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Book 2
The Code of Professional Responsibility
CHAPTER I
The Lawyer and Society
CANON 1 Duty to Uphold the Constitution and the Laws
1. Duty to Uphold the Constitution, the Laws, and the Rule of Law
2. The Lawyers Oath as basis for this duty
3. Rule of law, defined
RULE 1.01. Duty of Honesty and Morality
1. Duty to Act with Honesty, Morality and Lawful Conduct
2. Good moral character is a requisite for the practice of law and is a continuing requirement
3. Conviction of a crime involving moral turpitude; a lawyer is deemed to have become unfit to
uphold the administration of justice and to be no longer possessed of good moral character
4. It is gross immorality and not mere immorality that is sanctioned
5. Conduct unbecoming a member of the bar is sanctionable; creating the appearance that he is
flouting with moral standards is sanctionable
6. Gross immorality of a married lawyer; Examples of Marital Infidelity
RULE 1.02 Duty to Obey the Laws and to Support the Legal System
1. Duty Not to Counsel or Abet Defiance of the Law or the Legal System
2. Examples of activities aimed at defiance of the law or at lessening confidence in the legal system
RULE 1.03 Duty Against Barratry and Duty Not to Delay Any Mans Cause
1. Duty Against Barratry and Duty Not to Delay Any Mans Cause
2. Barratry, defined
3. Maintenance, defined
4. The Lawyers Oath as basis of duty not to delay any man for money or malice
5. Example of delaying a mans cause for money
RULE 1.04 Duty To Promote Amicable Settlement
1. Duty To Promote Fair and Amicable Settlement
2. Compromise and settlement of cases is encouraged
3. Nature of Compromise or Settlement
CANON 2 Duty to be an Efficient Lawyer
1. Duty to be an Efficient Lawyer
RULE 2.01 Duty to the Defenseless and the Oppressed
1. Duty to the Defenseless and the Oppressed
RULE 2.02 Duty to Give Legal Advice on the Rights of the Defenseless and the Oppressed
1. Duty to Give Legal Advice on the Rights of the Defenseless and the Oppressed
RULE 2.03 Duty to Shun Vulgar Solicitation
1. Duty to Shun Vulgar Solicitation
2. Practice of law is not a business
CHAPTER II
The Lawyer and the Legal Profession
CANON 7 Duty to Uphold the Dignity of the Legal Profession
1. Duty to Uphold the Integrity and Dignity of the Legal Profession; Duty to support the Integrated
Bar of the Philippines (IBP)
2. Illustrations of violation of this Canon
3. Related provision in the Canons of Professional Ethics
4. Brief History of the Integrated Bar of the Philippines (IBP)
5. Meaning of Bar Integration
6. Integrated Bar, defined
RULE 7.01 Duty to be Honest in Applying for Admission to the Bar
1. Duty to be Honest in Applying for Admission to the Bar
2. Illustrations of violation of this Rule
3. Related provisions in Rule 138 (Attorneys and Admission to the Bar) of the Rules of Court
RULE 7.02 Duty to Support Only Those Qualified to be Admitted to the Bar
1. Duty to Support Only Those Qualified to be Admitted to the Bar
2. Related provisions in Rule 138 (Attorneys and Admission to Bar) of the Rules of Court;
Determining those qualified
RULE 7.03 Duty to be Professional and Dignified
1. Duty to be Professional and Dignified
CANON 8 Duty of Professional Courtesy
1. Duty of Professional Courtesy
2. Illustrations of violation of this Canon
RULE 8.01 Duty to be Professional in Language
1. Duty to be Professional in Language
2. Unacceptable language in pleadings
3. Examples of unacceptable language
4. The general rule is that statements made in the course of judicial proceedings are absolutely
privileged
5. Offensive remarks in pleadings is not privilege communications
6. When offensive or improper utterances are not punishable
7. Sanctions for intemperate language
RULE 8.02 Duty to Refrain from Professional Encroachment
1. Duty to Refrain from Professional Encroachment
2. Instances when there is no professional encroachment
3. Entry of appearance of a second lawyer does not imply removal of the first lawyer
CANON 9 Duty to Shun Unauthorized Practice of Law
1. Duty to Shun Unauthorized Practice of Law
2. Practice of law, defined
3. Practice of law not a natural or constitutional right but a privilege or franchise
4. Related provision in Rule 138 (Attorneys and Admission to Bar) of the Rules of Court; Who may
practice law
5. Related provision in Rule 138 (Attorneys and Admission to Bar) of the Rules of Court;
Unauthorized practice by certain lawyers
6. Illustration of unauthorized practice of law
7. Practice of law without authority is also indirect contempt
