Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
1750-1780
Author(s): James Webster
Source: Journal of the American Musicological Society, Vol. 29, No. 3 (Autumn, 1976), pp. 413438
Published by: University of California Press on behalf of the American Musicological Society
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of early Classical
T clusive of scoringswith obbligato
keyboard,were the long-familiar sonata
for one or more melody instruments and bass; the newer string trio, quartet,
and quintet; mixed trios, quartets, quintets, and sextets for one or more obbligato winds and strings;the cassationfor stringsor mixed ensemble plus two
horns; and the partita for winds. No matter what titles the music may bear,
this repertory seems to have been soloistic (not orchestral) music primarily,
without keyboard continuo.1
One important problem relating to the scoring of this repertory remains
unsolved: the instrumentation of the bass part. Often, the only indication to
appear in the sources is "Basso." This term was not a name for the double
bass; it meant simply "the bass part." Hence it was compatible with every
particular scoring of the bass, including solo cello.2The present study discusses
the use of cello and double bass as bass instrumentsin early Classicalchamber
music in and around Vienna.
HISTORICAL
EVIDENCE
JOURNAL,
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414
meinsten aber (von Braccio) die Bratschen genennet werden. Man spielet
damit sowohl den Alt als den Tenor,
auch zur Noth, zu einer hohen Oberstimme den BaB[.] {Ich hatte oft die
Gelegenheit iiber Violoncellisten zu
lachen, die den BaB zu ihrem Solo so
gar mit einer Violin accompagnieren
liessen,wenn gleich ein Violoncellnoch
zugegenwar.} dazu man doch sonst
2 vols. (Frankfurt am Main, 1922); the data from this work are repeated, supplemented by
comprehensive photographs of the instruments, in Karel Jalovec, Deutsche und isterreichische
Geigenbauer (Prague, 1967). There is no independent new material bearing on the subjectsof
this article in Irving Hersch Cohen, "The Historical Development of the Double Bass" (Ph.D.
diss., New York Univ. School of Education, I 967); or in Bernhard M. Fink, Die Geschichte des
Kontrabasses
und seine Trennungvom Violoncelloin der orchestralenInstrumentation
(Re-
gensburg, 1974).
Violin Playing, pp. 21-29, 42-45, 115-19, 323-24; Marx, Violoncell, pp.
5 See Boyden,
62-72.
6 Leopold Mozart, Versuch einer griindlichen Violinschule (Augsburg, I756, facsm. ed.
Bernhard Paumgartner,Vienna, 1922; 3d ed., 1787, facsm. ed. H. J. Moser, Leipzig, I956), pp.
2-3 in both editions. My translation gives the text of the first edition, using the customary
square brackets for editorial additions; Mozart's changes to the second (i 769) edition, to which
the third edition is identical (Meier, Kontrabass in der Klassik, p. 29), are placed in braces.The
orthography of the original is maintained in all its characteristic inconsistency, except that here
italics are used where the original is either boldface or spaced (Sperrung). (The published
translation by Editha Knocker, A Treatise on the Fundamentals of Violin Playing, 2d ed.
[London, I 95I1, is not sufficiently precise for the purposes of this discussion.)
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415
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416
und ich
Passagenleichterherausbringen:
habe Concerte,Trio, Solo sc. ungemein
schon vortragengeha*rt.Doch habe ich
bemerkt, daB beym Ausdruck einer
Stiarkebeym Accompagnierenallezeit
sich zwo Seyten zugleichhoirenliessen;
weil die Seytenmerklichdinnersindund
naher beysammenstehen,als bey einem
Basse, der nur mit 3. oder 4. Seyten
bezogenist.}
Die neunte Art ist die Gamba ....
Die Viola di Gamba [list]von dem Vio-
The
.... the
violadagamba is quitedifferentfrom
loncellin vielemunterschieden.
Es hat 6, cello. It has six or seven strings,but the
auch 7. Seyten; da das Bassel nur 4. hat. Basselhas only four. It also has a comEs hat aucheine ganzandereStimmung, pletelydifferenttuningand a morepleaseinen angenehmernTon, und dienet ant tone and is used most often for memeistentheilszu einer Oberstimme.
lodic parts.
Leaving the viola and the gamba aside, Mozart describesthe following
instruments: the "Fagotgeige" and "Handbassel," the cello, and the double
bass. The first two of these will have been tenor-range viole da braccio; that is,
tenor violins, probably tuned in fifths up from the F at the bottom of the bass
staff, but still played on the arm like the viola.' Mozart implies that they were
used to provide the bass part only in sonatas for high melody instruments.We
may be certain, therefore, that neither of these instrumentswould have served
as bass in string quartets and in all larger scorings, and we may surmise that
the same is true of string trios. There remain the cello and the double bass.
Mozart explicitly names the cello "Bassel" and "Bassette."8(The German
"Bassl" and the Italian "Violoncello" were thus not merely synonyms but
linguistically equivalent: "Bass-ette" and "Bass-l" are diminutives of "Bass";
"violon-cello," the diminutive of "violone.") Mozart calls the cello the most
common bass instrument. He refers to a five-string model, but only as an
obsolete relic; otherwise the variations cited affect merely the stringing and
tone quality. By implication, then, all celli had four strings tuned from C.9
Mozart's description and nomenclature are typical of eighteenth-century
Violin Playing, pp. 1i5-17, 324.
Not only in the paragraph on the cello itself, but also in the one devoted to the gamba. In
other sources, the variants "Bassl" and "Bassetl" are more common. In Germany, the cello was
often called "Bassgeige" ("bass violin"); see above, fn. 5.
' On the
five-string cello and the "large" and "small" models (often correlated with tunings
from Bb, and C, respectively), see Marx, Violoncell, pp. 44-59. By 1750, the "small" model
tuned from C was employed everywhere. Indeed, Austria seems hardly to have known the Bb
model, to judge from the instruments cited in Jalovec, Geigenbauer. Mozart himself notes that
the various models "differ ... only in their stringing ["Beseytung"; i.e., Besaitung], and so in
their strength of tone" (emphasis added). Hence when he says later that each of the various
types of double bass always has the same tuning ("Stimmung"), and differs only in stringing
("Beseytung"), he must be referring merely to physical differences in the strings used on larger
or smaller versions of the same model or type, not to the possibility of different tunings.
