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the 1800s from observations made by the great German pathologists and others.1,2
Inflammation represents the bodys primordial detection
and alarm system aimed at the containment and elimination of
foreign toxins and microbial pathogens. Chronic inflammation
has become recognized in recent years as a contributory factor
in the development of numerous chronic diseases including
cardiovascular disease (CVD), widely affecting the general
population. Atherosclerotic plaque development is one such
inflammation-driven condition. The host inflammatory response and resultant cellular and soluble mediator mobilization is critical in innate immune responses and crucial for
host defense against infections, and for minimizing or repairing tissue damage; however, in the face of unrelenting
persistent inflammation, the initiation, progression, and degenerative features of chronic diseases like native atheroscle-
Received for publication April 10, 2012. Accepted June 27, 2012.
Corresponding author: Dr Bruce M. McManus, Room 166, 1081 Burrard
St, Vancouver, British Columbia V6Z 1Y6, Canada. Tel.: 1-604-806-8586;
fax: 1-604-806-9274.
E-mail: bruce.mcmanus@hli.ubc.ca
See page 638 for disclosure information.
0828-282X/$ see front matter 2012 Canadian Cardiovascular Society. Published by Elsevier Inc. All rights reserved.
http://dx.doi.org/10.1016/j.cjca.2012.06.023
632
as] an endogenous product derived from the blood, and for the
most part from the fibrin of the arterial blood . . ..2 Thus, the
idea that inflammation may play a role in atherosclerosis stemming from circulating stimuli is one that has its roots in the
origins of pathology, and has continued to be refined in parallel
with this discipline for more than 150 years. With the clarity of
hindsight, it is exciting to revisit these fundamental observations, which have laid the foundation for modern day experiments that have augmented our understanding of the atherosclerotic process.
In 1958, Russell Holman and his team provided key observations in individuals from New Orleans, Guatemala, and
Costa Rica, defining fatty streaks as one of the earliest features
of atherosclerosis.3,4 Progression from fatty streaks to fibrous
plaques, leading to eventual hemorrhage, ulceration, or thrombosis, is believed to stem from fatty streaks. However, it was
noted that not every fatty streak progresses to arterial occlusive
disease.3,4 In this process, a slowly progressive inflammatory
and reparative reaction was noted in the surrounding tissues
(Fig. 1).4
If we pursue the notion of inflammation as a biological
process underlying atherosclerosis, one is compelled to consider the pathogenesis of atherosclerotic plaque as a series of
responses: to injury, to lipid retention, and so forth. In 1973,
work published by Russell Ross and John Glomset first described smooth muscle cell proliferation and migration as key
events in the formation of atherosclerotic lesions.5 Ross explored the role of endothelial denudation and macrophage ingress in atherogenesis,6,7 and further characterized the involvement of T cells and lymphocytes.8,9 He further went on to
provide a conceptual framework for factors which might be
responsible for the endothelial injury initiating atherosclerosis,
including blood flow patterns, lipids and lipoproteins, free radicals, systemic hypertension, plasma homocysteine, infection,
and other potential proinflammatory factors.10
The idea of atherosclerosis as a biologic response was
furthered by the work of Ira Tabas and Kevin Williams, who
championed the notion that atherogenesis may evolve primarily as a response to the retention of lipid and lipoprotein
retention within the vessel wall, emphasizing this event as
the fundamental cause and initiating event.11 Indeed, the
subendothelial retention of lipoproteins has not only been
clearly demonstrated, but also has been shown to be necessary in atherogenesis.12,13 Coupled with these initiating
events, intimal formation has been reported to appear during the perinatal period, when cell proliferation is apparently abundant.14 Insights from the Pathobiological Determinants of Atherosclerosis in Youth (PDAY) research
program shed further light on the initiation and progression
of atherosclerosis from qualitative and quantitative observations in young adults,15 where the presence of fatty streaks,
raised lesions, and early calcifications was characterized in computer template-assessed epicardial coronary arteries and similarly opened aortae.16
Overall, it is clear from this early work that not only the
initiating events, but also the biologic responses occur early and
progress throughout life. Central to the foregoing observations
regarding the evolution of the atherosclerotic plaque, these
changes are accompanied by inflammatory responses to the
vessel wall, specially shaped by the unique microenvironment
of the atherosclerotic plaque and its forerunners.
