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2007
G. P. Agrawal
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Course Outline
Introduction, Modulation Formats
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Historical Perspective
Optical Era
Electrical Era
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Telegraph;
1836
Optical Fibers;
Telephone;
1876
Microwaves;
Multiple bands;
1948
1978
2002
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Information Revolution
Industrial revolution of 19th century gave way to
information revolution during the 1990s.
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TRG, PriMetrica, Inc.
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Five Generations
0.8-m systems (1980); Graded-index fibers
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B it R ate (G b/s )
1000
R es earch
100
10
C ommercial
1
0.1
0.01
1980
1985
1990
1995
Y ear
2000
2005
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Optical
Transmitter
Optical
Receiver
Communication Channel
Electrical
Output
Modulator
Electronics
Optical
Source
Optical
Modulator
Electrical
Input
Optical
Output
Driving
Circuit
Demodulator
Electronics
Photodetector
Electrical
Demodulator
Optical
Input
Electrical
Output
Modulation Formats
Optical Carrier has the form
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E(t) = e A cos(0t + )
Amplitude-shift keying (ASK): modulate A
Frequency-shift keying (FSK): modulate 0
Phase-shift keying (PSK): modulate
Polarization-shift keying (PoSK): information encoded in the polarization state e of each bit (not practical for optical fibers).
? Most lightwave systems employ ASK.
? ASK is also called onof keying (OOK).
? Differential PSK (DPSK) is being studied in recent years.
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nonreturn-to-zero (NRZ)
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Bit-Stream Generation
NRZ Data
Clock
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DFB Laser
CW
Data
Modulator
NRZ
NRZ-to-RZ
Converter
RZ
LiNbO3 Modulators
Contacts
NRZ Output
CW Input
MZI
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Variants of RZ Format
Optical phase is changed selectively in addition to amplitude.
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Optical Fibers
Most suitable as communication channel because of dielectric
waveguiding (acts like an optical wire).
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Fiber Losses
Definition: (dB/km) =
10
L
log10
Pout
Pin
4.343.
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Dry Fiber
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Fiber Dispersion
Origin: Frequency dependence of the mode index n():
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() = n()/c
= 0 + 1( 0) + 2( 0)2 + ,
where 0 is the carrier frequency of optical pulse.
Transit time for a fiber of length L : T = L/vg = 1L.
Different frequency components travel at different speeds and arrive
at different times at the output end (pulse broadening).
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T =
d L
dT
d1
=
= L2,
= L
d
d vg
d
d
Alternate definition: D = d
1
vg
= 2c
.
2 2
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Higher-Order Dispersion
Dispersive effects do not disappear at = ZD.
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Polarization-Mode Dispersion
Real fibers exhibit some birefringence (n x 6= n y).
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T (1) 2lcL D p L.
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Commercial Fibers
Parameter values for some commercial fibers
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ZD
D (C band)
Slope S
(nm)
ps/(km-nm) ps/(km-nm2)
13021322
16 to 19
0.090
13001322
17 to 20
0.088
13001320
16 to 19
0.090
13001310
18 to 20
0.060
14701490
2.6 to 6
0.050
14901500
2 to 6
0.060
15701580 1.4 to 4.6
0.112
14401450
5.5 to 10
0.058
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A i2 2A
+
= 0.
z
2 t 2
Compare it with the paraxial equation governing diffraction:
A 2A
+
= 0.
2ik
z x2
Slit-diffraction problem identical to pulse propagation problem.
The only difference is that 2 can be positive or negative.
Many results from diffraction theory can be used for pulses.
A Gaussian pulse should spread but remain Gaussian in shape.
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Dispersion Limitations
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Optical Receivers
A photodiode converts optical signal into electrical domain.
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0.9
BER = Error probability per bit
BER = p(1)P(0/1) + p(0)P(1/0) = 12 [P(0/1) + P(1/0)].
P(0/1) = conditional probability of deciding 0 when 1 is sent.
Since p(1) = p(0) = 1/2, BER = 12 [P(0/1) + P(1/0)].
It is common to assume Gaussian statistics for the current.
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dI
=
.
P(0/1) =
erfc
exp
2
2
21
1 2
1 2
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.
P(1/0) =
exp
dI = erfc
2
2
2
0 2 ID
0 2
0
Complementary error function erfc(x) = 2
R
x
exp(y2) dy.
Final Answer
1
I1 ID
ID I0
BER = erfc
+ erfc
.
4
1 2
0 2
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0I1 + 1I0
,
0 + 1
Q=
I1 I0
.
