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EMPOWERING
THE POOR
Through Human Rights Litigation
Maritza Formisano Prada
Manual
Empowering
the Poor
Published in 2011 by UNESCO, United Nations Educational, Scientific and Cultural Organization
7, place de Fontenoy, 75352 Paris 07 SP, France
UNESCO 2011
ISBN: 978-92-3-001027-0
Published in 2011 by the United Nations Educational, Scientific and Cultural Organization.
The ideas and opinions expressed in this publication are those of the authors and are not necessarily those of UNESCO and do not
commit the Organization.
The designations employed and the presentation of material throughout this publication do not imply the expression of any
opinion whatsoever on the part of UNESCO concerning the legal status of any country, territory, city or area or of its authorities or
concerning the delimitation of its frontiers or boundaries.
Author/Research and writing: Maritza Formisano
Edited by: David McDonald
Photos: Ana C. Golpe; UNESCO/Le Mignon Misato; Zsolt Zatrok; UNESCO/Petterik Wiggers; Asianet-Pakistan; UNESCO/Roger
Dominique; US Army Africa; Asianet-Pakistan; UNESCO/Esther Mooren
Graphic design: MH DESIGN/Maro Haas
Acknowledgements
This publication was realized under the overall supervision of Ms Angela Melo, Director of the Division of Human Rights,
Democracy and Philosophy and under the direct supervision of Ms Moufida Goucha, Chief of the Human Security, Democracy
and Philosophy Section and Mr Alexander Schischlik, Chief of the Struggle against Discrimination and Racism Section.
Special thanks to the all United Nations Bodies, agencies and programmes that have provided their comments and suggestions
to this publication and in particular Kinshore Singh, Office of the High Commissioner for Human Rights (OHCHR); Petra Pitcha,
Methodology, Education and Training Section (METS) of the OHCHR; Christian Courtis, OHCHR; Barbara Ekwall, Coordinator,
Right to Food Unit Food and Agriculture Organisation, Food and Agriculture Organization (FAO); Rostedt, Annelie Gun Elisabeth
World Health Organization (WHO); Nygren Krug, Helena Maria, WHO; Yehenew Walilegne WHO; Annette Peters, Assistant,
Department of Ethics, Equity, Trade and Human Rights, Information, Evidence and Research, WHO; Walilegne, Yehenew Tsegaye,
WHO.
Our sincere gratitude goes to NGOs and experts who have participated in this publication including: Malcolm Langford,
Director, Socio-Economic Rights Programme, SERP, Norwegian Centre on Human Rights University of Oslo; Biraj Patnaik,
Principal Adviser, Office of the Commissioners to the Supreme Court of India; Ana Maria Suarez, Food First Information and
Action Networtk, FIAN International; Yves Prigent, Amnesty International (AI); Sara Bassiuoni, Amnesty International; Luisa
Cruz UNESCO Etwea; Maider Maraa, Kultura eta Giza Garapena Cultura y Desarrollo Humano, UNESCO Etxea, Natalia Uribe,
UNESCO Extea; Monica Hernando, UNESCO ETXEA; Alexandra Aubry, NGO Terre des Hommes; Bret Thiele, Center On Housing
Rights and Evictions (COHRE); Ginette Karekinyana, International Cooperation Ethics Advisory Agency (ACECI).
We are also grateful to all staff of the UNESCO Division of Human Rights, Democracy and Philosophy as well as the UNESCO
Division of Social Science Research and Policy for their suggestions and support.
ACHPR
ACHPR
CESCR
CRC
ECOWAS
EFA
ECHR
FAO
IACtHR
IACHR
ILO
NGO
Non-Governmental Organization
OECD
OHCHR
PRSP
SP
Social Protection
UN
United Nations
UNAIDS
UNDAF
UN-DESA
UNDP
UNESCO
UNFPA
UNICEF
WHO
PReface
The first of the Millennium Development Goals (MDGs) that 184 States approved in
2000 sets the priority to halve extreme poverty and hunger by 2015.
INTRODUCTION
UNESCOs project on poverty has focused on a conceptual analysis of poverty
within a human rights framework. Through this project, the Organization seeks to
stimulate commitment within the international community to assume its moral
obligation to take action for the eradication of poverty, and to contribute towards
the realization of human rights for all peoples without discrimination of any kind.
Why a manual?
The purpose of this manual is to collaborate with grass-roots
organizations, in particular with NGOs, in defining the content of
economic, social and cultural rights (ESC rights) and to empower
the actions of NGOs working to tackle poverty in the field.
By highlighting the interpretation techniques used by judges
throughout a series of landmark cases on ESC rights around
the world, the manual elaborates standards for poverty
eradication extracted from comparative case law. Indeed,
the manual supports the approach that highlighting the
interpretational efforts of courts will channel the voices of
the poor and provide principles and precedents for action.
The manual is based on the idea that the enforcement of ESC
rights will become a reality and will increase the clarification
of rights for the right holder, the duty bearer and civil society
as a whole. It will provide not only locus standi to NGOs, but
empower their role in the field.
What approach?
The manual does not accept the traditional denomination of
ESC rights as second-generation human rights, contrasted
with civil and political rights. This separation leads to
misconceptions of the indivisibility of human rights and does
not take into account the scope and nature of ESC rights and
the current improvements that adjudication has provided for
their definition. Such a division runs contrary to the principles
1. Empowering the Poor: Through Human Rights Litigation. Manual for NGOs
What reasoning?
The manual has, as its starting point, the idea that one of the
main obstacles to the justiciability of ESC rights under the
International Covenant of Economic, Social and Cultural Rights
(ICESCR) is ascertaining whether or not a State party has
satisfied its obligations with respect to the rights enumerated
in the treaty. The underlying reason for this challenge appears
to be the concept of progressive realization, which explains
how State parties continue to advance in fulfilling the right
even if the right is not fulfilled in its entirety.
For several years, judges have developed, through their
judicial decisions, standards for measuring the advancement
of ESC rights. This manual seeks to provide concrete examples
of rights enforcement and clarification of the relationship
between the judicial enforcement of ESC rights and relief for
the poor in reality. Indeed, comparative cases around the
world provide evidence on how a human rights perspective can
relieve poverty and heighten the empowerment of the poor.
2. For example, housing rights can not be thought of as merely having four walls and
a roof, but involves an intricate consideration of adequacy, health, security and the
law.
What methodology?
Following wide consultation among more than 200 NGOs
worldwide, selected practices that have proved their worth
in poverty eradication have been identified and integrated
as text boxes. In addition, selected examples of case law
have been systematized by human right, so that they can
be understood together with strategies for ensuring the
progressive realization of the right in question. In this sense,
this pedagogical manual addresses the main ESC rights
which are inseparable from human dignity and lie at the heart
of poverty eradication. In other words, the right to: adequate
food, adequate housing, education, the highest attainable
health, and access to safe drinking water and sanitation. It
also proposes advancements in the definition of the right to
benefit from scientific progress and its applications.
The cases included in the manual reveal the activism of courts
in protecting the human rights of the most marginalized and
vulnerable groups of society, including children, older people,
people with disabilities, indigenous groups and minorities,
and migrants. Women and youth are mainstreamed within
each chapter as actors for social change. Selected cases
on ESC rights quoted in the text have provided crucial core
elements in the fight against poverty and have empowered
communities in the combat against poverty.
Angela Melo
Director
Social and Human Sciences Sector
Maritza Formisano
Consultant for UNESCO
Chapter 1 Poverty and human rights develops the conceptual framework for the concept of poverty and links it to
notions of capability and vulnerability, as well as to human rights. It presents some examples of cash transfer programmes
(CTPs) and related laws in order to support what is referred to as the normatization of poverty.
Chapter 2 The role of justiciability in the fight against poverty is dedicated exclusively to the clarification of
justiciability and the challenges of justiciability as a tool for social transformation and inclusion of the most vulnerable. This
chapter presents justiciability as one of the steps of a holistic strategy to overcome poverty. It defends the role of judges as
guarantors of rights and freedoms of the most invisible members of society.
Chapter 3 Conceptual clarifications of economic, social and cultural rights develops, in general terms, the
notion of obligations in two senses: it presents the core obligations of ESC rights as well as the related state obligations
(namely to respect, protect and fulfil). This general understanding of obligation is supported by case law and NGO activities
that demonstrate how to connect the policy actions of grassroots organizations with standards derived from adjudication.
Sub-chapters contained in the manual relate to the right to education, adequate food, adequate housing, safe drinking
water and sanitation, the right to enjoy the highest attainable standard of physical and mental health and the right to enjoy the
benefit of scientific progress and its applications. Each sub-chapter applies the notion of core obligations and state obligations
to each right, and provides illustrative examples of case law to present comparative standards for the protection of the most
vulnerable and respect of their human dignity.
Throughout this publication you will find information contained in two types of boxes:
Grey text boxes provide landmark examples of comparative case law provided by jurisdictional and nonjurisdictional bodies that have contributed to the clarification and implementation of ESC rights as well as
conceptual and complementary information of core issues with the view to improving understanding.
Yellow text boxes illustrate activities of NGOs as well as policy oriented initiatives undertaken by other
actors, including governments, working to eradicate poverty at national and local levels.
Each chapter includes practical exercises that reinforce the material presented. These exercises encourage the reader to go
further and to apply the material to his or her own experience.
10
TABLE OF CONTENT
Preface . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
Introduction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
11
4.
5.
6.
7.
43
43
45
45
1. In this paper we refer to the right to food and the right to adequate food indistinctly, in accordance with the interpretation provided
by the Committee on Economic Social and Cultural Rights in General Comment n12. According to this definition, the right to food
includes the adequacy and sustainability of food availability and access.
12
65
66
67
68
5. Forced evictions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70
6. Duties of equal protection and non-discrimination . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 74
7. The role of ngos inadvancing the right to housing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75
The right to enjoy the highest attainable standard of physical and mental health. . . . 77
1. Definition of the right to enjoy the highest attainable standard of physical and mental health . . . . . . . . . . . . . . . . . . . . . . . . . . 77
2. Core obligations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78
3. Duties of equal protection and non-discrimination . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80
4. Health of women. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80
5. Progressive realization. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80
6. State obligations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81
7. Specific protection for marginalized and vulnerable groups. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82
a. Children . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82
b. Persons with disabilities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83
c. HIV-AIDS. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83
d. Older people . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84
e. Migrants. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84
f. Displaced people . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85
8. Strategies for justiciability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85
The right to safe drinking water and sanitation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 87
1.
2.
3.
4.
5.
6.
87
88
91
93
94
95
The right to enjoy the benefits of scientific progress and its applications. . . . . . . . . . . . . . . . . 97
1.
2.
3.
4.
5.
Definition of the right to enjoy the benefits of scientific progress and its applications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97
Normative content . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99
a. Progressive realisation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99
b. Science and human rights principles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99
c. Human rights based approach to science. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100
Core obligations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101
The relation of the right to other human rights. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 103
Strategies for justiciability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 105
ANNEXES. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 107
n Optional Protocol to the ICESCR . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 107
n Form to be sent to UNESCO by practioners and NGOs that would like to complete, add or update
information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 113
13
Chapter I
Chapter I:
Chapter I
Ana C. Golpe
Chapter I:
Poverty and human
rights
and premature mortality, being adequately sheltered, having
basic education, being able to ensure security of the person,
having equitable access to justice, being able to appear in
public without shame, being able to earn a livelihood and
taking part in the life of the community.3 In terms of the
High Commissioner, anti-poverty policies are more likely to
be effective, sustainable, inclusive, equitable and meaningful
to those living in poverty if they are based upon international
human rights.4
5] This multidimensional approach to poverty has been
conceptually developed by UNESCO in the collection Freedom
from Poverty as a Human Right. This collection comprises
four volumes,5 defining the philosophical, economic, political
and legal approaches to poverty.
In this sense, in relation to the philosophical debate, the
first volume develops the nature of and relations between
human rights, justice, positive and negative duties and
obligations, social institutions, solidarity, dignity, causality,
harm, identity and collective responsibility. It clarifies these
concepts with a view to building a moral consensus within
society on the right not to be poor.
The second volume addresses concepts such as: the
need for a global theory of justice; ethics of distribution;
the necessary definition of priorities among activities
undertaken to eradicate poverty; the call to re-evaluate
our social, political and economic structures, institutions
and policies; and the role of courts and constitutions in
the enforcement of economic and social rights. This volume
examines the putting into practice of theories of justice and
human rights.
1. Drawn up and expanded in the work of Amartya Sen. See: Development as freedom,
Oxford, Oxford University Press, 1999; Inequality re-examined, Inequality Reexamined.
Harvard University Press, 1995; Comodities and capabilities, Oxford, Oxford University
Press, 1987; Poverty and Famines: An Essay on Entitlements and Deprivation, Oxford,
Clarendon Press, 1982.
3. See OHCHR Draft Guidelines on Human Rights approach to poverty reduction, para. 46.
2. See OHCHR, Human Rights and Poverty Reduction: a conceptual framework, 2004,
available at www2.ohchr.org/english/issues/poverty/docs/povertyE.pdf (accessed
7 August 2009) and OHCHR Principles and Guidelines for a Human Rights Approach to
Poverty Reduction Strategies, available at: www2.ohchr.org/english/issues/poverty/
guidelines.htm (accessed 7 August 2009).
5. See UNESCO collection Freedom from Poverty as a Human Right, UNESCO Publishing,
2010: Vol. 1 Who Owes What to the Very Poor (edited by T. Pogge); Vol. 2 Theory and
Politics (edited by T. Pogge); Vol. 3 Economical Perspective (edited by A. Sengupta,
S. Marks and B. Andreassen); and Vol. 4 Laws Duty to the Poor (edited by G. Van
Bueren).
4. Poverty and the International Covenant on Economic, Social and Cultural Rights:
statement adopted on 4 May 2001 by the Committee on Economic, Social and Cultural
Rights (E/C.12/2001/10), para. 13.
