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Section 5

Tablet Problems and Remedies


By George E. Reier, PhD

Table of Contents
Tablet Problems and Remedies........................................................................................................1
Table of Contents .........................................................................................................................1
Part A. Specific Tableting Problems and Remedies (Process Format) ........................................5
Dry Blending .............................................................................................................................5
Particle agglomeration .........................................................................................................5
Nonuniformity of mix ............................................................................................................5
Segregation after blending ..................................................................................................6
Wet Granulation (Massing) ........................................................................................................7
Doughy mass........................................................................................................................7
Moisture sensitive drugs ......................................................................................................7
Wet Screening...........................................................................................................................8
Screen clogging....................................................................................................................8
Drying ......................................................................................................................................9
Nonuniform drying ...............................................................................................................9
Granule case hardening (hard crust forms with incomplete drying inside granule) ................9
Color migration ....................................................................................................................9
Drug migration ...................................................................................................................10
Dry Screening (Dry Granulation) ..............................................................................................11
Excess fines .......................................................................................................................11
Difficult to screen................................................................................................................11
Poor color distribution .......................................................................................................12
Feed Hopper ..........................................................................................................................13
Poor flow.............................................................................................................................13
Flooding ..............................................................................................................................14
Particle segregation............................................................................................................14
Tablet Weight .........................................................................................................................15
Weight variation outside limits ..........................................................................................15
Punches and Dies...................................................................................................................16
Punch binding (powder adheres to punch edges and dies; punches may bind in dies) ......16
Punch filming or sticking (picking)(powder adhesion to punch faces, usually upper) ......17
Punch and die abrasion .....................................................................................................18
Capping and laminating .....................................................................................................18
Chipping/splitting ...............................................................................................................19
Score line or tablet imprint not sharp ................................................................................19
Layered tablets splitting .....................................................................................................20
Layers not sharply defined ................................................................................................20

Low hardness .........................................................................................................................20


Variable hardness ...................................................................................................................21
High friability ...........................................................................................................................21
Disintegration too long ...........................................................................................................22
Mottling ...................................................................................................................................22
Tablets contain dirty specks ...............................................................................................23
Tablets uniformly discolored...................................................................................................23
Part B. General Tableting Problems and Remedies (Alphabetical Order Format) ......................24
Active ingredients ...................................................................................................................24
Adsorbents ............................................................................................................................24
Agglomeration of particles .....................................................................................................24
Aging of tablets.......................................................................................................................24
Air entrapment ........................................................................................................................25
Antiadherent ..........................................................................................................................25
Attraction of particles (aggregation or agglomeration) ............................................................25
Binder ....................................................................................................................................25
Binding (bonding or compressibility) .......................................................................................26
Binding in the die (punches) ...................................................................................................26
Bioavailability ..........................................................................................................................26
Bisected or debossed tablets (not sharp or well-defined) ....................................................26
Blending .................................................................................................................................27
Bonding .................................................................................................................................27
Bridging ..................................................................................................................................27
Brittle fracture .........................................................................................................................28
Bulk density ............................................................................................................................28
Capping and laminating .........................................................................................................28
Case hardening.......................................................................................................................29
Chipping/splitting ..................................................................................................................30
Clogging of screen (wet mass) ...............................................................................................30
Coarse particles......................................................................................................................31
Color distribution ....................................................................................................................31
Color migraton........................................................................................................................31
Compressibility .......................................................................................................................31
Content uniformity ..................................................................................................................31
Density, bulk (loose density) .........................................................................................................32
Density, tapped.......................................................................................................................32
Die fill (nonuniform) ..................................................................................................................32
Diluent ....................................................................................................................................33
Dilution potential.....................................................................................................................33
Direct compression.................................................................................................................33
Disintegrant ............................................................................................................................33
Disintegration too long or incomplete....................................................................................34
Disintegration during coating .................................................................................................34
Dissolution ..............................................................................................................................35

Dosage variation.....................................................................................................................35
Doughy mass..........................................................................................................................36
Drug migration ........................................................................................................................36
Dry blending............................................................................................................................36
Dry granulation (by slugging or compaction)...........................................................................37
Dry screening..........................................................................................................................37
Dye migration..........................................................................................................................38
Ejection problem.....................................................................................................................38
Elastic material........................................................................................................................38
Entrapment of air ....................................................................................................................38
Excess fines (wet granulation) .................................................................................................38
Expanding tablets...................................................................................................................39
Filler ....................................................................................................................................39
Filming of punches .................................................................................................................39
Fines (direct compression) .......................................................................................................39
Fines (wet granulation).............................................................................................................39
Flooding ..................................................................................................................................39
Flow problem ..........................................................................................................................40
Friability (high) .........................................................................................................................40
Glidant ....................................................................................................................................41
Granulation, dry ......................................................................................................................41
Granulation, wet .....................................................................................................................41
Hard tablets ............................................................................................................................41
Hardness increases with time ................................................................................................42
Hardness, variable ..................................................................................................................42
High friability ...........................................................................................................................42
High relative humidity .............................................................................................................42
Hopper flow ............................................................................................................................42
Hygroscopic ingredients.........................................................................................................43
Hygroscopic tablets................................................................................................................43
Laminating ..............................................................................................................................43
Layered tablets splitting (poor bonding between layers; layers peel or split apart) .................43
Loss of hardness (with time) ...................................................................................................44
Loss of hardness ....................................................................................................................44
Low to medium level of active (in direct compression)...........................................................45
Lubricants ...............................................................................................................................45
Mixing ....................................................................................................................................45
Modified direct compression..................................................................................................46
Moisture sensitive actives ......................................................................................................46
Mottling ...................................................................................................................................46
Nonuniform die fill...................................................................................................................46
Nonuniform drying (tray drying) ..............................................................................................46
Nonuniformity of mix ..............................................................................................................46
Oleaginous or sticky actives ..................................................................................................47

Ordered mixing (adhesive blending) ........................................................................................47


Overblending ..........................................................................................................................48
Oven drying ............................................................................................................................48
Overwetting of wet mass .......................................................................................................48
Partial direct compression......................................................................................................48
Particle density variation .......................................................................................................48
Particle size distribution .........................................................................................................49
Picking ....................................................................................................................................49
Poor binding ...........................................................................................................................49
Poor color distribution ............................................................................................................49
Poor flow (rat-holing or bridging) .......................................................................................49
Poor granule disintegration ....................................................................................................50
Poor layer demarcation ..........................................................................................................50
Poor tablet finish/appearance ................................................................................................50
Postgranulation addition ........................................................................................................50
Powder separation .................................................................................................................50
Precompression......................................................................................................................51
Punch and die abrasion .........................................................................................................51
Punch binding (powder adheres to punch edges and dies; punches may bind in dies) ..........52
Punch filming or sticking (picking)(powder adhesion to punch faces, usually upper) ..........52
Rat-holing ..............................................................................................................................53
Relative humidity (RH).............................................................................................................53
Roll compacting......................................................................................................................54
Score line or tablet imprint not sharp ....................................................................................55
Screen clogging (wet mass)....................................................................................................55
Segregation.............................................................................................................................55
Slugging ..................................................................................................................................55
Soft tablets ............................................................................................................................56
Splitting (tablets)......................................................................................................................56
Sticking to punch face ...........................................................................................................56
Sticky ingredients ...................................................................................................................56
Tablet binding in the die .........................................................................................................57
Tablets contain dirty specks ...............................................................................................57
Tablets uniformly discolored...................................................................................................57
Underblending .......................................................................................................................57
Variable hardness ...................................................................................................................57
Weight variation (outside limits)...............................................................................................58
Wet granulation.......................................................................................................................58