7 Boyden,
8
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417
Germany and Austria. The names "Bassetto" (etc.) for "violoncello" appeared as early as 1687 in Daniel Speer's Grund-RichtigerKurtz-Leicht-und
one which meant "high bassline"; i.e., which describeda kind of part writing.
"Johann Georg Albrechtsberger,Gru'ndlicheAnweisung zur Composition(Leipzig,
1790), p. 42 1.
a levltairi
12 This materialis drawnfromArisztidValk6,"Haydnmagyarorszigi
mflkSdese
akt~iktokreben,"ZenetudomanyiTanulmanyok,
VI (1957; Kodily Festschrift),
627-67; VIII
(1960; Haydn Emlikere),52 7-668; JanosHarich,"Haydn-Dokumenta,"
Haydn Yearbook,
II (1963/64), 2-44; III (1965), 122-52; IV (1968), 39-101; VII (1970), 47-168; VIII
idem, "Das Opernensemble zu Esterhiza im Jahr 1780," ibid., VII (1970),
(I97I), 70-163;
('971),
Valk6, op. cit., VIII (i960), p. 596, No. 197: "[I have approved] these repairs to the
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418
usage can be documented in musical practice and journalistic accounts elsewhere: for example in Pressburg (Bratislava), where Haydn often performed.16
In his discussion of the double bass (par. 8), Mozart uses three different
names: "Grosser Bass," "Contra Basso" (added 1769), and "Violone."
Although he describes at least three different models-four- and five-string
types in 1756, adding the three-stringone in 1769-nowhere does he imply a
correlation between these differenttypes and the differentnames. Once again,
Albrechtsbergermaintains Mozart's terminology: his description opens simply, "Der Violon, oder Cantrabass [sic]."18
The Esterhizy documents are equally definite on this point. The bassists
Johann Georg Schwenda (1761-65), Antonin Kiihnel (-I768), and Carl
Schiringer (i 767-) are describedas "Violonista"; the same designation served
for various members of the Dietzl family who served as bassists from I766
until the nineteenth century.19"Violone" is the normal term; "Grosser Bass"
and the like and "Contrabass"appear but rarely. Haydn also used "Violone"
exclusively in his own scores through i772. He first ventured "Contrabassi"
in Symphony No. 56 (1774), but "Violone"continuedto appear in works like
the baryton octets, and the triumph of "Contrabasso" had to wait until the
"1See, for example, Marianne Pandi and Fritz Schmid, "Musik zur Zeit Haydns und
Beethovens in der Pref3burger Zeitung," Haydn Yearbook, VIII (1971), 169-82, passim;
17 See, for example, "Kontrabass," MGG, Vol. VII, col. I521; or Wolfgang Amadeus
Mozart: Neue Ausgabe sdimtlicherWerke, Ser. IV, Werkgrp. 12, Bd. 6 (Kassel, 1964), p. ix,
fn. i 3. The Neue Mozart Ausgabe will hereafter be abbreviated NMA. Cf. also below, fn. 34.
For further examples of "Bassetl" used to name the cello, see Werner's account of the Esterhdzy
instruments (p. 419 below) and the first two bills quoted on p. 419 f.
18
Graindliche Anweisung, pp. 421-22.
l' Gerlach, "Haydns Orchestermusiker,"
pp. 39 (Schwenda), 40 (Schiringer), 42 (Kihnel),
esp. 46 (summary). For further citations on Kiihnel, see Harich, "Haydn-Dokumenta," VII
(1970), 53, 72; idem, "Haydn-Orchester," p. 38; C. F. Pohl, Joseph Haydn, II (Leipzig,
372. Documents on Schiringer are quoted in Harich, "Haydn-Dokumenta," VIII
I882),
(1970), p. I35, No. 342 and p. 136; idem, "Haydn-Orchester," pp. 29-30; Pohl, op. cit., II,
6, 373; Dines Bartha Liszl6 Somfai, Haydn als Opernkapellmeister (Budapest, 1960),
pp. 172-75. On the Dietzls, see Valk6, "Haydn magyarorszigi mukid6se," VI ( 957), p. 645,
No. 27; Harich, "Haydn-Dokumenta," II (1963/64), pp. 22, 33, fn. 59; IV (1968), pp.
74-76, Nos. 129, 132; VII (1970), 85.
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419
documents also inform us how these instrumentswere strung and tuned. A bill
from I763, for example, itemizes the following strings supplied to the "hochfirstl. Cammer Musique":
3 PassetlA
4 dettoD
G
4 dettotibersponnene
2 dettoC....
i ViolonA
I dettofis
i dettoD
I dettogrossesA....
ger (as in fn. I4). For SymphonyNo. 56, see JosephHaydn: Werke,editedby the Joseph
Haydn-Institut,Cologne,underthe directionof GeorgFeder,Ser. I, Bd. 7 (Munich-Duisberg,
1966), p. 95. Hereafter,the new Haydn editionwill be abbreviatedJHW.
21 Haydn Briefe,p. 5 3: "Twelveold and new violins,two old andtwo new violas,thentwo
celli,and finallytwo goodlargedoublebasses."ForsimilardatafromtheyearsI721 and 1754,
usingthe same terminology,see Harold Dreo, "Die ffirstlichEsterhaizysche
Musikkapellevon
ihren Anf'dngenbis zum Jahre I766," Beitrdgezur Musikgeschichtedes i8. Jahrhunderts
(Eisenstadt, 1971), pp. 98, IO5; Harich, "Haydn-Dokumenta," VII (1970),
54-
of Dietzl,see Harich,"Haydn-Orchester,"
For Haydn'srecommendation
p. 25; Haydn
Briefe, pp. 435-36. Haydn's works for concertantedouble bass are discussedbelow. The
possibilitythat no professionaldoublebassistwas availableto Haydn betweenOctoberI765
and March I767 (cf. Gerlach,"HaydnsOrchestermusiker,"
p. 46) does not materiallyaffect
this argument.