8. Public policy as basis
9. Shyster, defined
10. Illustrations of violation of this Canon
11. Specialized practice of law
RULE 9.01 Duty to Keep a Lawyers Work Limited to Lawyers of Good Standing
1. Duty to Keep a Lawyers Work Limited to Lawyers of Good Standing
2. The lawyer and the non-legal staff
3. The lawyer and the law student
CHAPTER III
The Lawyer and the Courts
CANON 10 Duty of Candor to the Courts
1. Duty of Candor to the Courts
2. Duty to obey court orders
3. The duty exists no matter how minor the court order may seem
4. Failure to comply with such duty is only partially justified by his attention to his sick relatives
5. Failure to receive court orders is not an excuse where there is apparent negligence on part of
lawyer
6. On purportedly vague or erroneous court orders
7. Correlation
8. Duty to file pleadings on time
RULE 10.01 Duty of Fidelity to the Courts
1. Duty of Fidelity to the Courts
2. Sterling example of display of fidelity to the courts
RULE 10.02 Duty to Give Accurate Citations
1. Duty to Give Accurate Quotations and Citations
2. How to quote court decisions
3. A lawyers reasoned interpretation of a court decision is not a deception; misrepresentation of the
facts
4. Illustrations on this Rule
RULE 10.03 Duty of Fidelity to the Rules of Procedures
1. Duty of Fidelity to the Rules of Procedures
2. Rules of procedure cannot be applied in rigid technical sense
3. Filing pleadings through fax machine not allowed
CANON 11 Duty to Give Respect to the Courts
1. Duty to Give Respect to the Courts
2. Illustration of violation of this Rule
3. Disrespect may also emanate from disregard of the courts authority
4. Illustrations of disobedience to court orders
5. Respect for erroneous court orders
6. Harassment of judges; Lawyers must be more prudent in filing administrative charges against
members of the judiciary
7. Illustration of harassment of a judge
8. Remedies in case of a biased and prejudiced judge
9. Accusations against judges must be substantiated
10. Non-inclusion of judges name in pleadings
11. Contempt citation is determined by the trial judge
12. Contempt proceedings are distinct and separate from disciplinary or disbarment proceedings
13. Limitation on the exercise of the power to punish for contempt
RULE 11.01 Duty to be Properly Attired
1. Duty to be Properly Attired in Court
RULE 11.02 Duty to be Punctual at Hearings
1. Duty to be Punctual at Hearings
CHAPTER IV
The Lawyer and the Client
CANON 14 Duty to Render Legal Service to the Needy
1. Duty to Render Legal Service to the Needy
RULE 14.01 Duty Not to be Prejudiced in Accepting Clients
1. Duty Not to be Prejudiced in Accepting Clients
RULE 14.02 Duty to Accept Appointment as Counsel de Oficio or Amicus Curiae and Duty to Render Free
Legal Aid
1. Duty to Accept Appointment as Counsel de Oficio or Amicus Curiae and Duty to Render Free
Legal Aid
2. Declining appointment as counsel de oficio
3. Counsel de oficio equally liable as a paid lawyer
4. Related provisions in Rule 138 (Attorneys and Admission to Bar) of the Rules of Court; Legal
services for destitute litigants
5. Related provisions in Rule 116 (Arraignment and Plea) of the Rules of Court; Duty of court
6. How counsels de oficio appointed
7. Counsel de oficio distinguished from counsel de parte
RULE 14.03 Duty to Render Legal Service to the Indigent
1. Duty to Render Legal Service to the Indigent
RULE 14.04 Duty to Treat Paying and Non-Paying Clients With the Same Standard
1. Duty to Treat Paying and Non-Paying Clients With the Same Standard
2. Related provision in the Canons of Professional Ethics
CANON 15 Duty of Candor to the Client
1. Duty of Candor to the Client
2. Illustrations of violation of this Canon
RULE 15.01 Duty to Ascertain Conflict of Interests as Soon as Practicable
1. Duty to Ascertain Conflict of Interests as Soon as Practicable
5. Related provision in Rule 138 (Attorneys and Admission to the Bar) of the Rules of Court; Sec. 20
provides
6. Illustrations of violation of this Canon
7. Rationale for duty of confidentiality
8. Transparency in the identity of the client
CANON 18 Duty to Serve with Due Diligence
1. Duty to Serve with Due Diligence
2. Coverage of Canon 18
3. The Lawyers Oath as basis
4. Illustrations of inexcusable negligence
5. Abandonment of a client
6. Disinterest of the client is not a defense
7. Non-payment in full of attorneys fees is not a justification for failure to comply with professional
obligations
8. Entry of Appearance as Counsel; Related provision in Rule 138 (Attorneys and Admission to Bar)
