Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
Georges Cailletaud1
St
ephanie Basseville1,2
Vladislav A. Yastrebov1
1 Centre des Mat
eriaux, MINES ParisTech,
2 Laboratoire dIng
enierie des Syst`
emes de
Table of contents
1 Introduction
2 Basic knowledges
Contact mechanics I
2/68
Plan
1 Introduction
2 Basic knowledges
Contact mechanics I
3/68
Contact mechanics I
4/68
Contact mechanics I
5/68
Contact mechanics I
6/68
Practice VS theory
1900: Theory is several steps behind the practice
Theory
Practice
Contact mechanics I
7/68
Practice VS theory
1940: Theory is behind the practice
Theory
Practice
Contact mechanics I
7/68
Practice VS theory
1960: Theory catchs up with practice
Contact mechanics I
7/68
Practice VS theory
1990: The trial-and-error testing becomming more and
more difficult. Theory leads practice.
Practice
Contact mechanics I
Theory
7/68
Plan
1 Introduction
2 Basic knowledges
Contact mechanics I
8/68
Contact mechanics I
9/68
Wear parameters /
Contact mechanics I
9/68
Fundamental properties:
Volume:
Youngs modulus;
Poissons ratio;
shear modulus;
yield stress;
elastic energy;
thermal properties.
Wear parameters /
Surface:
chemical reactivity;
absorbtion
capabilities;
surface energy;
compatibility of
surfaces;
Contact mechanics I
9/68
Fundamental properties:
Volume:
Youngs modulus;
Poissons ratio;
shear modulus;
yield stress;
elastic energy;
thermal properties.
Wear parameters /
Surface:
chemical reactivity;
absorbtion
capabilities;
surface energy;
compatibility of
surfaces;
Contact mechanics I
9/68
Fundamental properties
are interdependent /
Volume:
Youngs modulus;
Poissons ratio;
shear modulus;
yield stress;
elastic energy;
thermal properties.
Wear parameters /
Surface:
chemical reactivity;
absorbtion
capabilities;
surface energy;
compatibility of
surfaces;
Contact mechanics I
9/68
Fundamental properties
are interdependent /
Volume:
Youngs modulus;
Poissons ratio;
shear modulus;
yield stress;
elastic energy;
thermal properties.
Wear parameters /
More fundamental properties
solids are made of atoms;
atoms are linked by bonds;
many of the volume and surface
properties are the properties of the
bonds.
Surface:
chemical reactivity;
absorbtion
capabilities;
surface energy;
compatibility of
surfaces;
Contact mechanics I
9/68
Fundamental properties
are interdependent /
Volume:
Youngs modulus;
Poissons ratio;
shear modulus;
yield stress;
elastic energy;
thermal properties.
Wear parameters /
More fundamental properties
solids are made of atoms;
atoms are linked by bonds;
many of the volume and surface
properties are the properties of the
bonds.
Surface:
chemical reactivity;
absorbtion
capabilities;
surface energy;
compatibility of
surfaces;
Contact mechanics I
9/68
Contact mechanics I
10/68
Contact mechanics I
11/68
Contact mechanics I
12/68
sliding distance:
contact area might be 3(!) times as great as
the value before shear forces were first applied;
surface energy:
the higher the surface energy, the greater the
area of contact.
Contact mechanics I
13/68
Ar F
sliding distance:
contact area might be 3(!) times as great as
the value before shear forces were first applied;
surface energy:
the higher the surface energy, the greater the
area of contact.
Contact mechanics I
13/68
Ar =
F
p
sliding distance:
contact area might be 3(!) times as great as
the value before shear forces were first applied;
surface energy:
the higher the surface energy, the greater the
area of contact.
Contact mechanics I
13/68
Ar =
F
p
sliding distance:
contact area might be 3(!) times as great as
the value before shear forces were first applied;
surface energy:
the higher the surface energy, the greater the
area of contact.
Contact mechanics I
13/68
Ar =
F
p
sliding distance:
contact area might be 3(!) times as great as
the value before shear forces were first applied;
surface energy:
the higher the surface energy, the greater the
area of contact.