Part A. Specific Tableting Problems and remedies (Process Format)


Dry Blending

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Particle agglomeration

Occurs with fine


cohesive powders,
which cause balling
up and poor
distribution

Fine-screen cohesive compound


into bulk mix
Use a more effective mixer (one
with increased shearing action)
Blend the cohesive powder with a
portion (5% to 10%) of an excipient;
screen (mill) if necessary; reblend
and add to the bulk; blend normally
Note: For direct compression excipient
blends do not use a screen size or a
mixer, which will change the excipient
particle size distribution

Nonuniformity of mix

Improper blender load

Use recommended powder load in


blender

Insufficient mixing

Increase mixing time

Inefficient (improper)
mixer

Use alternative mixer with


increased shearing action

Wide particle size


distribution

Select more uniform particle sizes


of components

Overblending

Reduce blending time


Establish optimum mixing
conditions

Low-dosage actives

Use a more effective mixer (one


with increased shearing action)

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Nonuniformity of mix
(continued)

Low-level excipients

Blend the low-level component


with a portion (5% to 10%) of an
excipient; screen (mill) if
necessary; reblend; add to an
equal quantity of excipient and
mix; screen or mill if necessary;
blend normally with remainder
of bulk
Dissolve drug in a suitable solvent
and add or spray onto a portion
of the bulk or an excipient; blend;
remove solvent
Note: For direct compression
excipient blends do not use a screen
size or a mixer, which will change the
excipient particle size distribution

Segregation after
blending

Particle size
distribution too wide

Use a narrower particle size range


of components

Wet Granulation (Massing)

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Doughy mass

Too much water


(often seen on scaleup)

Add granulating water slowly;


mix well after each addition

Overmixing during
granulation step

Reduce water or mixing time

Wrong binder

Change binder

Component of mix
(e.g., active drug or
excipient)

If possible, use alcohol/water or


alcohol as granulating fluid - select
appropriate binder; use of Avicel
PH-101 gives 1) less sticky or
doughy mass which is easier to
screen; and 2) allows a wider
range of solvent volume

Instability with water

If possible, use ethyl alcohol


or isopropyl alcohol (if latter,
determine acceptable residual
solvent by GC or other appropriate
method) as granulating fluids,
ethyl cellulose and PVP as binders

Moisture sensitive
drugs

Try slugging or roller compaction


as dry granulation methods

Wet Screening

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Screen clogging

Doughy or sticky wet


mass

Avoid oscillating granulator


Use extrusion-type granulator
or Fitz Mill without screens
Reduce granulation time
Add 5% to 20% Avicel PH-101
(gives less sticky or doughy mass,
easier to screen)

Too much water in


mass

Reduce water content; add water


gradually and mix well after each
addition

Mass sensitive to
water content

Incorporate 5% to 20% Avicel


PH-101 (allows a wider range
of solvent volume)

Gummy binder

Change binder

Component or active
ingredient

Use diluted or anhydrous ethyl


or isopropyl alcohol (if latter,
determine acceptable residual
solvent level by GC or other
appropriate method); change
binder

Drying

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Nonuniform drying

Poor air circulation


(tray dryer)

Have oven air circulation checked


and corrected

Dryer overload

Reduce number of trays


Reduce thickness of wet mass
on the trays (tray load)
Try fluid bed dryer

Granule case hardening


(hard crust forms with
incomplete drying
inside granule)

Too rapid evaporation


of water
Oven drying
conditions too efficient

Try recirculating oven air (damper


closed) for initial 15 to 30 minutes,
then open damper partially for a
short period, and finally open
damper fully
Reduce drying temperature
Add Avicel PH-101 to formulation
(gives more even water
evaporation and uniform granule
moisture content)
Use a fluid bed dryer

Color migration

Colors migrate to
granule surfaces (wet
granulation); tablets
have mottled
appearance

Use lakes instead of soluble dyes


(will minimize but not eliminate)
Decrease the size of the wet
granules
Decrease thickness of granulation
bed; stir granulation bed frequently
during drying to expose fresh
surfaces at the top of the wet
mass
Use Avicel PH-101- reduces or
eliminates dye migration in wet
granulation

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Drug migration

Drug migrates to
granule surfaces;
content uniformity
problems may result
as drug becomes part
of fines after dry
screening, or there is
a loss of drug with
subsequent low tablet
assays

See remedies under Color


migration

10

Dry Screening (Dry Granulation)

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Excess fines

Granulation overdried

Decrease drying time/temperature


Establish optimum moisture
content

Screen size too small

Use larger screen size

Rotor/screen clearance
too close

Adjust rotor clearance

Overloading of mill or
granulator

Slow feed of material to mill


or granulator

Weak granules

Increase granulating fluid


Increase binder content
Increase wet massing time

Difficult to screen

Granules too hard

Decrease drying temperature


(case hardening)
Decrease water content
(use alcohol/water)
Decrease binder content
Use weaker binder

Moisture in granulation

Increase drying time


Establish optimum moisture
content

11

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Poor color distribution

Dye migration to
granule surface
(nonuniformity of
color throughout
granule)

Use lakes instead of soluble dyes


(will minimize but not eliminate
problem)
Decrease the size of the wet
granules
Decrease thickness of granulation
bed; stir granulation bed frequently
during drying to expose fresh
surfaces at the top of the wet
mass
Use Avicel PH-101- reduces or
eliminates dye migration in wet
granulation

12

Feed Hopper

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Poor flow

Too many fines in wet


granulation

Reduce fines (see Dry screening:


Excess fines)

In direct compression,
particle size of drug or
excipients too small
and/or of shape that
will not flow

Select larger particle size; use


Avicel PH-102 or PH-200 in place
of PH-101 or other excipient

rat-holing
bridging

Add glidant (0.1% to 0.5%)


(e.g., Cab-O-Sil, Aerosil
Use induced or force-feed
mechanism on press
Change particle shape of active
ingredient to one that is more likely
to flow

Poor inherent flow

Add 0.1% to 0.5% glidant


Dry granulate (by slugging or roller
compacting) with a mixture of
Avicel PH-101, Cab-O-Sil ,
and magnesium stearate

Atmospheric moisture
adsorption

Process in low humidity


atmosphere
Add moisture absorber (e.g.,
0.1% to 0.5% calcium silicate,
Cab-O-Sil, Syloid)

13

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Flooding

Excessive flow
properties (fluidization)
of one or more
components (could be
from an excess of
glidant or lubricant)

