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ARTICLE
85
ULI WINDISCH
U N I V E R S I T Y O F G E N E VA , S W I T Z E R L A N D
Democracy by referendum:
ongoing participation by citizens
Although there has been an undoubted revival in studies on argumentation,
it is also clear that theoretical and philosophical texts far outnumber empirical ones.
Our research falls unequivocally on the side of those aiming to contribute
to a better understanding of argumentation by placing it on a broad and robust
empirical base. The focus of this study is ordinary political argumentation within
the Swiss political system of direct democracy. This democracy by referendum
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is not based solely on empirical and rational data. Since the accident, the very
term Chernobyl has become highly emotive and achieves a much more intense
level of representation than a simple calculation of the risk. The word is exploited
and linked to a more general sense of foreboding about the future. By using a
discourse relying on the amalgamation and association of ideas, nuclear energy
is linked to the term Chernobyl, which is synonymous with a poisoned future:
Chernobyl has destroyed confidence in nuclear energy for years to come. As
regards the logic of the argument, this is based on a principle of generalization,
a process of inference from individual fact to universal truth, a generalization
which implies that history will repeat itself (something that has happened once
is likely to happen again anywhere and at any time).
This anti-nuclear argument is also based on other assumptions: (i) that there
is no fundamental difference between Soviet and western nuclear reactors; and
(ii) that there is no fundamental difference between safety standards in the east
and in the west.
Particular play is made on the word fundamental by arguing not that there
is no difference, but that there is no fundamental difference.
By using a cognitive mechanism known as essentialization, nuclear energy
becomes intrinsically evil, an essence, an embodiment of evil.
Inference from the particular to the general involves the attribution of causality to Chernobyl, based on the following common ground (topoi): man is the
same everywhere. If Chernobyl is a criminal act, then it could also happen here,
because man is the same everywhere (inference). Something that has happened
once is liable to recur at any time, irrespective of the circumstances.
Supporters of nuclear energy, by contrast, emphasize the differences between western and eastern nuclear power stations, and these differences,
which make any comparison impossible, rule out any cognitive and discursive
mechanism of generalization and essentialization. A completely different type
of logic is employed. The pro-nuclear lobby even makes a metalinguistic analysis
of their opponents discourse, describing the logic of an argument based on
generalization as a sham. For them, Chernobyl would be technically impossible in
the west. The cause of the Chernobyl accident was, in their view, interference by
the bureaucracy of a collectivist regime in a field which was outside its remit.
Here, we see the formative dimension of the discursive conflict, because the
pro-nuclear discourse and argumentation are based on contestation, negation
and rebuttal of the anti-nuclear discourse.
There is, however, more than one strand to the pro-nuclear discourse. Within
the same camp, a number of different types of discourse coexist. Pro-nuclear
discourse varies from an argued discourse to a far more affective one, which
condemns and accuses the nuclear opponents, inveighing against them.
A strategy frequently used to attack both an opposing discourse and the
opponents image is exposure (facts that the opponent wishes to hide are exposed
to the public as witness: what you are not saying is . . ., this is what you are
trying to hide from the voters . . .).
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Despite the concession, the association of nuclear energy with danger persists.
We can add arguments that also aim to induce a cognitive response in readers
by using, for example, the rhetorical question: is it acceptable? (the risk, even
a small one), combined with an insinuation (would it not be better to abandon
nuclear energy in any event?).
Displacement is a different strategy. Although acknowledging, once again,
the validity of the opponents argument (or appearing to do so) an attempt
is made to shift the discussion onto a different problem: although the risk is
small, the real problem is a different one, namely nuclear waste. Displacing the
problem in this way implies that the opponents in this case the pro-nuclear
camp are addressing the wrong problem, and it seeks to portray them as people
incapable of seeing the key issues at stake. This sort of displacement also implies
a presuppositional refutation which (unlike propositional refutation which is
merely a rejection of the opponents position) consists in declining to discuss the
merits of the opponents case by rejecting the opponents very presuppositions,
or at least the presuppositions ascribed to the opponent.
