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INTRODUCTION
Studies of intraplate stresses show that most intraplate
regions are characterised by compressive stress regimes
and crustal seismic activity (Zoback et al. 1989) and that
the inferred maximum horizontal principal-stress orientations are roughly parallel to the directions of ridge-push
forces. On the basis of the analysis of earthquake focal
mechanisms, in situ stress measurements and surface
deformation, Denham et al. (1979) have shown that the
Australian continent is in a state of substantial horizontal
compression. However, the maximum horizontal compression measured in situ and inferred from seismic source
mechanism solutions is approximately normal to the eastern passive margin (Denham et al. 1979), which is not in
agreement with the absolute velocity trajectories of the
Australian Plate (Richardson 1992; Zoback 1992).
Numerical modelling of the tectonic forces applied to
the Indo-Australian Plate (Figure 1) has been performed
with the finite-element method. Cloetingh and Wortel
(1986) investigated the tectonic stress field in the IndoAustralian Plate with a two-dimensional finite-element
model. Five types of tectonic forces were included in their
analysis: slab pull, ridge push, resistant force, trench suction force and drag force. The combination of the forces in
their model resulted in a concentration of the compressive
stresses of the order of 300500 MPa in some parts of the
plate (e.g. the Ninetyeast Ridge). Using a similar 2D finiteelement model, Coblentz et al. (1998) reinvestigated the
tectonic forces acting on the Indo-Australian Plate. The
stress indicators from the World Stress Map Project
(Zoback 1992) were used to constrain their numerical models. They found that: (i) the ridge-push force is likely the primary force in controlling the first-order stress pattern in the
Indo-Australian Plate; (ii) if imposing resistance along the
Himalaya, Papua New Guinea and New Zealand collisional boundaries to balance the ridge-push force, then
many of the first-order stress patterns of the observed stress
field can be explained without including either subduction
or basal-drag forces; and (iii) the observed maximum hori-
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Table 1 Flexural rigidity and Youngs Modulus for the major tectonic blocks in the Australian continent.
(x 1025 Nm)
no.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
Basins
Adelaide Fold Belt
Yilgarn Block
Pilbara Block
Block 5 (B5)
Arunta Block
Musgrave Block
Gawler Block
Block 9 (B9)
Mt. Isa Block
Block 11 (B11)
Southern Lachlan Fold Belt
Block 13
Hodgkinson Fold Belt &
Northern Lachlan Fold Belt
New England Fold Belt
Oceanic crust
Continental shelf
Estimatedc
Adjustedd
(x 1025 Nm)
2.0
2.0
2.1
0.61
0.61
0.69
2.1
2.1
0.69
0.0011
2.0
0.0016
0.95
0.95
1.0
0.29
0.29
0.33
1.0
1.0
0.33
0.00052
0.95
0.00076
3.0
0.113
5.7
5.7
6.0
1.74
1.74
1.98
6.0
6.0
1.98
0.0031
5.7
0.0046
6.656
1.970
0.113
0.113
0.040
2.330
0.690
0.040
0.040
0.0036
0.0017
0.01
5.7
0.21
0.106
0.037
Gawler Block
The Gawler Block in South Australia formed during the
Late Archaean to Palaeoproterozoic (Plumb 1979a). The
flexural rigidity for the block is estimated to be 6.9 x 1024 N
m (Zuber et al. 1989) and the Moho depth is about 40 km
(Clitheroe et al. 2000).
Eastern Highlands
The Eastern Highlands consist of several Palaeozoic fold
belts along the Australian coast: the Hodgkinson Fold Belt
and Northern Lachlan Fold Belt in the northeast, and the
New England Fold Belt and Southern Lachlan Fold Belt in
the southeast. Southeastern Australia is characterised by
the highest seismicity on the continent (Lambeck et al.