Contact mechanics I
13/68
Ar =
F
p
sliding distance:
contact area might be 3(!) times as great as
the value before shear forces were first applied;
surface energy:
the higher the surface energy, the greater the
area of contact.
Contact mechanics I
13/68
Engineering friction
First approximations: friction coefficient does not depend on
normal load
apparent area of contact
velocity
sliding surface roughness
time
Friction force direction is opposite to the sliding
Contact mechanics I
14/68
Engineering friction
First approximations: friction coefficient does not depend on
normal load ,
velocity /
sliding surface roughness //,
time //,
Contact mechanics I
14/68
Exceptions:
at micro scale for small slidings (fig. 1);
for very large normal loads (metal forming)
friction force is limited;
for very hard (diamond) or very soft (teflon)
materials:
generally T = cF , 23 ; 1 ;
thin hard coating and a softer substrate (fig.2).
Contact mechanics I
15/68
Exceptions:
at micro scale for small slidings (fig. 1);
for very large normal loads (metal forming)
friction force is limited;
for very hard (diamond) or very soft (teflon)
materials:
generally T = cF , 23 ; 1 ;
thin hard coating and a softer substrate (fig.2).
Contact mechanics I
15/68
Exceptions:
at micro scale for small slidings (fig. 1);
for very large normal loads (metal forming)
friction force is limited;
for very hard (diamond) or very soft (teflon)
materials:
generally T = cF , 23 ; 1 ;
thin hard coating and a softer substrate (fig.2).
Contact mechanics I
15/68
Exceptions:
at micro scale for small slidings (fig. 1);
for very large normal loads (metal forming)
friction force is limited;
for very hard (diamond) or very soft (teflon)
materials:
generally T = cF , 23 ; 1 ;
thin hard coating and a softer substrate (fig.2).
Contact mechanics I
15/68
Exceptions:
at micro scale for small slidings (fig. 1);
for very large normal loads (metal forming)
friction force is limited;
for very hard (diamond) or very soft (teflon)
materials:
generally T = cF , 23 ; 1 ;
thin hard coating and a softer substrate (fig.2).
Fig. 2. In case of hard surface layer on a softer substrate, at moderate loads friction is
determined by the hard surface, higher load brakes the coating and softer material begins
to define the frictional properties [Rabinowicz, ]
G. Cailletaud, S. Basseville, V.A. Yastrebov MINES ParisTech, UVSQ
Contact mechanics I
15/68
Contact mechanics I
16/68
Exceptions:
the direction of the friction force remains within
[178; 182] degrees to sliding direction (fig. 1);
the difference is higher for oriented surface
roughnesses.
Contact mechanics I
17/68
Exceptions:
the direction of the friction force remains within
[178; 182] degrees to sliding direction (fig. 1);
the difference is higher for oriented surface
roughnesses.
Contact mechanics I
17/68
Exceptions:
the direction of the friction force remains within
[178; 182] degrees to sliding direction (fig. 1);
the difference is higher for oriented surface
roughnesses.
Contact mechanics I
17/68
Exceptions:
very smooth and very clean surfaces.
First approximation:
Friction coefficient does not depend
on sliding surface roughness.
Exceptions:
very smooth or very rough surfaces
(fig. 1).
Contact mechanics I
18/68
Exceptions:
very smooth and very clean surfaces.
First approximation:
Friction coefficient does not depend
on sliding surface roughness.
Exceptions:
very smooth or very rough surfaces
(fig. 1).
Contact mechanics I
18/68
Exceptions:
very smooth and very clean surfaces.
First approximation:
Friction coefficient does not depend
on sliding surface roughness.
Exceptions:
very smooth or very rough surfaces
(fig. 1).
Contact mechanics I
18/68
Exceptions:
creeping materials.
First approximation:
Friction coefficient does not depend
on sliding velocity.
