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(Jacobs & Morita, 2002). In this article we explore the possibility of a Japanese
conception of high-quality instruction by analyzing conversations between 3 cooperating teachers and 3 student teachers in a Japanese junior high school.
BACKGROUND
We view instruction as a system of interacting featureswith the core interactions happening between teachers and students around content (Cohen, Raudenbush,
& Ball, 2003)guided by cultural scripts (Stigler & Hiebert, 1999) and directed
through purposeful choices (Walter & Gerson, 2007). It is not only individual
elements of a classroom or of teaching that determine the learning conditions that
students experience. The interaction of these elements also matters. The core
elements of teaching are the students, the teacher, and the content, which we refer
to as the instructional triangle. The interaction of these core elements is formed by
the knowledge of students and teachers, the culture, the classroom norms, the
societal expectations, the learning materials, and so on.
Human interactions in classrooms are largely performed within cultural scripts
(Stigler & Hiebert, 1999). Within a culture, people have common mental pictures
of what teaching is like, what teachers in a classroom do, and what students do.
These mental pictures are scripts. These cultural scripts, which are often implicit,
guide students and teachers to know what role each is to play in a classroom. But
cultural scripts are social constraints or affordances and only guide, not determine,
actions on the parts of individuals. A variety of actions can be taken within the
realm of established scripts, and an individual may choose to take an action for
which there is no script or which is outside established scripts (Stigler & Hiebert,
1999). One such example occurs when a teacher, who typically models several
examples before giving students an assignment of similar problems, asks students
to solve a problem for which they have not been shown a solution method. Students
may struggle, not only with their mathematical understanding but also with their
understanding of the classroom expectations in this new situation.
Teachers use cultural scripts both when creating lessons and when evaluating the
quality of a lesson. Evaluation of teaching practice does not lie completely within
the realm of cultural scripts because some knowledge, skills, and techniques of
teaching are talked about explicitly, whereas many cultural scripts are implicit and
may be largely hidden from those sharing the same teaching culture. We hypothesize that cultural scripts will have a large influence on a teachers view of effective
instruction and, in turn, will influence what experienced teachers emphasize when
working with novice teachers to prepare lessons.
LITERATURE REVIEW
In the last decade, a few researchers have explored the idea of effective, good, or
high-quality instruction (for this study we use these three adjectives as equivalents)
not based on learning theories or the direct examination of classroom practice but
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based on examining the points of view of practitioners. These studies have not been
confined to teachers in the United States, but have involved teachers in Australia
(Perry, 2007), Hong Kong (Wong, 2007), mainland China (Wang & Cai, 2007a),
Japan (Whitman & Lai, 1990), and Korea (Pang, 2009). A summary finding of
these studies is that teachers from Hong Kong and mainland China emphasized
coherence, clarity, and mathematical integrity as the basis for effective teaching
(Bryan, Wang, Perry, Wong, & Cai, 2007), whereas U.S. teachers emphasized
student physical engagement, physical materials, student-to-student interaction,
and classroom management (Wilson, Cooney, & Stinson, 2005; Whitman & Lai,
1990).
Three studies have looked specifically at Japanese teachers conceptions of effective mathematics instruction (Jacobs & Morita, 2002; Jacobs, Yoshida, Stigler, &
Fernandez, 1997; Whitman & Lai, 1990). Each of these studies compared Japanese
teachers conceptions of effective mathematics instruction to U.S. teachers conceptions. Whitman and Lai (1990) used a 4-point-scale survey of seventh-, eighth-,
and ninth-grade teachers and found differences in conceptions between U.S. and
Japanese teachers similar to those found by Bryan (2007) and his colleagues
between U.S. teachers and teachers from Hong Kong and mainland China. Although
there were many similarities in the conceptions of the U.S. and Japanese teachers,
U.S. teachers emphasized classroom management and being sensitive to students
needs, whereas Japanese teachers emphasized coherence and clarity in an interesting and lively lesson.
Two studies led by Jacobs used a novel way of exploring teachers ideas about
what constitutes effective mathematics instruction. In Jacobs and Morita (2002),
after teachers independently viewed a videotape of a mathematics class, they were
asked to comment about the instruction and characterize their comments as
strengths or weaknesses. Two mathematics classroom videos were useda U.S.
lesson and a Japanese lesson. Half the teachers from each country watched each
lesson. The comments were coded, categorized, and then organized to show the
common ideal scripts that teachers have for mathematics lessons. Jacobs and
Morita use the idea of scripts as the mental image or schema teachers have for an
ideal lesson. Jacobs and her colleagues had strong evidence that Japanese teachers
have a different script from that of U.S. teachers for an effective lesson. U.S.
teachers showed evidence of two scripts, one for each of the videotaped lessons.
Jacobs and Morita (2002) summarize their findings this way: The findings
suggest that U.S. teachers may have more culturally sanctioned options for teaching
mathematics; however, Japanese teachers may have a more detailed and widely
shared theory about how to teach effectively (p. 154). Although it may be true that
U.S. teachers have a wider variety of accepted mathematics teaching practices or
culturally sanctioned options, the results of the study can also be interpreted as
evidence that U.S. teachers do not have a widely accepted single theory about how
to teach effectively. It could be that the reason for U.S. teachers accepting a variety
of options for teaching mathematics is that their conceptions of effective instruction allow for a higher tolerance for what is good or effective teaching.
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cooperating teachers and student teachers and refined a coding scheme to identify
the most frequently used and important topics.