1984), anomalously high heat flow (Cull 1991), and high
mantle conductivity (Lilley et al. 1981). The Moho depth in
the Eastern Highlands varies from about 32 km in the north
to 52 km in the south (Clitheroe et al. 2000). The flexural
rigidity is estimated to be 1.6 x 1023 N m for the Hodgkinson
Fold Belt and the Northern Lachlan Fold Belt, 3.6 x 1022 N
m for the New England Fold Belt, and 4.4 x 1022 N m for the
Southern Lachlan Fold Belt (Zuber et al. 1989).
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NUMERICAL MODELLING
Stress changes and related phenomena, such as fault activity or earthquakes, are associated with the action of various
tectonic forces, which are usually not directly observable.
Therefore, the relationship between stress observations and
tectonic forces is mainly investigated through modelling
studies. The tectonic forces acting on the Australian continent, model assumptions and strategy used in this study
are discussed below.
(1)
Finite-element model
We used a two-layer elastic model to simulate the response
of the Australian continent to various tectonic forces
(Figure 5). The use of the elastic rheology in the stress
analysis for the Australian continent is an oversimplification, as recognised by Cloetingh and Wortel (1986) and
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is indirectly included in our analysis by considering the differences in their elastic strength, as determined from the
coherence of Bouguer gravity anomalies and topography
(Zuber et al. 1989).
Boundary conditions
Rheological parameters
The major geological structures considered in this study
correspond to those investigated by Zuber et al. (1989),
except for the Adelaide Fold Belt, which was not included
in their study. We assume that the rheological contrast in
the Australian continent can be represented by 17 groups
of material in terms of their differences in elastic strength
(Table 1). We adopt a constant value 0.25 for the Poisson
ratio throughout the investigated area and use different values of Youngs modulus to represent the difference in the
elastic strength for different geological structures. The estimates for the rigidity of the geological structures in the
Australian continent are taken from the flexural analysis
based on the gravity and topographic data by Zuber et al.
(1989) (Table 1). The initial values of the Youngs modulus
for the tectonic blocks are estimated on the basis of the relative magnitude of the flexural rigidity (Table 1).
The scaled values of the flexural rigidity in Table 1 are
obtained by dividing by the maximum value of the originally estimated flexural rigidity (2.1 x 1025 N m). The
Youngs modulus values of the blocks are estimated on the
basis of their scaling factors. The Youngs modulus is taken
to be 3.0 x 1010 Pa for the basins (the blank area in Figure
2) and 5.7 x 1010 Pa for the oceanic crust/lithosphere (the
area outside the continent). In Table 1, a Youngs modulus
value of 0.21 x 1010 Pa is used for the continental shelf,
which is assumed to have a lower strength than the continental crust. Inclusion of the continental shelf in the modelling analysis did not improve the quantitative analysis of
the stress orientations, implying that the stress orientations
in the continent calculated by the numerical model are not
sensitive to the rheological parameters of the continental
shelf. A possible reason is that we used a single value to
describe the strength of the continental shelf throughout
the continent. Actually, the mechanical properties of the
continental slope could be different from region to region
(e.g. from the west to south Australia), but the stress orientation data in the continent could not resolve such differences.
The flexural rigidity values of fold belts (Table 1) estimated by Zuber et al. (1989) are about three orders of mag-
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Inversion analysis
Numerical modelling with the finite-element method can be
classified into two types: forward and inverse analyses.
Forward modelling calculates the stresses (orientations) in
the continent from known tectonic forces and rheological
parameters. Inverse modelling estimates some unknown
forces and rheological parameters from observations (e.g.
orientations) and some known tectonic forces and rheological parameters. Suppose that the stress orientations (Y) in
the Australian continent are a function of the tectonic
forces (Fx) and rheological parameters (R):
Y = f(Fx, R)
(2)
(3)
|| Y Y (Fx ) || = min
(4)
a1 Fx a2
(5)
|| Y Y ( R ) || = min
b1 R b2
( 6)
( 7)
where Y is the observational vector of the stress orientations, Y ( R ) is the modelled stress orientation (vector),
which now depends on the rheological parameters (R), and
b1 and b2 are the lower and upper limits of the rheological
parameters.
