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Fluid Mechanics

Richard Fitzpatrick

Professor of Physics

The University of Texas at Austin

Contents

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1
7

Overview

1.1

Intended Audience

1.2

Major Sources

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7

1.3

To Do List

Mathematical

Models

of

Fluid

Motion

2.1

Introduction

9 2.2

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What is a Fluid?

9 2.3

Volume and Surface Forces

10 2.4

General Properties of Stress Tensor

Stress Tensor in a Static Fluid

11 2.5

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Stress Tensor in a Moving Fluid

12 2.6

13

2.7

Viscosity

14 2.8

Conservation Laws

15 2.9

Mass Conservation

15 2.10

Convective Time Derivative

16 2.11

Momentum Conservation

16

2.12

18 2.13

Navier-Stokes Equation

Energy Conservation

18

2.14

Equations of Incompressible Fluid Flow

20 2.15

Equations of Compressible Fluid Flow

21 2.16

Dimensionless

Numbers

in

Incompressible

Flow

22 2.17

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Dimensionless

Numbers in Compressible

Flow

23 2.18

Fluid

Equations

25

2.19

26

2.20

in

Cartesian

Fluid Equations
Fluid

27 2.21

Equations

Coordinates

in Cylindrical

Coordinates

in Spherical

Coordinates

Exercises

28

31
3.1

Hydrostatics

Introduction

31 3.2

Hydrostatic Pressure

31 3.3

Buoyancy

31

3.4

Equilibrium of Floating Bodies

32 3.5

Vertical Stability of Floating Bodies

33 3.6

Angular Stability of Floating Bodies

34 3.7

Determination

35 3.8

of Metacentric

Height

Energy of a Floating Body

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38 3.9

Curve of Buoyancy

38

3.10

Rotational Hydrostatics

121 2

FLUID MECHANICS

3.1 1

44
3.12

Equilibrium

of

Rotating

Liquid

Body

Maclaurin Spheroids

46 3.13

Jacobi Ellipsoids

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49 3.14

Roche Ellipsoids

51 3.15

Exercises

57

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4
61
4.1

Surface

Tension

Introduction

61 4.2

Young-Laplace Equation

61 4.3

Spherical Interfaces

63 4.4

Capillary Length

63 4.5

Angle of Contact

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64 4.6

Jurins Law

65 4.7

Capillary Curves

66 4.8

Axisymmetric Soap-Bubbles

70

4.9

Exercises

75
5

Incompressible

Inviscid

Fluid

Dynamics

77

5.1

Introduction

77 5.2

Streamlines, Stream Tubes, and Stream Filaments

77 5.3

Bernoullis Theorem

77

5 .4

Vortex Lines, Vortex Tubes, and Vortex Filaments

79 5.5

Circulation and Vorticity

80 5.6

Kelvin Circulation Theorem

80 5.7

Irrotational Flow

81 5.8

Two-Dimensional Flow

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83

5.9

Two-Dimensional Uniform Flow

85 5.10

Two-Dimensional Sources and Sinks

86 5.11

Two-Dimensional Vortex Filaments

87

5.12

Two-Dimensional

Irrotational

Flow

in Cylindrical Coordinates

90 5.13

Inviscid

91 5.14
94 5.15

Flow

Past

Inviscid

Cylindrical

Flow

Past

Inviscid Flow Over

Obstacle

Semi-Infinite

a Semi-Infinite

Wedge

Wedge

95

5.16

97 5.17

Velocity

Potentials

and

Stream

Functions

Exercises

98

101
6.1

2D Potential Flow

Introduction

101 6.2

Complex Functions

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101 6.3

Cauchy-Riemann Relations

102 6.4

Complex Velocity Potential

102 6.5

Complex Velocity

103 6.6

Method of Images

104 6.7

Conformal Maps

109 6.8

Complex Line Integrals

113

6.9

Theorem of Blasius

114 6.10

Exercises

118

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7
121

Incompressible

7.1

Boundary

Layers

Introduction

121

7.2

No Slip Condition

7.3

Boundary Layer Equations

121

209

CONTENTS

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7.4

Self-Similar

125 7.5

Boundary

Boundary Layer

Layers

ona Flat Plate

128

7.6

Wake Downstream of a Flat Plate

Von K arm an Momentum Integral

132 7.7

136

7.8

Boundary Layer Separation

137 7.9

Criterion for Boundary Layer Separation

140 7.10

Approximate

Solutions

of Boundary

Layer Equations

142 7.11

Exercises

147

Incompressible

Aerodynamics

149

8.1

Introduction

149 8.2

Theorem of Kutta and Zhukovskii

149 8.3

Cylindrical Airfoils

151 8.4

Zhukovskiis

Hypothesis

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153 8.5

Vortex Sheets

158 8.6

Induced Flow

159 8.7

Three-Dimensional Airfoils

159 8.8

Aerodynamic Forces

162 8.9

Ellipsoidal Airfoils

165 8.10

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Simple Flight Problems

167 8.11

Exercises

168

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Incompressible

Viscous

Flow

171
9.1

Introduction

171 9.2

Flow Between Parallel Plates

171 9.3

Flow Down

172 9.4

an Inclined

Plane

Poiseuille Flow

174

9.5

Taylor-Couette Flow

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174 9.6

Flow in Slowly-Varying Channels

175 9.7

Lubrication Theory

177

9.8

Stokes Flow

179 9.9

Axisymmetric Stokes Flow

180 9.10

a Solid

Axisymmetric

Stokes Flow Around

Axisymmetric

Stokes Flow In and Around

Sphere

181 9.11

a Fluid

Sphere

185 9.12

Exercises

188

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10

Waves

in

Incompressible

Fluids

191

10.1

Introduction

191 10.2

Gravity Waves

19110.3

Gravity Waves inDeep Water

193 10.4

Gravity Waves in Shallow Water

194

10.5

Energy of Gravity Waves

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195 10.6

Wave Drag

196 10.7

on

Ships

Ship Wakes

198

10.8

Gravity Waves in a Flowing Fluid

202 10.9

Gravity Waves at an Interface

203 10.10

Steady Flow

over a Corrugated

Bottom

205 10.11

Surface Tension

205 10.12

Capillary Waves

206 10.13

Capillary Waves at an Interface

207 10.14

Wind Driven Waves inDeep Water

208 10.15

Exercises

275 4

FLUID MECHANICS

1 1Equilibrium
211
11.1
Introduction

of

Compressible

Fluids

21111.2

Isothermal Atmosphere

211 11.3

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Adiabatic Atmosphere

212 11.4

Atmospheric Stability

213 11.5

Eddington Solar Model

213 11.6

Exercises

219

A
223
A.1

Vectors

and

Vector

Fields

Introduction

223 A.2

Scalars and Vectors

223 A.3

Vector Algebra

223 A.4

Cartesian Components of a Vector

225 A.5

Coordinate Transformations

226 A.6

Scalar Product

227 A.7

Vector Area

228 A.8

Vector Product

229 A.9

Rotation

231 A.10

Scalar Triple Product

233 A.11

Vector Triple Product

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234 A.12

Vector Calculus

234 A.13

Line Integrals

235 A.14

Vector Line Integrals

237 A.15

Surface Integrals

237 A.16

Vector Surface Integrals

239 A.17

Volume Integrals

239 A.18

Gradient

240 A.19

Grad Operator

243 A.20

Divergence

243 A.21

Laplacian Operator

246 A.22
247

Curl

A.23

Useful Vector Identities

250 A.24

Exercises

250

B
253

B.1

Cartesian

Tensors

Introduction

253 B.2

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Tensors and Tensor Notation

253 B.3

Tensor Transformation

255 B.4

Tensor Fields

257 B.5

Isotropic Tensors

259 B.6

Exercises

261

Non-Cartesian

Coordinates

265

Introduction

C.1

265 C.2

Orthogonal Curvilinear Coordinates

265 C.3

Cylindrical Coordinates

268 C.4

Spherical Coordinates

270 C.5

Exercises

272

Calculus

of

Variations

273

D.1

Euler-Lagrange Equation

D.2

Conditional Variation

273

CONTENTS

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D.3

Multi-Function Variation

276

D.4

Exercises

277

Ellipsoidal

Potential

Theory

6
FLUID MECHANICS
7

Overview

1
Overview
1.1

Intended Audience

This book presents

a single semester course on fluid

mechanics that is intended primarily for advanced


undergraduate

students majoring inphysics. A thorough

understanding of physics at the lower-division level,


including

a basic

working knowledge of the laws of

mechanics, is assumed. It is also taken for granted that


students

are familiar

with the fundamentals of

multi-variate integral and differential calculus, complex


analysis, and ordinary differential

equations. On the other

hand, vector analysis plays such a central role inthe


study of fluid mechanics that

a brief,

comprehensive, review of this subject

but fairly

area

is provided in

Appendix A.Likewise, those aspects of cartesian tensor


theory, orthogonal curvilinear coordinate systems, and the

calculus of variations, that


mechanics

are outlined

are required

inthe study of fluid

inAppendices B,C, and D,

respectively.

1.2

Major Sources

The material appearing inAppendix A is largely based


the authors recollections of a vector analysis

course

on

given

by Dr. Stephen Gull at the University of Cambridge.


Major

sources

for the material appearing inother chapters

and appendices include:

Statics, Including Hydrostatics and the Elements of the

Theory of Elasticity H.Lamb,3rdEdition(Cambridge

University Press, Cambridge UK, 1928).

Hydrodynamics H.Lamb, 6th Edition (Dover, New York


NY, 1945).
Theoretical Aerodynamics L.M. Milne-Thomson, 4th
Edition, Revised and enlarged (Dover, New York NY,
1958). Ellipsoidal Figures of Equilibrium S.
Chandrasekhar (Yale University Press, New Haven CT,

1969). Boundary Layer Theory H.Schlichting, 7th Edition


(McGraw-Hill, New York NY, 1970).

Mathematical Methods for the Physical Sciences


K.F. Riley (Cambridge University Press, Cambridge UK,
1974). Fluid Mechanics L.D. Landau, and E.M. Lifshitz,
2nd Edition (Butterworth-Heinemann,Oxford UK, 1987).

Physical Fluid Dynamics D.J. Tritton, 2nd Edition


(Oxford University Press, Oxford UK, 1988).

Fluid Dynamics for Physicists T.E. Faber,

1st Edition (Cambridge University Press, Cambridge UK,


1995). Schaums Outline of Fluid Dynamics W. Hughes,
and J.Brighton, 3rd Edition (McGraw-Hill, New York NY,
1999). An Introduction to Fluid Dynamics G.K.
Batchelor (Cambridge University Press, Cambridge UK,
2000). Theoretical Hydrodynamics L.M. Milne-Thomson,
5th Edition (Dover, New York NY, 2011).

1.3

To Do List
1.Add chapter
2.Add chapter

on vortex dynamics.
on 3D potential flow.

3.Add appendix

ongroup

velocity and Fourier

transforms.

4.Add chapter

on incompressible

flow inrotating

systems.
5.Add chapter
8

on instabilities.
FLUIDMECHANICS

6.Add chapter
7.Add chapter
8.Add chapter
9.Add chapter
10. Add chapter

on turbulence.
on 1D compressible flow.
on sound waves.
on compressible boundary layers.
on supersonic aerodynamics.

11. Add chapter

on convection.

Mathematical Models ofFluidMotion


9

2 Mathematical Models of Fluid


Motion
2.1

Introduction

we set

In this chapter,
commonly
dynamics
analysis

to

used
of

forth the mathematical

describe

the

models

equilibrium

and

,, .

fluids. Unless stated otherwise, all of the

is performed

Cartesian coordinate

using

system: x1

standard

x2

x3

right-handed

Moreover, the

Einstein summation convention is employed (so repeated

roman

subscripts

are

assumed to be summed from 1


to

3see Appendix B).

2.2

What is a Fluid?

By definition,
rigid material

large stresses, it

a stress
shape,

a
very

solid material is rigid. Now, although

tends to shatter when subjected

can withstand a moderate

to

shear stress (i.e.,

that tends to deform the material by changing its


without

necessarily

indefinite period. To be

changing its volume)

more exact,

when

for

a shear stress

an
is

to a rigid material it deforms slightly, but then

first applied

back

to its original

A plastic

material, such

springs

when the stress

shape

is

relieved.

degree of rigidity. However,

as

clay, also

which it yields is relatively

small, and

exceeded

deforms

the

material

irreversibly, and does

recover

not

possess some

the critical shear stress at

once

this stress is

continuously

and

its original shape when

the stress is relieved.


By definition,

fluid material

to

withstand

any

possesses no

rigidity

small fluid element is unable

tendency

ofan applied shear stress to

at all. In other words,

change its shape. Incidentally, this does not preclude the


possibility

that such

an element may offer


any resistance must

shear stress. However,


of

preventing

occurring,

vanishes

the

which

with

change

implies

the

in shape

resistance

to

be incapable
eventually

from

that the force of resistance

rate of

deformation.

corollary is that the shear stress must be

An obvious

zero

everywhere

a fluid that is inmechanical equilibrium.


Fluids are conventionally classified as either
gases. The most important difference between
inside

liquids

types of fluid lies in their relative compressibility:

gases can

be compressed

Con-sequently,

variations
changes

any motion

is generally

much

more

i.e.,

easily than liquids.

that involves significant


accompanied

or

these two

by

pressure

much

larger

in mass density inthe case of a gas than inthe

case

of

a liquid.
Of course, a macroscopic

a huge

fluid ultimately consists of

number of individual molecules. However, most

practical applications

on

the

intermolecular

typical

circumstances,
properties

of

completely

length-scales

given fluid

continuous

that

are

concerned

far larger than

spacing.

Under

these

suppose that the bulk


are the same as if it were

it is reasonable

are

of fluid mechanics

with behavior

to

in structure. A corollary

assumption is that when, in the following,

of this

we talk about
mean elements

volume elements, we really


are sufficiently small that the bulk fluid properties
(such as mass density, pressure, and velocity)
are
approximately
constant
across them, but are still
sufficiently large that they contain a very great number of
molecules (which implies that we can safely neglect any
infinitesimal

which

statistical

variations

in

continuum

hypothesis

also requires infinitesimal

elements

to

be

much

the

larger

bulk

than

properties).

the

The

volume

molecular

mean-free-path between collisions.

In addition to the continuum hypothesis,


fluid mechanics is premised

1.Fluids

are isotropic

on three major

our

study of

assumptions:

media: i.e., there is no preferred

direction in a fluid.

2. Fluids

are

Newtonian: i.e., there is a linear relationship

between the local shear stress and the local rate of strain,

as

first postulated by Newton. It is also assumed that

there is a linear relationship between the local heat flux


density and the local temperature gradient.

3.Fluids

are classical:

i.e., the macroscopic motion of

ordinary fluids is well-described by Newtonian dynamics,


and both quantum and relativistic effects

can be safely

ignored.

are not

It should be noted that the above assumptions

valid for all fluid types (e.g., certain liquid polymers,

are non-isotropic; thixotropic fluids, such as jelly


or paint, which are non-Newtonian; and quantum fluids,
such as liquid helium, which exhibit non-classical effects on
which

macroscopic

length-scales).

However,

most

practical

10
FLUID MECHANICS

of fluid mechanics involve the equilibrium and motion of

bodies of water

or air, extending over

macroscopic

length-

scales, and situated relatively close to the Earths surface.


Such

bodies

are

very

well-described

Newtonian, classical fluids.

2.3

Volume and Surface Forces

as

isotropic,

Generally speaking, fluids

are acted upon by two

distinct

types of force. The first type is long-range in nature


i.e.,

such

that

it

decreases

relatively

slowly

with

increasing distance between interacting elementsand


capable

fluid. Gravity
force. One

is

a
an obvious example of a long-range
consequence of the relatively slow variation

of completely

penetrating

into the interior of

is

of long-range forces with position is that they act equally

on all of

the fluid contained within

sufficiently

small

volume element. In this situation, the net force acting

on

the

element

volume. For this

becomes

reason,

volume forces. In the

directly

proportional

long-range forces

following,

we

to its

are often called

shall write the total

volume force acting at time t on the fluid contained within

a small volume element of magnitude


a fixed point whose position vector is r,as

dV, centered

on

F(r,t)dV.
(2.1)
The second type offorce is short-range innature, and is

most conveniently modeled

as momentum transport within


a combination

the fluid. Such transport is generally due to

of the mutual forces exerted by contiguous molecules, and

momentum

fluxes caused by relative

molecular

motion.

Suppose that x (r, t) is the net flux density of x-directed

r and
rand time t,

fluid momentum due to short-range forces at position

time t.In other words, suppose that, at position

as a

direct

is flowing

consequence

per

squared

of short-range forces, x-momentum

at the rate of |x |
newton-seconds
second in the direction of vector x

per meter
Consider

an infinitesimal plane surface element, dS = ndS, located


at point r.Here, dS is the area of the element, and nits unit
normal. (See Section A.7.) The fluid which lies on that
side of the element toward which n points is said to lie on its
positive side, and vice versa. The net flux of x-momentum
across the element (in the direction of n) is x dS
newtons, which implies
motion) that the fluid

element experiences

to short-range

fluid

dS in the

on

the positive

on

with the fluid

to Newtons

on the negative

area

third law of motion, the

side. Short-range

are

forces

across

often called

momentum, respectively,
extension

which they act. Let

and

z-

time t. By

surface

negative side is

element,

argument,

above

surface force exerted by the fluid

planar

r and

at position
of

on

dS,

to

proportional

y (r, t) and z (r, t) be the net flux density of

some

a force

x-direction due to interaction


surfac eexwith
perien
the
cesa
fluidf

of the surface element

straightforward

due

the negative

side of the surface experiences

surface
flu id onforces
thepo sitive
because
side.
they
Short
are
-range
directly

the

law of

positive side of the surface

force x dS in the x-direction

interaction

side. According

second

(from Newtons

on the

y-

the

the positive side

on

the fluid

on

net
of

its

= (x

dS, y dS, z dS).

(2.2)
In tensor notation (see Appendix B), the above equation

can be written

=ij

fi

dS

(2.3)

= (x )x

where 11

12

= (x )y

21

= (y )x

etc.

(Note that, since the subscript j is repeated, it is assumed


P

to be summed from 1
to 3.Hence, ij dS
P

j=1,3

dS j .) Here, the ij (r, t)

ij

stresses in the fluid at position


of

per

force

unit

area.

are

is shorthand for

termed the local

r and time t,and have units


the ij
are the

Moreover,

of a second-order tensor (see Appendix B),


as the stress tensor. [This follows because the fi
are the components of a first-order tensor (since all forces
are proper vectors), and the dS i are the components of an
arbitrary first-order tensor (since surface elements are also
proper vectorssee Section A.7and (2.3] holds for
surface elements whose normals point in any direction), so

components
known

application

of the quotient

Equation (2.3) reveals that the


of

the

coordinate

second-order

tensor.]

rule (see
ij

axes as
We can

Section

B.3)

to

transform under rotation


the

components

interpret

ij

(r, t)

of

as

the

i-component

r and

per unit area exerted, at position


a plane surface element normal to the
three diagonal components of ij are

of the force

time t,across

j-direction.
termed

The

normal

the

stresses, since each of them gives

area acting across


a plane surface element parallel to one of the Cartesian
coordinate planes. The six non-diagonal components are
normal component of the force

per

unit

termed shear stresses, since they drive shearing motion in


which parallel layers of fluid slide relative to one another.

Mathematical Models ofFluidMotion

11

2.4

General Properties of Stress Tensor

The i-component
element

consisting

of the total force


of

surface S is written

on a

acting

fixed volume

V enclosed

ZV

fi

fluid

by

IS

Fi dV

dS

ij

(2.4)
where

the first

term

on

the

right-hand

side

is

the

integrated volume force acting throughout V, whereas the


second term is the net surface force acting

use of

across

S Making

the tensor divergence theorem (see Section B.4), the

above expression becomes

ZV

fi

ZV

Fi dV

ij

dV.

(2.5)

to

In the limit V 0, it is reasonable


and

suppose

that the Fi

ij /x
approximately
In jtheare
l imit
V 0, it i

element.

In this situation,

constant across
the
s reasonable
to su ppos
on the
equation scale as V.Now,

both contributions

right-hand side of the above

according to Newtonian dynamics, the i-component

net

force

acting

i-component

on

the

element

is

equal

of the

to the

of the rate of change of its linear momentum.

However, in the limit V 0, the linear acceleration

and

mass density of the fluid are both approximately constant


across
the
element.
nd
mass
d ensity
of In
thethis
fluidcase, the rate of change of the
elements linear momentum
also scales as V. In other
words, the net volume force, surface force, and rate of
change
element

of linear

all scale

momentum

as

of

the volume

an

infinitesimal

of the element,

fluid

and

same order of
magnitude as the volume shrinks to zero. We conclude
that the linear equation of motion of an infinitesimal fluid
element places no particular restrictions on the stress

consequently

remain

approximately

the

tensor.
The i-component

of the total torque, taken about the

origin O of the coordinate


element

that consists of

system, acting

on a

fluid

fixed volume V enclosed by

surface S is written [see Equations (A.46) and (B.6)]


ZV
i

IS

xj

ijk

Fk dV

xj

ijk

kl

dS

(2.6)
where the first and second terms

are

to volume

due

[Here,

and

is the third-order

ijk

Equation (B.7).] Making

on the

surface

right-hand side

forces,

permutation

use

respectively.

tensor. See

of the tensor divergence

theorem (see Section B.4), the above expression becomes


ZV
i

ZV

ijk

xj

Fk dV

(x

j kl

)
dV,

ijk

xl
(2.7)
which reduces
to
ZV
i

since

xj

ijk

xi /x

ZV

Fk dV

ijk kj

.
,,
=

ij

ZV

[Here,

dV

ijk

xj

kl

dV,
xl

(2.8)
ij

is the

second-order

identity tensor. See Equation (B.9).] Assuming that point


O lies within the fluid element, and taking the limit V 0

in which within
the Fi

constant

across

ij fluid
and ele
ij men
/x j t,
are
the
andall
ta approximately
king th e lim

we deduce that
on the right-hand side of

the element,

second, and third terms

the first,
the above

equation scale
1/3).
V
Now,

as V

4/3,

V,and V

4/3,

respectively

to Newtonian

according

i-component of the total torque acting


is equal to the i-component
angular

momentum

on the fluid

we

deduce

x
the

element

of the rate of change of its net

about O. Assuming

that the linear

constant

acceleration of the fluid is approximately


the element,

(since

dynamics,

across

that the rate of change of its

as V 4/3 (since the net linear


acceleration scales as V, so the net rate of change of
1/3).
angular momentum scales as x V,and x
netV rate of
Hence,
c hangit
is clear that the rotational equation of motion of a fluid
element,
surrounding
a general point O, becomes
completely
dominated
by the second term on the
angular momentum

scales

right-hand side of (2.8) in the limit that the volume of the

element approaches

zero

(since this term is a factor V

1/3

larger than the other terms). It follows that the second

term must be identically


fluid

element

zero

would acquire

(otherwise

an

an infinitesimal

absurdly

large angular

velocity). This is only possible, for all choices of the


position of point O,and the shape of the element, if
ijk kj

(2.9)
throughout

the fluid. The above relation shows that the

stress tensor must be symmetric: i.e.,


ji

=ij
12

FLUID MECHANICS

components

independent
23

and

,,,,,

follows that the stress tensor only has six

It immediately

(i.e., 11

).

22

33

12

13

Now, it is always possible to choose the orientation

a set of
non-diagonal
of

Cartesian

axes

components

space.

(See

axes,

principal

tensor ij
33

given

that the

symmetric

are all set to zero at a given

second-order tensor field


in

a manner

in such
of

Exercise

B.6.) With reference

the diagonal

components

point

,,

to such

of the stress

so-called principal stresses 11 22


course, in general, the orientation of the

become

say. Of
11
principal axes varies with position. The normal stress
acting across a surface element perpendicular to the first
principal axis corresponds to a tension (or a compression

if

11

for

is negative) in the direction of that axis. Likewise,


22

and

33

tensions,

a
can be regarded as a superposition

Thus, the general state of the fluid, at

particular point in space,

or compressions,

inthree orthogonal directions.

The trace of the stress tensor, ii


is

a scalar,

= 11

and, therefore, independent

+ 22 + 33

of the orientation

of the coordinate

axes. (See

that, irrespective

of the orientation of the principal

Appendix B.) Thus, it follows

axes,

the trace of the stress tensor at a given point is always equal

to the

sum of the principal stresses:

i.e.,

= 11

ii

22

33

(2.11)

Stress Tensor ina Static Fluid

2.5

Consider the surface forces exerted


cubic volume element of

components
constant

stress

the

of

across

a static

on some

infinitesimal

fluid. Suppose that the

tensor

are

approximately

the element. Suppose, further, that the

sides of the cube

are

aligned parallel to the principal

of the local stress tensor. This tensor, which

now

has

axes
zero

non-diagonal

components,

can

be regarded

i.e.,

13

0
0

(2.12)

and

ii
13

0
0

ii

13

ii

as

the

sum

of two tensors:

11

1
ii
3

22

13

0
0

ii

33

1
ii
3

(2.13)

The first of the above tensors is isotropic (see Section

same

B.5), and corresponds to the

area

normal force

per

unit

acting inward (since the sign of ii /3 is invariably

on

negative)
uniform

each face

of the volume

element.

This

compression acts to change the elements volume,

but not its shape, and

can

easily be withstood by the fluid

the

above

within the element.


The

second

of

tensors

represents

the

an isotropic form. The


tensor have zero sum, in

departure of the stress tensor from

components

diagonal

of this

view of (2.11), and thus represent

per

forces

area,

unit

acting

volume element, which

one

pair of opposing

forces

on at

least

forces necessarily

one

by

any

axes.

equal and opposite

opposing

are such that

pair constitute

faces of the

the forces

faces constitute

on at

least

tension, and the

a compression.

Such

tend to change the shape of the volume

element, either elongating

symmetry

on

Moreover,

or compressing

it along

one of its

this tendency cannot be offset

volume force acting

on

the element, since such

forces become arbitrarily small compared to surface forces

in the limit that the elements

surface force scales

as

tends to zerosee

previously defined

any

withstanding

tends to

zero

in the limit

area

of

that the

Section 2.4). Now,

a fluid as a material

zero

force to the net

the volume to the surface

the element, which tends to


volume

volume

the ratio of the net volume

(because

we

have

that is incapable

of

tendency of applied forces to change its

shape. (See Section 2.2.) It follows that if the diagonal

components of the tensor (2. 13) are

,, ,

inside the fluid then it is impossible


point to be at rest. Hence,

stresses,

11

all points

in

22

and

33

the

conclude that the principal

must be equal to one another at


form (2.12) everywhere

fluid. Furthermore,

orientation

components

anywhere

static fluid. This implies that the stress

tensor takes the isotropic


stationary

we

non-zero

for the fluid at that

of

of

the

an

isotropic

in

this is true irrespective

coordinate

tensor

axes,
are

since

of

the

rotationally

invariant. (See Section B.5.)

Mathematical Models ofFluidMotion


13

Fluids at rest

it is convenient

are

generally in a state of compression,

to write the stress tensor of

a static

so

fluid in

the form
ij

pij

(2.14)

where

ii /3 is termed

the staticfluidpressure,

a function of r and t.
It follows that, in a stationary fluid, the force per unit area
exerted across a plane surface fluid,
element
the with
f orceunit
per normal
unit area
n
is p n.[See Equation (2.3).] Moreover, this normal force
has the same value for all possible orientations of n.This
well-known resultnamely, that the pressure is the same in
all directions at a given point in a static fluidis known as
Pascals law, and is a direct consequence of the fact that a
fluid element
cannot
withstand
shear
stresses,
or,
alternatively, any tendency of applied forces to change its
and is generally

shape.

Stress Tensor in a Moving Fluid

2.6

We have

seen that in a static

the form

ij

= pij

fluid the stress tensor takes

(2.15)

= ii /3 is the

static pressure: i.e., minus the


any direction. Now, the normal
stress at a given point in a moving fluid generally varies
with direction: i.e., the principal stresses are not equal to
one another.
However,
where

normal stress acting in

we can still define


as ( 11 + 22 + 33 )/3

the

mean

principal

stress

ii /3.

stresses are actually


a coordinate frame aligned with the
principal axes), we can also regard ii /3 as the mean
normal stress. It is convenient to define pressure in a
moving fluid as minus the mean normal stress: i.e.,
Moreover, given that the principal
normal stresses (in

p =

13
ii

(2.16)

we can write the stress tensor in a moving fluid as


sum of an isotropic part, p ij which has the same
form as the stress tensor in a static fluid, and a remaining
non-isotropic part, dij which includes any shear stresses,
and also has diagonal components whose sum is zero. In
Thus,

the

other words,

ij

= pij

+ dij

(2.17)

where
dii

=0.

(2.18)

Moreover, since ij and ij

are both symmetric tensors,

it

follows that dij is also symmetric: i.e.,

ji

=dij

(2.19)
It is clear that the so-called deviatoric stress tensor, dij
is a

consequence

of fluid motion, since it is zero in a static

fluid. Suppose, however, that

we were to view a static


a frame of reference

fluid both in its rest frame and in


moving

at

some constant velocity relative to the rest


we would expect the force distribution
fluid to be the same in both frames of

frame. Now,

within the

reference, since the fluid does not accelerate

in either.

appears stationary
therefore zero, whilst

However, in the first frame, the fluid

stress tensor is

and the deviatoric

in the second it has

a spatially

uniform velocity field and

the deviatoric stress tensor is also

same as

deviatoric stress tensor is


and in

zero

(because it is the

in the rest frame). We, thus, conclude that the

moving

zero

both in

fluid possessing

no

stationary
spatial

fluid

velocity

gradients. This suggests that the deviatoric stress tensor is


driven by velocity gradients within the fluid. Moreover, the

tensor must vanish

as these

gradients vanish.

Let the vi (r,t) be the Cartesian components

fluid velocity

velocity

at point

gradients

and time t. The

of the

various

within the fluid then take the form

vi /x

The

simplest

possible

assumption,

which

is

consistent with the above discussion, is that the components


of the deviatoric stress tensor

are

linear functions of these

velocity gradients: i.e.,

dij

vk

Aijkl
xl

14
FLUID MECHANICS

Here, Aijkl is
quotient

fourth-order tensor (this follows from the

rule because

dij

and vi /x

are

both

proper

second-order tensors). Any fluid in which the deviatoric

stress

tensor

takes

the

Newtonian fluid, since


linear

relationship

above

Newton

between

form

was

is

termed

the first to postulate

stresses

shear

and velocity

gradients.
Now, in
there is

an

no

isotropic fluidthat

preferred

is, a fluid in which

directionwe

would

fourth-order tensor Aijkl to be isotropicthat


form in which all physical distinction

directions

most

is absent. As demonstrated

general

expression

for

an

tensor is
Aijkl

=ij

(2.21)

kl

+ ik

jl

+ il

jk

expect

the

is, to have

between different
in Section B.5, the

isotropic

fourth-order

where , , and
functions

are

arbitrary

can

scalars (which

of position and time). Thus, it follows

be

from

(2.20) and (2.21) that


dij

vk

vi
ij

+
x

xk

v j

xi

(2.22)
However, according to Equation (2.19), dij is a symmetric

tensor, which implies that

dij

=ekk

ij

+ 2eij

=, and

(2.23)

where

eij

vi

v j

+
xi

(2.24)
is called the rate of strain tensor. Finally, according

to

Equation (2.18), dij is a traceless tensor, which yields 3

= 2, and

dij

=2

eij

1
ekk
3

ij

(2.25)

where

= .

We, thus, conclude that the most general

expression for the stress tensor in an isotropic Newtonian

fluid is

!
ij

= pij

+ 2

13
eij

ekk

ij

(2.26)

where p(r,t) and (r,t) are arbitrary scalars.

2.7

Viscosity

The significance
previous

of the parameter

expression

appearing

for the stress tensor,

can

in the
be

seen

from the form taken by the relation (2.25) in the special

case

of simple shearing motion. With v1 /x2


as
non-zero velocity derivative, all of the components
are zero apart from the shear stresses

only

dij

d12

=d21 =

(2.27)

Thus,

v1

x2

the
of

is the constant of proportionality between the rate

per unit area when parallel


over one another. This constant
is generally referred to as viscosity. It is

of shear and the tangential force

plane layers of fluid slide


of proportionality

a matter

of experience

fluid undergoing

oppose

the motion, which implies that

The viscosities

and atmospheric

.0
and 1
the

that the force between layers of

relative sliding motion always tends to

10

viscosity

However,

of dry air and

pressure are

about 1.8

10

kg/(m s),respectively. In neither


exhibit

the

> 0.

pure water at

viscosity

much

variation

of air increases

with

20

kg/(ms)

case does
pressure.

by about

0.3

percent, and that of water decreases by about 3 percent,

per degree Centigrade rise in temperature.


Mathematical
Models
ofFluid
Motion
15

2.8

Conservation Laws

Suppose

of some bulk fluid


mass, momentum, energy) at position r and
other words, suppose that, at time t, an

that (r, t) is the density

property (e.g.,
time

t. In

infinitesimal
position

fluid

element

of volume

r,contains an amount

question. Note, incidentally, that

component of

a vector, or even a

amount

The

total

some

fixed volume V is

of

the

dV, located

at

(r, t)dV of the property in

can be either a scalar, a


component of a tensor.

property

contained

within

ZV

dV,

(2.28)

over

where the integral is taken

all elements of V. Let dS

be an outward directed element of the bounding surface of


V. Suppose

and

so out

per

second

across

r. The

the element,

of V, is v(r,t)dS. Thus, the amount of the fluid

property under consideration

per

element

is located at point

that this element

volume of fluid that flows

across

that is convected

the

second is (r, t)v(r,t) dS. It follows that the

net amount of the property that is convected out of volume


V by fluid flow

across

its bounding surface S is

where

the integral

elements

of S

ZS

dS,

(2.29)
is taken

Suppose,

over

all outward

directed

finally, that the property

question is created within the volume V at the rate S


second. The conservation

in

per

equation for the fluid property

takes the form


d
dt

(2.30)

In other words, the rate of increase in the amount of the

property contained within V is the difference between the


creation rate of the property inside V, and the rate at which
the property is convected out of V by fluid flow. The above

conservation law

can also be written


d

dt

(2.31)
Here,
whereas S

is termed

the flux of the property

out of V,

is called the net generation rate of the property

within

V.

2.9

Mass Conservation

given fluid at point


V, surrounded

by

mass density and velocity of a


r and time t.Consider a fixed volume
a surface S The net mass contained

Let (r, t)and v(r,t)be the

within V is

ZV

dV,

(2.32)
where dV is

an element

of V. Furthermore, the

mass

flux

across

S,and out of V,is [see Equation (2.29)]


ZS

dS,

(2.33)

where dS is

an outward

conservation

requires

mass

directed element of S. Mass

that the rate of increase

contained within V, plus the net

should equal

mass

of the

flux out of V,

zero: i.e.,
dM

dt

(2.34)
[cf., Equation (2.31)]. Here,

no mass

generation

individ-ual molecules

(or

are

we are

assuming that there is

destruction)
effectively

within

V (since

indestructible).

It

follows that
ZV

ZS

dV

dS = 0,
(2.43)

16

since V is non-time-varying. Making

FLUID MECHANICS

use

of the divergence

theorem (see Section A.20), the above equation becomes

ZV "

+ (v)

dV

=0.

(2.36)
However, this result is true irrespective

or location

of the size, shape,

of volume V,which is only possible if

(v)

(2.37)

as the
a direct consequence of

throughout the fluid. The above expression is known


equation of fluid continuity, and is

mass conservation.
2.10

Convective Time Derivative

The quantity

(r, t)/t, appearing

in Equation (2.37),

mass density at
r.Suppose that v(r, t)is the instantaneous
at the same point. It follows that the time
the density, as seen in a frame of reference

represents the time derivative of the fluid


the

fixed point

fluid velocity

derivative

of

which is instantaneously

co-moving with the fluid at point

r,is
(r

+ vt,t + t)

lim
t0

(r,t)

+ v

Dt

(2.38)

where

we

+ v t, t + t) up

have Taylor expanded (r

to

first order in t, and where


D

+ v

Dt

+vi
t

xi

(2.39)
Clearly, the so-called

convective

represents the time derivative

time derivative,

seen

D/Dt,

in the local rest frame

of the fluid.

can

The continuity equation (2.37)

be rewritten in the

form

Dln

Dt

since (v)

volume element
general,

as the element

(A.174)].

V that is co-moving

ZS

Dt

v,
(2.40)

v+v[see

with the fluid. In

seen that
ZV

ZS

v dS =

Consider

is convected by the fluid its volume

changes. In fact, it is easily


DV

Dt

vi

dS

ZV
vi

dV
xi

vdV,

(2.41)
where S is the bounding surface of the element, and
has been made of the divergence

use

theorem. In the limit

constant

that V 0, and v is approximately

element,

across

the

we obtain
1
V

DV

DlnV

Dt

Dt

v.

(2.42)

we

Hence,

velocity at

rate

conclude

a given

increase

of

that the divergence

of the fluid

point in space specifies the fractional


in the

volume

an

of

infinitesimal

co-moving fluid element at that point.

2.11

Momentum Conservation

Consider

a fixed volume

V surrounded by a surface S

The

i-component of the total linear momentum contained within

V is

ZV

Pi

Mathematical Models ofFluid Motion

Moreover, the flux of i-momentum

across

is [see Equation (2.29)]

vi

dV.

17

and out of V,

ZS
i

vi

v j dS

(2.44)

Finally, the i-component of the net force acting

on the fluid

within V is
ZV

fi

IS

Fi dV

ij

dS

(2.45)

on the right-hand

where the first and second terms


the contributions

side

are

respec-

from volume and surface forces,

tively.
Momentum

conservation

requires

increase of the net i-momentum

that the rate of

of the fluid contained

within V, plus the flux of i-momentum out of V,is equal

to the rate of i-momentum

course,

from

quantity
acting

Newtons

generation

is equal to the i-component

on the

fluid

within V. Of

second law of motion, the latter


of the net force

contained within V. Thus,

we

obtain

= fi

[cf., Equation (2.31)]

dPi

dt

(2.46)
which
can be written
ZV

(vi )
dV

ZV

ZS
vi

v j dS

IS

Fi dV

ij

dS

(2.47)

use of the

since the volume V is non-time-varying. Making

tensor divergence theorem, this becomes


#

ZV "

(vi )

dV

ZV

(vi v j )

ij

Fi +

dV.

(2.48)
However, the above result is valid irrespective of the size,
shape,

or location

of volume V,which is only possible if


(vi v j )

(vi )

+
t

=Fi +

ij

(2.49)
everywhere inside the fluid. Expanding the derivatives, and
rearranging,

we obtain
!

+v j

+
x

v j
vi

!
vi

+
t

vi

+v j

=Fi +
j

ij

(2.50)
Now, in tensor notation, the continuity

equation (2.37) is

written

+ v
t

+
x

v j

0.

(2.51)

So, combining

Equations (2.50) and (2.51),

we

!
vi

vi

+v j

obtain the

following fluid equation of motion,

=Fi +
j

ij

(2.52)

An alternative form of this equation is


Dvi

Fi

Dt

ij

(2.53)

how the net volume and

The above equation describes


surface forces

element

per

unit

mass

on a co-moving

acting

determine its acceleration.

18

fluid

FLUIDMECHANICS

2.12

Navier-Stokes Equation

Equations (2.24), (2.26), and (2.53)


give the equation of motion of
classical fluid: i.e.,

Dvi

Dt

=Fi

vi

+
x

Newtonian,

!#

+
xi

an isotropic,

"

can be combined to

v j

23

xi

xi

!
v j

(2.54)

This equation is generally

equation.

strong

known

Now, in situations

temperature

approximation

gradients

as

the Navier-Stokes

in which there

in the fluid, it is

to treat viscosity

as a

spatially

are no
a good
uniform

quantity,

in

which

case

the

"

Dvi

Dt

When expressed

=Fi

xi

in vector

"

Dt

where

v
t

+ (v)v

use has been made

13

vi

"

2v

13
(v)

2v)i

Note, however, that the above identities

aj

are

a surface

ZV

vi

,
.

only valid in

total energy content of the fluid contained within V is

bi

(2.58)

Energy Conservation
volume V surrounded by

(2.56)

of Equation (2.39). Here,

expression

Cartesian coordinates. (See Appendix C.)

a fixed

(2.55)

= F p +

(2.57)

Consider

xi x

[(a)b]i

2.13

form, the above

becomes

Dv

equation

Navier-Stokes

simplifies somewhat to give

The

ZV

EdV

1
vi vi

dV,

(2.59)
where the first and second terms

are

the net internal

on the

and kinetic

of the fluid. The

energy

flux

across

is [cf., Equation (2.29)]

side

energies,

Here, E(r, t) is the internal (i.e., thermal)

mass

right-hand

respectively.

energy per
S

unit

and out of V,

ZS

E+

vi vi

v j dS

! #

"

ZV

12

E+

vi vi

dV,

(2.60)

use

where

has

been

theorem. According

made

energy
done on

work

the

tensor

divergence

to the first law of thermodynamics,

the rate of increase of the


the net

of

energy

contained within V,plus

flux out of V, is equal to the net rate of

..

the fluid within V, minus the net heat flux

out of V:i.e.,
dE

dt

Q,

(2.61)

where W is the net rate of work, and Q the net heat flux.
It

can

be

generation

seen

that

Q is the effective

energy

rate within V [cf., Equation (2.31)].

Now, the net rate at which volume and surface forces

do work

on the fluid within V is

ZV

ZV

ZS
vi

Fi dV

vi ij

dS

"vi

(vi

ij

Fi +

dV,
x

(2.62)
where

use

has

been

made

of

tensor

the

divergence

theorem.
19

Mathematical Models ofFluid Motion

Generally

speaking, heat flow in fluids is driven by

temperature

gradients.

com-ponents

of the heat flux density at position

Let the qi (r, t) be the Cartesian

t.It follows that the heat flux


dS, located at point

rand time
across a surface element

r, is q dS = qi

temperature of the fluid at position

dS

that there is

components

a
us

time t. Thus,

general temperature gradient takes the form T/xi

assume

Let T(r,t)be the

r and

linear relationship

Let

between

the

of the local heat flux density and the local

temperature gradient: i.e.,

qi

Aij
x

(2.63)

a second-rank tensor
(which can be functions of position and time). Now, in an
isotropic fluid we would expect Aij to be an isotropic
where the Aij

are

the components

of

tensor. (See Section B.5.) However,


second-order isotropic

Hence,

the most general

tensor is simply

multiple of ij

we can write
Aij

ij

(2.64)

where (r, t) is termed the thermal conductivity

of the

fluid. It follows that the most general expression for the

heat flux density in an isotropic fluid is

qi

xi

(2.65)

or, equivalently,

T.

(2.66)
Moreover, it is a matter of experience that heat flows down

temperature gradients: i.e.,

> 0. We conclude

heat flux out of volume V is


Q

ZV

ZS

that the net

dS

xi

dV,

xi

xi
(2.67)

where

use

has

been

made

of

the

tensor

divergence

theorem.
Equations (2.59)(2.62) and (2.67)
give the following

energy

can be combined to

conservation equation:

ZV (

!#

"

E+

12

E+

vi vi

! #)

"

vi vi

dV

"vi

ZV

!#

Fi +

vi ij

dV.

(2.68)
However, this result is valid irrespective of the size, shape,

or location

of volume V,which is only possible if


!#

"

E+

everywhere

vi vi

vi ij

(2.69)

the

Expanding

fluid.

some

the

of

we obtain

derivatives, and rearranging,

inside

E+

Fi +

12

vi vi

=vi

! #

"

12

E+

1
vi vi

=vi

Fi +

vi ij

Dt

(2.70)
where

use

has been made

(2.40). Now, the scalar

of the continuity

product

of

equation

with the fluid

equation of motion (2.53) yields


!

Dvi
vi

Dt

12
vi vi

Dt

=vi Fi

ij

+ vi
x

(2.71)

we get

Combining the previous two equations,

DE

Dt

20
FLUID MECHANICS

Finally, making
conservation

use

of (2.26),

equation

for

an

Dt

Here,

=
!

vi

dij
x

1
2 eij eij
eii
3

e jj =

!
v j

vi

xi

vi

v j

3 xi x

is the rate of heat generation

ij

deduce that the

isotropic

takes the general form

DE

we

!
vi

energy

Newtonian

fluid

"

!#

vi

xi

(2.73)

vi

vi

+
x

per

(2.74)

unit volume

due to

viscosity. When written in vector form, Equation (2.73)


becomes

DE

Dt

(T)

(2.75)

energy per
mass of a co-moving fluid element evolves in time as
a consequence of work done on the element by pressure
as its volume changes, viscous heat generation due to
According to the above equation, the internal
unit

flow shear, and heat conduction.

2.14

Equations of Incompressible Fluid

Flow

interest, the flow of a


as water, is incompressible to a
high degree of accuracy. Now, a fluid is said to be
incompressible when the mass density of a co-moving
volume element does not
change appreciably
as the
element moves through regions of varying pressure. In
other words, for an incompressible fluid, the rate of change
of following the motion is zero: i.e.,
In most

situations

ofgeneral

conventional liquid, such

Dt

=0.

(2.76)

Inthis case, the continuity equation (2.40) reduces to

= 0.

(2.77)

that, as a consequence
of mass
an incompressible fluid must have a
divergence-free,
or solenoidal, velocity field. This
We

conclude

conservation,

immediately
volume of

implies,

a co-moving

from Equation

(2.42),

that

the

fluid element is a constant of the

motion. In most practical

situations,

distribution in an incompressible

the initial density

fluid is uniform in space.

Hence, it follows from (2.76) that the density distribution


remains uniform in space and constant in time. In other
words,

we can generally treat

the density, ,

as a uniform

constant inincompressible fluid flow problems.


Suppose

that the volume force acting

on

the fluid is

conservative in nature (see Section A.18): i.e.,

= ,

(2.78)

energy per unit mass, and


energy per unit volume. Assuming
viscosity is a spatially uniform quantity,

where (r, t) is the potential


the potential

that

the fluid

which is generally

the

case

(unless

there

are strong

variations within the fluid), the Navier-Stokes

temperature

equation for an incompressible fluid reduces to

Dv

Dt

2v,

(2.79)

where

(2.80)

is termed the kinematic viscosity, and has units of meters


t
squared
per second. Roughly speaking, momentum
t
diffuses a distance of order
meters in t seconds as a

consequence
water at 20

of viscosity.

C is about 1.0

The kinematic
6
2/s.