Identify causative component and


exclude or modify particle size

Flow is erratic and


feed frame is flooded
at times

Use an induced or force-feed


mechanism on press, which may
control flow

Particle size range of


mix too wide

Use a narrower particle size range


of ingredients

Particle segregation

Select narrow range of particle


sizes; avoid excess fines

See Dry screening: Excess fines


Too wide a density
difference in mix
particles

Control differences in density of


particles

Mixer too vigorous;


produces fines

Use a mixer with a gentler mixing


action

Use of vibrators
(to promote flow from
hopper)

Use force-flow feed mechanisms


rather than hopper vibrators

Excessive machine
vibration

Isolate hopper from tablet machine

14

Table Weight

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Weight variation
outside limits

Poor or erratic powder


flow, flooding

Correct powder flow problem


(See Feed hopper)

Particle size range too


wide

Narrow the particle size range;


avoid excess fines
Use Avicel PH-200 to minimize
weight variation

Particle size not


suitable for die
diameter

Adjust particle size range to


recommended optimum for die
diameter

Punches not within


specifications

Examine punch length dimensions

Particle segregation as
press RPMs increase

Narrow the particle size range


Compress at slower RPM

Lower punch hang up Clean; improve dust collection


(material between lower
punch and die wall or
Check for proper clearance
lower punch and punch
between die wall and lower punch
guide)
Increase lubricant concentration
in formulation
Remove below 200 mesh fines

15

Punches and Dies

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Punch binding (powder


adheres to punch
edges and dies
punches may bind in
dies)

Poor finish or worn


punches and dies

Polish, reface, or replace tooling

Inadequate lubrication

Increase or change lubricant; use


microfine lubricants; screen into
mix
Increase lubricant blending time

Too many fines or


coarse particles in mix

Design better particle size range;


use tapered dies

Wet granulation
insufficiently dried

Dry granulation to satisfactory


moisture limits

Hygroscopic
ingredients

Process under low humidity


conditions
Use moisture scavengers (e.g.,
calcium silicate, Syloid,
Cab-O-Sil)

Adhesive components

Increase lubricant level


Add 0.5% Cab-O-Sil or Syloid
Add 5% to 10% low moisture
grades Avicel PH-112 and
PH-113

16

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Punch filming or
sticking (picking)
(powder adhesion to
punch faces, usually
upper)

Poor finish on punch


faces

Polish punch faces; refinish

Embossed letters

Avoid using certain letters


(e.g., A, B, P, R)
Use shallow embossing with
tapered edges rather than edges
directly perpendicular to punch
face

Punch tips burred

Refinish or replace

Punch concavity too


great

Reduce punch concavity or use


flat face punches

Poor binding between


surface granules or
particles

Increase binder (wet or dry)

Low melting point


ingredient

Adsorb low melting point


ingredient on Avicel, replace with
higher melting point ingredient

Inadequate lubrication

Increase or change lubricant


Use microfine lubricants, screen
into mix
Increase lubricant mixing time

Insufficiently dried wet


granulation

Dry granulation and establish


moisture limits

Hygroscopic
components

Process under low humidity


conditions
Use moisture adsorbent
(e.g., calcium silicate, Syloid)

Adhesive components

Increase lubricant level


Add 0.5% Cab-O-Sil or Syloid
or 5% to 10% Avicel PH-101

Tablets too soft

Increase compression pressure

17

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Punch and die abrasion

Abrasive components

Exclude or reduce to a fine particle


size
Increase lubricant level
Blend abrasive component directly
with the lubricant
Use minimum tableting pressure
possible
Use more wear-resistant tooling
(harder metal)

Capping and laminating


Capping is separation of
the top or bottom from
the main body of the
tablet.

Inadequate bonding
of the powder
particles (direct
compression) or
granules (wet
granulation) to form
cohesive tablets

Use a stronger binder or additional


binder

Poor finish or worn


punches and dies

Polish, reface, or replace

Laminating is transverse
cracking and separation
of the tablet into two or
more layers.

Avicel PH-101 and PH-102


are particularly effective direct
compression binders (15% to
25%) and as auxiliary binders
in wet granulation (5% to 15%)

Chrome plate punch faces


Too many fines in
granulation

Modify granulation process for


minimum fines

Granulation too dry


Adjust moisture level and establish
optimum moisture limits
Granulation too wet
(usually associated
with sticking or
picking)

Continue to dry and establish


optimum moisture limit

Overlubrication of
final tableting mix

Decrease lubricant level


Blend lubricant for minimal time
required; establish optimum mixing
time

18

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Capping and laminating


(continued)

High level of
ingredient with poor
compression
properties (also
sometimes ascribed
to air-entrapment by
powder bed)

Use precompression on tablet


press

Punch concavity too


deep

Change to standard concave


or flat face punches

Punch edges worn or


damaged

Refinish or replace

Lower punch too low


at tablet take-off

Adjust lower punch flush with


die face

Compression too low


in die cavity

Compress in upper portion of


die

Excessive tableting
pressure

Decrease pressure

Die wall binding

Use sufficient lubricant

Slow the speed of the tablet


machine

Use tapered dies


Chipping/splitting

Score line or tablet


imprint not sharp

Poor finish or worn


punches and dies

Polish, reface, or replace punches


and dies

Lower punch setting


too low at tablet
takeoff

Adjust lower punch flush with


die face

Tablet sweep-off
blade on feed frame
set too high

Adjust setting

Faulty punch
debossing design

Redesign using tapered sides


on the punch debossing
Chrome-plate punch face

Granulation too
coarse

Reduce particle size of granulation

Binder not strong


enough

Use a stronger binder

19

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Layered tablets
splitting

Poor bonding
between layers

Use a stronger binder or higher


concentration

Compression
pressure too high

Compress at lower pressures

Overlubrication

Decrease lubricant level


Blend lubricant for minimal time
required; do not blend for long
periods of time

Layers not sharply


defined

Low hardness

Granulation too
coarse

Reduce particle size of granulation


- less than 16 mesh

Too many fines

Remove fines below 200 mesh

Compression force
(pressure) too low

Increase pressure (caution: do not


exceed recommended pressure
for punch size used)

Overlubrication

Decrease lubricant level


Blend lubricant for minimal time
required; establish optimum mixing
time
Replace metallic stearates with
other lubricants (e.g., stearic acid)

Granulation too soft

Use additional binder


Direct compression - use
additional Avicel PH

Excipient (i.e., too


much starch can give
a soft tablet)

20

Reduce level of causative


excipient

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Low hardness
(continued)

Moisture consent too


high (granulation
underdried or high
humidity in
compressing area)

Determine optimum moisture


content

Moisture content too


low (granulation
overdried or low
humidity in
compressing area)

Determine optimum moisture


content

Tooling

Examine punch lengths

Uneven diefill

See Table Weight: Weight


variation

Overblending

Optimize blending time to


minimize creation of fines

Inadequate bonding
of the tablet mix

Increase binder level or change


to stronger binder

Variable hardness

High friability

Use moisture adsorbent (e.g.,


calcium silicate, Syloid)

Add additional moisture

Add or increase Avicel PH-101


or PH-102 (10% to 20%)
Avicel PH gives low friability at
lower hardness/machine pressures
Too much or too little
compression pressure