15
2. Poverty as a violation of
human rights
6] Approaching poverty as a violation of human rights,
converts poverty into an unavoidable imperative. Indeed,
human rights provide a framework for poverty eradication in
different ways. Poverty is at the same time the cause and the
consequence of human rights violations: a cause because
the poor remain invisible and, thus, far from attempts to help
them claim their rights, and because the manifestations of
poverty are hunger, homelessness and illiteracy, among many
others; a consequence, because poverty can derive from an
action or omission, that is, a violation of a human right,
such as the lack of access to basic healthcare resources and
forced eviction for example. In other words, poverty reflects a
violation of human rights where the poor are deprived of the
enjoyment of those human rights, or simply have no rights
at all. It is therefore consequently a violation of their human
dignity.
7] But not all deprivation (lack of home, food or education,
etc.) reflects a condition or situation of poverty. But a
sustained and inhuman situation can lead to or exacerbate
poverty. For this reason, the fight against poverty requires
actions that prevent such sustained deprivation. The challenge
is therefore to connect the powerless with the empowering
potential of human rights and to bring new mechanisms to
bear the eradication of poverty. As underlined by the UN
Committee of Economic, Social and Cultural Rights (here after
Committee on ESC Rights, the Committee or CESCR) in the
Statement on Poverty (2001), Although human rights are not
a panacea, they can help to equalize the distribution and
exercise of power within and between societies.6
8] Human rights and poverty are therefore interrelated.
Poverty and human rights are not part of the same definition
6. See the Statement on Poverty by the UN Committee on Economic, Social and Cultural
Rights to the 3rd UN Conference on the Least Developed Countries of 2001, para 6.
Available at: www.unctad.org/conference. See document E/C.12/2001/10 Poverty and
the International Covenant on Economic, Social and Cultural Rights.
16
Chapter I
Chapter I
In the cases Kearney and Ors v. Bramalea Ltd and Ors, Board
of Inquiry, Ontario Human Rights Code, 2000 related to the
claims by three low-income women to whom access to available
rental housing was denied, the Ontario Human Rights Board
provided a decision on the basis of the concept of poverty as
an effective ground of discrimination. The Tribunal stated that
the regulation of the markets should be in accordance with
international human rights obligations, in particular to the
access to housing. The Tribunal stated clearly that it is not
permissible to governments to refuse to rent to low income
families.
In the case Campaign for Fiscal Equity v. State of New York et
al1 the State failed to devise and implement necessary reform of
the public school financing system. The public policy regarding
education was not fulfilled and the Court of New York ordered
that an additional appropriation of US$5.6 billion in annual
operating expenses be provided within four years to ensure that
the citys public school children will be given the opportunity to
obtain the sound basic education. He also ordered that US$9.2
billion in added funding for capital projects be provided over
five years. The decision was upheld on appeal, ordering the
legislature to provide New York City schools US$4.7 to US$5.63
billion in operating aid and US$9.2 billion in capital funding
by 1 April, 2006. The 2006 New York State Budget Agreement
makes significant strides towards securing the courts-ordered
reforms in relation to capital funding but budgets less than
one-tenth of what the courts required in terms of operating
aid increases.
1. 719 N.Y.S.2d 475.
17
Chapter I
18
Chapter I
19
20
Chapter I
Chapter I
21
Targets
Rights
Related
articles
MDG 1.
Right to attain a
decent standard of
living
Right to social security
Right to work
1.c. Reduce by half the proportion of people who suffer from hunger
Right to food
Right to education
Right to equality
Right to education
Right to life
Right to life
Art.
Art.
Art.
Art.
Art.
25 UDHR
12 ICESCR
24 CRC
12 CEDAW
5(e)(iv) ICERD
25 UDHR
12 ICESCR
24 CRC
12 CEDAW
5(e)(iv) ICERD
Eradicate
extreme poverty
and hunger
MDG 2.
Achieve
universal primary
education
MDG 3.
Promote gender
equality and
empower women
MDG 4.
Reduce child
mortality
MDG 5.
MDG 6.
Combat HIV/
AIDS, malaria
and other
diseases
Art.
Art.
Art.
Art.
Art.
MDG 7.
Right to
environmental health
Art. 12 ICESCR
Art. 14 CRC
Ensure
environmental
sustainability
MDG 8.
Develop a global
partnership for
development
Right to adequate
housing
8.a. Develop further an open, rule-based, predictable, nondiscriminatory trading and financial system
Right to development
Source: table created by the author on the basis of the information obtained at the website: www.un.org/millenniumgoals/
22
Chapter I
5. Prioritizing vulnerable
groups
45] Vulnerable social groups are at the center of the strategy
to eradicate poverty. The Committee has repeatedly announced
which groups of society should be considered as marginalized
and vulnerable. Some are discriminated against because of
the historical and structural role of societies, some because of
their physical, mental or sexual condition. Those groups are:
children, older people, people with disabilities, people living
with HIV-AIDS, migrants, displaced persons, indigenous people
and lesbians, gays, bisexual and transgender people (LGBT).
46] Youth is presented here as a group that merits special
attention as in recent years this age group has been
particularly affected by high levels of unemployment, growing
urban poverty, forced migration, family disintegration and
23
a. Children
47] Children need special care and protection because of their
particular vulnerability. The 1989 Convention on the Rights of
the Child (CRC) protects his/her right to life, survival and
development under the principles of protection, provision
and participation. By applying the most favourable
conditions clause, the Convention emphasizes the necessity
of applying the most favourable conditions clause, whenever
a clause of the CRC and a national provision are contravened.
48] Special provisions concerning economic, social and
cultural rights are mentioned along with the right to health,
clean water, sanitation, education, food, the prohibition of
child labour and child abuse, and the freedom of children
to express their opinions and to have a say in things that
concern their life. The Optional Protocols to the Convention
namely the Optional Protocol on the involvement of children
in armed conflict35 and the Optional Protocol on the sale of
children, child prostitution and child pornography provide
special protection against the worst forms of exploitation and
contain provisions on street children, sexual exploitation,
and children recruited by armed forces or belligerent
organizations. The Committee on the Rights of the Child and
the Human Rights Committee supervise both the respect of
the obligations related to the Convention and its Protocols.
49] At the regional level, the African Charter on the Rights
and Welfare of the Child, the Inter-American Conventions on
Conflicts of Laws concerning the Adoptions of Minors and on
the International Return of Children, and the European Social
Charter reinforce protection.
b. Youth
50] The United Nations define youth as persons between the
ages of 15 and 24. Although young people represent more
than 18% of the worlds population and perform a crucial role
as agents of change, most countries today have no public
policy relating specifically to youth. Furthermore, even for
35. Adopted and opened for signature, ratification and accession by General Assembly
resolution A/RES/54/263 of 25 May 2000 and entered into force on 12 February 2002.
24
Chapter I
c. Older people
53] Older people often suffer limitations to their economic,
social and cultural rights and related discrimination. However,
no international human rights instrument is dedicated to older
persons. Despite this, several instruments mention the necessity
of avoiding any kind of discrimination against older people and
the need to promote their participation, development, care and
increase their social welfare. For example, the UN Convention
on the Rights of Persons with Disabilities (CRPD) specifically
mentions the necessity for States Parties to adopt immediate,
effective and appropriate measures to combat stereotypes on
the base of age (Art. 8.1b), and other instruments such as
the African Charter prescribes the necessity of protecting their
moral and physical needs (Art. 18).
Chapter I
f. Migrants
58] International migration has become an intrinsic feature
of globalization. Migrants live in states where they are not
nationals, and are confronted with cultural, political and
social changes that require adaption to new values and
practices. This adaptation can often be difficult and lead to
exclusion and discrimination. Moreover, their limited access
to employment, education, health care and housing, among
36. Adopted by General Assembly resolution A/RES/61/106, 13 December, 2006.
g. Displaced people
61] Displaced people are people who have been obliged to
leave their homes due to natural, political or social events
but have remained inside the border. Due to their forced
displacement, they encounter discrimination and intolerance
as well as exclusion from economic and social development
processes. Therefore, States are obliged to provide the
same treatment as is accorded to nationals, and especially
in accessing human rights such as education, health care
and social security and employment. The general framework
of protection is given by the 1949 Geneva Convention (IV)
relative to the Protection of Civilian Persons in Time of War.
62] Refugees are also considered as displaced people, but with
the difference that they have crossed borders and encounter,
for the same reasons, exclusion. The 1951 Convention Relating
to the Status of Refugees, the 1967 Protocol Relating to the
Status of Refugees and the Resolution 2198 (XXI) adopted
by the United Nations General Assembly constitute the main
treaty bodies related to refugees.
63] At the regional level, the Convention Governing the
Specific Aspects of Refugee Problems in Africa and the
Addis Ababa Document on Refugees and Forced Population
Displacements in Africa contain prescriptions to provide
financial, material and technical assistance, as well as access
to human rights such as food, water, shelter, sanitation and
health care. The 1984 Cartagena Declaration on Refugees37 as
well as the San Jos Declaration on Refugees and Displaced
Persons38 are non-binding instruments serving as sources of
guidance for the convergence between International Human
25
h. Indigenous people
64] Indigenous people have historically been neglected and
marginalized. They are also confronted with challenges created
by globalization, markets dynamics and several violations of
their lands, economic resources and environment. It is therefore
necessary to promote human rights through culturally sensitive
approaches in order to preserve cultural diversity.
65] The first Convention on tribal groups, ILO 107 (1957),
which was revised and amended in 1989 by in ILO 169
Convention, defines tribal groups in its Article 1.1 as groups
whose social, cultural and economic conditions distinguish
them from other sections of the national community, and
whose status is regulated wholly or partially by their own
customs or traditions or by special laws or regulations. In
Chapter I
Exercises
26
Chapter II
Chapter II:
Chapter II
Chapter II:
The role of
justiciability in
the combat against
poverty
The arguments presented here develop the idea that justiciability reinforces the progressive
realization of human rights. Justiciability provides relief by giving legal recognition to the rights
of the poor. It promotes the existence of ESC rights assessment within the legal hierarchy while
contributing to their realization. Other means contribute to the advancement of human rights
as the implementation of public policies by independent bodies and the advocacy action of
NGOs in their monitoring. So, justiciability is here taken as one of the necessary steps towards
implementation of State accountability. This chapter examines the common ground shared by the
concepts of social justice and justiciability, and explores how national and international litigation
have a concrete impact on the promotion of social justice building upon a broad definition of
justiciability that implies the real transformative potential of human rights.
Chapter II
creating policy that states must follow.9 The PIL has provided
broad access to justice and judicial redress to all persons or
class of persons that are in a position of poverty, vulnerability,
disability and exclusion in genera. Any member of public can
maintain an application for an appropriate direction, order or
writ in the Indian High Court.
7] Along similar lines, the justiciability of fundamental
rights was inscribed in the Colombian Constitution of
1991. The Constitution includes a list of fundamental rights,
and states that the majority of civil and political rights are
directly applicable and justiciable. However, the Constitution
has no clear provision on the enforcement of social rights.
Thus, developments in ESC rights as justiciable rights have
been ruled through adjudication provided by the Colombian
Constitutional Court (Colombian CC). Here, as in India,
the connexity10 of ESC rights with a fundamental right is
justiciable.
8] The Constitution of the Philippines of 1987 fixes the
terms of justiciability for the Supreme Court.11 Article VIII
states that in order for a right to be justiciable it first has to
pass an analysis of the nature of the controversy (the right
and the violation) and the capacity, legitimacy or interest
of the victim (locus standi). In the case of ESC rights, the
same test is applied. However, two provisions seem to be selfexecuting: the non-discrimination and the equal protection
clauses. The same Constitution also incorporates a Declaration
of Principles and State Policies including twenty-eight
sections that elaborate ESC rights, such as health, education,
social services and housing. Nevertheless, the justiciability
of ESC rights has been developed by jurisprudence. In several
cases (LLDA,12 Oposa,13 Taada14 and Kilosbayan),15 the
Philippines Court defined the meaning of justiciability, as
well as the role of courts in right-conferring statements and
policies, declaring that these basic rights need not even be
written in the Constitution for they are assumed to exist from
the inception of human kind.16 The Court has advocated for
the implementation of ESC rights through judicial and quasijudicial means.
9] In Canada, the Constitution Act of 1867 does not provide
any specific provision related to justiciability of human
rights. Yet, the Canadian Charter of Rights and Freedoms
9. See, in this chapter, the text box on the judicial enforcement of positive obligations.
10. The Connexity Doctrine has been developed by the Constitutional Court of Colombia
to enforce ESC rights, while assimilating them to fundamental rights, thus, enabling a
social right to be protected as fundamental.
11. Section I states: The judicial power shall be vested in one Supreme Court and in such
lower courts as may be established by law. Judicial power includes the duty of the courts
of justice to settle actual controversies involving rights which are legally demandable
and enforceable, and to determine whether or not there has been a grave abuse of
discretion amounting to lack or excess of jurisdiction on the part of any branch or
instrumentality of the Government.
12. See Laguna Lake Development Authority (LLDA) v. Court of Appeals, GR n110120, 16
March, 1994.
13. See Oposa v. Factoran, 224, SCRA 792, 1993.
7. See Kesavananda Bharati v. State of Kerala 4 SCC 225, 1973; Maneka Gnadhi v. Union of
India, 1 SCC, 248, 1978; Municipal Council Ratlam vs. Vardhichand and others, AIR 1980
SC 622 and Bandhua Mukti Morcha vs. Union of India, 1984 SC 802.
28
Chapter II
20. Chapter 2 will provide clarification on the scope and content of these obligations.
21. The first landmark decisions related to the justiciability of ESC rights in South Africa are:
S v Zuma, 1995 2 SA 642 CC y S v Makwanyane, 1995 3 SA 391 (CC).