Analyzing conversations between cooperating teachers and student teachers has
advantages over interviewing, surveys, and video analysis. First, the open-ended
and unstructured nature of the data allows researchers to explore aspects of instruction that teachers may not make explicit when conveying their conceptions of
high-quality instruction. Second, conversations are about a particular lesson, and
the specifics may provide insights about instruction that are not captured in general
comments or responses. Third, these conversations are a natural part of student
teaching and mentoring, so they provide a venue for seeing not only what conceptions teachers hold but also how they talk about them in their work of teaching and
teacher education.
Data Collection
The structure of student teaching in Japan is different from the typical structure
for student teaching in the United States (Peterson, 2005). In Japan, there is typically a student teaching experience of 3 to 4 weeks at the end of a preservice
teachers junior year, and at many universities there is another student teaching
experience at the beginning of the senior year. In all, preservice teachers spend
about 7 weeks student teaching in these two experiences toward the end of their
program. Because student teaching is not a culminating experience for the teacher
education programs, it can become a context for conversation when students take
other university courses in the final semesters of the program. Japanese teachers
also have a carefully mentored first year of teaching, during which they continue
to learn and grow. This is why the duration of Japanese student teaching is shorter
than what is typical in the United States. Our study focused on the student teaching
that took place at a junior high school affiliated with a university in Southern Japan.
There were 7 mathematics student teachers who worked with 3 mathematics cooperating teachers for 4 weeks in the month of September. They spent their time
planning, observing, and teaching lessons at the school of 480 students (160
students in each of grades 7 through 9).
Each of the 7 student teachers at the school taught a total of three lessons during
his or her 4-week student teaching experience. Each student teacher taught one
lesson at each grade level7, 8, and 9and one lesson with each of the 3 cooperating teachers. At the beginning of student teaching, all 7 student teachers were
given the teaching schedules of the cooperating teachers and negotiated among
themselves when they would teach with each of the 3 cooperating teachers.
Because the student teachers teach relatively few lessons compared to their U.S.
counterparts, they spend more time preparing each lesson. They met with their
cooperating teacher three or four times to review the lesson plan and discuss the
upcoming lesson. These meetings usually lasted approximately 30 minutes.
Between meetings, the student teacher would revise the lesson plan to address the
concerns of the cooperating teacher.
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The three cooperating teachers are named1 Kimura Sensei (41-year-old male),
Ueno Sensei (38-year-old male), and Sasaki Sensei (33-year-old female). Each had
been teaching junior high school mathematics for 9 to 18 years. Sasaki Sensei had
a masters degree and Ueno Sensei and Kimura Sensei had bachelors degrees. The
cooperating teachers will be referred to as CT Kimura, CT Ueno, and CT Sasaki.
Because there was only one researcher gathering data and because of the possibility that two student teachers could be meeting with two different cooperating
teachers at the same time, the student teachers had to be chosen to eliminate this
potential conflict so that all conversations and lessons could be recorded. This was
done by selecting the 3 student teachers who were all scheduled to teach their first
lesson with CT Sasaki, their second lesson with CT Kimura, and their last lesson
with CT Ueno. These 3 student teachers, ST Akihiko, ST Tomoko, and ST Motori,
were in the middle of their junior year of college and were about 20 years old. ST
Akihiko and ST Motori are male, and ST Tomoko is female.
The student teaching experience is centered on carefully planning, teaching, and
reflecting upon these three lessons, in addition to observing and reflecting upon
the lessons taught by their peers. This means that each lesson taught by a student
teacher is observed by 36 other student teachers. At the end of the day, the student
teacher who taught the lesson, the peers who observed the lesson, and the cooperating teacher whose class was taught participated in a debriefing about the lesson
called a hanseikai, or reflection meeting.
Our data include four main components: videotapes of the prelesson conversations between student teacher and cooperating teacher, videotapes of each lesson
taught by a student teacher, videotapes of the postlesson debriefing meetings, and
documents that were part of this process (lesson plans, worksheets, etc.). Videotaped
conversations were transcribed in Japanese and then translated into English. For
this study the main data source consisted of the transcripts of the prelesson conversations. The remaining data were viewed as a context to understand the data that
were analyzed in detail. Sometimes the lesson or the reflection meetings were
viewed to better understand comments made in the prelesson discussions.
Data Analysis
Initial data analysis entailed reading transcripts of the lessons and noting ideas
and themes about high-quality mathematics instruction. To help us decide whether
comments from STs or CTs were instructional in nature, we used the following
criterion, which stems from the instructional triangle that is part of our theoretical
framework: comments focused on issues related to the interaction of students and
teachers around content. To make inferences about the quality of instruction we
used the following sources of evidence:
1. Statements or suggestions from the CTs about what STs should or should not
do during the lesson.
