Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
The question studied under appraisal theories is why people react to things dierently. Even when presented with
the same, or a similar situation all people will react in
slightly dierent ways based on their perception of the
situation. These perceptions elicit various emotions that
are specic to each person. About 30 years ago, psychologists and researchers began to categorize these emotions into dierent groups. This is where cognitive appraisal theory stems from. They decided to categorize
these emotional reaction behaviors as appraisals. The two
main theories of appraisal are the structural model and
the process model. These models are broken down into
Appraisal theories of emotion are theories that state that subtypes as well (Smith & Kirby, 2009).[5] Researchers
emotions result from peoples interpretations and expla- have attempted to specify particular appraisals of events
nations of their circumstances even in the absence of that elicit emotions (Roseman et al., 1996).[6]
physiological arousal (Aronson, 2005).[3] There are two
basic approaches; the structural approach and process
model. These models both provide an explanation for 1.1 Magda Arnold
the appraisal of emotions and explain in dierent ways
how emotions can develop. In the absence of physiolog- Dating back to the 1940s and 1950s, Magda Arnold
ical arousal we decide how to feel about a situation after took an avid interest in researching the appraisal of emowe have interpreted and explained the phenomena. Thus tions accompanying general arousal. Specically, Arnold
the sequence of events is as follows: event, thinking, and wanted to introduce the idea of emotion dierentiasimultaneous events of arousal and emotion. Social psy- tion by postulating that emotions such as fear, anger, and
by dierent excitatory
chologists have used this theory to explain and predict excitement could be distinguished
[7]
phenomena
(Arnold,
1950).
With
these new ideas,
coping mechanisms and peoples patterns of emotionalshe
developed
her
cognitive
theory
in
the 1960s, which
ity. By contrast, for example, personality psychology
specied
that
the
rst
step
in
emotion
is
an appraisal of
studies emotions as a function of a persons personality,
[8]
the
situation.
According
to
Arnold,
the
initial
appraisals
and thus does not take into account the persons appraisal,
start
the
emotional
sequence
and
arouse
both
the
approor cognitive response, to a situation.
priate actions and the emotional experience itself, so that
The main controversy surrounding these theories ar- the physiological changes, recognized as important, acgues that emotions cannot happen without physiological company, but do not initiate, the actions and experiences
arousal.
(Arnold, 1960a).[9] A notable advancement was Arnolds
idea of intuitive appraisal in which she describes emotions
that are good or bad for the person lead to an action. For
example, if a student studies hard all semester in a dif1 History of Appraisal Theory
cult class and passes the tough mid-term exam with an
For the past several decades, appraisal theory has de- A, the felt emotion of happiness will motivate the stuveloped and evolved as a prominent theory in the eld dent to keep studying hard for that class.
1.2
Richard Lazarus
2.2
Process Model
2.3
Rosemans theory of appraisal holds that there are certain appraisal components that interact to elicit dierent
emotions (Roseman, 1996).[17] One appraisal component
that inuences which emotion is expressed is motive consistency. When one evaluates a situation as inconsistent
with ones goals, the situation is considered motivationally
inconsistent and often elicits a negative emotion, such as
anger or regret (Roseman, 1996).[17] A second component of appraisal that inuences the emotional response
of an individual is the evaluation of responsibility or accountability (Roseman, 1996).[17] A person can hold oneself or another person or group accountable. An individual might also believe the situation was due to chance. An
individuals evaluation of accountability inuences which
emotion is experienced. For example, if one feels responsible for a desirable situation, pride may be an emotion
that is experienced.
In addition to the two appraisal components, the dierent intensities of each component also inuence which
emotion or emotions are elicited. Specically, the certainty and the strength of the evaluation of accountability inuences which emotions are experienced (Roseman,
1996).[17] In addition, the appetitive or aversive nature of
motive consistency also inuences the emotions that are
elicited (Roseman, 1996).
Rosemans theory of appraisal suggests that motive consistency and accountability are the two most important
components of the appraisal process (1996).[17] In addition, the dierent levels of intensity of each component
are important and greatly inuence the emotions that are
experienced due to a particular situation.
2.4
REFERENCES
lighting the necessity of cognitive appraisal to coping with arousal without emotion, but we cannot have an emoemotional stressors.
tion without arousal. Essentially, humans injected with
One study completed by Folkman et al. (1986) focuses on epinephrine without knowing the actual content of the
the relationship between appraisal and coping processes injection, feel an increase in heart rate, sweating, and
that are used across stressful events, and indicators of nervousness, but that doesnt elicit an aective response.
long-term adaptation. They dene primary appraisal as When the same physiological responses are paired with a
the stakes a person has in a stressful encounter, and contextual pretext, winning the lottery, for example, the
secondary appraisal as options for coping. Eighty-ve state of arousal is appraised to mean extreme excitement,
joy, and happiness. Without a context, we feel aroused,
California married couples with at least one child were
the participants of the study, and they were interviewed but cannot label it as an emotional response to a stimulus. If a context is present, we can evaluate our arousal in
in their homes once a month for 6 months. In each interview the subject was asked what their most stressful terms of that context, and thus an emotional response is
present.
event was in the previous week, and then interviewer
asked them structured questions about how they dealt 3. Expressive behaviors. Emotion is communicated
with that stressor. There was a signicant gender dif- through facial and bodily expressions, postural and voice
ference in primary appraisal. They also concluded that changes.
coping strategies were dependent upon psychological and 4. Action tendencies. Emotions carry behavioral intensomatic problems as well (Folkman, Lazarus, Gruen & tions, and the readiness to act in certain ways.[27]
DeLongis, 1986).[23]
In another study by Folkman the goal was to look at the
relationship between cognitive appraisal and coping processes and their short-term outcomes within stressful situations. Subjects were interviewed once a month for six
months. Primary and secondary appraisals were assessed
using dierent subscales. This study found that there is
a functional relationship among appraisal and coping and
the outcomes of stressful situations. There were signicant positive correlations between primary appraisal and
coping. There were also signicant correlations between
secondary appraisal and coping, and they were very specic about the type of stressful situation and with which
each would help the most. For example, they found that
appraisals of changeability and having to hold back from
acting were related to the encounter outcomes (Folkman,
Lazarus, Dunkel-Schetter, DeLongis & Gruen, 1986).[24]
5 See also
Aect display
Arousal
Attitude change
Emotion
Emotions and Culture
Emotional Expression
Emotional Intelligence
Empathy
Epinephrine
Information Processing
Stoicism
6 References
[1] Scherer, K. R., & Shorr, A., & Johnstone, T. (Ed.).
(2001). Appraisal processes in emotion: theory, methods,
research . Canary, NC: Oxford University Press.
[2] Smith, Craig A. & Lazarus, Richard S. (1990). Chapter
23. Emotion and Adaptation. In L.A. Pervin (Ed.). Handbook of Personality: Theory and Research. (pp. 609-637).
New York: Guilford.
[3] Aronson, E., Wilson, T.D., & Akert, R.M. (2005). Social psychology, 7th ed. Upper Saddle River, NJ: Pearson
Education, Inc.
[5] Smith, Craig A., & Kirby, Leslie D. (2009). Putting appraisal in context: Toward a relational model of appraisal
and emotion. Cognition and Emotion, 23 (7), 1352-1372.
[19] Dewe, P.J. (1991). Primary appraisal, secondary appraisal and coping: their role in stressful work encounters.
Journal of Occupational Psychology, 64(4), 331-351.
7.1
Text
7.2
Images
7.3
Content license