22. [1997] ZACC 6; 1997 (3) SA 786 (CC); 1997 (7) BCLR 851 (CC).
23. For the clarification of the reasonableness review and its difference with rationality
review see Khosa & Mahlauli v Minister of Social Development 2004(6) BCLR 569 (CC).
24. See Y. Ghai and J. Cottrell, The role of the courts in the protection of economic, social
and cultural rights, in Y. Ghai and J. Cottrell (eds) Economic, Social and Cultural Rights
in Practice, London Interights, 2004. See also V. Abramovich and C. Courtis, Supporting
justiciability of ESC rights, V. Abramovich and C. Courtis (eds) Los Derechos Sociales como
derechos exigibles, 2nd edn, 2004; and COHRE, Litigating Economic, Social and Cultural
Rights: achievements, challenges and strategies, 2003.
29
30
Chapter II
Chapter II
4. Correlations between
justiciability and social justice:
towards a transformative
constitutionalism
22] The debate as to whether justiciability and social justice
come together or not is a false dichotomy. Social justice
naturally leads to a tension between rights and standards.
The rights provide the basis for inclusion, recognition and
participation in society, while the standards are to be seen
as tools and ways to realize, defend, promote and express
them. Justiciability is the voice of both since it provides legal
recognition and development of standards for redress.
23] Therefore, recognizing the rights of the most vulnerable
gives them the possibility to interact and participate in social
28. GA resolution A/RES/63/117.
31
32
Chapter II
Chapter II
33
49. International Commission of Jurists vs. Portugal, European Committee on Social Rights,
September 9, 1999.
Chapter II
54. P. Sparr and C. Moser, International NGOs and Poverty Reduction Strategies: the
contribution of an asset-based approach, Global Economy and Development, Working
Paper n8, Brooking Institution, Washington DC, 2007, p. 23.
51. J.K. Mapulanda-Hulston, Examining the justiciability of economic, social and cultural
rights, International Journal of Human Rights, 4, 2002.
55. A. Kumar, J. Aart Scholte, M. Kaldor, M. Glasius, H. Seckinelgin, H. Anheier, Global Civil
Society 2009: poverty and activism, London, Sage, 2009.
34
Chapter II
60. Case CA 36551 S.C.B.C. n05 4999. The intervention of the Poverty and Human Rights
Centre is available at: www.povnet.org/sites/povnet.org/files/PHRC%20Factum%20
Adams.pdf.
61. See Fact Sheet n3 of the International NGO Coalition of an Optional Protocol to the
ICESCR the justiciability of economic, social and cultural rights: national, regional
and international experiences, available at: www.icj.org/IMG/pdf/ESCRFactSheets.pdf,
pp. 610. See also Litigating economic, social and cultural rights: legal practitioners
dossiers, COHRE, 2006, available at: www.cohre.org/store/attachments/COHRE%20
Legal%20Practitioners%20Dossier.pdf.
62. See, for example, Fact Sheet n7, Coalition for an Optional Protocol to the ICESCR, The
question of justiciability.
35
Chapter II
Exercises
1) In your opinion, what is the role for judges in advancing human rights? Are they solely responsible for human rights
monitoring? Justify.
2) Analyse the legal system of your own country. Does it allow strategic litigation on ESC rights? If not, what procedures
aim at protecting human rights and ESC rights in particular?
3) Please provide concrete answers on how NGOs can effectively have a say in fighting against poverty by means of human
rights. Give examples from your own experiences.
36
Conceptual clarifications on
economic, social and cultural rights
37
1. Economic, social and cultural (ESC) rights and civil and
political (CP) rights in the struggle against poverty
38
2. State obligations
a. Obligation to respect
b. Obligation to protect
c. Obligation to fulfil
41
3. The duties of non-discrimination and equal protection
43
4. Minimum core approach to ESC rights
5. The progressive realization of ESC rights
45
6. The prohibition of retrogressive measures
7. Maximum available resources clause
Chapter III
Chapter III:
Chapter III
Zsolt Zatrok
Chapter III:
Conceptual
clarifications on
economic, social and
cultural rights
The present chapter seeks to clarify the content of ESC rights, the State obligations that derive
from their advancement, and their relation to civil and political rights. Since ESC rights and civil
and political rights are indivisible and interdependent, they contain both positive and negative
obligations. This chapter examines this tripartite division of state obligations and provides an
explanation of the meaning and scope of the minimum core content of ESC rights, which provides a
platform for anti-poverty strategies and adjudication. It highlights, in particular, the relationship
between state obligations derived from ESC rights and the minimum core approach, which provides
guidelines to judicial review. Last, this chapter explores the principle of progressive realization of
ESC rights as a core element in the fight against poverty.
37
Chapter III
2. StateS obligations7
9] Examining the nature and extent of States obligations
under international and national human rights standards is
essential in order to understand precisely what can and should
be expected from States.8 The Limburg Principles on the
Implementation of the International Covenant on Economic,
Social and Cultural Rights (adopted in 1986) as well as the
Maastricht Guidelines (adopted in 1997), both elaborated
by a group of experts on international law, have provided
clarification on the nature and scope of the obligations of
State Parties presented in Article 2 of the ICESCR.
10] Taking into account these proposals, ESC rights impose
two kinds of obligations on States: the obligation of conduct,
which demands that States take concrete steps towards the
full realization of ESC rights and is applied immediately; and
the obligation of result, which demands a specific effect and
is often realized progressively. Within the obligation of result
lies a discussion on available resources, which will be covered
later.9
11] As to the first obligation, steps should be deliberate,
concrete and targeted,10 and often related primarily to the
legislative measures desirable for the full implementation of
ESC rights. ESC rights also embrace administrative, financial,
educational and social measures11 that take into account
all the appropriate means, which include judicial remedies,
according to General Comment n3.12 It is here that courts,
human rights institutions and NGOs play a part, since their
actions can propose additional ways and means to assist the
States in meeting their obligations.
12] The obligation of result requires the State to achieve
a specific target, such as the reduction of child labour or
maternal mortality. The progressive realization of ESC rights
is usually tied to the obligation of result, giving the States
6. Ideological and political circumstances such as the End of the Cold War are invoked in
order to understand the division into two covenants of civil and political and economic,
social and cultural rights. For more details on the drafting history of the two covenants,
see M. Sepulveda, The Nature of the Obligations under the International Covenant on
Economic, Social and Cultural Rights, Intersentia, 2003 pp. 11636.
7. See P. Alston and G. Quinn, The nature and scope of State Parties: obligations under the
International Covenant on Economic, Social and Cultural Rights, Human Rights Quarterly,
9(2), May 1987, pp. 156229. See also Sepulveda op.cit, Chapter IV, and A. Eide, C.
Krause and A. Rosas (eds) Economic, Social and Cultural Rights as Human Rights: a
textbook, Martinus Nijhoff, Dordrecht, 2001.
8. See The Limburg Principles (1986), especially principles 17 and 18, in UN doc. E/
CN.4/1987/17, Annex; Human Rights Quarterly, Vol. 9 (1987), pp. 12235; and
Maastricht Guidelines (1998).
9. The Committee has already stressed that no specific form of economic and political
system is implied in this statement.
38
10. See para. 2 of UN General Comment n3 related to the Nature of State Parties
Obligations.
11. Para. 7 of G.C. n3.
12. Para. 5 of G.C. n3.
Chapter III
a. Obligation to respect
15] The obligation to respect requires that States do
not interfere directly or indirectly with the enjoyment
of economic or social rights. This obligation is essentially
negative in nature, meaning that the State must not take any
action that diminishes the enjoyment of any given economic
or social right, unless there are justifications for doing so.
The obligation to respect is of immediate effect (e.g., upon
ratification of the ICESCR) and not subject to progressive
realization. This obligation entails the following components:
(1) Refraining from interfering with the existing enjoyment
of ESC rights
(2) Refraining from impairing access to ESC rights, and
(3) Mitigating the impact of interference in the enjoyment of
ESC rights.
13. This tripartite typology derives from the proposals of the political philosopher Henry
Shue in his 1980 work Basic Rights: Subsistence, Affluence and US Foreign Policy. The
author proposes three basic rights: physical security, subsistence and liberty. He further
proposes three type of duties: to avoid depriving people of their rights; to protect them
against such deprivation by others; and to aid those whose rights have already been
deprived. This proposal was later adapted to the tripartite typology to respect, protect
and fulfil.
14. See Maastricht Guidelines para. 6.
39
Chapter III
b. Obligation to protect
20] The obligation to protect requires States to prevent third
parties or non-State actors or other States, including intergovernmental organizations, from violating the enjoyment
of economic and social rights. Third parties or non-State
actors include individuals, groups, landlords, corporations,
other States or other entities as well as agents acting under
their authority. The obligation includes, inter alia, adopting
the necessary and effective legislative, regulatory and other
measures to restrain such third parties and non-State actors
from interfering or otherwise violating economic and social
rights; investigating, prosecuting or otherwise holding
accountable those entities that violated economic and social
rights; and providing remedies to victims of such violations.
The obligation to respect is of immediate effect (e.g., upon
ratification of the ICESCR) and not subject to progressive
realization.The duty to protect entails the following
components:
(1) The duty to protect the enjoyment of ESC rights against
third-party interference
(2) The duty to ensure access to legal remedies in cases of
alleged violation of ESC rights by State and non-State
actors, and
(3) The preventive duty to avoid violations of ESC rights.
21] There are numerous examples of cases seeking protection
from third-party interference, in particular, cases implicating
private actors such as corporations, companies, employers or
providers of services that impede the enjoyment of a right.
In the Ogoni case, the State failed in its duty to prevent the
pollution caused by the oil company. The failure of the duty
to protect constitutes a violation of the right to a healthy
environment. In the Indian cases M.C. Mehta v. State of
Tamil Nadu & Ors and Bandhua Mukti Morcha v. Union of
India, the Supreme Court of India protected poor children
from child labour, highlighting the States obligation to
protect the vulnerable from such abuse. In the case Z and
40
c. Obligation to fulfil
22] Under the obligation to fulfil, States are obliged to
take steps to the maximum of their available resources to
progressively realize the rights contained in the ICESCR.
This obligation can be disaggregated into the obligations
to facilitate, promote and provide. The obligation to
facilitate requires States to take positive measures to assist
individuals and communities to enjoy the right in question.
The obligation to promote obliges the State to take steps
to ensure that there is appropriate education concerning the
right in question. States are also obliged to fulfil (provide) the
right in question when individuals or a group are unable, for
reasons beyond their control, to realize that right themselves
by the means at their disposal. The obligation to fulfil entails
the following components:
(1) The duty to take steps to improve the realization of a
right, and
(2) The adoption of appropriate and adequate measures to
enhance access.
23] The realization of a right provides the means for its
full enjoyment. Yet, the duty to fulfil goes beyond a strict
obligation-related approach and requires holistic and farreaching integrative actions that include the existence of law
reforms, independent national institutions, comprehensive
national agendas, allocation of resources, monitoring,
education, awareness-raising, training activities and the
involvement of civil society. The Committee of the Rights
of the Child has contributed to clarifying the content of
this obligation, stating that the full realization of the
childrens rights necessitates putting in place legislative,
administrative and other measures, including justiciability
of rights, comprehensive national strategies, and monitoring
and coordination at all levels.24
24] As to the appropriateness or adequateness of measures,
courts play an important role in this difficult task by
evaluating policies and developing justiciable standards in
order to advance the promotion and protection of human
rights. NGOs, in this context, are indispensible for monitoring
the effective realization of human rights. In the already
mentioned TAC case, the decision from the Constitutional
Court of South Africa led the government to implement
one of its largest programmes to prevent mother-to-child
transmission of HIV-AIDS.
23. ECHR 2001.
24. See General Comment n5 of the CRC related to General Measures of Implementation for
the Convention on the Rights of the Child.
Chapter III
27. UN, Human Rights Council (former UN HR Committee), General Comment n18, Nondiscrimination, 10/11/89, CCPR/C/37, para. 7.
28. African Commission of Human and Peoples Rights, Communication No: 211/98 Legal
Resources Foundation v. Zambia, para.63.
29. See General Comment n20 regarding non-discrimination in economic, social and
cultural rights (Article 2, para. 2).
30. See the Inter-American Court of Human Rights, Advisory Opinion OC-18/03 of 17
September 2003, requested by the United Mexican States related to the Juridical
Condition and Rights of the Undocumented Migrants.
31. See European Court of Human Rights, Belgium v. Belgium relating to certain aspects of
the laws on the use of languages in education in Belgium, Judgment of 23 July 1968,
Series A 1968, para. 10.
26. See Chapter 2, box on Judicial enforcement of positive obligations and para 32.
41
Chapter III
35. CERD/C/59/D/11/1998.
38. [1997] ZACC 5; 1997 (3) SA 1012 (CC); 1997 (6) BCLR 759 (CC).
42
Chapter III
the core content of ESC rights is not the same as the minimum
State obligations. While minimum core obligations are related
to the State party and to their compliance with international
obligations framework, the minimum core content is related
to the substance of the right.45
43] The theory of the minimum core content validates the
definition of poverty as a human right. Since the core elements
of a human right are intimately linked to human dignity, and
poverty hits the substance of the right, a violation of the
core content of an ESC right would also provoke, in certain
cases, an effect on poverty and poverty will also at the same
time provoke a violation of human rights.
40. Law v. Canada, Minister of Employment and Inmigration 1999 1 S.C.R. 497; Grosselin v.
Quebec (Attorney General) case, (2002) 4 S.C.R 429. Andrews v. Laws Society of British
Columbia 1989 1 S.C.R.; R v. Keegstra 1990 3 S.C.R 697; and New Brunswick v. G (J)1999
3 S.C.R.
41. See Committee on Economic, Social and Cultural Rights, Report on the twenty-fifth,
twenty-sixth and twenty-seventh sessions, UN Doc E/2002/22, para. 17.
