the ages of 8 and 12 years
were selected from four classrooms in a local elementary
school in Bacolod City. This was based on voluntary participation following a review of local school authorities and parent
representatives according to local standards.
In summary, 125 children were interviewed, and 54 parents
of children with clefts of the lip or palate were also interviewed. All interviews were completed over 5 10-hour days
by three bilingual adult interviewers from Bacolod City.
Materials and Procedures
Three female adult interviewers from Bacolod City were
recruited through the assistance of Project Hope. Project Hope
is a local civic support group providing volunteer and financial
assistance to Operation Smile International personnel. Project
Hope provides the local logistics to coordinate all aspects of
these medical services in Bacolod City. All adults were conversant in Illongo (local dialect) and English. Interview procedures were reviewed and practiced under supervision.
Parents and children were approached and asked for their
participation through these interviewers during initial medical
screening by Operation Smile staff. All parents observed the
child interviews and were physically present at all times.
569
Rank
1
2
3
4
5
6
N
W
O
F
H
C
(n 5 37)
Mean
2.67
3.00
3.51
3.83
3.86
4.10
Girls
SD
1.84
Mean
10.88
SD
1.70
1.82
1.46
1.70
1.68
1.50
N
H
F
W
O
C
Kendall W .09*
SD
2.36
(n 5 17)
Mean
1.94
2.94
3.47
4.00
4.05
4.58
Kendall W .26*
American
Normative
Total
(n 5 54)
SD
1.59
1.14
1.73
1.87
1.39
1.22
N
W
H
O
F
C
Mean
2.44
3.31
3.57
3.68
3.72
4.25
SD
1.68
1.88
1.58
1.45
1.70
1.42
Confidence
1.992.89
2.803.82
3.144.00
3.294.08
3.254.18
3.874.64
N
C
W
H
F
O
Kendall W .10*
distribution of rankings. The statistical analysis, a nonparametric association measure, evaluated the significance and degree of association of each groups overall rankings of the
disabilities depicted. This measure evaluates whether the rank
ordering by the children was statistically significant from a
random rank order. Kendall coefficients of concordance (W)
reported here are generally low reflecting the diversity of individual reasons for rankings. This methodology has been used
in prior investigations (approximately 30 studies) with approximately 4800 children.
Descriptive statistical summaries were applied to the qualitative data (frequency of contact) and the childrens attributions (reasons for choices or ranking) for their first and last
preference rankings. Students t tests for independent samples
evaluated mean ranking changes within the group with cleft
lip and palate. Nonparametric statistics were not used in this
analysis; although the data (rankings) are noncontinuous, they
are replete with ties (same ranks across multiple subjects).
Therefore the use of the Mann-Whitney U test is not recommended (Conover, 1999) because the data violate key assumptions that are not correctable and the power of the Mann-Whitney U test is substantially reduced. Subsequently, the Students
t test for independent samples remains the most robust and
valid test for these ranked data despite potential violations of
both type I and II error that does not effect the outcome (Hsu
and Feldt, 1969). Facial ratings were summarized, and a reliability correlation (Ebel, 1951) was computed for the raters of
facial status. Confidence intervals are presented for each total
groups means (facial and control) to assist in interpretation.
Power calculations and effect size are not available for the
nonparametrics but are calculated on the Students t test analyses. Data analyses were completed using SPSS for Windows
(1999).
RESULTS
Facial ratings of all children were completed independently
by two speech and language pathologists and a clinical psychologist with extensive experience with facial disfigurement.
570
Rank
1
2
3
4
5
6
(n 5 30)
Mean
2.20
3.40
3.50
3.73
3.90
4.26
N
H
O
W
F
C
Girls
SD
1.44
Mean
10.34
SD
1.86
1.52
1.65
1.83
1.32
1.36
N
H
O
F
W
C
SD
1.17
(n 5 38)
Kendall W .14*
Mean
2.31
3.00
3.60
3.73
3.86
4.47
American
Normative
Total
(n 5 68)
SD
1.86
1.48
1.28
1.36
1.97
1.40
N
H
O
F
W
C
Kendall W .16*
Mean
2.26
3.17
3.55
3.80
3.81
4.38
SD
1.84
1.50
1.44
1.34
1.90
1.38
Confidence
1.812.71
2.813.54
3.203.90
3.484.13
3.344.27
4.044.71
N
C
W
H
F
O
Kendall W .15*
Boys
(n 5 37)
This aforementioned factor possibly reflects the next comparison in this study.