Adjust pressure for acceptable


friability

Overlubrication

Decrease lubricant level


Blend lubricant for minimal time
required; establish optimum mixing
time
Replace metallic stearates with
other lubricants (e.g., stearic acid)

21

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Disintegration too long

Tablet hardness too


high

Reduce machine pressure for


acceptable tablets
Use less binder in granulation

Overlubrication
(waterproofing)

Decrease lubricant level


Blend lubricant for minimal time
required; establish optimum mixing
time
Replace metallic stearates with
other lubricants (e.g., stearic acid)

Requires additional
disintegrant or a
different disintegrant

Consider a super disintegrant


(e.g., Ac-Di-Sol, 2% to 5%)
Include Avicel PH-101 or PH-102
(added dry), about 10% as an
auxiliary disintegrant
Consider adding a surfactant (e.g.,
DOSS, 0.1%)

Mottling

Tablet hardness too


low

Increase hardness to allow


swellable disintegrant to function

Uneven distribution of
the dye in colored
tablets

Increase mixing time or use high


shear mixer

Dye migration during


drying process

See Drying: Color migration


See Dry screening: Poor color
distribution

Preferential
absorption of soluble
dye by component of
mix
High level of
uncolored additives
(e.g., fillers, lubricants,
disintegrants)

22

Replace causative component


Replace soluble dye with microfine
lake pigment
Reduce quantity of additives
Color additives with soluble dye
or mix with lake pigment

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Mottling
(continued)

In direct compression,
uneven distribution of
lake dye

Use microfine lake dye


Increase blending time
Mill lake dye with 5% excipient,
then blend with bulk
Reduce size of larger particles
of excipient or active
Use lower drying temperature

Tablets contain dirty


specks

Misaligned upper cam


tracks - rubbing of
punches on cam
actually rubs off metal
which is introduced
into material being
compressed

Check alignment of upper cam


tracks

No lubrication on
upper cam tracks

Tablets uniformly
discolored

Excessive or improper
lubrication on upper
punch shanks (no dust
caps on punches) dust mixes with excess
oil or grease and falls
into material being
compressed

Use dust caps on upper punches

Feed frame rubbing


on die table

Check clearance between feed


frame and die table

Feed hopper rubbing


on turret

Check clearance between feed


hopper and turret

Abrasive materials
wearing screens,
scooper, etc.

Check for presence of abrasive


materials

23

Part B. General Tableting Problems and Remedies


(Alphabetical Order Format)
Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Active ingredients

See Sticky ingredients


See Low to medium level
of active
See High percent active
See Attraction of particles
See Dosage variation
See Density
See Elastic material

Adsorbents

Materials used to
overcome oiliness or
stickiness of tablet
ingredients

Use starch, Avicel PH-101,


silicon dioxide (Syloid) or
tribasic calcium phosphate

Agglomeration of
particles

Occurs with fine


cohesive powders
causing "balling" or
lump formation and
poor distribution of
the powder

Fine-screen cohesive compound


into bulk mix
Use a more effective mixer (one
with increased shearing action)
Blend the cohesive powder with
a portion (5% to 10%) of an
excipient; screen (mill) if
necessary; reblend and add to
the bulk; blend normally
Note: For direct compression
excipient blends do not use a
screen size or a mixer, which will
change the excipient particle size
distribution

Aging of tablets

See Loss of hardness (with time)

24

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Air entrapment

Very low density


materials with very
high porosity
(sometimes ascribed
as cause for tablet
capping, splitting,
or laminating)

See Capping and laminating


See Binding

Antiadherent

Materials that aid in


preventing the tablet
mix from sticking to
punch faces

See Section 4 for a description


of excipients and their uses

Attraction of particles
(aggregation or
agglomeration)

Fine cohesive
powders

Modify particle size distribution

Static electricity

Mechanically disperse
Drain off static charge

Low relative humidity

Slightly increase moisture level


See Blending
Densify as last resort

Binder

Wet granulation substances which are


added in solution
(usually) or sometimes
dry, followed by
granulating solvent to
glue a powder mix
into granules for solid
dose preparation
Direct compression substances which give
compressibility or
cohesiveness to the
powder mix

25

See Section 4 for a description


of excipients and their uses

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Binding (bonding or
compressibility)

Relative degree of
cohesiveness
between particles or
granules

See Blending

Compressibility of
active ingredients
determines (to some
extent) the percent
that can be
incorporated into a
direct compression
formulation

Optimize particle size and particle


size distribution of active and
excipients

Particular binder and


concentration
influences degree of
binding and tablet
hardness
Binding in the die
(punches)
Bioavailability

Be careful not to overblend or


overlubricate

Use excipients which are


compressible and designed for
direct compression process
Determine that granulation and/or
other excipients have proper
moisture content

See Punch binding


The rate and extent to
which an active
ingredient is absorbed
in-vivo

See Dissolution
Use up to 50% soluble filler
(lactose, dextrose) with insoluble
drugs (direct compression)

May or may not be


correlated with
dissolution
Bisected or debossed
tablets (not sharp or
well-defined)

Poor design on
tooling

Redesign tooling, consult tooling


supplier
Increase binder in formulation

26

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Blending

Mixing of powders to
obtain a homogeneous
mixture (for
compression)

Optimize blending or mixing time

Optimized blending
may depend on type
of mixer (low shear,
high shear, etc.)
Overblending is
probably more
common than
underblending
Overblending causes
overdistribution of the
lubricant which can
result in poor
disintegration/
dissolution, poor
compressibility,
demixing
(segregation)
Bonding
Bridging

See Binding
Lack of powder
fluidity; actual
stoppage of powder
flow as powder
compacts in hopper
or feed-frame

27

See Die fill


See Flow problems

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Brittle fracture

Bonding mechanism
of some materials
(e.g., lactose), in which
single particles fracture
under pressure to
produce multiple
particles having clean
surfaces, which then
bond with each other
to form a compact

See Section 2 for a discussion


of compression mechanisms

Bulk density

See Density, bulk

Capping and laminating


Capping is separation of
the top or bottom from
the main body of the
tablet.
Laminating is transverse
cracking and separation
of the tablet into two or
more layers.