1 All
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Table 1
Names and Descriptions of Codes
Code: Subcode
Description
Lesson preparation
Preparation: Tasks/
questions
Preparation: Handling
student responses
Preparation:
Conjecturing student
responses
Preparation: Lesson
plans
Lesson flow:
Transitions
Lesson flow:
Mathematical need
5. Creating an intellectual need in the students for the mathematics or making the mathematics lively and/or motivating. (M1)
Mathematics:
Not just fun
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Mathematics:
Appropriateness
2. Mathematics that is appropriate for this lesson vs. inappropriate mathematics. (G2)
Mathematics: Context
Unityear: Unit
placement
Unityear: Between
units/years
Adapting instruction
for students
ST A & CT S,
Day 1
ST A & CT S,
Day 2
ST A & CT S,
Day 3
ST A & CT S,
Day 5
ST A & CT K,
Day 1
ST M & CT S,
Day 1
ST M & CT S,
Day 2
ST M & CT S,
Day 3
Conversation
Student
intellectual
engagement
and student
thinking
Lesson flow
Lesson
preparation
Important
mathematics
Code categories
Table 2
Distribution of Code Categories Across 19 Prelesson Conversations
Place of lesson
in unit/larger
context
Adapting
instruction for
students
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Principles of Japanese Mathematics Instruction
19
ST T & CT U,
Day 1
TOTAL
ST T & CT S,
Day 3
ST T & CT S,
Day 2
ST T & CT K,
Day 1
ST T & CT S,
Day 1
ST M & CT
U, Day 1
ST M & CT
U, Day 3
ST M & CT
K, Day 3
ST M & CT
K, Day 2
ST M & CT
U, Day 2
ST M & CT S,
Day 4
19
18
Table 2 (continued)
Distribution of Code Categories Across 19 Prelesson Conversations
14
14
10
10
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combined with important mathematics. One of the principles refers to lesson plans
and is different in nature from the other five principles. Lesson plans are admittedly
less about instruction and more about what teachers need to prepare to teach a
lesson well, but because of their importance in teaching a good lesson we have
included the principle related to lesson plans.
We address the six principles in separate sections, each of which begins with a
one- or two-sentence statement of the principle. We explain each principle with
highlights from our data as well as summaries of particular codes when we considered them to be relevant. Instead of reserving our discussion of the results until the
end of the article, we discuss several points after elaborating each principle. The
final discussion section is reserved for overarching issues.
The Intellectual Engagement Principle: High-quality mathematics instruction
intellectually engages students with important mathematics. This principle appears
to be the most important feature of a high-quality mathematics lesson. This was a
topic in every one of the 19 major conversations between CTs and STs. Only one
other principle was addressed this frequently. The five other principles of highquality mathematics instruction are all closely tied to this central principle of
intellectual engagement.
It was clear from the data that engaging students intellectually was a primary
goal. An excerpt from a conversation between ST Motori and CT Ueno illustrates
this. This is their first conversation about the lesson, so the CT is examining the
lesson plan for the first time. The goal of this lesson is to help students understand
the meaning of variables and notice the usefulness of variables for writing general
expressions. ST Motori was planning to use several questions related to prices of
items at a Japanese noodle restaurant. For example, the first question was If each
egg costs 30 yen, then how much will one egg cost? How much will two eggs cost?
How much will three eggs cost? Eventually ST Motori will ask the question How
much will x number of eggs cost? The purpose of this question was to help the
students realize that they could use a variable, in this case, x, to represent the
unknown number of eggs.
Another question was If a tempura shrimp costs 100 yen, how much will it be
if you buy three tempura shrimp? If a tempura shrimp costs 120 yen, how much
will it be if you buy three tempura shrimp? Again, ST Motori will lead the students
into using variables by asking If a tempura shrimp costs a yen, how much will
it be if you buy three tempura shrimp? The purpose of this question was to help
students realize that they could use a variable, in this case, a, to represent the
unknown price of a tempura shrimp.
The goal of the lesson was that, by its conclusion, students would write expressions using different letters as variables and interpret expressions with variables.
CT Uenos reference to different parts of the lesson refers to the different questions
that ST Motori was planning to use through the lesson.
Near the beginning of the conversation, ST Motori is concerned about having
too much time at the end of the lesson. CT Ueno changes the topic by responding:
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CT Ueno: I want you to think about this. Are there any places that students use their heads?
ST Motori: (after a short pause) There is no such place. Nothing at all.
CT Ueno: You are going to get to this point in the lesson, right? Students wont use their
head at all. I dont know what your plan in this part of the lesson is, but they
wont use their heads here either. This part only requires them to fill in the blank.
I dont know if you really want to do that yet. You didnt plan to stimulate
students thinking process. So it will become a shallow lesson. Do you think
this [problem] will make students think?
ST Motori: No, I dont think this will make them think.
CT Ueno: What you are planning is just to kill the time. If the students were told to mark
the corrections as a group, they wont know what to do because the only difference is that variables are replaced by different characters. Some students may
use a or m, and others may use x. I think it is meaningless.
The CT asks a simple question Are there any places that students use their
heads? This one question summarizes this first principle well, because if the
answer is no, then it is highly unlikely that it would be a good lesson. The candid
question and comments by the CT may be a teaching strategy to teach the importance of getting students to think about the mathematics during every lesson.
Along with emphasizing the intellectual engagement of the students, the conversations focused on engaging the students with important mathematics. This point
is also raised in the preceding dialogue. Not only are students not using their heads
in the activity, the CT views the activity as meaningless. One of the subcodes for
this principle also illustrates the point that the mathematics of the lesson must meet
a high standard. This particular subcode marked instances in which the teachers
discussed the issue of fun, entertaining, or interesting activities compared to important mathematical activities. This topic arose in 6 of the 19 conversations. The
examples seemed to emphasize that the mathematics must never be sacrificed for
a fun or interesting activity. This is not to say that these 3 Japanese teachers do not
try to make their lesson fun and interesting, in fact, later we will establish that they
work very hard to do just that. However, it was clear that high-quality mathematics
requires mathematical work of a certain standard, even if it was not as fun or interesting as other possible activities.