10

viscous momentum diffusion in water is

process.

viscosity

relatively slow

Mathematical Models ofFluidMotion

21

The complete set of equations governing incompressible

flow is
v

0,

of

It follows that

(2.81)
Dv

Dt

2v.

(2.82)

are

Here, and
(r, t)

as a

equations

components

namely,
of

unknownsnamely,

components
conservation

regarded

known

as

function.
Equation

Equation

and

we

have

four

the

three

Thus,
(2.81),

plus

(2.82)for

pressure,

the

known constants,

four

p(r, t), plus the three

of the velocity, v(r, t). Note that

equation

is

redundant

in the

an energy
case of

incompressible fluid flow.

2.15

Equations of Compressible Fluid Flow

In many situations of general interest, the flow of


is compressible: i.e., there

are

gases

significant changes in the

mass density as the gas flows from place to place. For the
case of compressible flow, the continuity equation (2.40),
and

the

augmented

as

Navier-Stokes

by the

energy

equation

(2.56),

conservation

must

be

equation (2.75),

as thermodynamic relations that specify the


energy per unit mass, and the temperature in
terms of the density and pressure. For an ideal gas, these
well

internal

relations take the form

cV

T,

(2.83)

MR

(2.84)

= 8.3145JK
molar

is the molar specific heat at constant volume, R

where cV

mass

mol

the molar ideal

(i.e., the

mass

and T the temperature


Mthe

mole corresponds

gas constant, M the


gas molecules),

of 1
mole of

in degrees Kelvin. Incidentally,

to 6.0221

10

24

we
is a

molecules. Here,

have assumed,
correspon
for
ds
the
t osake
6.0 221
of simplicity,
10
that cV

constant. It is also convenient to assume that the

uniform

thermal conductivity, , is a uniform constant. Making


of these

approximations,

and (2.84)

can be combined to give


!

Dp

Dt

use

Equations (2.40), (2.75), (2.83),

p D

Dt

= +

(2.85)
where

cp

cV + R

(2.86)

cV

cV

is the ratio of the molar specific heat at constant

c p to that at constant volume, cV


that c p = cV + R for an ideal gas

pressure,

(Incidentally, the result

is a standard theorem of

thermodynamics.) The ratio of specific heats of dry air at

20

C is 1.40.
The complete set of equations governing compressible

ideal gas flow

are
D

Dt

v,

(2.87)

Dv

Dt
#

"

2v

(v)

p D

Dp

(2.88)

Dt

as

known constants,

is specified in terms of

in Equation (2.74). Here,

regarded

+
R

where the dissipation function


and

Dt

(2.89)

, , M, and R

and (r, t)

as a

are

known

function.

Thus,

we

have

equationsnamely,

five

Equations (2.87) and (2.89), plus the three components of


Equation (2.88)for five unknownsnamely,
(r, t),the

pressure,

the density,

p(r, t),and the three components

of

the velocity, v(r,t).

22
FLUID MECHANICS

2.16

Dimensionless Numbers in

Incompressible Flow

It is helpful to normalize

the equations

of incompressible

=
=

fluid Itflow,
(2.81)(2.82),
in th
the following
manner: ofinc
is helpful
to normalize
e equations
L,

v =v/V0

p/(V

2
0

=(V0 /L)t, =

+gL+V0

Here, L is
typical

fluid

/(gL), and p

/L).

typical spatial variation


velocity,

and

g a

length-scale, V0

typical

gravitational

(assuming that represents a gravitational


energy per unit mass). All barred quantities are
dimensionless, and are designed to be comparable with
acceleration
potential

unity.
The normalized equations of incompressible fluid flow take the form

0,

Dv
Dt

1
+

1
Fr

p
Re

where D/Dt

= /t + v,

and
Re

LV0

Fr

V0

(gL)

1/2

(2.90)

2v

Fr

+
Re

(2.91)

(2.92)
(2.93)
Here, the dimensionless

quantities Re and Fr

are

known

as

the Reynolds number and the Froude number, respectively.


The Reynolds

number is the typical ratio of inertial to

viscous forces within the fluid, whereas the

square

of the

Froude number is the typical ratio of inertial to gravitational


forces. Thus, viscosity is relatively important compared to

inertia

when Re

relatively
and vice

important

versa.

1, and vice
compared

versa.

Likewise, gravity is

to inertia when Fr

Note that, in principal, Re and Fr

are

1,
the

only quantities in Equations (2.90) and (2.91) that

greater

significantly

case

For the
of the Earth,

Re

1.0

(2.94)

Fr

(2.95)
Thus, if L

L(m)V0 (ms

3.2

10

C, located

be

on the

surface

1),

V0 (ms

1m and V0

can

than unity.

of water at 20

10

or smaller

1)/[L(m)]

1ms

1,

1/2.

as is often the case

for terrestrial water dynamics, then the above expressions

sug-gest

that Re

viscous

term

on the

1and Fr O(1). In this situation, the

right-hand side of (2.9 1


)becomes negligible,

and the (unnormalized) incompressible fluid flow equations


reduce to the following inviscid, incompressible, fluid flow
equations,

Dt

case

about 100 times

more

1.0

(2.97)

of lubrication oil at 20

surface of the Earth,

0,

(2.96)

Dv

For the

10

C, located

m2 s 1

viscous than water), and so

on the

(i.e., oilis

Re

1.0

(2.98)

Fr

(2.99)

10

L(m)V0 (ms

3.2

that

Suppose

oil

10

is

1),

V0 (ms

slowly

1)]/[L(m)]

flowing

down

m and

lubrication channel such that L 10


1.

1/2.

ms
lubric ati
It on
follows,
cha nne
from
l
suchthat
the above
L expressions,
10

a narrow
V0 10

that
Re10

1
and Fr 1. In this situation, the inertial term
side of (2.91) becomes negligible,

left-hand

on the
and the

(unnormalized) incompressible fluid flow equations reduce

to the following

inertia-free,

incompressible,

fluid flow

equations,

0,

(2.100)

2v.

Mathematical Models ofFluidMotion

23

2.17

Dimensionless Numbers in

Compressible Flow
It is helpful to normalize

the equations

of compressible

ideal
It is
gas
help
flow,
ful(2.87)(2.89),
to norm alize theinequations
the following
of co mpressible
manner:

= L, v = v/V0 t = (V0 /L)t, = /0


= (L/V0 ) , and p = (p p0 )/(0 V
2

2
0

= /(gL),

+ 0 g L + 0

V0 /L). Here, Lis a typical spatial variation length-scale, V0

a typical

fluid velocity, 0

typical

gravitational

represents

Furthermore,

gravitational

p0

are

density, and

(assuming

energy per

pressure at
p
pressure. All
are designed to

to atmospheric

atmospheric

from

dimensionless,

and

gas flow

equations

take the form

v,

(2.102)

Dt

1
+

1
Fr

(2.103)

Re

"

unit mass).

Dt

Dv

ga

that

uniform constant. It follows that

with unity. The normalized

compressible ideal

deviations

barred quantities
be comparable

potential

corresponds

ground level, and is

represents

a typical mass

acceleration

Fr

2v

13

Re

(v)

of

"

+p

p0

Dp

Dt

LV0

+ v,

Fr

and

RePr

p0

+p

1/2

1
+ Re(1+ 1/Fr

2)

V0

(gL)

p0

Re

D
Dt

where D/D t /t

(1+ 1/Fr

Pr

+ 1/Re)

V0

p
p0 /0

M
R0

(2.104)

(2.105)

(2.106)
(2.107)

(2.108)
(2.109)

(2.110)
(2.111)
Here, the dimensionless
known

as the Reynolds

numbers Re, Fr, Pr, and M are


number, Froude number, Prandtl

number, and Mach number, respectively.

The Reynolds

number is the typical ratio of inertial to viscous forces


within

the

gas,

the

square

of the Froude

number

the

typical ratio of inertial to gravitational forces, the Prandtl


number the typical ratio of the momentum

and thermal

diffusion rates, and the Mach number the typical ratio of

gas

flow and

sound propagation

speeds. Thus, thermal

. ,

diffusion is far faster than momentum diffusion when Pr

1, and vice

versa.

Moreover, the

1, an dvice
subsonic
when M
ve
rsa 1,Mo
supersonic
reover

gas
p

flow is termed

the
when
gas
M
flow
1,
is and
term

transonic

M O(1). Note that

when

p0 /0

is the

nd
speed
tranof
sonsound
ic when
in the undisturbed
called the thermal

diffusivity

per
gas a

gas. The quantity H


of the gas, and has units

is
of

meters squared

second. Thus, heat typically diffuses

through the

distance

The

thermal

diffusivity

t meters in t seconds.

pressure

and 20

follows

that heat diffusion

process.

C is about

The

1.5

10

at

air

= 2.1

10

in air is

kinematic

dry air at atmospheric

dry

of

viscosity

pressure

atmospheric

m 2 s 1.

relatively

It

slow

of

and 20

C is about

m2 s 1.

Hence, momentum diffusion in air is also

relatively slow

process.

For the

C,

Re

(2.126)

case

6.7
24

of dry air at atmospheric

10

L(m)V0 (ms

pressure

and 20

1),

FLUID MECHANICS

Fr

3.2

10

(2.113) Pr

(2.114)

V0 (ms

1)/[L(m)]

7.2

2.9

10

1/2,

1,

10
1).
V0 (ms
(2.115)

Thus, if L 1
m and V0
for subsonic

air dynamics

the above expressions

1
ms

1,

as is often

close to the Earths

the

case

surface,

suggest that Re 1, M 1, and

Fr,Pr O(1).
(2.105)

that p0

It immediately

quation
(2.104) ( 2.1
is 05)
dominated
brackets

on

its

follows from Equation

1. However, in this situation, Equation

by

left-hand

the

term in

second

square
can

side. Hence, this equation

only be satisfied if the term in question is small, which


implies that
D

1.

Dt
(2.116)
Equation (2.102) then gives

1
(2.117)

Thus, it is evident that subsonic (i.e., M 1) gas flow is


essentially

incompressible.

The fact that Re 1


implies

that
flow
is inc
also
In
flowsuch
is essent
ially
ompressentially
essi ble. Th inviscid.
e fa ct tha t
Rethe

incompressible
1imp lies
1), the

equations

inviscid limit (in which

(unnormalized)
reduce

to

the

compressible
previously

= 0 and Re

ideal

derived

gas

flow

inviscid,

incompressible, fluid flow equations: i.e.,

v
(2.118)

Dv

Dt

0,

(2.119)
It follows that the equations which

govern

subsonic

gas

are

dynamics close to the surface of the Earth


the

same as those

which

Suppose that L
typically the

over

case

the wing of

govern

essentially

the flow of water.

1m and V0

1,

300ms

as is

for transonic air dynamics (e.g., air flow

fighter jet). In this situation, Equations

(2.105) and
Re,Frn

M,Pr,
w (2.112)(2.115)yield
ing of a fight er j et).I
thi 1
sand
situat
ion p0

the

O(1).

It

follows

right-hand

that

the

two

final

on

terms

sides

can be neglected. Thus,


gas flow equations
set of inviscid, adiabatic, ideal gas,

of Equations (2.103) and (2.104)

the (unnormalized)

compressible

reduce to the following

ideal

flow equations,
D

v,

Dt
(2.120)

Dv

Dt

(2.121)

Dt

0.

(2.122)
In particular, if the initial distribution of p/

is uniform

space, as is often the case, then Equation (2.122)


ensures that the distribution remains uniform as time
progresses. In fact, it can be shown that the entropy per
unit mass of an ideal gas is

in

!
S

cV

ln
M

(2.123)

space is
equivalent to the assumption that the entropy per unit mass
of the gas is a spatial constant. A gas in which this is the
case is termed homentropic. Equation (2.122) ensures that
the entropy of a co-moving gas element is a constant of
the motion in transonic flow. A gas in which this is the
case is termed isentropic. In the homentropic case, the
above compressible gas flow equations simplify somewhat
Hence, the assumption

that p/

is uniform in

to give
D

Dt
(2.124)

Dv

v,

Dt

p
(2.125)

p0

,
.

Mathematical Models ofFluidMotion

25

Here, p0 is atmospheric

pressure,

air at atmosphericpressure.
the adiabatic

and 0 is the density of

Equation (2.126)is knownas

gas law, and is a consequence

of the fact that

transonic
thermal

gas
heat

process)

to

takes place far too quickly

dynamics

conduction
have

any

temperature distribution

(which

is

appreciable

within the

gas.

relatively
effect

on

Incidentally,

for

slow
the

a gas

in which thermal diffusion is negligible is generally termed


adiabatic.

2.18

Fluid Equations in Cartesian

Coordinates
Let

us adopt

the conventional Cartesian coordinate system,


to Equation (2.26), the various compo-

x,y,z.According

nents of the stress tensor

are
xx
yy

zz
xy

xz
yz

+ 2

vx

x
p

+ 2

vy
y

,
,

=yx
= zx
=zy

=
=
=
=
=
=

(2.127)
(2.128)

+ 2

vz

,
,
,

z !
vy

vx

+
x

vx

vz

+
z

x !

vy

vz

+
z

where

v is the velocity, p the pressure,

and

(2.129)

(2.130)

(2.131)

(2.132)

the

viscosity. The equations of compressible fluid flow,


(2.87)(2.89)
fluid flow

(from which the equations of incompressible

can easily

be obtained by setting

=0),become

Dt

Dvx
Dt

Dvy

Dt

Dvz

Dt
!

p D

Dt

vx +

vy +

(2.134)

3 y

(2.135)

1 p

,
,
,

Dt
(2.133)

vz +
3

(2.136)

where is the

(2.137)

mass

the

density,

the heat conductivity,

ratio of specific heats,

mass,

M the molar

and R the molar

ideal gas constant. Furthermore,


vy

vx

+
x

(2.138)

(2.139)

+ vy

+vz

+ vx
t

Dt

vz

z 2

,
,
,

(2.140)

!2

!2

vy

vx

2
x

!2

12

vz

vy

vx
y

26

FLUID MECHANICS

!2

!2

12

vx

+
z

In the above,

constants.

2.19

12

vz

Fluid

vy

!2

vz

(2.141)
, and

Equations

are

treated

in

as

uniform

Cylindrical

Coordinates

us

Let

adopt the cylindrical

Making

use

of the results

coordinate

system,

quoted in Section

r, , z.
C.3, the

components

are

of the stress tensor

rr

zz

rz

+ 2

vr

= r
= zr
= z

=
=
=
=
=
=

(2.142)

+ 2

1r

vr

+ 2

vz

(2.143)

(2.144)

1r

vr

vr

1r

vz

vz

(2.145)

(2.146)

+
z

(2.147)

whereas the equations of compressible fluid flow become

Dt
2

Dvr

Dt

vr

Dv

+
Dt

r
Dvz

Dt
!

Dt

p D

Dt

where
(2.148)

1 p

r
2

1 p

r2
1r

vr
vr

r2

3 r

(2.149)

2
v

1 p

r2

vz +

r2

vr

3r
13

(2.150)

(2.151)

!
M

(2.152)

1r (rvr )

1r

vz

(2.153)

Dt
(2.154)

+ vr

+
r

1r

+vz

z 2

(2. 169)
27

Mathematical Models ofFluid Motion

!2

1r

vr

2
r

!2

!2

vz

1 1r

vr

+
z

!2

12

vr

vz

+
z

+
r

1
2

1r

+
z

!2

!2

vr

vz

(2.156)

2.20

Fluid

Equations

in

Spherical

Coordinates
Let

us, finally,

, . Making

adopt the spherical coordinate

use

system,

r,

of the results quoted in Section C.4,

the

components of the stress tensor

are
rr

+ 2

+ 2

vr

r
1r

(2.157)

vr

= r
= r
=

=
=
=
=
=
=

(2.158)

+ 2
1r

r sin
1

r sin

1r

(2.159)

(2.160)

(2.161)

cotv

cotv

vr

rsin

vr

vr

(2.162)

whereas the equations of compressible fluid flow become

Dt
2

Dt

vr

Dv

cotv

vr

+
Dt

+ cotv
r

Dt

Dv

v +v

Dvr

Dt

p D

Dt

where
(2.163)

1 p

2vr
vr

r2

r2

2cotv

r2
1

r2

1r

r2

sin

2 cot
2

r2

(2.165)

r2

+
3r

r sin

r sin

(2.164)

2 vr
v

sin

sin

(2.166)
v

r2

sin

r2

sin

vr
2

2 cot

r2

sin

3r sin

(2.167)

!
M

(2.168)

1 (r

vr )

rsin

(sinv )

rsin

(2.169)

28
FLUID MECHANICS

+ vr
t

Dt

+
r

r sin

(2.170)
!

r2

+
r

r2

sin
sin

r2

sin

,
,

(2.171)

vr

!2

r
!2

1r

12

1r

vr

!2

vr

!2

rsin

vr

12

r
12

rsin
1

rsin

r
+

!2

cotv

!2

vr

1r

cotv

r
(2.172)

2.21

Exercises

2.1. Equations (2.66), (2.75), and (2.87)


give the following

energy

compressible fluid:

can be combined to

conservation equation for a non-ideal

DE

where is the

energy per

unit

Dt

= q,

Dt

mass

mass,

density,

the viscous

p the pressure,
energy

E the internal

dissipation rate

per

unit
volume, and

q the heat flux density.


D

We also have

v,

T,

Dt

q
where

v is the fluid velocity,

T the temperature, and

the

thermal conductivity. Now, according to a standard theorem in


thermodynamics,

T dS

= dE

d,

per unit mass.

where S is the entropy

entropy flux density at

a given

Moreover, the

point in the fluid is

s = Sv +

T
where the first term on the right-hand side is due to direct

entropy convection by the fluid, and the second is the entropy flux
density associated with heat conduction.
Derive

an entropy

conservation equation of the form


dS

+S
dt

=S

where S isthe net amount of entropy contained insome


fixed volume V, S the entropy flux out of V,and S the net rate

of

entropy creation within V.Give expressions for S,S


and S
volume

Demonstrate that the entropy creation rate per unit

is

+
T

qq
T

Finally, show that 0, in accordance with the second


law of thermodynamics.

2.2. The Navier-Stokes equation for an incompressible fluid of


uniform

mass

density takes the form

Dv

Dt

where
potential

2v,

v is the fluid velocity, p the pressure,

energy per unit mass, and the (uniform)

viscosity.

the
kinematic

The incompressibility constraint requires that

v = 0.
Finally, the quantity

Mathematical Models ofFluidMotion


29

is generally referred to as the fluid vorticity.


Derive the following vorticity evolution equation from the
Navier-Stokes equation:

D
Dt

= ( )v +

2.3. Consider two-dimensional incompressible fluid flow. Let


the velocity field take the form

v =vx (x,y,t)ex + vy (x,y,t)ey

Demonstrate that the equations of incompressible fluid


flow (see Exercise 2.2) can be satisfied by writing

vx

vy

,
,

where

= 2 /x 2

+
t

= 2 ,

and

= 2 .
Here,

is termed

a stream

/y

function, since

2.

Furthermore, the quantity

= 0:i.e., the fluid flow is

everywhere parallel to contours of .

2.4. Consider incompressible irrotational flow: i.e., flow that


satisfies

Dv

Dt

0,

2v,

as well as

v = 0.
v is the fluid velocity, the uniform mass density,
p the pressure, the potential energy per unit mass, and the
Here,

(uniform) kinematic viscosity.

Demonstrate that the above equations


writing

can be satisfied

by

v = ,
where

= 0,
and

+
t

1 2
v +
2

+ = C(t).

Here, C(t) is a spatial constant. This type of flow is known

as potential

a scalar

flow, since the velocity field is derived from

potential.

2.5. The equations of inviscid adiabatic ideal gas flow

are

v,

Dt

Dv

Dt

D
Dt

Here, is the mass density,

0.

v the flow

velocity,

p the

pressure,

the potential

energy per unit mass, and the

(uniform)
ratio of specific heats. Suppose that the pressure and

potential

energy are both time independent:

i.e., p/t

= /t =

0.
Demonstrate that

12

+
1

is a constant of the motion: i.e., DH/Dt


known

as Bernoullis

= 0.This result is

theorem.

30
FLUID MECHANICS
2.6. The equations of inviscid adiabatic non-ideal
D

gas flow are

v,

Dt

Dv

Dt
DE

Dt

Here,

pressure,

2 Dt

0.

is the mass

the potential

density, v the flow velocity, p the


energy per unit mass, and E the

internal

energy per unit mass. Suppose that the pressure


energy are both time independent: i.e., p/t

ernal
potential

=0.
Demonstrate that

and

=/t

1 2
v + E+
2

= 0.This result is

is a constant of the motion: i.e., DH/Dt

a more

general form of Bernoullis theorem.

2.7. Demonstrate that Bernoullis theorem for incompressible,


inviscid fluid flow takes the form DH/Dt

12

= 0,where

+.

31

Hydrostatics

3 Hydrostatics
3.1

Introduction

This chapter discusses hydrostatics, which is the study of


the mechanical equilibrium of incompressible fluids.

3.2

Hydrostatic Pressure

Consider

a body

of water that is stationary

in a reference

frame that is fixed with respect to the Earths surface. In

this

a frame is
z measure vertical

chapter, such

inertial. Let
the region

as

treated

approximately

height, and

suppose that
z>0

0 is occupied by water, and the region

by air. According

to Equation (2.79), the air/water system

remains in mechanical equilibrium (i.e.,

= Dv/Dt = 0)

provided

= p

(3.1)

where

p is the

static fluid

= g z the gravitational
g

the (approximately

pressure, the mass density,


energy per unit mass, and

potential

uniform) acceleration due to gravity.

Now,
(

(z)

z >0

z 0

(3.2)

where 0

is the (approximately

water. Here, the comparatively


has

been neglected.

Since

mass density
mass density of

uniform)

of

small

air

= (z)

immediately follows, from (3.1), that

and

= (z),

it

p = p(z), where
dp

g.

dz
(3.3)
We conclude that constant

pressure

surfaces in a stationary

body of water take the form of horizontal planes. Making

use of (3.2), the above

equation

p(z)

z>0

p0
p0

can be integrated to give

gz

z0

(3.4)

p0

where

10

m2

is atmospheric

According to this expression,


increases

linearly

with

pressure
pressure

at ground

increasing

depth

decreasing
z < 0).liIn fact, given that
wa tez, for
rincreases
and

10

kgm

level.

water

in stationary
(i.e.,

with
2

9.8 ms

3,

we
< 0).
deduce
In fact,
that
giv hydrostatic
en that g 9.8m
pressure
s rises at the rate of 1
2)
5
atmosphere (i.e., 10 Nm
every 10.2m increase indepth
below the surface.

3.3

Buoyancy

the air/water

Consider

section. Let V be
surface

partially

system described

some

that straddles

occupied

the plane

or

air) contained

by

= 0, and

by water, and partially

i-component of the net force acting

water

in the previous

volume, bounded

closed

is thus

by air. The

on the fluid

(i.e. either

within V is written (see Section

2.3)
ZV

ZS

fi

ij

dS

Fi dV,

(3.5)
where
ij

pij

(3.6)
is the stress tensor for a static fluid (see Section 2.5), and

gez

3.15) 32
FLUID MECHANICS

the gravitational

force density. (Recall that the indices 1,

2, and 3 refer to the


fz

f3

x-,y-, and z-axes,

respectively. Thus,

etc.) The first term on the right-handside of (3.5)

represents the net surface force acting

across

whereas

the second term represents the net volume force distributed


throughout
theorem

V. Making

use

of the

tensor

divergence

(see Section B.4), Equations (3.5)(3.7) yield the

following expression for the net force:

= B+W,

(3.8)

where

ZV

Bi

p
dV,
xi
(3.9)

and
Wx

Wy

=0,

ZV

(3.10)

Wz

gdV.

(3.11)
Here, Bis the net surface force, and W the net volume

force.
It follows from Equations (3.4) and (3.9) that

=M0 gez

(3.12)
where M0

=0

V0

Here, V0 is volume of that part of V

which lies below the waterline, and M0 the total mass of

water contained within V.Moreover, from Equations (3.2),


(3.10), and (3.11),

= M0

gez

(3.13)
It

can

seen

be

vertically

that the net surface force, B, is directed

upward, and exactly balances

the net volume

force, W, which is directed vertically downward. Of

course,

W is the weight of the water contained within V. On the


other hand, B,which is generally known
force, is the resultant

surrounding

pressure

as the

buoyancy

of the water immediately

V. We conclude that, in equilibrium, the net

buoyancy

force

across

acting

S exactly

balances

the

weight of the water inside V, so that the total force acting

on the contents

of V is

system inmechanical

zero, as must

be the

the line of action of B (which is vertical)


the center of gravity of

net torque would act


contradict

case

for

equilibrium. We can also deduce that

passes

through

the water inside V. Otherwise,

on the contents

our assumption

of V, which would

that the system is in mechanical

equilibrium.

3.4

Equilibrium of Floating Bodies

Consider the situation described in the previous section.


Suppose that the fluid contained within V is replaced by

partially

submerged

solid

body

corresponds to S. Furthermore,

whose

suppose

outer

surface

that this body is

in mechanical equilibrium with the surrounding fluid (i.e.,


it is stationary, and floating
It follows that the
fluid is unchanged

can

pressure

on the

[since the force balance criterion (3.3)

be integrated to give the

all contiguous
remains

surface of the water).

distribution in the surrounding

pressure

distribution (3.4) at

points in the fluid, provided that the fluid

in mechanical equilibrium]

net surface force acting

across

this is directly related to the


fluid immediately

surrounding

We conclude that the

S is also unchanged (since

pressure

distribution

in the

V), which implies that the

buoyancy

force acting

on the

that acting
previously

on the floating

body is the

same as

water: i.e., the water that

displaced

occupied V.Inother words, from (3.12),

ez

W0

(3.14)
where W0

= M0

g and M0 are

displaced water, respectively.

the weight and

mass

of the

The fact that the buoyancy

force is unchanged also implies that the vertical line of

action of B passes through the center of gravity, H(say), of


the displaced water. Incidentally, H is generally known

as

the center of buoyancy.


A floating body of weight W is acted

upon

by two

forces: namely, its own weight,

= W ez

(3.21)

Hydrostatics

33
and the buoyancy force, B
the surrounding water. Of

passes

= W0 ez due to the pressure of


course, the line of action of W

through the bodys center of gravity, G (say). Now,

zero
zero net

to remain in equilibrium, the body must be subject to


net force and

zero net torque.

force yields W0

The requirement of

= W. In other words, in equilibrium,

weight of the water displaced by


the weight of the body,

a floating

or, alternatively,

magnitude of the buoyancy force acting

the

body is equal to

in equilibrium, the

on a floating

body

is equal to the weight of the displaced water. This famous


result

is

as Archimedes
zero net torque

known

requirement

of

equilibrium,

center

the

principle.
implies

in

and

center

on the same

vertical

of gravity,

of buoyancy, H, of a floating body lie

The

that,

G,

straight-line.
Consider

Let

floating body of

M/V

Archimedes

be

the

bodys

mass M and volume V.


mean mass density.

principle implies that, inequilibrium,


V0
V

s,

(3.16)

where

(3.17)

is termed the bodys specific gravity. (Recall, that V0 is


the submerged
water.)
of

volume,

and 0

the

mass

density

of

We conclude, from (3.16), that the volume fraction

a floating

body that is submerged is equal to the bodys

gravity. Obviously, the specific gravity must be

specific

less than unity, since the submerged

volume

fraction

cannot exceed unity. Infact, if the specific gravity exceeds


unity

then it is impossible

balance

sinks.

the bodys

for the buoyancy

force

to

weight, and the body consequently

Consider

and

It

follows,

the

body

from

submerged

volume

of

gravity

specific

that

Equation

volume

floats

(3. 16),

is V0

in equilibrium.
that

V.

Hence, the volume above the waterline is V1


(1 s) V. Suppose that the

= V V0 =

body is inverted such that its

previously
(1 s)V.
submerged
S uppo se
part
tha t
isthe
raised above the waterline,

versa:

and vice

can

body

i.e., V0

V1

According

to (3.16), the

only remain in equilibrium in this configuration

if its specific gravity changes to

s =

V1

V V0

= 1 s.

(3.18)
We conclude that for every equilibrium configuration of

equilibrium configuration
having the complementary

3.5

s there

an inverted
for a body of the same shape
specific gravity 1
s.

floating body of specific gravity

exists

Vertical Stability of Floating Bodies

Consider

floating

equilibrium, has
downward

force, B

body

a submerged

of

weight

volume V0

which,

in

Thus, the bodys

weight is balanced by the upward buoyancy

=0 V0 g:i.e., 0 V0 g = W.

Let A0 be the

area

cross-sectional

the plane

mean

mean

draft (or

submerged

to define the bodys

depth)

that the body is displaced

Suppose

as

slightly

= V0 /A0

downward,

without rotation, such that its mean draft becomes 0 +1


where |1
the

|
0

vicinity

Assuming that the cross-sectional

of the

= A0 (0

new

W + 0 A0

buoyancy

g1

However,

the

constant,

+1 )

force becomes

(1

weight

Thus, the bodys

is

waterline

submerged volume is V 0
and the

area in
new

the

= V0
= 0

+A0

V0

g=

+ 1 /0 )W.

of

the

body

is

unchanged.

perturbed vertical equation of motion is

written
Wg

dt 2

=W B

W0
1

(3.19)
which reduces to the simple harmonic equation
d

dt 2

g
1
0

.
,
,

of the body at the waterline (i.e., in

= 0). It is convenient

(3.20)
We conclude that when

a floating

body of mean draft 0 is

subject to a small vertical displacement it oscillates about

its equilibrium position at the characteristic frequency

g
0

any

34

FLUID MECHANICS

STABLE

UNSTABLE
Figure 3.1: Stable and unstable configurations for a
floating body.

It follows that such


small

vertical

presupposes

analysis

stable to

body is unconditionally

displacements.
that

course,

Of

the

oscillations

the

above

take

place

sufficiently slowly that the water immediately surrounding

the

body

always

remains

in approximate

hydrostatic

equilibrium.

3.6
Let

Angular Stability of Floating Bodies

us now

angular

only

shall

perpendicular
such

planes

the stability of floating bodies to

investigate

displacements.
consider
planes

body is in

are

For the sake of simplicity,

bodies

that

have

of symmetry.

Suppose

an equilibrium state

= 0 plane

we

mutually
that when

the two symmetry

vertical, and correspond to the

planes. As before, the

two

x = 0 and y = 0

coincides

with the

surface of the water. It follows, from symmetry, that when

the body is in an equilibrium

state its center of gravity, G,

and center of buoyancy, H,both lie on the z-axis.


Suppose

that the body turns through

about

some

goes

through

small angle

the origin.

vertical, straight-line that

= 0, that

horizontal axis, lying in the plane


Let

GH be that, originally

passes

through the bodys center

of gravity, G, and original center of buoyancy, H. Owing

to the altered shape of the volume of displaced water, the


.
center of buoyancy is shifted to some new position H
Let the vertical straight-line

going through H

meet GH

at M. See Figure 3.1. Point M (in the limit 0) is


called the metacenter.

In the disturbed state, the bodys

weight W acts downward through G, and the buoyancy 0


V0

g acts

upward

through

submerged volume, V0

state

(which

M. Let

us assume

that the

is unchanged from the equilibrium

excludes

vertical

oscillations

from

.,

consideration). It follows that the weight and the buoyancy


force

are equal

as can

weight and the buoyancy


magnitude

so that there is no net force on


seen from Figure 3 1 the
force generate a net torque of

and opposite,

the body. However,

be

=W sin. Here, is the length MG: i.e., the

distance between the metacenter and the center of gravity.


This distance is generally known

as

the metacentric height,

and is defined such that it is positive when M lies above G,


and vice

versa.

Moreover,

as is also

clear from Figure 3.1,

when M lies above G the torque acts to reduce , and vice

versa. Inthe former case, the torque


a floating

torque. We conclude that


angular

displacements

horizontal

axis

0 provided

lying

that

its

Since

we

some
z

about

in the plane
metacentric

i.e., provided that the metacenter


gravity.

is known

have

as a righting

body is stable to small

height

is

positive:

lies above the center of

already

floating body is unconditionally

demonstrated

that

stable to small vertical

displacements (and since it is also fairly obvious that such

a body

displacements

is neutrally stable to both horizontal

and angular displacements

about

vertical axis passing

a necessary
a floating
up of arbitrary

through its center of gravity), it follows that


and sufficient

condition

for the stability


body
to a general small perturbation (made

linear and angular

components)

of

is that its metacentric

35

Hydrostatics

horizontal axis.

3.7

Determination of Metacentric Height

Suppose

that

the

floating

body

considered

in the

an equilibrium state. Let A0 be


cross-sectional area at the waterline: i.e., in the plane z

previous section is in
the

= 0. Since
respect to the

the body is assumed

to be symmetric

x =0 and y =0 planes, we have

with

ZA0

ZA0

xdxdy

ZA0

ydxdy

=0,

xydxdy

(3.22)
where the integrals

at z

are

taken

over

the whole cross-section

= 0. Let (x,y) be the bodys draft: i.e., the vertical

distance between the surface of the water and the bodys

lower boundary. It follows, from symmetry, that (x, y)

= lower
(x, y)
b and (x, y) = (x, y). Moreover,

the submerged

volume is
ZA0

V0

ZA0

dxdydz

(x,y)dxdy.

(3.23)
It also follows from symmetry that
ZA0

ZA0

x(x,y)dxdy

=0.

y(x,y)dxdy

(3.24)
Now, the depth of the unperturbed

center of buoyancy

below the surface of the water is


RA0 R

ZA0

zdxdydz

V0

2V0

2(x,y)dxdy

2
0

A0

2V0

(3.25)

where

RA0

1/2

2(x,y)dxdy

A0

(3.26)
Finally,

from

buoyancy lies at

symmetry,

the

of

x =y =0.

that the body

Suppose

center

unperturbed

now turns

through

small

angle about the x-axis. As is easily demonstrated, the


(x, y)
(x, y) y. Hence,
bodys new draft becomes
the

new

submerged volume is
ZA0

V0

ZA0

[(x,y) y]dxdy

= V0

ydxdy

=V0

(3.27)
where

use

has been made of Equations (3.22) and (3.23).

Thus, the submerged


the

case

for

a purely

volume is unchanged,

as

angular displacement. The

should be

new

of the center of buoyancy is


RA0 R

zdxdydz
V0

depth

ZA0

2(x,y)

2y(x,y)+

O(

)]dxdy

2V0

(3.28)

where

use has been made

of (3.24)and (3.25). Thus,

the depth of the center of buoyancy


Moreover,

=h,

is also unchanged.

from symmetry, it is clear that the center of

buoyancy still lies at

x = 0. Finally,

the

new

y-coordinate

of the center of buoyancy is


RA0 R

RA0

ydxdydz

y[(x,y)

y]dxdy

=
V0

x A0

V0

V0

(3.29)
where

use has been made

of (3.24). Here,

RA0

y
x

1/2

dxdy

=
A0

36
(3.38)
FLUID MECHANICS
is the radius of gyration of area A0 about the x-axis.
It follows, from the above analysis, that if the floating
body under consideration
about

the

x-axis

horizontally
perpendicular

then

turns through
its

center

of

small angle

buoyancy

shifts

x
A0 /V0
in the plane
to the axis of rotation. In other words, the
distance

distance HH inFigure3.1 is x A0 /V0

Simple

trigonometry reveals that HH

small). Hence, MH

= HH

the height of the metacenter

/MH
2

=x

relative

. .

(assuming that
Sim
pl
is

A0 /V0

Now, MH

to the

a depth

below the surface of the water (which corresponds

z = 0). Hence,

= x2

zM

A0 /V0

z-coordinates

the z-coordinate

h. Finally, if zG

of the unperturbed

is

center of

buoyancy. However, the center of buoyancy lies

plane

to the

of the metacenter is

and zH

= h

are

the

centers of gravity and

buoyancy, respectively, then


2

zM

A0

+ zH

V0

(3.31)
and the metacentric height,
2

A0

zGH

=zG

zH

V0

(3.32)
where zGH

=zM

zG

becomes

Note that, since x A0 /V0

> 0,the

metacenter always lies above the center of buoyancy.


A simple extension of the above argument reveals that
if the body turns through

a small

then the metacentric height is

angle about the y-axis

2
y

A0

zGH
V0

(3.33)
where

RA0
y

x2

1/2

dxdy

=
A0

(3.34)
is radiusofgyrationofarea A0 aboutthey-axis. Finally,as
is easily demonstrated,if thebodyrotatesabouta
horizontal axis which subtends

an angle

with the x-axis

then

A0

zGH
V0

(3.35)

where
2

2
x

cos 2

2
y

sin

Thus, the minimum value of


It

follows

uncondiamplitude

that

the

tionally
angular

is the lesser of x and y

equilibrium

stable provided
displacements

state

in question

(3.36)

is

it is stable to small
about

horizontal

normal to its two vertical symmetry planes (i.e., the

axes
x =0

y =0 planes).
an example, consider a uniform rectangular block
of specific gravity s floating such that its sides of length a,
b, and c are parallel to the x-, y-, and z-axes, respectively.
Such a block can be thought of as a very crude model of a
ship. The volume of the block is V = a b c. Hence, the
submerged volume is V0 = s V = s a b c. The
cross-sectional area of the block at the waterline (z = 0) is
A0 = a b. It is easily demonstrated that (x, y) = 0 =
V0 /A0 = sc.Thus, the center of buoyancy lies a depth h=
and

As

2
0

A0 /2V0

sc/2 below the surface of the water [see Equation (3.25)].


Moreover, by symmetry, the center of gravity is
c/2 above the bottom surface

located
zH

a depth sc

below the surface of the water. Hence,

= h = s c/2, zG = c/2 s c, and zGH = c (1 s)/2.

Consider

the stability

of the block

to small amplitude

angular displacements about the x-axis. We have


R
2

a height

of the block, which is

a/2
a/2

b/2
b/2

y dxdy

ab

12

(3.37)
Hence, from (3.32), the metacentric height is

(1 s).
12 sc
2
(3.46) Hydrostatics

37
The stability criterion > 0 yields
b

>

s(1 s)

6c 2

0.

(3.39)
Since the maximum value that

that the block

follows

s (1

s)

can

take is 1/4, it

is stable for all specific

gravities

when

c < c0 =

23
b.

(3.40)

On the other hand, if c > c0 then the block is unstable for


intermediate specific gravities such that s
where

q1

c 02 /c 2

<s <s+

s =
2
(3.41)

and is stable otherwise. Assuming that the block is stable,


its angular equation of motion is written

d
I

= W sin W ,

dt 2

(3.42)
where

a/2

b/2

csc

?b
2

(y
gV

a/2

+ 4[(1 s) 3 + s 3]c 2

b/2

+ z 2)dxdydz

sc

(3.43) is the

12g

moment of inertia of the block about the x-axis. Thus, we


obtain the the simple harmonic equation

dt

= 2 ,

(3.44)

where

c 02

c 02 + (8/3)[(1

sc

4 s(1 s)c
s) 3

+ s 3 ]c 2

(3.45)
We conclude
angular

executes

that the block

oscillations

about

the

small amplitude

at the angular

x-axis

. However, this result is only accurate inthe

frequency

are

limit in which the oscillations


the water

surrounding

approximate

the

hydrostatic

sufficiently

block

always

equilibrium.

slow that

remains

For the

case

in
of

rotation about the y-axis, the above analysis is unchanged

except that

b.

The metacentric

height of

a conventional

ship whose

length greatly exceeds its width is typically much less for


rolling

(i.e., rotation

about

horizontal

axis running

along the ships length) than for pitching (i.e., rotation


about

horizontal axis perpendicular to the ships length),

since the radius of gyration for pitching greatly exceeds


that for
with

rolling. As is clear from Equation (3.45),

a relatively

relatively

excessively
of

flooded.

the

ship

versa.

Now,

an

height increases the chances

if the weather

is rough,

or if it is damaged
For this reason, maritime regulatory
shifts,

International

height (for rolling) has

long roll period, and vice


low metacentric

ship capsizing

cargo/ballast

as

small metacentric

Maritime

or

if its

and partially
agencies, such

Organization,

specify

minimum metacentric heights for various different types of

sea-going vessel. A relatively large metacentric height,


the other hand, generally renders

a ship

passengers

the ship executes

and

crew,

because

uncomfortable

period rolls, resulting in large g-forces. Such

on
for

short

forces also

cargo may break loose or shift.


saw earlier, in Section 3.4, that if a body of specific
gravity s floats in vertical equilibrium in a certain position
then a body of the same shape, but of specific gravity 1
s, can float in vertical equilibrium in the inverted position.
We can now demonstrate that these positions are either
position.
both stable, or both unstable, provided the body is of
uniform density. Let V1 and V2 be the volumes that are
increase the risk that
We

above and below the waterline,


position. Let H1 and H2 be the

respectively,

mean centers

in the first
of these two

volumes, and H that of the whole volume. It follows that


H2 is the center of buoyancy in the first position, H1 the

center of buoyancy in the second (inverted) position, and


Hthe center of gravity

inboth positions. Moreover,


!

V1 H1G

=V2

H2 G

V1 V2
V1

+ V2

H1 H2

(3.51) 38
FLUID MECHANICS

where H1G is the distance between points H1 and G, etc.


The metacentric

are

heights in the first and second positions

"A

H1G
V1

V1

V1 + V2

(3.47)
2

H2 G
V2

respectively,
gyration

of the

common

V1 V2

are

area

the

waterline

V1 + V2

=
#

V2

where A and

H1H2

"A

V1 V2

H1H2

(3.48)
and radius of

section, respectively.

Thus,
"A
1 2

which implies that 1

V1 V2

V1 V2

T 0

V1

as

+ V2

3.8

H1H2

T 0, and vice

are
or both unstable.

follows that the first and second positions

stable, both marginally stable,

#2

0,

(3.49)
It

versa.

either both

Energy of a Floating Body

The conditions governing the equilibrium and stability of

a floating
energy.

body

can also

be deduced from the principle of

For the sake of simplicity,

water surface

area

is infinite,

let

so that

us suppose

that the

the immersion of the

body

does not generate

energy

potential
bodys

any

change in the water level. The

of the body itself is W zG

where W is the

weight, and zG the height of its center of gravity, G,

relative to the surface of the water. If the body displaces


volume

of water then this effectively

V0

means

that

a
a

weight 0 V0 of water, whose center of gravity is located

,
.

at the center of buoyancy, H,is removed, and then spread

as an

infinitely

This involves

over

thin film

the surface of the water.

energy

gain of potential

V0 zH

of 0

where zH is the height of Hrelative to the surface of the

water. Now, vertical force balance requires that W

energy

Thus, the potential

anarbitrary

additive

= 0

V0

of the system is W zGH (modulo

constant), where zGH

= zG

zH is the

height of the center of gravity relative to the center of


buoyancy.

an equilibrium
or a maximum of

According to the principles of statics,

state corresponds
the potential

to either

energy.

that

minimum

However, such

stable when the potential


follows

stable

floating body is such

energy

equilibrium

as to

an equilibrium

is minimized.

is only
Thus, it

configuration

of

minimize the height of the

bodys center of gravity relative to its center of buoyancy.

3.9

Curve of Buoyancy

Consider

a floating

body in vertical force balance that is

a horizontal

slowly rotated about

symmetry

vertical

planes.

Let

gravity, G, which necessarily


origin

axis normal to one of its

us

take

the center

of

as

the

lies in this plane,

of

coordinate system that is fixed with respect to the body.


As

illustrated

3.2,

in Figure

as

the

body

rotates,

the locus of its center of buoyancy, H, as

seen in the fixed


reference frame, appears to traces out a curve, AB, in the
plane of symmetry. This curve is known as the curve
of buoyancy. Let r represent the radial distance from the
origin, G, to some point, H, on the curve of buoyancy.
Note that the tangent to the curve of buoyancy is always
orientated horizontally. This follows because,as was shown
inthe previous section, small rotations of a floating body in
vertical force balance cause its center of buoyancy to shift
horizontally,

rather

perpendicular

in vertical height, zGH


the center
distance,
buoyancy

than

vertically,

in

the

plane

to the axis of rotation. Thus, the difference


between the center of gravity and

of buoyancy

p, between

is equal to the

perpendicular

G and the tangent to the

at H. An equilibrium configuration

curve

of

therefore

a maximum or a minimum of p as point


curve of buoyancy. However, the
equilibrium is only stable if p is minimized. Now, if R is
the radius of curvature of the curve of buoyancy then,
according to a standard result in differential calculus,
corresponds
H

moves

to

along the

dr
dp

(3.50)
Writing this result inthe form

r
(3.54) Hydrostatics
39

Rr

p,

r
p
H0
H

Figure 3.2: Curve of buoyancy for a floating body.

it can be seen that maxima and minima of p, which

are the

points

on the curve

= 0, correspond
= 0,and are, thus, coincident with

of buoyancy where p

to the points where r

r.In other words, an equilibrium


to a point of maximum or
minimum r on the curve of buoyancy: i.e., a point at
which GH meets the curve at right-angles. At such a point,
r = p, and the potential energy consequently takes the
value W r.
Let H0 be a point on the curve of buoyancy, and let r0
p0 and R0 be the corresponding values of r,p, and R. For
neighboring points on the curve, we can write
maxima and minima of

corresponds

configuration

?????H0

r r0 =

dr
(p p0 ),
dp

(3.52)

or

r0

R0
(p

p0 ).

r0
(3.53)
It follows that
R0 and r0

p0 has the

are both positive).

> 0)

(i.e., dr/dp

same

sign

as r

r0 (since

[The fact that R0 is positive

follows from the previously

established

result that the metacenter, which is the center of curvature


of the

curve

buoyancy,

of buoyancy, always lies above the center of

implying

that

the

curve

of

buoyancy

is

concave upwards.] Hence, the minima and


r occur simultaneously with those of p.
Consequently,
a stable
equilibrium
configuration
corresponds to a point of minimum r on the curve of
buoyancy: i.e., a minimum in the distance GH between
necessarily
maxima

of

the center of gravity and the center of buoyancy.

We

can use

equilibrium

the above result to determine

configurations

cross-section,

for

and uniform specific

beam

gravity

the stable

square
s, that floats
of

with its length horizontal. In order to achieve this goal,

we must

calculate

configurations

balance. However,
1/2,

since,

ofSection

with

distance
that

GH for all possible

are

in vertical

cases

need only consider

to the

3.6, forevery

configuration with

us

we

according

s = s0 < 1/2

Let

the

of the beam

s<

analysis

stableequilibriumconfiguration

there is

s = 1

force

where

s0

corresponding

stable inverted

> 1/2, and vice versa.

define fixed rectangular

axes, x and y, passing

through the center of the middle section of the beam, and


running parallel to its sides. Let

us start with the case


a side. See Figure

where the waterline PQ is parallel to

3.3. If the length of

a side is 2a then (3.16) yields


AP

BQ

(3
40

= 2a

s.

