Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
325-333
TI Journals
ISSN:
2306-7276
Hossein Samadi-Miarkolaei
MS.c, Public Administration, Member of Young Researcher Club, Qaemshahr, I. R. Iran.
*Corresponding author: hamzeh_samadi@yahoo.com
Keywords
Abstract
University
Industry
Theories and Models
Knowledge-based Economy
Iranian Regional Quintuple Helix
The developing of the relations between Industry and University by cause and positive effect on
technological, economic and social changes and transformations was noticed by strategists, politicians
and university and industry planners, and was more effort toward creating an effective linkage between
university and industry. The 21st century is the century of knowledge-based international economic
competition. More than ever, the prosperity of nations depends on the ability of public and private
institutions, policies, managers, and workers to mobilize and exploit knowledge-intensive capabilities
and assets. Industry without online knowledge surely died and knowledge without applying in industrial
operation is not good and is valueless, this meaning is, connecting Industry and University. This present
paper purpose is reviewing the existing theories and models of relationship between Industry, University
and other affecting institutions in knowledge-based economy. In this study, we reviewed Triple Helix
models TH1, TH2, TH3 (Etzkowitz and Leydesdorff), Evolutionary Schema (Bercovitz and
Feldmann), Quadruple Helix (Carayannis and Campbell), Quintuple Helix (Carayannis and
Campbell), and represented and reviewed the Islamic Republic of Irans Regional Quintuple Helix
(Samadi-Miarkolaei), and N-Tuple of Helices between Industry and University (Leydesdorff), and at
the end, we said some suggestions to improvement of relations between Industry and University.
1.
Introduction
University-Industry relations emerged as a separate field of study three decades ago as part of an increased policy emphasis on the
commercialization of research and the creation of closer linkage between basic research and societal needs. From the late 1970s many countries
changed their legislation and created support mechanisms to encourage greater interaction between universities and firms, partly in the belief
that industrial innovation had come to rely more heavily on academic research. Interest in university-industry relations also was spurred by the
rapid growth of published research working with an innovation systems perspective and other types of network perspective toward higher
education, scientific research, and industrial innovation [1]. Academic-industry relations have also spread to countries in Europe and Latin
America with different cultural and academic traditions and industrial backgrounds [2, 3].
Innovation Networks are real and virtual infrastructures and infra-technologies that serve to nurture creativity, trigger invention, and catalyze
innovation in a public and/or private domain context (for instance, Government-University-Industry Public-Private Research and Technology
Development Co-operative Partnership) [4, 5, 6].
The network relationships within the Triple Helix are changing the participating institutions into relatively autonomous yet interdependent
spheres. The initial conditions are different in various countries. In the United States, university, industry, and government are becoming less
isolated from each other. In many Latin American countries industries and universities, formerly under strict governmental control, are gaining
relative autonomy from the state. In Europe the unification process paradoxically leads to enhancement of the regional and transnational levels
of governance simultaneously, with different effects in the various member states [7].
In Human Science always we face with two limitations for scientists view that include: Time limitation and Place limitation. Of course,
Cultural limitations and Social Values are added to these limitations. So, based on Contingency and Situational Theory, a special theory
(effective and appropriate at the special situations) may be not applied and effective at the other various situations. About time so same
(acknowledged). At the historical period of times, this sentence is so meaningful become your era and times children.
By connecting University, Industry and Government in the all countries of the world and existing racial, ecological, religious differences,
specially cultural, economic, political, social and technological differences, and differences in law-maker (legislative) and affective institutions
on countries general and individual policies (micro and macro policies), every country could and should doing search, design, and
formulate appropriate model with situation of its own society and follows it.
2.
Knowledge-Based Economy
It was Schumpeter who first recognized the importance of knowledge in economy by his reference to new combinations of knowledge at the
heart of innovation and entrepreneurship. Capital consists in a great part of knowledge and organization knowledge is our most powerful
engine of production organization aids knowledge [8]. Economic models see knowledge first in terms of gathering and processing
information needed to make choices and second as an asset that contributes to production through competence and innovation. First perspective
on knowledge puts the focus on a transformation process whereby data (the actual state of the world) can be transformed first into information
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International Journal of Economy, Management and Social Sciences Vol(3), No (6), June, 2014.