23 See Efrim Fruchtman,"The
Baryton:its Historyand its Music Re-examined,"Acta
musicologica,XXXIV(1962), 2-17.
22
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420
A
3 Passetl
Mehr3dettodetto....
fis
I Violon
I dettoA
A
4 Passetl
Two similarrequisitions
dated1764 read:
samtneuenSatl[bridge]
neuebesait
strung]
.. FUrdasVioloncello...
[newly
A.jedeszu4 xr.[Kreutzer]
6 Biischl[bundles]
...
ItemsovielD. zu6 xr...
3 G.zu 17 xr....
Ingleichen
Item3 C.jedeszu 24 xr....
Musicgelieferten
Saiten.
... zurCammer
... EintiefesViolonA...
... 2 ViolonA..
Comparethe followingfrom 1780:
...
ViolonA ...24
iibersponnene
establish
Theseand dozensof similardocuments
that,as we shouldexpect,
modelstunedin fifthsfromC. The first
the Esterhizycelliwerefour-string
two billsquotedspecifyA, D, G, and C strings,in thatorder-and for a
in the other.Bothalso specify
"Passetl"in the one case,a "Violoncello"
C andG strings,in accordance
withtheusualpracwound("iibersponnene")
tice of the time.25
Doublebassesin eighteenth-century
Austriawereusuallyfive-string
models,tunedupwardsfromF, (occasionally
E, or G,) in a seriesof thirdswith
oneperfectfourthin themiddle:F, A, D F# A. Thispatternis confirmed
by
extantinstruments
fromthe late seventeenth
centuryto 1822(!), and by
writtendescriptionsdatingfrom 1677 to 1849 (!).26 We have alreadynoted
to thefive-string
doublebassin thefirsteditionof
LeopoldMozart'sreference
the Violinschule
his
and
of
in
description itsuseas a soloinstrument
(i756)
the secondedition(0769). Albrechtsberger's
is
of I790 equally
description
precise:
DerViolon,oderCantrabaB
dickeSaiten,
fiinfziemlich
[sic],hatgewShnlich
auchvonSchafdarmen,
vonuntenhinauf
F A d fisa [staff
welche
notation]
heissen;
24
Valk6, "Haydn maggarorszaigimiikSdese," VI (1957), P. 636, No. 7; pp. 638-39, No.
ii; 25p. 640, No. '5; VIII (1960), p. 589, No. 172.
Wound strings for celli were introduced in France toward the end of the seventeenth
century (Marx, Violoncell, p. 61). Albrechtsberger testifies to late eighteenth-century Viennese
practice: the C and often also the G strings were wound (Griindliche Anweisung, p. 421).
26
These assertions summarize Meier, Kontrabass in der Klassik, pp. 16-25.
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421
28 On J. J. Stadlmann, see Meier, Kontrabass in der Klassik, p. 18, Nos. 12, 13; Valk6,
"Haydn magyarorszAgi mfikSd6se," VI ('957), pp. 645-49, Nos. 23, 36; VIII (I960), pp.
543-63, Nos. 13, 16, 29, 39, 53, 6y, 69, 89, 97. Furtheron M. I. Stadlmann,see Meier, op.
cit., p. i8, No. i4; Valk6, op. cit., VIII (I96O), pp. 591-96, Nos. 181, 193, 197. Finally, on
Thir, see Meier, op. cit., p. 17, Nos. 8, 9; Valk6,loc. cit., p. 598, No. 201. See also Jalovec,
Geigenbauer.
29
Valk6, op. cit., VI (1957), pp. 640-46, Nos. I6, 20, 26, 27; VIII (I96O), p. 544, No. I6;
P. 594, No. I89; pp. 598-99, No. 203; Harich, "Haydn-Dokumenta," II (1963/64), 29 (but
it is "Violon" that is intended!); III (I965), pp. 149, 51, Nos. 43, 47. Cf. Meier, Kontrabassin
Sonja Gerlachkindlyinformsme.)
"0The e and a stringsfor violinswere alwaysdeliveredin bundlesof a dozenor more;e.g.,
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422
io8, 212.
Kontrabassin der Klassik,pp. 26-35; Planyavsky,Kontrabass,pp. 288-89;
"Kontrabass,"
MGG, Vol. VII, col. 1520. (Planyavsky'sdiscussions[pp. 267-69, 340-41],
to
low C1 beforeI850, still throw no light on eighteenth-century
find
Vienna.)
attempting
a four34 E.g., the statementin MGG, Vol. VII, col. 152o that LeopoldMozartdescribes
stringdoublebasswith tuning C G D A.
Kontrabass,p. 7I.
35 Planyavsky,
um 1783," Beitrdige
zurMusikgeschichte
des i8.
36 Otto Biba,"Die WienerKirchenmusik
Jahrhunderts(Eisenstadt,1971), p. 69.
Kontrabassin der Klassik,pp. 55-7, 156-9 .
37 Meier,
38 Ibid., pp. 50-5I,
53-55, 91-93, 118; on the Mozart aria, see Alfred Planyavsky,
"MozartsArie mit obligatemKontrabass,"Mozart-Jahrbuch,1971-72, pp. 313-36. The
musicis now availablein NMA, Ser. II, Werkgrp.7, Bd. 4.
33 Meier,
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423
Double bass and cello in chamber music. The solo double bass flourished
not only in concerti and concertanteensembles, but also as the bass instrument
in chamber music. A substantial number of early Classical Viennese chamber
works specify the double bass: a violin duet by J. C. Mann and a viola duet by
Dittersdorf; six Dittersdorf "Quintets" (1782) for two violins, viola, two
horns ad libitum, cello, and "Contrabasso"; a Dittersdorf serenade for two
horns and strings,the bass part specifiedas "Violone"; an early trio and string
quartet by Holzbauer; a Gassmann oboe trio; and a Vanhal quintet for violin,
viola, two horns, and "Violone."41Albrechtsbergeroften specified the double
bass in his early, secular chamber music, including a trio for two violas and
"Violone" (1756), a string quartet (1760), a flute quartet (1761), a viola trio
(1767), and another trio for flute, viola d'amore, and "Violone" (I773).42
Wagenseil provides an unusual scoring: a set of six "Suite[s] des pi&ces"for
three celli and "Contrabasso," one of which, dated i764, is preserved in
autograph.43
39
Carl Krebs,
(Vienna, 1912), thematic catalogue by Wilhelm Fischer, No. 90o. DITTERSDORF:.