45. For further reading: A. Chapman, The status of efforts to monitor economic, social and
cultural rights, in S. Hertel and L. Minkler (eds) Economic Rights: conceptual measurement
and policy issues, Cambridge University Press, 2006, p. 154; A. Chapman and S. Russell
(eds) Core Obligations: building a framework for economic, social and cultural rights,
Antwerp/Oxford/New York, Intersentia, 2002.
46. FAO, the right to food in practice: implementation at the national level, Rome, 2006, p. 3.
43
Chapter III
44
Chapter III
6. The prohibition of
retrogressive measures
55] This obligation derives from the above-mentioned. The
State is not allowed to adopt any measures that will reduce the
already attained enjoyment level of the right. Nevertheless,
this is a presumption that includes certain exemptions.
When the State introduces retrogressive measures, it is
invited to explain that those measures were adopted after
examination of the wide range of possibilities, and that no
other alternatives were available or applicable in the context
of the full utilization of the maximum available resources.54
7. Maximum available
resources clause
57] Due to the pervasive assumption that economic, social
and cultural rights require the direct provision of resources
by the State (progressiveness), the Covenant included a
clause entitled the maximum available resources clause in
the same Article 2, para. 1. ESC rights depend in some cases
on the provision of services and goods by states. However,
this clause provokes debate since it does not specified how
much the word maximum demands, nor does it say what the
word available means. Thus, determining the availability of
resources can become a complicated task for governments
since it demands political willingness, but also coherence and
budgeting.
58] Nevertheless, courts have assessed the positive measures
and ordered governments and other public institutions to take
concrete steps and to allocate resources towards fulfilling
those rights. In Latin America, for example, Constitutional
Courts have defined the minimum requirements of benefit
programmes, delineated steps, and ordered allocations in
their jurisprudence.
59] But courts and tribunals encounter limitations on
fostering justiciability since they do not necessarily possess
the expertise required for developing justiciability of ESC
rights. Courts still have a responsibility to uphold and protect
fundamental rights, but need the collaboration of competent
actors placed closer to the field.
53. In relation to the progressive realization of rights and the correlative obligation of
States in the Grootboom and TAC cases see, for example, M. Stuart, Left out in the
cold? Crafting Constitutional Remedies for the poorest of the poor, SAJHR, 21, 2005, pp.
21540; See also M. Heywood, Preventing mother-to-child HIV transmission in South
Africa: background, strategies and outcomes of the Treatment Action Campaign case
against the Minister of Health, 2003, 19 SAJHR 278 at 300.
55. Cf. Palamara Iribarne case, supra note 72, para. 216 and YATAMA case, supra note 86,
para. 152. Also, cf. Garca Ruiz v. Spain [GC], n30544/96, 26, ECHR 1999-I; and Eur.
Court H.R., Case of H. v. Belgium, Judgment of 30 November 1987, Series A n127-B,
para. 53.
45
Chapter III
Exercises
46
Education
53
3. Human rights approach to Education for All
54
4. Human rights education
56
5. Strategies for justiciability
UNESCO/Petterik Wiggers
Chapter IV
The right to
education
Despite international recognition of the right to education, a number of different legal regimes
still define education as a service. In this chapter, education is defined and conceptually analyzed
as a right. Today, the right to education is one of the most developed and well-defined ESC rights.
As a human right in itself and indispensable for the exercise of other human rights, the right
to education has close linkage with the right to development, and is a powerful tool in poverty
reduction strategies. However, in spite of its level of recognition, this right is still denied to some
75 million children of primary school age, 55% of whom are girls.* Millions of people around
the world are still illiterate and exposed to poverty. The UNESCO Education For ALL (EFA) Global
Monitoring Report 2010: Reaching the Marginalized locates education in the front line of the
fight to combat inequality. Education is thus a precondition for the advancement of social justice,
as those left behind face the prospect of diminished life opportunities in a variety of spheres,
including employment, health and participation in political processes that affect them. The
Education for All strategy on inclusive education is crucial to the fight against marginalization
and exclusion of the most vulnerable. The avoidance of all forms of exploitation and forced labour
of children, in particular, is of crucial importance. The right to education is an integral part of
UNESCOs mission, and central to EFA process. The Constitution of UNESCO expresses the belief
of its founders in full and equal opportunities for education for all. The Organization actively
supports the view that a rights-based approach to the development of education is a prerequisite
for realizing EFA.
Chapter IV
48
a. The 4A System
10] The Committee has provided clarification on the scope and
attributes of the right to education through the so-called 4A
system framework.5 This framework analyses the obligations
Chapter IV
49
Chapter IV
50
Chapter IV
Education without
nationality
discrimination
based
on
22. Brown I, 347 US 483 (1954) and Brown II, US 294 (1955).
23. (2002) 9 BCLR 891 (CC).
24. 8 September 2005.
51
Education of minorities
31] In Canada, a State which protects minority-language
education rights, the Supreme Court upheld the claim of
Francophone parents living in five school districts in Nova
Scotia who applied for an order directing the authorities to
provide, out of public funds, homogeneous French-language
facilities and programmes at the secondary-school level.
In the case Doucet-Boudreau v. Nova Scotia, Minister of
Education,26 the Supreme Court imposed the duty on the
State to provide facilities for minority groups speaking
their own language and to report back on the progressive
implementation of these facilities.
Chapter IV
28. Argentinian Supreme Court in Lifschitz, Graciela Beatriz y otros c/ Estado Nacional, 1506-2004.
26. 2000, 185 N.S.R. 2d, 246 (NSSC) and 2003 3.S.C.R. 3 (SCC).
52
Equality of opportunityy
Chapter IV
Chapter IV
54
Chapter IV
42. In accordance with 34 C/Resolution 87, document 182 EX/35 Results of the Fourth
Consultation on the Implementation of the 1974 Recommendation concerning Education
for International Understanding, Co-operation and Peace and Education Relating to
Human Rights and Fundamental Freedoms was submitted to the 182ndsession of the
Executive Board (September 2009) and to the 35th session of the General Conference
(October 2009).
55
Chapter IV
43. Harmonized guidelines on reporting under the international human rights treaties,
including guidelines on a common core document and treaty-specific targeted
documents, UN document HRI/GEN/2/Rev.6 (2009) available at: www2.ohchr.org/
english/bodies/coredocs.htm.
44. See, for example, Human rights education in the school systems of Europe, Central Asia
and North America: a compendium of good practices, OSCE, CoE, OSCE/ODIHR, UNESCO
and OHCHR, 2009.
Exercises
1) Identify obligations (respect, protect, fulfil) and violations (fees, compulsory nature, teachers training; groups:
women and girls, minorities, emergencies, extremely poor) related to the right to education.
2) Identify what role for States representatives, NGOs and judges on advancing the implementation of the right to
education.
3) Provide elements for a human rights-based approach to budgetary analysis applied to education.
56
FOOD
Chapter IV
Asianet-Pakistan
The right to
adequate food
It is barely credible that millions of people around the world are still suffering and dying from
malnutrition, hunger and starvation. This situation will not be alleviated unless the roots of
hunger and poverty are addressed. Key priorities for any poverty alleviation strategy should
include strengthening the effective implementation of policies and the development of a clear
definition of the right to food, as an autonomous right. This chapter presents the challenges
facing the operational aspects of the right to food and the arguments for this human right to be
implemented as a justiciable right. It underlines the necessity of developing human rights-based
legislative frameworks for recognizing the right to food as a right of all people. It also presents
examples of NGO activities in the field that have played a crucial role in providing first-hand
solutions for those most vulnerable to hunger and poverty, in particular, women and children.
1] Although the right to food was the first human right studied
within the framework of the UN System, it has advanced
and been explored only relatively recently in comparison
with other economic, social and cultural (ESC) rights. The
content of this right has been developed at the national
level over the last two decades, but above all in terms of
its relationship to other human rights, such as the right to
life,2 work and income3 (especially in relation to the element
of procurement), education, housing or health. The right to
food thus constitutes an example of the interrelatedness and
interdependency of human rights: it is defined through other
human rights at the same time as it provides elements for
1. In this paper we refer to the right to food and the right to adequate food indistinctly, in
accordance with the interpretation provided by the Committee on Economic Social and
Cultural Rights in General Comment n12. According to this definition, the right to food
includes the adequacy and sustainability of food availability and access.
2. Examples of the interrelation of the right to food and the right to life include India
Maneka Gandhi v. Union of India AIR 1978 SC 597, where the Supreme Court stated:
Right to life enshrined in Article 21 means something more than animal instinct and
includes the right to live with human dignity, it would include all these aspects which
would make life meaningful, complete and living. Similarly, in Shantistar Builders v.
Narayan Khimalal Totame (1990) 1 SCC 520, the Supreme Court stated: The right to
life is guaranteed in any civilized society. That would take within its sweep the right
to food. In Chameli Singh v. State of U.P, AIR 1978 SC 597 states that the right to
life is guaranteed in any civilized society implying the right to food, water, decent
environment, education, medical care and shelter among others.
3. Since employment is linked to purchasing power and therefore to food security, the right
to work is crucial for realizing the right to food.
4. See, for example, Argentina, Corte Suprema de Justicia de la Nacin, Defensor del Pueblo
de la Nacin c. Estado Nacional y otra, 2007, where the Supreme Court protected the
access to food and water of indigenous communities who died due to a lack of access
to food and water. See also the case Sawhoyamaxa v. Paraguay, 2006, of the InterAmerican Court of Human Rights, in which the Court protected the right to food of the
Sawhoyamaxa indigenous community by protecting their right of life.
5. See, for example, Right to Food and Access to Justice: examples at national, regional and
international levels, FAO, 2009.
6. See Chapter related to the Right to adequate housing, footnote 1.
7. Article 11 of the ICESCR states: The States Parties to the present Covenant recognize the
right of everyone to an adequate standard of living for himself and his family, including
adequate food, clothing and housing, and to the continuous improvement of living
conditions. The States Parties will take appropriate steps to ensure the realization of this
right, recognizing to this effect the essential importance of international cooperation
based on free consent. Many other international instruments mention the right to food
including the Convention on the Rights of the Child (Article 24).
8. Olivier De Schutter took office on 1 May 2008, report A/64/170.
57
Chapter IV
58
Chapter IV
19. Kenneth Georges and Others vs. Minister of Environmental Affairs and Tourism, 05 02
2007.
20. African Commission on Human and Peoples Rights, October 27, 2001 Communication
n155/96.
59
60
Chapter IV
25. Interim orders are tools for prompt action in order to stop a violation and to hold
governments accountable. They are applicable during the duration of the case and can
be incorporated in the final judgment.
Chapter IV
26. Buenos Aires Administrative Court n4, Gonzalez Rayco, Artidoro c. GCBA s. amparo,
05/19/2005 s. de amparo, Juzgado Contencioso Administrativo y Tributario n3 Buenos
Aires 11/03/03.
27. S/ de amparo, Juzgado Contencioso Administrativo y Tributario n3 Buenos Aires
11/03/03.The petitioner was excluded from the food programme Vale Ciudad. Due to
this arbitrary exclusion, her children suffered notable weight loss and were treated in a
hospital for malnutrition. The Court ordered that she be provided with packages of food,
but stated that she could not legitimately be inscribed in a food programme.
28. See op.cit. par. 14.
29. Colombian Constitutional Court Ruling T-602 of 2003, Ana Zrate de Bernal c. Red de
Solidaridad Social y INURBE.
30. See also the joint survey undertaken by the World Food Programme (WFP) and ICRC,
Identifying Food and non food needs of the internally displaced in Colombia, 27 December
2004 available at: www.reliefweb.int/library/documents/2004/wfp-col-27dec.pdf
31. PANTHER (principles) is an aide-mmoire formulated by FAO, which stands for the human
rights principles of Participation, Accountability, Nondiscrimination, Transparency,
Human dignity, Empowerment and Rule of law. A deliberate application of these
principles allows development planners to design integrated, holistic and targeted
strategies of empowerment, equality and inclusion, to redress human rights violation
and advance accountability processes.
32. Supra notes 13 and 14,Voluntary Guideline 8.6. This gendered approach to food security
has been incorporated for example in Article 15 of the recent Protocol to the African
Charter on Human and Peoples rights on the Rights of Women in Africa, which states
that in the framework of the right to food security, states should: (a) provide women
with access to clean drinking water, sources of domestic fuel, land, and the means of
producing nutritious food; and (b) establish adequate systems of supply and storage to
ensure food security.
61
5. Voluntary Guidelines to
support the progressive
realization of the right to
adequate food in the context
of national food security
Right to Food Guidelines
21] The Voluntary Guidelines to support the progressive
realization of the right to adequate food in the context
of national food security (Right to Food Guidelines)33 are
one of the first intergovernmental documents dealing with the
operationalization of an ESC right. Although the Right to Food
Guidelines are adopted by states and are not compulsory, they
have an authoritative character and can be effective tools
for a large range of practitioners. They focus on the effective
implementation of ESC rights as human rights in equal
standing with civil and political rights. They evoke the access
to productive resources as well as assistance for those who are
not able to access or provide from themselves. These guidelines
also constitute a resource for legislative authorities and public
policies since they translate a right into recommendations and
make request the development of institutional and legislative
frameworks. They also constitute a valuable advocacy and
monitoring tool for use by civil society.
22] The Right to Food Guidelines contain nineteen
provisions34 which incorporate much of the content of General
Comment n12. However, they include additional provisions
that should be taken into account by Members States, NGOs
and other actors responsible for the advancement of the
right to food at the national level. Despite their non-binding
nature, the Right to Food Guidelines mention some state
obligations contained in the ICESCR which are binding.35
23] Supported by the principle of interdependency of human
rights, the Right to Food Guidelines propose five steps for
implementing the right to food.