One particular example in which this issue arose occurred in the interaction
between ST Motori and CT Sasaki. ST Motori wanted to use playing cards in the
lesson he was going to teach because he saw them used in another class, and the
students had fun with them. The lesson was for a ninth-grade class on setting up
and solving second-degree equations. Because he saw a seventh-grade class use
playing cards to set up linear equations, he thought he could use them for his lesson.
ST Motori was planning to begin the lesson using a game in which he holds up
a card that he can see but the students cannot see. He would then give hints, in the
form of equations, about what the value of the card is. For example, with a number
9 card, he might give the hint, Two is left if the number is subtracted by seven.
He then would hold up another card and give another hint that would require the
students to solve a first-degree equation. Then, he would hold up another card and
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give the hint, It becomes eight if the squared number is subtracted by one. This
hint requires students to solve a second-degree equation. ST Motori would then
hold up another card and give a hint that would require students to solve a seconddegree equation. After ST Motori explains this to CT Sasaki, the following episode
takes place:
CT Sasaki: You said the seventh-grade kids had fun. How would you explain why the
seventh-grade students had fun with playing cards?
ST Motori: Because they like the sense of win or lose, just like a game?
CT Sasaki: Okay, so they felt they could play with the sense of game just like playing with
friends. Meanwhile, they can learn math principles from it, and it requires
students to develop their thoughts. For instance, students draw black and red
cards and they can add or subtract. If they are studying in the unit of positive
and negative numbers, they will have fun with it because they use their brain,
and playing cards will stimulate their intellectual curiosity. But I doubt that
using playing cards in your lesson would stimulate intellectual curiosity.
ST Motori: Probably not . . .
CT Sasaki: Absolutely not. In addition, kids would probably think, I already understand
that, and why in the world is this teacher teaching it?
ST Motori: Yes, you are right. They will think like that.
Our data offer clear evidence that these 3 Japanese mathematics teachers want
students to be engaged in the lesson. Research on U.S. teachers conceptions of good
instruction suggests the same thing: Teachers believe that good teaching engages
students (Wilson et al., 2005; Wang & Cai, 2007b). The emphasis by these 3 Japanese
teachers seems to focus on intellectual engagement as opposed to just physical
engagement or on-task behavior. This emphasis on intellectual engagement may be
an important element in establishing the quality of Japanese mathematics instruction.
The Goal Principle: An ideal lesson is guided by an explicit and specific set of
goals that address student motivation, student performance, and student understanding. There are two aspects of goal statements that we saw emerge from the
data. First, each lesson has a set of goals, not just a single goal, and the set of goals
focuses on similar aspects of learning. The second is the use of goal statements in
guiding decisions made by teachers.
Each Japanese lesson plan in our study contains goals for both the unit and the
lesson. In our data set there were a total of 29 unit goals and 18 lesson goals. These
47 goal statements contained some striking similarities across lesson plans. We
later found that these similarities were not coincidental but were aligned with four
areas of learning recommended by the Japanese Ministry of Education. The
Japanese national course of study recommended tracking student progress in four
areas of learning: (a) interest, motives and attitudes, (b) students thinking, (c)
knowledge and understanding, and (d) skills and procedures (Schmidt et al., 1996,
p. 151). All 47 goal statements contained elements of one or more of these types.
Each lesson usually contained goal statements that could be connected to at least
three of these goal types.
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One interesting aspect of the lesson goals in these Japanese lesson plans is that
in almost every lesson there was at least one goal focused on what students should
understand and another focused on what students should be able to do. What
students understand and what students do (skills and procedures) are often dichotomized in U.S. discussions about the direction or problems of mathematics education (Star, 2005). Recent thinking in the United States emphasizes that both procedural skills and conceptual understanding, as well as other capacities, are needed
for students to learn mathematics successfully (e.g., National Research Council,
2001). In fact, the four areas of learning put forth by the Japanese Ministry of
Education and the strands of mathematical proficiency from the NRC report have
substantial overlap.
Goal statements functioned as guides for a teachers decisions about the lesson.
In the conversations in the data set, we found that 14 of the 19 conversations explicitly referred to the goal statement when making decisions about the lesson.
Although each example sheds light on how fundamental goals are to these Japanese
teachers perspective on teaching, we are limited here to showing a few examples
from the conversation between ST Motori and CT Ueno.
In the first example, they are discussing the task that ST Motori has created about
a group of friends placing an order at a noodle shop. CT Ueno helps ST Motori
realize there are other problems that would better align his lesson with his goal.
CT Ueno: If your aim is to understand the meanings of terms and expressions, and you
have already planned to do that as a goal, you should start teaching from a
different direction. I think there is another way of doing it. Okay, I will give you
a problem to express with variables. For example, suppose there is a rectangle.
How can you express the area of a rectangle with variables? How can you
express the perimeter of a rectangle? Your purpose is to make it so students can
express with variables, right?
ST Motori: Right.
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ST Motori: Yes.
CT Ueno: If these are your goals, is it important to do this [task] and spend 25 minutes
on [it]?
ST Motori: No, its not.
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each topping. The students were to determine the overall price for all four friends.
CT Ueno questioned the flow of ideas in the lesson.
CT Ueno: O
ne thing you should do is to think about the flow of the human thinking
process. If you want to find how much the price will be, you should follow
this path and develop it. . . .
ST Motori: Well, the reason why I decided to do this is because I wanted them to understand
a good attribute of variables. Because this part [of the lesson] uses expressions
in words, its difficult to understand. . . .
CT Ueno: I think this is hard. You go there and come back and go there and come back.
