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2005. From the Medical University of South Carolina (Scott, clinical assistant professor of psychiatry; Mughelli, medical student; Deas, associate
professor of psychiatry) and the Charleston Area Mental Health Center
(Scott, child psychiatrist), Charleston, SC. Send correspondence and
reprint requests for J Natl Med Assoc. 2005;97:13-24 to: Deborah Deas,
Department of Psychiatry, Medical University of South Carolina, 67 President St., 460 IOP, Charleston, SC 29425; phone: (843) 792-5214; fax: (843)
792-7353; e-mail: deasd@musc.edu
Study
Kendall,
1994
Barrett PM
et al., 1996
Treatment Modality
Outcome Measure(s)
Cognitive-behavioral therapy
(n=27) vs. wait-list control (n=20)
(total=47)
Cognitive-behavioral therapy
(CBT) (n=28) vs. CBT plus family
anxiety management (CBT+
FAM) (n=25) vs. waiting list (n=26)
(total =79)
Kendall et
al., 1997
RCMAS, STAIC, FSSC-R, CDI, CQ-C, NASSQ, CBCL, STAICModification of trait version for parents (STAIC-A-Trait-P),
Coping Questionnaire-Parent (CQ-P), State Trait Anxiety
Inventory, Beck Depression Inventory (BDI), CBCL-TRF
Silverman
et al., 1999
Group cognitive-behavioral
therapy (GCBT) (n=37) wait-list
control (WLC) (n=19)
(total=56)
Anxiety Disorders Interview Schedule for Children (ADISC) and (ADIS-P), RCMAS, FSSC-R, Child Behavior Checklist
(CBCL), Parent Global Rating of Severity (PGRS)
Mendlowitz
et al., 1999
(total=62)
Shortt et
al., 2001
Family-based cognitive-
RCMAS, CBCL
core feature excessive anxiety about social or performance situations in which the individual fears
scrutiny or exposure to unfamiliar persons.8 Onset of
social anxiety most commonly occurs in mid-adolescence. Adolescents with social anxiety disorder
may have few friends, have difficulties with intimate
relationships and/or develop substance abuse. Figures based on DSM-IJI-R criteria placed the prevalence rate at 1%. Kendall and Warman's study found
that 18% of their sample met DSM-III-R criteria for
social phobia, yet 40% of the same sample met
DSM-IV criteria.8 This may indicate an underestimation of the prevalence of social anxiety disorder.
The literature has relatively recently begun to
evolve to include clinical trials of childhood anxiety
disorders. Kendall performed the first randomized
clinical trial investigating the efficacy of a cognitive-behavioral therapy intervention for children
diagnosed with an anxiety disorder (these disorders
did not include specific phobias or OCD).'0 Fortyseven children aged 9-13 years old were randomly
assigned to either cognitive-behavioral therapy
(N=27) or a wait-list condition (N=20). Children in
the CBT condition received 16 weekly sessions that
included helping the child to: 1) recognize anxious
feelings and somatic reactions to anxiety, 2) clarify
cognition in anxiety-provoking situations, 3) develop a plan to help cope with the situation, and 4) evaluate performance and administer self-reinforcement
as appropriate. The wait-list condition was for eight
weeks, at the end of which time those children could
receive the CBT intervention. The results revealed
that the subjects treated with the CBT intervention
made clinically significant gains as measured at the
end of treatment and that these gains were maintained at a one-year follow-up. Kendall's study has
since been followed by a controlled trial by Barrett,
Dadds, and Rapee in Queensland, Australia," and
Findings
The CBT group showed significantly greater improvement compared to the wait-list group. In the CBT
group, 64% of patients no longer met anxiety disorder diagnostic criteria after treatment compared to
5% participants in the wait-list group.
Treatment children (CBT and CBT + FAM) showed significantly greater improvement compared to the wait-list
group. During posttreatment, 69.8% of all the CBT treatment children no longer met anxiety diagnostic criteria
compared to 26% of the wait-list children. The CBT + FAM condition exhibited significant improvements
compared to CBT-only condition. At 12-month follow-up, 95.6% of children in CBT + FAM group no longer met
diagnostic criteria compared to 70.3% CBT-only children.
The CBT treatment group showed significant improvement over time compared to the wait-list group.
Seventy-one percent of the CBT group no longer met their primary diagnosis at the end of treatment. At
posttreatment, 53% of CBT children no longer met their anxiety disorder diagnosis compared to 6% of
wait-list children.