1 + 0
BER = erfc
.
2
Q 2
2
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Q Factor
0
10
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2
10
BER
10
10
10
10
10
12
10
Q Factor
I0
Q = I11+
is a measure of SNR.
0
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Loss Management
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Optical Amplifiers
Used routinely for loss compensation since 1995.
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Amplifier Noise
Optical amplifiers introduce noise and degrade SNR.
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|A + A|
|A|
Re(A)
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Dispersion Management
Standard fibers have large dispersion near 1.55 m.
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Dispersion
Compensation
Receiver
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Basic Idea
Pulse propagation in the linear case governed by
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A i2 A
+
= 0.
z
2 t 2
Using the Fourier-transform method, the solution is
Z
1
i
A(z,t) =
A(0, ) exp 2z 2 it d.
2
2
Phase factor exp(i2z 2/2) is the source of degradation.
A dispersion-management scheme cancels this phase factor.
Actual implementation can be carried out at the transmitter, at the
receiver, or along the fiber link.
Such a scheme works only if nonlinear effects are negligible.
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Accumulated Dispersion
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DCF
Distance along Fiber Link
Accumulated Dispersion
(a)
Accumulated Dispersion
(b)
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Dispersion-Compensating Fibers
Fibers with opposite dispersion characteristics used.
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Two-Mode DCFs
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(a)
(b)
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Photonic-Crystal Fibers
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A i2 2A
= 0.
z
2 t 2
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Fiber Solitons
Combination of SPM and anomalous GVD required.
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GVD broadens optical pulses except when the pulse is initially chirped
such that 2C < 0.
SPM imposes a chirp on the optical pulse such that C > 0.
Soliton formation possible only when 2 < 0.
SPM-induced chirp is power dependent.
SPM and GVD can cooperate when input power is adjusted such
that SPM-induced chirp just cancels GVD-induced broadening.
Nonlinear Schrodinger Equation governs soliton formation
A 2 2 A
2
i
+
|A|
A = 0.
z
2 t 2
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Bright Solitons
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U 1 2U
2
2
i
+
N
|U|
U = 0.
2 2
Solution depends on a single parameter N defined as
LD
P0T02
N =
=
.
LNL
|2|
2
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Pulse Evolution
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u 1 2u
i
+
+ |u|2u = 0.
2
2
If u( , ) = V () exp[i ( )], V satisfies
d 2V
d 2
= 2V (K V 2).
1
2
using V = 1 and dV /d = 0 at = 0.
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Loss-Managed Solitons
Fiber losses destroy the balance needed for solitons.
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Soliton Amplification
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Dispersion-Managed solitons
Lm
...
21
22
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l1
l2
...
LA
...
p(z)|B|
B = 0.
z
2 t 2
2(z) is a periodic function with period Lmap.
p(z) accounts for loss-induced power variations.
LA = mLmap, where m is an integer.
Often LA = LD (m = 1) in practice.
DM solitons are solutions of the modified NLS equation.
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-1
-1
-1
-1
-2
10
-2
-2
Distance (km)
(a)
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Chirp
Chirp
-2
10
Distance (km)
(b)
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WDM Systems
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Tx
Rx
Precompensation
in-line
amplifiers
in-line
compensation
Postcompensation
Optical Fibers
Tx
Demultiplexer
Tx
Multiplexer
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Rx
Rx
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High-capacity Experiments
Channels Bit Rate Capacity Distance NBL Product
N
B (Gb/s) NB (Tb/s) L (km) [(Pb/s)-km]
120
20
2.40
6200
14.88
132
20
2.64
120
0.317
160
20
3.20
1500
4.80
82
40
3.28
300
0.984
256
40
10.24
100
1.024
273
40
10.92
117
1.278
Capacity increased using C and L bands simultaneously.
C band = 15251565 nm; L band = 15701610 nm.
Other bands defined to cover 1.31.6 m range.
Total fiber capacity exceeds 30 Tb/s.
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Four-Wave Mixing
FWM generates new waves at frequencies i jk = i + j k .
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Cross-Phase Modulation
XPM-induced phase shift depends on bit pattern of channels.
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Fluctuation Level
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Prechirping of Pulses
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n = n2(P1 + 23 P2).
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Concluding Remarks
Optical amplifiers have solved the fiber-loss problem.
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Bibliography
G. P. Agrawal, Fiber-Optic Communication Systems, 3rd ed.
(Wiley, Hoboken, NJ, 2002)
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