62)

FLUIDMECHANICS

Oy

x
Q

PP

Figure

3.3:

of square

Beam

cross-section floating with two corners immersed.


Suppose that the beam is turned through

> 0 such

that the waterline

assumes

an angle

the position P Q

in Figure 3.3, but still intersects two opposite sides. The

lengths AP and BQ

satisfy
BQ

AP

2a

tan.

(3.55)

must

match that of the rectangle PABQ in order to

ensure

Moreover,

area

the

that the submerged

of the trapezium

P ABQ

volume remains invariant (otherwise,

the beam would not remain invertical force balance): i.e.,

2
(AP
+ BQ ) a
4 a

s.

(3.56)
It follows that

AP
(3.57) BQ

=
=

a(2

s tan),

a(2 s + tan).
(3.58)

The constraint

that the waterline

sides of the beam implies that AP

intersect

two opposite

> 0,and, hence, that


tan <

s.

(3.59)
The coordinates of the center of buoyancy, H, which is the
mean center of the trapezium P ABQ , are
R

a R a
a

ah(x)

a
a

xdxdy

a
ah(x)

dxdy

(2/3)a

4a

3
2

tan

a
6s

tan,

(3.60)
R

a R a
a

ah(x)

ydxdy

a R a
a

ah(x)

dxdy

=
4a

s(1 s) (1/3)a

4a

tan

= (1 s)a

a
12 s

tan

(3.61)

where
h(x)

= 2 a s + x tan .

(3.69) Hydrostatics

41

Oy

Figure 3.4: Beam of square


cross-section floating with one corner immersed.

=r

Thus, if u

/a

=( x

where

+y 2)/a 2

then
"(1

36 s 2

s)

#2

12 s

(3.63)

tan .
to

corresponds

Now,

minimum

stable

of

equilibrium

with respect

state

to , and,

hence, of u with respect to t.However,


du

d
(3.64)

dt
2u

dt 2

=
=

ht

36 s
1 h3t
36 s 2

,
.

i
2

12 s(1 s) + 2

i
2

12 s(1 s) + 2

(3.65)

The minima and maxima of u occur when du/dt


0,
2u/dt 2
2u/dt 2
d
> 0 and du/dt
0, d
< 0, respectively. It

follows

that the symmetrical position, t

= 0, in which the

are either parallel or perpendicular to the


is always an equilibrium, but is only stable when

sides of the beam


waterline,

s2

s+

16

>

(3.66)
12

i.e., when

s < 1/2

1/

= 0.2113. It is also possible

to

obtain
i.e., whequilibria in asymmetric positions such that t is the

root of
t

12s(1 s) 2.
(3.67)

Such equilibria

only exist for

s > 0.2113, and are

Finally, in order to satisfy the constraint

have

<

s,

which, in combination

(3.59),

stable.

we must

with the above

equation, implies that

s2

s +

1> 0,
(3.68)

or s < 0.25.
Suppose that the constraint (3.59) is not satisfied,

that the immersed portion of the beams cross-section

so
is

triangular. See Figure 3.4. It is clear that


BQ

BP

tan.

42
frame.
FLUID MECHANICS
Moreover, the

area

of the triangle P BQ

in Figure 3.4,

must match that of the rectangle PABQ, in Figure 3.3, in


order

to

ensure

that

the

submerged

volume

remain

invariant: i.e.,

12
BP

BQ

4a

s.

(3.70)

It follows that
BP
(3.71)

BQ

=
=

(8 s/tan)
(8 s tan)

1/2
1/2

a,
a,

(3.72)

or, writing z 2

=tan and =(8/9) s,


2

BP

(3.73) BQ

=
=

3z

a,

3za.
(3.74)

The coordinates of the center of buoyancy, H,which is the

mean center

of triangle P BQ
x

are
a BP /3

= a(1 z 1),

a BQ /3

(3.75) y

= a(1

z),

(3.76)
since the perpendicular
triangle

from

perpendicular

Thus, if u

one

of

mean center
one third of

distance of the

of

its sides

the

is

distance from the side to the opposite vertex.


2
2)/a 2
r 2 /a 2
( x +y
then
1) 2
u
=
(1 z
+ (1 z) 2

du

(3.77)

(z

1)(z

2u

dz

z + 1)

z + 3)

z3

dz
(3.78)

(z

,
,
.

(3.79)
Moreover, the constraint (3.59) yields

z >

32
.

(3.80)

The stable and unstable equilibria correspond to du/dz


2u/dz 2
0, d
> 0 and du/dz, d 2u/dz 2 < 0, respectively. It

z = 1, in which the
or perpendicular
provided < 2/3, or s <

follows that the symmetrical position,

diagonals of the beam

are

either parallel

to the waterline is an equilibrium


1/2, but is only stable when
1/2,

or s > 9/32

= 0.28125.

>
It is also possible to obtain

equilibria inasymmetric positions such that z is the root of

z2

z +

= 0.

(3.81)

2/3
Such equilibria only exist for

< < 1/2, or 1/4 < s

< 9/32, and are stable.


In summary, the stable equilibrium configurations

of a
square cross-section, floating with its length horizontal, are such that the sides are either parallel or
perpendicular to the waterline for s < 0.2113, such that two
corners are immersed but the sides and diagonals are
neither parallel nor perpendicular to the waterline for 0.21
13 < s < 0.25, such that only one corner is immersed but
the sides and diagonals
are neither parallel nor
perpendicular to the wa-terline for 0.25 < s < 0.28125,
and such that the diagonals are either parallel or
perpendicular to waterline for 0.28125 < s < 0.5. For s
> 0.5, the stable configurations are the same as those for
a beam with the complimentary specific gravity 1 s.

beam of

3.10

Rotational Hydrostatics

Consider the equilibrium

is uniformly

rotating

at

of

an incompressible

a fixed

angular

fluid that

velocity

in

some inertial frame of reference. Of course, such a fluid


appears stationary in a non-inertial co-rotating reference
(3.91) Hydrostatics

43

Moreover, according to standard Newtonian dynamics, the


force balance equation for the fluid in the co-rotating frame

takes the form (cf., Section 3.2)

= p

r),

(3.82)

pressure, the mass density,


energy per unit mass, and r
a position vector (measured with respect to an origin that
lies on the axis of rotation). The final term on the
where

p is the

static fluid

the gravitational potential

right-hand

side

of

the

represents

above equation

fictitious

centrifugal force

generality,

we can assume

density.

Without

=ez
0 = p

that

the

loss

of

It follows that

),

(3.83)

where

12

(x

+y

2)

(3.84)
is the so-called centrifugal potential. Recall, incidentally,
that is a uniform constant in an incompressible fluid.
As

of

an example,

water,

uniformly

located
rotating

consider the equilibrium

on
about

the

Earths

vertical

angular velocity . It is convenient

of

surface,

body

that

is

axis at the fixed

to adopt cylindrical

z,whose symmetry axis


z increase upward.

= ( 1/2) 2 r 2 Assuming
It follows that = g z and
that the pressure distribution is axisymmetric, so that p =
coordinates (see Section C.3), r,,

coincides with the axis of rotation. Let

p(r,z), the force balance equation, (3.83), reduces to

+
r

(3.85)

0,

0,

(3.86)

or
p

0,

+g

0.

r
(3.87)

p
z
(3.88)

The previous two equations

can be integrated to give

p(r,z)

(3.89)

=p0 +

12

gz

p0

where

a constant.

is

pressure

constant

Thus,

surfaces in a uniformly rotating body of water take the

paraboloids of revolution about the rotation axis.

form of

Suppose that p0

case,

pressure.

represents atmospheric

In this

= p0 :
pressure

the surface of the water is the locus of p(r, z)

pressure

i.e., it is the constant

surface

whose

matches that of the atmosphere. It follows that the surface


of the water is the paraboloid of revolution

z=

2g

(3.90)
where

is the perpendicular

rotation, and

z =0 the on-axis

distance

from the axis of

height of the surface.

Now, from Section 3.3, it is plain that the buoyancy


force

wholly

on any

acting

or

co-rotating

that which would maintain the


the body

mass

waters curved

represent

respectively,
simply

mass

is limited

and

of

a floating
of the

surface through the body. Let points G and

the

centers

of the body.

the center

rH

case

by the continuation

gravity

of
Of

of gravity

course,

from

the

axis

and

buoyancy,

the latter point is

of the displaced

Suppose that G and Hare located


rG

is

same as

of water displaced by

in relative equilibrium. In the

body, this

solid body, which

partially immersed in the water, is the

of

water.

perpendicular distances
rotation,

respectively.

Finally, let Mbe the

mass

of the body, and M0 the

mass

of the displaced water. It follows that the buoyancy force

has

an upward

horizontal

vertical component

component

M0

M0

rH

g,

an

and

outward

Thus, according
and an out
to

standard Newtonian dynamics, the equation of

horizontal

motion of a general co-rotating body is


2

M( r rG )
44

= M0

rH

FLUID MECHANICS
where
= d/dt. Now, from Archimedes principle, M0
= M for the case of a floating body that is less dense

than water. However, if the body is of uniform density


then rH

> rG as a consequence

waters surface. Hence,

we obtain
r

of the curvature of the

(rH

rG )

<

0.

(3.92)
In other

words,

floating

body

drifts

radially

towards the rotation axis. On the other hand, M0


fully

submerged

.
.

body

that is

more

inward

< M for a

dense than water.

However, if the body is of uniform density then its centers

of gravity

rH

= rG

and buoyancy coincide with

Hence,

r = (M M0 ) 2

we obtain
rG

> 0.

one

another,

so that

(3.93)

In other words,
outward

fully submerged

the

from

rotation

body drifts radially

axis.

The

above

analysis

common observation that objects heavier


than water, such as grains of sand, tend to collect on the
outer side of a bend in a fast flowing river, whilst floating
objects, such as sticks, tend to collect on the inner side.
accounts for the

Equilibrium of a Rotating Liquid Body

3.11

Consider

a self-gravitating

is rotating

uniformly

through its center of

liquid body in outer

about

some

mass. What

fixed

space

axis

that

passing

is the shape of the bodys

bounding surface? This famous theoretical problem had its


origins in investigations of the figure of

as

such

the Earth, that

Maclaurin,

and other celebrated

18th, and 19th centuries.


the

a rotating

undertaken

planet,

by Newton,

Jacobi, Meyer, Liouville, Dirichlet, Dedekind,

Riemann,

treat

were

Earth

calculation,

as a

scientists,

in the 17th,

Incidentally, it is reasonable to

liquid, for the

purpose

of this

because the shear strength of the solid rock

out of which the terrestrial crust is composed is nowhere

near

sufficient

deviate

Earth.

to allow the actual shape of the Earth to

significantly

from that of

hypothetical

liquid

Now, in a co-rotating reference frame, the shape of


self-gravitating, rotating, liquid planet is determined by

competition

between fluid

pressure,

gravity,

and

opposes

fictitious centrifugal force. The latter force

a
a

the

gravity

to the axis of rotation.

in the

plane perpendicular

course,

in the absence of rotation, the planet would be

we

spherical. Thus,

would expect rotation to

planet to expand in the plane perpendicular


axis, and to contract

conserve

cause

For the

whose outer

along the rotation axis (in order to

sake of simplicity,

to

rotating

we

planet

shall

our

restrict

of uniform

density

,,

boundary is ellipsoidal. Now,

an ellipsoid

is

an

ellipse. Let

us

the three-dimensional

generalization

of

adopt the right-handed Cartesian coordinate system x1

the

to the rotation

volume).

investigation

x3

Of

An ellipse whose principal

axes are

x2

aligned along the

x1 and x2 -axes satisfies

x 12
a 12

x 22
a 22

1,

(3.94)
where a1 and a2
Moreover,

are

as is easily

the corresponding

demonstrated,
Z

dA

=a1

a2

principal radii.

(3.95)
Z

x i2

14

dA

a i2

A,

x1 x2 dA

(3.96)

0,

(3.97)
where A is the area, dA an element of A,and the integrals
are taken over the whole interior of the ellipse. Likewise,
an ellipsoid whose principal axes are aligned along the x1
x2
and x3 -axes satisfies

-,

-,

x 12
a 12

x 22
a 22

x 32
a 32

= 1,

(3.98)
1

See Ellipsoidal Figures of Equilibrium, S.Chandrasekhar

(Yale

University Press, New Haven CT, 1969).


Hydrostatics

,,

where a1 a2
Moreover,

and a3

as is easily

45

are

the corresponding

principal radii.

demonstrated,
Z

dV

43
a1 a2 a3

x i2

(3.99)

a i2

V,

x1 x2 dV

(3.100)

dV

x2 x3 dV

= 0,

(3.101)
where V is the volume, dV
integrals

are taken over

an

element

of V, and the

the whole interior of the ellipsoid.

Suppose that the planet is rotating uniformly about the

x3 -axis

at the fixed angular

moment

of inertia about this axis is [cf., Equation (3.100)]

. The planets

velocity

I33

15

M(a 1

+ a 22 ),
(3.102)

where

M is

its

mass.

Thus,

the

angular

planets

momentum is

=I33

1
5

M(a 1

+ a 22 ),
(3.103)

and its rotational kinetic

energy

becomes

12

I33

10

M(a 1

+ a 22 ) 2

(3.104)

to Equations

According

pressure

(3.83) and (3.84), the fluid

distribution within the planet takes the form

"

12

p = p 0

(x 1 + x 2 )

(3.105)
where

is

gravitational
the planet,

and

p 0

Appendix

the

gravitational

potential

energy

a unit test

= M/V the uniform

a constant.
E that

homogeneous

of

the

potential

However,

planetary

the

mass) due to

mass

density,

it is demonstrated

gravitational

self-gravitating

(i.e.,

potential

ellipsoidal

in

inside

body

can

be

written

34
GM

2
i

i=1,3

(3.106)
where G is the gravitational constant, and

du

(3.107)

du

(3.108)

2
(a 1

+ u)

1/2

(a

2
2

+ u)

1/2

,
,

2
(a i

+ u)

2
(a 3

+ u) 1/2.
(3.109)

Thus, we obtain

"

p = p0
!

12

G M 1

2
x1
+

3
G M 2

x 22 +

32
G M 3

x 32

(3.110)
where p0 is the central fluid

pressure.

the planets outer boundary must be


would be
words,

a force

imbalance

across

Now, the

zero,

pressure at

otherwise there

the boundary. In other

we require
"

!
2

x1 +

46

32
G M 2

x2 +

G M 1

3
G M 3

#
2

x3

=p0

FLUID MECHANICS

whenever
2

x2

x 2x 1
2
a1

x2

a 22

x3

a 32

1.

(3.112)

two equations

The previous

can

only be simultaneously

satisfied if

a1 =

(3/2)G M

(3/2)G M

a 2 =3 a 3

(3.113)

we obtain

Rearranging the above expression,

a1 a3
a2

2G

(a 2

a3

udu

)
0

(a

2
2

+ u)(a 32 + u)

Z
2

(a 1

a2

a 12 a 22

)
0

(a

+ u)(a 22 + u)
1
2

a 32

(a

2
3

+ u)

(3.114)
subject to the constraint

du

0,

(3.115)
where

use has been made

Finally, according
potential

energy

of Equation (3.99).

to Section E, the net gravitational

of the planet is

G M

2
0

10

(3.116)

energy

Hence, the bodys total mechanical

= K +U=

10

becomes

M(a 1 + a 2 )

3
GM

2
0

10

(3.117)

3.12

Maclaurin Spheroids

One,

fairly

a1

In other

symmetric

way

obvious,

in which the constraint

(3.115)

words,

can

if the

be satisfied is if a2

planet

is rotationally

about its axis of rotation. Now,

that is rotationally

symmetric

about

an

principal

ellipsoid
axisor,

an ellipsoid with two equal principal


as a spheroid. In fact, if a2 = a1 then the
cross-section of the planets outer boundary in any plane
passing though the x3 -axis is an ellipse of major radius a1
equivalently,

radiiis known

in the direction perpendicular


radius a3

are

inthe direction parallel to the x3 -axis. Here,

assuming

flattened

to the x3 -axis, and minor

that a1

along

>

its axis

a3 :
i.e., that
of rotation.

the planet

The

degree

we

is
of

flattening is conveniently measured by the eccentricity,

e13

(1

2 1/2
a 32 /a 1
)

(3.118)

Thus, if e13
planet

= 0 then

is consequently

no

there is
spherical,

flattening, and the

if e13

whereas

then the flattening is complete, and the planet consequently


collapses to a disk inthe x1-x2 plane.

Let

u = a 12

and

Equation (3.114),

=e

2
13

(1

2G

= a1 in

1. Setting a2

we obtain

/z

1/2

e 13 )

e 13

(1+ )

(1

(1+

z 2 ) 1/2

e 13 )1/2

(1

"Z

3
e 13

dz

2
e 13
) 3/2

2(1

=
2

e13

z2

e 13 )

e13

dz

(1 z 2) 3/2

(3.119)

Performing the integrals, which

2G

3 2e
3
e 13

2
13

are standard,

we find that

(1

e 13 )

1/2

sin

3
e13

2
e 13

(1

e 13 ).

(3.120)
2

See Schaums Mathematical Handbook of Formulas and Tables,

Edition, Murray R.Spiegel, (Mc-Graw Hill, New York NY, 1998).

Hydrostatics

47
e13

e13

2nd

bL

bL

b
E

b
b

b
b

bL

bL

0.00000

0.00000

0.60000

0.05

0.02582

0.01266

0.59980

0.10

0.05168

0.02540

0.59919

0.15

0.07758

0.03830

0.59817

0.20

0.10357

0.05144

0.59672

0.25

0.12967

0.06491

0.59479

0.30

0.15591

0.07882

0.59236

0.35

0.18231

0.09329

0.58936

0.40

0.20889

0.10846

0.58572

0.45

0.23567

0.12450

0.58135

0.50

0.26267

0.57612

0.55

0.28989

0.14163
bL
0.16013

0.60

0.31729

0.18037

0.56233

0.00

0.56986

0.65

0.34484

0.20286

0.55320

0.70

0.37239

0.22834

0.54200

0.75

0.39967

0.25792

0.52800

0.80

0.42612

0.29345

0.51001

0.85

0.45046

0.33833

0.48587

0.90

0.46932

0.39994

0.45107

0.95

0.47045

0.50074

0.39272

0.96

0.46472

0.53194

0.37485

0.97

0.45418

0.57123

0.35273

0.98

0.43475

0.62486

0.32351

0.99

0.39389

0.71209

0.27916

Table 3.1: Properties of the Maclaurin spheroids.

This famous result

was

first obtained by Colin Maclaurin

in 1742. Finally, in order to calculate the potential


(3.116),

we need to evaluate

energy,

a1
Z

e13

a1 e13

dz

(1

d
(1+ )(1

1/2

2
+ e 13
)1/2

sin

a1

e13

e13

(3.121)

= sin .

Let e13

Thus,

= /2

rotational flattening, and

to

0 corresponds

no

to complete flattening.

2/3,
= a0 (cos)
and a3 = a0 (cos)
where
= (3 V/4) is the mean radius. It is
1/2,
b L=
also helpful
to define
= /(2G)
1/2,
2/a0
L/(G M a0 )
and E=
E/(G M to def).
ineb =
Moreover,

a1

= (a1 a2

a3 )

1/3

1/3

a0

1/3

bL
/(2G
The above
) analysis
leads to the following bset of equations
which specify the properties

of the so-called

Maclaurin

spheroids:

cos

sin

"(1

+ 2 cos 2

3 cos

)
sin

(3.122)

6
(cos)

1/6

#1/2

+ 2 cos 2

sin

3 cos

)
sin

(3.123)

(cos)

1/3

10

sin

b
E

"(1

=
#

4 cos

bL

"(1

)
sin

,
,
.

+ 3 cos

(3.124)
These properties

are set out

inTable 3.1.

In the limit, 0, in which the planet is relatively

slowly
rotating
1), andthe
its planet
degree isof
flattening
In the
limit, (i.e.,

0,
in which
relativel
consequently slight, Equations (3.122)(3.124)reduce

to

e13

15

2
6
bL

(3.125)

35

b
E

(3.126)

(3.127)
In other words, in the limit of relatively
when

the

becomes
this

case,

planet

is almost

directly proportional
it is

more

spherical,

slow rotation,
its eccentricity

to its angular velocity. In

conventional to parameterize

angular

velocity in terms of

tum, bL,
48
The
FLUID MECHANICS

a0

g0

32
b

0.2

0.1

0
0

0.10.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9

e13

Figure 3.5: Normalized angular velocity squared of a


Maclaurin spheroid (solid) and

(dashed)

where g0

versus

a Jacobi

ellipsoid

the eccentricity e13 inthe x1-x3 plane.

= G M 2/a

2
0

is the

mean

surface gravitational

acceleration.
flattening is

Furthermore,

more

the

ellipticity,

case

= 6.37 10

m, g0

of the Earth (b
1),

= 9.81ms

Thus, it follows

that,

figure would

be

were

rotational

of

2
e 13

a1 a3

Thus, it follows from (3.125) that

Now, for the

degree

expressed in terms of the

conveniently

= 7.27

a0

2
(3.129)

54

m.

(3.130)

10

rad.s

1,

a0

we obtain

291

flattened

ellipticity

its

at the poles, of

54

(3.131)

the Earth homogeneous,

spheroid,

291

233

(3.132)
This result

was

first obtained by Newton. Now, the actual

ellipticity

of

substantially
discrepancy

the

Earth

smaller

is about

than

1 /294, which

Newtons

prediction.

is
The

is due to the fact that the Earth is strongly

inhomogeneous, being much denser at its

core

than in its

outer regions.
Figures

3.5 and

3.6

illustrate

, ,

the variation

of

the

normalized
angular
velocity,
, and
momentum,
Figures
3.5 and
3.6 illust
rateangular
the variatio
nof th
bL,normaliz
Fig
3.5
3 .6
illustra
tegu
the
v ariatio
no
of a Maclaurin
edures
angular
spheroid
veand
locity,
with
,
its
andeccentricity,
an
lar
moe13
mentu
as
bL, normabylized
the
an gular
ve loc ity,b
predicted
Equations
(3.122)(3.124).
from

Figure 3.5, that there is

normalized

angular

velocity

(3.137) Hydrostatics

49

lar
Itand
canangu
be seen,

limit to how large the

of such

spheroid

can

1.2
1.1
1
0.9
0.8
0.7

0.6
L
0.5
0.4
0.3
0.2
0.1
0
0

0.10.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9

e13
Figure 3.6: Normalized angularmomentum of a Maclaurin
spheroid (solid) and a Jacobi ellipsoid (dashed)versus the

eccentricity e13 inthe x1-x3 plane.

to
b

limiting value corresponds

0.47399, and

occurs

=
limit
corres
=
0.47399
,an
docc
there
urswhene1
are
two
3 ingvalue
=possible
0.929 95.
Maclaurin
For pondsto
v alue sofb
spheroids,
lyin
gb
one
elow0.4739
with
an
urswh
= 0.92
5. For va
luesofb
ly ing
b elow0.47
eccentricity
9there ene 13less
than99
0.92995,
and
one with
an eccentricity
b

when e13
lim iting
0.92995.
valuecoFor
rrespondst
values ofboblying
0.47
below
399 ,and
0.47399
occ

399there
greater than 0.92995. Note, however, from Figure 3.6, that

,,

despite thethan0
fact that
angular
velocity,
, of a Maclaurin
.92the
9 95.
Note,
howev er,from
Figu re3

varies
than
actthatth
non-monotonic
0.92995.
Note, ho
manner
weoc
ver,ity,b
with
from
the
.6,thatdespi
spheroid
teth in
e fa
e angularvel
, Fig
ofa
bL,
re
eccentricity,
3.6
,th
atdespit
e13
the
ethe
angular
factt
hat
momentum,
the
angul
arvel
increases
oci
ty,b

Maclaurinsph eroid
bL, e13
becoming infinite in the limit

monotonically
ofa Maclaurinspheroid
with e13
1. It follows

that there is

angular momentum of

3.13

a1 (i.e., if the outer boundary

body

is ellipsoidal,

constraint
Z

(3.115)

rather

can only

limit to the

(a

then

the

be satisfied when

+ u)(a 22 + u)
1
2

of the rotating

than spheroidal)

2
a1
a 22

Without loss of generality,

a3

no upper

Maclaurin spheroid.

Jacobi Ellipsoids

If a2

a 32

(a

2
3

du

+ u)

=0.

(3.133)

we can assume

that a1 a2

Let

a2
(3.134) a3

a1 cos,
a1

cos,

(3.135)
where . It follows

that the cross-sections

planets where
outer
boundary
. It in the x1 -x2 and x1-x3

of the

planes

are

ellipses of eccentricities

=
=

e12
(3.136)

e13

(1

a 32 /a 22 )1/2

(1

2
2 1/2
/a 1 )
3

=sin,
= sin,

50
FLUID MECHANICS

respectively. It is also helpful to define

=sin 1(sin/sin).
(3.138)

Let sin

corresponds

= [a /(a +u)] sin . Here, u= 0


to = , and u = to = 0. Equations

(3.115) and (3.114) transform to


"

E(,)

2F(,)+

1
+ (sin tan cos)

cos 2

E(,)

sin tan cos(1

cos

+ sin 2

0,

(3.139)
and
2

"

=2

F(,) E(,)

+
tan sin tan

tan 3 cos 2

cos 2

cosE(,)

tan 2 cos 2

(3.140)
respectively, where
Z

E(,)

(1 sin

sin

1/2

d,

(3.141)
Z

F(,)

=
(1 sin

(3.142)

are special
integrals.

sin

2(cos cos)

) 1/2

functions known

The integral 0

to

as incomplete

elliptic

defined in(3.107), transforms

1/3

F(,).

a0 sin
(3.143)
Finally, making

use of some

of the analysis in the

previous two sections, the normalized angular

momentum, and normalized mechanical

energy,

of the

can be written
6

10

2/3

(cos cos)

3 (cos cos)

1/3

F(,)

b
E

(3.144)

1
+ cos

bL

1
+ cos

planet

20 (cos cos)

sin

2/3

(3.145)
respectively.
Now, the constraint

(3.139) is obviously

the limit 0, since this implies


E(, ), F(, ) . Of

course,

sec-tion.

first

researcher

ellipsoidal

solutions

are

in

to obtain

surprising result that (3

solutions

Jacobi,

known

1834,

the

se,
discussed
t his
was the

in the

very

139) also has non-axisymmetric

characterized

as the

by

>

0. These

Jacobi ellipsoids in his honor.

The properties of the Jacobi ellipsoids,


Equations

in

this limit corresponds to

the axisymmetric
F(, Maclaurin
)
O
spheroids
f cour
previous

satisfied

that 0 and

as determined from
are set

(3.139), (3.140), (3.144), and (3.145),

out in Table 3.2, and illustrated in Figures 3.5 and 3.6.


It can be seen that the
sequence of Jacobi ellipsoids

bifurcates from the

of Maclaurin spheroids when e13

= 0.81267.

sequence
Moreover,

However,

e12

eccentricity,
plane

are no Jacobi ellipsoids


as e13 increases above

there

grows

with

<

e13

in the x1-x2

of the Jacobi ellipsoids

rapidly, approaching

0.81267.

this critical value, the

unity

as

e13 approaches

1, in which a Maclaurin
a disk in the x1-x2 plane, a Jacobi
to a line running along the x1-axis.

unity. Thus, in the limit e13


spheroid

collapses to

ellipsoid
sph eroid
collapses
Note, from

Figures 3.5 and 3.6, that, at fixed e13

the

Jacobi ellipsoids have lower angular velocity and angular

momentum than Maclaurin spheroids (with the


and volume). Furthermore,

as is the case

spheroid, there is a maximum

for

same mass
Maclaurin

a Jacobi
can have (i.e., = 0.43257), but no maximum
angular
maximum
momentum.
ang ular ve loci ty that a Jac obi ellip so id c
maxi
mum
anthe
gular
velocit
y that
am
Jaangu
cobi
an have
Figure
(i.e 3.7
=shows
0.4 325
7), but
mechanical
no maximu
energy
of laellip
the
r
soid
canm.
have
(i.e., =
0.4 3257)
no maximum
momentu
Maclaurin
spheroids
and
Jacobi but
ellipsoids
plottedangu
as laa
mom
entum.
function
of their angular momentum. It can be seen that
the Jacobi ellipsoid with a given angular momentum has a
lower
energy

that

.,
b

ellipsoid

angular velocity

See On Jacobis Figure of Equilibrium for

a Rotating

Mass of Fluid,

G.H. Darwin, Proc. Roy. Soc. London 41, 319 (1886).


4

See Handbook of Mathematical

Functions, M. Abramowitz, and I.A.

Stegun (Dover, New York NY, 1965).

Hydrostatics

51
e12

e13

e12

bL

bL

bL

b
E

e13

b
bL

0.81267

0.43257

0.30375

0.50452

0.05

0.81293

0.43257

0.30375

0.50459

0.10

0.81372

0.43257

0.30375

0.50459

0.15

0.81504

0.43256

0.30377

0.50458

0.20

0.81691

0.43253

0.30380

0.50457

0.25

0.81934

0.43248

0.30388

0.50453

0.30

0.82237

0.43237

0.30402

0.50445

0.35

0.82603

0.43220

0.30427

0.50432

0.40

0.83037

0.43191

0.30468

0.50410

0.45

0.83544

0.43146

0.30532

0.50376

0.50

0.84131

0.43078

0.50326

0.55

0.84808

0.42976

0.30628
bL
0.30772

0.60

0.85585

0.42827

0.30984

0.50138

0.65

0.86480

0.42609

0.31296

0.49975

0.70

0.87510

0.42288

0.31760

0.49734

0.75

0.88705

0.41807

0.32462

0.49372

0.80

0.90102

0.41069

0.33562

0.48814

0.00

0.50250

0.85

0.91761

0.39879

0.35390

0.47908

0.90

0.93778

0.37787

0.38783

0.46295

0.95

0.96340

0.33353

0.46860

0.42782

0.96

0.96950

0.31776

0.50078

0.41499

0.97

0.97605

0.29691

0.54672

0.39771

0.98

0.98317

0.26722

0.62003

0.37241

0.99

0.99101

0.21809

0.76872

0.32842

Table 3.2: Properties of the Jacobi ellipsoids.

that

the

corresponding

Maclaurin

same

the

amountof dissipation

an isolated

fluid system to slowly evolve

volume).

This is significant

generally expect
toward

the equilibrium

subject to

case

(i.e.,

mass, and
because, in the presence of a
(i.e., viscosity), we would

with the

small

spheroid

angular momentum,

spheroid

of

any

global

state with the lowest

energy,

on the system.

For the

constraints

weakly viscous, isolated, rotating, liquid planet,

the relevant constraints


angular momentum
change. Thus,

are

that the

we expect

such

volume, and net

planet to evolve toward the

equilibrium state with the lowest


volume,

mass,

of the system cannot spontaneously

and angular

energy

momentum.

for

This

a given mass,

suggests,

from

Figure 3.7, that at relatively high angular momentum (i.e.,


b L> 0.30375, e13

> 0.81267),

the Jacobi ellipsoid

when

bL
solutions
exist, they
there is
evolve),

are stable equilibrium states (since


no lower energy state to which the system can
whereas the Maclaurin spheroids are unstable.

On the other hand, at relatively low angular

(i.e.,

b L< 0.30375, e13

bL
Jacobi ellipsoid

< 0.81267),

solutions,

momentum

are no
are
is no lower

when there

the Maclaurin

spheroids

stable equilibrium states (again, because there

energy state to which they can evolve). These predictions


are borne by the results of direct stability analysis
performed
on the Maclaurin spheroids and Jacobi
ellipsoids.

In fact, such stability studies demonstrate that

the Maclaurin spheroids


weak dissipation
unstable for e13
the other

for e13

>
are

hand,

are

0.93858,

but

0.93858,

evolving

equilibria (which

are

unstable in the

> 0.81267,

presence

of

and unconditionally

0.95289. The Jacobi ellipsoids,

on

for e13

<
>

unconditionally

unconditionally
toward

lower

are, themselves,

stable

unstable

energy

for

e13

pear

shaped

unstable in the

presence

of weak dissipation).

3.14

Roche Ellipsoids

Consider

a homogeneous

liquid

moon

mass M which
a planet of mass

of

is in a circular orbit of radius R about

Let C, C

and C

moon-planet

system,

respectively.

demonstrated, all three points lie on the

and the distances between


CC

= R and

CC

/(M

according to standard Newtonian

the
the

As

is

easily

same

straight-line,

values

M )] R. Moreover,

dynamics, there exists

inertial frame of reference in which C


the line CC

of

them take the constant

= [M

moon,
mass of

be the center of the

center of the planet, and the center

an

is stationary, and

rotates at the fixed angular velocity , where


G(M + M )

R3
(3.146)

moon and the


common center of

In other words, in the inertial frame, the


planet orbit in a fixed plane about their

mass at the angular

velocity . It is convenient to transform

to a non-inertial reference frame that rotates (with respect


,
to the inertial frame), about an axis passing through C
at
,

the angular velocity . It follows that points C,C

,, ,

appear

stationary

adopt the standard right-handed

x2

e3

x3

= (0, 0, 0), C =

0,

axes

to

Cartesian coordinates, x1

and to choose the coordinate

M )]R,

and C

in this frame. It is also convenient

such that

/(M
(R, 0, 0), and C
([M
+

0).

See Ellipsoidal

Figures

of Equilibrium,

University Press, New Haven CT, 1969).

S. Chandrasekhar

(Yale

52
FLUID MECHANICS

0.6

0.5

0.4
E

0.3

0.2

0.1

0
1

1.2

0.2

0.4

0.6

0.8


L
Figure 3.7: Normalized mechanical

energy

a Maclaurin
versus the

of

spheroid (solid) and a Jacobi ellipsoid (dashed)

normalized angular momentum.

Thus, in the non-inertial


rotation axis
of the

runs

reference

frame, the orbital

parallel to the x3 -axis, and the centers

moon and the planet both lie on the x1-axis.


moon does not rotate (about an axis

Suppose that the

passing

its center of mass) in the non-inertial

through

refer-ence frame. This implies that, in the inertial frame, the

moon appears to rotate

about

an axis
same

and passing through C, at the

orbits

about

synchronous,

and

type

This

ensures

of

that the

parallel to the x3 -axis,


angular velocity

rotation

same

as

it

is termed

hemisphere of the

moon

is always directed toward the planet. Such rotation is

fairly

common

in the Solar System. For instance, the Moon

rotates synchronously
hemisphere is always

in such

a manner

that the

same

visible from the Earth. Synchronous

rotation in the Solar System is

as tidal locking.
Since a synchronously

a consequence

of

process

known

stationary
internal

rotating

in the aforementioned

pressure, p,

is governed

moon

is completely

non-inertial
by

equation of the form [cf., Equation (3.83)]

frame, its

force

balance

= p + (

),

(3.147)
where is the uniform internal

gravitational

potential

gravitational

to

due

mass

density, the

moon,

the

the

potential due to the planet, and


12

!2

x1

M +M

+x 2

(3.148)
the

potential

centrifugal

due

to the

non-inertial frame is rotating (about

x3 -axis and

passing

fact

an axis

that

through point C ) at the angular

velocity [cf., Equation (3.84)]. Suppose that the


much less massive

the

parallel to the

that the planet (i.e., M/M

moon is

1). In this

limit, the centrifugal potential (3.148) reduces to


12

x1

(1/2)

x 12 + (1/2) x 22

(3.157) Hydrostatics

53
where

use has been made

of (3.146).

Suppose that the planet is spherical. It follows that the

potential
by a point

is the same

mass

as that which would

located at C

be generated

In other words,

GM

x1

1 2

x 12 +x 22 + x 32

1/2

R2

GM

1
+

x1

2
2
x1
(1/2) x
2

(1/2)

R2

x 32

(3.150)
where

we have expanded up to second order in x1/R, etc.


can be combined to give

The previous two equations

32

x1

1
2

x3

(3.151)
where

GM

(3.152)
and any constant terms have been neglected. Thus, the net
force field experienced by the moon due to the combined

action of the fictitious centrifugal force and the

gravitational force field of the planet is


(

=(3 x1

0, x3 ).

(3.153)
The

type

above

of

force

field

is

known

tidal force field, and clearly acts to elongate


along the axis

joining the centers of the

(i.e., the x1-axis), and to

compress

moon

as a
moon

the

and planet

it along the orbital

rotation axis (i.e., the x3 -axis). Moreover, the magnitude of


the tidal force increases

center of the

moon.

linearly

with distance from the

a consequence

The tidal force field is

of the different spatial variation of the centrifugal force and

the planets gravitational

causes

force of attraction. This different

one
away
from the center. As a result of the tidal force field, we
expect the shape of the moon to be distorted from a
sphere. Of course, the moon also generates a tidal force
variation

these two forces, which balance

another at the center of the

moon, to not

balance

field that acts to distort the shape of the planet. However,

we are

assuming

that the tidal distortion of the planet is

much smaller than that of the


earlier statement
As

will

reasonable

be

moon

(which

justifies

that the planet is essentially

demonstrated

provided the

mass

later,
of the

this

assumption

moon

our

spherical).

is

is much less

than that of the planet (assuming that the planet and

moon

have similar densities).


Suppose that the bounding surface of the

ellipsoid

moon

is the

x 12
a 12

x 22
a 22

x 32

= 1,

a 32

(3.154)

where a1 a2 a3

It follows, from Section E,that the

gravitational potential of the moon at an interior point


be written

3
GM

where the integrals i

can

xi

i=1,3

(3.155)

for i 0,3, are defined in

Equations (E.30) and (E.31). Hence, from (3.147) and


(3.151), the

pressure

distribution within the

moon is given

by
"

12

p = p0

3
G M 1

x 12 +

32
G M 2

x 22 +

32

G M 3 +

x 32

(3.156)

pressure. Now, the pressure


on the moons bounding surface, otherwise

where p0 is the central

must be zero

this surface would not be inequilibrium. Thus, inorder to

achieve equilibrium,

we require

"

3
G M 1

x1 +

(3.163)

32
G M 2

54

FLUID MECHANICS

0.05

!
2

x2 +

32
G M 3 +

x3

= p0

0.04

0.03

2
1

3
1

0.02

0.01

0
0

0.10.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9

e13
Figure 3.8: Properties of the Roche ellipsoids.
whenever
2
x1
2
a1

x 22
a 22

x 32
a 32

1.

(3.158)

The previous

two equations

can

only be simultaneously

satisfied if
#

"1

"3

a 1 =2 a 2 =

(3/2)G M

+
(3/2)G M

a3

(3.159)
Let a2

= a1 cos and a3 = a1 cos , where . It is


= sin 1(sin/ sin). With the help

also helpful to define


of

some

of the analysis presented in the previous section,

the integrals i

for i 1,3, can be shown to take the form

a1

sin

sin

(3.160)

2
sin

E(,)
3

(3.161)

=
#

"

a 12

F(,) E(,)
3

sin
3

cos

F(,)

cos 2

sin

"

2
2

a1

sin

cos 2

cos

cos sin

E(,)
3

sin

cos

cos 2

cos

,
,

(3.162)
where the incomplete elliptic integrals E(, ) and F(, )

are

defined in Equations (3.141) and (3.142), respectively.

Thus, (3.159) yields

"F(,)(1+

1
sin tan tan

cos

) E(,)

1
+

cos 2

cos 2

sin sin cos cos

Hydrostatics
almost

55
e12

e13

e12

cos 2

e13

0.00

0.00000

0.04

0.04613

0.08

0.09223

0.12

0.13809

0.16

0.18364

0.20

0.22879

0.24

0.27346

0.28

0.31756

0.32

0.36104

0.36

0.40383

0.40

0.44588

0.44

0.48718

0.48

0.52769

Table 3.3:

subject to the constraint

0.00000

0.52

0.56740

0.33440

0.00213

0.56

0.60632

0.38204

0.00852

0.60

0.64445

0.43094

0.01913

0.64

0.68182

0.48027

0.03392

0.68

0.71848

0.52890

0.05282

0.72

0.75446

0.57532

0.07573

0.76

0.78984

0.61729

0.10253

0.80

0.82472

0.65150

0.13308

0.84

0.85923

0.67265

0.16721

0.88

0.89353

0.67151

0.20470

0.92

0.92793

0.62978

0.24528

0.96

0.96294

0.50135

0.28865

1.00

1.00000

0.00000

Properties of the Roche ellipsoids.


"F(,)

cos

2E(,)+ E(,)

cos 2

cos

sin sin cos cos

cos 2

+(3 + cos

cos 2

2E(,)]

(3.164)

"E(,)
2

+ [F(,)

cos

cos 2

2 sin sin cos cos

cos 2

where

and a0

= (a1 a2 a3 )

1/3

is the mean radius of the

The dimensionless parameter

measures

a 03
R

(3.165)

moon.

the strength of

the tidal distortion field, generated by the planet, that acts

on the moon. There

a 0

R3

is an analogous parameter,

(3.166)

where

a 0

is the

mean

radius of the planet, which

the tidal distortion field, generated by the

on

the planet. Now,

former distortion

allowing

we

previously

moon,

assumed

field is much stronger

measures
that acts
that the

than the latter,

us to neglect the tidal distortion of the planet


so to treat it as a sphere. This assumption is

altogether, and
only justified

if

which implies that

where

are

the

M/[(4/3)a

mean

densities

] and

(3.167)
0 3]

M /[(4/3)a

of the

moon

and the planet, respectively.

M M

Assuming

that

are similar, the above condition reduces


Assum
to
or, equivalently, a0 < a 0 In other words,

these densities

neglecting the tidal distortion of the planet, whilst retaining

moon, is generally only reasonable when the


mass of the moon is much less than that of the planet, as
was previously assumed to be the case.

that of the

Equations

(3.163)

ellipsoidal equilibria of
low

mass,

liquid

moon

and (3.164), which

a synchronously

the

due to the tidal force field of the

planet about which it orbits,


in 1850. The properties

describe

rotating, relatively

were

first obtained by Roche

of the so-called Roche ellipsoids

are set out inTable 3.3, and Figures 3.8 and 3.9.
It can be seen, from Table 3.3 and Figure 3.8, that the
eccentricity e12 = sin of a Roche ellipsoid in the x1-x2
plane is almost equal to its eccentricity e13

cular orbit ab

ou ta sph erical planet isabout

56
FLUID MECHANICS

0.07

= sin in the
2.5tim es the

0.06

0.05

0.04

0.03

0.02

0.01

0
0

0.10.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9


e13

Figure 3.9: Properties of the Roche ellipsoids.

spheroidal

in shape, being elongated

along the x1-axis

(i.e., the axis joining the centers of the


planet),
the x2

and compressed

-and x3 -axes.

moon

and the

by almost equal amounts along

In the limit

1, in which the tidal

field due to the planet is weak, it is easily shown

distortion
that

2
e 12

2
e 13

15

(3.168)

For the
the

case

Earth,

of the tidal distortion field generated

and

characterized

by M/M

we

= 7.50

obtain
3,
10
and

on

acting

= 0.01230

10

6.

(a1 a3 )/a1

other words,

were

the elongation

the

which

by
is

= 221.29,
= 7.50

and R/a0

It follows that e13

2
5.
e 13
/2 = 2.81
10
In
a homogeneous liquid body,

the Moon

generated

Moon,

by the tidal field of the Earth

would be about 50m.


It

the

can

be

seen,

from Table 3.3 and Figure 3.9, that

parameter

of

eccentricity

attains

maximum

value

as

the

Roche ellipsoid varies from 0 to 1. In

= 0.06757, occurs when e12


= 0.8759. It follows that there is a

fact, this maximum value,

= 0.8594

and

e13

maximum strength of the tidal distortion field, generated


by

planet,

liquid

that

is

consistent

a synchronously
moon in a circular orbit

equilibrium

of

with

rotating,

an

ellipsoidal

homogeneous,

about the planet. It is

plausible that when this maximum strength is exceeded


the

moon

is

tidally

equilibrium condition

disrupted

< 0.06757

by

the

planet.

is equivalent to

The

!1/3

a 0

> 2.455

(3.169)

where

are

M/[(4/3)a

3
0

] and

M /[(4/3)a

3]

mean densities
moon and the planet, respectively. According to the
above expression, there is a minimum orbital radius of a
moon circling a planet. Below this radius, which is called
the Roche radius, the moon is presumably torn apart by
tidal effects. The Roche radius for a syn-chronously
rotating, self-gravitating, liquid moon in a circular orbit
the

of the

Hydrostatics

57
planets radius (assuming that the

moon

and the planet

are

about the same density). Of course, relatively small objects,


such

as

internal

artificial

tensile

satellites,

strength,

which

rather

are

held together

than gravity,

can

by

orbit

inside the Roche radius without being disrupted.

3.15

Exercises

3.1. A hollow vessel floats ina basin. If,as a consequence of

leak, water flows slowly into the vessel, how will the level of the

water inthe basin be affected?


3.2. A hollow spherical shell made
gravity

s >1
has external

up of material of specific
a and b,

and internal radii

respectively.
Demonstrate that the sphere will only float inwater if
!1/3

1s

ba

>

3.3. Show that the equilibrium of


floating with an edge

or corner

a solid of uniform

density

just emerging from the water is

unstable.
3.4. Prove that if a solid of uniform density floats with a flat face
just above the waterline then the equilibrium is stable. 3.5.
Demonstrate that

a uniform

solid cylinder floating with its axis

horizontal is ina stable equilibrium provided that its length


exceeds the breadth of the waterline section. [Hint: The
cylinder is obviously neutrally stable to rotations about its axis,
which

means

that the corresponding metacentric height is

zero.]

a uniform solid cylinder of radius a and height2.


h
can float instable equilibrium, with its axis vertical, if h/a <
If the ratio h/a exceeds this value, prove that the

3.6. Show that

equilibrium is only stable when the specific gravity of the


cylinder lies
outside the range

r1

12

a2
2

h2

3.7. A uniform, thin, hollow cylinder of radius

a and height

his

that h> 2a, prove that the cylinder

open at both ends. Assuming

cannot float upright if its specific gravity lies inthe range

r
1

a2

14

h2

3.8. Show that the cylinder of the preceding exercise

can float

with its axis horizontal provided


3
h

>

sin(s),

2a

s is the specific gravity of the cylinder.


3.9. Prove that any segment of a uniform sphere, made up of a
substance lighter than water, can float instable equilibrium with
where

its plane surface horizontal and immersed.