of the Rules of Court; Authority to Enter Appearance
9. Related provision in Rule 138 (Attorneys and Admission to Bar) of the Rules of Court; Duty at the
appellate stage
10. Entry of Appearance as Counsel
RULE 18.01 Duty to Know His Professional Limitations
1. Duty to Know His Professional Limitations
2. Obligation to accept only the cases that he can efficiently handle
RULE 18.02 Duty to be Prepared for Any Legal Matter
1. Duty to be Prepared
2. Duty imposed upon a newly-passed lawyer
RULE 18.03 Duty Not to be Negligent
1. Duty Not to be Negligent
2. Duty to be competent
3. Negligence in delegating a lawyers task
4. The tendency to pass the blame to the legal secretary and other legal staff
5. Specialization not necessarily needed in taking on legal work
RULE 18.04 Duty to Keep Client Informed
1. Duty to Keep Client Informed
2. How to keep client informed
3. Losing track of cases and the passage of time is not an excuse; the remedy is for the lawyer to
devise ways to follow the course of his cases and to keep his files updated
4. Duty to adopt a system of receiving promptly all judicial notices during his absence from his
address of record
CANON 19 Duty to Serve Only Within the Bounds of the Law
1. Duty to Serve Only Within the Bounds of the Law
2. Rationale
3. Illustration
RULE 19.01 Duty to Serve Only Thru Fair and Honest Means
1. Duty to Serve Only Thru Fair and Honest Means
RULE 19.02 Duty Not to Condone a Clients Fraud
1. Duty Not to Condone a Clients Fraud
2. Serving in the borderline between what is fraudulent or criminal and what is legally permissible
3. Fraud, defined
RULE 19.03 Duty to Take the Lead in Handling a Case
1. Duty to Take the Lead in Handling a Case
2. Lawyers have exclusive management of the procedural aspect of litigation; corollarily, parties are
bound by the acts and mistakes of their counsel in procedural matters
3. Mistakes of lawyers on procedural matters
4. Related provision in the Canons of Professional Ethics
Book 3
Rule 138 Attorneys and Admission to Bar
Section 1. Who may practice law
Section 2. Requirements for all applicants for admission to the bar
1. Qualifications required for admission to the bar
2. Other requisites for admission to the bar
3. Admission to bar is not a right but a privilege
4. Requirement of disclosure of charges filed or pending; Application to take the bar examinations
5. When oath-taking of a successful examinee may be deferred
6. Inquiry into moral character of applicant is broader that in disbarment proceedings
7. The requirement of good moral character for applicants is more stringent than the norm of
conduct expected from members of the general public
8. The requirement of good moral character is more important than the possession of legal learning
Section 3. Requirements for lawyers who are citizens of the United States of America
Section 4. Requirements for applicants from other jurisdictions
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Book 4
Rule 139-B Disbarment and Discipline of Attorneys
SECTION 1. How Instituted
1. The power of the Court to discipline is an inherent and exclusive power
2. Disbarment proceedings is sui generis; a class of their own
3. The purpose of disbarment
4. Withdrawal of complaint
5. Burden of proof in disbarment cases
6. Disbarment proceeding are matters of public interest; No private interest involved in disbarment
cases; Hence; a real party-in-interest is not required
7. Quantum of proof in disbarment cases
8. No Res Judicata in disbarment cases
9. No Prejudicial Questions in Disbarment Proceedings
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Book 5
New Code of Judicial Conduct
Canon 1 Independence
Section 1. Individual Judicial Independence
1. Individual Judicial Independence
Section 2 Individual Independence from Judicial Colleagues
1. Individual Independence from Judicial Colleagues
Section 3 Duty Against Meddling with Another Court or Administrative Agency
1. Duty Against Meddling with Another Court or Administrative Agency
Section 4 Individual Independence from Private Interests and Influence
1. Individual Independence from Private Interests and Influence
2. Judges family, defined
3. Mandatory inhibition
Section 5 Judicial independence from the executive and legislative branches of government
1. Judicial independence from the executive and legislative branches of government
Section 6 Individual Independence from Society and from Litigants
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