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Diane Ponterotto
University of LAquila, Italy
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1.0. Introduction
When approaching the question of the relationship between metaphor and
discourse, we could say that in Cognitive Metaphor Theory (hereafter CMT), there are
there are two basic tendencies. The first works within a perspective that views basic
level metaphors as structuring mechanisms in the understanding and representation of
the world; in other words, it could be claimed that conceptual metaphors motivate
subsequent language use. The second operates from a different, apparently opposite,
perspective which views the speakers communicative intention as the trigger of the
metaphorical framework selected to interpret the world; in other words, it could be
claimed instead that language use motivates metaphorical conceptualization. At any
rate, irregardless of the theoretical perspective adopted, most of the research in CMT
has focused on the the cognitive side of this relation rather than on the language side.
Steen (2002:386) comments on this point as follows:
One paradoxical effect of the cognitive turn in metaphor studies has
been the neglect of the linguistic analysis of metaphorical langauge.
Many metaphor scholars have concentrated on fleshing out the
presumed conceptual connections between related metaphorical
expressions, but they have not really turned back to examine how
and why which conceptual metaphros are expressed in the way they
are in the which contexts of language use.
Caballero (2003:145) likewise notes:
Nevertheless, despite the vast amount of theoretical discussion on
metaphor, there are still few studies that integrate insights from
cognitive theory with discourse analytical procedures in order to
explore its role in communication. In short, the interest in
unearthing the cognitive motivations and processes at work in
metaphor has led to neglect of its linguistic realization and discourse
role. This is unfortunate, given the stress laid by metaphor scholars in
general on the crucial importance of metaphor in discourse
interaction.
Although I do not necessarily agree with these perhaps overstated affirmations, I
feel that future research in CMT could benefit from further exploration into the role of
metaphorical conceptualization in the comprehension and production of discourses as
context-bound and genre-bound communicative events.
2.0. Rationale
Thus, the rationale behind the reflections which follow in this paper is that
attention is to be paid to the dynamic quality of metaphor in discourse, i.e. to how
metaphor emerges, grows, changes, lives in a text. Once having posited this possiblity,
2. 3. Analytical framework
From early work by Lakoff and Johnson (1980) and subsequent research in
Cognitive Linguistics, it has been claimed and adequately demonstrated that figurativity
is pervasive in language. Most of the research studies the conceptual configurations
underlying the use of figurative expressions in language, in attempt to describe a
cognitive system able to explain general human conceptualizations which could
possibly motivate language use. Even when the research is oriented to describing the
cultural specificity of figurative and metaphorical patterns, the methodolgical
procedures tend nonetheless to reflect on a single utterance or groups of utterances as
examples of human conceptualization.
We should like adopt a different analytical stance, which is that of the interface
between cognition and discourse, in order to understand the role and force of cognitive
metaphor (hereafter CM) in the contexts of its use. In other words, the analysis will,
first of all, observe the CM as an integral part of a piece of discourse and, secondly,
attempt ot define its presence as an effect of the typological specificity of texts.
2.3.1. The quantitative perspective
As a first comment, I would like to note that several pilot empirical analyses of
various small corpora were performed in an attempt to explore the extent of the
presence of cognitive metaphor in various types of text.. The results so far tend to
indicate that although figurative expressions resulting from underlying metaphorical
representations are signficantly present in texts, they are nonetheless quantitatively
minimal. As an example, I can cite three corpora upon which a quantitative analysis of
cognitive metaphors was initiated: Corpus A1: contemporary film scripts; Corpus B2:
popular songs; Corpus C3: business newspapers
Corpus A consisted of five contemporary films. For the film Rainman for
instance, only 86 expressions were identified and were distributed, moreover, among
many metaphors: USURERS ARE DANGEROUS ANIMALS, MONEY IS A
HUMAN BEING, TIME IS A VALUABLE RESOURCE, LIFE IS A JOURNEY, THE
SELF IS A CONTAINER, etc.
Corpus B consisted of 265 popular music texts, composed between 1964 and
2001. Only 184 figurative utterances were identified. An attempt to quantify more
precisely the presence of the cognitive metaphors revealed the following percentages
Love metaphors (23,94%), Life metaphors (14,67%) and Object metaphors (20,01%)
and Container metaphors (11,36%).