Dittersdorfiana (Berlin, 1900), thematic catalogue, Nos. 219, 179-84, and 128, respectively;
(Vienna, 1936), pp. 62-63. HOLZBAUER:Das Erbe deutscherMusik, Bd. 24 (Kassel, 1953), p.
I14, No. 5 (cf. Meier, op. cit., p. yo and Planyavsky,Kontrabass,p. 133). GASSMANN:
Planyavsky, op. cit., p. 138. VANHAL: Eitner, Quellen-Lexikon, X, 175. Cf. also the list in
Meier, op. cit., pp. 49-5o. On the term "Violone"in these workssee loc. cit.
in der NationalbibliothekSz&chenyi,
42 LAszl6Somfai, "Albrechtsberger-Eigenschriften
Budapest," Studia musicologica, I (1961), pp. 175-202,
Nos. 58, 59, 62.
43
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424
The cello was certainly specified more often than the double bass, frequently in conjunction with the normal designation "Basso," meaning simply
the bass part."4But many other works call for the cello tout court, among
them: a string trio, a set of twelve sonatas for two violins and cello, sets of six
quartets and quintets each, another quartet with "Violoncello concertante,"
and a septet for two horns and strings-all by Dittersdorf;a trio (ca. 1775 ?)
by E. A. Firster (1748-1823); six violin sonatas (1773), as well as five string
trios and four oboe quartets by Gassmann; Joseph Haydn's horn trio Hob.
IV:5 and lost baryton duets Hob. XII:7-I2; a lost quartet by Holzbauer; an
Ordoniez quartet; a Hoffmeister viola d'amore quartet; a lute trio of Karl
Kohaut (1726-82);
serenade by Pleyel for string quartet; Richter's string quartets later published
as "Op. 5"; ten trios and two cassations for string trio and two horns by
Vanhal; and a sextet for four violins, viola, and cello by Wagenseil.45 And
contemporary descriptions, such as those by Dittersdorf (i756), Haydn (ca.
1757), Burney (1772), Daube (1773), Petri (1782), and in the Pressburger
and the Wiener Zeitung all speak explicitly or implicitly of the solo cellonever the double bass-in chamber music.46
Few works which specify the solo cello can be dated before 1770. The
earliest may be Richter's "Op. 5," which may date from the I75os; from the
I760s we have the Wagenseil sextet, the Kohaut lute trio, the Dittersdorf
serenade, numerous works of Gassmann, and Haydn's horn trio.47Proof that
designation for solo cello was exceptional is that the earliest explicitly dated
Austrian string quartetsto specify the cello appear to be those of Haydn's Op.
"
Kammermusikdes Rokokound der Klassik(Tutzing, 1966), pp. 32, 34-35; William Newman, The Sonata in the ClassicEra, 2d ed. (New York, i971), p. 355; Eve Rose Meyer,
"FlorianGassmannand the VienneseDivertimento"(Ph.D. diss., Univ. of Pennsylvania,
1963), PP. 147-48, Nos. 4-7 and 157-58, Nos. 24-27. HAYDN:the horn trio is pr. in Diletto
Musicale, No. I (Vienna, 1957); the baryton trio, in JHW, Ser XIII. HOLZBAUER:Das Erbe
deutscher Musik, Bd. 24, p.213, No. 8 (cf. the score). ORDONrEZ:
I. Peter Brown, "The Cham-
cologica, XLVI (1974), 224, 262 ("A4"). HOFFMEISTER:Diletto Musicale, No. 195 (Vienna,
I967). KOHAUT:cited in the Breitkopf catalogue for 1767, p. 23; see Barry S. Brook, ed., The
BreitkopfThematic Catalogue (New York, 1966), p. 279. KozELUCH: MGG, Vol. VII, col.
MGG, Vol.X, col. 1356. RICHTER:MusicaAntiquaBohemica,No. 7 (Prague,
1663. PLEYEL:
i969). VANHAL: Prague National Library, XXVII.B.92-94, 137-42; XLII.E.5, 19; XVI.A.59
-all cited by Milan Po'tolka, MGG, Vol. XIII, col. I260. WAGENSEIL:Scholz-Michelitsch,
KammermusikWagenseils,No. 487.
4 Quoted and discussed in Webster, "Viennese Chamber Music," pp. 228, 234-35,
244-46.
47 RICHTER:Webster,op. cit., p. 228 and fn. 67. DITTERSDORF: Krebs,Dittersdorfiana, No.
I29. GASSMANN:Kirkendale,Fuge und Fugato,p. 6 ; Newman,Sonatain the ClassicEra, p.
355. HAYDN: cf. fn. 45.
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425
12; and lyre notturni Hob. 11:27, 28, 3 1, 32. In all of these works, however, unlike Eine kleine
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426
with respectto
criteria.The essentialstylisticdevelopment
Traditional
chambermusichasalwaysbeentakento be therise
the basspartin Classical
Theotherpossibilities
bassscoring.53
of the solocelloas theobligatory
which,
account-solo
taken
into
must
be
to
the
evidence
here,
presented
according
doublebass,and celloand doublebasstogether-havenot receivedmuch
attention.
The traditional
stylisticcriteriaforsolocellopartshavebeenhigh
notatedrangeanduse of the tenorclef,melodicpassagesanddifficultfig51 Ibid., pp. 227,
73-90,
Vol. I: Die
Fugato,pp. 83-95; LudwigFinscher,Studienzur Geschichtedes Streichquartetts,
Entstebungdes klassischenStreichquartetts:Von den Vorformenzur Grundlegungdurch
Vol. III (Kassel, '974), PP.