(indicators that are accessible to the agents representing the state of the world) and then into knowledge (through the processing the information
in analytical models by agents). To other major perspective is one in which knowledge is regarded as an asset. Here, knowledge may appear
both as an input (competence) and output (innovation) in the production process. Under certain circumstances, it can be privately owned and/or
bought and sold in the market as a commodity. The economics of knowledge is to a high degree about specifying the conditions for knowledge
to appear as a normal commodity. Innovation theory and competence-based theories of the firm address how knowledge can be produced,
mediated and used in a market economy [9]. Foray and Lundvall first introduced the concept of a knowledge-based economy at a workshop of
the Organization of Economic Cooperation and Development (OECD) in 1994 [10, 11]. The term knowledge-based economy stems from this
fuller recognition of the place of the knowledge and technology in modern OECD economies. Knowledge-based economies are economies
which are directly based on the production, distribution and use of knowledge and information. The term knowledge-based economy results
from a fuller recognition of the place of the knowledge and technology in economic growth. Knowledge, as embodied in human beings (human
capital) and in technology, has always been central to economic development [10]. In a knowledge-based economy, science, knowledge,
information, and technology have been more importance and more valuable than what they were in the past. So, individuals, groups,
organizations, companies and everybody and everything which having them, they are more successful than other one. In a knowledge-based
economy, there is the main locus of economist and economic model on the Universities and other Higher Education Centers, because they are
the center of scientific and technological transformations and changes and science and knowledge production and dissemination place and could
transform the path of especially the society and generally the world.
In a knowledge-based economy-as against a political economy-the structure of society is continuously upset by transformations which originate
from the techno-sciences [12]. Launched by the European Commission March 2010, Europe 2020 is EUs 10-year growth strategy. It seeks to
enhance the delivery of growth and jobs for the present decade. At the heart of the agenda is the achievement of smart, sustainable, inclusive
growth brought about through greater coordination of national and European policy. Smart growth means developing an economy based on
knowledge and innovation. Sustainable growth means promoting a more resource-efficient, greener and more competitive economy.
Inclusive growth means fostering a high employment economy delivering social and territorial cohesion. Cooke and Leydesdorff [8] noticed
that knowledge economy and knowledge-based economy are common terms nowadays that are often used synonymously. However, this does not
settle the question of whether or not the two expressions actually mean the same thing. They shall argue that knowledge economy is the older
of the two concepts, with its origins in the 1950s. It focused mainly on the composition of the labor force. The term knowledge-based
economy has added the structural aspects of technological trajectories and regimes from a systems perspective [8]. Three sub-dynamics are
reproduced as functions of a knowledge-based economy: (1) wealth generation in the economy, (2) novelty generation by organized science and
technology, and (3) governance of the interactions among these two sub dynamic [11, 13] by policy-making in the public sphere and
management in private sphere. The economic system, the academic system and the political system can be considered as relatively autonomous
subsystems of society which operate with different mechanisms [11].
327
and industry that can be exploited through university-industry linkage schemes in order to boost economic development. Several factors should
be considered when implementing university-industry linkage schemes: 1) Culture, management, and goal alignment; 2) Institutional incentives;
3) Intellectual property rights, and 4) Interactions with other policy instruments [23].
UIG relations can be considered as a knowledge infrastructure where three institutional actors interact as relatively independent entities.
However, as Dzisah and Etzkowitz noted, the coordinating role of government in both developing and developed societies is key to improving
the conditions for active collaboration among institutional spheres [24].
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International Journal of Economy, Management and Social Sciences Vol(3), No (6), June, 2014.
Academia
state
Industry
Academi
a
State
Industry
Academia
State
Industry
329
According to Leydesdorff and Etzkowitz [26] Triple Helix I is largely viewed as a failed developmental model. With too little room for
bottom up initiatives, innovation was discouraged rather than encouraged. Triple Helix II entails a laissez-faire policy, nowadays also
advocated as shock therapy to reduce the role of the state in Triple Helix I. In one form of another, most countries and regions are presently
trying to attain some form of the fully fledged Triple Helix III model [26], and the (neo-) evolutionary model of a Triple Helix UniversityIndustry-Government Relations focuses on the overlay of expectations, communications, and interactions that potentially feedback on the
institutional arrangements among the carrying agencies [37].
4.3. Quadruple Helix of relationship between University and Industry
The metaphor of a Triple Helix (TH) of university-industry-government relations [27] more or less invites proposals to extend the model to
more than three helices [38]. In a paper by topic Can The Public Be Considered as a Fourth Helix in University-Industry-Government
Relations?, Leydesdorff and Etzkowitz [13] entered within a new phase of University-Industry Relations. The believed that the formulation of
public demand for technological innovations may help to stimulate the transition to an increasingly knowledge-based economy [13]. Carayannis
and Campbell [39] extended the Triple Helix to Quadruple Helix by adding the helix of a media-based and culture-based public [6, 39, 40].