Children in the facial group in this study represent several
different subgroups (Table 3): (a) those who have had a previous surgical repair and those who have not had any surgical
repair, and (b) those in each of these groups exhibiting different types of facial impairment (i.e., cleft lip and palate, cleft
lip only, and palate only). Children in the palate-only group
were included because of their communicative difficulties.
Children with existing prosthetic obturators were not included
in this study.
Those children with a prior surgical repair (lip only repaired
or lip repaired but palate open) and those without surgical
repair (lip only, lip and palate, or palate only) were compared
in their mean-average ranking of the child depicted with facial
differences among the six pictures. Students t tests were used
to evaluate differences in mean rankings of the child depicted
with a facial difference for each sex and the total group in the
FG, contrasting the repaired versus unrepaired groupings (Table 4). Those who had (total group) surgery (repaired, n 5
26) reported a mean rank of 3.31 for the child with a facial
cleft versus those who had not yet completed surgery (unrepaired, n 5 28) reported a mean rank of 4.11; t 5 1.75, df 5
52, p # .08). The boys who had surgery (repaired, n 5 17)
reported a mean rank of 3.29 for the child with a facial cleft
versus those who had not yet completed surgery (unrepaired,
n 5 20) reported a mean rank of 4.30; t 5 1.84, df 5 35, p
# .07). Finally, the girls who had surgery (repaired, n 5 9)
reported a mean rank of 3.33 for the child with a facial cleft
versus those who had not yet completed surgery (unrepaired,
TABLE 4 Cleft Group Lip and Palate Status at Assessment:
Facial Ratings
Boys
(n 5 37)
Girls
(n 5 17)
Repaired
Unrepaired
n59
n58
Mean/SD
2.88/.83
3.58/2.41
n 5 17
n 5 20
Mean/SD
2.79/.86
4.78/1.65
571
572
Most Preferred*
Normal
She is thin; she can play.
She/he is normal.
She looks neat, nice.
He/she can play with me.
No defects.
He is healthy.
Obese
He is fat and can play.
He is nice because he is fat.
She has no defects; she okay.
Because he is kind of normal.
Crutch/Brace
He is sick and cannot walk.
I feel sorry for her/him.
Hand
He does not have much of a disability.
He is missing only fingers.
I feel sorry for her.
Face
She can still play with me.
His cleft will get worse if he plays.
A lot of people tease him.
Children with cleft are kind and understanding.
Even if she has a defect . . . she is nice to play with.
Wheelchair
I feel sorry for her. He has no one to play with, cannot play well.
He has fewer friends, so I picked him first.
I will play with him, and he will be happy.
Looks sad, and cannot walk. I pity him/her.
Has the worst disability.
* Children asked, Why did you pick this one first?
Most frequent response within category.
Least Preferred*
Normal
I do not like him.
I do not know, no answer.
I do not know him.
She is pretty.
Obese
I do not like him.
She does have a good attitude toward me.
He/she is fat.
She is so fat, she will quarrel with me.
Crutch/Brace
He is crippled.
Bad to look at crutches.
He has crutches.
She is not nice.
Hand
He has no arm, he is disabled.
He is crippled.
Do not want to play . . . he is crippled.
She has no hand.
Face
He has a cleft and cannot play ball.
Because he cannot speak well.
We will tease each other . . . we cannot understand each other.
Cannot understand him.
She is ugly.
Wheelchair
He does not play well, cannot walk.
He is crippled.
I might get hurt by the wheelchair.
He looks quarrelsome.
She is nice and will still play with her.
* Children asked, Why did you leave this one last?
Most frequent response within category.
across other studies from the United States and other countries
(Harper, 1999).
The results of the preference ranking interviews with the
children from the Philippines with facial clefts (FG) of the lip
or palate reveal both similarities and differences as contrasted
to Harpers (1995) earlier Western and non-Western studies
(Harper, 1997). The FG group uniformly selected the child
without a disability as their first and preferred playmate. Similarly, those in the CG endorsed the child without a disability
as their initial most frequent choice. A universal preference
exists with participants selecting those without a disability as
a preferred playmate (Richardson, 1983; Harper et al., 1986;
Harper, 1995, 1997, 1999). Children in the CG reported preferences for playmates with physical disabilities that have less
impact on play and social communication skills. Both groups
(FG and CG) reported similar low play preference (last choice)
for children depicted with crutches and a brace. These latter
disabilities reflect the least common disability present in childrens contacts in Negros and also those physical disabilities
with high functional impact (legs). Neither group reports significant rejection or high preference for obesity in contrast to
earlier findings (high rejection in the United States, high preference in Nepal) by Harper (1995, 1997). The FG reported a
higher preference for children in wheelchairs (second choice
after normal), compared with their nondisabled peers in Bacolod City, and in contrast to children in the majority of studies
by Harper (1995). The only other physically disabled group
who reported such a high preference for those using wheelchairs was adolescents with orthopedic-mobility disability
(wheelchair users) from the United States (Harper et al., 1986).
