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Daniel W. Graham
Thus came about the end, O Echecrates, of our companion, the man, we
should say, who of all those we knew of his generation was most noble
and wisest and most just. (Phd 118al5-18)
Virtue is knowledge.
SV.
Socrates is virtuous.
26 Daniel W. Graham
he has no special knowledge but yet is virtuous, then virtue must not be
knowledge; if virtue is knowledge and Socrates is virtuous, then he must
have knowledge. Thus DK and VK entail not-SV; DK and SV entail
not-VK; while VK and SV entail not-DK. Clearly some sort of revision
of the list is needed, or some point or points must be reinterpreted or
qualified if we are to arrive at a consistent interpretation of Socrates' life
and teachings. Several options may be considered a priori. It may be that
Socrates is only feigning ignorance and that in reality he has a well
worked out theory which would count as philosophical knowledge and
which would qualify him as having philosophical virtue and hence as
being virtuous. It may be that the apparently stringent claim that virtue
is knowledge, when properly interpreted, points to something much less
idealized than perfect theoretical knowledge, so that even with a modest
amount of knowledge, Socrates can be virtuous. Finally, it may be that
DK and VK should be taken at face value, and that Socrates is indeed
lacking in virtue, at least in the kind of virtue he seeks to attain, namely
that based on philosophical wisdom. There is some prima facie plausibility in each of these options, and they all deserve, no doubt, to be
explored in detail. However, I shall not undertake to pursue any of these
courses. I wish to suggest that all three of the principles in question are
true in some important sense. But when we understand them, we shall
see that they are all compatible.
II
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at least a prima facie case for being philosophically virtuous. Now it may
be that on reflection we shall put further stipulations on philosophical
virtue. But for now it seems desirable not to restrict unduly the notion
of philosophical virtue. Our preliminary specification provides the
means of an evaluation of Socrates' behavior relative to his principles.
The best test case of Socrates' virtue is perhaps the Crito, where
Socrates is faced with an ethical choice of his own to make: should he
accept Crito's invitation to break out of jail, or should he remain to be
executed? There is no conventional interest to be served by his remaining
in prison. He has had his trial; there is no appeal, no hope of his sentence
being commuted, no personal benefit (as Plato presents it) to his remaining no life insurance policy or state death benefit. Crito aims to save
Socrates from personal harm that will come to him by remaining. To
Crito's urgent pleas Socrates replies,
Let us consider whether we should do this or not, as I am not now for
the first time but always committed to follow none of my own inclinations but only the argument1 which seems to me to be most reasonable.
(Cn46b3-6)
but what the expert on justice and injustice will say, the one and truth
herself' (48a5-7). It becomes clear in what follows that Socrates is not
invoking some flesh-and-blood expert here, but only truth herself, which
will appear only in the conclusion of the argument. Socrates does not
seek an ex cathedra announcement from a self-proclaimed moral expert,
but the results of an elenctic examination.
Having dismissed the concerns of the many, Socrates presents an
ethical principle for Crito's approval: it is always bad to do wrong (49b).
Furthermore, to do wrong in return for a wrong is likewise bad (49b-c).
And there is no difference between harming someone and doing wrong
(49c). After inviting Crito to consider carefully whether he agrees with
these principles, and offering to discuss them if Crito demurs, Socrates
goes on to lay them down as the basis for a discussion about whether he
should flee prison or not. Subsequently, Socrates himself is subjected to
an elenchus conducted by the imaginary persona of the Laws of Athens
(SOaff.), who argues that Socrates would be harming and doing wrong
to the laws if he should escape from prison. Clearly the notion of an
ethical principle is prominent and central to the whole deliberation here.
If Socrates can escape prison only by violating his ethical principles, he
is not justified in fleeing. Socrates' decision is based on his ethical
principles.
But what is his relation to those principles? Does he hold them for
religious reasons, on the basis of authority, the mos maiorum, or some
other non-philosophical justification? Apparently not; consider his appeal to Crito: have held these views for a long time and I still hold them;
but if you have some other view, speak and instruct me. On the other
hand, if you hold to your former views, listen to my next point' (49el-3).
Why has Socrates held these views for a long time? If they come to him
merely by tradition or habit, they will not serve as ethical principles held
for philosophical reasons. But it appears that Socrates has at least two
reasons for holding these views, both philosophical. In the first place, he
has just argued that if life is not worth living with one's body ruined,
inasmuch as the soul is more valuable than the body, a fortiori life is not
worth living with the soul ruined (47c ff.). Further, the only way to live
well is to live justly, i.e., to do what justice demands (48b ff.).
Thus Socrates has an argument to show that it is always best to do
justice rather than to harm or do injustice; and that argument specifically
provides a reply to Crito's concern about death: it is better to live well
than just to live, it is better to care for the soul than for the body. Yet
Socrates offers to Crito the opportunity to test his views if he has now
embraced some moral principles other than those he has shared with
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Ill
3 The term here does not mean 'noble' or the like; see Bumet ad loc, contrary to the
treatment of the passage in LSJ, s.v. .
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arrange a jail break, even though the consequence will be his own death.
Do these actions have a causal connection with Socrates' philosophical
theory and method? Are the theory and the life merely accidental conjuncts, or does the theory somehow dictate the behavior?
One salient feature in Socrates' response to moral challenges is his
refusal to consider the threat of death as a motive. In opposing the
unconstitutional trial of the ten generals, Socrates observes, thought it
better to take my chances on the side of the law and justice rather than
to side with you when you were seeking injustice, for fear of prison or
death' (Ap 32b8-c3). In the Crito Socrates explicitly rejects the threat of
death as a motive: 'we must not consider whether we shall die if we
remain here and keep quiet, or whether we shall suffer any other
misfortune, but only whether we shall be doing wrong/ (Cri 48d3-5).