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Inflammation in Atherosclerosis
633
Figure 1. Evolution of human atherosclerosis. Fatty streaks represent one of the earliest visible lesions in atherogenesis, and have been observed
early in life. These fatty streaks often evolve into fibrous plaques, coupled with intimal hyperplasia and accompanying changes to the extracellular
matrix. As these fibrous plaques further grow, they may progress toward several outcomes depending on microenvironmental and environmental
factors: [i] occlusive thrombosis, as a result of fibrous cap rupture because of the combination of endothelial cell loss revealing the prothrombotic
basal lamina, degradation of the fibrous cap as a result of proteases or proteinases or possibly through volume expansion and puncture as a
result of cholesterol crystals; [ii] intraplaque hemorrhage, as a result of abnormal neovascularization, vascular permeability, or increasing plaque
volume; [iii] stenosis, as a result of progressive luminal reduction by plaques leading to further lipid-richness, fibrosis, and hardening of the
arteries; or [iv] mural thrombic accretion, as a result of excess subendothelial accumulation of fibrin and platelets.
endothelial growth factor (VEGF). VEGF promote angiogenesis extending into hypoxic regions in a biological attempt to
restore vascular perfusion. However, the microenvironmental
admix of growth factors and cytokines within the growing neointima may augment the proliferation and leakiness of these
neovessels. Edema occurs in inflammatory diseases when the
rate of plasma leakage from blood vessels exceeds the drainage
through lymphatic vessels and other exit routes. The extent to
which lymphatic growth occurs to compensate for increased
leakage during inflammation and atherosclerosis remains unclear. Nevertheless, the biological attempt to resolve hypoxia
within the growing atherosclerotic lesion is stimulated, adding
further to biologically abnormal responses.
The vasa vasora have been implicated in the development of
intimal hyperplasia.20 Vasa vasora may facilitate leukocyte entry into lesions, allow perfusion of the vessel wall beyond diffusion limits from the arterial lumen, or be the cause of intraplaque hemorrhage.21,22 Lack of lymphatic growth coupled
with neovascularization within the plaque may serve to further
the accumulation of immune mediators and cells in vessel
walls, suggesting that permeability-inducing factors such as
VEGF, a potent mediator of angiogenesis, may play an important role in this balance. Interestingly, VEGF-D is the only
family member not induced by hypoxia.23 It is likely that the
expression of VEGF family members, receptors, and cofactors
ultimately determines neovascularization and vascular permeability within the atherosclerotic plaque, and such may serve as
an interesting target for specific perturbation.
The T helper (Th)17 cell response has been shown to be
critical for exacerbating atherosclerosis in humans and mice,
serving a proinflammatory role in increasing inflammation and
promoting plaque instability.24,25 In addition, the balance of
Th17 and regulatory T cells has been demonstrated to be controlled by HIF-1.26 As well, hypoxia, HIF, and macrophages
634
Figure 2. Inflammatory mediators in atherosclerosis. (A) Numerous inflammatory cell types play major roles in mediating the inflammatory
response which is part of atherosclerosis, including T-cells, monocytes, and neutrophils. Early insudation and retention of lipid and lipoproteins
contribute to the initial and continued inflammatory response, especially when the lipids are oxidatively modified. These lipids and lipoproteins
are taken up by macrophages, dendritic cells, and smooth muscle cells to form lipid-laden foam cells. Proinflammatory cytokines, chemokines,
and growth factors serve to further elaborate this response in the vessel wall. Together, in addition to external factors such as hypoxia, reactive
oxygen species (ROS) and nitric oxide (NO) (in excess), inflammation within the atherosclerotic lesion fuels atheroprogression. (B) Early during
atherogenesis, monocytes and dendritic cells infiltrate into the vessel wall. (C) During progression of atherosclerosis, infiltrating monocytes
differentiate into macrophages and T-cells and other leukocytes enter the vessel wall. (D) As the atherosclerotic lesion further develops,
macrophage and foam cells predominate, and further serve to alter the plaque microenvironment, changing extracellular matrix composition and
decreasing smooth muscle cell content, predisposing to plaque rupture.
have been correlated with intraplaque angiogenesis in humans,27 and in apolipoprotein E-deficient mice, hypoxic macrophages have been shown to have increased sterol content as a
result of HIF-dependent impairment of cholesterol efflux and
induction of sterol synthesis.28 Macrophages exposed to hypoxia also secrete proteoglycans for which low-density lipoprotein (LDL) has higher affinity.29 In patients with severe coronary stenosis, the frequency of proline-to-serine single
nucleotide polymorphisms at the 582 residue of HIF-1 was
5-fold greater in patients without collateral growth,30 suggesting HIF-1 and hypoxia regulation may be a key genetic determinant of outcome in atherosclerosis. Taken together, factors such as hypoxia, ROS, or nitric oxide (in excess) in the
growing atheroma may also serve to further augment the ensuing inflammatory response and promote atherosclerosis.