[CT Ueno is pointing to the lesson plan and referring to the place where ST
Motori has an abstract use of variables, a 3 b, and then moves to the problem
described above and then back to the abstract discussion again.] If you want to
do that [the problem] in your mind, you should start there.
The Japanese CTs in our study use a phrase that is translated as natural path or
natural way in reference to the way the lesson would help students think about the
mathematics. The naturalness has to do with what seems natural to the student, not
necessarily the logical way that mathematics is structured in textbooks or organized
by the discipline of mathematics.
Another characteristic of the flow of a lesson is using student ideas and student
thinking. Not only should the problem lend itself to the current mathematical
thinking of the student, the teacher must be prepared and willing to use students
ideas in the progression of the unit. This is one reason that 17 of the 19 conversations included anticipating student thinking.
In the conversations between cooperating teachers and student teachers, many
times one of the teachers summarized the flow of the lesson in a brief statement of
a few sentences, similar to how mathematicians summarize the logic of proofs or
researchers summarize arguments in research papers. We call these statements the
logic of the lesson. For example, in the conversation between ST Motori and CT
Ueno, ST Motori describes the logic of the lesson in the following manner.
If I talk about x, a, or other variables all of sudden, most students would not understand
what I meant unless they go to a juku [after-school private tutoring]. Therefore, I
initially use specific values. In other words, I will talk about multiplication problems
first. For example, I will say that I want eggs but dont know how many I want. Then
set a general expression to find a number of eggs. I will write like this: 30 3 ( ). And
explain this expression in words. And say its very troublesome if I explain every
expression in words. And then, I will talk about variable.
The lesson logic often embodies the problem or question and why it is problematic. The lesson logic also talks generally about how the students will solve the
problem and how they will be led to discover the intended concepts. Based on the
comments of these 3 CTs, it is evident in the lesson logic statements that a wellarticulated, big mathematical idea is central to a high-quality lesson. In the
preceding example, the logic of the lesson brings out a need for a simple method
of representing a variable, because it is troublesome to explain every expression
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in words. Crafting a task or activity that naturally brings up a need for a new
mathematical concept or method is a common characteristic of the lessons in our
data set.
The concept of pedagogical flow is what these cooperating teachers use to craft
their mathematics lessons. It builds on students current knowledge and ideas and
leads them in a natural way to the learning objectives. Other researchers have
pointed out that Japanese teachers view lessons as a story with a beginning, middle,
and end (Stigler & Hiebert, 1999). The logic of the lesson (that briefly captures the
flow of mathematical ideas) could be viewed as a summary of the lesson plot.
The Unit Principle: A lesson is created in the framework of past and future
lessons, particularly between lessons in a unit but also between units and grade
levels. The lessons in a unit help students progress to ways of thinking, writing, and
representing mathematics evident in the discipline of mathematics. It is clear from
the conversations we analyzed that a high-quality lesson is best understood in the
context of past and future lessons. This context can be as specific as adjacent lessons
or be broad enough to span grade levels. Our research has shown two important
facets about a lessons relationship to surrounding lessons: First, the unit is fundamental to how these Japanese educators view a lesson, and second, the placement
of the lesson in the unit influences how that lesson should be taught.
To demonstrate how fundamental it is to connect a lesson to surrounding lessons,
we begin by analyzing the lesson plan templates that these student teachers university required them to use. Although we have not done an analysis of lesson plan
templates across Japan, the lesson plan template used by these student teachers is
very similar to that described by Lewis (2002). After some initial information about
the teachers class, the next items listed are goal statements for the unit. These goals
are followed by other information about the unit, for example, a list of the lessons
that will be taught. It is not until after this information about the unit that information about the lesson is presented (Lewis, 2002). This sequence of items in these
Japanese lesson plans demonstrates that it is essential to understand the unit before
one can understand an individual lesson.
The importance of connecting a lesson to surrounding lessons can also be seen
in the number of times this topic was addressed in the conversations in our data set.
Half the conversations in the data set included something about the unit or the
relationships between lessons. The topic of how the lesson connects to other lessons
was raised somewhere in six of the eight lessons, evidence that, in most lessons,
this principle was invoked to add perspective. For example, in the conversations
between CT Ueno and ST Motori before ST Motoris lesson to a seventh-grade class
on introducing variables, CT Ueno began to sense that ST Motori was losing sight
of how his lesson related to the surrounding lessons.
CT Ueno: When you become a real teacher, what would you teach next? Which path would
you follow in your lesson?
ST Motori: In the next lesson?
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CT Ueno: When you become a real teacher, you wont teach only this lesson, right? You
have 365 days in one year from seventh grade to ninth grade. If you are going
to teach math classes well, you have to have an image of what you would do
next in your mind. What would you do?
ST Motori then outlined what was going to happen in the next few lessons in the
unit. The idea of connecting a lesson to the surrounding lessons is a fundamental
characteristic of that lesson, as is connecting ideas between grades. Notice that CT
Ueno emphasized that ST Motori needed to consider seventh to ninth grade when
preparing a lesson. It is common that junior high school teachers in Japan cycle
through Grades 7 through 9 to have a clear mastery of the curriculum across the
three grades.
From our research about lessons connecting with surrounding lessons, we also
found that the placement in the unit affected how the lesson should be approached.
In our data set, most of the lessons that were taught by student teachers were taught
at the beginning of the unit. This was the case for ST Akihikos first lesson. In the
conversation between ST Akihiko and CT Sasaki, the cooperating teacher alludes
to differences in how lessons should be approached.