Inadequate bonding
of the powder
particles (direct
compression) or
granules (wet
granulation) to form
cohesive tablets
Poor finish or worn
punches and dies

Use a stronger binder or additional


binder
Avicel PH-101 and PH-102 are
particularly effective direct
compression binders (15% to
25%) and as auxiliary binders in
wet granulation (5% to 15%)
Polish, reface, or replace
Chrome-plate punch faces

Too many fines in


granulation

Modify granulation process for


minimum fines

Granulation too dry

Adjust moisture level and establish


optimum moisture limits

Granulation too wet


(usually associated
with sticking or
picking)

Continue to dry and establish


optimum moisture limit

Overlubrication of
final tableting mix

Decrease lubricant level


Blend lubricant for minimal time
required; establish optimum mixing
time

28

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Capping and laminating


(continued)

High level of
ingredient with
poor compression
properties (also
sometimes ascribed
to air-entrapment by
powder bed)

Use precompression on tablet


press

Punch concavity too


deep

Change to standard concave or


flat-face punches

Punch edges worn or


damaged
Lower punch too low
at tablet take-off

Refinish or replace

Slow the speed of the tablet


machine

Adjust lower punch flush with


die face

Compression too low


in die cavity

Compress in upper portion of die

Excessive tableting
pressure

Decrease pressure

Die wall binding

Use sufficient lubricant


Use tapered dies

Case hardening

Rapid evaporation of
water, which forms
hard outer crust often
associated with
incomplete drying
inside granules

Try recirculating oven air (damper


closed) for initial 15 to 30 minutes
then open damper partially for a
short period and finally open
damper fully
Reduce drying temperature

Oven drying
conditions too efficient

Add Avicel PH-101 to formulation


(gives more even water evaporation
and uniform granule moisture
content)
Use a fluid bed dryer

29

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Chipping/splitting

Poor finish or worn


punches and dies

Polish, reface, or replace punches


and dies

Lower punch setting


too low at tablet takeoff

Adjust lower punch flush with


die face

Tablet sweep-off
blade on feed frame

Adjust setting
See Capping and laminating
See Binding/bonding

Clogging of screen
(wet mass)

Doughy or sticky wet


mass

Avoid oscillating granulator


Use extrusion-type granulator
or Fitz Mill without screens
Reduce granulation time
Add 5% to 20% Avicel PH-101
(gives less sticky or doughy mass,
easier to screen)

Too much water in


mass

Reduce water content; add water


gradually and mix well after each
addition

Mass sensitive to
water content

Incorporate 5% to 20% Avicel


PH-101 (allows a wider range of
water volume, gives shorter,
less doughy, less sticky mass)

Gummy binder

Change binder

Active ingredient

Use diluted or anhydrous ethyl


or isopropyl alcohol (if latter,
determine acceptable residual
solvent level by GC or other
appropriate method); change
binder

30

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Coarse particles

Mottled appearance
in direct compression

Design particle size distribution for


optimum flow, color distribution,
binding

Segregation

Some fines are needed for good


binding

Dye migration leading


to mottling

In direct compression, preblend or


mill color with portion of excipient

Color distribution

In wet granulation, use a dye


soluble in the granulating solution
May help to use a lower
temperature for tray drying; use a
fluid bed dryer
See Color migration
Color migration

Colors migrate to
granule surface
(wet granulation);
will cause mottling
tablets; often
associated with
case hardening

Use lakes instead of soluble dyes


(will minimize but not eliminate)
Decrease the size of the wet
granules
Decrease thickness of granulation
bed; stir granulation bed frequently
during drying to expose fresh
surfaces at the top of the wet
mass
Use Avicel PH-101- reduces
or eliminates dye migration

Compressibility

See Binding (bonding or


compressibility)

Content uniformity

See Dosage variation

Demixing

Segregation/
separation, usually
caused by overmixing
rather than
undermixing

Optimize blending times specific


to mixer (blender) employed
See Overblending
See Segregation

31

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Density, bulk
(loose density)

Usually defined as the


ratio of weight of a
powder (or mixture of
powders) to its volume
on an as-is basis
(not tapped)

See Flow

Low bulk density often


related to poor flow
especially at high
dosage (active)
Density, tapped

Usually defined as the


ratio of weight of a
powder (or mixture of
powders) to its volume
after being tapped or
caused to consolidate
(settle) in some way

See Die fill


See Dry granulation
Select higher density grades
Avicel PH-301 and PH-302

See Segregation

Too dense can


cause segregation
Die fill (nonuniform)

Lack of consistent
Adjust particle size range to
powder flow into dies,
recommended optimum for die
causing variations in
diameter
tablet weight, hardness,
and disintegration/
Reduce fines
dissolution
Select larger particle size; use
Avicel PH-102 or PH-200 in place
of PH-101 or other excipient
Add glidant (0.1% to 0.5%) (e.g.,
Cab-O-Sil, Aerosil)
Use induced or force-feed
mechanism on press
Change particle shape of active
ingredient to one that is more likely
to flow

32

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Die fill (nonuniform)


(continued)

Dry granulate (by slugging or roller


compacting) with a mixture of
Avicel, Cab-O-Sil and magnesium
stearate
Process in low humidity atmosphere
Add moisture absorber (e.g.,
0.1% to 0.5% calcium silicate,
Cab-O-Sil, Syloid)

Diluent

Inert material(s)
added to give the
necessary bulk for
solid dosage
preparation

See Section 4 for a description


of excipients and their uses

Dilution potential

The percent of an
active (usually poorly
compressible such
as ascorbic acid or
APAP) that can be
compressed with an
excipient to form a
tablet having 1% or
less friability

Avicel PH has a very high dilution


potential when used as a binder

Direct compression

Method of
manufacturing tablets
by compressing
directly a dry blend of
active and excipient
powders; the powders
are neither wet or dry
granulated

See Sections 2 - 4

Disintegrant

Material added to
tablets to aid them in
breaking apart so that
particles of drug can
dissolve

See Section 4 for a description


of excipients and their uses

33

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Disintegration too long


or incomplete

Tablet hardness too


high

Reduce machine pressure for


acceptable tablets
Use less binder in granulation

Overlubrication
(waterproofing)

Decrease lubricant level


Blend lubricant for minimal time
required; establish optimum
blending time
Replace metallic stearates with
other lubricants (e.g., stearic acid)

Requires additional
disintegrant or a
different disintegrant

Consider a super disintegrant


(e.g., Ac-Di-Sol, 2% to 5%)
Include Avicel PH-101 or PH-102
(added dry), about 10% as an
auxiliary disintegrant
Consider adding a surfactant
(e.g., DOSS, 0.1%)

Disintegration during
coating

Tablet hardness too


low

Increase hardness to allow


swellable disintegrant to function

Caused by soft cores


or rapidly
disintegrating tablets

Increase tablet strength (increase


binder, add better binder,
compress harder)
Apply a seal coat
(Aquacoat ECD)
If possible, lower spray rate of
aqueous coating

34

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Dissolution

Measure of the rate


and extent to which
an active component
is released into
solution from a drug
product

Use most soluble form of drug


Micronize insoluble drugs - in
general, use smallest particle
size possible
Consider using a wetting agent

May or may not be


correlated with
bioavailability

Add additional disintegrant or a


different disintegrant - granules
must disintegrate for good
dissolution

Poor dissolution

Optimize tablet hardness versus


friability and disintegration/
dissolution
Conduct preformulation studies
to be certain there is no
active/excipient interaction
(binding)
Use a soluble filler with insoluble
actives
Use less lubricant, establish
optimum blending time
See Bioavailability
See Disintegration

Dosage variation

Improper
mixing/segregation

See "Blending, overblending


and demixing"
See Flow problem
See Segregation
See Die fill (nonuniform)
See Nonuniformity of mix

35

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Doughy mass

Too much water


(often seen on
scaleup)

Add granulating water slowly;


mix well after each addition

Overmixing during
granulation step

Reduce water or mixing time

Wrong binder

Change binder

Component of mix
(e.g., active drug or
excipient)