Subendothelial monocyte recruitment has been demonstrated at sites predisposed to atherogenesis, and these cells may
not only differentiate into macrophages, but also dendritic
cells.31 Recently, the early uptake of lipids by resident intimal
dendritic cells has been shown to precede monocyte recruitment and differentiation, and contribute to the initiation of
atherosclerosis.32 Indeed, Paulson et al. demonstrated a 55%
reduction in early lipid accumulation in the aortic wall in the
absence of CD11c cells, suggesting that dendritic cells play a
key role in initial lipid uptake and retention in the vessel wall.32
Further, in hypercholesterolemia, dendritic cell migration to
lymph nodes is impaired.33 These reports highlight the importance of dendritic cells as mediators in atherogenesis and propagation of inflammation.
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Inflammation in Atherosclerosis
635
Figure 3. Progression of atherosclerosis and plaque formation. (A) The subendothelial retention of lipoproteins is an early initiating factor in
atherogenesis. (B) This initiating process results in monocyte chemotaxis in response to trapped low-density lipoprotein particles. As well, the
intimal layer expands, coupled with changes in extracellular matrix composition, including glycosaminoglycan-rich proteoglycans which have high
affinity for apolipoprotein B. (C) Lipoprotein uptake by macrophages results in foam cell formation, further advancing the atherosclerotic lesion.
Even minimally modified low-density lipoprotein can lead to cholesterol crystal formation, leading to Nod-like receptor P3 inflammasome priming
and macrophage activation. (D) Cholesterol crystals can be found not only within the lipid-rich necrotic core, but also in subendothelial areas both
intra- and extracellularly. Resultant macrophage and foam cell death may result directly because of cholesterol crystals, leading to release of
intracellular contents including lipoproteins, further expanding the necrotic core. Cholesterol crystals can also further activate Nod-like receptor
P3 inflammasomes, maintaining the pathological inflammatory response within the atherosclerotic lesion. SMC, smooth muscle cell.
636
lesterol metabolism and inflammation in macrophages.67 Interestingly, statins have been demonstrated to alter cholesterol
crystallization and dissolve cholesterol crystals in human arteries, leading to plaque stabilization.68 In addition to the activation of inflammation by classic mediators such as infection and
oxLDL, targeting cholesterol crystals may be another strategy
in reducing inflammation in atherosclerosis. It has been shown
that statins, ethanol, and aspirin are protective against acute coronary syndromes, have anti-inflammatory properties, and more recently, that they are effective solvents of cholesterol crystals.
Whether the clinical utility of these compounds relates to their
direct effects on cholesterol crystals, or rather on inflammation as
a whole, remains to be fully elucidated.