3.10. A vessel carries

a tank of oil, of specific

gravity

s,

running along its length. Assuming that the surface of the oilis

at sea
level, show that the effect of the oils fluidity

on the rolling

of the vessel is equivalent to a reduction inthe metacentric height

by A

s/V,where V is the displacement of the ship, A the

surface-area of the tank, and

the radius

of gyration of this

area.

In what ratio is the effect diminished when a longitudinal


partition bisects the tank?

3.11. Find the stable equilibrium configurations of a cylinder of


elliptic cross-section, with major and minor radii
respectively, made

up of material

a and b < a,
s,

of specific gravity

which floats with its axis horizontal.


3.12. A cylindrical tank has a circular cross-section of radius

a.

Let the center of gravity of the tank be located

a distance c above
a horizontal

its base. Suppose that the tank is pivoted about

axis passing through its center of gravity, and is then filled with
fluid

up to a depth habove

its base. Demonstrate that the

position inwhich the tanks axis isupright isunstable for all


filling

depths provided

c2 <

a2

2
Show that if c

> (1/2)a

then the upright position is

stable when h lies inthe range

pc
2

a 2 /2.

58
FLUID MECHANICS

3.13. A thin cylindrical vessel of cross-sectional

area A floats

upright, being immersed to a depth h,and contains water to a


depth
k.Show that the work required to pump out the water is 0

Ak(h k)g.
3.14. A sphere of radius

a is just immersed

in water that is

contained in a cylindrical vessel of radius Rwhose axis is

vertical.
Prove that if the sphere is raised just clear of the water then
the waters loss of potential

energy

Wa

is

a2

1
3 R

where W isthe weight of the water originally displaced by


the sphere.

a,weight

3.15. A sphere of radius

rests

on the bottom

W,and specific gravity

s >1,

of a cylindrical vessel of radius Rwhose axis

is vertical, and which contains water to a depth h> 2a.


Show that the work required to lift the sphere out of the vessel is

less than if the water had been absent by

3.16. A lead weight


rotating at

an angular

23

a3

Ws

R2

an amount

in water

is immersed

velocity about

that is steadily

a vertical

axis, the weight

being
suspended
length

l. Prove

vertically

from

downward is stable
g/

or l
>g/ 2
position

on

fixed point

that the position

this axis by

string of

in which the weight

or unstable

depending

hangs

on whether

l
<

respectively. Also, show that if the vertical

is unstable

then there exists

stable

inclined

position in which the string is normal to the surface of equal

pressure
passing though the weight.

3. 17. A thin cylindrical

vessel of radius

and height H is

orientated such that its axis is vertical. Suppose that the vessel is
filled

with liquid of density to

some

height h < Habove the

base, spun about its axis at a steady angular velocity , and the

a steady state. Demonstrate that,


a 2 /g <4hand 2 a 2 /g < 4(H h), the net radial

liquid allowed to attain

provided

thrust

on the vertical
ah

1
+

a2

!2

4gh

3.18. A thin cylindrical


horizontal

walls of the vessel is

vessel

radius

of

with

lid is just filled with liquid of density

plane

, and the

whole rotated
about

vertical axis at

fixed angular velocity . Prove

that the net upward thrust of the fluid

1
4
a
4

on the lid is
2

3.19. A liquid-filled thin spherical vessel of radius

a vertical

a spins

about

diameter at the fixed angular velocity . Assuming that

the liquid co-rotates with the vessel, and that


show that the

pressure on

> g/a,

the wall of the vessel is greatest

depth
g/

thrusts

below

on the lower

the center. Also


and

upper

prove that
are

hemispheres

Mg +

3
M

a,

a,

16

and

14

3
Mg

16
respectively, where Mis the mass of the liquid.

the net normal

3.20. A closed cubic vessel filled with water is rotating about

vertical axis passing through the centers of two opposite sides.


Demonstrate that, as a consequence of the rotation, the net thrust

on a side is increased

by

2,

6
where

a is the length of an edge

of the cube, and the

angular velocity of rotation.

3.21. A closed vessel filled with water is rotating at constant


angular velocity about

a horizontal

axis. Show that, inthe state

of

pressure surfaces inthe


common axis is a height g/ 2

relative equilibrium, the constant

water

are circular

cylinders whose

above the axis of rotation.

a homogeneous, rotating, liquid body of mass


mean radius a0 and angular velocity , whose outer boundary
is a Maclaurin spheroid of eccentricity e.

3.22. Consider

M,

Hydrostatics

59
(a) Demonstrate that

52

(G M/a

3
0

1/2

in the low rotation limit, (G M/a

3
0

1/2

Hence,

e = 0.09262 for the case of a homogeneous body


the same mass and volume as the Earth, which
rotates once every 24 hours.

show that

with

(b) Show that the critical angular velocity at which the


bifurcation to the sequence of Jacobi ellipsoids takes place is

and

= 0.5298(G

occurs

when e

M/a 0 )

1/2,

= 0.81267. Hence, show that, for

the case of a homogeneous body with the same

as the Earth, the bifurcation

mass

and volume

would take place at a

critical rotation period of 2h39m.


(c) Demonstrate that the maximum angular velocity
consistent with a spheroidal shape is

and

= 0.5805(G

occurs

when e

M/a 0 )

1/2,

= 0.92995. Hence, show that, for

the case of a homogeneous body with the same

as the Earth, this maximum

mass

and volume

velocity corresponds to

60
FLUID MECHANICS

Surface Tension

61

4 Surface Tension
4.1

Introduction

As is well-known, small drops of water in air, and small

bubbles of

gas

in water, tend to adopt spherical shapes.

This phenomenon, and a host of other natural phenomena,

can

only be accounted

for

on

the hypothesis

that

an
a

between two different media is associated with

interface
particular

form of

energy

whose magnitude

proportional to the interfacial

is directly

area. To be more exact, if S is

the interfacial

area

the Helmholtz

free energy of the system takes the form S,

then the contribution of the interface to

on

where only depends


composition

of

the temperature

on

the two media

and chemical

either

side of the

interface. It follows, from standard thermodynamics, that

on the system in
an isothermal and
reversible process. However, this work is exactly the same
as that which we would calculate on the assumption that
the interface is in a state of uniform constant tension per
unit length . Thus, can be interpreted as both a free
energy per unit area of the interface, and a surface tension.
This tension is such that a force of magnitude per unit
length is exerted across any line drawn on the interface, in
a direction normal to the line, and tangential to the
S is the work that must
order

to create

the

be performed
via

interface

interface.
Surface

tension

cohesive forces. The

a given

originates

average

isotropic medium

from

intermolecular

energy of a molecule in
possessing an interface with a
free

second medium is independent

of its position, provided

that the molecule does not lie too close to the interface.

However, the free


distance

energy

is modified when the molecules

from the interface becomes less than the


9

the cohesive forces (which is typically 10

range

is

so

macroscopic

small,

the

number

of

range

molecules

system whose free energies

of

m). Since this

are

in

affected by

presence of an interface is directly proportional to the


area. Hence, the contribution of the interface to
the total free energy of the system is also proportionalto the
interfacial area. If only one of the two media in question is
a condensed phase then the parameter is invariably
positive (i.e., such that a reduction in the surface area is
the

interfacial

energetically

molecules of

This

favorable).

a liquid or a solid are

follows

because

subject to

the

an attractive

force from neighboring molecules. However, molecules that

are near to an interface with a gas lack neighbors on one


side, and so experience an unbalanced
cohesive force
directed

toward

the interior

of the liquid/solid.

existence of this force makes it energetically

for the interface to contract (i.e.,


hand, if the interface separates

> 0). On

a liquid

and

The

favorable

the other

a solid, or a

liquid and another liquid, then the sign of cannot be


predicted by this argument. In fact, it is possible for both
signs

of

interfaces.

to

occur at

The surface tension of

= 7.28

10

Nm

1.

liquid/solid

a water/air

and

liquid/liquid

interface at 20

C is

The surface tension at most oil/air


C is

interfaces is much lowertypically,

10

Nm

1.

On the other hand, interfaces between liquid metals and

air

generally

very

have

large

instance, the surface tension of

1
1.
20 C is 4.87
10
Nm
For some pairs
an interface cannot
compression

as

become

as

surface

tensions.

For

mercury/air

interface at

as water

and alcohol,

of liquids, such

generally be observed because it is in

<

(i.e.,
large

an

0). Such

interface

tends to

possible, leading to complete mixing

of the two liquids. In other words, liquids for which

are

immiscible,

miscible.
Finally,

the

liquid/liquid
adsorbed
surface

whereas

those

surface

tension

impurities
tension

deceased

can

interface

in the

for which

at

<

>0
are

or a
presence of

liquid/gas

be affected by the

at the interface. For instance, the

a water/air interface is significantly


presence of adsorbed soap molecules.

at

Impurities that tend to reduce surface tension at interfaces

are termed
4.2

Young-Laplace Equation

Consider

that

surfac-tants.

are

an

interface

in equilibrium

two immiscible

separating
with

one

fluids

another. Let these two

fluids be denoted 1
and 2.Consider
of this interface that is enclosed by

an arbitrary segment S
some closed curve C.

Let t denote

a unit tangent to the curve,

and let

ndenote

unit normal to the interface directed from fluid 1


to

manner.) See Figure 4.1. Suppose that p1 and p2

pressures

of fluids

n in a right-handed
are the
1
and 2,respectively, on either side of S

fluid 2. (Note that C circulates around

Finally, let be the (uniform)

surface

interface.
62

at the

tension

FLUID MECHANICS

21
S

Figure 4.1: Interface between two immiscible fluids.

The net force acting

onZS
S is

IC

IC

(p1 p2 )ndS

ndr,

(4.1)

where dS

=ndS is an element of S,and dr =tdr an

on the right-hand side is


due to the pressure difference across

element of C.Here, the first term


the net normal force

the interface, whereas the second term is the net surface


tension force. Note that body forces play

no role in(4.1),

zero volume. Furthermore,


can be neglected, since both fluids are static.
Now, inequilibrium, the net force acting on S must be
zero: i.e.,
because the interface has
viscous forces

ZS

IC

(p1 p2 )ndS

ndr.

(4.2)

(In fact, the net force would be zero


equilibrium, because the interface

even inthe absence


has zero mass.)

of

Applying Stokes theorem (see Section A.22) to the

curve

C, we find that

IC

ZS

F dr

F dS,

(4.3)

where Fis a general vector field. This theorem

written

IC

can also be

ZS

F tdr

F ndS.

(4.4)

Suppose that F

=g

vector. We obtain

b,where b is an arbitrary constant

IC

ZS

b) tdr

(g

(g

b) ndS.

(4.5)

However, the vector identity (A.179) yields

(g

b)

since bis a constant vector. Hence,


IC

where b (g)

= ( g)b + (b )g,
(4.6)

we get

ZS

n bi

gdr

= b

[(g)

(g j /xi )n

n ( g)n]dS,

(4.7)

Now, since b is also

an

arbitrary vector, the above equation gives


IC

ZS

Taking

Surface Tension

ndr

?(g)

g =n,ZSwe
find that
IC

ed as
63

gdr

n ( g)n

dS.

(4.8)

ZS

[(n)

n ( n)n]dS.

But, (n)
Thus,

=0,because nis a unit vector.

we obtain

IC

2)

n (1/2)(n

ndr

(4.10)
which

ZS

can be combined

?(p1

p2 ) (

(4.11)

n)

n)ndS,

with (4.2) to give


?

ndS

=0.

Finally, given that Sis arbitrary, the above expression


reduces to the pressure balance constraint

= n,

(4.12)
where
known
derived

p
as

= p1

p2

The above relation is generally

the Young-Laplace

by minimizing

equation, and

the free

energy

can

also be

of the interface.

p is the jump in pressure


seen when crossing the interface in the opposite direction
to n. Of course, a plane interface is characterized by
otherahand,
curved interface
generally
on
n t=
o0.
n On
Of the
co urse
p lan eainterface
is cha racter
ized b
(See Section 4.8.) Note that

. ,

=n 0.0.OnIn fact,

has

n

curvature

the

of

interface.

n measures
Thus,

the local

Young-Laplace
mea ncurvatu
equation,
re of the
there is a pressure jump
curved

interface

magnitude

two

between

immiscible

of the jump being proportional

mean

to

according

the

across a

fluids,

the

to the surface

tension.

4.3

Spherical Interfaces
speaking, the equilibrium

Generally

between two immiscible


the

shape of

fluids is determined

an

interface

by solving

force balance equation (3.1) in each fluid, and then

applying

the Young-Laplace

However,

in situations

completely

immersed

droplet in air,

in

or a gas

equation

in which

to the interface.

a mass

second

of

one

fluide.g.,

bubble in waterthe

fluid is

mist

shape of the

interface is fairly obvious. Provided that either the size of

the droplet

or

bubble,

or the

difference in densities

two sides of the interface, is sufficiently


safely ignore the effect of

pressure
pressure

small,

on the
we can

gravity. This implies that the

is uniform in each fluid, and consequently


jump p is constant

over

the interface.

that the

Hence,

mean curvature n of the interface is


also constant. Since a sphere is the only closed surface
which possesses a constant mean curvature, we conclude
from (4. 12), the

that the interface is spherical. This result also follows from

the argument that


minimizes the free

a stable
energy

equilibrium

state is

one

which

subject to the

of the interface,

constraint that the enclosed volume be constant. In other


words, the equilibrium shape of the interface
has the least surface
Suppose

spherical

that

surface

area for a given volume:


the

to

corresponds

interface

is that which
i.e., a sphere.

R, where

is

the

spherical

n = er |r=R
n points away from the

coordinate. (See Section C.4.) It follows that

(Note, for future reference, that

center of curvature of the interface.) Hence, from (C.65),


??????r=R

r2

2
R

(4.13)
The Young-Laplace equation, (4.12), then gives

2
R

(4.14)

Thus, given that p is the

pressure

interface in the opposite direction

seen crossing the


to n, we conclude that
jump

pressure inside a droplet or bubble exceeds that outside


an amount proportional to the surface tension, and
inversely
proportional to the droplet or bubble radius.
This explains why small bubbles are louder that large
ones when they burst at a free surface: e.g., champagne
fizzes louder than beer. Note that soap bubbles in air
the

by

defining the inner and outer extents of

have two interfaces


the

soap

film. Consequently, the net

twice that

4.4

across a

pressure

difference is

single interface.

Capillary Length

Consider

an interface

a
on the surface of

separating the atmosphere from

liquid of uniform density that is at rest

the Earth. Neglecting the density of air compared to that of


the liquid, the pressure in the atmosphere

ve 64
FLUID MECHANICS

can be regarded

Figure 4.2: Interface between

a liquid

(1), a gas (2), and a

solid (3).

pressure in the liquid


as p = p0 g z (see Chapter 3), where p0 is the
pressure of the atmosphere, g the acceleration due to
gravity, and z measures vertical height (relative to the
constant. On the other hand, the
varies

equilibrium

height

of the interface

surface tension). Note that

situation, the Young-Laplace

in the absence

increases

of

upward. In this

equation (4.12) yields

gz

n,

(4.15)

where

nis the normal to the interface

directed from liquid

to air. Now, if R represents the typical radius of curvature


of

the interface

then

the left-hand

equation of
dominates
the interfathe right-hand
and vice

side

of

the above

side whenever

versa. Here,

l,

!1/2

(4.16)

as the capillary length, and takes the value 2.7


3
10
m for pure water at 20 C. We conclude that the effect
of surface tension on the shape of an liquid/air interface is
is known

likely to dominate the effect of gravity when the interfaces


radius of curvature is much less than the capillary length,

and vice

4.5

versa.

Angle of Contact

a liquid/air interface is in contact with a solid,


case for water in a glass tube, or a drop of
resting on a table. Figure 4.2 shows a section

Suppose that

as would
mercury

be the

perpendicular to the edge at which the liquid, 1, the air, 2,

,, ,

per

and the solid, 3, meet. Suppose that the free energies

area at
interfaces are
unit

the
12

liquid/air,
13

liquid/solid,

and 23

and

air/solid

respectively.

If the

boundary between the three media is slightly modified in


the neighborhood

of

as indicated by the dotted


area of contact of the air with the
a small amount r per unit breadth
the edge,

line in the figure, then the


solid is increased by
(perpendicular

to the figure), whereas that of the liquid

with the solid is decreased by r

per

unit breadth, and that

cos per
energy per

of the liquid with the air is decreased by r

unit

breadth. Thus, the net change

unit

in free

breadth is
23

13

12

cos

(4.17)

an equilibrium state is one which minimizes


energy, implying that the above expression is zero

However,

the

free

for

arbitrary (small) r: i.e.,


cos

23

13
12

(4.18)

We conclude that, in equilibrium, the angle of contact, ,

a fixed value that


per unit area at the liquid/air,

between the liquid and the solid takes

depends

os

on the

free energies

(4.20)

Surface Tension

65
air
a

glass tube
liquid
h

air

free surface

z =0

liquid

Figure 4.3: Elevation of liquid level in a capillary tube.

formula could also be obtained from the requirement

the various
balance

surface

one

forces

acting

that

at the edge

another, assuming that it is really appropriate

to interpret 13
the media

tension

as surface tensions when one of


up the interface is a solid.
in Section 4.1 we would generally expect

and 23

making

As explained

12 and 23 to be positive. On the other hand, 13 could be


either

positive

Equation (4.18)

or negative.
can only be

range
23

+ 12 >13 > 23

12

Now, since

|
cos | 1

solved when 13

lies in the

(4.19)

If 13

> 23

+ 12

to the

interface is

not wet the solid

on its

surface. On the other hand, if 13

the angle of contact is 0


where the

free

energy at

< 23

which corresponds
the liquid/solid

small that the liquid completely

out indefinitely

case where the free energy at


so large that the liquid does
at all, but instead breaks up into beads

which corresponds
the liquid/solid

then the angle of contact is 180

until it either

12

then

to the

case
is so

interface

wets the solid, spreading

covers

the whole surface,

or

its thickness reaches molecular dimensions.


The angle of contact between water and glass typically

lies in the

range

25

to 29 , whereas that between


.

mercury

and glass is about 127

4.6

Jurins Law

a situation in which a narrow, cylindrical, glass


a is dipped vertically into a liquid of
, and the liquid level within the tube rises a
h above the free surface as a consequence of

Consider

tube of radius
density
height

surface tension. See Figure 4.3. Suppose that the radius of

the tube is much less than the capillary length. A tube


for which this is the case is generally known

tube. According

to the discussion

shape of the internal

as a capillary

in Section

liquid/air interface within

tube is not significantly


Section 4.3, the interface

4.4, the

a capillary

affected by gravity. Thus, from

is a segment of

a sphere

of radius

R (say). If is the angle of contact of interface with the


glass then simple geometry

(see Figure 4.3) reveals that

a
cos

(4.29) 66
FLUID MECHANICS
Hence, from Equation (4.13), the mean curvature of the
interface is given by

n=

2 cos

(4.21)

where is the associated

surface

sign in the above expression


points

towards

the

center

tension. [The minus

arises from the fact that


of

curvature

the

of

interface, whereas the opposite is true for Equation (4.13).]

Finally, from (4. 15), application

of the Young-Laplace

equation to the interface yields

gh

2 cos

(4.22)
which

can be rearranged to give


2 cos
h

ga

(4.23)

a liquid

This result, which relates the height, h, to which


rises in a capillary tube of radius

tension,

is known

as

a to the

liquids surface

Jurin s law. Note

that

the

assumption that the radius of the tube is much less than the
capillary
height

length is equivalent
of the interface

liquid is much

to the assumption that the

above the free surface

of the

greater than the radius of the tube. This

follows, from (4.16) and (4.23), because

= 2 cos

(4.24)

a2

a limplies that h a.
,
For the case of water at 20
assuming a contact
,
angle of 25
Jurins law yields h(mm)
13.5/a(mm).
Thus, the ordering

mm in a capillary tube
of radius 1
mm, but rises 13.5 cm in a capillary tube
of radius 0.1
mm. Note that in the case of a liquid, such a
mercury, that has an oblique angle of contact with glass, so
that cos < 0, the liquid level in a capillary tube is
Thus,

water rises

height 13.5

depressed below that of the free surface (i.e., h< 0).

4.7

Capillary Curves

Let adopt Cartesian coordinates


such that

increases

the interface of

a liquid

with the atmosphere


where

vertically

on

surface

of density and surface tension

corresponds

of the interface

z = f(x),
z < f(z). Note that

to the surface

the liquid occupies the region

the shape

the Earths

upward. Suppose that

is y-independent.

The unit

normal to the interface (directed from liquid to air) is thus

(z f)
|(z f)|

ez

fx

ex

(1+ f x 2 )1/2

(4.25)

where fx

= df/dx. Hence, the mean curvature

of the

interface is

where fxx

=d

shape

the

of

f/dx

fxx

(1+ f x2 ) 3/2

(4.26)

According to (4.15) and (4.18), the

interface

is governed

by

the

nonlinear

differen-tial equation

fxx

(1+ f x2 )3/2

(4.27)
where the vertical height, f,of the interface is measured
relative to its equilibrium height in the absence of surface
2,
tension. Multiplying the above equation by fx /l
and
integrating with respect to x,we obtain

1
(1+ f x2 ) 1/2

f
C

2l 2

(4.28)

where C is a constant. It follows that

f
C

2l 2

1,

(4.37)
67

Surface Tension

z/l

0
x/l

Figure 4.4: Capillary

curves

for /4 3/4 and (in

= 0.6, 0.7, 0.8, 0.9,


Figure
4.4: Capillary curves
and

order from the top to the bottom)

0.99.
and

Let
where 0 < k < 1, and
Thus, from (4.31) and (4.32),
1

fx

Cf

[1 (C
C

f
2

k2

= 2l (1 k

2/2l
2

/2l 2) 2] 1/2

1,
2

sin

(4.30)

(4.31)

1/2.

(4.32)

and

2l 2

= cos(2),

so the constraint

(4.33)

(4.29) implies that /4 3/4.

Moreover, Equations (4.30) and (4.33) reduce to

fx

dx

tan(2)

df

(4.34)
It follows from (4.32) and (4.34) that

dx

dx

df

df

lk cos(2)
(1 k 2 sin

) 1/2

(4.35)
which

can be integrated to give


xl

/2

k cos(2)
(1 k 2 sin

d,
) 1/2
(4.36)

assuming that

x =0 when =/2.

Thus, we get
!

xl

68
FLUID MECHANICS

2k
k

F(,k)

2k

E(,k),

0.8

0.7

0.6

0.5

z/l 0.4

0.3

0.2

0.1

0.5

0.5

x/l
Figure 4.5: Liquid/air interface for

a liquid

trapped

between two vertical parallel plates locatedat

contact

where

x = l.

angle of the interface with the plates is

The

=30 .

=
=

E(,k)

F(,k)

(4.38)

E(/2,k)

E(,k),

F(/2,k)

F(,k),

(4.39)
and
Z

E(,k)

(1 k

sin

1/2,

(4.40)

F(,k)

(1 k

sin

1/2,

(4.41)

are types

of incomplete

elliptic integral.

In conclusion,

the interface shape is determined parametrically by


!

xl

2k

=
zl

(4.42)

F(,k)+

2k
(1 k

2k

E(,k),

sin

1/2,

(4.43)

where

/4

Here, the parameter

3/4.
k is restricted

to lie in the

range

< k < 1.
toFigure
lie in the
4.4ran
shows
ge 0 <
the
k<
capillary
1.

curves

predicted

by

(4.42) and (4.43) for various different values of k.Here,

we

have chosen the plus sign in (4.43). However, if the

curves are simply inverted:


x x and z z. In can be seen that all of the
curves shown in the figure are symmetric about x = 0: i.e.,
z z as x x. Consequently, we can use these curves to
determine
the shape of the liquid/air interface which arises
z as
when a liquid is trapped between two flat vertical plates
(made of the same material) that are parallel to one
minus sign is chosen then the

i.e.,

another. Suppose
1

See Handbook of Mathematical Functions, M.Abramowitz,

and I.A.

Stegun (Dover, New York NY, 1965).

Surface Tension

69
that the plates in question lie at

x = d.

Furthermore, let

the angle of contact of the interface with the plates be ,


where

e
expect
,
and

< /2.

Since the angle of contact is acute,

we

the liquid to be drawn upward between the plates,

the

to be

interface

concave

(from

above).

This

corresponds to the positive sign in (4.43). In order for the


interface to meet the plates at the correct angle,

fx

1/tan at

However, if

one

d and fx

= 1/tan

we

at x

require

+d.

of these boundary conditions is satisfied

then, by symmetry,
From Equation

the other is automatically

(4.34)

(choosing

the positive

latter boundary condition yields tan(2 )

satisfied.

sign), the

= 1/ tan at x =

Substituting

to

+d, which is equivalent

= +d when
=

numerically determine the value


shape

interface

= 3/4/2.
=
of k for which x = d. The

is then given by Equations

(4.43), using the aforementioned

range

= 30

/4

+/2

then k

shown

(i.e.,

Consider

(4.42) and

of k, and in the

and the associated

and

angle of

is

interface

we invert this
z z) then we obtain the
to the same plate spacing, but

4.5. Furthermore,

interface which corresponds

an obtuse contact

value

to 3/4 /2. For instance, if of


d k,and
land

= 0.9406,

in Figure

interface

this value of intoxEquation


+d when
(4.42),

we
3 /4
can

if

= 180 30 =150 .

the limit k 1, which is such that the

distance

between
the the
twolimit
plates
much
thanthat
the
Consider
k is1,
whichless
is such

capillary

length. It is easily demonstrated that, at small k,

E(,k)

cos
+ sin

),

F(,k)

(4.44)

+ sin
cos ),

4
(4.45)

where

= /2 . Thus, Equations

reduce to
xl

sin(2 ),

(4.42) and (4.43)

zl

2k

(4.46)

[1 cos(2 )].

2
(4.47)
It follows that the interface
surface

of

y-axis. If

cylinder

is

whose

a segment of the curved


runs parallel to the

axis

the distance between the plates is 2d, and the

contact angle the


is ,distance
then we be
require
tw eex
/2

(which

corresponds

to

n
=the
d when
pl ates
=i3/4
s 2d,
/4

/2).

From

Equation (4.46), this constraint yields


dl

cos.

2
(4.48)
Thus, the height that the liquid rises between the two
platesi.e., h

=z(x = 0) =z( = /2) 2l/kis

given

by

cos
h
gd

(4.49)

a
up between two parallel plates of spacing 2d.
the case k = C = 1, which is such that the

This result is the form taken by Jurins law, (4.23), for


liquid drawn
Consider

distance
leftmost

between

the

plate lie at

two plates

x = 0, and

let

is infinite.

us

Let

completely

the

neglect

the rightmost plate, since it lies at infinity. Suppose that h

= z(x = 0)
surface

is the height of the interface above the free

of the liquid at the point

meets the leftmost

interface with the plate then

= 0. Since C = 1, it

where the interface

plate. If is the angle of contact of the

we require

= 1/ tan at x

fx

follows from (4.28) that

2l2

1 sin,

(4.50)

or
h

2 lsin(/4

/2).
(4.51)

Furthermore, again recalling that C

=1,Equation

(4.30)

can be integrated to give


Z

x=
z

df
fx

h/2l

=l
z/2l

1
2y
y(1

y 2) 1/2

dy,

(4.52)
#

"
2

See Handbook of Mathematical Functions, M.Abramowitz, and I.A.

(1+ f z 2 ) 1/2

70

FLUIDMECHANICS

1.1
1
0.9
0.8
0.7
0.6
z/l

0.5
0.4

0.3
0.2
0.1
0
0

x/l

Figure 4.6: Liquid/air interface for a liquid in contact with

a vertical

=0.The contact angle of the


=25 .

plate located at x

interface with the plate is

where

we

have chosen the minus sign, and

Making the substitution

xl
"ln

sinu

du

= f/2l.

y =sinu, this becomes


sin

(h/2l)

2
sin

1
+ cosu

#sin

(z/2l)

(h/2l)

+ 2 cosu

sinu

sin

(z/2l)

sinu

(4.53) which reduces to


xl
!

= cosh

2l

cosh

2l

!1/2

l2

z2

!1/2

l2

(4.54)

since cosh

1(z)

ln[z

(z

1)

1/2].

(4.51) and (4.54) specify the shape of


that

meets

an

isolated

vertical

Thus, Equations

a liquid/air interface
x = 0. In

plate at

particular, (4.51) gives the height that the interface climbs

up the plate

(relative to the free surface) due to the action

of surface tension. Note that this height is restricted to lie

in the

range

2 l
h 2 l,irrespective

contact. Figure 4.6 shows


for

= 25 .

an

of the angle of

example interface calculated

4.8

Axisymmetric Soap-Bubbles

Consider

an axisymmetric

soap-bubble whose surface

=f(z) incylindrical

takes the form r

coordinates. See

Sec-tion C.3. The unit normal to the surface is

(r f)

|(r f)|

er

fz

ez

(1+ f z 2 ) 1/2

(4.55)
where fz df/dz. Hence, from (C.39), the

mean curvature

of the surface is given by


#

"

n=

f fz dz

(1+ f z 2 )1/2

Surface Tension

(4.66)

71

The Young-Laplace equation, (4.12), then yields


#

"

f fz

(4.57)

dz

(1+ f z 2 )1/2

where

p0

(4.58)
Here,

is

contributions

the

net

surface

the

from

interfaces. More-over, p0

between

the interior

Equation (4.57)

tension,

internal

and

including
external

= p is the pressure

and the exterior

can be

the

soap/air
difference

of the bubble.

integrated to give

(1+ f z 2 )1/2

+C,

2a
(4.59)

where C is a constant.

,.

z
a fixed radius at its two

Suppose that the bubble occupies the region z1

z2

< z2

where z1

end-points,

z = z1

and

z = z2

achieved by supporting
co-axial rings

energy
E

and has

located at

= z1

This could most easily be

the bubble

on two rigid parallel


z = z2 The net free
can be written

and

required to create the bubble

= S p0 V,

(4.60)

where

S is

area

of the bubble

enclosed volume. The first term

surface, and V the

on the

right-hand side

of the

represents

above expression

overcome

surface

represents

the work

difference,

p0

tension,

the work needed to

whilst

the

term

second

overcome

to

required

the

pressure

between the exterior and the interior of

we
a stable equilibrium state of a mechanical system to
such as to minimize the net free energy, subject to any

the bubble. Now, from the general principles of statics,

expect
be

dynamical

constraints.

It follows

shape of the bubble issuch


z2

as to

that

the

equilibrium

minimize
2

2 f (1+ f z )

1/2

z2

dz p0

z1

dz,

z1

(4.61)

subject to the constraint that the bubble radius, f,be fixed

at

z = z1

and

z = z2

Hence,

we need to find

f(z) that minimizes the integral

the function

z2

L(f, fz )dz,
z1

(4.62)
where

L(f, fz )

2 f (1

+ f z 2 )1/2

p0 f

(4.63)
subject to the constraint that f is fixed at the limits. This
is

a standard

Appendix

problem in the calculus of variations. (See

D.) In fact, since the functional L(f, fz )does

on z,the minimizing

not depend explicitly

function is the

solution of [see Equation (D.14)]


L

L fz
fz

(4.64)
where C

is an arbitrary constant. Thus,

"

(1+ f z 2 )1/2

2a

we obtain

=C

(4.65)

can be rearranged to give Equation (4.59). Hence,


we conclude that application of the Young-Laplace
equation does indeed lead to a bubble shape that minimizes
the net free energy of the soap/air interfaces.
Considerthe case p0 = 0,inwhich there is no pressure
which

differenceacross the surface of the bubble. Inthis situation,

writing C

= b > 0,Equation (4.59) reduces to

=b(1+ f z

1/2.

(4.72)
72

FLUIDMECHANICS

1
0.9
0.8
0.7
0.6
r/c

0.5
0.4
0.3
0.2
0.1
0

0.6 0.4 0.2

0.2

0.4

z/c

Figure 4.7: Radius

soap bubble
of radius

versus

axial distance for a catenoid

supported by two parallel co-axial rings

c located at z = 0.65c.

0.6

Moreover, according to the previous discussion, the bubble

as to minimize the surface


area of the bubble (since the only contribution to the free
energy of the soap/air interfaces is directly proportional to
the bubble area). The above equation can be rearranged to

shape specified by (4.66) is such

give

fz

!1/2

b2

(4.67)

which leads
to
Z
r

z z0 =

df
fz

=
b

df
(f 2/b

= b cosh 1(r/b),

1) 1/2

(4.68)

or
r

b cosh(|z

z0 |/b),
(4.69)

where

z0

is

a constant.

This expression

axisymmetric surface known


Suppose,

for

instance,

generality,

distance

we can

an

as a catenoid.
that

soap bubble is
c that are located a

the

supported by identical rings of radius


perpendic- ular

describes

2 d apart.

Without

specify that the rings lie at

thus follows, from (4.69), that z0

=0,and

loss

= d.

of

It

b cosh(z/b).
(4.70)

Here, the parameter b must be chosen

so as to satisfy
c = b cosh(d/b).
(4.71)

For example, if d

= 0.65 c then b = 0.6416

c, and

the

resulting bubble shape is illustrated inFigure 4.7.


Let d/c

= and

d/b

= u, in which

case

the above

equation becomes
G(u)

(4.78) Surface Tension

73
1.1
1
0.9
0.8
0.7

0.6

cosh

u=

0.

0.5
0.4
0.3
0.2
0.1
0

z/

Figure 4.8: Radius

soap bubble

versus

axial distance for an unduloid

calculated with k

Now, the functionG(u) attains

=0.95.
a maximum

G(u0 )

value

1
u0

tanhu0

(4.73)
when u0

= sinh 1(1/).

Equation (4.72)

Moreover,

possesses two roots.

if G(u0 ) > 0 then

It turns out that the

root associated with the smaller value of


interface

maximizes

energy, whereas
free energy. Hence,

system
the

u minimizes

the

the

other

root

the

former

root

to

corresponds

stable equilibrium

state, whereas

the

latter corresponds to an unstable equilibrium state. On the


other hand, if G(u0 )< 0 then Equation (4.72)

no roots,

any

implying the absence of

possesses

state.

equilibrium

case G(u0 )= 0 corresponds to u = uc and =


c where uc tanhuc = 1 and c = 1/ sinhuc
It is easily
demonstrated that uc = 1.1997 and c = 0.6627. We
state of a catenoid
conclude that a stable equilibrium
bubble only exists when c which state
corresponds
to d
of a ca tenoid
0.6627 c.If the relative ring spacing d exceeds the critical
The critical

value 0.6627c then the bubble presumably bursts.

case p0
0, in which there is a pressure
across the surface of the bubble. In this

Consider the

difference

situation, writing

2a

(4.74) 2aC

+,

(4.75)
Equation (4.59) becomes

+ ) f

(1+ f z 2 )1/2

(4.76)
which

can be rearranged to give


fz

2) 1/2

(f

2) 1/2

(4.77)

can assume, without loss of generality,


It follows,
We
can assume,
from wit
the above expression, that
Hence, we can write
We

that ||

> ||.

|| f ||.

cos 2 + 2

sin

(4.87) 74
FLUID MECHANICS
1.1
1
0.9
0.8
0.7

0.6

0.5
0.4
0.3
0.2
0.1
0

0.5

0.5

z/

Figure 4.9: Radius

for a positive

pressure

with k

nodoid

versus axial distance


soap bubble calculated

=0.95.

,
,,

(4.79)

where 0

/2

and 0 < k 1. It follows that


f

(4.80)

=
=

||(1 k

sin

sgn()||(1

1/2

)
2) 1/2
k

(4.81)

and

,
,

dz

1fz df

f+

(4.82)
which

|z|

can be integrated to give

hE(, k)

||

sgn()

(1

2 1/2

k )

F(, k)

(4.83)

where E(, k) and F(, k) are incomplete elliptic integrals


[see Equations (4.40) and (4.41)]. Here,

that

we have

assumed

=0 when z =0.There are three cases of interest.


In the first case, > 0 and > 0. It follows that

(1

2) 1/2

1for
Inr/
the
first
ca /2

0, and 0.5 /(p0 )

<1

> 0,where

for 1
k

rhE(,k)=

(4.84) |z|

(1 k

+ (1 k

2) 1/2

sin

),

F(,k)
(4.85)

curve

The axisymmetric
of equations

bubble

unduloid

parameterized

as an

is known
always

has positive

(relative to the external pressure): i.e., p0


unduloid

soap

In the

It

follows

by the above pair

unduloid.

an

Note that

pressure

internal

> 0. An example

bubble is illustrated inFigure 4.8

second

that

case,

(1

2 1/4

k )

>

0 and
r/

<

0.
Int he

1
cond
for case,
0 >0 0,
and
and
<
00.
<It/(p0
follows
) that
0.5
(1 for 0
1([1
2)1/2] 1/2/k),
1, where 0
sin
(1 k
and

<k

rhE(,k)=
(4.86)

|z|

Surface Tension

75

(1 k

(1 k

2) 1/2

sin

),

F(,k)

0.6

0.5

0.4

0.3

0.2

0.1

0.1

0.2

0.3

0.4

0.5

z/||

versus axial distance for a negative


soap bubble calculated with k = 0.95.

Figure 4.10: Radius

pressure

nodoid

The axisymmetric

curve

parameterized

by the above pair

of equations is known

as an nodoid.

This particular type

pressure: i.e., p0
soap bubble

of nodoid bubble has positive internal

> 0. An example

positive

pressure

nodoid

is illustrated inFigure 4.9.

In the third case, < 0 and > 0. It follows that


2)1/2|
2 1/4
r/|| | (1 k )
for /2 0

(1 k

(or(1
/2
k

0 ),and 0 > /(p0 ||) 0.5 for 0 < k

1, where

sin

),

(4.88)

i
2

(1 k )

||

hE(,k)
|z|

||(1 k

1/2

F(,k)

(4.89)

curve
a

The axisymmetric
of equations

is again

parameterized

by the above pair

nodoid. However, this particular

type of nodoid bubble has negative internal


p0

<

0. An example

negative

pressure:

pressure

nodoid

i.e.,

soap

bubble is illustrated inFigure 4.10.

4.9

Exercises

4.1. Show that if Nequal spheres of water coalesce

a single spherical
a factor 1/N

drop then the surface


1/3

4.2. A circular cylinder of radius

energy

a,height

so as to form

isdecreased by

h,and specific gravity

s floats

upright inwater. Show that the depth of the base below

the general level of the water surface is


sh +

2
cos,

where isthe surface tension at the air/water interface, and


the contact angle of the interface with the cylinder. 4.3. A film

of water is held between two parallel plates of glass

a small

distance 2d apart. Prove that the apparent attraction


between the plates is
2A cos

+ L sin,

where is the surface tension at the air/water interface,


the angle of contact of the interface with glass, A the area of the
film, and Lthe circumference of the film.

76
FLUID MECHANICS

4.4. Show that if the surface of a sheet of water is slightly


corrugated then the surface

energy

is increased by
!2

dx

per unit breadth

of thecorrugations. Here, xismeasured

horizontally, perpendicular tothe corrugations. Moreover,


denotes the elevation of the surface above the mean level. Finally,

is the surface tension at an air/water interface. If the


corrugations

are sinusoidal,

such that

= a sin(k x),

show that the average increment of the surface

energy per unit


area is(1/4)a 2 k 2
4.5. A mass of liquid, which is held together by surface tension
alone, revolves about a fixed axis at a small angular velocity , so
as to assume a slightly spheroidal shape of mean radius a.Prove
that the ellipticity of the spheroid is

where is the uniform


[If

r+

= (r

mass

a3

density, and the surface tension.

is the maximum radius, and r the minimum radius, then


r ) 1/3, and the ellipticity is defined (r+ r )/r+ .]

mass rotates, in the form of a circular ring of


a and small cross-section, with a constant angular velocity
, about an axis normal to the plane of the ring, and passing
through its center. The mass is held together by surface tension
4.6. A liquid
radius

alone. Show that the section of the ring must be approximately


circular. Demonstrate that
!1/2

2
ac

where is the density, the surface tension, and

c the radius

of the cross-section.

4.7. Two spherical

soap

are made to
gas inthe
to its initial value the radius a

bubbles of radii a1 and a2

coalesce. Show that when the temperature of the


resulting bubble has returned

of the bubble satisfies

p0

a + 4a

=p0 (a

where p0 is the ambient

3
1

+ a 23 )+ 4(a 12 + a 22 ),

pressure,

and the surface tension

of the soap/air interfaces.

4.8. A rigid sphere of radius

a small amount

a rests on a flat

rigid surface, and

of liquid surrounds the contact point, making

lens whose diameter is small compared to

concave-planar

a.

The angle of contact of the liquid/air interface with each of the


solid

surfaces

is

zero,

and

the surface

tension

of

the

interface is . Show that there is an adhesive force of magnitude


4a

acting

on the

sphere. (It is interesting to note that the force

is independent of the volume of liquid.)

4.9. Two small solid bodies

are

floating

on

the surface of

liquid. Show that the effect of surface tension is to make the


objects
approach one another if the liquid/air interface has either
an acute or an obtuse angle of contact with both bodies, and to
make them move away from one another if the interface has
an acute angle of contact with one body, and an obtuse angle of

contact with the other.


Incompressible Inviscid Fluid Dynamics

77

5 Incompressible Inviscid Fluid


Dynamics
5.1

Introduction

This chapter introduces

some

of the fundamental concepts

that arise in the theory of incompressible, inviscid (or, to


be more exact, high Reynolds number) fluid motion.

5.2

Streamlines, Stream Tubes, and Stream

Filaments
A line drawn in a fluid such that its tangent at each point is

a
a given

parallel to the local fluid velocity is called

streamline.

The aggregate of all the streamlines at

instance in

time

constitutes

streamlines

the

instantaneous flow

drawn through each point of

pattern.

closed

The

curve

a stream tube. Finally, a stream filament


as a stream tube whose cross-section is a curve

constitute

defined

is

of

infinitesimal dimensions.
When the flow is unsteady then the configuration
the stream tubes and filaments

changes

of

from time to

time. However, when the flow is steady then the stream

are stationary. In the latter case, a


an actual tube through which the fluid
follows because there can be no flow

tubes and filaments

stream tube acts like


is flowing. This

across

the walls, and into the tube, since the flow is, by

definition, always tangential to these walls. Moreover, the

walls

are

fixed in

space

and time, since the motion is

steady. Thus, the motion of the fluid within the tube would

be unchangedwere the walls replaced by a rigid frictionless


boundary.

a stream

Consider

filament of

an incompressible

fluid

whose motion is steady. Suppose that the cross-sectional

area

of the filament

velocity

is the

is sufficiently

same at

let the cross-section

Moreover,

the direction of this


and v2
which

each point

are the
the

common

Consider

the

the cross-section.

normal to

be everywhere

velocity. Suppose that v1

flow speeds at two points

cross-sectional

respectively.

small that the fluid

on

on the filament at

areas are

and

section of the filament

lying

between these points. Since the fluid is incompressible,

the

same

volume of fluid must

section, in a given time interval,

flow into

as

one

end of the

flows out of the other,

which implies that


v1

=v2

(5.1)
This is the simplest manifestation of the equation of fluid
continuity discussed in Section 2.9. The above result is
equivalent

to the statement

and cross-sectional
filament

Thus,

of

an

area

that the product of the speed


is constant

incompressible

a stream

terminate

unless

infinite.

Leaving

filament
the

within

velocity

this

along

any stream

fluid in steady

such

at that

case out

of

motion.

fluid

point

cannot

becomes

consideration,

it

follows

that

incompressible

stream
fluids

are

in

filaments

steadily

flowing

or terminate
of course, true

either closed loops,

at the boundaries of the fluid. The

same

is,

of streamlines.

5.3

Bernoullis Theorem

In its most general form, Bernoulli s theoremwhich

was

discovered

that,

by Daniel Bernoulli (17001783)states

inthe steady flow of an inviscid fluid, the quantity

(5.2)
is constant along

streamline,

the density, and T the total

where

energy per

The proof is straightforward.

is the

unit

areas

the body of

AB and CD of

,,, ,

the stream filament pictured in Figure 5.1. Let


the values of quantities

mass.

Consider

fluid bounded by the cross-sectional

pressure,

us

denote

at AB and CD by the suffixes 1

Thus, p1 v1 1
S 1 T1 are the
pressure, fluid speed, density, cross-sectional area, and
total energy per unit mass, respectively,
at AB, etc.
Suppose that, after a short time interval t, the body of
and 2, respectively.

fluid has moved such that it occupies the section of the

,
filament bounded by the cross-sections A B and C D

where AA

= v1

t and CC

= v2

t. Since the motion is

steady, the

mass m of the fluid

same as that between

between AB and A B

CD and C D

so

is the

that

m =S 1v1 t1

5.10)

=S

2 v2

t2

78

FLUID MECHANICS
D

D
C

Figure 5.1: Bernoullis theorem.

Let T denote the total

lying between A B

energy

of the section of the fluid

and CD. Thus, the increase in energy

of the fluid body inthe time interval t is

(mT2

T)

(mT1

T)

m(T2

T1).

(5.4)
In the absence of viscous

must

increase

energy

equal the net

dissipation, this

work

done by

energy

the fluid

pressures at AB and CD, which is

p1 S

1 v1

t p2 S 2

v2

=m

p1

p2

(5.5)
Equating expressions (5.4) and (5.5), we find that

T1

p2

+ T1
1

which demonstrates

any two
therefore

points

(5.6)

+T

given

has the

stream

same

filament,

value at
and

is

constant along the filament. Note that Bernoullis

theorem
therefo rehas only been proved for the
motion of

may

that p/

on a

T2

an inviscid

case

of the steady

fluid. However, the fluid in question

or incompressible.
case of an incompressible fluid,
moving in a conservative force-field, the total energy per
unit mass is the sum of the kinetic energy per unit mass, (1
2,
/2) v
and the potential energy per unit mass, , and
either be compressible

For the particular

Bernoullis

theorem thus becomes

12

constant along

streamline.

(5.7)
If

we

focus

on a

particular

1(say), then

streamline,

Bernoullis theorem states that

12

+ = C1

(5.8)
where C1 is a constant characterizing that streamline. If we
consider

a second

streamline, 2 (say), then

12

= C2

(5.9)

where C2 is another constant. It is not generally the

that C1

= C2

case

If,however, the fluid motion is irrotational

then the constant in Bernoullis theorem is the

same

for all

=C

streamlines (see Section 5.7), so that

12

have
79

Incompressible Inviscid Fluid Dynamics

S2

A
S1

Figure 5.2: A vortex filament.

throughout the fluid.

5.4

Vortex Lines, Vortex Tubes, and Vortex

Filaments
The curl of the velocity field of

a fluid, which

is generally

termed vorticity, is usually represented by the symbol :


i.e.,

v.