(1) Advocacy and training. Advocacy empowers populations
to claim their rights as well as access to legal mechanisms:
it provides visibility and gives a voice to the poor. The
poor already exist within the legal system and can become
subjects of entitlements rather than victims. In addition,
capacity-building provided by NGOs, media and other
stakeholders make available tools and knowledge aimed at
33. Adopted during the 127 th session of the FAO Council in November 2004.
Chapter IV
34. The nineteen guidelines deal with the following thematic and policy areas: (1) Democracy,
good governance, human rights and the rule of law; (2) Economic development policies;
(3) Strategies; (4) Market systems; (5) Institutions; (6) Stakeholders; (7) Legal
frameworks; (8) Access to resources and assets, (8a) Labour, (8b) Land, (8c) Water,
(8d) Genetic resources for food and agriculture, (8e) Sustainability, (8f) Services; (9)
Food safety and consumer protection; (10) Nutrition; (11) Education and awareness
raising; (12) National financial resources; (13) Support for vulnerable groups; (14)
Safety nets; (15) International food aid; (16) Natural and human-made disasters; (17)
Monitoring, indicators and benchmarks; (18) National human rights institutions; and
(19) International dimension.
35. See for example the publication providing some guidance for indigenous peoples in www.
fao.org/righttofood/publi09/rtf_guidelines.pdf
62
Chapter IV
6. Developing legislative
frameworks for recognizing
and implementing the right
to food as a justiciable right
27] National strategies to build upon the right to food are
necessary in order to increase public awareness and combat
hunger and starvation at the local level. A framework law is
consequently indispensable. For this reason, several initiatives
have been undertaken in order to build a framework law to
improve justiciability and advance the right to food security.
1. See Act to Combat Poverty and Social Exclusion, Article 9 related to Strengthening
of social and economic safety net, 2002, c. 61, s. 9.
63
Chapter IV
29]
Develop the judicial protection of all components of the
right to adequate food
Approach the justiciability of the right to adequate food
and include the participation of all actors involved in its
procurement, regulation and monitoring. The complexity
Exercises
1) What is the difference between the fundamental right to be free from hunger and the right to adequate food?
2) How can the overall economic gains from trade benefit those who are most likely to be suffering from food insecurity?
3) Please kindly list the lasws and strategies related to the recognition and implementation of the right to food and food
security at the national level. Analyse the gaps and obstacles. Advance possible solutions.
64
65
1. Definition of the right to adequate housing
66
2. National Improvements on the definition of the right to
adequate housing
67
3. Minimum core obligations related to the right to adequate
housing
68
4. State obligations related to the right to housing
a. Obligation to respect
b. Obligation to protect
c. Obligation to fulfil
70
5. Forced evictions
74
6. Duties of equal protection and non-discrimination
75
7. The role of NGOs in advancing the right to housing
housing
UNESCO/Roger Dominique
Chapter IV
The right to
adequate housing
Adequate housing is not only satisfied by providing shelter and security of tenure but goes beyond.
It entails the necessity of fulfilling psychological and social needs in order to allow each individual
to be part of a space in which he could enjoy privacy and at the same time be able to build a family
and a communal life. However, migration, conflicts and displacement, often result in a widespread
violation of the right to adequate housing. They create a situation in which informal settlements
such as slums and ghettos become the permanent resident of squatters. The homeless are therefore
targets of vast vulnerability and exclusion. This chapter aims at analyzing the core elements of the
right to adequate housing. It gives particular attention to the most vulnerable and marginalized
people of society as well as the necessity of mainstreaming gender into housing issues. The chapter
links the right to adequate housing to the right to safe drinking water and sanitation and the right
to education. It provides specific guidelines for advocacy and justiciability.
1. Definition
1] The right to adequate housing has a solid conceptual basis
provided by international and national legal frameworks. The
Universal Declaration of Human Rights (UDHR) notably
defines the right to housing as a part of the right to a
standard of living, and in relation to other rights such as
food, clothing, medical care and necessary social services.1
UN treaties have developed this definition and included
particular provisions in relation to the right to housing and
the prohibition of all forms of discrimination, and specific
considerations related to racial and ethnic minorities,
refugees, children, women, migrants and workers, persons
with disabilities and indigenous people among others.2
1. UDHR, Article 25.1 states that: Everyone has the right to a standard of living adequate
for the health and well-being of himself and his family, including food, clothing, housing
and medical care and necessary social services, and the right to security in the event of
unemployment, sickness, disability, widowhood, old age or other lack of livelihood in
circumstances beyond his control.
2. Among the UN Treaties we can find: Article 21 of the Convention relating to the status
of refugees (1951); Article 5(e)(iii) Convention on the Elimination of all forms of Racial
Discrimination (1965); Article 14.2(h) Convention on the Elimination of All Forms of
Discrimination against Women (1979); Article 16.1 and Article 27.3 of the Convention
on the Rights of The Child (1989); Article 43.1 of the International Convention on the
Protection of the Rights of all Migrant Workers and Members of their Families (1990);
Article 2, Article 5.3, Article 9.1(a), Article 19(a), Article 22.1, Article 28.1 and Article
28.2(d) of the Convention on The Rights of Persons with Disabilities (2008); Article 10,
Article 21.1, Article 23, Article 26, Article 27, Articles 28 and Article 32 of the Declaration
on the Rights of Indigenous Peoples (2007); Article 5(b) of the International Labour
Organisation (ILO) Convention 161 concerning Occupational Health Services (1985);
Article 2 and Article 5.2 of the International Labour Organisation (ILO) Convention
117 Concerning Basic Aims And Standards Of Social Policy (1962); Article 88.1 of the
International Labour Organisation (ILO) Convention 110 Concerning Conditions of
Employment of Plantation Workers (1958) and International Labour Organisation (ILO)
Recommendation 115 concerning Workers Housing (1961) among others.
65
Chapter IV
2. National improvements in
the definition of the right to
adequate housing
8] National developments on adequacy have defined the
elements which require advancement in order to realize the
right. In the Grootboom case, the South African Constitutional
Court proposed that for a person to have access to adequate
housing all of these conditions need to be met: there must be
land, services, a dwelling.8 It has also underlined that access
to housing should be ensured for all, especially for the poor
who are particularly vulnerable and [whose] needs require
special attention.9 Nevertheless, no specification related to
quality has been provided for adequacy.
9] The South African Constitutional Court has therefore
underlined three key elements relating to the right to housing,
consisting of: the obligation to take reasonable legislative
and other measures (meaning coherent and comprehensive
programmes also balanced and flexible policies to provide
effective remedies for homelessness); the achievement of
the progressive realisation of the right, and both within
available resources. The Court of South Africa has also tied
the right to land to the right to adequate housing, stating in
the case Port Elizabeth Municipality v. Various Occupiers10
that the stronger the right to land, the greater the prospect
of a secure home.
10] In India, the concept of adequacy is also linked to the
concept of a reasonable residence and includes all means
7. Habitat Agenda derived from the United Nations Conference on Human Settlements
(Habitat II), 314 June, 1996 (UN Doc. A/Conf. 165/14, 14 June, 1996). Article 3 of the
Habitat Agenda states access to safe and healthy shelter and basic services is essential
to a persons physical, psychological, social and economic well-being and should be a
fundamental part of our urgent actions for the more than one billion people without
decent living conditions.
8. See Government of the Republic of South Africa & Ors v Grootboom & Ors 2000 (11) BCLR
1169. (CC), para. 35 (Grootboom case).
5. GC n4 para. 7.
6. GC n4 para. 6.
66
Chapter IV
67
Chapter IV
a. Obligation to respect
68
Chapter IV
b. Obligation to protect
26] The obligation to protect requires States to prevent
third parties or non-State actors or other States, including
inter-governmental organizations such as the World Bank,
from violating the enjoyment of economic and social rights.
Third parties or non-State actors include individuals, groups,
landlords, corporations, other States or other entities as well
as agents acting under their authority. The obligation includes,
25. A contrary situation is presented in the case of the Philippines, Simon vs. Commission
on Human Rights 229 SCRA 117 1994, in which the Supreme Court refused a temporary
injunction ordered by the Philippine Commission on Human Rights, in relation to a
demolition of stalls and shanties. The Supreme Court stated that ESC rights where not
self-executing, did not accept to analyse the validity of the demolition in relation to the
protection of housing rights, and refused the injunction.
c. Obligation to fulfil
29] Under the obligation to fulfil, States are obliged to
take steps to the maximum of their available resources to
progressively realize the rights contained in the ICESCR.
This obligation can be disaggregated into the obligations
to facilitate, promote and provide. The obligation to
facilitate requires States to take positive measures to assist
individuals and communities to enjoy the right in question.
The obligation to promote obliges the State to take steps
to ensure that there is appropriate education concerning the
right in question. States are also obliged to fulfil (provide) the
right in question when individuals or a group are unable, for
reasons beyond their control, to realize that right themselves
by the means at their disposal.
30] The obligation to fulfil demands that the governments
adopt measures aimed at the full realization of the right
consisting of plans and national housing strategies,
legislation, compensatory measures31 and whatever steps as
necessary32 to provide relief. It is important to emphasize
the point that States should prepare and implement extensive
and inclusive consultations with all civil society, including
and especially homeless persons and all affected, in order
to provide an effective response to housing needs.33 Broad
coordination is required to ensure holistic solutions.
29. Colombian Constitutional Court ruling T-721 of 2003.
28. See last report of Amnesty International, The Unseen Majority: Nairobis Two Million
Slum Dwellers, 12 June 2009, report released in the framework of the campaign
Demand Dignity, available at: www.amnesty.org/en/library/asset/AFR32/005/2009/
en/3b6e7351-8e08-4b61-9d7b-6e3b86eb0057/afr320052009eng.pdf
69
Chapter IV
5. Forced evictions
37] The prohibition on forced evictions derives from the
element concerning security of tenure, mentioned above.
The Committee has stated that instances of forced evictions
are prima facie incompatible with the requirements of the
Covenant and can only be justified in the most exceptional
circumstances and in accordance with relevant principles of
international law.42 The CESCR has dedicated G.C. n7 to this
issue.
38] For evictions to be justified under the ICESCR, they
must (1) only be carried out in exceptional circumstances;
(2) after all feasible alternatives to eviction that address
the exceptional circumstance are explored in consultation
with the affected community; and (3) after due process
protections are afforded the individual, group or community.
There are two exceptions to this general rule. First, evictions
should never be carried out in a discriminatory manner.
Second, evictions should never render someone homeless or
vulnerable to other human rights violations. What follows is
some general language that lays the foundation for this test
as well as the precise language that establishes this test.
39] General Comment n7 defines forced eviction as the
permanent or temporary removal against their will of
39. See also the Canadian case R. v. Morgentaler, (1988] 1 S.C.R. 30.
70
Chapter IV
71
Chapter IV
44. African Commission on Human and Peoples Rights, Decision 155/96, The Social and
Economic Rights Action Center and the Center for Economic and Social Rights Nigeria (27
May 2002), Fifteenth Annual Activity Report of the African Commission on Human and
Peoples Rights, 2001-2002, Done at the 31st Ordinary Session of the African Commission
held from 2nd to 16th May 2002 in Pretoria, South Africa.
45. African Commission on Human and Peoples Rights, Decision 276/2003, Twenty-seventh
Annual Activity Report of the African Commission on Human and Peoples Rights
(2009).
46. European Committee of Social Rights, ERRC v. Greece, Collective Complaint
n15/2003.
72
49. Inter-American Court of Human Rights, The Massacres of Ituango v. Colombia (1 July
2006).
50. These cases are particularly pertinent to protection of the poor. In the Jaftha case, Mrs
Jaftha was unemployed, in ill health (heart problems and blood pressure), poor and with
a low level of education. She has two children. She applied for and was granted a state
housing subsidy with which she bought a home. After several payments she stopped
paying her debt, and after being hospitalized discovered that her house was to be sold
in a sale of execution to pay her outstanding debt. In the Van Rooyen case, Mrs Van
Rooyen was also a poor woman, without education, unemployed and with three children.
She couldnt pay her debt.
51. 2005(1) BCLR 78 (CC).
Chapter IV
52. Section 26(2) mentions that everyone has a right of access to adequate housing and
obliges the state to take reasonable measures, within its available resources, to make
sure that this right is realized progressively.
53. The case related to the community of the Valhalla Park; the Metropolitan Municipality
of the City of Cape Town brought an application for the eviction of residents of this
community Some of their members were place on the housing waiting list for more
than ten years; And after from accommodation owned by the City and after ten years of
waiting and the intolerable conditions of living pushed them to move into vacant land
owned by the City.
73
Chapter IV
56. Article 3 of the International Covenant on Economic, Social and Cultural Rights.
74
Chapter IV
75
Chapter IV
Exercises
1) Analyse the framework of the right to housing in your country. Which groups are suffering from culturally inadequate
housing?
2) What housing options are there for low-income and minimum wage earners in your country? In the case of existing
subsidies, are they getting the most disadvantages?
76
77
1. Definition of the right to enjoy the highest attainable standard of physical
and mental health
78
2. Core obligations
80
3. Duties of equal protection and non-discrimination
4. Health of women
5. Progressive realization
81
6. State obligations
82
7. Specific protection for marginalized and vulnerable groups
a. Children and Youth
b. Persons with disabilities
c. People with HIV-AIDS
d. Older persons
e. Migrants
f. Displaced people
85
8. Strategies for justiciability
HEALTH
Chapter IV
US Army Africa
The right to
enjoy the highest
attainable standard
of physical and
mental health
The right to enjoy the highest attainable standard of physical and mental health (right to health)
is central to the strategy for attaining MDGs and is at the core of the fight against poverty. The right
to health is essential to enjoy a life with dignity. However, the right to health has been always
at the core of discriminations and prejudices in relation to groups of the population to whom
access has been diminished. The World Health Organisation (WHO) has developed a framework
for justiciability and provided guidelines in all aspects of this right taking into consideration the
necessity of protecting the especial groups of the population. The following chapter describes
the main guidelines in order to protect the right to health for all and tries to elucidate the core
obligations and state obligations in order to pursue the respect of human dignity, at the core of
this right.