Inflammatory Conditions, Atherosclerosis, and
Therapeutic Agents
Over a period of 25 years, our laboratory has attempted to
further the understanding of inflammation and immunity in
blood vessel disease. Our work on cardiac allograft vasculopathy (CAV) has shed light on myriad ways in which the immune
system can contribute to native atherosclerotic lesion development. In many ways, CAV is an idiosyncratic and accelerated
form of atheromatous disease, and as such, we have gained
significant insights from this allogeneic environment about the
interplay between conventional risk factors and immunity. In
both severe CAV and atherosclerosis, the endothelium is severely dysfunctional and damaged, fostering inflammation, increased intimal thickening, and, eventually, the development
of proliferative fibrous plaques and degenerative foci. CAV has
been reviewed in detail previously in relation to atherosclerosis.69 Other comparator vasculopathies may also provide us
insights about native atherosclerosis. In the setting of systemic
lupus erythematosus (SLE) and RA, it has long been appreciated that CVD risk is higher than in the general population
with atherosclerosis and ischemic heart being common in both
patient populations; approximately 40% of RA mortality can
be attributed to CVD and accelerated atherosclerosis is an established complication of SLE.70
The human body contains 10 times as many microbial as
human cells, encoding 100 times as many genes as the human
genome,71 and their contribution to normal physiology and
pathology is increasingly being recognized. The National Institutes of Health-funded Human Microbiome Project and the
Canadian Institutes of Health Research Canadian Microbiome
Initiative are 2 programs currently under way to characterize
microorganisms found in the body and delineate their roles in
human biology. The gut harbors most of the microbes in the
body. Our appreciation of the role of gut microbia as regulators
of inflammation and atherosclerosis has evolved tremendously
in recent years,72 advanced in part by the metagenomic sequencing of the human gut microbial genome by Qin et al. in
2010.73 Exploration of the human gut microbiome has revealed the role gut flora play in nutrient availability and metabolism, and demonstrated the impact of these metabolic
characteristics on susceptibility to diabetes and insulin resistance.74,75 A recent study has demonstrated that abrogation of
gut flora through administration of antibiotics reduced atherosclerotic plaque development in mice by reducing dietary phosphatidyl choline metabolite-mediated plaque development.76
Further, modification of the commensal microbiome through
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Inflammation in Atherosclerosis
probiotic therapy could also reduce levels of atherogenic phospholipid levels, providing novel avenues of investigation in the
complex pathophysiologic interplay between host and microbiome in atherosclerosis.77 The role of commensal microbiota
in inflammatory and autoimmune diseases is an area of intense
investigation.78,79 Recent work has suggested that gut microbes can impact host innate immunity through activation of
TLR signalling. Mice deficient in TLR5 show signs of hyperlipidemia, hypertension, insulin resistance, and adiposity characteristic of metabolic syndrome, in parallel with altered gut
flora. This altered gut flora was sufficient to induce metabolic
syndrome when transferred to wild type mice, providing strong
evidence of the significant impact of gut flora on metabolic and
inflammatory dysregulation.80 Altered gut flora has also been
implicated in other inflammatory and autoimmune diseases
including inflammatory bowel disease, celiac disease, type 1
diabetes, and rheumatic diseases.79
The study of the atheroma in these autoimmune conditions
is complexa key challenge being the immunosuppressive
treatments, including corticosteroids, used in these diseases.
These drugs have associated toxicity and can also increase
blood lipids and modulate other traditional risk factors, in addition to certain immune responses, making the discrimination
of their specific contribution to atherosclerosis challenging. Yet
for sure, observed increases in both fatal and nonfatal CVD in
RA and SLE populations results from both the chronic inflammation characteristic of the diseases themselves and the manner
in which these immune and inflammatory processes interact
with traditional cardiovascular risk factors. The role of autoantibodies, inflammatory proteins, and cytokine profiles in these
patients is an area of intense study, and the dysregulation of
cytokines in these diseases represents a significant mechanism
linking autoimmunity and atheroma formation. Cytokine production by leukocytes, dendritic and natural killer cells, as well
as vascular smooth muscle cells and endothelial cells, contribute to systemic inflammation and consequent activation of
complement, production of C-reactive protein (CRP), and altered lipid profiles, all of which participate in atherogenesis.
Proatherogenic cytokines such as IL-6, IL-17, IFN-, TNF-,
and macrophage inhibitory factor have been identified in the
setting of inflammatory diseases that may provide targets of
treatment as well as novel diagnostic biomarker opportunities.
TNF antagonists, infliximab, adalimumab, and etanercept, are
used in RA and have been shown to control disease activity,
reduce systemic inflammation, and lower the incidence of
CVD events.81-83 Novel treatment approaches in the setting of
SLE using antibodies or small molecule inhibitors targeting
cytokines, their receptors, and related signalling mechanisms,
have been used with some success. For example, rituximab, an
anti-CD20 monoclonal antibody, has been shown to improve
the atheroprotective factors like high-density lipoprotein cholesterol and its related total cholesterol/high-density lipoprotein ratio, likely through a reduction in systemic inflammation,
although further studies are needed to determine if this effect
will translate into improved CVD rates in this patient population.84 It is important, however, to note that in essence all TNF
inhibitors are immunosuppressive, and the lessons learned
from CAV as a model of accelerated atherosclerosis indicate
that immunosuppression alone will likely not be enough to
stem progression and pathogenesis of atherosclerosis. The future of these anti-inflammatory treatments will ultimately need
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