Participants in the GCBT group showed more significant improvement when compared to the wait-list
group. Based on the CBCL scores, 82% of GCBT subjects exhibited significant improvement at
posttreatment, while 9% of the wait-list subjects showed improvement.
Parents of children in the CBT parent-child group evaluated their children as significantly more improved
compared to parent-evaluations of children from the other two groups. Decreases in anxiety and depression
symptoms were reported for all the treatment groups at posttreatment. Children in the parent-child group used
their coping skills more actively than the children in the other two treatment conditions. Overall, in posttreatment,
females reported less anxiety than males.
In posttreatment, significantly more FGCBT children were diagnosis-free compared to wait-list children.
Results from this study show that 69% of participants who finished FGCBT were diagnosis-free, while 6% of
the wait-list children were diagnosis-free.
another study by Kendall et al. in 1997, again looking at treatment of anxiety disorders in children
using a cognitive-behavioral approach.'2
There is emerging evidence that group CBT is
efficacious in the treatment of childhood anxiety
disorders. Barrett conducted the first study exploring the efficacy of group CBT (GCBT).13 The three
treatment conditions included GCBT, GCBT plus
family management (GCBT + FAM) and wait-list.
At the 12-month follow-up, there was no statistically
significant difference between the GCBT and
GCBT + FAM groups; however, both groups maintained significantly better outcomes than the waitlist condition. Thus, it appeared that GCBT was
effective but that the parental involvement was
equivocal.
In a study by Silverman and colleagues,'4 the primary goal was to evaluate the efficacy of GCBT for
treating anxiety in children. A secondary goal was to
extend and complement the ratings instruments that
had been used in previous studies to measure outcome. Two global ratings of clinical severity were
Table 1. Summary of Controlled
Study
Beidel et
al., 2000
l
__________
Treatment Modality
Outcome Measure(s)
Pediatric
Psychophar
macology
Anxiety
Study
Group, 2001
Pediatric Anxiety Rating Scale, Clinical Global ImpressionsImprovement Scale, Multidimensional Anxiety Scale for
Children, Screen for Child Anxiety-Related Emotional
Disorders
Rynn et al.,
2001
(total=22)
DeVaughGeiss et al.,
1992
Clomipramine hydrochloride
(CMI) 25-200mg for 10 weeks
(n=31) vs. placebo (n=29)
(total=60)
March et
al., 1998
Children's Yale-Brown Obsessive-Compulsive Scale (CYBOCS), NIMH GOCS, NIMH Clinical Global Impressions of
Severity of Illness (CGI-S) and Improvement (CGI-1) rating
scales
Riddle et
al., 1992
Geller et
al., 2001
group, has been shown to be efficacious when treating childhood anxiety disorders when compared to a
wait-list condition. Several investigators have identified that and are seeking to understand how the
parental component contributes to the improvement
of these children. There is growing evidence that
anxiety in children is significantly related to frequent negative feedback and parental restriction.15
Prior to a 1996 study by Barrett and associates, no
study had yet examined the value of incorporating
parent training in treatment outcome studies in
Findings
The SET-C group showed significantly more improvement than the Testbusters group. In posttreatment,
67% of participants in the SET-C group no longer met criteria for social phobia, while only 5% of
participants in Testbusters no longer met criteria. These improvement remained the same for the sixmonth follow-up.
The fluvoxamine group showed significantly greater improvement than the placebo group. On the
Pediatric Anxiety Rating Scale, subjects in the fluvoxamine group had a decrease of 9.7 points, while
subjects in the placebo group had a decrease of 3.1 points. Based on the CGI scale, 76% fluvoxamine
subjects responded to treatment vs. 29% placebo subjects.
The results favor a 50-mg dosage of sertraline as being more effective than placebo in treating
generalized anxiety disorder in children. The Hamilton Anxiety Scale showed that sertraline patients had
a decrease of 13.8 points in their anxiety scores from baseline to week nine compared to a 2.3 point
decrease in placebo patients. The CGI severity and improvement scale scores also showed significant
treatment differences in favor of sertraline.
Based on Y-BOCS scores, the CMI group exhibited greater improvement than the placebo group. The CMI
group had a mean reduction of 37% in their Y-BOCS score vs. 8% reduction in the placebo group. The
Physicians Global Scores indicate that 60% of CMI patients received a very-much or much-improved rating
compared to 10-17% placebo subjects. NIMH GOCS scores and Patient Self-Rating Scales were all
consistent with the Y-BOCS results in favor of CMI treatment.