Exceptions:
if material behaves differently at
different loading rate, then the
friction depends on the sliding
velocity;
Contact mechanics I
19/68
Exceptions:
creeping materials.
First approximation:
Friction coefficient does not depend
on sliding velocity.
Exceptions:
if material behaves differently at
different loading rate, then the
friction depends on the sliding
velocity;
Contact mechanics I
19/68
Exceptions:
creeping materials.
First approximation:
Friction coefficient does not depend
on sliding velocity.
Exceptions:
if material behaves differently at
different loading rate, then the
friction depends on the sliding
velocity;
19/68
Exceptions:
if material behaves differently at
different loading rate, then the
friction depends on the sliding
velocity;
Contact mechanics I
20/68
Exceptions:
if material behaves differently at
different loading rate, then the
friction depends on the sliding
velocity;
Contact mechanics I
20/68
Exceptions:
if material behaves differently at
different loading rate, then the
friction depends on the sliding
velocity;
Contact mechanics I
20/68
Exceptions:
if material behaves differently at
different loading rate, then the
friction depends on the sliding
velocity;
Contact mechanics I
20/68
Microscale:
Roughness and microstructure study
Macroscale:
Stress-strain state of contacting
solids
G. Cailletaud, S. Basseville, V.A. Yastrebov MINES ParisTech, UVSQ
Contact mechanics I
21/68
Plan
1 Introduction
2 Basic knowledges
Contact mechanics I
22/68
Macroscopic contact
un
Fn 0
un 0
Fn un = 0
Contact mechanics I
23/68
z1 =
1
1 2
2
x +
y
2R10 1
2R100 1
z2 =
S2
uz
2
2 a
z
S1
1
xy plane
uz2
1 2
1
2
x +
y
2R20 1
2R200 2
h = z1 z2 = Ax + By
Displacement
uz1 + uz2 + h = 1 + 2
[Johnson, 1996]
Contact mechanics I
24/68
1
1 1
1 2
+
=
E
E1
E2
Contact mechanics I
25/68
00
Ri = Ri = Ri ,
i = 1, 2
2 1/2
p = p0 {1 (r /a) }
Consequences
Pressure
6PE 2
P3R2
p0 =
Radius of the contact circle
a=
3PR
4E 2
!1/3
1/3
Displacement
=
9P 2
16RE 2
!1/3
Contact mechanics I
26/68
Distributions of stresses
r
p0
(x = 0, z)
p0
(x = 0, z)
+ 12 (1 + z 2 /a2 )1
z
p0
(x = 0, z)
(1 + z 2 /a2 )1
Contact mechanics I
27/68
p0
a
1
E
11
E1
1
R
1
R1
1
R2
p(x)
p0 (1 (x/a)2 )1/2
p0
12
E2
p(x)
q(x)
M (x, y)
xx
4PR
E
PE
R
xz
zz
Contact mechanics I
28/68
3 15476
PRQTSVU
8
, $- $ +( *
0 1 2
W XY Z
ced fhg
, ./ . +( *
[\=] ]
^`_ aJb
p0
a
0 1 2
9:1 2
xx (x = 0, z)
zz (x = 0, z)
p0 a(a2 + z 2 )1/2
max (x = 0, z)
xz
xy = yz = 0
Contact mechanics I
29/68
Tresca
8
|Ft | g
>
>
>
>
>
<
If |Ft | < g , then Vslide = 0
>
>
>
>
>
:
If |Ft | = g , > 0 such Vslide = Ft
Coulomb
8
|Ft | |Fn |
>
>
>
>
>
<
If |Ft | < |Fn |, then Vslide = 0 stick
>
>
>
>
>
:
If |Ft | = |Fn |, > 0 such Vslide = Ft
Contact mechanics I
slip
30/68
Variable friction
8
|Ft | Ct (ut )mt
>
>
>
>
>
<
If |Ft | < Ct (ut )mt , then Vslide = 0
>
>
>
>
>
:
If |Ft | = Ct (ut )mt , > 0 such Vslide = Rt
Contact mechanics I
31/68
Definition of sliding
Relative peripheral velocity of the surfaces at their point of contact
Sliding of non-conforming elastic bodies
Question
P
Fixed slider
The tangential traction due to the friction at the
S2
contact surface influences the size and shape of the
Q
contact area or the distribution of normal pressure ?