CT Sasaki: What do you think is needed for the introduction?
ST Akihiko: What is needed?
CT Sasaki: Yes, what is needed for the introduction, for example, arent there things needed
in the middle of a unit and things needed at the end?
What is clear from these conversations is that these three Japanese teachers have
a different view of lessons depending on their position in the unit. What is not clear
from the conversations, and what we are not able to address with this data set, is
exactly how lessons evolve from the beginning to the end of the unit. However, at
least one other researcher is exploring the trajectory of lessons through a unit. Aki
Murata (2010) explains that there are four common phases in a unit and that each
phase has a name. The four phases, in order, are guided instruction (do-nyu),
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to a section of the lesson plan] is about instruction, so you should write both
teaching material and what would be appropriate instruction by considering
each students circumstance.
Classifying students into these two groups (not necessarily physically forming
the groups) seems to be a strategy that these Japanese teachers use to adapt instruction. It allows them during their preparation to plan adaptations that they can use
during implementation. A portion of the lesson plan template has a section in which
adaptations can be explained. This is what CT Ueno is referencing in the previous
quote.
Second, the cooperating teachers focus on commonalities among students rather
than differences. Their approach seems to be to assume that students are similar
until they obtain evidence that they need to adapt instruction for some students or
a group of students. Because all classes have students with varying levels of understanding, these CTs were suggesting that the student teachers first look for the
commonalities across all their students and center their instruction there. Once
these commonalities had been identified, they could then think about adaptations
that could be made for the two different groups: students with apparently stronger
understanding of the content of the days lesson and students with apparently
weaker understanding of that content.
Third, even students who understand should be challenged. These Japanese
teachers focused not only on adapting instruction for those who did not understand
but also on addressing the needs of students who easily understood the mathematics. Recall that the central principle of high-quality mathematics instruction is
student intellectual engagement with important mathematics. For all students to
be intellectually involved, or challenged, teachers also had to adapt instruction for
students who could easily perform the initial task or answer the initial question. If
students could easily answer the question and were not challenged in doing so,
these Japanese teachers concluded that the lesson did not satisfy the goal of all
students doing intellectual work with important mathematics.
Following is an illustration in which ST Tomoko is debriefing about a lesson that
she just taught about different methods to solve a system of equations. She is telling
CT Sasaki her limits in challenging both those who could easily solve the problem
and those who struggled. The four solutions to which ST Tomoko alludes are
described in Appendix B.
There were some that solved the problem very quickly, and there were others who
couldnt do anything at all. I wasnt able to follow up on those two groups. Now I can,
but at that time I wasnt sure what should have been said. Nobody was able to come
up with all four methods, but there were groups that used two or three methods. To
those groups, I said, Are there any other ways? or How would elementary school
students solve this problem? But, there was little reaction to those questions, and I
wonder if my questions werent appropriate.
ST Tomoko saw this as a critical shortcoming of her lesson. This was the
first specific point she mentioned in relating her thoughts about the lesson to her
460
cooperating teacher. She went on to emphasize that she could have overcome this
shortcoming with better preparation.
The adaptive instruction principle first emerged as a disconnect from watching
the student teachers lessons and analyzing the prelesson conversations. The CTs
and STs would talk about adapting instruction and teaching different groups of
students, but during the lesson there was little of what we first considered differentiation in the way that we have heard it discussed in the United States. We did
not see practices such as cooperative learning in ability groups or any form of
individualized instruction. We realized that these Japanese teachers had ways to
adapt instruction to different students, or different groups, as they evaluated student
work, asked questions, and offered suggestions in the form of scaffolds or challenges to keep all students learning at an appropriate and aggressive pace.
The Preparation Principle: High-quality instruction requires a well-thought-out,
detailed lesson plan that addresses the previous five principles and interconnects
them in a coherent lesson. Our data provide strong evidence of the importance of
the aforementioned principles in guiding these Japanese teachers in preparing and
implementing engaging, coherent lessons. Because the principles are general,
teachers must adapt these principles to each of their lessons as they prepare to teach
them. The desire to create a lesson that satisfies all six principles is what guides their
preparation. The time spent by these student teachers in preparing the lessons was
significant, and the preparation was not complete until the CT had literally given
the stamp of approval by stamping his or her name on the final lesson plan. Perhaps
altering the wording of a question or considering how to handle a possible student
question may not make a distinct difference, but through preparing many seemingly
insignificant details, these 3 Japanese educators and their student teachers prepare
to teach coherent lessons founded upon the aforementioned principles.
In preparing lessons guided by these principles, these Japanese educators
frequently (17 of 19 conversations) anticipated comments and questions their
students would have. This not only allowed them to know what to do in these situations but also helped them maintain a good lesson flow and to reach the learning
goal for that lesson. For example, in the first meeting between CT Ueno and ST
Motori, ST Motori was planning to start the lesson with the question One egg is
30 yen. If there are 1, 2, 3 eggs . . . How much will it be if you want x number of
eggs? CT Ueno, through anticipating students thinking, does not think the expression will be as easy to create as ST Motori thinks it will. While CT Ueno is
explaining, he draws the diagram displayed in Figure 1.
CT Ueno: Do you think kids will know that they have to set up an expression? I am not
sure it will go smoothly. However, its possible that our students will use a variable on this step. They may use the variable a or x for the number of eggs. It is
possible that kids will skip those steps. Do you think kids will set up an expression like 30 3 x?
ST Motori: If it happened that would be good.