The constraints for the rheological parameters are relatively easy to obtain. For example, we know that R >0, and
from the results of laboratory experiments we can determine approximate upper limits for the rheological parameters. Methods for solving geophysical inverse problems
have been presented by Menke (1984) and Tarantola
(1987), and will not be discussed here.
The inversion analysis is conducted in a stepwise fashion. We first take the Youngs modulus scaled from the flexural rigidity analysis as initial values, and then investigate
the response of tectonic blocks to the assigned tectonic
forces. Different combinations of the tectonic forces are
examined and adjusted to fit the stress orientations in the
Australian continent. We then take the estimated tectonic
forces as known parameters and refine the estimates of the
Youngs modulus to fit the stress orientations. These procedures are repeated until the squared residuals between the
observed and modelled stress orientations reach a minimum, in a least-squares sense. The final estimates of the
tectonic forces and the Youngs moduli can be viewed as
global least-squares estimates.
RESULTS
Ridge-push force
An initial value of 6.0 N/m3 was assigned to the magnitude
of the slide force in the Australian continent. The refined
value (FP in Table 2; Figure 1) after the inverse analysis is
55.8 N/m3 (0N), which is close to the value 51 N/m3, calculated independently from Equation (1) based on parameters for the Southeast Indian Ridge. To examine the
possible eastwest component of the slide force, the tec-
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Figure 6 Map showing the distribution of the finite-element nodes in plan view, and the approximation for the geometry of the major
geological structures in the Australian continent with the brick elements (50 km thick each). The areas coloured red are cratons; fold
belts are green. The yellow curve denotes the boundary of the continental shelf. The numbers represent the estimates of the effective
elastic thickness in kilometres (Zuber et al. 1989). Arrows denote the force vectors (not to scale) considered in the modelling analysis.
tonic block is divided into four sections (Figure 6), and for
each of the sections, an eastward ridge-push force component is added: the resultant changes in the stress orientations are not significant (Table 2).
Boundary forces
In the eastern boundary (Figure 1), there may be a force
(FR) resulting from the Pacific Plate, which is subducting
beneath the Australian Plate. Similar to the value
(10121013 Pa/m) used in previous studies (Coblentz et al.
1995), we assume an initial value of 2.0 x 1012 Pa/m for the
magnitude of the boundary force at the eastern boundary,
and the search for the optimal value gives an estimate of >
5.99 5.2 x 1012 Pa/m: that is, the upper limit of the magnitude is uncertain. The error in this estimate is significant
and we interpret this as implying that the dataset is not sensitive to the magnitude of boundary force from the east. For
the boundary force (FC) associated with the northern
boundary, we used the same initial value as that used for
the eastern boundary. The estimated value is 11.8 3.2 x
1012 Pa/m. The absolute values of the forces are difficult to
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Northward
Eastward
Northward
Eastward
Northward
Eastward
6.0 N/m3
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INLAND BASINS
FOLD BELTS
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Figure 11 Principal-stress distribution in continental Australia (in units of 100 MPa). Also shown are the boundary of the major geological structures (yellow), the boundary of the continental shelf (green), and epicentres of the earthquakes with magnitudes of M 3.0
(triangles) and M 5.0 (stars). The blank areas represent the zones of least compression (with a compressive stress value 0 MPa).
a resolution of at least 50 km is required. In addition, a tensile stress regime has been reported in northwest Australia
(Coblentz et al. 1995), which might be related to the effect
of the continental shelf and deep basins in the region. We
therefore tentatively introduce a local tensile field with its
direction perpendicular to the coast (140N: green bar near
NW2 in Figure 9). After inclusion of the local stress field
(Model A3, Figure 9), we see that the predicted stress orientations are now consistent with the observations.