This latter preference for playmates using wheelchairs from
the facial cleft group in the Philippines may reflect a more
sympathetic response to those peers with obvious physical disability. This is supported by their comments (i.e., Tables 7 and
8).
The FG overall group ranking depicted children with facial
differences in the middle (fourth for boys, third for girls), and
those in the CG are somewhat lower comparatively (fifth for
boys, fourth for girls). Facial differences are quite common in
the Philippines among the depicted disabilities, at least compared with the other areas studied by Harper and colleagues.
This higher frequency might impact attitudes in a more positive fashion in general. It is likely that there are multiple as
well as different reasons maintained by children in these two
groups (FG and CG) for their play preference rankings toward
those depicted with a facial cleft. Childrens preference rankings in the CG (Tables 5 and 6) in regard to those with a facial
cleft likely reflect some combination of the following: unfamiliarity, rejection, lower priority of play choice in relation to
other visible differences depicted, avoidance related to uncomfortableness in social or verbal communication, and fears
based on existing cultural mores and myths (Cheng, 1990;
573
Face
Obese
Wheelchair
Hand
Crutch/
Brace
Facial group,
n 5 54
27
50%
9
17%
8
15%
7
13%
3
5%
Control group,
n 5 68
41
60%
12
18%
7
10%
6
9%
2
3%
Subject Group
(Table 9). On the basis of what we know about physical disabilities in the Philippines, children with facial disfigurement
would likely be more common than those with visible physical
disabilities and therefore have relatively frequent contact for
either the FG or the CG. Children in wheelchairs and those
using a crutch or brace are of very low prevalence in this
culture.
Children with a facial cleft received lower preferences for
play interaction from their nondisabled peers in the Philippines
in comparison with other physical disabilities. The child depicted with a facial cleft is often avoided more (not preferred
as a playmate) than others with more physically interfering
disabilities (e.g., wheelchair, arm-hand). This finding is similar
to all other countries studied in the Western and non-Western
world. This visible and physical difference is not the only aspect that affects this play interaction. Clearly many children
with such facial differences also have associated and significant communication difficulties because of other oral-facial
and palatal problems. Communication can be difficult to understand for others and subsequently avoided for a variety of
reasons on behalf of peers. Such communication difficulties
are also common in some neuromuscular disorders (e.g., cerebral palsy), also resulting in avoidance (Harper, 1991). These
problems in communication often become among the more
significant factors in the interpersonal interactions and subsequent interpretations leading to social avoidance (Jones et al.,
1984; Richman, 1991) and negative social value of the person
with such communication problems. Children clearly avoid
and tease others that may make them feel uncomfortable
during social interaction (Gething, 1991; Gerrard, 1991).
Children with facial differences reported some similar preferences as their nondisabled peers for playing with peers with
physical disabilities. Those without physical disabilities are
uniformly favored over all depicted disabilities from those
children with facial differences. The data in this study do not
suggest that children with a facial cleft who have had a surgical lip repair reported significant differences in their ranking
of the cleft picture. However, these children tended to respond with a more positive preference ranking (lower average
rank) toward children depicted with facial differences when
compared with those children with facial or palate differences
who have not had any surgical repair. Such children in this
study who have undergone some surgical repair offered more
positive self-statements for their choice of child with cleft as
a preferred playmate and rated the child with a facial cleft
more positively. These repairs would suggest a trend toward
more positive self-esteem for those who receive such treat-
574
ment. This is true for those who have completed lip repairs
but with existing palatal surgical or prosthetic closure to be
done in the future. Clearly, more empirical data are needed in
this area.