There seems to be an incommensurability between considerations of
death and personal misfortune, on the one hand, and considerations of
right and wrong, on the other. Considerations of the latter sort always
outweigh considerations of the former sort and render them, if not
irrelevant, at least impotent.
But why should considerations of right and wrong outweigh considerations of death and life? There is a brief but illuminating hint in the
Apology: 'To fear death, gentlemen, is nothing else but to seem to be wise
when you are not' (29a4-6). Socrates adds, by way of explanation, 'it is
to think you know what you do not know' (a6). He goes on to say that
no one knows whether death is the greatest good. For Socrates the
question what value, negative or positive, death has for an individual,
is unanswerable: we do not have the information necessary to make such
a judgment. But those who do, de facto, make the judgment that death
is the greatest evil, make an unjustifiable assumption. Socrates is discussing his behavior in battle and in other situations of danger; he remarks
that if he deserts the post he has been assigned to by the oracle now, he
will be acting in as cowardly a manner as if he deserted his place in the
phalanx. The desertion itself is for Socrates evidence of a tacit belief: the
belief that death is more terrible than disobedience. It is to take as a
certainty the fact that death is a great (perhaps the greatest) evil a fact
that reflection shows we cannot know.
Here is a case in which one's awareness of one's own ignorance might
make a significant difference in one's behavior. If to act rationally is to
calculate for oneself the benefits and disadvantages of a proposed action,
and then to act so as to maximize the benefits and to minimize the
disadvantages, then it will matter a great deal what factors are allowed
into the calculation. In conventional valuations, life and death normally
4 Euthphr7b-d
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things are evil and some things are good because of, say, instinctive fears
and attractions. Death is evil, life is good; pain is evil, pleasure is good;
poverty is evil, wealth is good; sickness is evil, health is good; weakness
is evil, power is good, et cetera. Now some of these judgments may be
true, but some may be false, and others may be indeterminate given our
present state of knowledge. What would be truly dangerous for moral
calculations would be to assume these judgments without proper reflection. Other beliefs, e.g., those about the facts of a situation, could also, of
course, cloud our ability to make correct moral judgments. But factual
beliefs would presumably be more amenable to revision and their failures more quick to be recognized than those about the very values on
which the judgments were made in the first place. Evaluative beliefs
would be among the most hidden and the most intransigent. Hence the
possibility of moral reform might well hinge on the ability to identify
and correct evaluative beliefs.
Let us take one step farther. Suppose that not only some, but all moral
failures were ultimately traceable to erroneous beliefs; and that all
vicious behavior was due to the acceptance (tacit or otherwise) of false
or indeterminate evaluative beliefs. In this case, all moral failure would
amount to thinking one knew what one did not know. The remedy for
such a defect would consist in the replacement of false or indeterminate
beliefs with true ones. Wisdom, in other words, would consist of one's
knowledge of what judgments one was entitled to and what one was not
entitled to in particular, what evaluative judgments one was entitled
to. Obviously, the small advantage Socrates had over his contemporaries
would loom very large indeed. Socrates would have found the key to the
moral law, and with it, moral autonomy.
Does Socrates, however, consistently appeal to a principle of choosing
goods over evils and indeterminates? Consider his reasoning concerning
proposing a counter-penalty to death:
Being convinced that I do not wrong anyone, I am certainly not going
to wrong myself and accuse myself of being worthy of some evil and
to propose such a punishment for myself. What am I supposed to be
afraid of? That I should suffer the punishment Meletus proposes for
me, one I maintain I do not know whether it is good or evil? Instead
should I choose as my punishment something that I know perfectly well
is an evil? (Ap 37b2-8)
Socrates carefully threads his way through the possibilities by calculating what things he knows are good, what things are evil, and what things
36 Daniel W. Graham
Socrates himself has the grounds for admitting that he is virtuous, indeed
philosophically virtuous.
Evidently, we have arrived at an interpretation in which DK is true,
for Socrates does not have a certain kind of knowledge; in which VK is
true, for Socrates' awareness that he lacks a certain kind of knowledge
keeps him from making a certain kind of unwarranted assumption
which would lead to moral failure; and in which SV is true, for Socrates'
moral choices are based on moral principles derived from philosophical
reasoning based on the knowledge which blocks erroneous beliefs and
hence errors of moral judgment. Indeed, on this interpretation it turns
out that the conjunction of DK and VK, far from being incompatible with
SV, actually entails that principle. Socrates does the right thing not by
chance, because of religious conviction, trust in authority or tradition, or
because of an innate disposition or good moral training, but by knowledge. The relevant knowledge presupposes a kind of ignorance: Socrates
knows what he does not know; he knows the limits of his moral knowledge. He has second-order knowledge of first-order ignorance.6 Precisely because he has knowledge of his own ignorance, he avoids falling
into the errors engendered by that ignorance. He avoids vice and wickedness. His knowledge presupposes ignorance, and his awareness of
ignorance constitutes a humble kind of knowledge. That knowledge is
not enough to make him a wise man in the conventional sense of the
phrase. But it is enough to make him virtuous. And perhaps it is enough
to make us rethink our concept of wisdom, and to recognize a sense in
which we can recognize a powerful, if very human, sort of wisdom in
what Socrates knew.
Bibliography
Bumet, J., ed Plato's Euthyphro, Apology of Socrates and Crito. Oxford: Clarendon Press, 1924
6 This concept of knowledge is presented at Charmides 167a and subsequently criticized. Is Plato rejecting Socrates' concept7