Corpus C consisted of a six-month collection of the articles from the business
pages of the New York Times, regarding the theme of the birth of the European
currency. 400 idiomatic utterances were extracted from the corpus. Here again many
metaphors are present: ECONOMY IS MOVEMENT, ECONOMY IS WAR, THE
MARKET IS A HUMAN BEING, MONEY IS A HUMAN BEING, KNOWING
SEEING, etc. Although a more detailed analysis was performed on this corpus, for each
CM, low percentages occurred and the most frequent business metaphor, ECONOMY
IS MOVEMENT totaled only 7% .
Thus, in all of the corpora above, the frequency values for single metaphors
were not particularly high.
Corpus compiled by my students at the University of LAquila, Italy: R.P. Di Giannuario and A.
Priori.
2
Corpus compiled by my students at the University of LAquila, Italy: R. Colasante; S. Giuliani;
A. Iallonardi and M. Paolini
3
Corpus compiled by my student at the University of LAquila, Italy: M. Paolini.
this point is perhaps related to the question of how concepts, entrenched in long-term
memory, figure in the production of novel formulations, which may be short-lived but
which may also develop into more permanent representations and codifications. In
order to answer these questions, perhaps it would be wise to adopt a formulation of the
problem as expressed by Caballero (2003:148):
This asks for attention to the grammatical form, location and
density of metaphor in texts, and relating these to the specific
goals of the participants in the interaction under analysis.
3.0. Textual examples
The problem thus is understanding how cognitive metaphor may function in
discourse, i.e. how a CM develops out of, and, at ths same time, contributes to, the text
structure. We shall try to illustrate this with reference to four different text-types
remembering that form the CM takes, its place within the unfolding discourse, and its
semantic weight will depend on the structures and strategies that are conventionalized
(and therefore permitted and expected) in a particular textual type.
3.1. Spontaneous conversation
Let us look at the following utterance:
1)This place is geared to high volume.
If we applied the classical cognitive linguistic description, based on a two-domain
mapping model4, we would say that the utterance emerges from a mapping between a
target domain (the room formulated as this place) and a source domain (a
technological acoustics system formulated as geared to high volume). The figurative
use then seems to be motivated by the CM: ROOMS ARE ENGINEERING
(ACOUSTICS) SYSTEMS.
The two-domain mapping theory in cognitive linguisitics considers metaphor to
be a set of correspondences between two domains: one usually a concrete entity, termed
the source and the other, usually an abstract entity, termed the target. For example, the
expression he attacked every weak point in my argument is motivated by a
conceptual analogy that links discussions with wars. The word attack, belonging to the
source domain of war, is used to represent a discussion, the target domain..
Let us now, however, observe the expression closer, in context, i.e. in its realworld production, a spontaneous conversation.
Place: Kitchen located in the basement of a London Youth Hostel
Time: Dinner Time (6-7 PM)
Participants: a) Male American (probably from California); age: mid-thirties
b) Female (apparently the males wife or partner and probably of the same nationality
and age group )
c) many other people present, of various nationalities and age groups including the
author of this paper
4
A summary of this theory, originally voiced by Lakoff and Johnson (1980), and reiterated in
many subsequent works (cf. for example, Barcelona 2002, Kovecses 1986) can be found in Coulson and
Matlock (2001:296). This model has recently given birth to related, yet in a way counter theorizations,
for example, in the blending theory proposed by Fauconnier and Turner (2001) or in the combined
input hypothesis proposed by Ruiz de Mendoza (cf. this volume).
After a few minutes discussion among many of the participants, the following
exchange occurs:
2.
(where the dot under the exclamation point is substituted by the drawing of a little
heart), or the following, where the word heart is double marked by the drawing of a
little red heart after it :
3e) From my heart I am thanking you for everything you have done for
me.
Commenting on the role of CM in lexical cohesion networks throughout a text,
Caballero (2003:147) notes:
.the main assumption in genre research is that the textual
patterning of generic exemplars is constrained by and reflects
ideational (topic) and interpersonal factors (audience and genres
goals).. (Caballero 2003: 147.
So cognitive metaphor contributes to the focusing of topic and the direction of its
message production and interpetation towards genre specific and text specific goals. As
Caballero (2003:148) notes, metaphor cannot be seen only as reflecting the subjective
conceptualization of individual participants unpredictable and textually
unconstrained. Metaphor is also shaped by the conventions of genre and the interactive
moves of participants,-- not only within the genre-specific structure, but also within the
text-specific moment of that genre.
