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Early technology drive systems used worm gear drives that were about 70 percent efficient. They used a handrail drive chain/ linkage which, in turn, required high
maintenance and messy oiling. In addition slippage often occurred because of faulty synchronization.
New technology drive systems are about 94 percent efficient and employ a planetary gear drive, which eliminates the handrail drive chain, messy oiling and
synchronization problems. The planetary gear drive uses synthetic-based lubrication and has a 30,000-hour run before the oil needs to be changed, about twice that of
conventional sytems.
Electrical drive systems have improved as well. Full voltage systems that required high amperage to start have been replaced with solid state soft-starting controls.
Many manufacturers also offer sensing devices, which monitor the load on the escalator and adjust motor voltage accordingly. This can result in electrical cost savings
of up to 40 percent over conventional escalator systems.
The lower modulehouses the step return idler sprockets or lower reversing station. This lower reversing station component is now manufactured in cast steel,
allowing for a quieter and smoother transition of the steps and chain around the lower end of the escalator.
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Top and bottom landing platforms.In addition to housing the upper and lower modules, the top and bottom platforms anchor the ends of the escalator truss and
contain a floor plate, a comb plate and comb segments. The floor plate provides a place for the passengers to stand before they step onto the moving stairs. This plate
is flush with the finished floor and is either hinged or removable to allow easy access to the machinery below. The comb plate is the piece between the stationary floor
plate and the moving step. The comb segments are mounted to the comb plate and are so named because their edge resembles the teeth of a comb. These teeth
mesh with matching treads on the top of the steps. This design is necessary to minimize the gap between the escalator steps and the comb plate, which helps eliminate
entrapments.
Step chain. Each escalator contains two step chains on either side of the unit. These are basically similar in shape to a bicycle chain, but much larger, and attach the
steps to the mechanical drive system which continuously pulls the steps.
Historically these chains required constant lubrication, consuming up to 600 liters of oil in a 10-year period. Further, they made for an oily mess throughout the interior
of the escalator that required regular clean downs that used strong solvents and detergents. Most manufacturers now offer a patented lubricationfree chain as a
standard or as an option. These dramatically reduce oil consumption, eliminate problematic oiling devices, prevent environmental contamination and significantly cut
downtime associated with housekeeping and maintenance.
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Originally published in the October 2008 issue of Architectural Record
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Escalator steps. Most manufacturers offer steps in three widths: 24-in, 32-in and 40-in wide. The depth of any step tread in the direction of travel shall not be less
than 400mm (15.75in) and the rise between treads shall not be more than 220mm (8.5in). Most steps today are fabricated from cast aluminum, which is stronger and
lighter than older escalator step construction.
The handrail. As its name declares, the handrail provides a convenient handhold for passengers. Manufacturers offer a range of colors to provide an aesthetic fit.
Escalator Modernization
Maintained by the Port Authority of New York and New Jersey, the George Washington Bridge Bus
Station has three levels?the main concourse with shops and ticket sales, the lower level with local bus
and subway stops and bus platforms on the upper level. Escalators moving people between each level
had been in service since the station was opened in 1963. After 40 years of heavy use, equipment
malfunctions, lack of spare parts and addressing safety code changes, escalators were periodically
taken out of service, thereby seriously inconveniencing the station's 20,000 daily commuters.
Two alternatives were evaluated: rehabilitation and replacement, reports Port Authority engineers
Dharam Pai, PE and Cheng Chang, PE. Each alternative was problematic. New replacement parts were
hard to obtain and replacing the existing heavy-duty escalators required significantly more space that
involved structural modifications.
While exploring these options, a third was presented: a modernization package where an entirely new
escalator would be installed in the existing truss. The package provided a systematic way of replacing
all escalator components with new custom engineered modular ASME code and New York City building
code compliant components, while avoiding significant disruptions and construction costs. Two
escalators were selected as a pilot project.
After extensive factory testing (the modernization was the first for the station's type of escalator) the
modules were attached to the existing truss. Other components were installed in sequential fashion that
followed the procedures of new escalator construction. No structural modifications were required and no
major rigging, hoisting or crane requirements were necessary ? and no service interruptions.
Cited as a 2007 Project of the Year by Elevator World, the two modernized escalators offer improved
safety, greater reliability, lower energy use and lower operating costs. Moreover, the replacement
newels, decking and stainless steel balustrades improve the appearance of the station.
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Interfacing with the building. The distance between the FOS at the upper end and the FOS at the lower end formulates the actual structural opening of the escalator
well-way. Then, an 8" pocket is typically provided at each landing to allow for the alignment of plate finishes with the walk-on plate.
Building Interface: Face of Support Details
The depth and length of the pit, number of level steps and whether or not intermediate support is required at the back of the escalator pit will all vary from manufacturer
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to manufacturer, depending upon the rise of the escalator and width of the steps.