(5.11)

A vortex line is

line whose tangent is everywhere

parallel to the local vorticity

vector. The vortex

a closed curve
Finally, a vortex

drawn through each point of


surface of a vortex

vortex

tube

dimensions.
Consider

tube.

whose

cross-section

section

AB of

is

filament

of

a vortex

lines

constitute the
is

infinitesimal

filament.

The

filament is bounded by the curved surface that forms the


filament

wall, as well as two plane surfaces, whose vector

areas are

S1 and S2

(say), which form the ends of the

section at points A and B, respectively. See Figure 5.2. Let

the plane surfaces have outward pointing normals that


parallel (or anti-parallel)

to the vorticity vectors, 1

are
and

at points A and B, respectively. Gausss theorem (see

Section A.20), applied to the section, yields


I

dS =

dV,
(5.12)

where dS is an outward directed surface element, and dV


volume element. However,

(5.13)

v0

[see Equation (A.173)], implying that

dS = 0.
(5.14)

Now,

dS = 0 on the curved

surface of the filament,

since is, by definition, tangential to this surface. Thus,


the only contributions to the surface integral

areas

plane

S1 and S2

come

from the

It follows that

dS = S 2 2

11

=0.

(5.15)
This result

vortex

is essentially

filaments.

magnitude

of

It

an

implies

the vorticity

equation
that

the

of continuity

product

of

and the cross-sectional

for

the

area,

which is termed the vortex intensity, is constant along the

filament. It follows

that

a vortex

filament cannot terminate

in the interior of the fluid. For, if it did, the cross-sectional


of the tube. See 80
FLUID MECHANICS

to vanish, and, therefore, the vorticity, , would have to


become infinite. Thus,

a vortex

filament must either form

closed vortex ring, or must terminate at the fluid

boundary.

a vortex

Since

tube

can be regardedas a bundle

of

vortex filaments whose net intensity is the sum of the


intensities

of the constituent filaments,

we conclude

that the

intensity of a vortex tube remains constant along the tube.

5.5

Circulation and Vorticity

a closed curve

Consider

C situated entirely within

moving fluid. The vector line integral (see Section A.14)


IC
C

v dr,

(5.16)

where dr is

an

element of C, and the integral is taken

curve, is termed the circulation of the


curve. The sense of circulation (e.g., either

around the whole


flow around the
clockwise

or counter-clockwise) is arbitrary.
a surface having the closed curve C for a
and let dS be an element of this surface (see

Let S be
boundary,

Sec-tion A.7) with that direction of the normal which is


related to the chosen
right-hand

sense

of circulation around C by the

circulation rule (see Section A.8). According to

Stokes theorem (see Section A.22),

IC
C

ZS

v dr =

dS.

(5.17)
Thus,

we

conclude

intimately related to

that

one

circulation

and

are

vorticity

another. In fact, according to the

above expression, the circulation of the fluid around loop C


is equal to the net

sum

of the intensities

of the vortex

passing through the loop and piercing the surface

filaments

making a positive, or negative,


sum depending on whether it pierces the
surface in the direction determined by the chosen sense of
circulation around C and the right-hand circulation rule, or
S

(with

filament

contribution to the

in the opposite direction). One important proviso to (5.17)


is that the surface S must lie entirely within the fluid.

5.6

Kelvin Circulation Theorem

According
named
around

to the Kelvin circulation

theorem,

after Lord Kelvin (18241907),

any

independent

co-moving
of

circulation around

time.

in

an

proof

is

loop
The

a given

inviscid

as

fluid

follows.

loop C is defined
C

which is

the circulation
is

The

IC

v dr.

(5.18)

However, for
have dv

loop that is co-moving

we

=d(dr/dt) = d(dr)/dt. Thus,

IC

dC

with the fluid,

IC

dv

dt

dr +

v dv.

dt

(5.19)

However, by definition, dv/dt

=Dv/Dt for a co-moving

loop (see Section 2.10). Moreover, the equation of motion


of

an incompressible

inviscid fluid

can be written

[see

Equation (2.79)]

Dv

Dt

(5.20)

since is a constant. Hence,


IC

dC

dt

since

dv
d(v
2/2

and p/

2/2)

1 2
v
2

= (v 2/2)

dr

0,

(5.21)

dr (see Section A.18),

+ is obviously a single-valued

function.

One corollary of the Kelvin circulation theorem is that

the fluid particles that form the walls of

a vortex

tube at

given instance in time continue to form the walls of

vortex
imagine

tube

at all subsequent

times.

To

prove

this,

closed loop C that is embedded in the wall of

vortex tube but does not circulate around the interior of


Incompressible Inviscid FluidDynamics

81

Figure 5.3: A vortex tube.

Figure 5.3.

The normalcomponentof

the

vorticity over the surface enclosed by C is


zero, since all vorticity vectors are tangential to this surface.
Thus, from (5.17), the circulation around the loop is zero.
By Kelvins circulation theorem, the circulation around the
loop remains

zero as the

tube is convected by the fluid. In

other words, although the surface

as

enclosed by C deforms,

on
can pass through it.

it is convected by the fluid, it always remains

tube wall, since

no vortex

filaments

the

Another corollary of the circulation theorem is that the


intensity

of

a vortex

tube

by the fluid. This

convected

the circulation around the loop C

5.7

constant

remains

can be proved

as

it

is

by considering

pictured inFigure 5.3.

Irrotational Flow

Flow is said to be irrotational when the vorticity has the

zero

magnitude

everywhere. It immediately

follows, from

any arbitrary
an irrotational flow pattern is zero (provided that
loop can be spanned by a surface that lies entirely

Equation (5. 17), that the circulation around


loop in
the

within

the

theorem, if

fluid).

an

Hence,

from

Kelvins

remains irrotational

at all subsequent

seen more

from the equation

inviscid

circulation

inviscid fluid is initially irrotational then it

directly

incompressible

fluid

can

be

of motion of

an

times. This

which,

Equations (2.39)and (2.79), takes the form

according

to

(v

)v

(5.22)

since is a constant. However, from Equation (A.171),

(v

)v

= (v 2/2) v

(5.23)

Thus, we obtain

12

+v

(5.24)

Taking

the

curl of this

equation, and making

use

of the vector identities

0 [see Equation (A. 1


76)]
173)], as well

=0

in

an

as

A 0 [see Equation (A.

the identity (A.179), and the fact that v

incompressible

evolution equation

fluid,

we

obtain

D
Dt

the vorticity

)v.

(5.25)

Thus,

if

consequently,

82

0, initially,

then

=0 at allsubsequent

D/Dt
times.

0, and,

FLUID MECHANICS

Suppose

movable

that O is

point, in

an

fixed point, and P

irrotational

an

fluid. Let

arbitrary

O and P

be joined by two different paths, OAP and OBP (say). It


follows that OAPBO

circulation around

is

such

a closed curve. Now, since the


a curve in an irrotational fluid is

zero, we can write


ZOAP

ZPBO

v dr +

v dr = 0,

(5.26)
which implies that

OAP

ZO

ZOAP

dr

ZOBP

v dr = P
(5.27)

(say). It is clear that P is a scalar function whose value


depends

not

on the position

of P(and the fixed point O), but

on the path taken between

O and P.Thus, if O is the

origin of our coordinate system, and Pan arbitrary point


whose

position vector is r,then


R

we have

effectively

a scalar field
(r) =
v dr.
R
O
a point Q that is sufficiently close to Pthat
the velocity v is constant along PQ. Let be the position
defined

Consider

vector of Q relative to P.It then follows that (see Section


A.18)
Z

= Q

+ P

v dr v .

=
P

(5.28)
The above equation becomes exact in the limit that ||

0. Since Q is arbitrary (provided that it is sufficiently close

to P), the direction of the vector is also arbitrary, which


implies that

v = .
(5.29)
We, thus, conclude

that

if the

motion

irrotational then the associated velocity field


expressed

as

minus the gradient of

a fluid
can always

of

is
be

scalar function of

position, (r). This scalar function is called the velocity

a potential
as potential flow. Note that the velocity potential
is undefined to an arbitrary additive constant.
We have demonstrated
that a velocity
potential
necessarily
exists in a fluid whose velocity field is
irrotational. Conversely, when a velocity potential exists
potential, and flow which is derived from such

is known

the flow is necessarily irrotational. This follows because

[see Equa-tion (A.176)]

= 0.

(5.30)

Incidentally, the fluid velocity at any given point in an


irrotational fluid is normal to the constant- surface that

passes

through that point.

If a flow pattern is both irrotational and incompressible

then we have

v =
(5.31)

and

v = 0.
(5.32)

These two expressions

can be combined to give (see

Section A.21)

=0.

(5.33)
Inother words, the velocity potential in an incompressible
irrotational fluid satisfies Laplaces equation.
According to Equation (5.24), if the flow pattern in

an incompressible

inviscid fluid is also irrotational,

so

that

= 0 and v = ,

then

we can write
p
12 2
+

= 0,
(5.34)

which implies that

12

=C(t),

Incompressible Inviscid Fluid Dynamics

83

and

A
Figure 5.4: Two-dimensional flow.

where C(t) is uniform in space, but


fact, the time variation of C(t)

can vary in time. In


can be eliminated by adding

the appropriate function of time (but not of space) to the

a procedure

velocity potential, . Note that such

the instantaneous

velocity field

Thus, the above equation

can be rewritten

modify

12

does not

derived from .

=C,

(5.36)
where C is constant in both

space

and time. Expression

(5.36) is a generalization of Bernoullis theorem (see Section

5.3)

that

takes

non-steady

However, this generalization


flow. For the special

flow

into

account.

is only valid for irrotational

case of steady

flow, we get

12

= C,

(5.37)
which demonstrates

constant

in Bernoullis

streamlines.

5.8

that for steady

theorem

(See Section 5.3.)

Two-Dimensional Flow

irrotational

is the

flow the

same on

all

Fluid

motion

is said to be two-dimensional

when the

velocity at every point is parallel to a fixed plane, and is the

same

everywhere

on a given

Cartesian coordinates,

then we

normal to that plane. Thus, in

if the fixed plane is the

can express a general

inthe form

v =vx (x,y,t)ex +vy (x,y,t)ey

x-y

plane

two-dimensional flow pattern

(5.38)
Let A be a fixed point in the
ACP be two

arbitrary

curves,

also in the

x-y plane, and let ABP and


x-y plane, that join A to an

point P. See Figure 5.4. Suppose

that fluid is

nor destroyed in the region, R (say),


bounded by these curves. Since the fluid is incompressible,
which essentially means that its density is uniform and

neither

created

constant, fluid continuity requires that the rate at which the


fluid flows into the region R, from right to left

curve

across

the

ABP, is equal to the rate at which it flows out the of

across the curve ACP. Now,


across a surface is generally termed

the region, from right to left


the rate of fluid flow

the flux. Thus, the flux (per unit length parallel to the
z-axis) from right to left
from right to left
follows

curve

that

the

across
flux

across

ABP is equal to the flux

ACP. Since ACP is arbitrary, it

from

right

to left

across any

joining points A and Pis equal to the flux from right

to left

across

once the base point A has been


on the position of point P,
words, if we denote the flux by

ABP. In fact,

chosen, this flux only depends


and the time t.In other
then it is solely

a function

of the location of Pand the time.

(5 .44)

84

FLUID MECHANICS

P2
P1

Figure 5.5: Two-dimensional flow.

point Phas Cartesian coordinates

x,y,then we can write


= (x, y, t).
(5.39)

The function is known


the existence of

a stream

as the stream function. Moreover,


function is a direct consequence

of the assumed incompressible nature of the flow.


Consider

two points, P1 and P2

in addition to the

fixed point A. See Figure 5.5. Let 1 and 2 be the fluxes


from right to left

..
.

across curves

AP1 and AP2

Now, using

across
across AP1 plus the flux across
P1P2 Thus, the flux across P1P2 from right to left, is 2
1
Now, if P1 and P2 both lie on the same streamline then
the flux across P1P2 is zero, since the local fluid velocity is

similar arguments to those employed above, the flux


AP2

is equal to the flux

directed

everywhere parallel to P1P2

It follows that 1

we conclude that the stream function is


constant along a streamline. The equation of a streamline is
thus = c,where c is an arbitrary constant.
Let P1P2 = s be an infinitesimal arc of a curve that is
sufficiently short that it can be regarded as a straight-line.
The fluid velocity in the vicinity of this arc can be resolved
into components parallel and perpendicular to the arc. The
2

Hence,

component parallel to s contributes

across

the

perpendicular

arc

from

right

to

nothing to the flux

left.

The

component

to s contributes v s to the flux. However,

the flux is equal to 2

Hence,

2 1

(5.40)

In the limit s 0, the perpendicular

to left

across

velocity from right

ds becomes

ds

(5.41)

Thus,

in

infinitesimal

Cartesian

arcs

coordinates,

parallel to the

that

by

considering

x- and y-axes, we

deduce

vx

vy

(5.42)

,
.

(5.43)

These expressions

can be combined to give

= ez

(5 .56)

Incompressible Inviscid FluidDynamics

85

Note that when the fluid velocity is written in this form


then

it

immediately

incompressibility

becomes

constraint

satisfied [since (A

and (A.176)]. It is also

clear

that

the

0 is automatically

B) rain
const
0see
t v
Equations
0 i s automa
(A.175)
tic

clear that the stream function is

undefined to an arbitrary additive constant.

The vorticity intwo-dimensional flow takes the form

ez

,
.

(5.45)
where
z

vy

vx

(5.46)
Thus, it follows from Equations (5.42) and (5.43) that

+
y

(5.47)
Moreover,

irrotational

two-dimensional

is

flow

characterized by

0.

(5.48)
When expressed

in terms of cylindrical

coordinates

(see Section C.3), Equation (5.44) yields

= vr (r, , t) er

(r, , t) e

(5.49)

where

vr

1r

Moreover, the vorticity is

=z

ez

(5.50)

(5.51)

where
!

1r

+
r

r2

(5.52)

5.9

Two-Dimensional Uniform Flow

Consider

flow pattern that is

steady two-dimensional

uniform:

i.e., such that the fluid velocity is the


the

x-y plane.

For instance,

suppose

same

everywhere

that the

common

in

fluid

velocity is

= V0

cos

ex +

V0

sin 0

ey

(5.53)
which corresponds

to flow at the uniform speed V0 in a

fixed direction that subtends

(counter-clockwise)

angle

0 with the x-axis. It follows, from Equations (5.42) and

(5.43), that the stream function for steady uniform flow


takes the form
(x, y)

= V0

(sin 0

x cos

y)

(5.54)
When written in terms

of cylindrical

coordinates,

this

becomes
(r, )

V0

sin(

0 ).

(5.55)

Note, from (5.54), that

2/x

= 2/y

=0

Thus, it follows from Equation (5.47) that uniform flow


is irrotational. Hence, according to Section 5.7, such flow

can also

be derived from

a velocity

potential. In fact, it

is easily demonstrated that


(r, )

(5.61) 86
FLUID MECHANICS

V0

cos(

0 ).

Figure 5.6: Streamlines of the flow generated by a line

source
5.10

coincident with the z-axis.

Two-Dimensional Sources and Sinks

Consider

uniform

line

source,

coincident

with the

z-axis, that emits fluid isotropically


Q unit volumes

we expect

the

associated

isotropic, and everywhere

source.

at the steady rate of

per unit length per unit


steady

directed radially

See Figure 5.6. Inother words,

v = vr (r)er

time. By symmetry,

flow

pattern

away

to be

from the

we expect

(5.57)
Consider

cylindrical

z-direction) and radius


In

steady

surface S of unit height (in the

r that

is co-axial with the

state, the rate at which fluid

source.

crosses

this

surface must be equal to the rate at which the section of

the source enclosed by the surface emits fluid. Hence,


ZS

dS

= 2rvr

(r)

=Q,

(5.58)
which implies that

vr (r)

2r

(5.59)
According to Equations (5.50) and (5.51), the stream
function associated with

a line source

coincident with the z-axis is

of strength Q that is

(r,)

2
(5.60)

Note that the streamlines,


from the z-axis,

stream

the

as illustrated

function

= c,are directed

away

in Figure 5.6. Note, also, that

associated

a line source is
cause any particular

with

multivalued. However, this does not


difficulty,

radially

since the stream function is continuous, and its

gradient single-valued.
Note, from Equation (5.60), that /r
2
0. Hence, according to (5.52), z =

=
=
= 0.In other

words, the steady flow pattern associated


with

line

source

is irrotational, and

can, thus,

a uniform

be derived from

velocity potential. In fact, it is easily demonstrated

that

this potential takes the form

lnr.
2
Incompressible
Inviscid Fluid Dynamics
(5.71)
87
(r,)

A uniform line sink, coincident with the z-axis,


which absorbs fluid isotropically at the steady rate of Q
unit volumes

per unit length per unit time has an associated

steady flow pattern

v =

er

2r

(5.62)

whose stream function is


(r,)

Q
.

(5.63)
This flow pattern is also irrotational, and

can be derived

from the velocity potential

(r,)

lnr.
2

(5.64)

source and a line sink of equal


run parallel to the z-axis, and are
located a small distance apart in the x-y plane. Such an
arrangement is known as a dipole or doublet line source.
Suppose that the line source, which is of strength Q, is
located at r = d/2 (where r is a position vector in the x-y
Consider

line

strength, which both

plane), and that the line sink, which is also of strength Q, is

located at

r = d/2.
Q

(r)

= 2

Let the function


Q

tan
2

1(y/x)

(5.65)

be the stream function associated with a line source of


strength Q located at r
0. Thus, Q (r r0 ) is the

a line source of
(r strength
r0
r = r0 Furthermore, the stream function
associated with a line sink of strength Q located at r = r0
is Q (r r0 ). Now, we expect the flow pattern
associated with the combination of a source and a sink to
be the vector sum of the flow patterns generated by the
source and sink taken in isolation. It follows that the overall
stream function is the sum of the stream functions
generated by the source and the sink taken in isolation. In
stream function associated with
Q located at

other words,

(r)

=Q (r d/2) Q (r + d/2) d Q (r),

(5.66)

to first order ind/r. Hence, if d =d(cos0 ex + sin0 ey )


= d[cos( 0 )er sin( 0 )e ],so that the line joining
=the
d[cos(
sink to
the
0 source
sin
subtends a (counter-clockwise) angle
0 with the x-axis, then

(r,)

(5.67)

D sin( 0 )

where D

=Qd is termedthe

strengthof the dipolesource.

Note that the abovestream functionis antisymmetricacross


the line

=0

joining the

source to the sink. It follows

that the associated dipole flow pattern,

D cos( 0 )

vr (r,)

r2

(5.68)

D sin( 0 )

(r,)

r2

(5.69)

across

is symmetric
streamlines
characterized

associated
by

this

> 0 and

dipole

linear

superposition

of

the

pattern

that the flow

2.

A dipole flow pattern is necessarily

shows

flow

= 0. Note

speed ina dipole pattern falls off like 1/r

it is

5.7

line. Figure

with

irrotational since

two irrotational

flow

patterns. The associated velocity potential is


(r,)

cos( 0 )

(5.70)

5.11

Two-Dimensional Vortex Filaments

Consider

a vortex

filament of intensity

that is

coincident with the z-axis. By symmetry,

we expect

the

associated

flow pattern to circulate isotropically around the

filament. See Figure 5.8. Inother words,

v =v (r)e
88

we expect

FLUID MECHANICS
1
0.8
0.6
0.4
0.2

0
0.2

0.4

0.6

0.8

1
1

0.5

0.5

x
Figure 5.7: Streamlines of the flow generated by

a dipole

line source coincident with the z-axis and aligned along

the x-axis. The flow is outward along the positive x-axis


and inward along the negative x-axis.
H

vH dr,
any closed curve in the x-y plane is equal to the
netarou
r,
intensity
nd any
ofclo
the
s vortex
ed curve
filaments
in the that
x- ypass
planthrough
e is eq the
ua
curve.
to the net
Consider a circular curve of radius r that is
Now, according to Section 5.5, the circulation,

around

concentric

with the origin. It follows that


I
r

v dr = 2rv

(r)

=,

(5.72)

or
v

(r)

2r

(5.73)
According

to Equations (5.50) and (5.5 1), the stream

function associated with

a vortex

filament of intensity

that is coincident with the z-axis is


(r,)

lnr.
2

(5.74)

= c, circulate around the


as illustrated inFigure 5.8.
can be seen, from Equation (5.74), that

Note that the streamlines,


z-axis,
It

(/r)(r/r)

(5.52) that

pattern

= / = 0. Hence, it follows from


= 0. In other words, the flow

= 2

associated

with

irrotational. This is

vortex

straight

is

filament

somewhat surprising result, since

there is a net circulation of the flow around the filament,


and,

according

to

non-zero

implies

Section

vorticity.

5.5,

non-zero

The

circulation

can
a small,

paradox

resolved by supposing that the filament has

be
but

finite, radius. In fact, let the filament have the finite radius

a,

and be such that the vorticity

is uniform inside this

radius, and zero outside: i.e.,


(
z

/a

r a
r >a

(5.75)

Note that the intensity of the filament (i.e., the


product of its vorticity and cross-sectional area) is still .
According to Equation (5.52), and assuming that

=(r),

1r

r
(5.82)

dr

/a

r a

r> a

Incompressible Inviscid Fluid Dynamics

89

Figure 5.8: Streamlines of the flow

generated by a line vortex coincident with the z-axis.

The solution that is well-behaved


(up to its first derivative) at r
(

(r,)

(/4)(r

2/a 2

at

r = 0, and

continuous

=a, is

1)

r a
r> a

(/2) ln(r/a)

(5.77)

Note that this expression is equivalent to (5.74) (apart from

an unimportant

additive constant) outside the filament, but

differs inside. The associated circulation velocity, v (r)

/r, is
(
v

(r)

(/2)(r/a

2)

r a
r> a

(/2)(1/r)

(5.78)

whereas the circulation, r (r)


(
r

(r)

(r/a)

=2rv (r),is written


r a
r> a
(5.79)

Thus,

we

conclude that the flow pattern associated with

straight vortex filament is irrotational outside the filament,


but has finite vorticity inside the filament. Moreover, the

non-zero

internal

circulation

vorticity

generates

a constant

net

of the flow outside the filament. In the limit in

which the radius of the filament tends to zero, the vorticity


within the filament tends to infinity (insuch

a way that
area of

product of the vorticity and the cross-sectional


filament

the
the

remains constant), and the region of the fluid in

which the vorticity

is

non-zero

becomes

infinitesimal

in

extent.
Let us determined the pressure profile in the vicinity of
a vortex filament of finite radius. Assuming, from symmetry, that p = p(r), Equation (2.149), yields
2

dp

dr

(5.80)
which

can be integrated to give


Z

dr,

(5.81)
where

is

the

of expression (5.78),

pressure
we obtain

at

infinity.

p (/2)(/2a)

Making

(2

use

r 2 /a 2)

p(r)

p (/2)(/2a)

m )]

(a/r)

(5.92)

90

FLUIDMECHANICS

pressure occurs at

It follows that the minimum


of the vortex (r

the center

=0),and takes the value


?

?2

p0

2a

(5.83)

pressure in a fluid
that a vortex filament

Now, under normal circumstances, the

must remain positive, which implies


of intensity

, embedded

backgroundpressure p

a fluid
a minimum

in

has

and

of density

radius of order
!1/2

amin

(5.84)
Finally,

since

the

flow

pattern outside

vortex filament is irrotational, it


velocity

can

straight

be derived from

potential. In fact, it is easily demonstrated that the

appropriate potential takes the form

(r,)

2
(5.85)

Note that the above potential is multivalued. However, this


does not

cause any

particular difficulty, since the potential

is continuous, and its gradient single-valued.

5.12

Two-Dimensional

Irrotational

Flow in

Cylindrical Coordinates

we have seen, in a two-dimensional flow pattern, we


can automatically satisfy the incompressibility constraint,
v = 0, by expressing the pattern in terms of a
As

stream function. Suppose, however, that, in addition to


being

incompressible, the flow pattern is also irrotational.

Inthis case, Equation (5.47) yields

0.

(5.86)
In cylindrical

coordinates,

since

(r, , t), this

expression implies that (see Section C.3)


!

1r

+
r

=0.

(5.87)
Let

us

search for

separable

Equation (5.87) of the form

steady-state

solution of

(r, )

R(r) ().
(5.88)

It is easily

seen that

R dr

dR

1d

dr

(5.89)
which

can only

be satisfied if
!

dR

dr

R,

dr
d

(5.90)

(5.91)

m2

where
general

is

an

solution

combination
However,

of

arbitrary

Equation

of

constant.

(5.91)

and

exp(im)

assuming

()

and,

is

The
linear

factors

exp(im)

over

all

must be single-valued

in ,

that the flow extends

values, the function

otherwise

(positive)

, ,

hence,

vwould
be
must not
be sinbe
gle -val

follows
that
m can
ued
single-valued
in , otherwi
(which
se
is unphysical).
and he nceIt v
wo ul
dnot
be

only take integer values (and that


rather than

a negative,

of Equation (5.90) is

combination

be

positive,

constant). Now, the general solution

linear combination

factors, except for the special

linear

m 2 must

of

r0

of

rm

r m
it is a

and

case m = 0, when
r factors. Thus,

and ln

the

stream

general

irrotational

function

for

flow (that extends

steady

over

two-dimensional

all values of ) takes

the form
(r,)

from

=0

Xm>0

+ 0 lnr +

(m

r m + m r m)

sin[m(

m )],

Incompressible Inviscid Fluid Dynamics

91
where m

,,
,

and m

are

recognize the first few terms

arbitrary

on the

constants. We

can

right-hand side of the

zero gradient,
any flow. The term 0
by a vortex filament of

above expression. The constant term 0 has


and, therefore, does not give rise to
ln ris the flow pattern generated
intensity 20
11.) The
of

speed

coincident with the z-axis. (See Section 5.

term 1
1

sin(1 )correspondsto uniformflow

whose

direction

subtends

(counter-clockwise) angle 1 with the minus x-axis. (See


5.9.)

Section

Finally,

the

term 1

sin(

1 )/r

corresponds to a dipole flow pattern. (See Section 5.10.)


The velocity potential associated with the irrotational

stream function (5.92) satisfies [see Equations (5.29) and


(5.44)]

1r

1r

(5.93)

(5.94)
It follows that
(r,)

=0

Xm>0
0

rm

(m

r m)

cos[m( 0 )].

(5.95)

5.13

Inviscid Flow Past

a Cylindrical

Obstacle
Consider

the steady

impenetrable
uniformly

flow

pattern

rigid cylindrical

produced

obstacle

when

is placed

an
a

in

flowing, incompressible, inviscid fluid, with the

cylinder orientated such that its axis is normal to the flow.


For instance,

suppose

that the radius of the cylinder is

and that its axis corresponds


Furthermore,
magnitude V0

let the

to the line

unperturbed

fluid

a,

= y = 0.

velocity

be of

and be directed parallel to the x-axis. Now,

we expect the flow pattern to remain unperturbed very far


away from the cylinder. In other words, we expect v(r, )

farV0
away
ex as
fror/a
m t he
cylin
, which
der. Incorresponds
o the rw ords,
towe
a boundary
e xpect v(
r,)
condition on the stream function of the form (see Section
5.9)

(r,) V0

rsin

as r/a

(5.96)

Given

that

the fluid

velocity

field

large

upstream of the cylinder is irrotational (since


already

seen that

circulation

Section 5.9), it follows from the

theorem

(see Section

velocity field remains irrotational


the cylinder.

have

the flow pattern associated with uniform

flow is irrotationalsee

Kelvin

distance

we

as

5.6) that the

it is convected past

Hence, according to Section 5.8, the stream

function of the flow satisfies Laplaces equation,

= 0.

(5.97)
The appropriate boundary condition at the surface of the
cylinder is simply that the normal fluid velocity there be

zero,

since the fluid must

cylinder,

but

cannot

vr (a,)(1/a)/|r=a

stay in contact

penetrate

its

surface.

with the
Hence,

=0,which implies that


(a, )

0,

(5.98)
since is undetermined to an arbitrary additive constant. It
follows that

we are

searching for the most general solution

of (5.97) that satisfies the boundary conditions (5.96) and

(5.98). Comparison with Equation (5.92) reveals that this


solution takes the form
(r,)

=V0 a

ln

r
a

r
a

ar

sin

(5.99)

where

2aV0
(5.100)
and

is the circulation of the flow around the cylinder.

(Note that the velocity field

possess nonzero

loop that encloses


surface lying

can

be irrotational, but still

circulation around the cylinder, because


the cylinder cannot be spanned by

entirely

such

a loop

from Stokes theorem.)

0, for the sake of definiteness.


92
FLUID MECHANICS
5
4

zero fluid
zero circulation around
Let us assume that

within the fluid. Thus,

vorticity does not necessarily imply

a
a

3
2
1
y/a

0
1
2
3
4
5
5 4 3 2 1 0

x/a

Figure 5.9: Streamlines of the flow generated by a


cylindrical obstacle of radius

a,whose

z-axis, placed inthe uniform flow field


normalized circulation is

Figure

calculated
circulation,

5.95.

=0.

1 1show

for various different


. For

< 2 there

surface of the cylinder

axis

runs along the

v =V0 ex

streamlines

of

The

the

flow

values of the normalized


exist

a pair

of points

on the
zero.

at which the flow speed is

These

are known as stagnation points, and can be located in


as the points at which streamlines

Figures 5.9 and 5.10

of the cylinder at right-angles.

intersect the surface

Now,

the tangential fluid velocity at the surface of the cylinder is


?????r=a

vt

()

=v (a,) =

= V0

+ 2 sin).

(5.101)
The stagnation points correspond to the points at which vt

= 0 (since the normal velocity

is automatically

zero at

the

surface of the cylinder). Thus, the stagnation points lie at


1(/2).
sin
When > 2 the stagnation points coalesce

and move off the surface of the cylinder, as illustrated in


Figure 5.1
1
(the stagnation point corresponds to the point
ce
at which two streamlines cross at right-angles).
The irrotational

form of Bernoullis

theorem, (5.37),

can Th
be e
combined
with
the boundary
condition
v m
V0 (5
as
ir rot ation
al form
of Ber no
ull is theore
r/a , as well as the fact that is constant in the
present case, to give
p = p0 +

?V

?
2
0

(5.102)
where p0 is the constant static fluid

pressure a large

distance from the cylinder. Inparticular, the fluid

on the

= p(a,) = p0
?V

12

?
2

pressure

surface of the cylinder is

vt

=p1 + V

(cos2 2 sin ),

(5.103)
where p1

= p0 (1/2)V

The net force

2
0

(1+

per unit length

2).

exerted

on

the cylinder by the fluid has the Cartesian

components

Fx

Pcosad,
I

(5.104)

Fy

Psinad.

the fact Incompressible Inviscid FluidDynamics


93

5
4
3
2
1
y/a

0
1
2
3
4
5
5 4 3 2 1 0

x/a

Figure 5.10: Streamlines of the flow generated by a


cylindrical obstacle of radius

a,whose

z-axis, placed inthe uniform flow field


normalized circulation is

=1.

Thus, it follows from (5.103) that

axis

runs along

v =V0 ex

The

the

Fx

0,

(5.106) Fy

2V

a =V0

().

(5.107)
Now, the component

exerts
parallel

on an

of the force which

moving fluid

obstacle, placed in its path, in

to that of the unperturbed

direction

flow is usually called

drag. On the other hand, the component

of the force

which the fluid exerts in a direction perpendicular to that


of the unperturbed

above equations
placed in

zero

flow is usually called lift. Hence, the

imply that if

uniformly

cylindrical

obstacle

is

flowing inviscid fluid then there is

drag. On the other

hand,

as

long

as

there is net

circulation

of the flow around the cylinder, the lift is

non-zero.

Now,

lift

circulation

tends

to increase

is generated

because

the fluid

above, and to decrease

it directly

Thus, from Bernoullis

theorem,

(negative)

speed

below, the
the fluid

directly

cylinder.

pressure

is

decreased above, and increased below, the cylinder, giving


rise to a net upward force (i.e., a force inthe +y-direction).

Suppose that the cylinder is placed in a fluid which is

initially at rest, and that the fluids uniform flow velocity,


V0

no

is then

very

slowly ramped

up

(in such

a manner

that

vorticity is induced in the upstream flow at infinity).

Since the flow pattern is initially irrotational, and since the

flow pattern well upstream of the cylinder is assumed to

remain irrotational, the Kelvin circulation theorem indicates

pattern around the cylinder also remains

that
the flow
HC

Consider the time evolution of the circulation,

irrotational.
HC

dr, around

some

fixed

curve

C that lies entirely

within the fluid, and encloses the cylinder. We have


IC

dC

IC

"

dt

1 2
v
2

+v

IC

dr

dr =

dr,

(5.108)

where

use

has been made of (5.24) (with assumed

= z ez in two-dimensional flow,
= dS, where dS is an outward surface element

constant). However,

and dr
of

ez

unit depth (in the z-direction) surface whose normal

lies in the

x-y

plane, and that cuts the

x-y

plane at C. In

other words,

IS

dC

v dS.

dt

(5.109)

We, thus,
circulation
vorticity

conclude

that

the

rate of

change

of

the

around C is equal to minus the flux of the

across

S [assuming that vorticity is convected by

the flow, which follows from (5.25), the fact that


(5.111) 94

= z

FLUID MECHANICS
5
4
3
2
1
y/a

0
1
2
3
4
5
5 4 3 2 1 0

x/a

Figure 5.11: Streamlines of the flow generated by a


cylindrical obstacle of radius

a,whose

z-axis, placed inthe uniform flow field


normalized circulation is

=2.5.

axis

runs along

v =V0 ex

The

the

that /z

= 0 in two-dimensional

have already

seen

flow]. However,

that the flow field surrounding

cylinder

is irrotational (i.e., such that z

that C

is constant

originally,

we
the

= 0).It follows
=0

in time. Moreover, since C

because the fluid surrounding

we deduce
we conclude

the cylinder

was

= 0 at all subsequent

initially at rest,

that C

times. Hence,

that, in an inviscid fluid, if the

zero
zero. It follows, from the above analysis,
that, in such a fluid, zero drag force and zero lift force
are exerted on the cylinder as a consequence of the fluid
flow. This result is known as dAlemberts paradox, after
circulation of the flow around the cylinder is initially
then it remains

the French scientist


(17171783).
it

would

seem, at

approximation

Jean-Baptiste

DAlemberts
first

to neglect

le Rond d Alembert

result is paradoxical because


sight,

to be

viscosity

reasonable

alltogether

in high

we end
a high Reynolds
any force on an

Reynolds number flow. However, if we do this then

up

with the nonsensical

number

prediction that

fluid is incapable

of exerting

obstacle placed inits path.

5.14

Inviscid Flow Past

a Semi-Infinite

Wedge
Consider the situation, illustrated in Figure 5.12, in which

incompressible

Let the cross-section


both

on a impenean angle .
in the x-y plane be

irrotational flow is incident

apex

trable rigid wedge whose

z-independent

of the wedge

and

Furthermore, let the

symmetric

apex

about

of the wedge lie at

upstream flow

Finally, let the

subtends

the

x-axis.

= y = 0.

large distance from the

wedge be parallel to the x-axis.


Since the flow is two-dimensional,

and irrotational,

stream

it

can
that

function

incompressible,

satisfies

in terms of

be represented

Laplaces

equation.

Moreover, in cylindrical coordinates, this equation takes


the form (5.87). The boundary
function

conditions

on the stream

are

(r,/2)

= (r,2

/2)

= (r,) = 0.

(5.110)

The

two

first

normal velocity

boundary

conditions

ensure

that

at the surface of the wedge is

the

zero

The third boundary condition follows from the observation


that, by symmetry, the streamline that meets the
the wedge

apex

of

splits in two, and then flows along its top and

bottom boundaries, combined with well-known result that

is constant

(r,)

ona streamline.

r 1+m

It is easily demonstrated that

sin[(1 + m)(

)]

1
+m
(5.116) Incompressible Inviscid FluidDynamics

95

Figure 5.12: Inviscid flow past

is

a solution

a wedge.

of (5.87). Moreover, this solution satisfies the

boundary conditions provided (1+ m)(1 /2)

= 1,or

(5.112)
Since,

as

equation

is well-known,

correct

problems

(for

conditions)

are

unique,

solution

the
with

solutions

to Laplaces

well-posed

we can be sure

to the problem

boundary

that (5.111) is the

under

investigation.

According to this solution, the tangential velocity

on the

surface of the wedge is given by


vt

(r)

=Ar m

(5.113)
where

0. Note that the tangential velocity

is

zero at

the

m
apex of

the wedge. Since the normal velocity

is also

zero at this point, we conclude that the apex is a stagnation


point
zero of the flow. Figure 5 13 shows the streamlines of the
flow for the case = 1/2.
5.15

Inviscid Flow Over

a Semi-Infinite

Wedge
Consider the situation illustrated in Figure 5.14 in which

an incompressible

irrotational fluid flows

trable rigid wedge whose

apex

over an impenean angle .

subtends

Let the cross-section


both

of the wedge in the

z-independent

and

apex

Furthermore, let the


Finally, let the

symmetric

x-y

about

of the wedge lie at

upstream flow

plane be

the

y-axis.

= y = 0.

large distance from the

wedge be parallel to the x-axis.


Since the flow is two-dimensional,

and irrotational,

stream

function

that

boundary conditions
(r,[3 ]/2 )

can

it

be represented

satisfies

Laplaces

on the stream

= (r,[1

function

]/2 )

incompressible,

in terms of
equation.

The

are

= 0.

(5.114)
These boundary conditions

ensure

that the normal velocity

at the surface of the wedge is zero. It is easily demonstrated


that
(r,)

r 1m

cos[(1

m)( /2)]
(5.115)

is

solution of Laplaces

equation,

this solution satisfies the boundary


that (1 m)(1 /2)

(5.87). Moreover,

conditions

m
96
FLUID MECHANICS

provided

= 1/2, or
=

1
+

3
3

x
Figure 5.13: Streamlines of inviscid incompressible
irrotational flow past

a 90

wedge.

Incompressible Inviscid FluidDynamics

97

3
3

x
Figure 5.15: Streamlines of inviscid
incompressible irrotational flow

where

to

1 .

Laplaces

we can

again be

equation

sure

Since

are

over a 90
the

wedge.

solutions

unique,

that (5.115) is the correct

solution to

the

problem

under

investigation.

solution, the tangential

velocity

vt

this singularity in the flow

slightly
wedge. However,
rounding

is infinite

the

apex.

Figure

Velocity

5.15

=1/2.

streamlines of the flow for the case

Potentials

and

m,

(5.117)

have

seen, a

two-dimensional

shows

velocity

which the flow is everywhere parallel to the

the

Stream

Functions

we

(r)

apex of the wedge.


can be eliminated by

at the

speed,

However,

As

of the

0. Note that the tangential velocity, and hence

the flow

5.16

the surface

wedge is given by

where

to this

According

on

x-y

field in

plane, and

there is no variation along the z-direction, takes the form

= vx (x, y, t) ex

Moreover, if the flow is irrotational


automatically

satisfied by writing

+ vy (x,

then

= ,

y, t) ey

(5.118)

= 0 is

where (x,

y,

t)is termed the velocity potential. (See Section 5.7.) Hence,

vx
(5.119)

vy

(5.120)

,
.

On the other hand, if the flow is incompressible

0 is automatically

=(x,
0 isy,
a t) is termed

= z

satisfied by writing

then v

, where

the stream function. (See Section 5.8.)

Hence,

vy

(5.121)

vx

98

,
.

FLUIDMECHANICS

Finally, if the flow is both irrotational and incompressible


then Equations (5.119)(5.120)

and (5.121)(5.122) hold

simultaneously, which implies that

It immediately follows, from the previous two expressions, that

xy

yx

or

x 2
Likewise, it can also be shown that

+
y

= 0.

+
y

= 0.

(5.123)
(5.124)

(5.125)

(5.126)
(5.127)
We conclude that, for two-dimensional, irrotational, and
incompressible flow, the velocity potential and the stream
function both satisfy Laplaces equation. Equations

(5.123) and (5.124) also imply that

=0:

(5.128)
i.e., the contours of the velocity potential and the stream
function

5.17

cross at right-angles.

Exercises

5.1. Liquid isled steadily through

a pipeline

that

passes over a

hill of height hinto the valley below, the speed at the crest being

v.Show
cross-sectional

that, by properly adjusting the ratio of the

areas

of the pipe at the crest and inthe valley, the

pressure
may be equalized at these two places.
5.2. For the case of the two-dimensional motion

of an

incompressible fluid, determine the condition that the velocity

components

=
=

vx

vy

a x + by,

c x + dy

satisfy the equation of continuity. Show that the magnitude


of the vorticity is

c b.

5.3. For the case of the two-dimensional motion of an


incompressible fluid, show that

vy

vx

c(a

2c xy,
2

are the velocity components

+x 2

y )

of a possible flow pattern.

Determine the stream function and sketch the streamlines. Prove


that
the motion is irrotational, and find the velocity potential.

5.4. A cylindrical vortex inan incompressible fluid is co-axial


with the z-axis, and such that z takes the constant value for

r a, and

is

zero

for

r > a, where r is a cylindrical

coordinate. Show that

1 dp
dr

a4

where p(r) is the pressure at radius

r inside

the vortex, and

the circulation of the fluid outside the vortex is 2. Deduce that

p(r)

r2

2a 4

+ p0

where p0 is the pressure at the center of the vortex.

Incompressible Inviscid Fluid Dynamics

99
5.5. Consider the cylindrical vortex discussed inExercise 5.4.
If p(r) is the pressure at radius

r external to the vortex,

demonstrate
that

p(r)
where

2r 2

+ p

is the pressure at infinity.

5.6. Show that the stream function for the cylindrical vortex
discussed inExercises 5.4 and 5.5 is (r)

=(1/2)a

ln(r/a)

for

r > a,and (r) = (1/4)(r 2 a 2) for r a.


a volume V whose boundary is the surface S.
Suppose that V contains an incompressible fluid whose motion
5.7. Consider

is
irrotational. Let the velocity potential be constant

over

S.Prove that has the same constant value throughout V.[Hint:

Consider the identity

(AA)

A + A 2 A.]

5.8. In Exercise 5.7, suppose that, instead of taking

on the boundary,
zero

constant value
everywhere

the normal velocity is

on the boundary.

Show that is constant throughout V.

a liquid the
any small circle of radius r

5.9. Prove that inthe two-dimensional motion of

mean tangential

fluid velocity around

is
r, where 2 is the value of

vy

vx

at the center of the circle. Neglect terms of order


5.10. Show that the equation of continuity for the
two-dimensional motion of an incompressible fluid

r3

can be

written
(rvr )

+
r

= 0,

r, are cylindrical coordinates. Demonstrate that


vr = akr n exp[k(n + 1)] and
n
v = ar exp[k(n + 1)]. Determine the stream function,
show that the fluid speed at any point is
where

this equation is satisfied when

and

1
(n + 1)

+k 2 /r,

where is the stream function at that point (defined such

that

= 0 at r= 0).

5.11. Demonstrate that streamlines

cross at right-angles at a

stagnation point intwo-dimensional, incompressible, irrotational


flow. 5.12. Consider two-dimensional, incompressible, inviscid

flow. Demonstrate that the fluid motion isgoverned by the


following

equations:

+ [,]

where
(1/2)v

v = ez

, [A,B]

+ .

0,

= ez

B, and

= p/ +

5.13. For irrotational, incompressible, inviscid motion in

two-dimensions show that

where

q = |v|.

100

q = q 2q,

FLUID MECHANICS

2D

Potential

Flow

101

6 2D Potential Flow
6.1

Introduction

This chapter

discusses

the

use

of complex

analysis

to

simplify calculations

in-viscid,

in two-dimensional,

irrotational,

incompressible,

fluid

inviscid,

incompressible,

dynamics.

irrotational

Incidentally,
is

flow

usually

referred to a potential flow, since the velocity field

represented
Laplaces

in terms of

equa-tion. In the

can be

velocity potential that satisfies


following, all flow patterns

assumed to be such that the z-coordinate

are

is ignorable. In

other words, the fluid velocity is everywhere parallel to the

= 0. It follows that all line sources and


run parallel to the z-axis. Moreover, all
solid surfaces are of infinite extent along the z-axis, and
have uniform cross-sections. Hence, it is only necessary to
specify the locations of line sources, vortex filaments, and
solid surfaces inthe x-y plane.
x-y plane,

and /z

vortex filaments

6.2

Complex Functions

The complex variable is conventionallywritten

z = x + iy,
(6.1)
where i
represents the
and

y are

corresponding

both

square root
and are

real,

Cartesian

should not be confused


strictly two-dimensional

of minus
identified

coordinates.
with

one.

Here,

with

(Incidentally,

z-coordinate:

the

this is

z
a

discussion.) We can also write

= re

where

r=

px
px

(6.2)
2

+ y 2 and

modulus and argument of

=tan 1(y/x)

z,respectively,

identified with the corresponding

are termed the


but can also be

plane polar coordinates.

Finally, DeMoivres theorem,

= cos + isin ,
(6.3)

implies that

=
=

x
(6.4) y

r cos,
r sin.
(6.5)

can define functions of the complex variable, F(z),


like we would define functions of a real variable. For

We
just

instance,

(6.6)

F(z)

F(z)

z2
1z

,
.

(6.7)
For

given function, F(z),

we can

substitute

= x + iy

and write

F(z)

= (x,

y)

i(x, y),
(6.8)

where

(x,

y) and

functions. Thus, if

(x,

y)

are

real two-dimensional

F(z)

z2

(6.9)

then
F(x

+ iy) =

(x

iy)

= (x

2)

2i
x

y,

(6.10)
giving

x2

(x,y)

(6.11) (x,y)

2 xy.