3. See, for example, the International Convention on the Elimination of All Forms of
Racial Discrimination (1966), Article 5(e)(iv); Convention on the Elimination of All
Forms of Discrimination Against Women (1979), Articles 11.1(f) and 12; United Nations
Convention on the Rights of the Child (1989), Article 24; European Social Charter (1961)
as revised, Article 11; African Charter on Human and Peoples Rights (1981), Article 16;
and the Additional Protocol to the American Convention on Human Rights in the Area of
Economic, Social and Cultural Rights (1988), Article 10.
4. Universal Declaration of Human Rights (1948), Article 25(1).
77
Chapter IV
interrelation
and
2. Core obligations
9] The Committee on Economic, Social and Cultural Rights has
further explained Article 12 and the normative content of the
right to health in General Comment n14.12 Based on these
documents, the right to health also contains four inter-related
and essential features or determinants representing essential
components of the right to health and related entitlements:
(1) Availability, (2) Accessibility, (3) Acceptability and (4)
Quality (AAAQ). While these essential elements are often
described in connection with healthcare services, programmes
and goods, they also apply to the underlying determinants of
health as the right to safe drinking water and sanitation or
the right to adequate housing.
10] The AAAQ framework is explained further in General
Comment n14 and is summarized here: Availability. Health
facilities, goods and services must be available in sufficient
quantity within the State party. This includes, for example,
hospitals, clinics, trained health professionals and essential
medicines, as well as underlying determinants, such as safe
drinking water and adequate sanitation facilities.13
11] Accessibility. Health facilities, goods and services must
be accessible to everyone without discrimination, with a
particular focus on vulnerable or marginalized people. They
must be physically accessible, meaning within safe physical
reach of all sections of the population, including people
with disabilities and people in rural areas. They must be
economically accessible, meaning affordable to all. In this
sense, procurement of healthcare should respect the principle
of equity and should prioritize the most vulnerable groups
of society. Moreover, accessibility includes the right to seek,
receive and impart information on health.14 In the Indian
Case Indra Sawhney v. Union of India,15 for example, the
Supreme Court observed that in order to eradicate poverty
and to eliminate inequalities, it is necessary to ensure free
medical care, education, access to employment, housing, land
reforms and free water.
12] Following the proposals of General Comment n14,
access to health includes: access to basic preventive,
curative, rehabilitative health services and health education;
regular screening programmes; appropriate treatment of
6. Ibid. See also CESCR General Comment n14, supra note 112, para. 9, 11.
7. Report of the Special Rapporteur on the right of everyone to the enjoyment of the
highest attainable standard of physical and mental health, P. Hunt, E/CN.4/2006/48 (3
March 2006) 4.
9. Ibid.
10. Ibid
78
Chapter IV
79
Chapter IV
5. Progressive realization
24] In addition to AAAQ, other concepts are crucial to
the right to health. First, the right to health is subject to
progressive realization. Many States do not currently possess
the resources necessary to fully implement the right to
enjoyment of the highest standard of attainable health for all
people. Nonetheless, States must take deliberate and concrete
steps toward the full realization of the right to health for
all.39 The corollary to the obligation to progressively realize
the right to health is that there is a strong presumption that
retrogressive measures taken in relation to the right to health
are not permissible.40
35. Tutela n 088/08, Constitutional Court of Colombia, 5 February 2008. See also: T-l06 of
1996, T-694 of 1996, T-662 of 1997 and T-844 of 2002.
37. SU-1150 of 2000, T-1635 of 2000 and T-327 of 2001; T-045 of 2010 among others.
33. See, for example, ibid. para. 54 (discussing the right of individuals and groups to
participate in decision-making processes for developing any policy, programme or
strategy related to the right to health).
80
Chapter IV
6. State obligations
29] The right to health imposes an obligation to respect,
entailing an immediate, enforceable obligation on States to
refrain from interfering with the existing enjoyment of rights,
in this case, the right to health.49 It includes refraining from
imposing discriminatory practices, limiting equal access to
all persons, limiting access to sexual and reproductive health
or to sexual education and information, promoting unsafe
41. Ibid. para. 43.
42. Ibid.
47. Ibid.
53. Case 615, Decision of 5 March 1985, resolution 12/85, Annual Report 19841985.
48. Ibid.
81
7. Specific protection
for marginalized and
vulnerable groups
a. Children and youth
34] Children and young people, in particular, are protected
under the right to health, which demands special action on
the part of States in order to make the principle of the best
interests of the child a reality, and to avoid infant and child
mortality. The Committee on the Rights of the Child has
stated, for example, that adolescents face particular physical
health and mental health risks, including violence, drug use
and alcohol abuse and sexually transmitted infections (STIs).
The increasing number of teenage pregnancies and the
number of very young mothers are particularly alarming, and
are more common in the case of adolescents living in poverty
and in rural areas.58
35] The Committee recommends that State Parties pay
particular attention to adolescent health, taking into account
the Committees General Comment n4 of 2003 on adolescent
health and development in the context of the Convention
on the Rights of the Child. This protection becomes stricter
when it relates to children or young people from ethnic
minorities or with disabilities, since these groups face
various forms of discrimination. It is therefore indispensable
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Chapter IV
59. S/accin de amparo, Argentina 19 May 1997. See also Mariela Viceconte op cit. 52.
60. Minister of Health v. Treatment Action Campaign, 2002 (5), SA 721 (CC).
Chapter IV
83
84
Chapter IV
d. Older persons
48] Older people shall be entitled to protection, promotion
and support in various areas of care protection including
medical and health services. States shall provide programmes
and long term strategies for the support of informal care
within the private sphere, the community based system and
specialized institutions. Care services should be adapted to
older people.
49] Last 28-30 September 2011, The First International
Conference on Age-friendly Cities took place in Dublin,
Ireland, from 28 to 30 September 2011, to strengthen the
WHO Global Network of Age-friendly Cities and advance
thinking and approaches on how to make cities more agefriendly. It brought together a broad range of leaders and
senior managers from existing members of the Global Network,
senior managers of municipal authorities, CEOs interested in
or already championing an Age-friendly City initiative, civil
society organizations as well as senior professionals across
the public, private and voluntary sectors in areas such as
transport, urban planning, health care, housing, research and
academia
e. Migrants
50] Migrants are routinely victims of a wide range of limitations
to their economic, social and cultural rights, particularly,
those related to social security and healthcare due to their
precarious status and lack of documentation. Despite these
restrictions, courts have advanced the protection of migrant
children, women and workers, surmounting obstacles for their
protection and applying the principles of non-discrimination
and equal protection.
51] The Committee of Social Rights of the Council of Europe
in the decision International Federation of Human Rights
Leagues (FIDH) v. France recognized the right of access to
medical care for migrants, stating that legislation, practice
which denies entitlement to medical assistance for foreign
nationals, within the territory of a State Party, even if they
are illegally, is contrary to the Charter.72 As a consequence,
72. See case International Federation of Human Rights Leagues (FIDH) v. France, Complaint
n14/2003, 3 November 2004, para. 32.
Chapter IV
f. Displaced people
53] Art 18 and 19 of the Guiding Principles on Internal
Displacement (GPID) affirm that authorities should provide
access to essential food and portable water, basic shelter and
housing, appropriate clothing and essential medical service
and sanitation, as well as access to psychological services,
with especial attention to women, and to the prevention of
diseases, including HIV-AIDS.
54] Affirming that internal displacement is the cause of
multiple human rights violations and that displacement
73. 26 July 2005, Application N73316/01.
74. European Court of Human Rights (2005), Case Siliadin v. France, Application
n73316/2001, judgment 26 July 2005 page 71.
75. European Court of Human Rights, D v. United Kingdom, Judgment of 2 May 1997, 24
EEHRR 423, paras. 53-54. See also Human rights Committee (HRC), C. v. Australia, CCPR/
C/76/D/990/1999, 28 Octiber 2002, para. 6. See also CRC (2009 and 2004), Concluding
Observations: France, CRC/C/FRA/CO/4, 11 June 2009, 30; CRC/C/15/Add.240, 30 June
2004, 18.
77. See also Constitutional Court of Colombia Decisions T-268 of 2003, T-025 of 2004 and T
1135 of 2008 among others.
78. Constitutional Court of Colombia Decision T-1105 of 2008.
Exercises
1) Should health care be provided to everyone? If yes, in what conditions? Please justify.
2) Kindly analyze and compare the reasoning in the cases Soobramoney v. Minister of Health KwaZulu Natal and
Minister of Health v. Treatment Action Campaign (TAC case) in relation to the right to health and in particular, the
right to everyone to receive emergency medical treatment.
3) What is, in your opinion, the relationship between medical ethics and human rights? Please clarify.
85
91
3. State obligations
93
4. Duties of equal protection, non-discrimination and special attention to
vulnerable and marginalized groups
94
5. Limits to the right to safe drinking water and sanitation
95
6. Strategies for justiciability
Water &
sanitation
88
2. Normative content
Chapter IV
Asianet-Pakistan
The right to
safe drinking water
and sanitation
In July 2010, the UN General Assembly officially recognized the right to water and sanitation as
a human right (GA/10967). This decision came after the 3rd World Water Forum held in Kyoto in
2003, at which the right to water was declared an essential right. Furthermore, it has been the
result of many important developments, such as the General Comment n15 of the Committee on
Economic, Social and Cultural Rights (CESCR), resolutions by the Human Rights Council (HRC),
declarations by several international fora, legal and judicial advancements in various countries
as well as the nomination and the work of the Independent Expert on the issue of human rights
obligations related to access to safe drinking water and sanitation. MDG 7 Ensure environmental
Sustainability integrates water and sanitation as a major goal and seeks through its Target 10
to halve the proportion of people without sustainable access to safe drinking water and basic
sanitation. But despite legal recognition, an estimated 884 million people, the majority of them
in Africa, still do not have access to safe drinking water. More than 2.5 billion people live without
basic sanitation and some 1.5 million children under 5 die each year from sickness caused by
water-borne diseases. The degradation of water quality in rivers, streams, lakes and groundwater
systems has a direct impact on ecosystems and human health. As the lead UN agency for water
sciences and education, UNESCO is implementing an array of programmes to further expertise in
this field. UNESCOs International Hydrological Programme (IHP) is actively engaged in fostering
science and knowledge to protect the quality of surface waters and groundwater systems. Likewise,
UNESCO is an active contributor to the monitoring of the state of the worlds freshwater resources
and promotes capacity building for better management of water resources through water centres
and chairs operating under its auspices in many parts of the world.
Chapter IV
2. Normative content
9] It is General Comment n15 on the right to water that
clarifies the scope of the right linking it to adequate standard
of living and the right to health. General Comment n15 states
that: The human right to water entitles everyone to sufficient,
safe, acceptable, physically accessible and affordable water for
personal and domestic uses and adds that the right to water
contains both freedoms and entitlements. Freedoms comprise
the right to maintain access and freedom from contamination,
the protection against arbitrary disconnections and the nondiscrimination in access, while entitlements refer to allowing
all people equal opportunities to enjoy the right to safe
drinking water and sanitation as well as participation in
related decision making-processes.
10] In addition, the Guidelines for the realization of the right
to drinking water supply and sanitation, adopted in 2005 by the
UN Sub Commission on the Promotion and Protection of Human
Rights (Sub Commission Guidelines),3 clarify the element of
sanitation including at least a latrine. Sanitation concerns the
existence of appropriate facilities and behaviours. It reduces
exposure to disease by providing a clean environment in which
people can enjoy a healthy standard of living in a hygienic
environment. Sanitation also increases security and privacy
between men and women and has a special role in educational
institutions: separated sanitation for girls and boys at school
ensures a safe and healthier learning environment.
11] But today sanitation is recognized as a distinct right.
Indeed, following the Sub Commission Guidelines, the
Independent Expert chose to focus on the human rights
obligations related to sanitation. She presented a report to the
Human Rights Council in September 2009. In November 2010,
the CESCR issued a statement on the right to sanitation,4 which
further explained the nature of this right. Sanitation is defined
as a system for the collection, transport, treatment and
disposal or re-use of human excreta and associated hygiene,
States must ensure that everyone, without discrimination,
has physical and affordable access to sanitation, in all
spheres of life, which is safe, hygienic, secure, socially and
3. UN document E/CN.4/Sub.2/2005/25.
2. This interpretation has been developed by the CESCR in its General Comment n15.
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Chapter IV
89
Accessibility
Physical accessibility
Economic accessibility
Non Discrimination
Accessibili
Access to information
Quality
Potable and clean water
Protection and
admnistration of the
sources of water and its
distribution
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Chapter IV
Cross-cutting
principles
Non-discrimination, equal
protection, participation
accountability, adequacy,
impact and sustainability
Availability
Quantity
Regularity
Sustainability
Affordability
Subsidies
Reasonable charges
Chapter IV
3. StateS obligations
24] The tripartite division of state obligations to respect,
protect and fulfil is discharged, when it comes to the right
to water and sanitation, in the following manner:
25] The obligation to respect corresponds to the
governments duty not to interfere with access to water.
It includes refraining from interfering in equal access to
adequate water; and arbitrarily interfering with customary or
traditional arrangements for water allocation. Disconnection
or contamination of water supply would in certain cases
when unfairly, unjustified and arbitrary also constitute a
violation of the obligation to respect.
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Chapter IV
30] As a result of these orders, and taking into account that the
measures were not taken in their totality by the Government,
the Public Defender of Minors of Neuquen submitted the case
to the Inter American Commission on Human Rights (Mapuche
Paynemil and Kaxipayi Communities).11 The Commission,
alleging failure to comply with the court decision, ordered
the State to supply the indigenous community of Paynemil
Mapuche, which had been exposed to water contaminated
with lead and mercury, with safe drinking water, and to
ascertain damages and provide necessary medical treatment
(obligation to protect and to fulfil).