S1
V
2a
z
Sliding contact
Coulombs law
Application
Cylinder sliding perpendicular to its axis
[Johnson, 1996, Goryacheva, 1998]
Contact mechanics I
32/68
"$# !
MON P Q
8:9 8; <)=
?A@ ?:B <'>
2P
p(x) = a
WYX[Z]\
H$JLI K
TVU
RS
h ij k
q rs
C D EGF
tvuVw w
. +0/21
*,+(-
5
43
x
!
67+(" &% !
yz y[{
|} |~
g0
*,+(-
*,+(-
xx (x, z = 0)
p0
nq
zz (x, z = 0)
p0
yy (x, z = 0)
(xx + zz )
xz (x, z = 0)
p0
xy (x, z = 0)
yz (x, z = 0) = 0
1 ( x )2 + 2 x
a
a
1 ( x )2
a
3
0
3
ab
^`_
lm npo
1 ( x )2
a
3
" # !
. +0/21
Stress components
3
egf
c d
1 ( xa )2
3
5
43
*,+(-
3
Contact mechanics I
33/68
Partial slip
Relation between slip zone (c) and contact zone (a)
+c +a
a c
a
glissement
+a
+c +a
a c
zone collee
1/2
x2
q1 (x) = p0 1 2
a
q2 (x) =
c
=
a
1/2
x2
c
p0 1 2
a
c
s
1
Q
P
c
x
1 ( )2 p0
a
a
x
1 ( )2
c
x
1 ( )2
a
Contact mechanics I
34/68
Fs
Fd
time
time
time
Contact mechanics I
35/68
F
Fs
Fd
m
v
Contact mechanics I
36/68
x(0) =
Fs
k
x(0)
=v
1
v
{(Fs Fd )cos(t) + Fd } + sin(t),
k
k
m
1
{(Fs Fd )cos(t) + Fd }
k
F
Fs
Tinertia
m
k
2Fd Fs
t
Contact mechanics I
37/68
Contact mechanics I
38/68
Plan
1 Introduction
2 Basic knowledges
Contact mechanics I
39/68
Examples
Contact mechanics I
40/68
Cavity model of an
elastic-plastic indentation cone
da
da
dc
Assumptions
Within the core:
Hydrostatic component of stress p
a
core r
da
Plastic
dh
du(r)
Elastic
Contact mechanics I
41/68
Characteristic
In the plastic zone: a r c
r
= 2ln(c/r ) 2/3
Y
2ln(c/r ) + 1/3
1
3
` c 3
r
where Y denotes the value of the yield strees of material in simple shear and simple compression.
Core pressure
p
Y
= [ Yr ]r =a =
2
3
+ 2ln(c/a)
Radial displacement
du(r )
dc
9
>
>
>
>
>
>
>
>
>
>
>
>
>
>
>
=
>
>
{3(1 )(c 2 /r 2 ) 2(1 2)(r /c)} >
>
>
>
>
>
>
>
Conservation volume
>
>
>
>
>
;
2a2 du(a) = a2 dh = a2 tan()da
=
T
E
ff
p
2
Etan()
=
1 + ln
Y
3
3Y
Contact mechanics I
42/68
Before loading
a
a
Under loading
a
a
After unloading
Residual depth
0 : Estimation of the energy dissipated W in one cycle of the load
R
W = Pd where
is9the hysteresis-loss factor. ( = 0, 4% for hard bearing steel)
2 5
>
>
W = 52 9E16RP
>
>
>
>
>
>
>
3
1
1
3P
>
>
= E
4a
9Ppm
=
R
with pm = 0.38Y in fully plastic state
0
=
2
16E 0
1/3
P
>
=
0,
38( 0 /Y )2
>
3P
P
>
Y
a = 4E 0
>
>
>
>
>
1/3 >
>
2
2
>
a
9P
;
=
=
R
3
16RE 0
Contact mechanics I
43/68
Sharp indentation
Kicks law
dPu
initial slope
dh
hm
hr
Contact mechanics I
44/68
Plastic behavior
Model
8
>
< E
=
>
: Rn
with
E
R
n
y
for
for
Youngs modolus
a strength coefficient
the strain hardening exponent
the initial yield stress
Assumption :
The theory of plasticity with the von Mises effect stress.