102
FLUID MECHANICS

6.3
We
the

Cauchy-Riemann Relations

can define the derivative of a complex function in just


same manner that we would define the derivative of a

real function: i.e.,


dF

F(z

+ z)

lim|z|

dz

F(z)

(6.13)
However,

we now

well-behaved
differentiable)

have

function

then

of

the limit

If

F(z)

is

(i.e., finite, single-valued,

plane
in

course, many different


we look at a regular

but if

problem.

it should

direction in the complex


when taking

not

we

matter

complex

and

which

z
are,

approach the point

Equation
possible

from

(6.13).
approach

There

directions,

function, F(z)

=z

(say), then
dF
dz

2z

(6.14)
is perfectly

well-defined,

independent

of the details of how the limit is taken in

and is, therefore,

completely

Equa-tion (6.13).

same
no matter from which direction we approach z,
means that there are some restrictions on the forms of the
The fact that Equation (6.13) has to give the

result,

functions (x, y) and (x, y) in Equation (6.8). Suppose

that

we

approach

z along

the real axis, so that z

= x. We

obtain

dF

dz
(x
lim|x|0

+i

+ x,y) + i(x + x,y) (x,y) i(x,y)

x
(6.15)

we now approach z along


so that z =iy. We get
Suppose that

dF

the imaginary axis,

dz
(x,y

+ y) + i(x,y + y) (x,y) i(x,y)

lim|y|0

= i

+
y

iy
(6.16)

But, if F(z) is a well-behaved function then its derivative

must be well-defined, which implies that the above two

are equivalent.

expressions

(6.17)

This requires that

(6.18)
These expressions

are called

the Cauchy-Riemann

and are, in fact, sufficient to ensure that all


possible

ways

of taking the limit (6.13) give the same

result.

6.4
Note

Complex Velocity Potential


that

Equations

Equations

(6.17)(6.18)

(5.123)(5.124).

and imagi-nary parts of


complex

variable

potential

and

can

stream

are

This suggests
well-behaved

be interpreted
function,

identical

to

that the real

function of the

as

the

respectively,

velocity
of

some

two-dimensional, irrotational, incompressible

suppose

For instance,
F(z)

= V0

flow pattern.

that

z,

(6.19)
where V0 is real. It follows that

(r,)

V0

(6.20) (r,)

rcos,

V0

rsin.

(6.21)
It can be

seen, by

comparison with the analysis of Section

5.9, that the complex velocity potential (6.19) corresponds

to uniform flow of speed V0


Furthermore,
velocity

as

is easily

along the x-axis.


the

complex

potential associated with uniform flow of speed V0

whose direction subtends

with the x-axis is F(z)

2D

directed

demonstrated,

Potential

= V0

Flow

(counter-clockwise)

ze i0

angle 0

103
Suppose that

F(z)

lnz,

2
(6.22)

where Q is real. Since lnz

=lnr +i, it follows that

(6.23)

(r,)

lnr,

2
Q

(r,)

2
(6.24)

to the analysis

Thus, according

to the flow

complex velocity potential (6.22) corresponds

pattern

of

line

source,

of strength Q, located at the

origin. (See Figure 5.6.) As


this result, the

complex

5.10, the

of Section

at the point

strength

Q, located

(Q/2)

ln(z z0 ), where

z0

,.

simple generalization

potential

of

(x0

= x0

line

of

y0 ), is F(z)

+ iy0

Note, from

(6.22), that the complex velocity potential of


is singular at the location of the

of

source,

a line source

source.

Suppose that

F(z)

lnz,

2
(6.25)

where is real. It follows that

(r,)

2
(6.26)

(r,)

lnr.

(6.27)
Thus, according

to the analysis

to the flow

complex velocity potential (6.25) corresponds

a vortex

pattern

of

origin.

(See

located at the

filament of intensity

Figure

complex velocity

5.11, the

of Section

5.8.) Note, from (6.25),

potential of

a vortex

that

the

filament is singular

at the location of the filament.


Suppose, finally, that

F(z)

where V0

z+

+i

ln

(6.28)

a,and , are real. It follows

(r,)

(6.29)

= V0

a2

r+

V0

(r,)

that

V0

a2

a2

sin

cos

2
?

ln

(6.30)
Thus, according

to the analysis

of

Section

complex velocity potential (6.28) corresponds


inviscid

flow of unperturbed

the x-axis, around


centered

on

an

impenetrable

Here, is the circulation

=0

on the

to uniform

running parallel to

cylinder of radius

a,

(See Figures 5.9, 5.10, and 5.11.)

the origin.

Note that

speed V0

5.13, the

of the flow about the cylinder.

surface of the cylinder (r

= a),

which

ensures that the normal velocity


as must be the case if the cylinder

surface,

6.5

is

zero on

this

is impenetrable.

Complex Velocity

It follows from Equations (5.119), (5.122), and (6.15) that

dF

dz

+i

= vx + ivy

x
(6.31)

Consequently, dF/dz is termed the complex velocity. Note

that
???

???

dF
dz

=v x2

+v y

=v 2

point 104
FLUID MECHANICS

where

v is the flow

A stagnation

speed.

as a point
v, falls to zero.

point is defined

pattern where the flow speed,

in

flow

It follows,

from the previous expression, that

dF
dz

(6.33)

at

a stagnation

point. For instance, the stagnation points

of the flow pattern produced when

a, centered on the origin,

of radius

flow of speed V0

a cylindrical

directed parallel to the x-axis, and the

circulation of the flow around is cylinder is ,


by setting the derivative of the complex

to

zero.

obstacle

is placed in a uniform

It follows that the stagnation

are

found

potential (6.28)

points satisfy the

quadratic equation

dF

= V0

dz

a2

+i

2z

=0.

(6.34)
The solutions

are

z
a

q1

= i

(6.35)
where

= /(4V0

a), with the proviso that |z|/a

since the region |z|/a

<

1is occupied
p1

>

1,

by the cylinder.

stagnation points on the


p1
surface of the cylinder at x/a
2 and y/a
.
p1
On the other hand, if > 1
then there is a single stagnation
Thus,

point
p

if

below

1.

1
then there

are two

the cylinder

at x/a

=0

and y/a

Now, according to Section 5.7, Bernoullis

an steady, irrotational,

p+

12
v

= p0

theorem in

incompressible fluid takes the form

(6.36)
where p0 is a uniform constant, and where gravity (or
other body force) has been neglected. Thus, the
distribution insuch a fluid

any
pressure

can be written

???

12
p0

???

dF

dz

(6.37)

6.6

Method of Images

Let F1(z)

= 1 (x,y) + i1 (x,y) and F2 (z) = 2 (x,y) +

i
2 (x,y)be complex velocity potentials corresponding to
distinct,

two-dimensional,

flow patterns

whose

irrotational,

stream functions

incompressible

are

1 (x, y) and

2 (x,y), respectively. It follows that both stream functions

= 0.
= F1(z) +F2 (z). Writing F3 (z) = 3 (x,
y) + i3 (x,y), it is clear that 3 (x,y) = 1 (x,y) + 2 (x,
=
+
= 0, so 3 also
y). Moreover,
satisfy

Laplaces

equation:

i.e.,

Suppose that F3 (z)

satisfies Laplaces equation. We deduce that two complex

velocity

potentials,

two-dimensional,

patterns,
potential

can

to another

incompressible

below, this idea

can

distinct,

incompressible

to produce

be superposed

that corresponds

irrotational,

to

corresponding
irrotational,

flow

flow

third velocity

two-dimensional,

pattern. As

described

be exploited to determine

the flow

patterns produced by line sources and vortex filaments inthe


vicinity of rigid boundaries.
As

an example,
sources of

two line

consider

situation in which there

are

strength Q located at the points (0, a).

See Figure 6.1. The complex

resulting flow pattern is the


a).

velocity

potential of the

sum of the complex

potentials

of each source taken in isolation. Hence, from Section 6.4,

F(z)

ln(z ia)
2

ln(z
2

+ ia) =

ln(z

+ a 2).

(6.38)
Thus, the stream function of the flow pattern (which is the
imaginary part of the complex potential) is

(x,y)

tan
2

2 xy

x2

y2

+a 2

(6.39)
Note that (x,0)

=0,which implies that there is zero flow

y = 0.Hence, inthe region y >0,we


as that
by a single line source of strength Q,located at

normal to the plane

could interpret the above stream function


generated
(6.44)

2DPotential Flow

105

x
a

Figure 6.1: Two line sources.

(0, a), in the

presence

of

a planar

y = 0.

rigid boundary at
2

This follows because the stream function satisfies


everywhere

in the

=0

y > 0, has the requisite


to a line source of strength Q)

region

singularity (corresponding

at (0,a), and satisfies the physical boundary condition that


velocity be zero at the rigid boundary.
as is well-known, the solutions of Poissons
equation are unique. The streamlines of the resulting flow
pattern are shown in Figure 6.2. Incidentally, we can think
of the two sources in Figure 6.1
as the images of one
the

normal

Moreover,

another

in the boundary

plane. Hence, this method

of

calculation is usually referred to as the method of images.


Now,

the

complex

velocity

associated

with

the

complex velocity potential (6.38) is

dF

dz

z +a2
2

(6.40)
Hence, the flow speed at the boundary is
???

???

dF
(x,0)
dz

|x|/a

a 1
+x 2 /a 2

(6.41)
It follows from (6.37) (and the fact that the flow speed at

excess pressure on the


to the presence of the source, is

infinity is zero) that the

due

boundary,

???

p(x,0)

???

dF

dz

?2

(1+ x 2 /a 2) 2

y=0

x 2 /a 2

(6.42)
Thus, the
acting

excess

on the boundary
Z

Fy

per

force

inthe y-direction is

unit length (in the z-direction)

p(x,0)dx

(1+ 2 ) 2

4a

(6.43)
The fact that the force is positive implies that the boundary

is attracted to the source, and vice


As

second

example,

versa.
consider

the

filaments of

intensities

before, the complex

situation,

are two vortex

in Figure 6.3, in which there

illustrated

and situated at (0, a). As


velocity

potential

of the resulting

flow
Aspattern
before, is
thethe
complex
sum ofvelocity
the complex
potential
potentials
of the reof each
filament taken in isolation. Hence, from Section 6.4,

F(z)

106

=i 2

ln(z ia) i

ln(z

+ ia) = i

z ia

ln

z + ia

FLUID MECHANICS

y/a

x/a

Figure 6.2: Stream lines of the 2D flow pattern due to a

line source at (0,a) inthe presence of a rigid boundary

at

y =0.
y

aa

"

Flow
107

(r/a a/r) sin 2DPotential

y/a

x/a

Figure 6.4: Stream lines of the 2D flow pattern due to a

vortex filament at (0,a) in the presence of a rigid boundary

at

y =0.

Thus, the stream function of the flow pattern is

"

(x,y)

ln

x 2 + (y a) 2

x 2 + (y + a) 2

(6.45)

= 0, which implies that there is zero


flow normal to the plane y = 0. Hence, in the region y >
As before, (x, 0)

0,

we

could interpret the above stream function

generated

by

single

vortex

located at the point (0, a),inthe

as

that

filament

of intensity

presence

of

a planar

rigid

y = 0. The streamlines of the resulting flow


are shown in Figure 6.4. We conclude that a vortex
filament reverses its sense of rotation (i.e., ) when
reflected in a boundary plane.
As a final example, consider the situation, illustrated
in Figure 6.5, in which there is an impenetrable cylinder
of radius a, centered on the origin, and a line source of
strength Q located at (b, 0), where b > a. Consider the
boundary at

pattern

so-called

analog problem, also illustrated in Figure 6.5, in

a source of strength Q,
c < a, and a source of strength Q,
located at the origin. We can think of these two sources as
the images
of the external source in the cylinder.
Moreover, given that the solutions of Poissons equation are
unique, if the analog problem can be adjusted in such a
manner that r = a is a streamline then the flow in the
region r > a will become identical to that in the actual

which the cylinder is replaced by


located at (c, 0), where

problem.

Now,

the complex

velocity

potential

in the

analog problem is simply


Q
ln(z b)
2"(z
2
#
Q
b)(z c)

ln

F(z)
ln(z c) +

lnz

Hence,

writing

re

function takes the form

(6.46)
the

stream

corresponding

(r,)

tan

(r bc/r) sin

"

(r + bc/r) cos (b + c)
(6.47)

Now,

we require

the surface of the cylinder,

r = a, to be a

streamline: i.e., (a, )


constant. This is easily achieved
by setting c
a 2/b. Thus, the stream function becomes

"

(r,)

= 2

tan

(r/a a/r) sin

(r/a

+ a/r) cos

(b/a

+ a/b)

(6.48)
The corresponding
cylinder

are shown

streamlines in the region external to the


inFigure 6.6.

108
FLUID MECHANICS

x
c

Figure 6.5: A line source inthe presence of


impenetrable cylinder.

an

y/a

4
4

x/a

Figure 6.6: Stream lines of the 2D flow pattern due to a

line source at (2a, 0) inthe presence of


of radius

a centered on the origin.

2DPotential Flow
109

a rigid cylinder

x
dz

z0
dz

d
0

Figure 6.7: A conformal

6.7

Conformal Maps

Let

x +

z=
x, and y are
= f(z), where f is a

+ i

and

iy, where , ,
that

Suppose

single-valued,
We

map.

can

z-plane

non-singular,

think of

point (, )

= f(z) as

z = z0

-plane.

We have

z-plane

a map

Let

(i.e.,

function.

from the complex

maps to a

every

point

corresponding

in the complex -plane. Moreover, if f(z) is

well-behaved

unique, and also has


point

and differentiable)

to the complex -plane. In other words,

(x, y) in the complex

indeed

real.
well-behaved

function

in the z-plane

us

then

this

mapping

unique inverse. Suppose

investigate

maps to

the point

how neighboring

is

that the

= 0

points

in the

map.

+ d

(6.49)

=
+ d

+ dz ),
= f(z0 + dz

f(z0

).

(6.50)

Inother words, the points z0


complex z-plane

+ dz

and z0

map to the points

+ dz

+ d

inthe

and 0
|,

inthe complex -plane, respectively. Now, if |dz

+ d
|dz

1
then
d

f (z0 )dz

(6.51) d

f (z0 )dz

(6.52)

where f (z)

=df/dz. Hence,
d
d

dz

dz

(6.53)
Thus, it follows that

|d
|d

|
|

|dz
|dz

|
|

(6.54)

and
arg(d

arg(d

=arg(dz ) arg(dz ).
(6.55)

Now, we

connecting
the point

can think

of dz

neighboring

z = z0

points in the complex z-plane to

Likewise, d

vectors

connecting

complex

-plane.

as infinitesimal vectors

and dz

the

and d

are

infinitesimal

points

in

= z0

the

two

It is clear, from the previous

equations, that, in the vicinity of

the mapping

z-plane to the complex -plane is such

from the complex

that the lengths of dz

same

corresponding

and dz

expand

or contract

by the

factor, and the angle subtended between these two

vectors remains the

same.

See Figure 6.7. This type of

mapping is termed conformal.

110
FLUID MECHANICS
Suppose

that

follows that

F()

and

=2 =

stream

two-dimensional,

where and

(, )

(, ) and (, )
potential

i(, ) is

can

function,

inviscid,

are

= 0. Hence, the functions


as

be interpreted

incompressible

Cartesian

e(x,y)+i

2e

the functions
velocity

2e

some

pattern,

=
= F[(f(z)] =

G(z) is also well-behaved.

= e

e(x,
e(x,y)+i
y) ande(x,y
e ),
(x,
y)

potential

of

flow

coordinates. However, if

e(x,y), where

It follows
e(x,y
that)+i

e(
=x,y)

the velocity

respectively,

f(z), where f(z) is well-behaved, then F()


G(z)

function
ofe the
complex
variable
. Iti
Suppos
tha t F
( ) (,
) + i(,)

well-behaved

and stream

= 0.In other words,

can beeinterpreted as
e

function,

respectively,

the
of

some new,

e( x,y) inviscid,
e
two-dimensional,

incompressible

flow

x and y are Cartesian coordinates. In other


we can use a conformal map to convert a given

pattern, where
words,

two-dimensional,

inviscid,

incompressible

flow

into another, quite different, pattern. Note,

pattern

incidentally,

that a conformal map converts a line source into a line


source of the same strength, and a vortex filament
into a vortex
filament
of the same intensity.
(See Exercise 6.12.)

As an example, consider the conformal

map

ie

z/a

(6.56)

= re i, it is easily demonstrated that x = a ln


r/ and y = a (/ 1
/2). Hence, the positive -axis ( =
0) maps to the line y = a/2, the negative -axis ( = )
maps
to the line y = a/2, and the region > 0 (0
0)
Writing

maps to

points

)
1/2). See
region

< y < a/2. Moreover, the


map to the points z = a (0,1/2
6.8. As we saw in Section 6.6, in the

the region a/2

= (0, 1)
Figure

> 0,the velocity

potential

= i 2

i
+i

F()

ln

(6.57)
corresponds to the flow pattern generated by a vortex

filament of intensity , located at the point

the

presence

of a rigid plane at
?

G(z)

=F(ie z/a) =i

lntanh

= (0,1),in

= 0.Hence,
2a

(6.58)

to the flow pattern generated

corresponds
filament

of intensity

presence

of

two rigid planes at

because the line


point

= (0, 1)

0 corresponds
correspond

, located

= 0 is mapped

by

a vortex

at the origin, in the

= a/2.

to the lines

This follows

y = a/2,

the

=
to
is mapped
a streamline
t o the
then
origin,
the lines
and if
y th
=ea/2
line
also
=
is mapped to the origin, and if the line

to streamlines. The stream function associated

with the above complex velocity potential,


#

"

(x,y)

cosh( xa) cos(y/a)

ln
cosh( x/a)+ cos(y/a)

(6.59)
is shown inFigure 6.9.
As a second example, consider the map

=z

(6.60)
This

maps

the positive -axis to the positive x-axis, the

negative -axis to the positive y-axis, the region

> 0 to

x > 0, y > 0, and the point = (0, 2 a 2) to the


z = (a, a). As we saw in Section 6.6, in the region

the region
point

>0, the velocity

potential
F()

ln(

+ 4a 4),
(6.61)

to the flow pattern generated

corresponds

source
inthe

of strength Q, located at the point

presence

of

by

line

= (0, 2a 2),

a rigid plane at = 0.Thus, the complex

velocity potential

G(z)

=F(z 2) =

ln(z

+ 4a 4),

(6.62)
corresponds to the flow pattern generated by a line source
of strength Q, located at the point

presence

z =(a,a),inthe

of two orthogonal rigid planes at y

= 0 and x =0.

The stream function associated with the above complex


potential,
"

(x,y)

tan
2

4 xy(x

x4

2DPotential Flow

111

6 x 2 y 2 +y 4

2)

+ 4a 4

B
E
A

DE

1
C

Figure 6.8: The conformal

map =ie z/a.

1
0.8
0.6
0.4
0.2
y/a

0
0.2
0.4
0.6
0.8
1
1

0.5

0.5

x/a

Figure 6.9: Stream lines of the 2D flow pattern due to a

vortex filament at the origin in the presence of two


rigid planes at

112

y = a/2.

FLUID MECHANICS
3

y/a

0
0

x/a
Figure 6.10: Stream lines of the 2D flow pattern due to a
line source at (a,a) inthe presence of two rigid planes at

x = 0 and y =0.

is shown inFigure 6.10.


As a final example, consider the map
l

z= +

where l
is real and positive. Writing

2l

(6.65) y

=re

(6.64)

we find that

cosh[ln(r/l)]

cos,

2lsinh[ln(r/l)] sin.
(6.66)

map converts the circle


where a > l,into the ellipse

Thus, the
-plane,

=a

!2

!2

2lcosh[ln(a/l)]

in the

2lsinh[ln(a/l)]

(6.67)
inthe z-plane. Note that the center of the ellipse lies at the
origin, and its major and minor
and the

y-axes,

respectively. As

axes run parallel to the xwe saw in Section 6.4, in

the -plane, the complex velocity potential

V0

a2

(6.68)
corresponds

to uniform flow of unperturbed

speed V0

a circular cylinder
a, centered on the origin. Thus, assuming that a

running parallel to the -axis, around


of radius

> l,in the


flow

to uniform

z-plane the potential corresponds

of unperturbed

speed V0

running

parallel

x-axis (which follows because at large |z| the

map

to the
(6.64)

z = , and so the flow at large distances from the


origin is the same in the complex z- and -planes), around
elliptical cylinder of major radius 2lcosh[ln(a/l)] = a
reduces to

+ l2/a,

aligned along the x-axis, and minor radius 2l


2/a,
l
aligned along the y-axis. The

sinh[ln(a/l)] a

corresponding stream function inthe z-plane is

(x,y)

(6.76)
113

2D

Potential

Flow

= V0

a2
r

sin,

y/l

4
4

x/l
Figure 6. 11:
Stream lines of the 2D flow pattern due to
uniform flow parallel to the x-axis

cylinder.

where

around

an

elliptical

r
(6.70)

l
exp(cosh

tan

x 2/l 2 + y 2/l 2 + 4 +

?[x

2/l 2

+ y 2/l 2

+ 4] 2

p
[p 2 1] 1/2

16

(6.71)

p),

yx

x 2/l 2

?1/2 1/2

(6.72)
Figure 6.1 1
shows the streamlines

calculated for a

6.8

=1.5l.

Complex Line Integrals

Consider the line integral of

complex
closed

of the flow pattern

variable

curve

taken

some

function F(z) of the

(counter-clockwise)

around

C inthe complex plane:


IC

F(z)dz.

(6.73)
Since dz

=dx + idy,and writing F(z) = (x, y) + i(x, y),

where (x,y) and (x,y)

=Jr

+ iJi

(6.74)

we can

IC

(dx dy),
IC

Ji

+ dy).

(dx

(6.75)

also write the above expressions

two-dimensional vector form

Jr

(6.88) 114
FLUID MECHANICS

where dr

it follows that J

Jr

However,

are real functions,

where

in the

IC

dr,

IC

Ji

B dr,

= (dx, dy), A = (, ), and B = (, ). Now,

according to Stokes
IC

ZS

A dr

A)z dS,

IC

B dr

ZS

B)z dS,

where S is the region of the x-y plane enclosed by C.

Hence,

we obtain
!

ZS

Jr

ZS

Ji

dS,

Let

IC

dS.

IC

F(z)dz,

F(z)dz,

(6.77)

theorem (see Section A.22),


(6.78)
(6.79)

(6.80)

(6.81)
(6.82)
(6.83)
where C

is a closed

curve

inthe complex plane that

completely surrounds the smaller curveC. Consider


J

=J J

(6.84)
Writing J

= Jr

+ iJi a direct

generalization

of the

previous analysis reveals that

ZS

Jr

dS,
y

ZS

(6.85)

Ji

where

lying

S is

now

between

Suppose

that

single-valued,

the

F(z)
and

region

curves

the

is

of

follows

components,

and

the

and

that

its

(6.86)

x-y

well-behaved

differentiable)

immediately

dS,

plane

(i.e.,

real

and

respectively,

finite,

throughout

imaginary

satisfy

It

the

relations,

Cauchy-Riemann

(6.17)(6.18),throughout

S.

However, if this is the case

then it is apparent, from the previous two expressions,


that

Jr

well-behaved

Ji

0. In other

throughout S then J

words,

if F(z) is

=J .
some

The circulation of the flow about

closed

curve

in the x-y plane is defined


IC

IC

(vx dx + vy dy)

dF

= Re

dz,
dz

(6.87)

where F(z) is the complex


flow, and

the

use

circulation

the

performed

potential

has been made of Equation (6.31)

can

be evaluated

integral in the complex


from

velocity

previous
around

by performing

z-plane. Moreover,

discussion,

any

loop

this

that

as

integral

can

of the

Thus,

line

is clear

can

be

be continuously

deformed into the loop C whilst still remaining in the fluid,

and not passing

over a singularity

of the complex velocity,

dF/dz.

6.9

Theorem of Blasius

Consider

some

flow pattern in the complex z-plane that is

specified by the complex velocity potential F(z). Let C be

some

closed

curve

in the complex

z-plane.

The fluid

pressure on this curve

is determined from Equation (6.37),

which yields
???

1
p0

???

dF

dz

(6.95) 2DPotential Flow

115
Pdx

dx

Pdy
dy
dl

Pdl

Figure 6.12: Force acting

us

Let

section of a curve.

evaluate the resultant force (per unit length), and

moment

the resultant
fluid

across a short

within the

(per unit length), acting

curve as a consequence

of this

on the
pressure

distribution.

a small element of the curve C, lying


x, y and x + dx, y + dy, which is sufficiently
short that it can be approximated as a straight line. Let P
be the local fluid pressure on the outer (i.e., exterior to the
Consider

between

curve) side
the

of the element. As illustrated in Figure 6.12,

pressure

force

(per

unit

length)

acting inward (i.e., toward the inside


the

element

a component

has

of the curve)

Pdy

in the

across
minus

x-direction, and a component Pdx in the plus y-direction.


Thus, if X and Y
force

(per

unit

are

the components

length)

in the

x-

of the resultant

and

y-directions,

respectively, then
dX
(6.89) dY

=
=

Pdy,
Pdx.
(6.90)

The

pressure

force (per unit length)

element also contributes to

a moment

acting

across

the

(per unit length), M,

acting about the z-axis, where

dM

xdY

ydX

P(xdx

ydy).

(6.91)

x- and y-components of the resultant force (per


unit length) acting on the of the fluid within the curve, as
well as the resultant moment (per unit length) about the
z-axis, are given by
Thus, the

IC

Pdy,

IC

(6.92)

Pdx,

IC

(6.93)

P(xdx

+ ydy),
(6.94)

respectively,

where

the

integrals

are

taken

curve C. Finally, given


on the curve takes the form
(6.88), and that a constant pressure obviously yields
zero force and zero moment, we find that
(counter-clockwise)
that the

pressure

around the

distribution

IC ? ? ?

1
2

6.105) 116
FLUID MECHANICS

???

dF

dy,

dz

Y
M

z = x+iy, and z = xiy,

Now,

where

It follows that

However,
IC ? ? ?

???

dF

dx,

2
12

(6.96)

dz
IC ? ? ?

???

dF

(xdx

+ ydy).

(6.97)

dz
indicates

a complex

conjugate. Hence, d z

IC ? ? ?

X iY

12

???

dF
i

and id

z = dy+idx.

d z.

(6.98)

dz

where dF

= dxidy,

=d+id

???

???

dF
dF d F
d z
dz

and d F

dF d F
dz

= did.

d z

d z

dF

(6.99)
Suppose that

the curveC corresponds to a streamline of the flow, in

that the
curveC
corres
which
case

constant

dF
dF.Hence, on C,

on C.Thus, d

d F,

dz

=0 on C,and so

dF

dF

dz

dF
dF
dz

dF

!
2

dz,
dz

(6.100)
which implies that
IC

X iY

dF

!
2

dz.

dz
(6.101)

This result is known


Now, xdx

as the Blasius

+ ydy =Re(zd
IC ? ? ?

=Re

???

dF

z).Hence,

zd

theorem.

dz

(6.102)

or, making use of an analogous argument to that

employed

above,

=Re

IC

12

dF

!
2

zdz

dz

(6.103)
Note, finally, that Equations (6.101) and (6.103) hold

even

when is not constant

on the curve

C, as long

as

can

be continuously

deformed

without leaving the fluid

into

crossing

a constant- curve
over a singularity of

2.

(dF/dz)

an

As

or

example

of the

use

of the Blasius

theorem,

consider again the situation, discussed in Section 6.6, in


which

a line source

of strength Q is located at (0, a), and

there is a rigid boundary at


complex

y = 0. As we have seen,
y > 0 takes the form
dF
Q
z

the

velocity inthe region

z2 + a 2

dz

(6.104)
Suppose

that

we

evaluate

the Blasius integral, (6.103),

about the contour C shown in Figure 6.13. This contour

runs

along the boundary, and is completed by

in the

upper

demonstrated,

half

in

of

the

the limit

z-plane.

As

a semi-circle

is easily

in which the radius

of the

semi-circle tends to infinity, the contribution of the curved


section of the contour
negligible.

In this

contour contributes

rigid boundary).

corresponds

to

the overall integral

only the straight

to the integral.

section corresponds to
with

to

case,

becomes

section of the

Note that the straight

streamline (since it is coincident


In other words,

the contour C

streamline at all constituent

points that

a finite contribution to the Blasius integral,


ensures that C is a valid contour for the application
make

which
of the

Blasius theorem. In fact, the Blasius integral specifies

the

on the

net force (per unit length) exerted

whole fluid by

the boundary. Note, however, that the contour C can be


,
deformed into the contour C
which takes the form of a
small circle surrounding the
a singularity of (dF/dz) 2.

we can

evaluate

the

source,

without passing

over

See Figure 6.13. Hence,

Blasius

integral

around

without changing its value. Thus,

ez

IC

X iY

12

dF

!
2

dz

dz

(6.111)

2DPotential Flow
117

Figure 6.13: Source in the presence of a rigid boundary.

or
X iY

18

+ ia)(z

Writing

+
ia)

z =ia + e i

(z ia) 2

(z + ia)

dz

(z

"

?2 IC

=i e

dz.
i

(6.106)

d, and taking the limit

0, we find that

X iY

iQ

4a

(6.107)

In other words, the boundary


2/4a)ey
length) F
(Q

exerts

on

force (per unit

the fluid. Hence, the

ce
fluid(perexerts
unit le ngt
an h)F
equal= (Q
and opposite
force
2/4a) ey
( Q
on the boundary. Of course, this

result is

consistent with Equation (6.43). Incidentally, it is easily


demonstrated

from (6.103) that there is

(about the z-axis) exerted

vice

on the boundary

zero moment

by the fluid, and

versa.

Consider

line

source

of strength Q placed (at the

origin) in a uniformly flowing fluid whose velocity is V

= V0 (cos0

sin0 ).From Section 6.4, the complex velocity

potential of the net flow is


Q

F(z)

= 2

lnz V0

ze

i0

(6.108)
The net force (per unit length) acting
(which is calculated
around

by performing

the

large loop that follows streamlines,


the loop to

shrinking

on

source

the Blasius integral


and then

on

small circle centered

the

source) is (see Exercise 6.1)

Q V.

(6.109)

Note that the force acts in the opposite


flow. Thus,

direction

an

external

as the flow, must

force

F,

direction

acting

to the

in the

same

be applied to the source in order

for iton
to remain stationary. In fact, the above result is valid
irecti

even

in

non-uniformly

flowing fluid,

as

long

as

V is

interpreted

source

as

the fluid velocity

(excluding

Finally,

is V

= V0

a vortex filament of
a uniformly flowing

consider

placed at the origin in


velocity

at the location of the

the velocity field of the source itself).

(cos 0

intensity

fluid whose

sin 0 ).From Section 6.4, the

complex velocity potential of the net flow is

F(z)

=i

lnz V0

(6.110)

ze i0

The net force (per unit length) acting

on the filament

(which is calculated by performing the Blasius integral


around

small circle centered

Exercise 6.2)

= V

ez

118

on the filament)

is (see

FLUID MECHANICS

Note that

the force

is directed

direction of the flow (in the


through

90

sense

at right-angles

to the

obtained by rotating V

in the opposite direction to the filaments

direction of rotation). Again, the above result is valid

even

in

a non-uniformly
as the fluid

interpreted

flowing fluid,

velocity

as

long

as

V is

at the location of the

filament (excluding the velocity field of the filament itself).

6.10

Exercises

6.1. Demonstrate that

a line source

of strength Q (running

along the z-axis) situated ina uniform flow of (unperturbed)


velocity

V (lying inthe x-y plane) and density experiences

per unit length


F
6.2. Demonstrate that

a force

= QV.

a vortex

filament of intensity

(running along the z-axis) situated ina uniform flow of


(unperturbed)

velocity V (lying inthe x-y plane) and density


experiences

a force per unit length


F

= V

ez

sources of strengths Q and Q ,


located a perpendicular distance r apart, exert a radial force per
/(2r)
unit length Q Q
onone another, the force being
6.3. Show that two parallel line

attractive if QQ

> 0,and repulsive

if Q Q

< 0.

6.4. Show that two parallel vortex filaments of intensities and

a perpendicular
per unit length

located

repulsive if

r apart, exert a radial force


on one another, the force being

distance

/(2r)

> 0,and attractive

if

< 0.

6.5. A vortex filament of intensity runs parallel to, and lies a


perpendicular distance

a from, a rigid planar boundary. Demona net force per unit

strate that the boundary experiences


length

2/(4a)

directed toward the filament.

6.6. Two rigid planar boundaries meet at right-angles. A line

source

of strength Q runs parallel to the line of intersection of

the
planes, and is situated

a perpendicular

distance

a from
per unit

each. Demonstrate that the source is subject to a force

length
2Q
2

3
8a

directed towards the line of intersection of the planes.

6.7. A line source of strength Q is located a distance b from


an impenetrable cylinder of radius a < b (the axis of the
cylinder
being parallel to the source). Demonstrate that the cylinder
experiences

a net force per unit length


Q

2b

(b

a2
2

a2)

directed toward the source.


6.8. A dipole line

source

consists of

a line source

of strength

Q, running parallel to the z-axis, and intersecting the x-y plane at

(d/2)(cos,
that intersects the

sin), and

x-y

a parallel source

plane at (d/2)(cos,

of strength Q

sin). Show that,

in
the limit d 0, and Qd D, the complex velocity
potential of the

source

is

F(z)

Here, De

De

2z

istermed the complex dipole strength.

6.9. A dipole line

a uniformly

source

of complex strength De

is placed in

flowing fluid of speed V0 whose direction of motion

subtends

a (counter-clockwise) angle 0 with the x-axis.


no net force acts on the source, it is subject to

Show that, while

a
moment (per unit length) M

= DV0

sin( 0 )about the

z-axis.

source of complex strength D1 e i1


running along the z-axis, and a second parallel source of complex
i2
strength D2 e
that intersects the x-y plane at (x,0).
Demonstrate that the first source is subject to a moment (per

6.10. Consider

a dipole

line

unit
length) about the z-axis of
M

as well as a force
y-components

D1 D2
2

x2

sin(1 +2 ),

x- and

(per unit length) whose

are
X

D1 D2

cos(1

x3

+2 ),

D1 D2

x3

sin(1 +2 ),

respectively. Show that the second

1
cos(n/2)].

source

issubject to the

2DPotential

Flow
119
6.11. A dipole line source of complex strength De

to, and is located

a perpendicular

distance

runs parallel
a from, a rigid planar

boundary. Show that the boundary experiences

a force per

unit length
2

D
8a

acting toward the source.

a conformal map converts a line source


a line source of the same strength, and a vortex filament into
a vortex filament of the same intensity.
6.13. Consider the conformal map
6.12. Demonstrate that
into

where

z = ic cot(/2),
z = x + iy, = + i, and c isreal and positive.

Show that

c sinh

cosh cos

Demonstrate that
circular

arc of center

c sin

cosh cos

= 0

,
.

where 0 0 ,

maps to a

(0, c cot0 ), and radius c|cosec0 |,that

connects

y > 0.
maps to the continuation of this arc

the points (c, 0), and lies in the region


Demonstrate

that

= 0

inthe region

y < 0. In particular, show that = 0 maps to the region


on the x-axis, whereas = maps to the region |x| < c.
Finally, show that =0 maps to a circle of center (c coth

|x| > c

0), and radius c|cosech|0

6.14. Consider the complex velocity potential


F(z)

where

Here, V0

2ciV0

cot(/n),

z = ic cot(/2).
n,and c are real and positive.
dF

4V0

=
dz

n2

sin (/2)

sin (/n)

Show that

Hence, deduce that the flow at |z| is uniform, parallel

to the x-axis, and of speed V0

(,)

2V0

Show that

sin(2/n)
cosh(2/n) cos(2/n)

Hence, deduce that the streamline


x-axis for |x| > c, but along

a circular arc

= 0 runs along

the

connecting the points

(c,
0) for |x| < c. Furthermore, show that if 1
< n < 2 then
this

arc lies

above the x-axis, and is of maximum height


#

"

=c

cos(n/2)
sin(n/2)

+1

but if 2 < n< 3 then the arc lies below the x-axis, and is
of maximum depth

"

+1

cos(n/2)

=c

|sin(n/2)|

Hence, deduce that if 1


<n<2 then the complex

velocity potential under investigation corresponds to uniform


flow of

speed V0

parallel to a planar boundary that

possesses a

cylindrical bump (whose axis is normal to the flow) of height h

and
width 2c, but if 2 < n<3 then the potential corresponds

to flow parallel to a planar boundary that

possesses a cylindrical

depression of depth d and width 2c. Show, inparticular,

=1then the bump is a half-cylinder,

that if n

and if n

=3 then

the
depression is a half-cylinder. Finally, demonstrate that the
flow speed at the top of the bump (in the case 1
< n< 2), or the

bottom of the depression (in the

v=

case 2 < n< 3) is

2V0

n2

[1 cos(n/2)].

120
FLUID MECHANICS

= cosh(/a)

maps the semi-infinite strip


upper half (y 0) of the

z-plane. Hence, show that the stream function due to

6.15. Show that

a, 0 in the -plane

line

source

rectangular

of strength

onto the

Q placed

at

(0, a/2), in the

region 0

a,

0 bounded by the rigid planes

= 0, and = a, is
(,)

Q sinh(/a) sin(/a)

2[sinh

(/a)

+ cos 2 (/a)]

= 0,

6.16. Show that the complex velocity potential


aV0
F(z)

tanh(a/z)

can be interpreted as that due to uniform flow of speed V0 over a


cylindrical log of radius a lying on the flat bed of a deep stream

(the axis of the log being normal to the flow). Demonstrate


2

that the flow speed at the top of the log is( /4)V0

Finally,

show that the pressure difference between the top and bottom of

mparativelythin laye Incompressible Boundary Layers

121

7 Incompressible Boundary Layers


7.1

Introduction

Previously,

5.13,

in Section

flowing incompressible

inca-pable of exerting

we saw

that

fluid that is modeled

drag force

on a

a uniformly
as inviscid is

rigid stationary

obstacle placed inits path. This result is surprising since, in


practice,

stationary

obstacle

drag when situated in such


the Reynolds

experiences

a fluid, even

significant

in the limit that

number tends to infinity (which corresponds

to the inviscid limit). In this chapter,

we

shall attempt to

reconcile these two results by introducing the concept of


boundary

covers the surface


number
have

layer. This is

an obstacle

of

incompressible

a significant
effect

on

simplicity,

we

shall

Reynolds
stationary

on the flow

number

our

restrict

flows

of

infinite

For the sake of

discussion

layers that form when

fluid

obstacle

to

is assumed

inside the layer, but

the flow outside.

boundary

thin layer that

placed in a high Reynolds

fluidviscosity

effect

negligible

two-dimensional

comparatively

transversely
length

to

the

high

around

and

uniform

cross-section.

7.2
We

No Slip Condition

saw,

in Section 5.13, that when

flows around

a rigid

an

inviscid

fluid

stationary obstacle then the normal

fluid velocity at the surface of the obstacle is required to be

zero. However, in general, the


non-zero. In fact, if the fluid
incompressible

tangential
velocity

velocity

field

and irrotational then it is derivable from

stream function

that

satisfies

Laplaces

is

is both

equation.

(See

a well-known property of Laplaces


we can either specify the solution itself, or its
derivative, on a bounding surface, but we cannot

Section 5.8.) It is

equation that
normal
specify

both these

quantities

simultaneously.

Now, the

constraint

value

zero

zero

of

normal velocity

(say)

on the

to the

is equivalent

that the stream function

requirement

take the constant

surface of the obstacle. Hence, the

normal derivative of the stream function, which determines


velocity, cannot

the tangential

surface, and is,ingeneral,

In reality, all physical fluids

possess

flows

Moreover,
stationary

when

obstacle

viscous

fluid

finite viscosity.

around

rigid

both the normal and the tangential

components of the fluid velocity


the obstacles

at this

also be specified

non-zero.

are

found to be

surface. The additional constraint

tangential

fluid velocity

boundary

is known

as

be
the

zero at

that the

zero at a rigid stationary


no slip condition, and is

ultimately justified via experimental observations.


The concept of

a boundary

layer

was first

introduced

into fluid mechanics by Ludwig Prandtl (18751953)

in

order to account for the modification to the flow pattern of

a high

Reynolds number irrotational fluid necessitated

the imposition of the


impenetrable

no slip condition on the surface

covers

layer

relatively

thin in the direction

an

an

the surface of the obstacle, but is


normal to this surface.

the layer, the flow pattern is the

idealized

by

stationary obstacle. According to Prandtl, the

boundary

Outside

of

inviscid

fluid,

and

is

same as that
thus

of

generally

irrotational. This implies that the normal fluid velocity is

zero on the outer

edge of the layer, where it interfaces

with the irrotational

flow, but, in general, the tangential

velocity

is

non-zero.

However,

requires the tangential velocity


edge of the layer, where
surface. It follows

it interfaces

presence

condition
the inner

with the rigid

a very large normal


across the layer, which

that there is

gradient of the tangential velocity


implies the

no slip
zero on

the

to be

of intense internal vortex

trapped within the layer. Consequently,

filaments

the flow within

we

shall

layer

more

the layer is not irrotational.

In the following,

attempt to make the concept

of

boundary

precise.

7.3

Boundary Layer Equations

Consider

rigid stationary

obstacle

(locally) flat, and corresponds


surface

whose

x-z

the typical

normal thickness

layer thus extends


that occupies
layer,

over

the region
is

assumed

<

to

y < ,
be

<

is

number fluid

7.1. Let be

of the boundary

the region 0 < y

surface

plane. Let this

a high Reynolds
y > 0. See Figure

be in contact with

that occupies the region

the

to the

layer. The

. Now, the fluid

and thus lies outside

both

irrotational

and

(effectively) inviscid. On the other hand, viscosity must be

included in the equation of motion of the fluid within the


layer. The fluid both inside and outside the layer is assumed

to be incompressible.
122

FLUID MECHANICS

irrotational

y
fluid

U(x)
boundary

layer

solid surface

Figure 7.1: A boundary layer.

that the equations

Suppose

of irrotational

flow have

already been solved to determine the fluid velocity outside


the

boundary

layer. This velocity

normal component
(i.e.,

y ).

is

zero at

must be such that its

the outer edge of the layer

On the other hand, the tangential component of

the fluid velocity at the outer edge of the layer, U(x) (say),
is generally

non-zero.

of simplicity,

z-direction,

so

Here,

we are assuming, for the sake


no spatial variation in the

that there is
that

both the irrotational

flow

and the

boundary

we are

layer

are

effectively two-dimensional.

also assuming that

time variation

can

all flows

are

Likewise,

so

steady,

any

that

be neglected. Now, the motion of the

fluid within the boundary layer is governed by the equations


of steady-state,

incompressible,

two-dimensional,

viscous

flow, which take the form (see Section 2.14)


vy

vx

+
x
vx

(7.1)

vx

vy

vx

+
x

+ vy

vx

1 p

vy

(7.2)

+vy

vx

1 p

,
,

vx

+
y

vy

0,

vy

+
y

(7.3)
where is the (constant)

density, and the kinematic

viscosity.

Here,

continuity,

whereas Equations (7.2) and (7.3)

Equation

and y-components

of

the

(7.1)

fluid

is

the

equation

equation

of

are

x-

of

the

motion,

respectively. The boundary conditions at the outer edge of


the layer, where it interfaces with the irrotational fluid, are

vx (x,y)

U(x),

P(x)

pressure at

the outer

(7.4) p(x,y)

(7.5)

as

y/

. Here, P(x) is the fluid

edge of the layer, and

dU
U

(since

vy

= 0, and viscosity

dP

dx

dx

(7.6)

is negligible, just outside the

layer). The boundary conditions at the inner edge of the


layer, where it interfaces with the impenetrable surface,

=
=

vx (x,0)
(7.7) vy (x,0)

are
0,

0.

7.21) Incompressible Boundary Layers

123

course, the first of these constraints


no slip condition.
Let U0 be a typical value of the
Of

velocity,

U(x),

and

let

be

the

corresponds to the

external tangential
typical

variation

length-scale of this quantity. It is reasonable to suppose that


U0 and L are also the characteristic
and variation
of

length-scale

the boundary

variation
Moreover,

layer. Of

length-scale

of

tangential flow velocity

in the x-direction, respectively,

the

course,
layer

is the
in the

typical

y-direction.

/L 1, since the layer is assumed

to be

thin.
is helpful
define the Moreover, /L 1, sinc
of
theItlayer
in theto
y-direction.
normalized variables

X
Y

Vx (X,Y)
Vy (X,Y)

bP(X,Y)

x
L

=
=

,
,

vx
U0

vy

(7.9)

(7.10)

,
,
,

(7.11)

(7.12)

U1

p
p0

where U1 and p0

(7.13)

are constants.

All of these variables

are

designed to be O(1) inside the layer. Equation (7.1) yields


U0

Vx

U1

Vy

+
L

0.

(7.14)
In order for the terms in this equation
another,

we need

to balance

one

U1

U0
L

,
.

(7.15)

In other words, within the layer, continuity

requires the

typical flow velocity in the y-direction, U1

to be much

smaller

than that inthe x-direction, U0

Equation (7.2) gives


U

2
0

Vx

Vx

Vx

2Vx

In order for the

2Vx

+
Y

? "?

U0

bP

p0

Vy

?2

(7.16)

pressure term on the right-hand

side of the

above equation to be of similar magnitude to the advective

terms

on the left-hand

side, we require that

p0

U0

(7.17)
Furthermore,

in order

for

the

viscous

right-hand side to balance the other terms,

term

on

the

we need
U1
U0

1
Re

1/2

(7.18)
where

Re

U0 L

(7.19)

is the Reynolds number of the flow external to the layer.

is
The
the
assumption
R eyn olds
thatnumber
/L of
1
can
thebe
flow
seen
external
to imply
to that
the
Re 1

In other words, the normal

boundary layer separating

an

thickness

of the

irrotational flow pattern from

rigid surface is only much less than the typical variation

length-scale
a rigid

of the pattern when the Reynolds number of

the flow is much greater than unity.


Equation (7.3) yields
!

Vy

1
Vx
Re

+ Vy

Vy
Y

bP

"

1
Re

1
Re

2Vy

2Vy #

+
Y

(7.20)
In the limit Re 1, this reduces to

bP
Y

(7.38)

0.

124

FLUID MECHANICS
Hence, bP

bP(X), where

d bP
dX

b
U

b
dU

dX

b
U(X)

In

other

b
the

pressure

U/U0

words,
is uniform

(7.22)

and use has been made of (7.6).

across

the layer, in the direction

b
normal
to the surface of the obstacle, and is thus the

as that on the outer

same

edge of the layer.

Retaining only O(1) terms,

our

final set of normalized

layer equations becomes

Vx

Vy

Vx
(7.23)

Vx
X

+ Vy

Vy

0,

Y
b

b
U

dU

2Vy

(7.24)
subject

to

the

boundary

conditions

Vx (X, )

b
U(X),

(7.25)

and
Vx (X,0)
(7.26) Vy (X,0)

=
=

0,
0.
(7.27)

In unnormalized form, the above set of layer equations

are written

vy

vx

+
x
vx

vx

+vy

vx

0,

dU
dx

subject to the boundary conditions

vx (x,)
(note that

y =

really

means

= U(x)

y/ ), and

vx (x,0)

vy (x,0)

=
=

0,

0.