In west Australia (WA), for the eight stress indicators
(Model A3) used in the analysis, the average deviation
between the observed and modelled orientations is about
46, which is larger than the standard deviation of the
model (37.6). In addition, a test for inclusion of the
boundary-force vector with different magnitudes and orientations on four sub-segments along the western boundary failed to improve the fit (Figure 6). This suggests that
a further improvement on the fit between the observed
and modelled stress orientations with the present model is
difficult. In previous studies, two mechanisms were proposed for the rotation of the local stress field in west
Australia. Cloetingh and Wortel (1986) suggested that the
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Figure 12 Shear-wave speed anomalies (depth = 80 km) for the upper mantle of the Australian continent (modified from Kennett 1997,
2002). The letters mark the major zones of shear-wave speed anomaly in southern Australia (A), central Australia (C and C1), eastern
Australia (E1 and E2), northern Australia (N1) and western Australia (W1) (see text for discussion).
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Figure 13 Principal-stress distribution in continental Australia (in units of 100 MPa) computed after including the rheological information from seismic tomography. Also shown are the boundary of the major geological structures (yellow), the boundary of continental shelf (green), and epicentres of the earthquakes with the magnitude of M 3.0 (triangles) and M 5.0 (stars). The blank areas
represent the zones of least compression (with a compressive principal stress value 0 MPa).
Only the eastern part of this stress concentration zone corresponds to the seismicity near or around the Adelaide Fold
Belt. The western part of the zone does not correspond to
any recorded seismicity. In central Australia, the diffuse
seismicity is not accounted for by the stress concentration
predicted in this model.
To further interpret the seismicity in continental
Australia, it is necessary to include additional information
on the contrast in elastic strength of the tectonic elements,
such as results from seismic tomography (Kennett 1997,
2002; Simons et al. 1999) (Figure 12). Shear-velocity anomalies reveal the relative contrast in elastic strength among
the tectonic elements: seismically slow (negative anomaly
in Figure 12) indicates the material in the area is of lower
strength, and seismically fast (positive anomaly) indicates
higher strength. Seismically slowest is predicted for the
Southern and Northern Lachlan Fold Belts (marked E1 and
E2), and fastest is predicted for western (marked W1),
central (C1) and northern Australia (marked N1). In addition, relative small, but noticeable, seismically fast zones
also appear in the western part of South Australia (marked
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DISCUSSION
A three-dimensional finite-element model has been constructed and used to investigate the pattern and orientations of the tectonic stresses in continental Australia. The
model, which consists of two layers (Figure 5), provides a
spatial resolution of about 90 x 90 x 50 km. The major geological structures such as cratons and fold belts are
included in the analysis. The difference in the elastic
strength of the tectonic structures are initially estimated on
the basis of their rigidity values inferred from the coherence
of Bouguer gravity and topography (Zuber et al. 1989). The
major tectonic forces which act on the Australian continent
(such as ridge-push and plate-boundary forces) are investigated in the analysis. An inversion approach is used to estimate the relative magnitude of tectonic forces from the
observed stress orientations (equations 4 and 5). In addition, an approach for estimating the main rheological parameter (Youngs modulus) from the inversion analysis of the
observed stress orientations is also developed (equations 6
and 7) and used to estimate the values of the Youngs modulus for some of the geological structures.
Our results suggest that the slide force associated with
ridge push is the dominant force that controls the magnitude and orientations of the stress field in the Australian
continent, confirming the results of Coblentz et al. (1995,
1998). The magnitude of the slide force is estimated to be
55.8 N/m3, and the magnitude of the forces at the eastern
and northern boundaries is estimated to be >5.99 x 1012
Pa/m, and 11.8 x 1012 Pa/m, respectively (Table 2). The
estimates for the magnitude of the forces are model dependent and subject to many uncertainties (e.g. the assumed
rheological parameters and geometry of tectonic blocks).
Therefore, they may be interpreted only as semiquantitative
estimates. The boundary forces acting on the northern and
eastern boundaries of the Australian continent only have a
secondary effect on the overall stress pattern, and they do
not significantly affect the pattern of the stress in the interior of the continent.
The presence of tectonic domains with different rigidities has a significant influence on the pattern of the estimated regional and local stresses. After combining the
tectonic forces, major geological structures, and the effect
of the local stress fields in the numerical model, a reasonable fit has been achieved between the observed and modelled stress orientations (Figure 9). The in situ stress
orientations can be statistically fitted within 37.6 by the
numerical model.