Parameters for an elasto-plastic behavior
E, , y , n
Contact mechanics I
45/68
Dimensional analysis
Objective
Prediction of the P h reponse from elasto-plastic properties
Application of the universal dimensionless functions : the theorem
or
(E , , r , n)
or
(E , , y , r )
or
P = P(h, E , r , n)
Load P
P = P(h, E , y , n)
or
P = P(E , , y , r )
with
E
1 2
1 i2
+
E
Ei
!1
Unload
Pu = Pu (h, hm , E , , Ei , i , r , n)
or
Pu = Pu (h, hm , E , r , n)
Contact mechanics I
46/68
Determination of hm
Load
P = P(h, E , y , n)
P = P(h, E , r , n)
C =
P
h2
= y A
1
E
y
r
y
P = P(E , , y , r )
C =
P
h2
= r B
1
E
r
y
r
Contact mechanics I
47/68
Determination of hr
Application of the dimensional analysis during the unload
dPu
dPu
=
(h, hm , E , r , n)
dh
dh
thus
dPu
0
= E h2
dh
hm r
,
,n
h E
Consequently,
dPu
r
r
0
,
n
= E hm 2 1, , n = E hm 2
dh h=hm
E
E
Or
Pu = Pu (h, hm , E , r , n) = E u
hm r
,
,n
h E
Finaly,
Pu = 0
implies
0 = u
hm r
,
,n
hr E
whether
hr
= 3
hm
r
,n
E
and then hr !
i ,i =1,2,3 can be used to relate the indentaion reponse to mechanical properties.
Contact mechanics I
48/68
Parameters
Elastic
E=81600MPa, = 0, 36
Elasto-plastic model
E=81600MPa, = 0, 36,
y = 1610MPa
Drucker-Prager model
E=81600MPa, = 0, 36,
yt = 1600MPa, yc = 1800MPa
[Laniel, 2004]
G. Cailletaud, S. Basseville, V.A. Yastrebov MINES ParisTech, UVSQ
Contact mechanics I
49/68
Computation results
Penetration depth
von Misesmax
Residual stress
Contact mechanics I
50/68
Computation results
Contact mechanics I
51/68
Computation results
Contact mechanics I
52/68
Hypothesis
Sphere radius : R=100m
Copper and zinc single crystals : crystal plasticity
Silicon substrate : isotropic elastic
Maximum penetration hsmax : 3.5 m
Contact mechanics I
53/68
Contact reponse
(d)
(e)
Contact mechanics I
54/68
Figure: (a) f.c.c and (b) h.c.p crystals. Penetration depth: hs = 1.25m
Contact mechanics I
55/68
(a)
(b)
Contact mechanics I
56/68
Plan
1 Introduction
2 Basic knowledges
Contact mechanics I
57/68
Lubricant 1 = 0.2
9
P
i
PP Coating 2 = 0.8
q(x)
(x) =
p(x)
Uniform stress
with ci =
R
=
(x)p(x)dS
R
p(x)dS
P
i ci fi
i fi P
Uniform strain
ci fi
(1i )2
Ei
(1i2 ) (12i )
Contact mechanics I
58/68
0.32
0.15
E (GPa)
8
55
C (GPa)
11.45
58.08
0.1
0.5
Cont B
Comp 1
Comp 2
0.5
0.5
0.45
0.45
0.4
0.4
0.35
0.35
0.3
0.3
0.25
0.25
Cont A
Comp 1
Comp 2
0.2