(7.28)

2vx

+
y

(7.29)

(7.30)
(7.31)
(7.32)
Now,

Equation

automatically

(7.28)
satisfied

can

be

by

expressing

velocity in terms of a stream function: i.e.,

the

flow

vx

vy

(7.33)

,
.

(7.34)
Inthis case, Equation (7.29) reduces to

+
y

xy

=U

dU
dx

(7.35)
subject to the boundary conditions
(x,)

U(x),

(7.36)
and

(x,0)
(7.37)

(x,0)

0,

0.

(7.50) Incompressible Boundary Layers

125

To lowest order, the vorticity

ez

is given by

internal to the layer,

(7.39)
whereas the x-component

area

acting

on the

of the viscous force

per

unit

surface of the obstacle is written (see

Sec-tion 2.18)
xy

??????y=0

?????y=0

???y=0

vx

(7.40)

7.4

Self-Similar Boundary Layers

The boundary layer equation, (7.35), takes the form of

a nonlinear
difficult

partial differential equation that is extremely

to

solve

exactly.

However,

considerable

progress can be made if this equation is converted into


an ordi-nary differential equation by demanding that its
solutions be self-similar. Self-similar solutions are such
that, at a given distance, x, along the layer, the tangential
flow profile, vx (x, y), is a scaled version of some
common pro-file: i.e., vx (x, y) = U(x) F[y/(x)], where
(x) is a scale-factor, and F(z) a dimensionless function.
It follows that

=F(z).

(x,y)

= U(x)(x)

f[y/(x)],

where f (z)

Let

us

search for

solution to Equation

self-similar

(7.35) of the general form


"

(x,y)

= U0

xm

f()

m+1

"

#1/2

x m+1

2U0

#1/2

2
(m + 1)U0

f(),

x m1

(7.41)
where

"

(m + 1)U0

x m1

#1/2

y.
2

(7.42)
m1] 1/2,
This implies that (x)
[2/(m + 1)U0 x
and U(x)
m
m
U0 x
Here, U0 and m are constants. Moreover, U0 x

has dimensions
dimensionless.

we find

of velocity,
Transforming

whereas

m,

, and f, are

variables from

x, y

to

x, ,

that
?????y

?????

+
x
"

?????x

(7.43)

=
=

?????x

1 x

(m + 1)U0

x m1

#1/2

?????x

,
.

(7.44)
Hence,

"

xm

U0

(m + 1)U

3
0

x m1
[2m f

x 3m1

+ 1) f + (m

,
1/2

2
U0

[(m

2(m + 1)

#1/2

x m1

U0

+ (m 1) f ],

(m + 1)U

xy

2
0

x 2m1
f

2
where

1) f

=d/d. Thus, Equation (7.35) becomes


],

(7.45)
(7.46)
(7.47)

(7.48)
(7.49)

(m + 1) f

+ (m + 1) f f

2m f

=
U

dU

x 2m1

dx

(7.50)

126
FLUID MECHANICS
Since

the

left-hand

side

of

the

above

equation

is

(non-constant) function of , whilst the right-hand side is a


function

of

variables),

(and

since

the equation

right-hand side takes

and

can

a constant

x are

only

independent

be satisfied

if its

value. In fact, if

1
U

2
0

dU

x 2m1

dx

2m

(7.51)
then
U(x)

U0

xm

(7.52)
(which is consistent with our initial guess), and

+f f

+ (1

2)

0,

(7.53)

where

2m

m+ 1

(7.54)
Expression

(7.53)

is

known

as

the

Falkner-Skan

equation. The solutions to this equation that satisfy the


physical

boundary conditions (7.36)(7.38)are

f(0)

such that

f (0)

0,

(7.55)

and
f

(7.56)

()

=
=

()

1,
0.
(7.57)

(The final condition

corresponds

the vorticity tend to

zero at

to the requirement

that

the edge of the layer.) Note,

from (7.39), (7.42), (7.47), (7.52), (7.55), and (7.56), that

the normally integrated vorticity within the boundary layer

is
Z

dy

U(x).

(7.58)
Furthermore,

x-component

from

(7.40),

(7.47),

of the viscous force

per

and
unit

(7.52),

area

the

acting

on

the surface of the obstacle is


???y=0
xy

12
U

?1/2

Ux

2
(m +

1)

1/2

(0).

(7.59)

It is convenient

to parameterize

this quantity in terms of

skin friction coefficient,


???y=0
xy

cf

(1/2)U

(7.60)

It follows that

cf

(m + 1)

(x)

1/2

[Re(x)]

(0)

1/2

(7.61)

where
Re(x)

U(x) x

(7.62)

is the effective Reynolds number of the flow


edge of the layer at position
Finally, according

x. Hence, c f

to Equation

on the outer
x (m+1)/2.

(x)

(7.41), the width of the

boundary layer is approximately

(x)

[Re(x)]

1/2

(7.63)

which implies that (x)


Incompressible Boundary Layers

x (m1)/2.
127

1.5

1
)

0
(

0.5

Figure 7.2: f

(0) calculated

as a function

of for

solutions of the Falkner-Skan equation.

Note
velocity

that

irrotational

on a

if

0 then the external

= U0

xm

corresponds

tangential

to that of

inviscid flow incident, in a symmetric fashion,

semi-infinite

, where
5.12.)

m >

profile, U(x)

wedge whose

apex

subtends

an angle

= 2m/(m + 1). (See Section 5.14, and Figure

In this

case, U(x) can be interpreted as


a distance x along the surface of
apex (in the direction of the flow).

the

tangential velocity

the

wedge from its

By

analogy,

if

0 then

the external

velocity

profile

corresponds to that of irrotational inviscid flow parallel to

can

can

flat plate (which

semi-infinite

apex

wedge whose

be interpreted

subtends

as

zero

of as a
case, U(x)
a distance x

be thought

angle). In this

the tangential

velocity

along the surface of the plate from its leading edge (in the
direction of the flow). (See Section 7.5.) Finally, if
then the external

irrotational

velocity

inviscid

semi-infinite

flow

wedge whose

), where

= m/(1

profile

over
apex

Figure 5.13.) Inthis case,

m<0

is that of symmetric

the back

surface

an

subtends

of

angle (1

m). (See Section 5.15, and


U(x) can be interpretedas the

tangential
velocity

apex

a distance x along

the surface of the wedge from its

(inthe direction of the flow).


the

Unfortunately,

possesses no

general

equation

relatively

is

Falkner-Skan

analytic

equation,

solutions.

numerically

Falkner-Skan

2m/(m+

equation

7.3, that

for various different

significance. For 0 <

and

via

(0), calculated
1), for the

the boundary conditions


()
In addition, Figure 7.3 shows f
versus ,

Note that, since

7.2

this

solve

of (7.53) that satisfy

(7.55)(7.57).
calculated

function of

as a

numerically
solutions

to

straightforward

numerical methods. Figure 7.2 shows f

(7.53),

However,

as m

values of

, solutions

m.
v

of the

with > 2 have no physical


< 2 it can be seen, from Figures

there

is

single

solution

branch

characterized

by f ()

> 0 and

(0)

> 0. This

branch is

termed the forward flow branch, since it is such that the


tangential velocity,

as

vx ()

f (), is in the

the external tangential velocity [i.e.,

whole layer (i.e., 0 <

< ).

vx

same

direction

across

()]

the

The forward flow branch is

by a positive skin friction coefficient, c f


can also be seen that for < 0 there exists a

characterized
f

(0). It

second solution branch, which is termed the reversed flow


branch, since it is such that the tangential velocity
opposite

direction to the external tangential

(which corresponds

reversed flow branch is characterized

friction coefficient.

are

in

adjacent to the surface

the region of the layer immediately


of the obstacle

is in the

velocity

to
by

0). The

a negative

skin

Note that the reversed flow solutions

probably unphysical, since reversed flow close to the

wall is generally associated with

separation

a phenomenon

known

as

layer

invalidates

the boundary layer orderings. It can be seen that

the two solution branches

0.1989,
Moreover,

which
there

(see

7. 10) which

boundary

merge

corresponds

are no

Section

to

together

solutions

at

= =
0.0905.

to the Falkner-Skan

< or m < m The disappearance


solutions
r-Skan
equat
when
io nm
w ith
becomes
< too negative (i.e., when
equation with

of

the

deceleration of the external flow becomes too large) is also


related to boundary layer separation.

128
FLUID MECHANICS

1
0.9
0.8
0.7
0.6

0.5
0.4
0.3
0.2
0.1
0
0.1

10

Figure 7.3: Solutions of the Falkner-Skan

equation

correspond to forward flow solutions calculated

In

curves
with m =

order from the left to the right, the various solid

4, 1, 1/3, 1/9, 0, 0.05, and 0.0904, respectively.

dashed
4, 1,curve
1/3, 1/
shows

with

7.5

reversed flow solution

The

calculated

m = 0.05.
Boundary Layer

Consider

on a Flat

Plate

flat plate of length L, infinite

width, and

x-z plane, and


whose two edges correspond to x = 0 and x = L.Suppose
that the plate is immersed in a low viscosity fluid whose
unperturbed velocity field is v = U0 ex See Figure 7.4. In
negligible

thickness,

which lies in the

the inviscid limit, the appropriate

the surface of

the plate,

requirement

zero

of

by the unperturbed

vy

boundary

condition at

= 0corresponding

normal velocityis

to the

already satisfied

flow. Hence, the original flow is not

modified by the

presence

of the plate. However, when

take the finite

viscosity

of the fluid into account,

we
an

= 0corresponding

to

additional boundary
the

no

condition,

slip conditionmust

imposition

of

this

vx

be satisfied at the plate. The

additional

constraintsatisf
causes
thin
ied at t he
p

boundary layers, of thickness (x) L, to form above and


below the plate. The fluid flow outside the boundary layers
remains effectively inviscid, whereas that inside the layers
is modified by viscosity. It follows that the flow external

to the layers is unaffected by the


Hence, the tangential

velocity

presence

of the plate.

at the outer edge of the

boundary layers is U(x)

= 0 discussed

(7.52). (Here,

= U0

This corresponds to the

in the previous

we are

sectionsee

case

Equation

assuming that the flow upstream

of

x = L, is unaffected by the
edges presence, and, is, therefore, the same as if the plate
were of infinite length. Of course, the flow downstream of
the edge is modified as a consequence of the finite length
the trailing edge of the plate,

of the plate.)

Making
section

use of the analysis contained in the


m = 0), as well as the fact

previous

(with

that, by

symmetry, the lower boundary layer is the mirror image of


the

upper one,

the tangential velocity

across

profile

the

both layers is written

vx (x,y)

U0 f (),
(7.64)

where
?

?1/2

U0

|y|.

(7.65)
Here, f() is the solution of
f

ckness
Incompressible Boundary Layers

129

+f f

=0

boundary layer
plate

U0

x
L

Figure 7.4: Flow

over a flat plate.

that satisfies the boundary conditions


f(0)

=f

(0)

=0,

0.

and

f
Equation (7.66) is known

()

as the Blasius

1, f

()

equation.

wake

(7.67)

(7.68)
(7.69)
It is convenient

to define the so-called displacement

thickness of the upper boundary layer,


Z

(x)

"1

vx (x,y)

dy,
U0

(7.70)
which

can

streamlines

be interpreted

as

the distance through which

just outside the layer

due to the retardation

are

displaced

laterally

of the flow within the layer. (Of

course, the thickness of the lower boundary


same as that of the upper layer.) It follows that
(x)

!1/2

layer is the

[1 f ()]d.
U0

(7.71)
In fact, the numerical

solution of (7.66), subject

to the

boundary conditions (7.67)(7.69),yields

(x)

=1.72

x
U0

!1/2

(7.72)
Hence, the thickness of the boundary
the

square root

as

layer increases

of the distance from the leading edge of

the plate. In particular, the thickness at the trailing edge of


the plate is

(L)

1.72

Re

1/2

(7.73)

where
Re

U0 L

(7.74)
is the appropriate Reynolds number for the interaction of
theflow with the plate. Note that if Re

thickness

as was previously
130

1
thenthe

of the boundary layer is much less than its length,

assumed.
FLUIDMECHANICS

1
0.9
0.8
0.7
0

U
/
x

0.6
0.5

0.4
0.3
0.2
0.1
0

5 4 3 2 1

y /
Figure 7.5: Tangential velocity profile

across

the

boundary
layers located above and below
thickness located at y

=0.

a flat plate

of negligible

The

tangential

velocity

across

profile

the

both

boundary layers, which takes the form

"1.22

vx (x,y)

=U0

#
|y|

(x)

(7.75)
is plotted in Figure 7.5. In addition, the vorticity

across

profile

the layers, which is written

"1.22
(x,y)

= sgn(y)1.22

U0
f

#
|y|

(x)

(x)

(7.76)

is shown in Figure 7.6. Note that the vorticity is negative in

y > 0), positive in the lower


y < 0), and discontinuous across the
plate (which is located at y = 0). Finally, the net viscous
drag force per unit width (along the z-axis) acting on the
the

upper

boundary layer (i.e.,

boundary layer (i.e.,

plate inthe x-direction is


Z

=2

???y=0

xy

dx,

(7.77)
where the factor of 2 is needed to take into account the

presence

of boundary

layers both above and below the

plate. It follows from Equation (7.59) (with

m =0) that
!1/2

D
Z

2
f

!1/2

x 1/2

(0)

=U

dx

=U

2
0

U0

(0).

U0
(7.78)

In fact, the numerical solution of (7.66) yields

=1.33

U
Re

2
0

1/2

=1.33U0

(U0 L)

1/2

(7.79)
The above discussion is premised
that the flow in the
both

steady

assumption

upper

the assumption

(or lower) boundary

and z-independent.
becomes

on

It turns

invalid when the Reynolds

analogy, if Incompressible Boundary Layers

131

layer is

out that this


number

0.6
0.5
0.4
0.3
0.2
)

0.1

U
(

0
0.1
0.2
0.3
0.4
0.5
0.6
5 4 3 2 1 0

y /
Figure 7.6: Vorticity profile

across

the

boundary layers located above and below


of negligible thickness

U0 /, exceeds

located at y

a critical value

a flat plate

=0.

which is about 600. In this

case, small-scale z-dependent disturbances spontaneously


grow to large amplitude, and the layer becomes turbulent.
1/2,
Since x
if the criterion for boundary layer

is not satisfied at the trailing edge of the plate,

turbulence

x = L, then it is not

satisfied anywhere else in the layer.

previous analysis, which neglects turbulence,

Thus, the

remains valid provided U0 (L)/

< 600. According

to

(7.73), this implies that the analysis is valid when 1


Re <
5,
1.210 where
implRe
U0 L/ is the Reynolds numberof

the external flow.


Consider, finally, the situation illustrated in Figure 7.7

in which

an initially

irrotational fluid

passes

between two

flat parallel plates. Let d be the perpendicular

distance

we have seen, the finite viscosity of


the fluid causes boundary layers to form on the inner
surfaces of the upper and lower plates. The flow within
these
layers
possesses non-zero vorticity, and is
between the plates. As

significantly
flow

outside

inviscidthis

affected by viscosity. On the other hand, the

the

layers

is irrotational

(since it can be derived from


Poissons

boundary

and

essentially

type of flow is usually termed potential flow

equation).

a velocity

layers increases

potential satisfying

thickness of the two


1/2,
where x represents
like x

Now,

the

distance, parallel to the flow, measured from the leading


edges of the plates. It follows that,
region of potential
disappears.

See

as x

increases, the

flow shrinks in size, and eventually

Figure

7.7. Assuming

that, prior

to

merging, the two boundary

one

affect
formula

another,

their

(7.72), where U0

layers do not significantly

thickness,

(x),

is given

by

is the speed of the incident

fluid. The region of potential flow thus extends from

= 0 (which corresponds
to x = l,where
(l)

to the leading edge of the plates)

d2

(7.80)

It follows that
l
d

11.8Re,

(7.81)
where
Re

U0 d

(7.82)
Thus, when

passes

an

between

potential

flow

irrotational

high Reynolds

two parallel
extends

number

fluid

plates then the region of

comparatively

long

distance

between the plates, relative to their spacing (i.e., l/d 1).

as we saw

in 132

FLUID MECHANICS

boundary layer

plate

U0

potential flow

Figure 7.7: Flow between two flat parallel plates.

an irrotational

high Reynolds

number fluid

pipe then the fluid remains essentially


has

travelled

considerable

passes

into

distance

along

the

pipe,

compared to its diameter. Obviously, these conclusions

As

are

if the flow becomes turbulent.

modified

7.6

irrotational until it

Wake Downstream of a Flat Plate

we saw

negligible

in the previous

thickness,

section, if

flat plate of

and finite length, is placed in the

path of

parallel

to the plate, then thin boundary

uniform high Reynolds number flow, directed

layers

form

above and below

the plate. Outside the layers, the flow is

irrotational, and essentially inviscid. Inside the layers, the


flow is modified

Downstream

by viscosity, and has


the

of

convected by the flow, and

non-zero

vorticity.

are
merge to form a thin wake. See

plate,

the

boundary

layers

Figure 7.4. Within the wake, the flow is modified


viscosity, and

possesses

the downstream

finite

by

vorticity. Outside the wake,

flow remains irrotational, and effectively

inviscid.

Since there

is

no

solid surface

wake, acting to retard the flow,

we

embedded

in the

would expect the

action of viscosity to cause the velocity within the wake,


long distance downstream

of the plate, to closely match

that of the unperturbed flow. In other words,

we expect

the

fluid velocity within the wake to take the form

vx (x,y)

(7.83) vy (x,y)

U0 u(x,y),

v(x,y),

(7.84)

where
|u|

U0

(7.85)
Assuming that, within the wake,

1x

(7.86)

(7.87)
where

is the wake

thickness,

fluid

continuity

requires that

u.

(7.88)
Now, the flow external to the boundary
wake, is both uniform and essentially
according

to Bernoullis

theorem, the

layers, and the


inviscid.

Hence,

pressure

in this

region is also uniformsee Equation (7.22). However,


(7.98)
Incompressible Boundary Layers

133
Section 7.3, there is

the

boundary

uniform

that the

no y-variation

layers.

within the layers.

pressure

pressure across
pressure is
Thus, it is reasonable to assume

It follows

of the

that

the

is also uniform within the wake, since the

wake is formed via the convection of the boundary layers


downstream of the plate. We conclude that

p(x,y) p0

(7.89)

everywhere inthe fluid, where p0 is a constant.


The x-component

of the fluid equation of motion is

written
vx

vx

+ vy

vx

1 p

vx

vx

+
y

(7.90)
Making

use of (7.83)(7.89),the

above expression reduces

to
u
U0

2u

(7.91)
The boundary condition
u(x,)

=0

(7.92)

ensures

that the flow outside the wake remains

unperturbed. Note that Equation (7.91) has the same


mathematical
with

form as a conventional diffusion equation,

x playing

of the diffusion

the role of time, and /U0 playing the role


coefficient. Hence, by analogy with the

standard solution of the diffusion equation,


expect ( x/U0 )1/2.

we would

As can easily be demonstrated, the self-similar solution

to (7.91), subject to the boundary condition (7.92), is

u(x,y)

exp

2
2

(7.93)

where
(x)

=2

!1/2

U0

(7.94)

and Q is a constant. It follows that

udy

= Q,

(7.95)
R

since,

as is well-known,

2)dt

exp(t

takes the form

vx (x,y)
U0
(7.96)

= 1

U0

exp(y

As

as x 1/2.
across the wake, which

expected, the width of the wake scales


The tangential velocity profile

2/

2),

is plotted in Figure 7.8. Inaddition, the vorticity profile

across

the wake, which is written

(x,y)
U0

exp(y

U0

2/

2)

(7.97)
is shown in Figure 7.9. It

can

seen

be

that the profiles

pictured in Figures 7.8 and 7.9

are

out

layer profiles

versions

of the boundary

essentially

smoothed
shown

in

Figures 7.5 and 7.6, respectively.


Suppose

wake

are

that the plate and

enclosed

by

portion of its trailing

cuboid control volume

of unit

to x =
= h to y = h. See Figure 7.10. Here, l

and from
+lLand
h (l),
y = where
hto L
y is=the
h.length
Se e F igure
of the7.
plate,
10. Her
and
depth (in the z-direction) that extends from
+l and from

x = l

(x)
l
the
L width
and
of the wake. Hence, the control volume

plate,
extends
and well
(x) the
upstream
width ofand
the wake.
downstream
Hence, the
of co
the

plate.

Moreover, the volume is much wider than the wake.


Let

us apply

the integral form of the fluid equation of

continuity to the control volume. For

a steady-state,

reduces to (see Section 2.9)

IS

134

dS

this

0,

FLUID MECHANICS

1
0.9
0.8
0.7

U
/
x

0.6
0.5

0.4
0.3
0.2
0.1
0

y /
Figure 7.8: Tangential velocity profile

across

the wake

of a flat plate of negligible thickness located at y

The profile is calculated for Q/(U0 )

=0.5.

=0

0.5
0.4
0.3
0.2
)

0.1

U
(

0.1
0.2
0.3
0.4
0.5

y /
Figure 7.9: Vorticity profile

across

the boundary layers

a flat plate of negligible


y =0.The profile is calculated

above and below

thickness

located at

for Q/(U0 )

0.5.
135

Incompressible Boundary Layers

v(x)

y =h
plate

wake
U0 u(y)

U0

y =h
x = l

x =l
v(x)

Figure 7.10: Control volume

surrounding

a flat plate and its trailing

where S is the bounding

surface of the control volume.

The normal fluid velocity is U0

= l, and v(x) at y = h,
(7.98) yields

as

wake.

at

x = l,

U0 u(y) at

indicated in the figure. Hence,

U0 dy

[U0

u(y)]dy+ 2

v(x)dx

=0,

(7.99)

or

u(y)dy

v(x)dx.

(7.100)

u 0 for |y| , and since h , it


a good approximation to replace the limits of integration
on the left-hand side of the above expression by . Thus,
However, given that
is

from Equation (7.95),


Z

u(y)dy

v(x)dx

Q,

(7.101)
where

Q is independent

retardation

presence

of the flow
of the

necessitates

of

inside

plate, which

a small

x.

Note

that

the

slight

the wake, due to the


is parameterized

by Q,

lateral outflow, v(x), in the region of

the fluid external to the wake.


Let

us now

apply the integral form of the x-component

of the fluid equation of motion to the control volume. For

steady-state, this reduces to (see Section 2.11)


ZS

ZS
vx

v dS = Fx

dS

xj

(7.102)
where F x is the net x-directed force exerted

on the

fluid

within the control volume by the plate. It follows, from

Newtons third law of motion, that F x


the viscous drag force
acting

on

the

plate

per

= D,

where D is

unit width (in the z-direction)

in the

x-direction.

Now,

in

an

incompressible fluid (see Section 2.6),

!
ij

= pij

vi

+
x

(7.111) 136
FLUID MECHANICS

Hence, we obtain
Z

2
0

dy +

?U0

u(y)

?2

dy

+2

U0 v(x)dx
l

v j

xi

D 2

u(y)dy,

(7.104)

dl

since the pressure within the fluid is essentially uniform,


tangential fluid velocity at

to be negligible at x

assumed
(7.101),

as well as the fact

y = h is U0 and v is
= l. Making use of Equation

that Q is independent of l,we

get
D

=U0

Q.

(7.105)
Here,

we

any
u. A

have neglected

in the small quantity

terms that

are

comparison

second-order

with Equation

(7.79) reveals that

1.33(U0

L)

1/2

(7.106)

or

U0

=0.664

Lx

?1/2

(7.107)
Hence, from (7.96) and (7.97), the velocity and vorticity
profiles

across

the layer

are

,
.

vx (x,y)

= 1 0.375

U0

Lx

?1/2

exp(y

2/

2),

(7.108)
and

(x,y)
U0

2/

exp(y

1/2.

2),

Finally,

on the

since the above analysis is premised

are

2( x/U0 )

assumption that

1, it is clear that the previous three

|1vx /U0 | |u|/U0


expressions

?1/2

Lx

(7.109)

where (x)

= 0.749

only

valid

when

L (i.e.,

well

downstream of the plate).


The above analysis only holds when the flow within

the wake is non-turbulent.

Let

us assume,

by analogy

with the discussion in the previous section, that this is the

case as

long

(x)/,

remains

approximately

wake
U0

can

the Reynolds number of the wake, U0


less

be written

10

4/Re.

critical

the Reynolds

2Re

1/2

(x/L)

number

that the wake becomes

value

that

is

number of the

1/2,

where

of the external

Re

flow,

turbulent when x/L

>

Hence, the wake is always turbulent sufficiently

downstream

effectively

some

than

600. Since

L/ is the Reynolds

we deduce
far

as

of

assumes

the

plate.

Our

that the wake

analysis,

which

is non-turbulent

in

some

region, immediately downstream of the plate, whose

extent (in x) is large compared with L, is thus only valid


when 1
Re 9

7.7

4.

Von Karm an Momentum Integral

Consider

boundary layer that forms

rigid stationary
length

10

obstacle

and uniform

cross-section)

uniform, transverse, high Reynolds

represent

arc

on the

of arbitrary

surface of

shape (but infinite


placed

in

steady,

number flow. Let

length along the surface, measured (in the

direction of the external flow) from the stagnation point

that forms at the front of the obstacle. (See Figure 7.11.)


Moreover, let

boundary

represent

distance

across

the boundary

normal to the surface. Suppose that the

layer, measured
layer

is

sufficiently

thin

that

it

is

well

as a plane slab inthe immediate vicinity of a


general point on the surface. In this case, writing the
velocity field within the layer in the form v = u(x,y) ex +
v(x, y) ey it is reasonable to model this flow using the
approximated

slab boundary

layer equations

(7.29)]
u

+
x

0,

[see

Equations (7.28) and

(7.110)

+v

dU
U

dx

2u

,
137

Incompressible Boundary Layers

subject to the standard boundary conditions

u(x,)

=v(x,0)

(7.112) u(x,0)

U(x),

0.
(7.113)

Here, U(x) is the external tangential fluid velocity at the


edge of the layer. Integrating (7. 111)
making

use of the boundary

across

?????y=0

=
=
=
=
Z

dU
U

dx

dy
y

"(U

dU
u)

dx

+u

(U u)

(U u)

+v
x

the layer,

conditions (7.113), leads to

dy
y

"(U

dU
u)

(U u)

dy
y

"(U

dU
u)

dx

+u

(U u)

+u

(U u)

dx
Z

dU

(U u)dy
dx

+ (U u)

dy

u(U u)dy.
dx

(7.114)

we have integrated the final term on the right-hand


use of Equations (7.110), (7.112),
(7.113). Let us define the displacement thickness of the

Here,

side by parts, making

and

layer [see Equation (7.70)]


Z
1

(x)

?1

dy,

(7.115)

as well as the so-called momentum


Z
2

(x)

?1

dy.

(7.116)
It follows from (7.114) that

thickness

?????y=0

=U

d2

+U

dx

dU
(1

+ 22

).

dx
(7.117)

This

important

momentum

result

is

as

known

integral, and is fundamental

approxima- tion methods commonly


boundary

layer thicknesses

obstacles

von K arm an
to many of the

the

placed

on

employed

to calculate

the surfaces

in high Reynolds

number

of general
flows. (See

Section 7.10.)

7.8

Boundary Layer Separation

we saw in Section 7.5, when a high Reynolds number


passes around a streamlined obstacle, such as a
slender plate that is aligned with the flow, a relatively thin
boundary layer form on the obstacles surface. Here, by
relatively thin, we mean that the typical transverse (to the
As

fluid

flow) thickness of the layer is


the length
and Re

1/2,

L/Re

where L is

of the obstacle (in the direction of the flow),

the

Reynolds

number

of the

external

flow.

Suppose, however, that the obstacle is not streamlined: i.e.,

the surface of the obstacle is not closely aligned with the


streamlines of the unperturbed
the

typically

observed

flow pattern. In this

behavior

case,

is

illustrated in Figure 7.11, which shows the flow pattern of

high

Reynolds

number

irrotational

fluid

around

cylindrical obstacle (whose axis is normal to the direction


of the unperturbed flow). It

can be seen

front of the obstacle. Moreover,

covers

a stagnation
zero, forms in

that

point, at which the flow velocity is locally

thin boundary

the front side of the obstacle. The thickness

layer is smallest at the stagnation

layer

of this

point, and increases

towards the back side of the obstacle. However, at


point

on the back

some

side, the boundary layer separates from

the obstacles surface to form

transverse dimensions

are

itself. This phenomenon

a vortex-filled

wake whose

similar to those of the obstacle


is known

as

boundary

layer

separation.

138
FLUID MECHANICS

separation point
potential flow streamlines

boundary layer
obstacle
stagnation point

wake

Figure 7.11: Boundary layer separation.

Outside the boundary

layer, and the wake, the flow

pattern is irrotational and essentially


Sec-tion 5.13, the tangential

boundary layer (neglecting

inviscid. So, from

flow speed just outside the

any

circulation of the external

flow around the cylinder) is

U()

2 U0

sin,

(7.118)

where U0

is the unperturbed

flow speed, and is

cylindrical

coordinate

such that the stagnation

= 0.Note that the tangential

corresponds to

point

accelerates
along the
flow)

and

defined

on

(i.e., increases

with increasing

surface of the obstacle, in the direction of the

the front side of the obstacle (i.e., 0 /2),

on

decelerates

the

back

side.

Boundary

separation
/2), is
a always
nd de observed
celerates to take place at
the

flow

arc-length,

surface

of

an

layer

a point on

obstacle

where there is deceleration of the external tangential flow.

pressure just outside the


on the surface of the obstacle,
the pressure is uniform across the layer) is

In addition, from Section 5.13, the


boundary layer (and, hence,
since

P()

=p1 +U

2
0

cos2,

(7.119)

a constant. Note that the tangential pressure


as to accelerate the tangential flow on the
front side of the obstaclethis is known as a favorable
pressure gradient. On the other hand, the pressure
gradient is such as to decelerate the flow on the back
sidethis
is known as an adverse pressure gradient.
where p1 is

gradient is such

Boundary layer separation

at

a point on the

is always observed to take place

surface of

an obstacle

where the

pressure

important

physical

gradient is adverse.
Boundary
phenomenon

layer separation

is

an

because it gives rise to

drag force acting

ona non-streamlined

obstacle placed in a

high Reynolds number flow. This is the

pressure
behind

in the comparatively

a non-streamlined

pressure

the

front

side

onthe backside:

i.e.,

P()

(See Figure 7. 12.) In other words, the resultant

force

on

the front

antpressure
opposite to that

the

over the obstacles surface in


It can be seen that the variation

of

the obstaclemirrorsthat

P()

as a consequence of
more exact, in the case

obstacle,

variation

the absence of separation.

on

because the

obstacle, Equation (7. 119) specifies

cylindrical

expected

case

wide wake that forms

separation, is relatively low. To be


of

greatly enhanced

on

side of the obstacle


the back side,

so

pressure

is equal and

that the

pressure

gives rise to

distribution
obstacle.

Figure

distribution

7.12

is modified

layer separation. In this

zero net

illustrates

the

on the
pressure

of boundary

less than that

side of the obstacle. Consequently,

on

how

as a consequence
case, the pressure

separation points is significantly

force

drag acting

between the

on the front
pressure

the resultant

the front side is greater in magnitude

on the back side, giving


on the obstacle. Let D be

than the

oppositely directed force

rise to

significant drag acting

the drag

force

per

unit width (parallel to the axis of the cylinder)

otational)in the absence of boundarylayer

Incompressible

Boundary Layers

139
0

/2
P() p1

3/2

stagnation point

separation points

Figure 7.12: Pressure variation

over surface

of a

cylindrical obstacle in a high Reynolds number flow


both with (dashed curve) and without (solid curve)

boundary layer separation.

parameterize this force in terms of a dimensionless drag


coefficient,

CD

D
U

2
0

(7.120)
where is the fluid density, and

a the

typical transverse

size of the obstacle (in the present example, the radius of


the

cylinder).

The

non-streamlined
number

drag

obstacle

as a

flow,

in

consequence

separation, is generally characterized


of order unity. The exact

strongly
weakly

of

the

obstacle.

Form

area

cross-sectional

Reynolds

boundary

of

a drag

layer

coefficient

obstacle, but only relatively


number

this type of drag

since it depends primarily

high

value of the coefficient depends

on the shape of the


on the Reynolds

Consequently,

by

on a

acts

that

force

placed

on the
drag

the

of

flow.

is termed form drag,

external

scales

shape,

roughly

or form,
as the

(per unit width) of the vortex-filled

wake that forms behind the obstacle.


Boundary

layer separation

is associated

with strong

pressure gradients, or, equivalently, strong flow


decel-eration, on the back side of an obstacle placed in a
high Reynolds number flow. Such gradients can be

adverse

significantly

closely

reduced by streamlining the obstacle: i.e., by

aligning

streamlines of

the surface

thereby

with the unperturbed

can be delayed, or even completely prevented,


of a sufficiently
streamlined
obstacle,
significantly decreasing, or even eliminating, the

separation

on

its back surface

the external flow. Indeed, boundary layer

associated

form

cross-sectional

(essentially,

drag

area

limit that the form drag is reduced


there is still a residual drag acting
boundary

layer

by

viscosity.

(7.79)

even

This

and

the

in the

to a negligible level,
on the obstacle due to
type

called friction drag. As is clear from


Equations

reducing

of the wake). However,

drag

of

comparison

is
of

(7.120),

the drag coefficient


1/2),
associated with friction drag is O(Re
where Re is the
Reynolds number of the flow. Friction drag thus tends to

zero as the Reynolds


The

number tends to infinity.

phenomenon

of

boundary

layer

separation

us to resolve dAlemberts paradox. Recall, from


Sec-tion 5.13, that an idealized fluid that is modeled as
inviscid and irrotational is incapable of exerting a drag
force on a stationary obstacle, despite the fact that very
high Reynolds number, ostensibly irrotational, fluids are
observed to exert significant drag forces on stationary
allows

obstacles.

The

realization

that, in such

resolution

of

the

paradox

fluids, viscosity

lies

can

in the
only

be

neglected (and the flow is consequently only irrotational) in


(7.126)
140
FLUID MECHANICS

case, the region of the fluid in which


a significant role is localized to a thin
layer on the surface of the obstacle, and the
1/2,
friction drag scales as Re
and, therefore,

separation. In this
viscosity
boundary

resultant

plays

disappears

in the

inviscid limit (essentially,

boundary layer shrinks to

zero

the other

boundary

hand, if the

because the

thickness in this limit). On

separates

layer

viscosity is important both in a thin boundary layer


front

of

the

obstacle,
wake

vortex-filled,

and

that

in

forms

wide,

limit. The

presence

low-pressure,

behind

Moreover, the wake does not disappear

then

on the

the

obstacle.

in the

inviscid

of significant fluid vorticity within the

wake invalidates irrotational fluid dynamics. Con-sequently,


the

pressure

on

the

smaller

significantly

back

side

of

the

than that predicted

obstacle

is

by irrotational

pressure force on the


on the back side, and a
on the obstacle. The drag

fluid dynamics. Hence, the resultant


front side is larger than that
significant

drag

is exerted

coefficient associated with this type of drag is generally of

order unity, and

does not tend to

zero as

the Reynolds

number tends to infinity.

7.9

Criterion for Boundary Layer

Separation
As

we

have

(7.110)(7.113)

seen,

the

boundary

layer

equations

generally lead to the conclusion that the

tangential

velocity in

compared

with the normal velocity,

speaking,

this

result

thin boundary

holds

layer, u, is large
v. Mathematically

everywhere

except

in the

immediate

vicinity

of singular

then it follows that the fluid

predominately

can

to the surface of the obstacle, and


from this surface to
effectively

precludes

surface. Hence,

at

a very

points. But, if

moves

only

parallel

move away

limited extent. This restriction

separation

we conclude

the flow

of

that separation

from the

can only occur

point at which the solution of the boundary

layer

equations is singular.
As we approach

a separation

point,

we expect

the flow

to deviate from the boundary layer towards the interior of


the fluid. In other words,

we expect

the normal velocity to

become comparable with the tangential velocity. However,

we

seen

have

that the ratio v/u is of order Re

Equation (7.18)]. Hence,

that

implies

an

an increase
increase

employ

increases by

equations, (7.23)
formally

an

the dimensionless

[see

v to such a degree

a factor Re 1/2. For


we may suppose that v
factor. Indeed, if we

by

sufficiently large Reynolds numbers,


effectively

of

1/2

infinite

form of the boundary

, ,

layer

(7.27), the situation just described

equivalent

to

an

infinite

dimensionless normal velocity, Vy

Let the separation point lie at

value

of

is

the

at the separation point.

x = x0

correspond to the region of the boundary

and let

x < x0

layer upstream

of this point. According to the above discussion,

v(x0

y)

(7.121)

at all

(except, of

course, y

= 0, where

the boundary

conditions at the surface of the obstacle require that

0).It follows that the deriviative v/y is also infinite at

= x0
= 0,

Hence, the equation of continuity, u/x

= ,

+ v/y

or x/u = 0, if x is
y. Let u(x0 y) = u0 (y).
Close to the point of separation, x0 x and u u0 are
small. Thus, we can expand x0 x in powers of u u0 (at
implies that (u/x)x=x0

regarded

as a

function of

fixed y). Since

and

= 0, the

(x/u)u=u0

first term in this

expansion vanishes identically, and we are left with

x0

x = f(y)(u

h(u

u0 )

+O

u0 )

(7.122)

or
u(x,y) u0 (y) + (y)

x0

x,

(7.123)
where

=1/

p
f is some function of y. From the equation

of continuity,
v

(7.124)

(y)
x0

Upon integration, the above expression yields


(y)

v(x,y)

x0

(7.125)

where

(y)

12

(y

)dy

is,the Incompressible Boundary Layers

141
The equation of tangential motion inthe boundary layer,
(7.111), is written

+v
x

=U

dU

2u

+
dx

(7.127)

As is clear from Equation (7.123), the derivative

does not become infinite

as x

x0

The

same

2u/y

is true of

the function UdU/dx, which is determined from the flow

outside the boundary layer. However, both terms

on the
as x

left-hand side of the above expression become infinite

x0

Hence, in the immediate vicinity of the separation

point,

+ v
x

0.

(7.128)
Since u/x

= v/y,

we can

rewrite this equation in the

form
?

= u

+v

u
y

0.

(7.129)
Since

udoes

not, in general, vanish at x

that
?

= x0

we conclude

0.

(7.130)
Inother words, v/u is a function of

x only. Now, from (7.

123) and (7.125),

(y)
x0

=
u0 (y)

+ O(1).

(7.131)
Hence, if this ratio is a function of x alone then (y)
/2)Au0 (y), where A is a constant: i.e.,

=(1

Au0 (y)
v(x,y)

x0

(7.132)
Finally, since (7.126) yields

= 2d/dy =Adu0 /dy, we

obtain

u(x,y) u0 (y) + A

du0

x0

x.

dy

(7.133)

The previous two expressions specify


of

x and y near

of separation,

uand v as functions

the point of separation. Beyond the point

that is for

x >

since

x0

the

the expressions

square roots

are

physically

meaningless,

become

imaginary.

This implies that the solutions of the boundary

layer equations cannot sensibly be continued beyond the


separation

point.

Now, the standard boundary


of the obstacle

require that

conditions at the surface

= v = 0 at

= 0. It,

therefore, follows from Equations (7.132) and (7.133) that

u0 (0)
(7.134)

0,

?????y=0

du0

0.

dy

(7.135)

Thus,

we

obtain the important

tangential velocity,

zero at
result

u,

prediction

the separation point (i.e.,

was originally obtained


we have used to derive

argument

Note

that

if

the

x = x0

and

are
y = 0). This

by Prandtl, although

the

it is due to L.D. Landau.

constant

(7.132) and (7.133) happens to be

x0 and y

that both the

and its first derivative, u/y,

=0, at which the derivative

in

zero

expressions

then the point

x=
no

u/y vanishes, has

and is not a point of separation.


no reason, in general, why A should take
the special value zero. Thus, in practice, a point on the
surface of an obstacle at which u/y = 0 is always a point
particular

properties,

However, there is

of separation.

Incidentally, if there

= x0
> x0

(i.e., if A

In other words,

move away
45)

were no separation at

the point

= 0) then we would have u/y

< 0 for x

u would become negative as we


y being still small. That is,

from the surface,

142

FLUID MECHANICS

fluid beyond the point

x = x0

would

move

tangentially, in

the region of the boundary layer immediately


the surface,

in the direction

opposite

adjacent to

to that of the

external flow: i.e., there would be back-flow

in this

region. In practice, the flow separates from the surface at x

=x0

and the back-flow migrates into the wake.

Note that the dimensionless

are

(7.23)(7.27),
the external

independent

flow (assuming

boundary layer equations,


of the Reynolds number of

that this number

is much

greater than unity). Thus, it follows that the point


surface

independent
location

separation

flow inthe boundary

on the

0 is also

of the Reynolds number. In other words, the

of the

Reynolds number (as long

At

at which u/y

of the obstacle

point

as this

is independent

of the

number is large, and the

layer is non-turbulent).

= 0, the

equation

of tangential

motion in the

boundary layer, (7.111), is written

2u

??????y=0

1 dU
U dx

1 dP

dx

(7.136)
where P(x) is the

pressure

just outside the layer, and use has

been made of (7.6). Now, since

u is positive,

and increases

away

from the surface (upstream of the separation point), it


2u/y 2)y=0
follows that (
> 0 at the separation point itself,

where (u/y)y=0

= 0. Hence,

according

to the above

equation,
!x=x0

dU

<

0,

dx
!x=x0

dP

>

(7.137)

0.

dx

(7.138)
In other words,

we

predict that the external tangential flow

is always decelerating at the separation point, whereas the

pressure

gradient

decelerate
experimental

7.10

the

is always

tangential

adverse
in

flow),

(i.e., such

as to

agreement

with

observations.

Approximate Solutions of Boundary

Layer Equations
The boundary layer equations, (7.110)(7.113),take

the form
u

+
x

dU

+v
x

U
y

dx

subject to the boundary conditions


u(x,)
u(x,0)

=
=

U(x),

0,

v(x,0)

0.

Furthermore, it follows from (7.140), (7.142), and (7.143) that

0,

(7.139)

2u

(7.140)

(7.141)
(7.142)
(7.143)

2u

??????y=0

= U

dU
dx

(7.144)

can be thought of as an alternative


we saw in Section 7.4, the boundary

The above expression

form of (7.143). As

layer equations
special form U0

can be solved
x m However,

exactly when U(x) takes the


in the general

resort to approximation methods.


Following Pohlhausen, let us assume that

case, we must

u(x,y)

U(x)
(7.

158)

Incompressible

Boundary

f(),

Layers

143
where

= y/(x),

and /x 1/. In particular,

suppose

that
(

f()

a + b + c 2 + d 3 + e 4

=
0

a, b, c,

where

automatically
Moreover,
imply that

>1

d, and

(7.146)

e are constants.

satisfies the boundary condition (7

the boundary

conditions

. .

This expression

14 1)

(7. 142) and (7. 144)

a =0,and
f

(0)

(x),

(7.147)
where

=d/d, and
=

Finally,

let

us assume

that

are continuous at =1:i.e.,

f, f

dU
dx

(7.148)
and

f(1)

1,

=
=

(7.149)

f (1)

(7.150)

(1)

0,
0.

(7.151)
These

constraints

requirements

that

to

corresponds
the velocity,

the

vorticity,

stress tensor, respectively, be continuous


Given

that

0, Equations

reasonable
and viscous

across

the layer.

(7.146),

(7.147),

and

(7.149)(7.151)yield

f()

F()

G()
(7.152)

for 0

1, where

F()

1
(1 )

(1+ ),

G()

(7.153)

(1 )

3.

6
(7.154)
Thus, the tangential velocity profile

function of

single parameter,

across

the layer is

, which is termed

the Pohlhausen parameter. The behavior of this profile is


illustrated

in Figure

7.13. Note

circum-stances, the Pohlhausen

range
f()

12

>

1 for

12. For

some

<

that, under

parameter

> 12, the

profile is such that

1, which is not possible

steady-state solution. On the other hand, for

(0)
profile
stead yisstat
suchethat
solu ftion
close to the wall. As

normal

must lie in the

in

< 12,

the

<O0,nwhich
implies
reversal
th e othe
rhanflow
d,for
<

we

have

seen,

flow

reversal

is

indicative of separation.

to

0, corresponds

(7.152) is only

an

(0)

Indeed, the separation point, f

12.

Note

that

expression

some,

approxima- tion, since it satisfies

but not all, of the boundary conditions satisfied by the true


velocity

profile. For instance,

of (7. 140)

differentiation

y reveals that ( 3u/y 3)y=0


which is not the case for expression (7.152).
with respect to

It follows

from Equations

(7.115),

= 0,

(0)

(7.116),

and

(7.152)(7.154)that
Z
1

(x)

(1 f)d

10

(7.155)
Z

f (1 f)d

37

120

315

(x)

945

9072
(7.156)

Furthermore,

?????y=0

f (0)

?2

(7.157)
Now, the

von K arm an momentum

rearranged to give

integral, (7.1
17), can be

d2

dx

2
2

dU
dx

2+

?????y=0
2

ura t e on
re d u ce

144

FLUIDMECHANICS

1
0.9
0.8
0.7
0.6
f

0.5
0.4
0.3
0.2
0.1
0
0

0.2

0.4

0.6

0.8

Figure 7.13: Pohlhausen velocity profiles for

12 (solid curve) and

= 12 (dashed

curve).

Defining

(x)

2
2

dU
dx

(7.159)

we obtain

dx

dU/dx

=2[F2 () {2 + F1()}] = F(),

(7.160)
where

37

315

945

9072

F1()
!,
1
2

37

120

315

10

F2 ()

!2

945

9072

?????y=0
2

?2

37

315

37

F()

945

315

9072
!"2

116

945

9072

315

+
945

(7.161)
(7.162)
(7.163)
#

120

9072

It is generally

necessary to integrate

(7.164)

Equation (7.158) from

the stagnation point at the front of the obstacle, through the


point of maximum
point

on

stagnation
implies

the back
point

we

that F()

maximum tangential

tangential velocity, to the separation


side

of the obstacle.

have U

0. Furthermore,

velocity

0, which implies that

Now,

= 0 and dU/dx
we have

at the

at the point

dU/dx

= = 0. Finally,

0, which
of

= 0 and U
as we

have

already

seen,

12

at

implies, from (7.161), that


As

was

by the linear

physically
particularly
(where

point, which

first pointed out by Walz, and is illustrated in

Figure 7.14, it is
F()

the separation

= 0.1567.

fairly good approximation to replace


function

0.47

6 for

in the

range.
by theThe
lin ear
approximation
fun ctio n0.47 is

accurate on the front side of the obstacle


> 0). Making use of this approximation,
relevant

(7.170)
Incompressible Boundary Layers

145

0.15

0.1

0.05

0.05

Figure 7.14: The function F() (solid curve) and the


linear function 0.47 6 (dashed line).