Interestingly, those children who receive a complete repair
of the lip and palate logically might respond in an even more
positive fashion to this interview-play procedure. Such children who experience the benefit of facial changes (lip repair)
and improvements in communication (palatal repair) might experience additional gains in self-esteem. However, communication improvement (broadly defined) may not be axiomatic
following palatal closure without the assistance of speech or
language therapy. Children who have major speech dysfluencies and are highly inhibited for several years do easily recover
communication and social skills on their own or show significant improvement (Heller, et al., 1981; Bardach et al., 1984;
Richman, 1983, 1991). It might be useful to focus on these
social behaviors as suggested by Rumsey (unpublished data)
and Tobiasen (1995) and provide specific social skills training
for the child in combination with assistance for the family
dealing with negative social reactions (Tobiasen, 1995). Harper
and Peterson (2000) have suggested that training in self-disclosure about the disability by children with disabilities and
their families can be very helpful in promoting positive social
interactions, reducing stigmatizing attributions, and promoting
positive self-affirmation. Children, when trained, can offer relevant information about their disability combined with other
positive disclosure (Rotenberg, 1995). Acknowledgment of
such information has revealed benefits on both sides of the
interpersonal dyad (Hustorf et al., 1979; Gresham, 1982; Sigelman and McGrail, 1985; Royse and Edwards, 1989; TingTomey, 1991; Burmeister and Prager, 1995). Such public and
more open clarification of disability has been noted by Goffman (1963) who offers specific coping strategies.
These interview data based on childrens responses to a selfreported picture ranking task provide suggestive and preliminary empirical data validating what some children with facial
clefts (lip or palate) experience following surgical treatment,
an increase in reported positive self-esteem (Lefebvre and Barclay, 1982; Pertschuk and Whitaker, 1982, 1985; Arndt et al.,
1986; Palkes et al., 1986). There are numerous benefits from
craniofacial surgery but less evidence documenting reliable
and valid interpersonal changes, especially in large groups of
treated children. These data and outcomes await further replication and refinement.
Childs Personal Response
Many children with existing clefts (lip or palate) were reported to experience significant teasing and physical aggression from peers and in some cases adults. It was not uncommon for children to become increasingly inhibited to the point
of complete school avoidance and virtual silence outside their
home and immediate family. Children were routinely described
as very shy and preferring to stay at home and play alone
or with siblings. Parents reported quite accurately that their
those with facial differences (palate, etc.) and may be indicating that the person did not want play with them or also that
they (peers) experienced some unspecified discomfort in this
former interaction. Several authors reported confusion and
misinterpretation on both sides of this dyad (Tobiasen, 1995).
Such reactions are not unusual given the noted shyness and
inhibition of those children with clefts (lip or palate; Richman
and Harper, 1978; Bull and Rumsey, 1988).
General social inhibition of those with clefts of the lip or
palate is well documented (Richman et al., 1985; Kapp-Simon
et al., 1992) Regardless of the reasons underlying the low play
preference for children with facial differences, avoidance is
common, and social uncomfortableness is likely high on each
side of this interpersonal dyad. It also must be emphasized that
a small minority of peers without physical disability do respond more positively in their play selections toward the child
with a cleft and to children with other visible physical differences (Table 6). Often such positive responses are based on
early and close contact (e.g., playmate, friend, relative, etc.)
with someone with facial differences or other visible physical
differences. Some children also express genuine sorrow and
concern and kindness as a basis for this play preference
as well. Similar conclusions are noted by Katz (1981). Less
favorable reasons include pity and those wanting to look
good for the interviewer. Quite frankly, these latter acquiescent response (saying good things) styles are less common in
children on the basis of interviewing more than 1400 children
in a variety of Western and non-Western cultures.
Children with facial difference (cleft lip or palate) in this
study offered a more positive preference for the child depicted
with a facial cleft after they had some degree (usually lip repair) of facial reconstruction. This change, although nonsignificant in this study, reflects an encouraging trend and would
seem to signal that more positive self-esteem follows an improvement in ones physical and communicative features. It is
acknowledged that data presented here are preliminary and
require both replication and refinement. However, the data outcome is robust given the randomness of the sample and the
low fidelity of the interview procedure tasks generally with
children. Children with a facial repair noted here do verbalize
more positive self-statements following such surgical assistance in this Philippine culture. These statements need to be
linked to identified behavioral changes in future studies. The
attributions offered by the children for their play choices (Tables 5, 6, 7, and 8) represent a valuable repository of explanations that may assist health care researchers and professionals and parents in understanding and reducing the stereotypes
associated with visible physical differences in children.
Several methodological issues are worth noting in this study.
The data in this study (picture rankings) were not normally
distributed, which may present some underlying threats to any
form of statistical analysis and subsequent generalizability. It
is also evident that the unequal sex distribution across samples
may have influenced the findings and limited some generalizability. Equal sex distribution of children may have given
somewhat different results, although the results across groups
575
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