Studien zur Musikwissenschaft,
Joseph Haydn, SaarbrUicker
o06-25; Hubert Unverricht, Gescbicbte des Streichtrios (Tutzing, 1969), pp. io8-i8,
175-98; Webster, "Viennese Chamber Music," pp. 231-35, 238-39, 241-46.
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427
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428
aesthetic bias for attempts to determine the facts on the basis of the evidence.
Secondly, the double bass is often notated in the octave between c and c'; this
relatively high tessitura can combine with relatively low viola parts to reduce
the "gap" to manageable proportions. In still other cases, a pair of horns fills
the registral gap without destroying the coherence of the ensemble, as is true,
for example, of Haydn's divertimenti Hob. 11:2 and 22, or of a serenade by
Dittersdorf.60 Finally, except perhaps in fugal movements, the modern ideal of
complete equality among the parts was hardly ever realized. Most writing in
this style is homophonic; most bass parts behave, simply, like bass parts most
of the time. Just as thematischeArbeit and other cherishednotions of Classical
chamber style actually appear in the music only now and then, by way of
contrastand intensification,strictequality among the parts turns out to be only
one textural resource among many. The same stricturesapply to the ideal of
four-part texture: there is no need to apologize for the two-part writing in
Haydn's early quartets, for example, especially as he turned to it again and
again throughout his life.61'And there certainly is no justificationfor using it
as "evidence" for or against any particular scoring of the works in which it
appears.
Ba*r,"Basso," pp.
141-42;
11:21 and 22 are probably written for cello, not double bass; I have mentioned them here
merely as familiar examples of the scoring with two horns.) The Dittersdorf serenade is pr. in
DTO, Bd. 86 (Vienna, 1949). One criterion for the use of the double bass which is not relevant,
despite numerous attempts to make it so, is the occurrence of part-crossing in the bass. I have
dealt with this problem in "The Bass Part in Haydn's Early String Quartets," Chap. 7; see
also Finscher, op. cit., pp. I8 I-9o. The conclusion is secure: unresolved six-four chords occur
often in this repertory, even when the bass is unequivocably designated solo cello. Hencecontrary to Somfai, "Zur Echtheitsfrage des Haydn'schen 'Op. 3,' " Haydn Yearbook, III
(1965), I59-60; and Unverricht, Streichtrio, pp. 153-55, I8 -87-these part-crossings do
not imply scoring with double bass.
61 See Donald Francis Tovey, "Haydn's Chamber Music," Essays and Lectures on Music
(New York, 1949), pp. 9-Io; Bair, "Basso," pp. 141-42.
62 Br first introduced this criterion in discussing Mozart ("Basso," pp. 150-52; cf. NMA,
Ser. IV, Werkgrp. 12, Bd. 6, p. ix); Meier gives additional examples in Kontrabass in der
Klassik, pp. 46-47. (In principle, this procedure resembles the familiar method of dating
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429
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430
and double stops spanning the octave C-c (mm. I7-2 I)-this in contrast to
the modest downbeats on c for the double bass, which honors G as the lower
boundary.65Still another indication of Haydn's reluctanceto write low pitches
for the double bass is his frequent unison writing, notated an octave lower in
the cello, even when the "potential" tessiture would have permitted octaves.
Such unisons appear, for example, among the imitative motivic entries in the
Notturno Hob. 11:31 (I, 63-7I).66
In his first string quartets to specify the cello in the authentic sources, Op.
17, Haydn provided idiomatic use of the lowest range in full measure. The
increased compositional "weight" of such low writing for cello in the subsequent sets, Op. 20 and Op. 3 3, confirms this picture.67These distinctionsof
range also characterize the separate cello and double-bass parts of Haydn's
orchestral music. In the symphonies, operas, and the "Seven Last Words,"
every explicit double-bass part observes the boundary F,68 while the separate
cello parts routinely exploit the lowest range between F and C.69 If one
65 Hob. X:6 is pr. in JHW, Ser. XIII;the lyrenotturni,in Ser. VII (the exampledescribed
is on pp.48-49). Similarpassagesoccurin the revisedversionof Hob. 11:32 (II, 9-10, 20-23);
Hob. 11:31(I, 5-8, 52-55, 120-121; II, 50-52).
66 The NotturnoHob. 11:31is pr. in JHW, Ser. VII; see esp.
p. 81.
67 For these quartets,see JHW, Ser. XII, Bd. 2-3. See also Finscher,Geschichtedes
of the celloand the "radicalequality"of the
I, I82. On the "emancipation"
Streichquartetts,
rev. ed., pp. 259-61; and
parts in Op. 20, see Sandberger,"HaydnschenStreichquartett,"
Chamber
On
the
of
the
Music,"
Tovey, "Haydn's
pp. 40-47.
scoring
earlyquartets,cf.fn.48.
68In additionto the concertantesolos alreadydiscussed,these passagesincludethe symphoniesHob. 1:24 (IV, 52-58); I:56 (I, 163-64); 1:61 (I, 10-14); 1:67 (I, 18-24, 114-16,
123-26, 134-38, 155-59, 179; 1, 73); 1:68 (IV, 56-60); 1:83 (I, 97-105 [perhaps]);1:99(I,
1-4, 27-31, 107-15; II, 1-7, 15-16, 47-50, 89-92; IV, 250-54); 1:102 (I, 130-32); I:Io3
(I, 2-13, 48-51, I32-34; and,perhaps,II, I43-46, I6o-68, I96-98). The "SevenLastWords":
Introduction(mm. 39, 50-5I); Sonata I (mm. 21-22, 25-27, 30-31, 39-40, 89-92,
SonataII (mm. 1-18, 21-36, 81-96); SonataIII (mm. 72-75, 92-96); SonataVI
99-102);
(mm. 42-44, 52-53). Lo Speziale,No. 20; perhapsalso Le Pescatrici,No. 43 (mm. 74-86);
La Fedelthpremiata,No. 24
6 33-45), No. 43 (mm. 178
OrlandoPaladino,No. 43;
fft);
(mrm.