Building Interface: Pit Depth, Length and Intermediate Support Insert
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Originally published in the October 2008 issue of Architectural Record
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Code Clearances
Standard escalator features. Most escalator manufacturers offer the following basic standard features:
Balustrades in "solid" usually #4 or #8 stainless steel and bronze or glass with thickness either 3/8" or 1/2".
Speed. 100 ft per minute, which is the maximum speed.
Step widths in 24-in, 32-in and 40-in.
Microprocessor based controller.
Maximum travel distance varies with manufacturer.
Painted steps in silver and black
High-impact step inserts in yellow and black
Floor Plate in aluminum and stainless steel
Safety features. (See Safety Features sidebar below.)
ESCALATOR PLANNING
The essential feature of escalator planning is to understand that there is no one-solution-fits-all. Each project needs to be analyzed according to its particular
requirements.
Applications for Escalators with Different Step Widths
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Size
Step
Width
Single-step
capacity
Applications
Energy
consumption
in Horsepower
Small
24 in
One passenger
Two passengers
one
may walk past
another
5 HP
Medium
32 in
One passenger
+ one package
or one piece of
luggage
Two passengers
one
may walk past
another
10 HP
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Large
40 in
Two passengers
one
may walk past
another
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Mainstay of metro
systems, larger
airports, train
stations, some
retail usage
15 HP
The first place to start is analyzing the market segment. Retail, office, airport, stadium, hospital or public transit, each require different features and design aesthetics.
Some site-driven features include:
Type of balustrade. In addition to standard manufacturer offerings stainless steel, bronze and glass, detailing in brass and ambient glass are available.
Step width is specified according to space available and the requirements of passengers.
Number of flat steps. Code requires a minimum of two flat steps. Most commercial projects are designed for two flat steps. Three flat steps is a common feature
found in public transportation projects.
Weather related features. Water resistant options include galvanized trusses, water tight control cabinets and electrical switches, sealed bearings, chain
covers, and protective canopies. These are common in outdoor applications.
Type of chain. Lubricated chain or lubrication free chain are options. Depending on the rise, width, and step loading requirements, chain will be sized
accordingly.
Type of metal finish. 304 type steel is standard. 316 is an available option for corrosion resistance.
Type of drive and other components. Planetary gear drives are standard. Energy saving soft start devices are optional.
Since many of these features can add considerable cost to the escalator budget, it is important to take time to match the operating environment with the required
features prior to finalizing the project budget and specification.
SAFETY FEATURES
Safety is major concern in escalator design from both the passenger's perspective and the operational
integrity of the escalator system and its setting. It is important for designers and specifiers to be aware
of escalator installation requirements and available safety features from manufacturers.
Fire protection of an escalator floor opening may be provided by adding automatic sprinklers or fireproof
shutters to the opening, or by installing the escalator in an enclosed fire-protected hall. To limit the
danger of overheating, adequate ventilation for the spaces that contain the motors and gears must be
provided.
Manufacturers offer some or all of the following as either standard or optional features:
Operational safety enhancements:
1. Control & Annunciator. A microprocessor controller is designed to work in conjunction with other
safety devices to provide correct information processing and proper escalator control. Escalator faults
are identified by the controller and illuminated in a display on the control cabinet.
2. Escalator brake. A permanent magnet ceramic brake is designed to gradually stop the escalator and
hold it stationary under full load. The closed-loop brake circuit is designed to meet current ASME Code
deceleration rate requirements and operate in conjunction with a velocity feedback
6. Pit stop switch. All escalator machine spaces and areas where interior access to the escalator is
allowed, are furnished with a stop switch.
7. Reversal stop device. Protection against accidental or inadvertent reversing of an escalator
operating in the UP direction is monitored by a directional feedback encoder. This device, when
activated, turns off the motor and activates the brake, bringing the escalator to a smooth stop. This
device is designed to turn off the motor and activate the brake to stop the escalator when an object is
detected entering the handrail inlet area.
9. Step up thrust device is designed to detect obstructions in the lower curve area, which could cause a
step to be elevated, thus impacting the comb plate. When this device detects a raised step, it will shut
off the motor and activate the brake to stop the escalator.
10. Handrail speed monitoring device is designed to measure the variation in speed between the step
band and handrail. If speed variation exceeds the standard, the controller will sound an alarm buzzer,
turn off power to the motor and activate the brake to stop the escalator.
11. Missing step device is designed to detect a missing step. When a missing step is detected, power to
the motor is turned off and the brake is activated to stop the escalator.
12. Step level device is designed to detect a step that is about to enter the comb area at a "lower
elevation" than the comb plate. If a "low step" is detected, the escalator is turned off and the brake is
applied to stop the escalator.
13. Handrail entry device is designed to turn off the motor and activate the brake to stop the escalator
when an object is detected entering the handrail inlet area.