While a given strategy serves to counter the opponents discourse, we can
also see to what extent it simultaneously induces a certain image of the speaker
(the one able to discern the real problem) and of the opponent (the one who has
failed to raise the real problem, namely the danger from nuclear waste).
Waste is the second theme in the verbal battle between the supporters and
opponents of nuclear energy. For the anti-nuclear lobby, this theme of waste represents a further opportunity to essentialize nuclear energy, to try to besmirch
its image in a quintessential aspect, because waste would be inherently dangerous
irrespective of its type or of the conditions under which it is stored. This negative
assessment becomes a sufficient condition to justify abandoning nuclear energy.
What gives legitimacy to this negative essentialization is not any particular
fact, but rather the image induced by possible radioactive contamination. In
a discursive conflict, we can see how important more than the mere facts of
the case is the simultaneous struggle surrounding the type of image each side
seeks to achieve by developing its discourse and argumentation.
The struggle to impose a social and political representation may be more
decisive than what is said on any given topic, i.e. than the truth or falseness of a
proposition. This shows the limitations of a pure analysis of content, and proves
the need for multidimensional approaches both in relation to content, discursive
and argumentative activity, placement strategies, the construction of images and
representations, and the validation or invalidation of the various discourses.
In the logic of anti-nuclear arguments about waste, we can see the inclusive
relationship established between waste and nuclear energy: because waste is,
by definition, dangerous (essentialization) and because it falls within the
generic ambit of nuclear energy, it represents a fresh argument in support of the
demand to abandon nuclear power.
A second, more subtle discourse is also at work here. Although it may be
conceded that waste is not essentially dangerous, it still represents a danger as
a result of global political/military instability (the possibility that in the event
of war, a bomb could fall onto a nuclear power station or a waste-storage site).
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if the anti-nuclear view prevailed, this would result in worse pollution because
nuclear energy would have to be replaced with other, more polluting, sources of
energy. An attempt is also made to discredit the opposition in another way.
The greenhouse effect is often evoked in connection with the nuclear debate.
For supporters of nuclear power, nuclear energy is the ideal substitute to combat
the greenhouse effect, while its opponents emphatically deny (indeed accusing
the other camp of demagogy) that nuclear energy reduces the greenhouse effect.
Although in the slightly more subtle version of their discourse they acknowledge
that nuclear energy does not fuel the greenhouse effect (concession) they are
quick to displace the problem by pointing out that, in any event, renewable and
clean sources of energy are preferable.
On a number of occasions, the pro-nuclear lobby has tried to show that its
discourse is based on hard facts, an awareness of reality and specialist, objective
knowledge supported by eminent scientists including Nobel prize winners
(with the inference that their opponents discourse possesses none of these
attributes).
The anti-nuclear lobby constantly uses the argument of energy saving.
Supporters of nuclear power concede that it is a fundamental problem, but
immediately add that, despite numerous appeals to save energy, electricity consumption is continuing to rise. The opposing argument is therefore conceded,
although at the same time shown to be irrelevant and Utopian (Utopian is
another aspect of the image with which the pro-nuclear lobby seeks to brand
its opponents).
For its supporters, nuclear energy is vital to underpinning growth and the
market economy; accordingly, surrendering 40 percent of energy (the nuclear
contribution) would put the populations living standards and well-being in
serious danger (I refuse to stop, says the author of a pro-nuclear letter).
On the opposing side, more emphasis is placed on the need for a qualitative
change in society, the promotion of a different type of economy, decentralized
forms of energy, and less materialism arguments quickly taken up, transformed
and condemned as Utopian, unrealistic, masochistic and ascetic. The pronuclear side then counters this stark asceticism with a level-headed well-being,
consistent with traditional and ancestral wisdom (contrasting images).