Armida,overture(mm. 39-42,
84-87, 1 27, 39-42). (Thislistis basedexclusivelyon thetexts
in JHW. Othereditions,includingLandon'sminiature-score
editionof the symphonies,arenot
sufficientlyreliablefor this purpose.)
69 These assertions
are restrictedto explicitlydesignateddouble-bassparts;i.e., thoselisted
in fn. 68. Theseare but a smallminorityof the passagesin whichthe basssplitsin two. In all of
these,the upperpart is labeled(or can be assumedto be for) "Violoncello,"butthe lowerpart
usuallybearsno designationor, once in a while, reads"Basso."These lower partscannotbe
assumedto be for doublebass(es)alone;indeed,Haydn may have intendedthem for another
celloanddoublebass.(It wouldexceedthe boundsof thisstudyto documentthisassertionhere;
a separatetreatmentis sorelyneeded.Cf. also the remarkson Hob. 11:24on p. 434.)
In fact,however,theselower basspartsalmostalwaysobservethe boundaryF. I know of
only two exceptions:one is in the minuetof SymphonyNo. i oo (the "Military"Symphony,m.
46), wherethe "Bassi"strikelow D. But the authenticElsslerpartsrewritethis passage(here
labeledfor the doublebass,of course)so as to avoidany pitchlowerthand (JHW, Ser. I, Bd.
I7, CriticalReport,p. 47). Thus, the part may have been intendedfor doublebassesalone,
Haydnmakinga "slipof the pen"in this bar (cf.fn. 78). The othercase,the secondmovement
of Symphony No. 103 (the "Drum Roll" Symphony,m. 146), includesa low C. At the
beginningof the movement,Haydn writesseparateindicationsfor "Violoncelli"and "Con-
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431
example had to be named, it would be the bass melody that opens the
introduction to the "Drum Roll" Symphony. By the same token, with only
one possible exception, Mozart's double-bass parts in the last six symphonies
BRECHTSBERGER:
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432
When they are not col cello, most of these pitches are conventional afterbeats
at cadences, a context that suggeststhey may have been written without regard
for the compass of the instrument.
Many pitches for double bass lower than F are doublings of "primary"
cello or bassoon parts (analogous to the familiar shorthand notations col
violino primo in a second violin part and col basso in a viola part). In the
baryton octets, for example, where the two bass parts are often doubled at the
(notated) unison, Haydn frequently writes merely a single part, sometimes in
the cello staff, at other times in the double-bass staff. The fact that modern
scores may present this part separately (i.e., with identical pitches in both
instruments), hardly constitutes evidence that Haydn intended his double
basses to play low C, no more than if we were to encounter the same
procedure in an orchestral bass part.72Even if the bass part should appear
notated in unison in both staves within an autograph-as might have occurred in the Lyre Notturno Hob. II:28-it hardly implies that the double
bass actually performed the pitches below F.73 Further indirect evidence for
this position is the familiar registral distinction between the two instruments
found elsewhere in the same piece: the cello plays the octaves C-c (I, 48-50);
the registers are at times distinct (I, 145); the cello maintains a low C under
the opening theme of the second movement; and we encounter divergencesin
"favor" of the cello in other passages of the same movement (mm. 38, 44-46,
55-58)."7 Finally, these low pitches for double bass almost always occur in
unison or in octaves with the cello, almost never as an independent part in the
sense of a pitch class. But when the cello uses this register, it is almost always
independent from the double bass.
Other double-bass parts of this kind include Mozart's Serenade for
Thirteen Winds K. 361 and Eine kleine Nachtmusik. Every problematic pitch
for double bass in the former work doubles one or both bassoons. Even when
Mozart writes the part in the double-bass staff with the notation "col B[asso]"
in the bassoon(s), rather than the other way round, the one part is dependent
on the other. Hence, these passages also say nothing about the compass of the
double bass. In Eine kleine Nachtmusik, the bass part functions just like an
orchestral bass part; the few low pitches are merely notated loco for the cello.
The same interpretation applies to a Holzbauer quartet which, in a modern
score, calls for a double bass: the critical report cites parts for both cello and
72 See the Lyre Notturno Hob. 11:32 (III, 32, 48, 103-12),
mod. ed., JHW, Ser. VII;
(observe bracketsin the double-bass part, mm. 13 and 144, and the explanation, p. [x]). See also
Hob. II:27 (I, 127-29, 140; III, 94, 96). On Haydn's notational practice in these situations,
cf. JHW, Ser. XIII, Critical Report, p. 19 and fn. yI.
In fact,however,the autographto this
III, I22-23).
73 See Hob. 11:28 (I, 7 1-75, 152-60;
work is lost, and the only extant sources are inauthentic and may misrepresent Haydn's
intentions.
of this kind in the baryton octets. See
7" The same principle applies to the frequent passages
JHW, Ser. XIII: Hob. X:2 (III, 16, 70 [cf. 67-69!]); X:5 (I, 24; II, 116; III, 4, etc.); X:3 (II,
8, 40; III, 94, 102); X:4 (III, 8, etc.); X:12 (III, 59).
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433
double bass in the original source. The numerous low C's, therefore, merely
reflect the cello's presence."
These passages threaten our principal hypothesis less seriously than a
small number of others in which an independent double-bass part ranges
below F. A few occur in Haydn's baryton octets.7"In Hob. X:2 (I, 90),
following a half cadence on A, the double bass drops to D while the cello rises
to d; the parts then reunite on a. But here the parts are still doubled in the
sense of pitch class. The same is true of the afterbeatin the double-basspart in
Hob. X:4 (II, 17): both parts resolve the dissonant eb to d, but it is the double
bass that is asked to supply the lower octave. Even the threefold D for double
bass at the beginning of Hob. X:i--once in the first measure in unison with
the cello and twice in the next system-is merely a registral doubling on a
shared pitch class. Passages like these imply that Haydn thought of the cello
and double bass together as "the bass part," a single entity projected by two
instruments of which the tessiture were different and which were often
differentiatedin register.Once in a great while, the component of the bass that
"belongs" in the cello might find its way into the double-bass staff (and vice
versa). As we have already seen, passages like these are much less common
and carry far less compositional weight than those in which the cello uses this
register." Hence the hypothesis that these pitches for double bass are "accidental" remains plausible.