Quadruple Helix, in this contex, means to add to the triple helix of Government, University, and Industry a fourth helix that we identify as the
media-based and culture-based public. This fourth helix associates with media, creative industries, culture, values, lifecycles, art,
and perhaps also the nation of the creative class, [6, 39]. Afonso et al., [42] believed that according to the Quadruple Helix Innovation Theory
(QHIT), a countrys economic structure lies on four pillars/helices: Academia; Firms, Government and Civil Society, and economic growth is
generated by the clustering and concentration of talented and productive people. Creative cities and knowledge regions are thus considered the
true engines of economic growth. The role of Civil Society is specified on the assumption side of our economy, where households demand for
and consume the innovation, knowledge, technology, products and services, in the form of the final good, the aggregate output of our economy
[42].
Figure 4 & 5. Quadruple Helix and Quintuple Helix of relationship between University and Industry [6, 40, 41]
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International Journal of Economy, Management and Social Sciences Vol(3), No (6), June, 2014.
appropriate grounds for these relations. Governments modify and control interactions between two players of science and technology. So,
governments play a key role in societys development and its motion towards accomplishment to its best goals and objectives. In order to
provide an appropriate encouraging climate and space to university and industry collaborations, the role of the government must be transformed
from an actor and agent to an enabler and regulator through an incremental process. There are two reasons for governments involvement within
related affaires to innovation and countrys technological development such as: 1) existential necessity of basic researches as public goods, and
2) planning and controlling of the technological national innovation system. Indeed, the government plays two basic roles in innovation system:
first, technology supply as public goods and technology demand for public goods, and second, managing the national innovation system as a
dynamic system that has competitive interaction with comparable systems in the world. Government is a subsystem of the national innovation
system and furthermore, because of its surrounding on national innovation system, government could plan and control it.
2) University as an educational and research institution and as a science and knowledge producer, and as a technology transfer sphere plays a
key role in a part of the relationships between University and Industry. Because of the knowledge importance in the knowledge-based economy,
economic models focus on the role of the university and that considered as a central core. University could cause society development in the all
of aspects such as economic, cultural, technological, political, citizenship and social aspects. Likewise, the role of the university must be
changed towards providing research and technological services to industry, instead of preparing only human resources. In order to attain this,
beside traditional educational and research structure, the universities structure should be service-oriented. Universities should be involved in
technology transfer and diffusion. In the Islamic Republic of Iran, this includes knowledge transfer partnerships and knowledge transfer
networks, which provide financial-social development. Also, Universities should be engaged in knowledge management cycle: knowledge
creation, knowledge retention, knowledge transfer, knowledge sharing (among their members and with other partners), and knowledge utilizing.
3) Industry is the manufacturing part of national economy. In the Islamic Republic of Iran, there are numerous and different industries that
manufacture different service, agricultural, and industrial goods. Countrys industries can be categorized into two parts: industries that
manufacture terminal goods and industries that manufacture hardy instrumental goods. In addition to achievement to self-owned profits, as a
main transformer of conducted researches and produced knowledge by the university to creation of the new productions, goods, and services,
industry provides peoples (society) needed productions and services. Industry is considered as a commercialization and capitalization hub of
the science, knowledge, and research results.
4) Assembly of Islamic Council (the House of the Nation) as legislative institution and reflector of people willingness, performs in definition
and modification of the type and the extent of relationships and interactions between university and industry by legislating and policy-making
activities. The Assembly of Islamic Council could participate in these linkages by bringing laws in appropriateness to country cultural, religious,
and ecological conditions. Now, it can be said that the Assembly of Islamic Council placed out of the relationships between GovernmentUniversity-Industry approximately.
According to (56) basis of Islamic Republic of Iran basic law (or construction), faculties at I.R. Iran are: legislative power, Executive power
and the Judgment power that are at based on Velayat and Imam Surrounding1 that powers are independent together (I.R.I. basic law 2011).
Separating power do at Islamic Republic of Iran and France. For this subject, Government influences on relationship between University and
Industry in Iran. The Assembly and Judgment power are effect on this relation. The Assembly of Islamic Council is pivot of decision-making in
the country. The Assembly of Islamic Council includes number of commissions and Assemblys Research Bureau that are responsible for
exploration, disquisition and investigation about all of the affaires within the country.
According to (57) basis of Islamic Republic of Irans basic law (or construction) legislative power takes Assembly of Islamic Council that by
voting person come to there and for doing take to Judgment and executive power (IRI. basic law 2011).
Irans Assembly at general problems at Islamic limitation takes law. Iran Assembly cans entre to all country works. All international treaties
and agreements should take Assembly agreement at foreign relation entre. Judgment power is independent power that support individual, group
and social that have this duties: 1) taking and bring law; 2) general low and developing freedom, and 3) doing law [43].