0.2
0.15
0.15
0.1
E (GPa)
55
08
C (GPa)
58.08
11.45
0.1
0.5
0.1
P1=P2
y1=y2
0.05
0
0.15
0.32
20
40
60
Component 2 (%)
80
P1=P2
y1=y2
0.05
100
0
0
20
40
60
Component 2 (%)
80
100
Contact mechanics I
59/68
0
-1
normalized contact pressure
0.5
0.45
0.4
COF
0.35
0.3
0.25
0.2
analytic
analytic
P1-10
P2-10
0.15
0.1
0
0.2
0.4
0.6
Component 2 (%)
0.8
-2
-3
-4
comp.2
comp.1
-6
CComp.1
CComp.2
P1-10: pComp.1, pComp.2
P2-10: pComp.1, pComp.2
-7
-8
1
comp.2
-5
-0.01
-0.005
Contact mechanics I
0
x (mm)
0.005
0.01
60/68
E (GPa)
R0 ( MPa)
Bulk material
119
0.29
-
Component 1
8
0.32
200
Component 2
55
0.15
500
Contact mechanics I
61/68
COF
0.35
0.3
0.25
analytic
analytic
S20_el
R20_el
L20_el
Lxx_el
0.2
0.15
0.1
0
0.2
0.4
0.6
0.8
-1
-0.5
-2
-1
-3
-4
-5
-6
comp.2
comp.1
comp.2
-7
-8
-9
-10
-11
-0.025 -0.02 -0.015 -0.01 -0.005
CComp.1
CComp.2
S20_el: pComp.1, pComp.2
R20_el: pComp.1, pComp.2
L20_el: pComp.1, pComp.2
Lxx_el: pComp.1, pComp.2
0
0.005 0.01 0.015 0.02 0.025
x (mm)
Component 2 (%)
comp.2
comp.1
comp.2
-1.5
-2
-2.5
-3
-3.5
-4
-4.5
-5
-5.5
-0.025 -0.02 -0.015 -0.01 -0.005
Contact mechanics I
CComp.1
CComp.2
S20_el: pComp.1, pComp.2
R20_el: pComp.1, pComp.2
L20_el: pComp.1, pComp.2
Lxx_el: pComp.1, pComp.2
0
0.005 0.01 0.015 0.02 0.025
x (mm)
62/68
2a (m)
360
360
360
10% comp 2
lESD (m)
nb.ESD
11.1
32.4
22.2
16.2
44.4
8.1
70% comp 2
lESD (m)
nb.ESD
33.3
10.8
66.6
5.4
133.3
2.7
0.5
0.45
0.4
COF
0.35
0.3
0.25
0.2
R10_el
R20_el
R40_el
S20_el
S40_el
0.15
0.1
0
0.2
0.4
0.6
Component 2 (%)
0.8
Contact mechanics I
63/68
-0.5
-1
0.45
normalized contact pressure
-1.5
0.4
COF
0.35
0.3
0.25
analytic
analytic
R40_el
R40_pl
S40_el
S40_pl
0.2
0.15
0.1
0
0.2
0.4
0.6
Component 2 (%)
0.8
-2
-2.5
-3
comp.2
comp.1
-4
-4.5
CComp.1
CComp.2
R40_el: pComp.1, pComp.2
R40_pl: pComp.1, pComp.2
-5
-5.5
1
comp.2
-3.5
-0.04
-0.02
0
x (mm)
0.02
0.04
0.0038
0.011
0.019
0.027
0.035
0.042
0.05
0.0076
0.015
0.023
0.031
0.038
0.046
Contact mechanics I
64/68
Conclusion
Contact mechanics I
65/68
Summary
Contact and friction
complicated phenomena;
depend on many material properties;
not yet well elaborated.
Analytical solutions
hertzian contact;
nonlinear material;
friction;
stick-slip instabilities.
Numerical analysis
examples of indendation tests;
analysis of heterogeneous friction.
Contact mechanics I
66/68
Contact mechanics I
68/68