If possible, use alcohol/water


or alcohol as granulating fluid select appropriate binder, use of
Avicel PH-101 gives 1) less sticky
or doughy mass, which is easier
to screen; and 2) allows a wider
range of solvent volume

Drug migration to
surface of granulation

See Color migration

Drug migration

May lead to content


uniformity problems
as drug becomes part
of fines after dry
screening, or there is
a loss of drug with
subsequent low tablet
assays
Dry blending

See Section A: Dry blending

36

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Dry granulation
(by slugging or
compaction)

Method for
compacting powders
by slugging or roller
compaction and then
size reducing the
compacts to the
desired particle size
for tableting

See Section 2
See Slugging
See Roll compaction

Often preferred when


1) it is difficult or
impossible to directly
compress; and 2) the
actives are unstable
when subjected to wet
granulation
Dry screening

Granules too hard

Decrease drying temperature


(case hardening)
Decrease water content (use
alcohol/water)
Decrease binder content
Use weaker binder

Moisture in
granulation

Increase drying time


Establish optimum moisture
content

Drying

Overdrying can cause


static flow, case
hardening, drug/color
migration, lamination/
capping/splitting
Underdrying can
cause weak granules
filming, and sticking
of punches

37

Set in-process moisture


specifications on wet granulated
materials
See Section A: Drying
See Section A: Drying
Control moisture in direct
compression excipients for proper
compressibility

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Dye migration

See Color migration

Ejection problem

See Punch binding

Elastic material

Actives or excipients
that are deficient in
plastic flow properties,
and therefore lack
bonding or binding
properties

Use materials that have plastic


flow (low in elasticity) and that,
once compressed, stay
compressed (do not spring
back), such as Avicel PH

Often are springy or


spongy and have
spring back:
characteristics (i.e.,
return to original
size/shape)
Results in capping,
lamination, splitting,
and lack of
compressibility in
general
Entrapment of air
Excess fines
(wet granulation)

See Air entrapment


Low moisture in
granulation

Decrease drying time; establish


optimum moisture content

Screen size too small


(dry screening)

Use larger screen size

Rotor/screen
clearance too close

Adjust clearance of rotor

Overloading
granulator or mill

Feed granulator gradually

Weak granules

Increase binder content/


granulating fluid
Increase wet massing time
Use stronger binder

38

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Expanding tablets

See Elastic material


See Capping and laminating
See Active ingredients
See Binding

Filler

Inert material(s)
added to give the
necessary bulk for
solid dosage
preparation

Filming of punches
Fines (direct
compression)

See Section 4 for a description


of excipients and their uses

See Punch filming or sticking


(picking)
Poor flow

An optimum percent of fines


serves a useful purpose of dusting
the actives, especially oleaginous
ones or those with elastic
deformation properties, and aids in
in bonding and filling voids within
the tablet

Improper die fill


Poor binding

Too many cause segregation


Fines (wet granulation)

See Excess fines (wet granulation)


See Fines (direct compression)
above

Flooding

Excessive flow
properties
(fluidization) of one or
more components
(could be from an
excess of glidant or
lubricant)
Flow is erratic and
feed frame is flooded
at times

39

Identify causative component and


exclude or modify particle size
Select narrow range of particle
sizes; avoid excess fines
Induced or force-feed mechanism
on press may control flow
See Flow problem

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Flow problem

Too many fines in wet


granulation

Reduce fines (see Dry ScreeningExcess fines)

In direct compression,
particle size of drug or
excipients too small
and/or of shape that
will not flow

Select larger particle size; use


Avicel PH-102 or PH-200 in place
of PH-101 or other excipient
Add glidant (0.1% to 0.5%), e.g.,
Cab-O-Sil, Aerosil
Use induced or force-feed
mechanism on press
Change particle shape of active
ingredient to one that is more
likely to flow

Poor inherent flow

Add 0.1% to 0.5% glidant


Dry granulate (by slugging or roller
compacting) with a mixture of
Avicel, Cab-O-Sil, and
magnesium stearate

Atmospheric moisture
absorption

Process in low humidity


atmosphere
Add moisture absorber (e.g.,
0.1% to 0.5% calcium silicate,
Cab-O-Sil, Syloid)

Friability (high)

Inadequate bonding
of the tablet matrix

Increase binder level or change to


stronger binder
Add or increase Avicel PH-101
or PH-102 (10% to 20%), which
give low friability at lower
hardness/machine pressures

Too much or too little


compression pressure

40

Adjust pressure for acceptable


friability

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Friability (high)
(continued)

Overlubrication

Decrease lubricant level


Blend lubricant for minimal time
required; establish optimum
blending time
Replace metallic stearates with
other lubricants (e.g., stearic acid)

Glidant

Excipient used to
improve fluidity of
powders

See Section 4
Add 0.1% to 0.5% Cab-O-Sil or
Aerosil fumed silica to improve
flow
Small increase in lubricant may be
necessary to offset slight punch/die
binding effect of glidant

Granulation, dry

See Dry granulation


See Section 2

Granulation, wet

See Wet granulation


See Section 2

Hard tablets

Use Avicel to obtain hard tablets


with low machine pressure - also
to reduce tablet friability
See Binding (bonding or
compressibility)
Decrease compressing speed
to increase tablet hardness

41

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Hardness increases
with time

Probably more
prevalent in wet
granulated products,
although it can
happen in directly
compressed tablets

Optimize moisture consent


of granulations

Can be caused by
water of crystallization/hydration
interacting with
ingredients or other
kinds of interactions
between active
materials/excipients
Hardness, variable

Tooling

Examine punch lengths

Uneven die fill

See Weight variation

Overblending

Optimize blending time to minimize


creation of fines

High friability
High level of active

Conduct preformulation studies,


even though data at accelerated
temperature/ humidity conditions
may not always be relevant to
shelf-life conditions

See Friability (high)


Direct compression

High percentages of actives can be


directly compressed depending on
physical form (low density,
entrapped air, etc.), flow, and
compressibility properties

Dry/wet granulation

If unable to compress directly, dry


granulation or wet granulation are
possible alternatives depending on
active's physical properties

High relative humidity

See Relative humidity

Hopper flow

See Die fill


See Flow Problem
See Segregation

42

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Hygroscopic
ingredients

Moisture pick-up

Process under low humidity


conditions
Compress with low moisture grades
Avicel PH-112 and PH-113
Use moisture scavengers (e.g.,
calcium silicate, Syloid,
Cab-O-Sil)

Hygroscopic tablets

Moisture pick-up

Compress and package underlow


humidity conditions (to maintain
tablet hardness and active
ingredient stability)
Use moisture scavengers (e.g.,
calcium silicate, Syloid,
Cab-O-Sil)
Keep tablet containers well closed
(use adequate closures especially
if plastic or blister packed)

Laminating
Layered tablets
splitting (poor bonding
between layers; layers
peel or split apart)

See Capping and laminating


Poor bonding
between layers

Use a stronger binder or higher


concentration

Compression
pressure too high

Compress at lower pressures

Overlubrication

Decrease lubricant level


Blend lubricant for minimal time
required; establish optimum mixing
times
See Capping and laminating
See Lubricants