Subjects receiving sertraline exhibited significantly greater improvement overall than did placebo
subjects. In the sertraline group, 53% received a 25% decrease in CY-BOCS score from baseline to end
point, compared to 37% in the placebo group. Additionally, 42% of sertraline subjects received a NIMH
CGI-I rating of very-much-improved or much-improved, compared to 26% in the placebo group.
The subjects in the fluoxetine group showed significant decreases in the severity of obsessive-compulsive
symptoms (CY-BOCS mean decrease=44% and CGI-OCD mean decrease= 33%). The placebo subjects
showed smaller nonsignificant decreases in obsessive compulsive symptom severity (CY-BOCS mean
decrease=27% and CGI-OCD mean decrease=1 2%). On the CGI-OCD, the fluoxetine group showed
significantly greater improvement in scores from baseline to end of treatment when compared to placebo.
This study's results demonstrated that fluoxetine is safe and effective for the short-term treatment of children
and adolescents with OCD.
The fluoxetine group showed significantly greater improvement compared to placebo. Based on CYBOCS, 49% fluoxetine subjects were responders to treatment, whereas only 25% placebo subjects
responded to treatment. Fifty-five percent of patients in the fluoxetine group were rated much-improved
or very-much-improved on the CGI scales compared to 18.8% of placebo subjects.
to manage their own anxiety and 3) parental communication and problem-solving skills. The results
of the study were very promising indeed. Both the
CBT and CBT + FAM groups had significantly better outcomes than the wait-list group, and the CBT +
FAM was found to be significantly more efficacious
than the CBT group. Sixty-one percent of the children in the CBT group no longer met DSM-ILI-R
criteria for any anxiety disorder as compared to 88%
of the CBT + FAM group, which no longer met
diagnostic criteria. At the 12-month follow-up, the
difference between the CBT and the CBT + FAM
Table 1. Summary of Controlled
Treatment Modality
Outcome Measure(s)
Riddle et
al., 2001
De Haan E
et al., 1998
Study
=22)
(total=34)
Last et al.,
1998
Bernstein
et al., 2000
King et
al., 1998
(total=63)
Cohen et
al., 1996
(total=67)
King et al.,
2000
Silverman
et al., 1999
Contingency management
treatment condition (CM) (n=40)
vs. cognitive self-control
condition (SC) (n=41) vs. ES
(n=23)
(total= 104)
groups remained significant. Fifty-two of the participants from the original study participated in a sixyear follow-up to examine not only if the treatment
gains were still present within the two groups but
also whether the CBT + FAM group still had relative
superiority to the CBT-only group. The results
showed that 87% of the children no longer met diagnostic criteria for an anxiety disorder and that both
treatments were equally effective.
Mendlowitz and colleagues also examined the
role of parental involvement coupled with group
cognitive-behavioral therapy in the treatment of
Overall, the measures showed no significant differences between the two treatment groups. The two
treatments were found to be equally effective at decreasing children's anxiety and depressive symptoms.
In posttreatment, 65% from the CBT group and 50% of the ES group no longer met diagnostic criteria.
The impramine plus CBT group significantly improved their school attendance over the course of
treatment, whereas the placebo plus CBT group showed no significant improvement in school
attendance. The impramine group went from a mean attendance rate of 28% at baseline to 70% at
week eight. The placebo group increased attendance rate from 17% at baseline to 36% on week eight.
The CBT-SAP group displayed more symptomatic improvement on most of the outcome measures when
compared to the NST group. On the CBCL-Total Behavior Problems Scale, 56% of the CBT-SAP subjects
showed clinical improvement compared to 22% of the NST subjects. For the CBCL-Internalizing scale, 60%
of CBT-SAP improved vs. 1 % of the NST subjects. On the CBCL-Externalizing Scale, 64% of CBT-SAP
improved vs. 12% from the NST group.
Children from the treatment groups (child CBT and family CBT) exhibited more improvement than wait-list
children. However, the analysis of covariance data did not reveal any significant difference between
child-CBT and family-CBT treatment results.
Children from all three treatment groups showed equally significant improvement on all outcome
measures. There was no consistent pattern of differences. Clinically significant improvement was defined
as having a less-than-70 total score on the CBCL Anxious/Depressed Subscale. Based on CBCL scores,
67% from the SC group, 56% from the CM group and 75% from the ES group showed clinically significant
improvement at posttreatment.