This leaves only two truly independent double-basspitches in the baryton
octets: Hob. X:3 (III, 26) and X:4 (I, 24). But both of these are mere
afterbeatformulas. Under such routine circumstances,might not even the pen
of a Haydn or a Mozart have followed habitual patterns sooner than conscious
calculation could recall that these pitches exceeded the tessitura of the double
bass? This hypothesis is not merely frivolous: it finds persuasivesupport in an
alteration made in Artaria's authentic print of the baryton octets, the effect of
which is to remove the offendinglow pitch in the first of these two passages.78
K. 361, consultW. A. MozartsSimtlicheWerke,Ser.9, Abt.I, esp.
7 Forthe Serenade
ownedby the Libraryof
PP.400, 401, 403, 408, 419, 420, 423, 440. (The autograph,
wasprepared
forfacsimile
NealZaslaw,whohadthe
Congress,
publication
by mycolleague,
to allowmeto consulthisphotographs;
kindness
of theeditionhasbeendelayed.)
publication
on EinekleineNachtmusik,
Further
seeNMA,Ser.IV,Werkgrp.
i2, Bd.6, p. ix,elaborating
on Bar,"Basso,"
seeDasErbedeutscher
Musik,Bd.24, p.
quartet,
p. 152. FortheHolzbauer
1' 3, No.6. Although
thetitlepageis quotedas " ... Viola(Celloadlib.)/ e / ContraBasso,"
the accompanying
remarksestablish
thatcelloanddoublebass,not celloandviola,belong
together.
to becitedhereappearinJHW,Ser.XIII,pp.43, I20, 13 , 103, and
78Thefivepassages
Iio, respectively.
It
works.
77E.g.,Hob.X:2 (I, 94-97);X:5(I, 25-26); X:3 (II, 24-25)-to citethesame
is noteworthy
thatin the barytonoctetsfromtheyear1775thecellois primarily
a melodic
instrument
in tenorrange,whilein thelyrenotturni
(1788-90),Haydnemploysit muchmore
in thelowestoctaveandwiththefunctionof a bassinstrument.
the
hereessentially
78 SeeJHW,Ser.XIII,Critical
Report,
p. 21 andfn.60. Weencounter
seeabove,fn.
samesituationdescribed
earlierin connection
withthe "Military"
Symphony;
69.
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434
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435
and which returnsas the goal of the finalcadences;and the constantreiteration of D in the minuet.
A better-knownrepertorywith baryton,however, is that of the 126
barytontrios,in which the bass part in everyauthenticsourcereadssimply
"Basso."Perhapsbecausethe barytonitself has always been the center of
attentionin studiesof this repertory,the bassscoringof theseworkshas, until
recently,excitedlittle comment.Unverrichthas hypothesized,on the basisof
part-crossingin the bass parts, that the barytontrios may call for double
bass.8' But they are quite clearly scored for solo cello. If we make the
simplifyingassumptionthat all the barytontrios,which stem from the brief
periodca. 1765 - ca. 1774, are for the samescoring,we needmerelysample
the earliestand latestworkspresentlyavailablein the new Haydn edition.82
Amongthe worksof the earliergroup,bothof the firsttwo movementswhich
can use low C as a structuralpitch do so.83Becausethe limitationsof the
barytonled Haydnto favorthe sharpkeysG, D, andA, the lowerboundaryis
more often low D.84 None of the pieces avoids pitches under F.85 But
movementsfeaturingprominentand significantlow pitchesare more common.86Sincewe may presumethat in theseworksof intimatetexture,where
the barytonis alreadydifficultenough to hear, there would have been no
doublingsof the bass,thesepassageseffectivelysettlethe problemof the bass
scoring:it must call for solo cello. The comparablepassagesfrom the later
works differ only in appearing more idiomaticand more "consciously"
imagined."8
The basspartsin the stringquartetsOp. 9, whoseauthenticsourcesalso
merelyread"Basso,"imply the cello just as clearly.In fourof the six works,
the lowestpitchis C; in No. 5 in Bb it is D; and in No. 6 in A, presumablyin
part becauseof the tonality,it is E. The appearancesof low C bear obvious
significance:in the first movementof QuartetNo. I in C, for example,this
pitchoccursin conjunctionwith the introductionof new material(m. 7), with
thematic,mobilefigures(mm. 57-58), and at the finalcadences;and it recurs
at the beginningof the minuet,in measures55-57 of the slow movement,and
at measures138-42 of the finale.Other examplesincludethe firstmovement
Kontrabassin der Klassik, p. 49, fn. 7. As
81 Unverricht, Streichtrio, pp. 186-87; cf. Meier,
we have seen, the presence of part-crossing in the bass does not constitute adequate evidence for
the use of double bass; see above, fn. 6o.
82]HW, Ser. XIV, Bd. 2 and 5.
83 Hob. XI:25 (II, trio) and XI:26 (II, 4, 60, 72)-the
latter, admittedly, afterbeats.
54-60, 92-96, ioI; III, 33-40).
84 See, for example, Hob. XI:27 (I, 54; II, io-i6,
85Hob. XI:29 comes closest with only two notes below G#: two E's (1, 8; II, io).
86
See Hob. XI:32 (I, 21-22);
XI:33 (1, 59-6I); XI:35 (III, 38-40); XI:36 (1, I-6);
XI:42 (I, I); XI:45 (II, 25-28);
XI:47 (I, 44-45, 52-53; III, 1-8).
Hob. XI:97 (V, i-8; VII, 86-90); XI:ioo (1, 4, 15-26); XI:ioI (III, 104); XI:Io2 (II,
87
20-21,
31-34); XI:ioS (I, 77-79); XI:io8 (III, 6o-the triple stop G-d-b); XI:Io9 (III,
trio); XI:1io (1, 1-2); XI:III (1, Var. 3); XI:II7 (1, 8-9, 31-36; II, 20); XI:II8 (I, 7-10;
III, 21 [triple stop D-A-d], 80-85); XI:121 (1, 27); XI:I22 (III, 30); XI:I25 (I, 36-42);
XI:I26 (I, 62-64; II, 25-28).