43

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Loss of hardness
(with time)

Tablets with Avicel PH


lose some hardness
with time at high
humidity, but most of
the hardness is quickly
regained at normal
humidity

See Hygroscopic ingredients

Compression force
(pressure) too low

Increase pressure (caution - do not


exceed recommended pressure for
punch size used)

Overlubrication

Decrease lubricant level

Low hardness

See Hygroscopic tablets

Blend lubricant for minimal time


required; establish optimum mixing
times
Replace metallic stearates with
other lubricants (e.g., stearic acid)
Granulation too soft

Use additional binder


Direct compression - use additional
Avicel PH

Excipient (i.e., too


much starch can give
a soft tablet)

Reduce level of causative excipient

Moisture content too


high

Granulation underdried
High humidity-use moisture
scavenger or moisture adsorbent
(e.g., calcium silicate, Syloid)

Moisture content too


low

Granulation overdried
Low humidity-direct compression
excipients too low in moisture
content

44

Problem/Concept

Cause/Definition

Remedy/Suggested Solution
Use 10% to 20% Avicel PH
combined with compressible
lactose and/or dicalcium phosphate

Low to medium level


of active (in direct
compression)

With higher levels of Avicel PH use


less magnesium stearate, since
Avicel PH is self-lubricating
At low-dosage level-blend or mill
active with part (e.g., 10% of
excipient) and then blend with
remainder of formulation
At very low-dosage levels (<1%),
dissolve active in solvent and spray
on excipients
Lubricants

Materials added to
reduce friction
between the die wall
and the tablet mix,
and hence facilitate
ejection of the tablets
from the die

See Section 4 for a description of


excipients and their uses
See Punch binding
Add lubricant at end of blending
operation-do not overblend
Screen into bulk powders through a
40- to 60-mesh screen prior to final
mixing
If disintegration/dissolution is a
problem with magnesium stearate,
use stearic acid (1% to 2%)
With higher levels of Avicel PH use
less magnesium stearate (since
Avicel PH is self-lubricating)

Mixing

See Blending
See Section A, Dry blending

45

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Modified direct
compression

Modification of direct
compression process
to assure good
dispersion of low-level
actives or for other
reasons

Dissolve actives in volatile solvents


and spray onto excipients

Avoids granulation of
entire formulation
Moisture sensitive
actives

Unstable in the
presence of water

Granulate a small portion of the


formulation and directly compress
this granulation with the remainder
(major part) of the formulation
ingredients
Use direct compression or dry
granulation
Use low moisture grades Avicel
PH-112 and PH-113
Use nonaqueous granulating
solvent (flammability and residual
solvent cautions must be observed)

Mottling

See Color distribution

Nonuniform die fill

See Diefill (nonuniform)

Nonuniform drying
(tray drying)

Poor air flow


(circulation)

Correct air circulation pattern


Reduce number of trays

Overloaded trays

Reduce tray load


See Drying

Nonuniformity of mix

Improper blenderload

Use recommended powder load


in blender

Insufficient mixing

Increase mixing time

Inefficient (improper)
mixer

Use alternative mixer with increase


shearing action

Wide particle size


distribution

Select more uniform particle sizes


of components

Overblending

Reduce blending time


Establish optimum mixing
conditions

46

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Nonuniformity of mix
(continued)

Low-dosage actives

Use a more effective mixer (one


with increased shearing action)

Low-level excipients

Blend the low-level component with


a portion (5% to 10%) of an
excipient; screen (mill) if necessary;
reblend; add to an equal quantity of
excipient and mix; screen or mill if
necessary; blend normally with
remainder of bulk
Dissolve drug in a suitable solvent
and add or spray onto a portion of
the bulk or an excipient; blend;
remove solvent
Note: For direct compression excipient
blends do not use a screen size or a
mixer which will change the excipient
particle size distribution

Oleaginous or sticky
actives

See Punch binding


See Sticky ingredients

Ordered mixing
(adhesive blending)

Small-sized (drug)
particles adhesively
held on the surface of
larger-sized
(excipient) particles
Segregation does not
occur
Usually requires a
high-intensity mixer

47

See Section 2

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Overblending

Can cause powder


separation
(segregation or
demixing)

Optimize mixing times


See Blending

Can cause particle


size reduction leading
to other problems
Can cause
waterproofing of
tablet by lubricant
Oven drying
Overwetting of
wet mass

See Drying
A common problem in
wet granulation

See Clogging of screen

Some actives alone


and in combination
with excipients are
more sensitive than
others (due to
solubility)
Partial direct
compression

See Modified direct compression

Particle density
variation

See Density, bulk (loose density)


See Density, tapped
See Die fill (nonuniform)
See Punch binding

48

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Particle size
distribution

See Binding (bonding or


compressibility)
See Die fill (nonuniform)
See Fines (direct compression)
See Flooding
`See Flow problem
See Nonuniformity of mix
See Ordered mixing (cohesive
blending)
See Segregation

Picking

Tablet surfaces
pitted

See Punch filming or sticking

Small areas of
compressed powder
left on punch faces
(mostly upper) after
compression - tablet
surface is picked
Often associated with
punch filming and
sticking
Poor binding

See Binding (bonding or


compressibility)

Poor color distribution

See Color distribution


See Color migration

Poor flow (rat-holing


or bridging)

See Flow problem

49

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Poor granule
disintegration

Wet granulation

Granules must be disintegrated


for prompt and full drug release
(dissolution)
Include a portion (50%) of the
disintegrant (Ac-Di-Sol) for this
purpose in the materials being
granulated (disintegrant inside
the granulation)

Poor layer demarcation

Poor tablet
finish/appearance

Postgranulation
addition

Granulation too
course

Reduce particle size of


granulation - less than 16 mesh

Too many fines

Remove fines below 200 mesh

Picking

See Filming of punches

Mottling

See Color distribution

Coarse particles

See Coarse particles

Excipients added after


drying the granules
and screening them

See Sections 2 and 4

Examples: disintegrant,
lubricant, additional
binder
Powder separation

See Coarse particles


See Demixing
See Fines (direct compression)
See Flow problem
See Nonuniformity of mix
See Overblending
See Segregation

50

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Precompression

Application of a
relatively small
amount of tableting
pressure immediately
prior to application of
main tableting
pressure

See Section 3

Aids in removing
entrapped air
Aids in preventing/
minimizing capping/
laminating of difficultto-compress materials
by allowing time for
relaxation between
compressions
Requires a rotary
tablet machine
equipped for
precompression
Punch and die abrasion

Abrasive components

Exclude or reduce to a fine particle


size
Increase lubricant level
Blend abrasive component
separately with the lubricant
Use minimum tableting pressure
possible
Use more wear-resistant tooling
(harder metal)

51

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Punch binding (powder


adheres to punch
edges and dies,
punches may bind
in dies)