CT Ueno: In that case, what would you do then? [15-second pause] Of course, because
461
this is a lesson, you will begin with some activities, and you will give a problem.
It is good if the correct answer is given, but you have to prepare if the students
will say this [incorrect] answer, right? You also have to prepare what you will
say in this [incorrect] situation. In the first situation you need to make this
response, then if they understand, then they return here. But if students still
dont understand, you need to think of something else to do. This means the
more alternatives there are for students the more you have to prepare.
Different Comment
Different Comment
Students Understand
The Question
of the Day
Introduction
Activities
Think of
Another Way
Students Dont
Understand
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Principles of Japanese Mathematics Instruction
463
DISCUSSION
A major purpose of this study was to explore more deeply the idea of Japanese
teachers refined, shared conception of high-quality mathematics instruction. We
have summarized our findings as a set of six instructional principles. We do not
claim that these principles are the only basis that these Japanese teachers use for
evaluating instruction, but we do claim that these principles capture important
elements of these Japanese teachers conceptions of high-quality mathematics
instruction.
Our study has limitations. First, this is an analysis of conversations of only 3
student teachers and 3 cooperating teachers. Although we found strong evidence
for common conceptions or cultural scripts across these 3 teachers, we cannot make
strong statements about the conceptions of Japanese mathematics teachers as a
whole. Second, the statements that cooperating teachers made about instruction
were to novice teachers. Conversations with another experienced colleague about
the quality of a lesson may have focused on other aspects of the lesson. Thus, our
results may be limited to elementary ideas of instruction because the conversations
were with novice teachers.
When we asked Japanese mathematics educators for feedback on drafts of this
article, they all said that, from their experience, these six principles capture rather
well the Japanese conceptions, or cultural scripts, of high-quality instruction.
However, one warning from a Japanese mathematics educator is worth noting. The
warning captures something that we have come to believe about Japanese teachers
but have hesitated to articulate because of a lack of evidence. The Japanese mathematics educator emphasized that if we made a list of characteristics of a lesson
(such as these six principles), and a teachers lesson received a hundred-percent
result according to the checklist, it would not necessarily constitute high-quality
instruction, unless the teacher continued to work toward improving the lesson. He
added,
The teacher may find many points which can be improved, and most of such points are
not realized by other participants. The capable teacher [will] never be satisfied with
the lesson, and we can say, he is a capable teacher because he is always seeking for [a]
better lesson. (H. Ninomiya, personal communication, June 22, 2009)
Thus, Japanese teachers may tend to have an attitude that there is always something to improve about a lesson, the knowledge of being able to point to things that
could make the lesson better, and the determination to develop a better lesson or to
teach better next time.
To the extent that the cultural script of mathematics teaching shared by teachers
in our sample is representative of Japanese teachers, it seems to us that the Japanese
teachers may exhibit several advantages because of their refined, shared conception
of high-quality instruction. These advantages illustrate how such an understanding
of high-quality instruction can serve as a resource for instructional improvement.
We explain two such advantages.
464
First, a refined, shared conception of instruction can guide teachers, even in new
situations. This point becomes particularly acute when considering teacher education programs or professional development activities that cannot provide instruction on all the content teachers are required to teach. We strongly suggest that it is
the understanding of what good instruction is, what it looks like, and what important characteristics should be present, among other things, that may allow Japanese
teachers to craft well-designed lessons. When asked what Japanese teachers are
taught in mathematics methods classes, a Japanese mathematics educator simply
responded they are taught what good mathematics teaching is (T. Miyakawa,
personal communication, October 26, 2007). This illustrates the importance for
the Japanese of developing a strong conception of high-quality mathematics
instruction.
Second, a refined, shared conception of effective instruction combined with
detailed lesson plans allows Japanese teachers to evaluate lessons from the lesson
plan; they need not watch the lesson take place. This is illustrated extensively in
our data, in which a large majority of the STCT interaction was in prelesson
conversations. Of course, observing a lesson also allows for feedback, but the
feedback in postlesson conversations is usually on implementation of the wellcrafted lesson plan and not on the content, tasks, questions, and so on, of the lesson.
Those important elements already had been discussed extensively beforehand.
Being able to evaluate instruction from a written lesson plan is used as a vital
resource in improving instruction in Japan. Consider the student teaching process,
during which student teachers typically are given feedback three or four times on
an entire lesson but only teach it once. Many mistakespoor tasks, oddly-worded
questions, and so oncan be addressed by cooperating teachers when reading the
detailed lesson plans. There is no reason to have the student teacher teach the poor
lesson to know what could greatly improve the intellectual work, mathematics,
flow, goals, and clarity of the lesson.
The results from Jacobs and Morita (2002) support the claim that Japanese
teachers seem to have a singular vision of what constitutes good instruction as
compared to their U.S. counterparts. Our analysis of the data has provided a more
detailed picture of the conception of good mathematics instruction held by a small
sample of Japanese teachers. The literature about good instruction in the United
States largely formulates good instruction using definitions or criteria tied to
certain instructional methods (e.g., interactive lecture, extended exploration by
small groups of students, discovery approach) or criteria defined by any form of
instruction that produces certain outcomes. Examples of the latter include the
processproduct studies by Good, Grouws, and Ebmeier (1983), in which good
instruction was instruction that produced high or improved scores on the Iowa Test
of Basic Skills or the more recent National Research Council report (2001) in
which the definition of effective teaching is given as teaching that fosters the
development of mathematical proficiency over time (p. 315). Methods-based
criteria provide strong guidance for teachers about what to do in class, but unfortunately, instructional methods are, at best, only loosely tied to learning outcomes
465
(Hiebert & Grouws, 2007). Outcome-based criteria, by definition, are closely tied
to instructional quality, but may come at the expense of providing guidance to
teachers on what should be done in classrooms to achieve those outcomes. If the
sample of teachers in our study is any indication, then Japanese teachers conception of high-quality instruction may provide both guidance for teachers and some
basis for evaluating instructional quality. Japanese teachers conception of highquality instruction is not tied to particular instructional methods, but rather is a set
of foundational principles or scripts of ideal lessons that helps teachers craft effective instruction.