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436
of Quartet No. 3 in Eb (m. 67) and the first movement of No. 4 in D minor
(mm. i6 and 54). A similar emphasis on low C can be found in the three lyre
notturni Haydn did not later arrange for cello and double bass (Hob. 11:25,
26, and 29) and whose sources read merely "Basso": they, too, are for cello.
In Haydn's ten early string quartets, the bass parts are quite different in
profile from those of the quartets Op. 9. Although active motivically and
occasionally brought into thematischeArbeit, on the whole they are restricted
to harmonic support. In a very few movements do we encounter low C, and
hardly ever in any context other than the familiar cadential afterbeat.On the
other hand, each quartet touches at least one pitch lower than F, and indeed
Eb is an integral part of the tessitura. These features speak strongly against
scoring for solo double bass. Taken together, they might suggest that cello and
double bass were doubled on the part. Against the latter hypothesis, however,
speaks not only the anecdotal evidence surrounding these quartets, but also a
few passages,of which the subdued or intimate quality would seem to demand
solo cello.88
The other ensemble divertimenti from Haydn's pre-Esterhazy years89
have a bass profile resembling that of the early quartets. On the whole, their
character seems compatible with the use of solo double bass, but enough
sensitive low pitches appear to exclude this possibility. This is true even in
Hob. II:I and I I, scored for flute, oboe, violin, viola, cello, and "Basso," for a
sufficient number of passages within these works suggest that these "Basso"
parts cannot be for solo double bass.90 In this repertory, however, the possibility of performing the bass with cello and double bass may seem more
attractive than in the early string quartets, especially in the works for large
mixed ensembles.91
We also find strong evidence for the use of the cello in the music of other
composers. Selected examples include a seven-part divertimento by P. Stefan
three quintets by Holzbauer, the bass part of a
Paluselli (I748-i8o5),
concertante double-bass quartet of Hoffmeister, three quintets by Myslivetek,
and two quite interesting quartets, apparently modeled on Haydn's Op. 9 or
Op. 17, by Joseph Starzer (i726?-87).92 Similarly, a number of chamber
88
See the very opening of the slow movement of Op. 2, No. I in A, as well as mm. 35-38
andthepianissimo
finalcadence;
ideaat
sixteenth-note
also,in Op.2, No.2 in E,the"pulsing"
the end of the slow movement; and-most impressive among these passages-in Op. 2, No. 4
in F, the "mysterious" neighbor-note figure, C-Db-C, in mm. 79-81.
89Hob. 11:1, 2, 8, 9, II, 17, 20-22, D21, GI.
90 SeeHob.11:1
(II, 79, 112; IV,8, I2); 11:1I (1,lasttwobars;II,24, 32; III,4, 6; IV,4,
to suggest
theuseof solo
I6). Currentmoderneditionsof thesetwoworksshouldbecorrected
celloinsteadof solodoublebass.
91 Works
forlargemixedensemble
includeHob.11:9,17, 20o,andGI. Theearlyquartets
arenowavailablein reliabletextsin JHW, Ser.XII,Bd. I; the ensemble
will
divertimenti
appearshortlyin Ser.VIII.
92 PALUSELLI: DTO, Vol. 86, p. 70/brace2; 72/1-3;
76/2. HOLZBAUER:Das Erbe
deutscher
Musik,Bd.24, p. 13,
I Nos.3-5; in thescoreof No. 3, seeesp.(I, 5, 16; II, 19,86,
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437
CONCLUSIONS
The solo cello seems to have been the bass instrument used principally in
Viennese chamber music, especially in string quartets and allied genres, at the
Hofkapelle, and in less formal music for the nobility, such as the baryton trios
for Esterhizy. In mixed ensembles and in works that appear to be orchestralin
style-and perhaps also in more casual, serenade-like music for strings
alone-the bass part may have been intended for both cello and double bass.
Even during its flowering in the I760s and early I770s, the double bass seems
to have been used but sparingly in this capacity, compared to its frequent use
as a concertante instrument. It flourished principally in provincial courts like
HOFFMEISTER: ed. Horst Buttner (Leipzig, I969). MYSLIVE?EK: Musica Antiqua
II9-24).
Bohemica, No. 31 (Prague, n.d.), No. I (II, ioy); No. 3 (II, 7'). STARZER:
DT(O, Jg. XV/2
(Bd. 31) (Vienna, 1908), p. 9y/brace 3; 97/I, 2, 4; 98/4; 99/1; 100/3, 5; 1to/I; 107/1 I
missing?]; 111/4; 113/5; 1i4/5- 11/3.
The harp quintet is pr. in Musica Rinata, No. 17 (Budapest, I970). The oboe quartets
93
are misleadingly edited, as if they were intended for orchestra, in Concertino, No. 5999 (Mainz,
I967). The Trio Op. 4 appears in Diletro Musicale, No. 289 (Vienna, 1968); the quartets of
Op. 7, in DTO, Jg. XVI/2 (Bd. 33) (Vienna, I909). For a mod. ed. of the quartet dated 1790,
see Diletto Musicale, No. 201 (Vienna, 1969). Cf. Somfai, "Albrechtsberger-Eigenschriften,"I
and I (1961), 28-30, 3
(1961), 20-21;
1V (1963), 47;
1--respectively.
94 DTO, Jg. XV/2 (Bd. 31), pp. 86-93.
will
chamber
for
the
of a separate study by the present
music
be
Mozart's
subject
strings
95
writer, to appear shortly.
96 In Hob. 11:17, see particularly Minuet I, mm. 8, 32, 68; Andante I, m. 24; Minuet II,
mm. 12, 41, 73; Andante II, m. 26. In Hob. II:GI, see (1, 8, 42); (II, '9); (IV, 12, i6, 25).
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438
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