Poor finish or worn


punches and dies

Polish, reface or replace tooling

Inadequate lubrication

Increase or change lubricant; use


microfine lubricants; screen into
mix
Increase lubricant blending time

Too many fines or


coarse particles in mix

Design better particle size range;


use tapered dies

Wet granulation
insufficiently dried

Dry granulation to satisfactory


moisture limits

Hygroscopic
ingredients

Process in low humidity conditions


Use moisture scavengers (e.g.,
calcium silicate, Syloid,
Cab-O-Sil)
Use low moisture grades
Avicel PH-112 and PH-113

Adhesive or
oleaginous
components

Increase lubricant level


Add 0.5% Cab-O-Sil or Syloid
Add 5% to 10% Avicel PH-101

Punchfilming or
sticking (picking)
(powder adhesion to
punch faces, usually
upper)

Poorfinish on punch
faces

Polish punch faces; refinish

Embossed letters

Avoid using certain letters (e.g.,


A, B, P, R)
Use shallow embossing with
tapered edges rather than edges
perpendicular to punch face

Punch tips burred

Refinish or replace

Punch concavity too


great

Reduce punch concavity or use


flat-face punches

Poor binding between


surface granules or
particles

Increase binder (wet or dry)

Low melting point


ingredient

Adsorb low melting point ingredient


on Avicel PH, replace with higher
melting point ingredient

52

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Punch filming or
sticking
(continued)

Inadequate lubrication

Increase or change lubricant


Use microfine lubricants, screen
into mix
Increase lubricant mixing time

Insufficiently dried wet


granulation

Dry granulation and establish


moisture limits

Hygroscopic
components

Process under low humidity


conditions
Use moisture adsorbent (e.g.,
calcium silicate, Syloid)

Adhesive components

Increase lubricant level


Add 0.5% Cab-O-Sil or Syloid
or 5% to 10% Avicel PH-101

Rat-holing

Tablets too soft

Increase compression pressure

Limited flow of a
powder or mixture
directly over the
discharge of a hopper,
leaving a hole in the
center of the powder
as flow slows or stops

See Bridging
See Die fill (nonuniform)
See Flow problem
See Glidant

Part of the remaining


powder, which is
around the hole, may
fall into the hole with
the net result being
an uneven flow of
powder and/or lumps
from the hopper
Relative humidity (RH)

Ratio of the amount of


water the air is holding
to the amount it could
hold (at saturation) at a
given temperature

53

Keep tableting area <55% RHhigher RH can cause flow problems


and sticking depending on
materials present

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Relative humidity (RH)


(continued)

Raising the
temperature, all other
things remaining
constant, lowers the
relative humidity but
the absolute amount
of water present is
the same

Keep tableting area >40% to 45%


RH - lower humidity can cause flow
because of static and drying out of
material being compressed with,
perhaps, some loss of
compressibility
See Hygroscopic ingredients
See Hygroscopic tablets

Roll compacting

Forcing powder
(almost always a
formulation containing
filler, lubricant, and
disintegrant) between
two oppositely turning
rolls in order to form a
dense compact in the
form of a relatively flat
sheet as it exits the
rolls
The sheet (which often
breaks under its own
weight as it exits the
rolls) is milled to form
granules, which can
then be used for
tableting after adding
additional lubricant,
disintegrant, etc.

54

See Section 2
Use Avicel PH-101

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Score line or tablet


imprint not sharp

Faulty punch
embossing design

Redesign using chamfered edges


on the punch embossing
Chrome-plate punch face

Granulation too
coarse

Reduce particle size of granulation

Binder not strong


enough

Use a stronger binder

Screen clogging
(wet mass)
Segregation

See Clogging of screen (wet mass)


Particle size range of
mix too wide

Use a narrower particle size range


of ingredients
Limit the amount of the fines present

Slugging

Too wide a density


difference

Control differences in the density


of particles

Mixer too vigorous,


produces fines

Use a mixer with a gentler mixing


action

Use of vibrators (to


promote flow from
hopper)

Use force-feed mechanisms rather


than hopper vibrators

Use of relatively large


punches and dies to
produce tablets from
a poor flowing powder
mix

See Dry granulation

Tablets usually not


well-controlled with
respect to weight
and hardness

55

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Slugging (continued)

Tablets milled to
produce granules
which can then be
used (after adding
additional lubricant,
disintegrant, etc.)
to produce uniform
tablets of desired
size, weight,
hardness, etc.

Soft tablets

See Binding (bonding or


compressibility)
See Capping and laminating
See Coarse particles
See Die fill (nonuniform)
See Elastic material
See Excess fines (wet
granulation)
See Friability (high)
See Hardness, variable
See Loss of hardness (with time)
See Low hardness

Splitting (tablets)

See Capping and laminating


See Chipping/splitting

Sticking to punch face

See Punch filming or sticking

Sticky ingredients

Fines in excipient mix (especially


Avicel PH) aid in drying up
oleaginous actives, giving better
flow and tableting
See Punch filming or sticking
See Punch binding

56

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Tablet binding
in the die
Tablets contain dirty
specks

See Punch binding


Misaligned upper cam
tracks - rubbing of
punches on cam
actually rubs off metal,
which is introduced
into material being
compressed

Check alignment of upper cam


tracks

No lubrication on
upper cam tracks

Tablets uniformly
discolored

Excessive or improper
lubrication on upper
punch shanks (no dust
caps on punches) dust mixes with excess
oil or grease and falls
into material being
compressed

Use dust caps on upper punches

Feed frame rubbing


on die table

Check clearance between feed


frame and die table

Feed hopper rubbing


on turret

Check clearance between feed


hopper and turret

Abrasive materials
wearing screens,
scooper, etc.

Check for presence of abrasive


materials

Underblending
Variable hardness

See Blending
Tooling

Examine punch lengths

Uneven die fill

See Weight variation

Overblending

Optimize blending time to


minimize creation of fines

57

Problem/Concept

Cause/Definition

Remedy/Suggested Solution

Weight variation
(outside limits)

Poor or erratic powder


flow, flooding

Correct powder flow problems


(See Feed Hopper in Part A)

Particle size range too


wide

Narrow the particle size range;


avoid excess fines

Particle size not


suitable for die
diameter

Adjust particle size range to


recommended optimum for die
diameter

Punches not within


specifications

Examine punch length dimensions


Narrow the particle size range

Particle segregation
as press RPMs
increase

Compress at slower RPM


Clean; improve dust collection

Lower punch hang


up (material between
lower punch and die
wall or lower punch
and punch guide)

Check for proper clearance


between die wall and lower punch
Increase lubricant concentration
in formulation
Remove below 200 mesh fines

Wet granulation

Process whereby
active drugs and
excipients are wet
massed (wet with
a solvent containing
a binder in solution,
usually), screened,
dried, and screened
again
Used for high-dose
active drugs which
have poor flow and
either cannot be or
are difficult to directly
compress
Used for active drugs
which are very fine
and/or low density

58

See Section 2

FMC logo, Avicel, Aquacoat and Ac-Di-Sol trademarks of FMC Corporation.


Aerosil trademark of Degussa Aktiengesellschaft.
Cab-O-Sil trademark of Cabot Corporation.
Fitz Mill trademark of Fitzpatrick Company, The Illinois Corporation.
Syloid trademark of W.R. Grace & Co. Connecticut.
1998 FMC Corporation. All rights reserved. RS

59

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