Shortt and colleagues conducted the first randomized clinical trial evaluating the efficacy of the
FRIENDS program, a family-based group cognitivebehavioral treatment (FGCBT) for anxious children.'7
FRIENDS is an acronym for the strategies taught in
the sessions (F-Feeling worried?; R-Relax and
feel good; I-Inner thoughts; E-Explore plans; NNice work so reward yourself; D-Don't forget to
practice; and S-Stay calm, you know how to cope
now). FRIENDS has a number of unique features,
including two forms for children ages 6-1 1 years and
ages 12-16 years. Also, it incorporates a family skills
component involving cognitive restructuring for parents and assisting families in building social support.
Seventy-one children ranging in age from 6-10 years
who met diagnostic criteria for separation anxiety disorder, generalized anxiety disorder or social anxiety
disorder were randomly assigned to the FRIENDS
group or a wait-list control. Children in the treatment
group participated in 10 weekly sessions in addition
to two booster sessions that occurred one- and three
months following completion of treatment. The
results indicated that children who completed the
FRIENDS program showed greater improvement
than the wait-list condition. Sixty-nine percent of
children who completed the FGCBT were diagnosisfree, as compared to 6% ofthe children in the wait-list
condition. At 12-month follow-up, 68% of the children in the treatment group were diagnosis-free.
Beidel and colleagues conducted a study evaluating the efficacy of Social Effectiveness Therapy for
Children (SET-C) a structured behavioral therapy.'8
The therapy consisted of 24 sessions with 12 group
sessions and 12 individual exposure sessions. Sixtyseven children aged 8-12 years were randomly
assigned to either the SET-C group or an active, nonspecific intervention (Testbusters). Testbusters is a
program that includes study skills and test-taking
strategies but does not specifically address social
anxiety. Fifty children completed the study. Those in
the SET-C group showed significant improvement in
functioning and decrease in symptoms. Sixty-seven
percent ofthe SET-C group no longer met diagnostic
criteria for social phobia compared to 5% ofthe control group. Treatment gains were maintained at sixmonth follow-up.
Few controlled studies exist that examine the
pharmacological treatment of childhood anxiety disorders. The Research Unit on Pediatric Psychopharmacology Anxiety Study Group'9 conducted a randomized, double-blind trial of fluvoxamine and
placebo in children with social phobia, separation
anxiety disorder or generalized anxiety disorder. The
study included 128 children aged 6-17 years. All
children received supportive psychotherapy during
the eight-week study period. Significant differences
20 JOURNAL OF THE NATIONAL MEDICAL ASSOCIATION
School Refusal
School refusal is another disorder with emerging
treatment data in the literature. King and Bernstein32
define school refusal as difficulty attending school
that is associated with emotional distress, especially
anxiety and depression. Separation anxiety and
school phobia have been used interchangeably; however, several studies focus on treatment of school
refusal as its own entity apart from separation anxiety. School refusal affects approximately 5% of all
school-age children.33-35 There is a bimodal peak for
age of onset-5-6 years and 10-1 1 years of age.
There have been two studies that support the efficacy of CBT for school refusal since 1992. In a trial by
King et al,36 34 children ages 5-15 years were randomly assigned to a four-week cognitive-behavioral
intervention which included six individual therapy
sessions evenly distributed across the four-week
treatment period with the child, five with the parents
JOURNAL OF THE NATIONAL MEDICAL ASSOCIATION
Specific Phobia
DSM-IV defines a specific phobia as an excessive and unreasonable fear of circumscribed objects
or situations where the avoidance, anxiety or distress
related to the fear is associated with functional
impairment or significant distress.6 Children may
not realize that their fears are marked or unreason22 JOURNAL OF THE NATIONAL MEDICAL ASSOCIATION
Limitations
The controlled studies that have been conducted
tend to have several limitations in common. One is
the small size of the groups. Many of the studies
reviewed here had low participation and/or relatively
high attrition rates. A second concern regarding
these studies is generalizability. Many of the major
comorbid diagnoses met exclusion criteria. Given
that anxiety disorders commonly occur with depression, substance abuse and other anxiety disorders,
researchers need to take this into account when
designing studies and applying the results to clinical
populations. Along those same lines, the demographic make-up of studies needs to reflect the
demographics of the treatment population; otherwise, we can only extrapolate the results to certain
groups of children. A third concern is the small
number of studies comparing two treatment modalities. It is difficult to know which modalities are efficacious in combination or alone and how the results
compare to each other versus placebo.
DISCUSSION
Anxiety disorders are very common during the
childhood/adolescence period and because of the
chronicity, severity and comorbidity, children need
to be identified early, and treatment needs to be initiated to limit the deleterious effects on function.