31] In the case Centre on Housing Rights and Evictions
(COHRE) v. Sudan,12 the African Commission on Human and
Peoples Rights has for the first time elaborated on the right
to water under the African Charter on Human and Peoples
Rights. The case deals with forced eviction, destruction of
public facilities, and killings and rapes in the Darfur region of
the Sudan against black African tribes, in particular, members
of the Fur, Marsaleit and Zaggawa tribes. After analysing the
forced evictions and the failure of the government to protect
its citizens by providing effective remedies, the Commission
recalled its reasoning in the SERAC Case and stated that
the right to water is also guaranteed by the African Charter
in its Articles 4, 16 and 22. The Commission affirmed that
being complicit in looting and destroying foodstuffs, crops and
livestock as well as poisoning wells and denying access to water
sources in the Darfur Region13 caused a violation of the right
to a highest attainable standard of health. The Commission
also confirmed the violation of the right of all peoples to
their economic, social and cultural development.
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Chapter IV
93
Chapter IV
Chapter IV
Exercises
1) Kindly analyze the legal framework on the right to water in your country: who holds water rights? And who enforces
them? Please develop.
2) What is water scarcity? How to balance the daily increasing demands with the limited supplies in terms of fulfillment
the right to safe drinking water and sanitation?
3) Analyse the assertion Water scarcity is responsible for the internal displacement of millions of people through water
conflicts and environmental conditions such as drought in light of the so called cluster approach.
95
103
4. The relation of the right to other human rights
105
5. Strategies for justiciability
SCIENTIFIC
PROGRESS
101
3. Core obligations
Chapter IV
UNESCO/Esther Mooren
Each day the world becomes more interconnected, a transformation accentuated by the speed of
modern globalization. Science and technology play a central role in global and local linkages and
advancements. Science and its applications have transformed our understanding of the world we
inhabit and the ways in which we live in it. The right to enjoy the benefits of scientific progress
and its applications seeks to ensure equitable distribution of the knowledge and tools that impel
social advancement. At its essence it is a powerfully egalitarian proposition that comprises both
individual and collective dimensions. These dimensions, in turn, create entitlements that require
significant international cooperation in relation to the sharing of the knowledge, technical
advancements and scientific resources necessary for this right to be fully realized. Until recently,
neither the scientific nor human rights communities had given this right much consideration;
however, its implications are now being investigated and its potential discussed.
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Chapter IV
Chapter IV
2. Normative content
11] In spite of difficulties encountered in evolving a
definition of the right to the benefits of science, discussions
concerning the normative content of the right have begun.
Any discussions or hypothesis on normative content should
consider the fundamental principles of human rights, in
particular non-discrimination, with the aim of fostering the
development of an enabling and participatory environment
for scientific progress, which would ensure protection from
abuse and the adverse effects of science and its applications.4
a. Progressive realization
12] The belief that communities can attain respect for all
human rights through economic, scientific and social progress
is a strong, recurring theme in the ICESCR, reflected in the
principle of progressive realization.5 States obligations are
to be achieved incrementally by drawing upon the maximum
of a nations available resources.
13] The right to the benefits of science embodies the
idea that progress leads to improved social conditions and
therefore requires the applications and benefits created
by scientific progress to be shared with everyone, not just
those who contributed to the developments. Scientific
developments or applications that can greatly improve social
conditions should therefore be adapted to become available,
accessible and appropriate so that everyone can enjoy the
benefits. Otherwise minority and marginalized communities
are left behind.
14] One area where scientific progress could be adapted is
electronic communication and technologies. At present,
under 30 per cent of the worlds population has access to
the internet and computer technology. Computer illiteracy is
also a barrier to obtaining employment. There is therefore a
need and indeed an obligation under the right to the benefits
of science, for nations to assist in surmounting the cost of
such technologies so as to make them accessible to and
appropriate for communities affected by poverty. Programmes
need to be developed and implemented that consider the
notion of available resources, and which also ensure that
segments of society are not excluded from enjoying the right.
15] In high to middle-income countries programmes should
be implemented to ensure that indigenous, immigrant and
rural communities have access to computer technologies.
In countries where access to computer technologies is low,
programmes need to draw on available resources to increase
4. The Venice Statement on the Right to Enjoy the Benefits of Scientific Progress and its
Applications, can be accessed through the United Nations Educational, Scientific and
Cultural Organization (UNESCO), The Right to Enjoy the Benefits of Scientific Progress and
Its Applications, France: UNESCO (2009). (Venice Experts Meeting Report).
5. ICESCR Article 2(1); The United Nations Committee on Economic Social and Cultural
Rights (General Comment n17) paras 2527.
8. A.R. Chapman, Towards an understanding of the right to enjoy the benefits of scientific
progress and its applications, Journal of Human Rights, 8 (2009) p. 12.
99
Chapter IV
9. A.R. Chapman, Towards an understanding of the right to enjoy the benefits of scientific
progress and its applications, Journal of Human Rights, 8 (2009) p. 7.
100
Chapter IV
3. Core obligations
33] In relation to the right to enjoy the benefits of scientific
progress, the core minimum obligations are grounded in
scientific policy, legal and social management of knowledge
resources, and identification of accountability for violations.
Other economic, social and cultural rights can be grouped
into the obligations of a state to respect, protect and fulfil.
The trichotomy of obligations includes both national and
international aspects.
34] The obligation to respect human rights attaches to
all laws, institutions, offices and branches of state parties
to human rights treaties. In this regard, states which have
ratified the ICESCR must ensure that their laws and policies
respect the freedom necessary for scientific research to
occur both individually and collectively. Any interference by
the government that constrains or ideologically constructs
research should be limited to promoting the quest for socially
beneficial applications, and needs to comply with the general
principles prescribed for imposing limitations upon a human
right. The interference/restriction must:
(i) be prescribed by law
(ii) be necessary in a democratic society
(iii) meet specific objectives such as protection of public
morals, public safety or national security, and
(iv) be a proportionate response imposed in the least
intrusive manner.12
101
Chapter IV
102
17. J.B. Wiener, Precaution, in D. Bonansky, J. Brunne and E. Hey (eds) The Oxford
Handbook of International Environmental Law, Oxford: Oxford University Press (2007). p.
598.
Chapter IV
Core Obligations
Respect:
Respect and enable the freedoms indispensable for scientific
research
Respect scientific and academic autonomy
Respect and enable scientific collaboration
Ensure measures are taken to minimize the use of science in
a manner which is inconsistent with the enjoyment of other
human rights.
Protect:
Prohibit acts of commission and omission which violate the
right to science
Regulate the behavior of third parties in the field of
scientific research to protect against exploitation of
research participants
Require that all research participants give free, prior
informed consent
Recognize that the risks presented by technologies vary
across and within societies
Acknowledge that globalization carries significant
implications on scientific endeavors and consider how to
ensure a more equitable distribution of the benefits and
minimize the negative impacts affecting those communities
afflicted by poverty.
[Core Obligations]
Fulfil:
Make explicit commitments to the right to science and
adopt a policy framework to promote the equitable diffusion
of science and technology
Develop national plans to redirect scientific research and
development agendas
Prioritize the needs of the poor and disadvantaged
Establish and secure strong and inclusive scientific
education programmes
Enable science to engage positively with all segments of
society.
4. Human rights
45] The Vienna Declaration asserted that all human rights
are universal, indivisible, interdependent and inter-related.18
The right to enjoy the benefits of scientific progress is
intimately connected with a number of other human rights.
Academic and scientific freedom must be granted along
with freedom of expression and the right to seek, receive
and impart information, in order for scientific investigation
and progress to be made. An example of a violation of
these rights occurred in Serbia in 1998 when the Serbian
Parliament enacted a law that gave the government control
to appoint rectors, deans and the governing boards of all
public universities without input from university faculty.
All faculty members were required to sign new contracts,
nullifying existing employment agreements, including tenured
positions. Academics who expressed views that criticized or
opposed the government were summarily dismissed.
46] The importance and influence of scientific investigative
processes and thinking in todays world is paramount. The right
to science and the right to education mandate the provision
of effective opportunities for individuals from disadvantaged
social position to access scientific education and institutions.
At the individual and educational level aggressive steps
should be taken to ensure that all science students are
informed and trained to understand the complexity of the
bond between science and human rights. A small number of
scientific schools have started such programmes, for example,
the Science in the Service of Human Rights course run at
Princeton University.19
47] The right to development is also intimately linked to
the right to science. A basic example is sanitation, the
18. Vienna Declaration and Programme of Action, 1993, para 5.
19. The course outline can be found at http://shr.aaas.org/coalition/syllabi/general/
Claude_2002.pdf.
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Chapter IV
48] There are also obvious links with the right to food and
the right to health. The biomedical and bio-agricultural
boom that has captivated much of scientific research and
development over the last two decades must be balanced
and modified by human rights perspectives to ensure that
scientific progress does not again compromise human dignity.
The results of the bio-boom have been a rapid growth in
the number of patents being placed on plant, genetic and
other micro-organic data. A segment of business, with the
aid of some scientists, has engaged in bio-prospecting in the
search to discover the next natural alleviation for sunburn or
revitalizer for dry and damaged hair. The term bio-piracy has
also been coined to describe the use of indigenous peoples
traditional knowledge, covering the possible uses of plants,
other natural objects and DNA for commercial exploitation,
without the appropriate consent being gained or the provision
of adequate compensation.20
49] The experience of indigenous peoples from the Amazon
concerning the patenting of the sacred Yag plant highlights
the problem of how IP regulations sometimes inhibit the
enjoyment of the direct and indirect benefits of science. It
can be further asserted that IP regulations (in this form)
enable violations of human rights such as privacy and
non-discrimination, as they fail to provide for collective
ownership. In 1996, Loren Miller (a scientific researcher)
was granted a patent over the Yag plant after showing the
difference between his sample of the plant and a variety
growing naturally in Hawaii. However, the International Plant
Medicine Corporation of the United States of America, who
issued the patent, were not informed that the peoples of
Amazonia had in fact been cultivating the variety invented
by Miller for generations.21
50] The right to the benefits of scientific progress is also
central to developing means to address and overcome
the environmental challenges and dilemmas increasingly
being encountered across the globe. Litigation involving
human rights and the environment is highly avant-garde
in its attempts to secure protection of human dignity and
environmental balance. Justiciability of economic, social and
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Chapter IV
105
Chapter IV
Exercises
1) How to develop an integrated method in order to tackle the emergence of a common responsibility approach as to
sharing the benefits of scientific progress? Justify.
2) How to balance the complexity of accessing and sharing of scientific progress and its applications with the scarcity of
resources? Justify.
3) How to balance intellectual property regimes and, in particular, intellectual property protection, with the necessity of
encouraging and developing international cooperation in the scientific field?
106
ANNEXES:
107
Optional Protocol to the ICESCR
ANNEXES
113
Form to be sent to UNESCO by practioners and NGOs that would like to
complete, add or update information
Annexes
Optional Protocol to
the International Covenant
on Economic, Social and
Cultural Rights
The General Assembly adopted resolution A/RES/63/117, on 10 December 2008
Preamble
The States Parties to the present Protocol,
Considering that, in accordance with the principles proclaimed in the Charter of the United Nations, recognition of the
inherent dignity and of the equal and inalienable rights of all members of the human family is the foundation of freedom,
justice and peace in the world,
Noting that the Universal Declaration of Human Rights1 proclaims that all human beings are born free and equal in dignity
and rights and that everyone is entitled to all the rights and freedoms set forth therein, without distinction of any kind, such
as race, colour, sex, language, religion, political or other opinion, national or social origin, property, birth or other status,
Recalling that the Universal Declaration of Human Rights and the International Covenants on Human Rights2 recognize that
the ideal of free human beings enjoying freedom from fear and want can only be achieved if conditions are created whereby
everyone may enjoy civil, cultural, economic, political and social rights,
Reaffirming the universality, indivisibility, interdependence and interrelatedness of all human rights and fundamental freedoms,
Recalling that each State Party to the International Covenant on Economic, Social and Cultural Rights (hereinafter referred
to as the Covenant) undertakes to take steps, individually and through international assistance and cooperation, especially
economic and technical, to the maximum of its available resources, with a view to achieving progressively the full realization
of the rights recognized in the Covenant by all appropriate means, including particularly the adoption of legislative measures,
Considering that, in order further to achieve the purposes of the Covenant and the implementation of its provisions, it would be
appropriate to enable the Committee on Economic, Social and Cultural Rights (hereinafter referred to as the Committee) to carry
out the functions provided for in the present Protocol,
Have agreed as follows:
1. Resolution 217 A (III).
2. Resolution 2200 A (XXI), annex.
107
Article
Annexes
1. A State Party to the Covenant that becomes a Party to the present Protocol recognizes the competence of the Committee
to receive and consider communications as provided for by the provisions of the present Protocol.
2. No communication shall be received by the Committee if it concerns a State Party to the Covenant which is not a Party to
the present Protocol.
Article
Communications
Communications may be submitted by or on behalf of individuals or groups of individuals, under the jurisdiction of a State
Party, claiming to be victims of a violation of any of the economic, social and cultural rights set forth in the Covenant by that
State Party. Where a communication is submitted on behalf of individuals or groups of individuals, this shall be with their
consent unless the author can justify acting on their behalf without such consent.
Article
Admissibility
1. The Committee shall not consider a communication unless it has ascertained that all available domestic remedies have been
exhausted. This shall not be the rule where the application of such remedies is unreasonably prolonged.