5) Society (People and Environment) that have main role in this relationships and collaborations. Resources supplying of university and
industry such as human resources, natural resources and other resources, and attaining to scientific, cultural, economic, political, social and other
advancements, is affected by connections and interactions between university and industry. It is society that wants to create relation and
collaboration between university and industry and needs the results of these relations.
In effect of interacting and involving the helices in relationships, it is created a joint area in Iranian regional five-looped interactional model
(Quintuple Helix) (see diagram 8), and in this area, all of helices play effectively and actively their own role. There are following collaborations
in this area: 1) Incubators; 2) Techno-markets; 3) Research and Knowledge Commercialization and Capitalization; 4) Science and Technology
Parks; 5) Conferences, Seminars and Showplaces; 6) Faculty and Staff Exchange; 7) Spin-off Firms; 8) Start-up Firms; 9) R&D Contracts; 10)
Participative Researches; 11) Taking Good and Valuable Documents and License to Students and Professors Research Project; 12) Patenting;
13) Licensing; 14) Granting; 15) Technology Transfer, and 16) Intellectual Property Rights [21, 43].
1. Ayatollah Seyed Ali Khamenei, the Supreme Leader of the Islamic Republic of Iran
331
Figure 6. Iranian regional Quintuple Helix of relationship between University and Industry [21, 43].
5.
Conclusion
By considering above text, in the evolutionary way of the university and industry relations, it is predictable that mission and nature of effective
institutional spheres have been changing and transforming in this relations. In the primary relations models (TH1), government encompassed
university and industry and directs the relations between them, and surely they have specified and limited mission and roles and interactions
between two spheres defined and modified by government. But, by moving toward newer models (e.g. TH2), we saw that the boundaries among
three institutional spheres university-industry-government have been more clear, and create exactly division of labor among them. University
doing education and research, and produces science and knowledge; industry transforming research results to goods and services (capitalization
or wealth creation), and government support them and provide requirement infrastructures. In the TH3 model, interactions take the more
dynamics, in addition to their owned traditional roles universities and other educational centers taking the roles of the other spheres, means, in
addition to student and human resources teaching and education, doing science research, science and knowledge production, creating and
administrating University-based Companies (Incubators (growth centers), Science and Technology Parks, Technology Transfer Offices
(TTO), Techno-Markets, Spin-off and Start-up Firms that are created by student and faculty personnel to exploit a research result produced with
the research institution's physical, human and financial resources and to apply and commercialization science and knowledge), doing basic and
applied research, manufacturing productions result in their produced science and knowledge (Innovation, Entrepreneurship, research
Capitalization and Commercialization), and self-funding, University taking the role of the other. Today, in addition to their traditional role,
Industry doing research and education, creating participative R&D with government and university, making educational centers and teaches
their personnel (taking the role of the other). So Government goes beyond its traditional roles and mission by policy-making, cooperation in
research and development (R&D), education, production and manufacturing, funding, and collaboration in university-based companies, hybrid
organizations, and multi-lateral networks result in this interactions (taking the role of the other). By moving towards new models, we would
observe that institutions come together closely, taking overlap, and slowly has been increase on extent of this overlapping, until could not
determine the limits and boundaries between institutions and could not say that a special activity is related to one special institution. In other
word, it causes institutions re-separation and re-autonomous, means, every institution entered to every aspects and situations (such as: teaching,
education, research, commercialization, innovation, funding, R&D, and company creating), without being professional in a special aspect. In the
other word, could say that by increasingly overlapping in more developing models of linkage between university and industry omit limits and
boundaries and this is worried, if policy-making and managing these interactions and exchanges do not work well by weakness of policy-maker
and managing institutions. And finally, this sentence is correct that main and central core of National and Regional Innovation System is
University-Government-Industry Triple Helix, but every country could and should doing search, design, and formulate appropriate
regional models of relationships between university and industry with situation of its own society and effective institutions on countries policymaking and legislative processes and general and individual policies (micro and macro policies), and follows it. Thus, by consideration to
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International Journal of Economy, Management and Social Sciences Vol(3), No (6), June, 2014.
affecting factors and institutions on University-Industry relation models increased new helices, until according to Leydesdorff [38], N-Tuple of
Helices model create.
In the Islamic Republic of Iran, institutions such as: University-Government-Industry-Assembly of Islamic Council-Judgment Power-Society
(including: people by difference ideas, thought, races, religious, values, cultures, traditions, rituals, habits, and life style), Media (including:
press, publications, scientific journal, radio, and TV) and Natural and Ecological Environment could consider as N helices of regional relation
model University-Industry. In this way, the role of main institutions must be redefine, and study, clear and highlight the role of new institutions
and their affects. We have argued that University-Industry relations can be more complex by adding the next helix. Next helix would be
international environment and international interactions between institutional spheres. Institutional spheres are active within the global arena,
not within vacuum.
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