I would like to thank my student at the University of LAquila, Italy, Chiara De Zuane, for
bringing this segment to my attention and for contributing insightfully to the seminar discussions
on this topic
By the term ideology, for the purposes of this argumentation, we intend the perspective of Hodge and Kress
(1993), a system of ideas conventionalized by a particular community (Hawkins 2001:28).
WOMEN ARE
TOYS
Im not some little
toy
How about a
freebie?
WOMEN ARE
FOOD
Yeah, honey
Hey sugar
So youre the flavor
of the month
see lemma Fork in the Longman Dictionary of Contemporary English. 2003 [1973] (p. 632).
see lemma Fork in the Longman Dictionary of Contemporary English. 2003 [1973] (p. 632).
9
see lemma Fork in the Longman Dictionary of Contemporary English. 2003 [1973] (p. 632).
10
see lemma Fork in the Longman Dictionary of Contemporary English. 2003 [1973] (p. 632).
8
syllogistic fashion11. The discursive effect of this use of the conceptual analogy could
be said to be:
-forks are for gardening
-forks are for eating
-you can spread money like you can spread soil
-spending money is like spreading soil
-spending money is squandering
Here we can see that the discourse message is based on a series of intepretative
operations that involve multiple levels of meaning: the literal meaninga (fork),
including the polysemic sense (eating tool, garden tool) and the figurative meanings
(the phrasal verb itself, to fork out, the ironic turn in the reversal of its co-text (less
for more in the place of the fixed phrase more for less). Borrowing an idea from
Ritchie (2003:144), we could say that
we may find several recursive, continually reconstructed fields of
figurative and literal concepts, in which the metaphorical mappings
link cognitive responses and expectations to an overlapping continuum
of prototypcial experiences.
In fact, the possible interpretation is not only the result of the metaphoricity generated
by the figurative expression of the headline but also by the functional role assumed by
that expression within the text viewed comprehensively as a unitary whole. De Knof
(1985.252) explains the role of the headline in the readers work of prospection, the
process by which the reader builds up an image of the content of the text just by
reading the headline. By so doing, it also creates the readers expectations and
guides the additional intepretative processes by means of three other textual
functions:
-the exophoric function (referring to real world knowledge (eating,
gardens and tools for both))
-the anaphoric function (referring back to known discourse intertextual knowledge of advertising conventions; familiarity with
word meanings from encounter with previous oral and written
discourse; decoding of idiomatic expressions, for example fork out
and more for less))
-the cataphoric function (referring to the additional information to be
accessed from the other parts of the text (what is called copy in
advertizing, that is the verbal inserts which accompany the visual
image) in a search for confirmation of the message and, in this case,
clarification of the product offered).
11
Now in a previous note (Ponterotto 1992), I suggested that insight into this issue could perhaps be found in
the theory of Alan Paivio whose dual coding theory claims that the image strucutre and the propositional
structure of the mind integrate in comprehension processes. When treating complex information, the image
which is conjured up in a holistic synthetic and complex way would receive the aid of the linear-like processs
of propositional knowledge which keeps the information on track. In other studies I have suggested that the
metaphor has a cohesive role in that by displaying a tight relation between the image and the more abstract
entity it directs interpretation which could be otherwise centrifugal. In other words, it guides the intepretation
by directing attention to some aspects of the entity or message conveying salience, vividness and focus to one
or more selected aspects of a situation.
The advertising message which results from this apparently simplistic but actually very
complex text is :
- you can eat more and spend less if you go to pub restaurants
Thus, in this text, it is through these discourse functions that the metaphoric quality of
the headline succeeds in activating and guiding the cognitive strategies of
interpretation and message reception.
4.0. Conclusions
In sum, the analyses given above would seem to capture first of all what
Caballero (2003.148) suggests as an attention to grammatical form, location and
density of metaphor. Morevoer it emphasizes that a comprehension of CM is
dependent on its observation in context, as related to the set of variables which
determine the specific interactive moment. As argued in this paper, viewed from its
relationship to discourse, the CM seems to conduct communication by foregrounding
images, by focusing perspectives, by prioritzing concepts, or, to suggest a role which
subsumes all the rest, by showing. In a sense, CM can be said to exhibit
knowledge, to display a way of knowing. However, this way of knowing is a textbased activity, determined by the interaction of all those components which constitute
communicative events: the cultural contexts and ideological constructs of the
discourse communities, the intertextual experience and goal-directed moves of
individuals, the genre norms and textual patterns of the language medium. It is
undoubtedly true that conceptualization informs language use, but it is equally
important to emphasize that conceptualization emerges from textuality.
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