Although there are many modalities of treatment
being used for the various disorders, few have been
validated by rigorous controlled studies. This underscores the importance of conducting controlled trials. Further, these trials will add to the options of
available evidenced-based treatments for anxiety
disorders in this population. Table 1 provides an
overview of the controlled trials of anxiety disorder
treatment for children and adolescents and offers the
VOL. 97, NO. 1, JANUARY 2005
ACKNOWLEDGEMENT
The authors wish to gratefully acknowledge Alva
Blair, Robyn Mixon and Rachel Friendly for their
assistance with the preparation ofthis manuscript.
REFERENCES
1. Klein RG, Pine DS. Anxiety disorders. In: Rutter M, Taylor E, Hersor L, eds.
Child and adolescent psychiatry: Modern Approaches, 4th ed. London:
Blackwell Scientific; in press.
2. Pine DS. Childhood anxiety disorders. Curr Opinion Pediatrics. 1997;9:329338.
3. Shaffer D, Fisher P, Dulcan MK, et al. The NIMH diagnostic interview
schedule for children version 2.3: description, acceptability, prevalence
rates, and performance in the MECA study: methods for the epidemiology
of child and adolescent mental disorders study. J Am Acad Child Adolesc
Psychiatry. 1996;35:865-877.
4. Kashani JH, Orvaschel H. Anxiety disorders in mid-adolescence: a community sample. Am J Psychiatry. 1988;145:960-964.
5. March JS, Biederman J, Wolkow R, et al. Sertraline in children and adolescents with obsessive-compulsive disorder: a multicenter randomized
controlled trial. JAMA. 1998;280:1752-1756.
6. Diagnostic and Statistical Manual of Mental Disorders, 4th ed. text revision (DSM-IV-TR). Washington, DC: American Psychiatric Association; 2000.
7. Bernstein GA, Borchardt CM, Perwein AR, et al. Imipramine plus cognitive-behavioral therapy in the treatment of school refusal. J Am Acad
Child Adolesc Psychiatry. 2000;39:276-283.
8. Kendall PC, Warman MJ. Anxiety disorders in youth: diagnostic consistency across DSM-111-R and DSM-IV. J Anxiety Disord. 1996;10:452-463.
9. Bowen RC, Offord DR, Boyle MH. The prevalence of overanxious disorder
and separation anxiety disorder: results from the Ontario child health study.
J Am Acad Child Adolesc Psychiatry. 1990;29:753-758.
10. Kendall PC. Treating anxiety disorders in children: results of a randomized clinical trial. J Consult Clin Psychol. 1994;62:100-1 10.
11. Barrett PM, Dadds MR, Rapee RM. Family treatment of childhood anxiety: a controlled trial. J Consult Clin Psychol. 1996;64:333-342.
12. Kendall PC, Flannery-Schroeder E, Panichelli-Mindel SM, et al. Therapy
for youths with anxiety disorders: a second randomized clinical trial. J Consult Clin Psychol. 1997;65:366-380.
13. Barrett PM. Evaluation of cognitive-behavioral group treatments for
childhood anxiety disorders. J Clin Child Psychol. 1998;27:459-468.
14. Silverman WK, Kurtines WM, Ginsburg GS, et al. Treating anxiety disorders in children with group cognitive-behavioral therapy: a randomized
clinical trial. J Consult Clin Psychol. 1999;67:995-1003.
15. Krohne HW, Hock M. Relationships between restrictive mother-child
interactions and anxiety of the child. AnxietyResearch. 1991:4:109-124.
16. Mendlowitz SL, Manassis K, Bradley S, et al. Cognitive-behavioral group
treatments in childhood anxiety disorders: the role of parental involvement. J Am Acad Child Adolesc Psychiatry. 1999;38:1223-1229.
17. Shortt AL, Barrett PM, Fox TL. Evaluating the FRIENDS program: a cognitive-behavioral group treatment for anxious children and their parents. J
Clin Child Psychol. 2001:30:525-535.
18. Beidel DC, Turner SM, Morris TL. Behavioral treatment of childhood
v EDUCATION
V WOMEN
v OBESITY
JNMA would like to publish three "theme issues" in calendar year 2005 covering
the following topics: (1 ) Education {to include the undergraduate medical school
curriculum, updates on medical schools with special emphasis on the historically
black institutions and residency/fellowship issues}, (2) women/children issues and
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The timeliness and scholarship of submissions will determine whether any or all of
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Please indicate the particular "theme issue" in your cover letter. Submission
guidelines are located in at least every other issue of JNMA, on NMA's website at
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Eddie Hoover, MD i
JNMA Editor-in-Chiefm
24 JOURNAL OF THE NATIONAL MEDICAL ASSOCIATION