The inversion analysis of rheological parameters is useful for estimating the Youngs moduli for the Northern
Lachlan Fold Belt, the New England Fold Belt, and the
Southern Lachlan Fold Belt. The adjusted values for the
flexural rigidity are 0.040 x 1025 Nm for the Northern
Lachlan Fold Belt, 0.037 x 1025 Nm for the New England
Fold Belt, and 0.040 x 1025 Nm for the Southern Lachlan
Fold Belt (Table 1), which correspond to an effective elastic
thickness of about 30 km. These estimates are about two
orders of magnitude lower than those of the cratons (~1025
Nm). The original estimates (~1022 Nm) for the fold belts
from Zuber et al. (1989), which are about three orders of
magnitude lower than those of the cratons (Table 1), may
have been underestimated (Simon et al. 2000). It appears
that the re-estimated values of the rigidity for the fold belts
from this study, which are between the maximum and minimum of the flexural rigidity estimated by Zuber et al.
(1989) and constrained by the stress-orientation data, are
more geologically plausible. Therefore, we have provided
an indirect estimate for the flexural rigidity of the fold belts
in continental Australia.
Another significant result from this study is the estimated distribution of the principal stress in the Australian
continent (Figure 13). We predict stress concentration in
northwest Australia, South Australia, and southeast
Australia. In addition, several zones with least compression
are also identified in the continent. Although the predicted
deformation style in the Australian continent by our model
is of compression and strike-slip faulting, it is plausible to
infer that normal faults are most likely to develop in the
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SUMMARY
REFERENCES
The main results from the 3D stress analysis with the finiteelement method for the Australian continent are as follows.
(1) The ridge-push force is the dominant force which
controls the magnitude and pattern of the first-order
stresses in the Australian continent. The effect of the
boundary forces are secondary and they mostly influence
the pattern of the stress in areas near the boundaries. There
is no need to invoke the drag force to explain the first-order
stress pattern in the Australian continent partly because of
our poor understanding of the properties of the drag force
and the insensitivity of the stress orientation data to the
drag force. These results are consistent with those obtained
by Coblentz et al. (1995).
(2) Geological structures significantly affect the magnitude and pattern of modelled stresses. Combining spatial
variations in rigidity between major geological structures
(cratons and fold belts) and a tectonic-force model, by
simultaneously inverting for stress orientations and tectonic-force vectors, a fairly good fit has been achieved
between the observed and modelled stress orientations.
The model can explain statistically about 45% of the
observed stress orientations within 25, and about 62%
within 40.
(3) The model also provides an indirect estimate of the
flexural rigidity for the Northern Lachlan Fold Belt (0.040 x
1025 Nm), the New England Fold Belt (0.037 x 1025 Nm)
and the Southern Lachlan Fold Belt (0.040 x 1025 Nm).
These estimates correspond to an effective elastic thickness
of about 30 km.
(4) A preliminary map of principal-stress distribution
(Figure 13) is constructed for continental Australia, in
which the relative magnitude of the principal stress over
the continent can be assessed. The predicted stress-concentration zones in general correspond to the areas
where intensive seismicity is observed. In addition, the
least compression is predicted in several zones where
earthquakes are relatively sparse, and it is also inferred
that normal faults would mostly likely develop in these
zones.
(5) While the model from this study provides a reasonable interpretation for the stress orientations and seismicity
observed in the Australian continent, about 20% of the
observed stress orientations are not well-fitted by the
model. The main reason for this could be that the disturbances in the stress field associated with some local or
regional geological structures (and their present activity)
cannot be simulated in our present continental-scale
model.
ACKNOWLEDGEMENTS
We wish to thank D. Coblentz, R. Hillis and M. Sandiford
for their constructive reviews, which improved this manuscript substantially, B. L. N. Kennett for kindly providing us
his latest shear-wave model of the Australian lithosphere,
and G. Clitheroe for providing some of the data used in this
study. This research is supported by an ARC SPIRT grant
and industry sponsorship by BHP, Santos, Shell and
Woodside.
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