Opponents of nuclear energy are quick to deny that abandoning nuclear
power would ruin the economy. They refer to a report by experts, commissioned
by the government, in support of this view. However, the report has been challenged and has not become the official position, particularly as certain experts
within the group had distanced themselves from its conclusions. In terms of
a legitimation strategy, it is clearly better to rely on sources that cannot be
undermined so easily.
The structure of the above anti-nuclear argument can be expressed even
more succinctly: a group of experts states P (X states P); the experts are competent
people (X is competent); therefore P is true. The generalization is apparent: based
on the fact that it is an expert report (forgetting that it was seriously questioned)
it is deduced that its contents are true. Also, although they previously criticized
supposedly specialist knowledge, science and scientific progress, science is now
the opponents of nuclear energy (X) state: energy saving is vital (Y);
however, X does not do Y;
therefore they (X) have disproved their own case.
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In a political debate of this sort, it is not considered sufficient to: (i) use the
arguments one feels are most credible; and (ii) refute the arguments of ones
opponents.
An important complementary activity is used while the discourse is being
constructed, in order to achieve through the discourse itself an effect in terms of
the images and social and political representations which are at stake in these discussions. Through numerous cognitive and discursive means, each protagonist
seeks to create in the mind of the public witnessing this combat a favourable
image of him- or herself and an unfavourable image of the opponent, aided and
abetted by a number of discursive techniques of legitimation and invalidation.
The extent to which the adversary is discredited is sometimes so great that it
represents a breach of the normal rules of communication: instead of seeking
to understand what the opponent is really trying to say, and put oneself in the
opponents place in order to do so, people attempt, using all available means, to
refute and manipulate the opposing discourse and to challenge the place of the
opponent, by displacing and embarrassing them.
By discrediting the ideas, discourse and image of the opposing party, it is
hoped to induce, simultaneously and by contrast, a positive image of oneself.
It is worth asking one question at the end of this short article: are these verbal
wars really compatible with the image of direct democracy?
This is one of the aspects that goes hand in hand with direct democracy and
which can perhaps be justified on the grounds that verbal sparring avoids armed
conflict and that the verbal knockout blow is a symbolic one and preferable to
actual death.
Moreover, this adversarial communication, consisting of contradictory political argumentation which punctuates the exercise of direct democracy, enables
citizens to obtain information and document themselves during the public debate,
even forcing them to develop their own arguments if they hope to contribute
meaningfully and effectively to the public, participative and deliberative forum
that precedes the vote.
These public discussions, even when they culminate in verbal excesses, help
to keep the population engaged. However, it could be argued that this system
has not prevented a high level of abstention. This is true, but this abstentionism
needs to be put into its proper context. Let us take the example of a city with an
electorate of 100,000, called upon to vote in a referendum on whether old public
baths have to be refurbished or demolished and rebuilt. Although the turnout
is a mere 30 percent, this nonetheless represents 30,000 people who have gone
to the trouble of taking an interest in a problem which, although important,
is hardly earth-shattering! When looked at in this way, the turnout actually
appears huge. Moreover, this problem will have given a large number of citizens
the opportunity to discuss planning issues affecting their city, ecology, and the
life of the historical districts, and, at the very least, to take a closer interest in
their environment.
In general, it appears that this article regarding the operation of political
argumentation in its most everyday manifestations can usefully complement
the more theoretical, abstract and structural approaches to argumentation.
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1. The first part of the research was published in HERMES,CNRS, 16/1995, pp. 5772,
Paris (with P. Amey and F. Gretillat).
2. For a more detailed analysis, with supporting quotations, see the complete study
carried out with a research team: U. Windisch, P. Amey and F. Gretillat (1993) Les
thmes et les formes de largumentation ordinaire chez les partisans et les adversaires
de lnergie nuclaire [Themes and forms of ordinary argumentation by the advocates
and opponents of nuclear energy]. Geneva: Department of Sociology, University of
Geneva.
REFERENCES