We have not argued that the six principles developed in this study characterize
elements of mathematics lessons that are necessary for students to learn mathematics with conceptual understanding. However, there is evidence that some of the
principles (or aspects of these principles) may greatly facilitate students learning
with understanding. In their synthesis of research, Hiebert and Grouws (2007)
characterize two elements that facilitate students learning mathematics with understanding that were present in all reviewed documented cases of instruction that
successfully developed students conceptual understanding. The two elements that
facilitated students learning mathematics with understanding were: (a) explicit
attention to connections among ideas, facts, and procedures and (b) engagement
of students in struggling with important mathematics (p. 391). The second element
corresponds well to the intellectual engagement principle, whereas the first seems
to be captured, at least partially, in the goal and flow principles. Although it may
be difficult to make an argument that these principles are necessary for effective
instruction, it has been difficult for the authors to conceive of an effective mathematics lesson that developed students conceptual understanding that did not
embody all, or nearly all, of these principles.
CONCLUSION
These 3 Japanese mathematics teachers stress common aspects of high-quality
instruction that continually arise in conversations with student teachers. We have
characterized six of these common aspects as principles of high-quality instruction.
We strongly suggest that the conception, or cultural script, of high-quality instruction portrayed by these principles is an important part of the knowledge that allows
Japanese teachers to design and teach well-crafted lessons, as documented in the
literature (Stigler & Hiebert, 1999). We claim that this refined, shared conception
of instruction may provide a valuable resource for these Japanese teachers in
improving classroom instruction. We believe that teachers around the world could
benefit from reflecting upon their own conception of high-quality instruction in
light of these principles.
466
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Authors
Douglas L. Corey, Brigham Young University, Department of Mathematics Education, TMCB 163,
Provo, UT, 84602; corey@mathed.byu.edu
Blake E Peterson, Brigham Young University, Department of Mathematics Education, TMCB 193B,
Provo, UT 84602; peterson@mathed.byu.edu
Benjamin Merrill Lewis, Brigham Young University, Department of Mathematics Education, TMCB
163, Provo, UT 84602; ben.merrill.lewis@gmail.com
Jared Bukarau, Brigham Young University, Department of Mathematics Education, TMCB 167,
Provo, UT 84602; jbukarau@gmail.com
Accepted June 30, 2010
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APPENDIX A
The table below contains a description of the codes used in the qualitative analysis
of this study. Each code is illustrated by a quote or dialogue from the prelesson
conversations.
Code
Example
Lesson preparation
Preparation: Tasks/Questions
1. Preparing specific questions about math
problems or tasks for students. This
might include discussing exact wording,
particular numbers to use in an example,
which types of problems to use, or
modifications to the question/task/
activity.
Preparation:
Conjecturing student responses
3. Specific occurrence where the cooperating teacher or student teacher talked
about how students may respond to a
question/task or how students may think
about a question/task
469
Code
Example
Lesson preparation (continued)
Lesson flow
Lesson flow: Mention
1. Any explicit mention of flow
470
Code
Example
Lesson flow (continued)
471
Code
Example
Lesson flow (continued)
472
Code
Example
Lesson flow (continued)
473
Code
Example
Important mathematics
Mathematics: Not just fun
1. Discussion of activities that focus on the
mathematics as opposed to just being
fun or entertaining (explicit mention or
obvious use only). (F5)
474
Code
Example
Important mathematics (continued)
Mathematics: Context
3. Mathematics and context. (Only put this
code if they are discussing both the
mathematics and the role/use of the
contextnot just talking in the language
of the context, like the units, for
example.)
475
Code
Example
476
Code
Example
477
Code
Example
Adapting instruction for students (continued)
478
Appendix B
ST Tomoko mentions four solutions for a problem that could be solved using a
system of equations. What follows is the problem given to the students as well as
the four solutions she expected to see. The table solution is one that the students
typically learn in elementary school in Japan.
The problem: If there are 35 pheasants and rabbits and there are a total of 94 legs,
how many pheasants and how many rabbits are there?
Method 1: Solving with one variable
Let x be the number of pheasants and (35 x) be the number of rabbits.
2x + 4*(35 x) = 94
Method 2: Using a table
Pheasant
Rabbit
Legs
23
34
33
12
138
136
94
The number of pheasants and the number of rabbits are tested in a table until the
correct number of legs is found.
Method 3: Using the difference between the number of rabbit legs and pheasant
legs
Begin with assuming that all 35 animals are rabbits. There would be 140 legs.
This is too many legs, specifically, it is 46 too many legs. Because the difference
between the number of rabbit legs and pheasant legs is two and 46 2 = 23, there
are 23 pheasants.
Method 4: Two variables and a system of equations
Let x be the number of pheasants and y be the number of rabbits.
x + y = 35
2x + 4y = 94
This system of equations is then solved using elimination.