2. The Committee shall declare a communication inadmissible when:
(a) It is not submitted within one year after the exhaustion of domestic remedies, except in cases where the author can
demonstrate that it had not been possible to submit the communication within that time limit;
(b) The facts that are the subject of the communication occurred prior to the entry into force of the present Protocol for
the State Party concerned unless those facts continued after that date;
(c) The same matter has already been examined by the Committee or has been or is being examined under another
procedure of international investigation or settlement;
(d) It is incompatible with the provisions of the Covenant;
(e) It is manifestly ill-founded, not sufficiently substantiated or exclusively based on reports disseminated by mass media;
(f) It is an abuse of the right to submit a communication; or when
(g) It is anonymous or not in writing.
Article
The Committee may, if necessary, decline to consider a communication where it does not reveal that the author has suffered
a clear disadvantage, unless the Committee considers that the communication raises a serious issue of general importance.
Article
Interim measures
1. At any time after the receipt of a communication and before a determination on the merits has been reached, the Committee
may transmit to the State Party concerned for its urgent consideration a request that the State Party take such interim
measures as may be necessary in exceptional circumstances to avoid possible irreparable damage to the victim or victims
of the alleged violations.
2. Where the Committee exercises its discretion under paragraph 1 of the present article, this does not imply a determination
on admissibility or on the merits of the communication.
Article
1. Unless the Committee considers a communication inadmissible without reference to the State Party concerned, the
Committee shall bring any communication submitted to it under the present Protocol confidentially to the attention of the
State Party concerned.
2. Within six months, the receiving State Party shall submit to the Committee written explanations or statements clarifying
the matter and the remedy, if any, that may have been provided by that State Party.
108
Annexes
Article
Friendly settlement
1. The Committee shall make available its good offices to the parties concerned with a view to reaching a friendly settlement
of the matter on the basis of the respect for the obligations set forth in the Covenant.
2. An agreement on a friendly settlement closes consideration of the communication under the present Protocol.
Article
Examination of communications
1. The Committee shall examine communications received under article 2 of the present Protocol in the light of all documentation
submitted to it, provided that this documentation is transmitted to the parties concerned.
2. The Committee shall hold closed meetings when examining communications under the present Protocol.
3. When examining a communication under the present Protocol, the Committee may consult, as appropriate, relevant
documentation emanating from other United Nations bodies, specialized agencies, funds, programmes and mechanisms,
and other international organizations, including from regional human rights systems, and any observations or comments by
the State Party concerned.
4. When examining communications under the present Protocol, the Committee shall consider the reasonableness of the steps
taken by the State Party in accordance with part II of the Covenant. In doing so, the Committee shall bear in mind that the
State Party may adopt a range of possible policy measures for the implementation of the rights set forth in the Covenant.
Article
1. After examining a communication, the Committee shall transmit its views on the communication, together with its
recommendations, if any, to the parties concerned.
2. The State Party shall give due consideration to the views of the Committee, together with its recommendations, if any, and
shall submit to the Committee, within six months, a written response, including information on any action taken in the
light of the views and recommendations of the Committee.
3. The Committee may invite the State Party to submit further information about any measures the State Party has taken in
response to its views or recommendations, if any, including as deemed appropriate by the Committee, in the State Partys
subsequent reports under articles 16 and 17 of the Covenant.
Article
10
Inter-State communications
1. A State Party to the present Protocol may at any time declare under the present article that it recognizes the competence
of the Committee to receive and consider communications to the effect that a State Party claims that another State
Party is not fulfilling its obligations under the Covenant. Communications under the present article may be received and
considered only if submitted by a State Party that has made a declaration recognizing in regard to itself the competence
of the Committee. No communication shall be received by the Committee if it concerns a State Party which has not made
such a declaration. Communications received under the present article shall be dealt with in accordance with the following
procedure:
(a) If a State Party to the present Protocol considers that another State Party is not fulfilling its obligations under the
Covenant, it may, by written communication, bring the matter to the attention of that State Party. The State Party may
also inform the Committee of the matter. Within three months after the receipt of the communication the receiving
State shall afford the State that sent the communication an explanation, or any other statement in writing clarifying
the matter, which should include, to the extent possible and pertinent, reference to domestic procedures and remedies
taken, pending or available in the matter;
(b) If the matter is not settled to the satisfaction of both States Parties concerned within six months after the receipt by
the receiving State of the initial communication, either State shall have the right to refer the matter to the Committee,
by notice given to the Committee and to the other State;
(c) The Committee shall deal with a matter referred to it only after it has ascertained that all available domestic remedies
have been invoked and exhausted in the matter. This shall not be the rule where the application of the remedies is
unreasonably prolonged;
(d) Subject to the provisions of subparagraph (c) of the present paragraph the Committee shall make available its good
offices to the States Parties concerned with a view to a friendly solution of the matter on the basis of the respect for
the obligations set forth in the Covenant;
(e) The Committee shall hold closed meetings when examining communications under the present article;
(f) In any matter referred to it in accordance with subparagraph (b) of the present paragraph, the Committee may call
upon the States Parties concerned, referred to in subparagraph (b), to supply any relevant information;
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(g) The States Parties concerned, referred to in subparagraph (b) of the present paragraph, shall have the right to be
represented when the matter is being considered by the Committee and to make submissions orally and/or in writing;
(h) The Committee shall, with all due expediency after the date of receipt of notice under subparagraph (b) of the present
paragraph, submit a report, as follows:
(i) If a solution within the terms of subparagraph (d) of the present paragraph is reached, the Committee shall
confine its report to a brief statement of the facts and of the solution reached;
(ii) If a solution within the terms of subparagraph (d) is not reached, the Committee shall, in its report, set forth the
relevant facts concerning the issue between the States Parties concerned. The written submissions and record of
the oral submissions made by the States Parties concerned shall be attached to the report. The Committee may also
communicate only to the States Parties concerned any views that it may consider relevant to the issue between
them.
In every matter, the report shall be communicated to the States Parties concerned.
2. A declaration under paragraph 1 of the present article shall be deposited by the States Parties with the Secretary-General
of the United Nations, who shall transmit copies thereof to the other States Parties. A declaration may be withdrawn at any
time by notification to the Secretary-General. Such a withdrawal shall not prejudice the consideration of any matter that is
the subject of a communication already transmitted under the present article; no further communication by any State Party
shall be received under the present article after the notification of withdrawal of the declaration has been received by the
Secretary-General, unless the State Party concerned has made a new declaration.
Article
11
Inquiry procedure
1. A State Party to the present Protocol may at any time declare that it recognizes the competence of the Committee provided
for under the present article.
2. If the Committee receives reliable information indicating grave or systematic violations by a State Party of any of the
economic, social and cultural rights set forth in the Covenant, the Committee shall invite that State Party to cooperate in
the examination of the information and to this end to submit observations with regard to the information concerned.
3. Taking into account any observations that may have been submitted by the State Party concerned as well as any other
reliable information available to it, the Committee may designate one or more of its members to conduct an inquiry and to
report urgently to the Committee. Where warranted and with the consent of the State Party, the inquiry may include a visit
to its territory.
4. Such an inquiry shall be conducted confidentially and the cooperation of the State Party shall be sought at all stages of the
proceedings.
5. After examining the findings of such an inquiry, the Committee shall transmit these findings to the State Party concerned
together with any comments and recommendations.
6. The State Party concerned shall, within six months of receiving the findings, comments and recommendations transmitted
by the Committee, submit its observations to the Committee.
7. After such proceedings have been completed with regard to an inquiry made in accordance with paragraph 2 of the present
article, the Committee may, after consultations with the State Party concerned, decide to include a summary account of the
results of the proceedings in its annual report provided for in article 15 of the present Protocol.
8. Any State Party having made a declaration in accordance with paragraph 1 of the present article may, at any time, withdraw
this declaration by notification to the Secretary-General.
Article
12
1. The Committee may invite the State Party concerned to include in its report under articles 16 and 17 of the Covenant details
of any measures taken in response to an inquiry conducted under article 11 of the present Protocol.
2. The Committee may, if necessary, after the end of the period of six months referred to in article 11, paragraph 6, invite the
State Party concerned to inform it of the measures taken in response to such an inquiry.
Article
13
Protection measures
A State Party shall take all appropriate measures to ensure that individuals under its jurisdiction are not subjected to any form
of ill-treatment or intimidation as a consequence of communicating with the Committee pursuant to the present Protocol.
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Article
14
1. The Committee shall transmit, as it may consider appropriate, and with the consent of the State Party concerned, to
United Nations specialized agencies, funds and programmes and other competent bodies, its views or recommendations
concerning communications and inquiries that indicate a need for technical advice or assistance, along with the State
Partys observations and suggestions, if any, on these views or recommendations.
2. The Committee may also bring to the attention of such bodies, with the consent of the State Party concerned, any matter
arising out of communications considered under the present Protocol which may assist them in deciding, each within
its field of competence, on the advisability of international measures likely to contribute to assisting States Parties in
achieving progress in implementation of the rights recognized in the Covenant.
3. A trust fund shall be established in accordance with the relevant procedures of the General Assembly, to be administered
in accordance with the financial regulations and rules of the United Nations, with a view to providing expert and technical
assistance to States Parties, with the consent of the State Party concerned, for the enhanced implementation of the rights
contained in the Covenant, thus contributing to building national capacities in the area of economic, social and cultural
rights in the context of the present Protocol.
4. The provisions of the present article are without prejudice to the obligations of each State Party to fulfil its obligations
under the Covenant.
Article
15
Annual report
The Committee shall include in its annual report a summary of its activities under the present Protocol.
Article
16
Each State Party undertakes to make widely known and to disseminate the Covenant and the present Protocol and to facilitate
access to information about the views and recommendations of the Committee, in particular, on matters involving that State
Party, and to do so in accessible formats for persons with disabilities.
Article
17
1. The present Protocol is open for signature by any State that has signed, ratified or acceded to the Covenant.
2. The present Protocol is subject to ratification by any State that has ratified or acceded to the Covenant. Instruments of
ratification shall be deposited with the Secretary-General of the United Nations.
3. The present Protocol shall be open to accession by any State that has ratified or acceded to the Covenant.
4. Accession shall be effected by the deposit of an instrument of accession with the Secretary-General of the United Nations.
Article
18
1. The present Protocol shall enter into force three months after the date of the deposit with the Secretary-General of the
United Nations of the tenth instrument of ratification or accession.
2. For each State ratifying or acceding to the present Protocol, after the deposit of the tenth instrument of ratification or
accession, the Protocol shall enter into force three months after the date of the deposit of its instrument of ratification or
accession.
Article
19
Amendments
1. Any State Party may propose an amendment to the present Protocol and submit it to the Secretary-General of the United
Nations. The Secretary-General shall communicate any proposed amendments to States Parties, with a request to be notified
whether they favour a meeting of States Parties for the purpose of considering and deciding upon the proposals. In the
event that, within four months from the date of such communication, at least one third of the States Parties favour such
a meeting, the Secretary-General shall convene the meeting under the auspices of the United Nations. Any amendment
adopted by a majority of two thirds of the States Parties present and voting shall be submitted by the Secretary-General to
the General Assembly for approval and thereafter to all States Parties for acceptance.
2. An amendment adopted and approved in accordance with paragraph 1 of the present article shall enter into force on the
thirtieth day after the number of instruments of acceptance deposited reaches two thirds of the number of States Parties at
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the date of adoption of the amendment. Thereafter, the amendment shall enter into force for any State Party on the thirtieth
day following the deposit of its own instrument of acceptance. An amendment shall be binding only on those States Parties
which have accepted it.
Article
20
Denunciation
1. Any State Party may denounce the present Protocol at any time by written notification addressed to the Secretary-General of
the United Nations. Denunciation shall take effect six months after the date of receipt of the notification by the SecretaryGeneral.
2. Denunciation shall be without prejudice to the continued application of the provisions of the present Protocol to any
communication submitted under articles 2 and 10 or to any procedure initiated under article 11 before the effective date
of denunciation.
Article
21
The Secretary-General of the United Nations shall notify all States referred to in article 26, paragraph 1, of the Covenant of
the following particulars:
(a) Signatures, ratifications and accessions under the present Protocol;
(b) The date of entry into force of the present Protocol and of any amendment under article 19;
(c) Any denunciation under article 20.
Article
22
Official languages
1. The present Protocol, of which the Arabic, Chinese, English, French, Russian and Spanish texts are equally authentic, shall
be deposited in the archives of the United Nations.
2. The Secretary-General of the United Nations shall transmit certified copies of the present Protocol to all States referred to
in article 26 of the Covenant.
Source: www2.ohchr.org/english/bodies/cescr/docs/A-RES-63-117.pdf
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FORM
suggestions for improving the manual
Empowering
the Poor
Through Human Rights Litigation
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Thank you
UNESCO
1 Rue de Miollis 75732 Paris, France
Social inclusion
Social and Human Sciences Sector
Tel : +33 (0)1 45 68 46 38
Email: M.Abderrahmane@unesco.org
Fax: +33 (0) 1 45 68 57 26
114
This manual is a response to the Millennium Development Goals (MDGs) adopted by the United Nations
Assembly in 2000 and particularly the first objective of halving extreme poverty and hunger by 2015. It
offers tools for grassroots organizations advocating human rights on behalf of all people.
The examples gathered worldwide connect policy-oriented action and legal decisions at local, national
and regional levels. The manual seeks to empower the most vulnerable and marginalized groups of
society through access to their basic human rights. It is designed to stimulate dialogue among state
authorities and civil society, and provoke exploration of innovative ways to achieve the recognition and
fulfilment of human rights for all stakeholders.
The manual also offers inspiration for the development of new strategies and approaches to extend and
strengthen state capacity and civil society action in the fight against all forms of discrimination and
exclusion worldwide.
Maritza Formisano Prada is a Colombian lawyer specialized in public policies at the Universit Panthon-Sorbonne Paris
I. A professor at the Universidad de los Andes in Bogota, Colombia and at the Universit Sorbonne Nouvelle Paris III,
she has published several articles in Latin America and France. As a UNESCO consultant, she collaborates on projects
related to political science, communication, human rights, poverty and gender.
Contact information:
UNESCO
9 789230
010270