14. Comb impact device is designed to shut off the motor and activate the brake in the event that comb
plate movement is detected horizontally or vertically.
16. Skirt obstruction switch is designed to detect obstructions between the skirt and step at the point
where the step approaches the upper and/or lower comb plate area. This device will shut down the
escalator in the case of an entrapment.
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17. Broken step chain device. Installed on the lower end carriage, this device is designed to detect
step-chain breakage or excessive step-chain sag.
18. Energy saving control is designed to save up to
40% in energy costs, extend motor life and provide a
smooth, safe start.
Safety Features
15. Safety signs. These signs are designed to caution and provide safety information to the
passengers.
19. Skirt brushes. These escalator skirt deflector brushes are designed to encourage safe escalator
use by providing a subtle indicator to passengers riding near the step's edge.
20. Deck guards. These plastic barriers are designed to prevent an object and people from getting
wedged between the escalator handrail and a wall or another escalator.
21. Yellow comb segments. Yellow comb segments define the end of a moving escalator step and the
stationary aluminum comb plate while warning passengers to pick up their feet.
Changes in code have made many safety features mandatory. These are: the escalator brake (2), skirt
gap and stiffener (3, emergency stop alarms (5), step demarcation inserts (4), handrail entry device
(13), comb impact device (14) and skirt obstruction switch (16).
The only items not required by code are #8 and #18.
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Originally published in the October 2008 issue of Architectural Record
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Prep-work required before the removal of the existing trusses includes installing OSHA-approved barricades around the entire escalator well way; protection of flooring;
removal of all existing escalator cladding; demolition of adjacent finishes; demolition of adjacent features; installation of scaffolding.
Removal includes the removal of sprinklers and water lines, all electrical wiring, ventilation and ducts; and the concrete and tile surrounding the escalator access
covers.
The major work is the demolition and removal of existing structural steel escalator truss, usually at overtime rates. The truss typically needs to be laid down flat and cut
into pieces for removal from the building. In many cases, the existing pits need to be torn out and replaced since new escalators will require a different well-way size
from the existing ones. Sprinklers and water lines may also need to be removed and re-installed.
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Installation. New escalator trusses are brought into the building in pieces, married together on the floor and then hoisted into the newly constructed well ways.
Wrap-up. All finishes and features torn out in order to allow access for the new equipment must then be rebuilt or replaced before the new escalators can be put into
service; the flooring repaired at the newly reconstructed pit; removal of scaffolding and barricades; ceramic or carpet replacement.
Builder risk insurance, city impact fees, architect/engineer design fees add to the cost, as does the additional work by the trades for replacing fire and sprinkler
systems, lighting and HVAC. In many cases the work of the general contractor and by others can be more than the cost of the escalators.
Escalator modernization
Modernization, in essence, is removing all of the existing internal components of the escalator, while keeping the truss, and replacing them with brand new escalator
technology. The end result is a new escalator without the time and expense of all the construction associated with a full replacement.
Modernization is often far less disruptive to the surrounding building operations and it is often possible to keep one escalator running while the other is being
modernized.
The modernization process starts with stripping the existing escalator down to the structural steel truss. No adjoining finishes are removed or damaged and the need for
most of the general contractor work associated with a full replacement is eliminated.
Modernization installation sequence
? Small barricades are installed around the upper and lower ends of the escalator. As one of the side by side pair of escalators is being modernized, a protective
barricade is also installed between the two units.
? All internal components are removed from the old escalator. The torn out components are recycled when feasible. The truss and all other attached finishes are
reused.
? Upper and lower end modules are set in place and aligned.
? Incline modules are then installed to the existing truss cross members. Step tracks are also installed throughout the entire length of the unit.
? Step chain and escalator steps are installed and the unit is put under a test run.
? Architectural features such as decking and balustrade panels are installed next.
? Finally, the handrails are installed and the units are cleaned and turned over for use.
In many cases, Escalator Modernization offers the best value solution for many customers when all final construction costs and the level of disruption associated with
most replacement projects are avoided. That being said, a project specific analysis should always be performed to determine the best solution for each application.
Replacement and Modernization Options
Replacement Option
Modernization Option
CONCLUSION
Since their introduction a century ago, escalators have become an efficient means of routing and transporting large numbers of people in numerous market segments
from hotels and airports to office buildings and public transit. New technology has made significant improvements in step and handrail drives efficiency and reduced
electricity costs while changes in codes are requiring new safety features. A knowledge of basic design concepts and an understanding of various component systems
is therefore critical.
Given the fact that a large portion of escalators now in service are 20 years old or more, designers are increasingly required to make the choice between replacement
or modernization. Having the tools to evaluate and determine which option is most appropriate for a building will help in selecting the solution, which offers the best
overall value for the client.
[ Page 5 of 5 ]
Originally published in the October 2008 issue of Architectural Record
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