0.1

to the linear differential equation

dx
which

= 0.47

can be integrated to give

2
2

assuming that the stagnation point corresponds to x

Recall that the separation point corresponds to x

5(x )dx

= 0.It follows that


x

0.47 dU
U

2
2

dx

0.47

dU

=xs

U (x

dx

)dx

where (xs ) s

(7.165)
(7.166)

0.1567.
Suppose

uniform

flow

that

U(x)

over a

U0

(7.167)

which

corresponds

flat plate. (See Section

to

7.5.) It

follows from Equations (7.166) and (7.167) that


2

(x)

x
where Re

= U0

x/, and

= 0.Moreover,

0.69
Re

1/2

(7.168)

according to

Equations (7.148) and (7.162),

= 0 and 1

Hence, the displacement

of the boundary

width

/2

= 2.55.
layer

becomes
1

(x)

1.75

Re

1/2

(7.169)
This approximate

result

compares very

favorably with the

exact result, (7.73).


Suppose that

x = a and U()

= 2U0

sin , which

corresponds to uniform transverse flow around


cylinder of radius

a. (See

a circular

Section 7.8.) Equation (7.167)

yields
Z

()

=0.47

sin
(7.173) 146
FLUID MECHANICS

0.2

cos
6

sin

0.1

20

40

60
)
(

80

100

Figure 7.15: The function () for flow around


cylinder.

120

a circular

Figure 7.16: Flow

over the back surface

of a semi-infinite

wedge.

Figure 7.15 shows () determined from the above formula.

It can be seen that

=s = 0.1567when

= s

108

other words, the separation point is located 108

In

from the

stagnation point at the front of the cylinder. This suggests


that the low

pressure

as

the cylinder

wide

as

wake behind the cylinder is almost

Suppose, finally, that U

then,

as

= U0

xm

If

is negative

in Figure 7.16, this corresponds

illustrated

uniform flow

itself, and that the associated

form drag is comparatively large.

over the back surface

to

of a semi-infinite wedge

whose angle of dip is

1
+m

(7.171)
(See Section 7.4.) It follows from (7.167) that

0.47m

1
+ 5m

0.47

/2 4

(7.172)
Now,

we

expect boundary layer separation


wedgewhen
where

< s

= 0.1567.

onthe back surface

This corresponds

of the

to

> s

(s )

0.47

+ 4(s

13

Incompressible Boundary Layers

147
Hence, boundary

layer separation

can

be prevented

by

making the wedges angle of dip sufficiently shallow: i.e.,


by

streamlining

reducing

the wedge,

the deceleration

which

has the effect

of the flow

back surface. Note that the critical value


0.0125)

of

on the wedges
of m (i.e., ms
=

at

occurs in our approximate =


solution
0.0125is
very
a t whic
similar
hse
to parati
the critical
onoccurs
value in
of m
our
(i.e.,
apprmoximate
= 0.0905)
so lu
tion
at which
is v ery the exact self-similar
solutions described in
can no
be found.
that the
.0905)
Sectiona t
7.4
w hich
thelonger
exa ct self-si
mila This
r solsuggests
uti on s descri
be
absence of self-similar solutions for m < m is related to
which separation

boundarylayer

7.11

separation.

Exercises

7.1. Fluid flows between two non-parallel plane walls, towards

a manner that if x is
a wall from the intersection of the planes
then U(x) = U0 /x,where U0 is a positive constant. Verify that
a solution of the boundary layer equation (7.35) can be
found such that is a function of y/x only. Demonstrate that
the intersection of the planes, insuch
measured along

this
solution yields

"?

u(x,y)
U(x)
where

u= /y,

U0

=F

?1/2

yx

and

= 1,

F2

subject to the boundary conditions F(0)

= 0 and F() = 1.

Verify that

F(z)

= 3 tanh

is a suitable solution of the above differential equation,


where tanh

= 2/3.

7.2. A jet of water issues from a straight

narrow

slit in a wall,

and mixes with the surrounding water, which is at rest. On the


assumption that the motion is non-turbulent

and

two-dimensional, and that the approximations of boundary


layer theory
apply, the stream function satisfies the boundary layer
equation

+
y

xy

= 0.

Here, the symmetry axis of the jet is assumed to run along


the x-direction, whereas the y-direction is perpendicular to this
axis. The velocity of the jet parallel to the symmetry axis is

u(x,y)

where u(x,y)

= u(x,y), and u(x,y) 0 as y . We

expect the momentum flux of the jet parallel to its symmetry axis,
Z

u2

dy,

to be independent of x.
Consider

a self-similar stream function

=0

xp

of the form

F(y/x ).

Demonstrate that the boundary layer equation requires that

p+q

= 1, and that Mis only independent of x when 2 pq = 0.


Hence, deduce that p = 1/3 and q =2/3.
Suppose that

(x,y)

= 6 x

1/3

F(y/x

2/3

).

Demonstrate that F(z) satisfies

subject to the constraints that F

=0,
= F (z), and F (z) 0 as z

+ 2F F + 2F 2
(z)

Show that
F(z)

= tanh(z)

is a suitable solution, and that


M

= 48

148
FLUID MECHANICS
7.3. The growth of
sucking

some

a boundary

of the fluid through

can be inhibited by
a porous wall. Consider

layer

conventional
boundary layer theory. As a consequence of suction, the

modified

to v(x,0)

on the normal

boundary condition

= vs

where

vs

velocity at the wall is

is the (constant) suction

velocity. Demonstrate that, inthe presence of suction, the von

K arm

an
velocity integral becomes
?????y=0

=U

d2

+U

dx

dU

+ 22 )+ Uvs

(1
dx

Suppose that
(

u(x,y)

= U(x)

where

sin(y)

Demonstrate that the displacement

momentum widths of the boundary layer


1
2

/(2)

y > /(2)

=(x).

=
=

are

(/2 1)
(1 /4)

1
1

,,

and

respectively. Hence, deduce that


(/2 1)

= U(1 /4)

d1

Consider

= U0

a boundary

dU

+
dx

layer

+ (/2

dx

!1/2

= (/2 1)

ona flat plate, for which U(x)

Show that, inthe absence of suction,

1)vs

8
4

!1/2

U0

but that inthe presence of suction


1

(/2 1)

vs

Hence, deduce that, for a plate of length L,suction is


capable of significantly reducing the thickness of the boundary
layer

when
vs

U0

where Re

= U0

Re

1/2

L/.

Incompressible Aerodynamics

149

8 Incompressible Aerodynamics
8.1

Introduction

This chapter investigates the forces exerted

on a stationary

obstacle situated in a uniform, high Reynolds number wind,

on

the

assumption

streamlined
boundary
termed

fundamental

apart from

no

the

obstacle

appreciable

is

sufficiently

separation of the

layer from its back surface. Such

an airfoil

an obstacle

to the theory of flight. The flow around

a thin

is

(or aerofoil). Obviously, airfoil theory is

airfoil is essentially

and

that

that there is

irrotational

an

and inviscid everywhere

boundary layer localized to its surface,

thin wake

emitted

by its trailing

edge. (See

Sections 7.5 and 7.6.) It follows that, for the flow external

to the boundary layer and wake, we can write

v = ,
(8.1)

whichautomaticallyensuresthattheflowisirrotational.
Assumingthattheflowis

alsoincompressible,sothatv

0, the velocity potential, , satisfies Laplaces equation: i.e.,

=0.

(8.2)
The appropriate

boundary condition at the surface of the

airfoil is that the normal velocity be zero. In other words,

= 0, where
=

is

unit vector

normal to the

where
n is a velocity
u ni t veat
ctothe
rnormal
surface. n
In
general,0,the
tangential
airfoil
obtained

surface,

by solving

= 0 in
=

the external

airf
oil surfac
e, obtained
region,
subject
to the boundary
by solving
condition

0
nin

the ext ernal
0 on

the surface, is
the

no

non-zero.

Of

course,

this is inconsistent with

slip condition, which demands that the tangential

velocity be zero at the surface. (See Section 7.2.) However,

as

described in the previous chapter, this inconsistency

resolved
tangential

by

velocity

non-zero on
interfaces

the

boundary

layer,

is effectively

the outer

edge

with the irrotational

across

which

discontinuous,

of the

layer

flow), and

is
the

being

(where

zero on

it
the

inner edge (where


discontinuity

it interfaces

in the tangential

with the

velocity

airfoil). The

across

implies the presence of bound vortices covering

the layer
the surface

of the airfoil (see Section 8.7), and also gives rise to

a friction

drag acting

on the

airfoil in the direction of the

external flow. However, the magnitude of this drag scales


as Re 1/2, where Re is the Reynolds number of the wind.
(See Section 7.5.) Hence, such drag becomes negligibly

small

in the

high

Reynolds

we shall assume

following,

that

number

limit.

In the

any form drag, due to the

residual separation of the boundary

layer at the back of

the airfoil, is also negligibly small. Moreover, for the sake


of simplicity,

we

two-dimensional
number

wind

shall initially
situations

transversely

flows

our discussion to
a high Reynolds
around a stationary

restrict

in which

airfoil of infinite length (in the z-direction)

and uniform

cross-section (parallel to the x-y plane).

8.2

Theorem of Kutta and Zhukovskii

Consider

uniform

two-dimensional

wind

(clockwise)

of speed

airfoil that is at rest in

V whose

direction

subtends

a
a

angle with the negative x-axis. It follows that

the wind velocity


ang le iswith
V
the
Vnega
cos
tivexe+
x-axi
V sin
s.Iteyfollo
and
ws
the
th
correspond- ing complex

velocity

is dF/dz

Section 6.4.) Now, the air velocity

a great

= V e i.

(See

distance from

the airfoil must tend toward this uniform velocity. Thus, for
sufficiently large |z|, we

dF

=V e

Az

dz

z2

can write

(see Section 6.4)

+ .

(8.3)
According to Equation (6.87), the circulation, , of air
about the airfoil is determined by performing the integral
IC

dF
Re

dz
dz

(8.4)
around

loop C that lies just above the airfoil surface.

as

However,
integral
that

discussed

in Section 6.8, the value of this

is unchanged if it is performed around

can

passing

be continuously
through

singularity

the

deformed

airfoil

of the complex
(8.13)

any

loop

onto C, whilst

surface,

or

crossing

velocity, dF/dz (i.e.,

not

a
line

150

FLUID MECHANICS

filament).

Since (in the high Reynolds

which the boundary layer and the wake


there

are no

external

infinitely thin)

sources or z-directed vortex filaments


airfoil, we can evaluate the integral

line

to the

number limit in

are

around

a large

follows that

= Re

circle of radius R, centered

z =Re

and dz

=iRe

hV
Re

i(+)

+ A + O(R

1)

on the origin.

It

=izd. Hence,

=2Im(A),

(8.5)
which implies that

dF
dz

=V e

+i

+
2z

z2

+
(8.6)

at large |z|.

As discussed in Section 6.9, the net force (per unit


length) acting

on the airfoil, L=X ex + Y ey

is

determined by performing the Blasius integral,


IC

1
i
2

dF

!
2

dz
dz

= X iY,
(8.7)

a loop C that lies just above the airfoil surface.


However, as before, the value of the integral isunchanged

around

if

we perform it instead around a large circle of radius


on the origin. Now, far from the airfoil,

centered

R,

dF

!
2

dz
V

2i

+i

V e

V Be

z2

+
z

+ O(z

3).

(8.8)
So, we obtain

X iY

"V
I

12

Re

i(+2)

+i

V e

+ O(R 1)

= ie

V ,

X + iY

(8.9)

=ie

=e

or

i(/2)

V .

(8.10)
In other words, the resultant force (per unit length) acting

on the

airfoil is of magnitude

V , and has the direction

obtained by rotating the wind vector through


in the

sense

force is known

result

as

lift, and is responsible

(8. 10) is known

Zhukovskii,

a right-angle

opposite to that of the circulation. This type of

as

the theorem

for flight. The


of Kutta

and

after the German scientist M.W. Kutta, and

the Russian scientist N.E. Zhukovskii, who discovered

it

independently.
independent

Note that (at fixed circulation)


of the shape

of the airfoil.

the lift is

Furthermore,

to the KuttaZhukovskii theorem, there is

according

drag acting

on the

airfoil (i.e.,

zero

a small

direction of the wind). In reality, there is always


friction drag due to air viscosity,

small form drag due to residual

as

well

as a

(hopefully)

separation of the boundary

layer from the back of the airfoil. There is actually

type of drag, known

as induced

zero

force acting in the

a third

drag, which is discussed in

Section 8.8.

per

As discussed in Section 6.9, the net moment


length (about

M, acting

on

unit

the airfoil is

by performing the integral


IC

Re

12

dF

!
2

determined

the origin),

zdz

dz

(8.11)
around
before,

a loop C that lies just above the airfoil surface. As


we can deform C into a circle of radius R,centered

on the origin, without


Hence, we obtain

changing the value of the integral.

"V
I
M

+i

=Re

V Re

1
i
2

i(+)

V Be

2i(+)

+ O(R

1)

(8.12)

or
M

h2V

=Re

Be

i(/2)

Incompressible Aerodynamics

(8.25)

151

8.3

Cylindrical Airfoils

us

For the moment, let


where
circular

= + i.

work in the complex

-plane,

a cylindrical airfoil
radius a, centered on the

Consider

cross-section

of

with

origin,

that is situated in a uniform, high Reynolds number wind


of speed V whose direction subtends

a (clockwise)

angle

with the negative -axis. Let be the circulation

of air

around the airfoil. A slight generalization of the analysis of


Section 6.4 reveals that the appropriate

complex

velocity

potential is

F()

=V

a2

+i

ln

(8.14)

whereas the associated stream function takes the form

(r,)

=V

a2
r

sin(

+ ) +

ln

r
a

where

=re

(8.15)

It follows that
dF

Ve

Va

+i

Comparison with Equation (8.6) (with

e i
2

z = ) reveals

that

(8.16)

a 2 e i.
(8.17)

Hence, Equations (8.10) and (8.13) yield


?cose

(8.18) L

?sine

+ sine
+ cose

(8.19) M

V
V

,,

0,
(8.20)

where V is the wind vector, L the lift vector, and M the

moment of the lift vector about the origin. We conclude


that, for

a cylindrical

airfoil of circular cross-section, the

lift vector is normal to the wind vector, and the line of


action

of

the lift

cross-section

passes

through

the centroid

(since the lift generates

zero moment

of the

about

the origin). See Figure 8.1.


Of

course, a cylindrical

is completely

airfoil of circular cross-section

unrealistic, since its back side (i.e., the side

opposite to that from which the wind is incident) is not


sufficiently

streamlined

to

prevent

boundary

layer

separation.

(See

as

7.) However,

Chapter

described

in

Section 6.7, we can use the conformal transformation


2

= +

(8.21)

to transform
-plane
z-plane.

to

cylinder

cylinder

(Note

that

of circular

cross-section

in the

of elliptical

cross-section

in the

both cross-sections

located at the origin.) Moreover,


elliptical

cross-section

centroids

cylindrical

airfoil of

that is sufficiently

whose major axis subtends


the incident wind

have

a sufficiently

elongated,

direction, constitutes

and

small angle with


realistic airfoil,

since its back side is, for the most part, closely aligned
with the external flow.
An elliptical airfoil of width

c and

thickness

< c,as

shown in Figure 8.2, is obtained when the parameters

are given the following values:


and l
a

+ ),

(c

4
(8.22)

1 2
(c
4

2) 1/2

(8.23)
In this

case,

the

surface

of

the

airfoil

satisfies

the

parametric equations

c
cos,
2

(8.24)

sin.

152

FLUID MECHANICS

Figure 8.1: A cylindrical airfoil of circular

cross-section.

Figure 8.2: A cylindrical airfoil of elliptical cross-section.


Incompressible Aerodynamics

153

In particular,

the

correspond to

=0 and =, respectively.

leading

airfoils

and

trailing

edges

According to Equations (8.16) and (8.21), the complex


velocity inthe z-plane is given by

"V
dF

dF d

dz

+i

Va

dz

=ae

Thus, on the airfoil surface, where


"V
dF
dz

=i

(c

l2
(8.26)

(c + )

+ )

we obtain

+ ) +

sin(

e i

( cos

+ ic sin )

(8.27)
A long

way

from the airfoil,

z l2/z, so that

Equation

(8.26) reduces to
dF

Ve

V (l

+i

e i

2z

dz

a 2 e i)

(8.28)
A

comparison

with

Equation

(8.6)

reveals

circulation of air around the airfoil takes the

same

that

the

value, ,

in both the complex - and z-planes. In other words, the


conformal

circulation.

transformation

(8.21)

does not

Note that the transformation

modify the external wind speed

or

modify

the

also does not

direction [since, from

(8.16) and (8.28), dF/d

= dF/dz = V e

at

very

large ||

and |z|]. On the other hand, it is clear that the constant B,

which
takes the value
|
and |z|]

zero

the value

in the complex -plane, takes

in

the

complex

z-plane.

V (l

e i

a 2 e i)
(8.29)

Hence, Equations (8.10) and (8.13) reveal that

(8.31)

(8.30) L

8
V

(c

V ek

2)

,,

sin(2),

(8.32)

where V is the wind vector, L the lift vector, and M the

moment of the lift vector about the origin. Here,


ek

= cos ex

sin

ey

(8.33)

is a unit vector parallel to the incident wind direction, and

is

= ek

unit vector perpendicular

conclude

that,

cross-section,

for

ez

= sin ex

+ cos

ey

(8.34)

to the wind direction. We

cylindrical

airfoil

of

elliptic

the lift vector is normal to the wind vector,

but the line of action of the lift intersects the major axis

of the airfoil

distance
d

14

sin
(c

L cos
(8.35)

in front of the cross-sections

+ )].

/[ V (c
F,bat

centroid, C, where

which the line of action of the lift intersects

airfoils

See Figure 8.2. Incidentally, the point,

major axis is conventionally

the

termed the focus of

the airfoil.

8.4

Zhukovskiis

Hypothesis

on a
in a
on the
can we

According

to the previous analysis, the lift acting

cylindrical

airfoil of elliptic

uniform,

high Reynolds

circulation,

cross-section,

situated

number wind, depends

of air about the airfoil. But, how

determine the value of this circulation?


Figure 8.3 shows the boundary

layer and wake of

streamlined airfoil. The boundary layer, which is localized

on

the surface of the airfoil, has

length in the z-direction

154
FLUID MECHANICS

dS

a vortex

intensity

per unit

equal to U, where U is the

VU

Wake
Boundary Layer

Trailing Edge

Airfoil

Figure 8.3: The boundary layer and wake of a streamlined


airfoil. Only shaded regions

speed immediately

posses non-zero

vorticity.

above the layer. [See Equation (8.64).]

Moreover, the wake is emitted by the airfoils trailing edge,


and subsequently

convected by the external air flow. (See

Section 7.6.) Note that the flow is irrotational everywhere

apart from inside the boundary layer and the wake. Now,
to the analysis

according
change
encloses

the

airfoil

z-directed vorticity

is equal

across

5.13, the rate of

of Section

of the circulation, , around

this

some curve

to minus

the

curve: i.e.,
d

C that

flux

of

dS.

dt

(8.36)

Here,

an

v is the

outward

z-direction)

wind velocity, the wind vorticity, and dS


surface

lying

independent

element

(of

on C. We expect

unit

depth

in

the

the vorticity flux to be

of the size and shape of C, otherwise

the

circulation of the flow, , about the airfoil would not have

unique value. In the limit that C becomes

very

large,

V, where V is the incident wind velocity. Thus,


d

dt

V z

(8.37)
where V is the wind speed, and z

the vortex intensity

per

unit length in the wake (at the point where it

the

curve

C). Here,

we are

assuming

crosses

that the vorticity

within the wake is convected by the flow, giving rise to

across

net flux of vorticity

an extension
assume that
proportional

C.Since the wake is essentially

of the boundary

vortex

its

layer, it is reasonable

intensity

per

unit

length

to

is

to that in the boundary layer at the airfoils

trailing edge, where the wake and boundary layer intersect.

= k U0

In other words, z
velocity immediately

where U0

is the tangential

above the trailing edge of the airfoil,

and k is a constant. It follows that

d
dt

= kV U0

(8.38)
According to Equation (8.27), the tangential velocity just

above the surface of the airfoil is


"

U()

=Re

"V

sin(

#||=a

c sin
(c 2 sin

+ ) +

cos

dF

+ 2 cos 2 ) 1/2

dz

(c

(c

+ )

(c 2 sin

+ )

+ 2 cos 2 ) 1/2

rfoils
Incompressible Aerodynamics

155

y/c

2
2

x/c

Figure 8.4: Streamlines around

a slender

cylindrical

airfoil of elliptic cross-section situated ina uniform,

high Reynolds number wind.

The parameters for this calculation

0.1,

=/12, and =0.

are /c =

to

Hence, given that the airfoils trailing edge corresponds

=, we obtain
# ?

"

U0

(c

c +

V sin

+ )

(8.40)
Thus, Equation (8.38) yields

d b

dt

where

= /[ V (c + )], t = t/t0

+ sin,
(8.41)

and t0

= /(k V).

Assumingbthat the circulation of the flow about the airfoil

is initially

zero (i.e.,

=0 at t = 0),the above equation can

be solved to give

?1

exp( t)

sin

(8.42)

b
Clearly,

as

the

normalized

circulation

asymptotes to the constant value


b

sin.
b
(8.43)

The corresponding
circulation is

constant

value of the unnormalized

= V (c

) sin

(8.44)
Note

that, according

to Equation

circulation, , takes the value

(8.40),

when

the

the tangential velocity

zero. In other words,


up around the airfoil is
such as to render its trailing edge a stagnation point of the
flow. This
conclusion
is known
as Zhukovskiis
at the airfoils training edge, U0
the steady-state

circulation

set

is

hypothesis, after its discoverer N.E. Zhukovskii.


Incidentally,

it

should

be

clear,

from the

above

discussion, that the air circulation about the airfoil is only


able to change its value because of the

presence

of the

boundary layer, and the associated wake that trails from


(8.46)

156

FLUID MECHANICS

y/c

2
2

x/c

Figure 8.5: Streamlines around

a slender

cylindrical

airfoil of elliptic cross-section situated ina uniform,

high Reynolds number wind.

The parameters for this calculation

are /c =

0.1,

= /12, and =

trailing edge. This follows because the flow is irrotational


everywhere except within the boundary layer and the wake.

as we

Moreover,

have

seen, a change in circulation is


a net vorticity flux away from
a flux cannot be carried by an

necessarily associated with


the

airfoil, and such

irrotational wind. Thus, in the absence of the boundary


layer and the

wake, the air circulation about the airfoil

zero

would be constrained

to remain

was

in accordance

initially

circulation

zero),

theorem.

from Equation

airfoil, irrespective

be

zero

that it
Kelvin

5.13.)

the

This implies,

lift would act

on

of its shape, and irrespective

incident wind speed


would

(See Section

(8.31), that

(assuming
with

or direction.

impossible.

the

of the

In other words, flight

as

Fortunately,

long

as

the

tangential air velocity at the trailing edge of the airfoil is

non-zero,

a
causes the airfoil
process continues until

the wake that trails behind the airfoil carries

net flux of z-directed vorticity, which


circulation to evolve in time. This

the circulation becomes such that the tangential


the airfoils
trailing

trailing edge is

edge

circulation

is

remains

zero:

stagnation

constant

velocity at

i.e., such that the

point.

(assuming

Thereafter,

that

the

the
wind

speed and direction remain constant). Figures 8.4 and 8.5


show

the streamlines

of the flow

around

slender

cylindrical

airfoil of elliptic cross-section

situated in

uniform, high Reynolds number wind whose direction of

incidence is slightly inclined to the airfoils major axis. In

zero.
as to make the

the first figure, the air circulation about the airfoil is


In the second figure, the circulation is such
trailing edge of the airfoil
According

air

circulation

steady-state

a stagnation

point.

to Equations (8.31) and (8.44), when the


about

value,

=V =V

the

airfoil

the lift acting

has

attained

its

on the airfoil becomes

(c + ) sin.

(8.45)

Note that the lift is positive (i.e., upward) when


when the wind is incident

on the

negative (i.e., downward) when


is incident

on the

> 0 (i.e.,

airfoils bottom surface),

< 0 (i.e., when

airfoils top surface), and

zero

the wind

when

0 (i.e., when the wind is incident parallel to airfoils major


axis). Incidentally,
the

the angle is conventionally

angle of attack. Finally, from Equations

(8.43), the focus of the airfoil is located

1
sin
(c )
4

1
(c )

(8.51) Incompressible Aerodynamics


157

termed

(8.35) and

a distance

180

0
0

10

20

Figure 8.6: The angular locations of the boundary


separation points,
of

calculated

as a function

layer

of the angle

attack, , for a cylindrical airfoil of elliptic cross-section

situated in

uniform, high Reynolds number wind. The

solid,

dashed,

and

short-dashdotted,

curves

long-dashdotted

airfoils

of ellipticity

0.125,

/c

correspond

1.0,

0.5,

to

0.25,

and

respectively.

The trailing edge of the airfoil is located at

=180 .

in front of the centroid of its cross-section.


that the airfoil
distance

very

becomes

asymptotes

to c/4. Thus,

we

c), this
that the

focus
c), this
ofdista
a thin
nce airfoil, which is defined

action of the lift, is located

one quarter

In the limit

conclude

thin (i.e.,

as the point of
way along the

of the

airfoil from its leading edge.

The above analysis is premised


that there is
layer

no

appreciable

on

the assumption

separation of the boundary

from the back of the airfoil, which implies

neglect of form drag. We


reasonable
boundary

can check

the

that this assumption is

by calculating the approximate locations of the


layer separation

Section 7.10. Let

points using the analysis

s represent

of

arc-length along the surface

of the airfoil, measured from the front stagnation point.

Assuming

that,

hypothesis,

the circulation

in

accordance

stagnation point is located at

Equation (8.49).] It follows that

ds

=(dx

+ dy

2) 1/2

with

is such that

12
h()d,

=0

where 0

Zhukovskiis

=
= 2.

this

[See

(8.47)

where
h()

=(c

sin

cos 2 ) 1/2

(8.48)
Moreover, from (8.39) and (8.44), the tangential air speed
just above the surface of the airfoil

U()

=V (c +)

f()

h()

can be written

(8.49)

with
f()

=sin( +) +sin.
(8.50)

Inaddition, it can be shown that

ln
d

158
FLUID MECHANICS

=g(),

vz (y = 0+ )

z
dz

vz (y = 0

Figure 8.7: Side view of a vortex sheet.

where
g()

+ )

cos(

(c

2)

cos sin

h2()

f()

(8.52)

According to the analysis of Section 7.10, the separation


points

are located at =
()

where ( )

= 0.1567,
Z

4()g()

0.47
f

5()
0

and

5(

4(

)
d

(8.53)

Here,

> +

> 0 and 0 >

> .

y-coordinates of the separation points


and

= (/2)

sin

Moreover, the

are x

respectively.

x- and

= (c/2) cos

Figure 8.6 shows

the angular locations of the separation points, calculated

as a function

of the angle of attack, for cylindrical airfoils

of various

been

It

different

re-expressed

can

be

seen

ellipticity,

as an
that

1) the angular distance


large, indicating the

angle

for

roughly proportional

in the

range

presence

a wide

(e.g., /c

bluff airfoil

of

has

0 to 2.)

between the separation

associated form drag (since

other hand, for

/c. (Note that

points is

wake, and

a high

the magnitude of form drag is

to the width of the wake). On the

slender airfoil

(e.g., /c

= 0.125)

the

angular distance between the separation points is much


smaller, indicating the

presence

of

a narrow

wake, and

low associated form drag. Note, however, that, in the latter

case, as the angle of attack


there is an initial gradual

is gradually

increased from

between the separation points, followed

very

zero,

increase in the angular distance


by

an abrupt,

and

a
an

large, increase. We would expect there to be

similar gradual increase in the form drag, followed by


abrupt, and

very

large, increase. The value of the angle of

attack at which this abrupt increase

occurs

critical angle of attack. We conclude


analysis,

which neglects

is termed the

that the previous

form drag, is valid only

for

slender airfoils whose angles of attack do not exceed the


critical value (which is generally only

8.5

a few degrees).

Vortex Sheets

A vortex

sheet is defined

as a

planar

array

of parallel

vortex filaments. Consider

x-z plane,

uniform vortex sheet, lying

in which the vortex filaments

run parallel

to the x-axis. See Figure 8.7. The vorticity

within the

in the

sheet

can

be written

(y)

ex

(8.54)

= x

Here,

length. Let
of

ex is the sheets vortex intensity per unit


vz (y = 0+ )and vz (y = 0 )be the z-component

the fluid velocity

sheet, respectively.

immediately

Consider

the y-z plane that straddles the sheet,

Integration

of

above and below the

small rectangular

v around

as shown

loop in

in the figure.

use

the loop (making

of

the curl theorem) yields


vz

vz (y

= 0+ )

vz (y

0 )

(8.55)

In other words,
tangential flow

a vortex sheet induces a discontinuity in the


across the sheet. The above expression can

easily be generalized to give

v,

(8.56)

where is the sheets vortex intensity

per

unit length,

is a unit vector normal to the sheet, and v is the jump in


tangential

velocity

across

the

direction of n). Furthermore,


that the

sheet

(traveling

it is reasonable

to

in the

assume

above relation holds locally for non-planar

non-uniformvortex sheets.

Incompressible Aerodynamics

and

159

8.6

Induced Flow

A vortex filament is necessarily associated with fluid flow


circulating about the filament. Let

us

determine the rela-

tionship between the filament vorticity and the flow field


that it induces. This problem is mathematically

to determining

the magnetic

filament. Inthe latter


0 j

(8.57)

field generated

case, the Maxwell

(8.58)

a current

equation

can be inverted to give the well-known


B(r)

identical

by

1
4

j(r

|r

(r

| 3

Here, j is the current

r )

3r

Biot-Savart law

density,

and B the magnetic

field-strength. By analogy, given that vorticity is related

to fluid velocity via the familiar relation

v,

(8.59)

we can write

v(r)

This expression allows

(r

(r

|r

us to determine

r )
d

| 3

3r .

(8.60)

the flow field

induced by a given vorticity distribution. Inparticular,


for a vortex filament of intensity

reduces to
Z

v(r)

(r

(r

|r

(8.61)

r )

dl

| 3

the above expression

where dlis an element of length along the filament.


Likewise, for a vortex sheet of intensity

we

obtain

v(r)

where dS is an element of

8.7
Let

per unit

(r

(r

|r

length

r | 3

r )
dS

(8.62)

area of the sheet.

Three-Dimensional Airfoils

us now

take into

three-dimensional

Figure 8.8, which shows


of finite

account

airfoils

size, situated

are

the fact

of finite

that

realistic

size. Consider

a top view of a stationary airfoil


a (predominately) horizontal

in

= V ek

In the following, we shall


an airfoil as a wing (although it
actually represents a pair of wings on a standard fixed
wing aircraft). Let us adopt the coordinate system shown
in the figure, which is such that the x-z plane is
wind of velocity

sometimes refer to such

horizontal, the wind is incident predominately


x-direction, and the y-axis points
wing is assumed to lie in the
wingspan,
thickness,

and

(parallel to the

c(z)

plane. Let b be the

of

the

be the
wing

x-y plane). See Figure

the wing is symmetric

so that

x-z

let c(z) and (z)

respectively,

from the

vertically upward. The

width

and

cross-section

8.9. Suppose

about the median plane,

that

= 0,

= c(z) and (z) = (z). It follows that c(z


= 0: i.e., the wing extends from z =

that=
c(z)
=b/2)
>sob/2)
(z >
b/2 to z

= b/2.

up around the wing


a manner as to produce an
upward lift. It follows that the average pressure on the
lower surface of the wing must exceed that on its upper
surface. Consider Figure 8.9, which shows a back view of
the airfoil shown in Figure 8.8. As we go from the
median plane (z = 0) to a wing tip, Y, whether along the
upper or the lower surface of the wing, we must arrive at
the same pressure at Y. It follows that there is a drop in
pressure as we move outward, away from the median
plane, along the wings bottom surface, and a further drop
in pressure as we move inward, toward the median plane,
Suppose that air circulation is set

parallel to the

x-y plane

in such

along the upper surface. Since air is pushed inthe direction


of decreasing

on the

pressure,

wings leading

surface,

deviates

it follows that the air that impinges

edge, and then

sideways

toward

passes over
the

its

median

upper
plane.

passes over the wings lower surface


away from the median plane. See Figure

Likewise, the air that


deviates sideways

8.8.

Now, the air that leaves the trailing edge of the wing

at

some

point Q must have impinged

at the different points P and P


travelled

over

the

wings

on the leading edge


on whether it
or lower surfaces,

depending

upper

160
FLUID MECHANICS

x
airfoil

c(z)

z=b/2

z=0

z = b/2

Figure 8.8: Top view of a three-dimensional airfoil of finite


size.

(z)

Figure 8.9: Back view of a three-dimensional airfoil of finite size,

indication the pressure variation

over its surface.

Incompressible Aerodynamics

161
x

Figure 8.10: Top view of the airflow

over

the top (left)

and bottom (right) surfaces of a three-dimensional airfoil


of

finite size.

Moreover,
surface

air that travels

acquires

small

to Q via the wings


sideways

velocity

upper

directed

towards the median plane, whereas that which travels to Q

via the lower surface acquires

away

directed

small sideways velocity

from the median plane. On the other hand,

the air speed at Q must be the


whether the air arrives
because

surface,

of

lower

pressure (which, according to


on the air speed) must be
Thus, we conclude that there is a

theorem, depends

continuous

at Q.

in the direction

trailing edge of

irrespective

upper or

the

Bernoullis

discontinuity

same,

from the wings

a wing. This

of the air emitted

by the

implies that the interface, ,

over the upper


a vortex sheet. (See

between the two streams of air that travel


and lower surfaces of the wing is
Section 8.5.) Of

course,

this vortex sheet constitutes

wake that trails behind the airfoil. Moreover,

expect

generally
incident

= I(z)ek

the

in

the airfoil is such that the tangential


outside

by

per unit length

= vz and vz is tangential velocity


across the wake. [See Equation (8.56).]
we saw previously, the boundary layer that covers
I(z)

discontinuity

As

the

would

can be written

(8.63)
where

to be convected

wind. It follows that the vorticity

the wake

the wake

we

the layer is sharply reduced to

velocity

zero at

U just

the airfoil

surface. Actually, the nature of the substance enclosed by

the surface

is irrelevant

to

our argument,

and nothing is

changed

in

our

analysis

if we suppose that this region


we can replace the airfoil by air
layer by a vortex sheet, S with a

contains air at rest. Thus,

at rest, and the boundary


vortex intensity

per

unit length S

the velocity discontinuity

that is determined

by

U between the air just outside

the boundary layer and that at rest in the region where the
airfoil

was

yields

=n

(8.64)

where

previously

located. In fact, Equation

U,

nis an outward

We conclude

unit normal to the airfoil surface.

that

stationary

in a
a vortex

airfoil situated

uniform wind of constant velocity is equivalent to

sheet

(8.56)

located at the airfoil surface, and

wake that

trails behind the airfoil, the airfoil itself being replaced by


air at rest. The vorticity within S is largely parallel to the

z-axis [since
planesee

nand U are both essentially

to the incident wind direction.


vortex

filaments

See Figure 8.11.

are generally
cannot move off the

within S

filaments (since they


Conversely,

parallel to the

x-y

Equation (8.64)], whereas that in is parallel

the vortex

termed free filaments.

outside S can be written

filaments

termed

airfoil surface).

within

The air velocity

The
bound

are

generally

both inside and

v =V + v + vS

(8.65)

where V is the external wind velocity, v the velocity field


induced by the free vortex filaments that constitute , and

vS the velocity field induced by the bound filaments that

constitute S.

some

Consider

point Pthat lies on S.Let P+ and P be

two neighboring points that

are equidistant

from P,where

P+ lies just outside S,and P lies just inside S,and the


line P P+ is normal to S.We can write

v(P+ )

V + v (P+ )+ vS (P+ ),

(8.66) v(P )
(8.74)

V + v (P )+ vS (P ).

162

FLUID MECHANICS
y

x
z

Figure 8.11: Vortex structure around

a wing.

= U(P), where

However, v(P+ )

U(P) is the tangential

air velocity

on

and

the airfoil surface,

= 0, since the air within S is stationary.


v (P+ )= v (P ) = v (P), since we expect

v(P )

Moreover,
v

just above point P

across

to be continuous

On the other hand,

we

expect the tangential component of vS to be discontinuous

across

S.Let

us define
vS (P)

This quantity
point

can

be identified

P by the bound

contribution

as

vortices

12

[vS (P+ )+ vS (P )].

(8.68)

the velocity induced at

on

excluding

the

from the local bound vortex at P (since this

vortex induces equal and opposite velocities at P+ and P ).


Finally, taking half the

sum of Equations

(8.66) and (8.67),

we obtain
1
U(P)
2

=V + v (P) +vS (P).


(8.69)

8.8

Aerodynamic Forces

The net aerodynamic

force acting

airfoil of finite size can be written

on an three-dimensional


ZS

pndS,

(8.70)

where the integral is taken

over

the surface of the airfoil,

unit normal vector on S,dS is


p is the air pressure. From
Bernoullis
theorem (in an irrotational fluid), we can
2,
p0= (1/2)v
where p0 is a constant pressure.
write p
Since a constant pressure exerts no net force on a closed
surface, we get
S. Here,

an

n is an outward

element

of S, and

ZS

ndS,

(8.71)

where Uis the tangential air velocity just above the surface

of the airfoil. Now,


U

(n

U)

=U

(n

U) U

=U

n,

(8.72)

since

= 0 on the surface. Hence,


1
A=

ZS

(n

U)dS.

(8.73)

Making

use

of Equations

(8.64) and (8.69), the above

expression

can be written
ZS

(V + v

+ vS )

S dS

=L+ D+F,

(8.83) Incompressible Aerodynamics

163
where

ZS

dS,
ZS

(8.75)

(8.76)

dS,

ZS

(8.77)

Here, V, v

and vS

are

vS

dS.

the incident wind velocity, the

velocity induced by the free vortices in the wake, and


the

velocity induced by the bound vortices covering the

surface of the airfoil, respectively. The forces L and D are

called the lift and the induced drag, respectively. (Note, that
L now represents
length.)

a net

force, rather than

force

per

unit

We shall presently demonstrate that the force F is

negligible.

Let

us assume

that
S

ez

(8.78)
i.e., that the bound vortices covering the surface of the
airfoil

run

parallel

correct for

exactly

constant

to the z-axis. This assumption

an

airfoil of infinite

cross-section.

approximation

for

an

Moreover,

it

wingspan
is

is
and

good

airfoil of finite wingspan, provided

the airfoils length greatly exceeds its width (i.e., b c).


Now,

the

incident

velocity
gre atlisywritten
where

wind

dl is

V ek

Moreover,

dS

dldz,

runs parallel to the x-y plane


on the airfoil surface. Now, making use of the
curl theorem, we can easily show that

an

element of length that

whilst lying

IC
z

dl

=(z),

(8.79)

where the closed

curve C is the intersection of the airfoil


z = z,and (z) is the air circulation

surface with the plane

about the airfoil inthis plane. Thus, it follows from


Equation (8.75) that

b/2

=V

(z)dz e
b/2

(8.80)
This expression is the generalization of Equation
(8.31) for a three-dimensionalairfoil of finite size.
As before, the lift is at right-angles to the incident wind
direction.
Let

us make

the further assumptionknown

as the

lifting line approximation (because the lifting action of

the wing is effectively concentrated onto

a line)that

= w(z)e

(8.81)

throughoutS, where w(z)e

is the induced velocity due

to the free vortices in , evaluated at the trailing edge


of the airfoil. Here, the velocity w(z) is called the

downwash velocity. It follows from Equation (8.76) that


Z

b/2

w(z)(z)dz ek
b/2

(8.82)
Note that the induced drag is parallel to the incident

wind direction. The origin of induced drag is as follows.

energy to constantly resupply free vortices to the


as they are swept downstream by the wind (note
that a vortex filament possesses energy by virtue of the
kinetic energy of its induced flow pattern), and this energy
It takes
wake,

is supplied

by the work done in opposing the induced

drag. The drag acting


airfoil with

an

drag) situated

on a well-designed

aerodynamic
in

high Reynolds

implies that the friction

airfoil (i.e.,

shape that minimizes

an

form

number wind (which

drag is negligible)

is generally

dominated by induced drag.

According to Equations (8.62) and (8.77), the force F

is written
ZS

ZS

[S (r

(r

|r

164
FLUID MECHANICS

r )]

r | 3

S (r)
dS dS

OzP

r r

OzP

Figure 8.12: Semi-infinite vortex filament.

We

can

interchange

primed

and

unprimed

variables

without changing the value of the integral. Hence,


ZS

ZS

[S (r)

|r

(r

r)]

r|

S (r

dS

dS.

(8.84)

Taking the half the


obtain

sum

of the previous two equations,


ZS

[S (r

(r

)]

b)

+ [(r r )

|r

(8.85) However, (a

ZS

S (r)

we

S (r)]

S (r

dS dS

| 3

c + (b

c)

a + (c

a)

= 0.

Thus, the above expression yields


ZS

ZS

[S (r

(r

S (r)]

|r

r | 3

But, the assumption (8.78) implies that S (r

0. Hence, F is negligible,
Consider

a closed

as was

bound vortices at

dS dS

(8.86)

S (r)

previously stated.

surface covering the small section

of the airfoil lying between the parallel planes

z = z + dz. The

r )

z = z and

flux of vorticity into the surface due to

z is (z).

The flux of vorticity out of

the surface due to bound vortices at

z + dz is (z + dz).

Finally, the flux of vorticity out of the surface due to the


free vortices inthe part of the wake lying between

dz is I(z) dz. However, the net flux of vorticity


closed

surface is

zero,

since vorticity

z and z +
out of a

is divergence

free.

Hence,
(z)

(z

dz)

I(z) dz,
(8.87)

which implies that


I(z)

d
dz

(8.88)
Finally,
filament

consider

of vortex intensity

straight

semi-infinite

= ex

vortex

that terminates at

the origin, O, as shown in Figure 8.12. Let

us calculate

the

= (0,
=z tan, dl=z sec d, |r r |
= zey Hence, from Equation
induced velocity at Pis v = vy ey where

. ,

flow velocity induced by this filament at the point P


2

0,z).From the diagram l


z sec , and |r r |

(8.61), the

This result allows

vy

/2

cosd

4z

4z

(8.89)

us to

calculate the downwash

velocity,

w(z)s result
vy (z),
induced
at calcu
the trailing
edge
of the
airfoil
by
Thi
allow
sus to
lat e th
edown
wash
veloc

the semi-infinite

in the wake. The vortex

free vortices

intensity in the small section of the wake lying between


and

z + dz is I(z)dz, so we obtain
Z

w(z)

b/2

I(z

)dz

z z

b/2

1
4

d(z

z z

(8.90)
where

use has been made

Incompressible

of (8.88).

Aerodynamics

165

8.9

Ellipsoidal Airfoils

Consider

an

ellipsoidal

airfoil whose

outer

surface

is

specified by the parametric equations

c0
sin cos,

(8.91)

sin sin,

2
b

(8.92)

cos,

2
(8.93)

where 0
wingspan,

c0

maximum

wing

cross-section

and 0

the maximum
thickness.

is elliptical

2. Here, b is the

wing width, and 0


Note

that

the

the

wings

x-y and the x-z


:
i.e., the wingspan

both in the

planes. It is assumed that b > c0

is greater than the wing width, which in turn is much

greater

than

the

wing

thickness.

At

fixed

fixed z), the width and thickness of the airfoil


sin and ()

= 0

= c0

sin, respectively.

Assuming that the two-dimensional

at fixed

(i.e.,

are c()

z,we deduce

result (8.44) holds

that the air circulation about the wing

satisfies
(z)

V c(z) sin

sin,

(8.94)

where
0

V c0

(8.95)
Here, the angle of attack, , is assumed to be small. From
Equations (8.90) and (8.94), the downwash velocity in the
region |z| < b/2 is given by

cos

w()

2b

cos

0
Z

cos

2b

cos
d

cos

cos

(8.96)
Now, the integrand inthe integral

cos

is singular when

(8.97)

= . However,

cos

we can

still obtain

finite value for the integral by taking its principal part: i.e.,
Z

lim
0

cos

cos

+
cos

cos

(8.98)
Physically, this is equivalent to omitting the contribution of
the local free vortex at a given point
edge to the downwash

velocity

which is reasonable because

at its center. Hence,

on the

induced

a vortex

we obtain

airfoils trailing

at that point,

induces

zero

velocity

d
cos

"

sin(1/2)(

"

lim

cos

sin(1/2)(+

ln

sin(1/2)(

+ )

sin(1/2)(

sin

#!

+
sin

0
#!+

ln

"sin(

#!

/2)

lim

ln
sin

sin(

= 0,

+ /2)

which implies that


w()

In the region |z| > b/2,

we can write

2b

= 2z/b, so that
Z

w()

2b

cos

1
2b

(8.99)
(8.100)


||

p
2

166
FLUID MECHANICS

1.2

0.8

0.4

2
/
0

0.4

0.8

(8.101)

1.2

1.6

2
2

z/b)

Figure 8.13: Downwash velocity profile induced at the


trailing edge by an ellipsoidal airfoil.

Hence,

we conclude

that the downwash velocity profile

induced by an ellipsoidal airfoil takes the form


(

w(z)

2b

1
|z|/(z

|z| < b/2


|z| > b/2

2/4) 1/2

(8.102)

This profile is shown in Figure 8.13. It


the downwash
region

velocity

can

be

seen

is uniform and positive

between the wingtips

(i.e., b/a

<z<

that

in the

b/2), but

negative and decaying in the region outside the wingtips.


Hence,

we

conclude

that

as

air

passes over an

airfoil

subject

to

an

upward

velocity component,

the reaction

lift it acquires

which, of

course,

a net downward
consequence of

is a

to the lift. On the other hand, the air

immediately behind and to the sides of the airfoil acquires

net upward velocity component.


acting

on the

behind, and

airfoil is associated

an upwash

airfoil. The existence

the side of
V-formation

In other words, the lift

flying

a downwash

with

of air

behind and to either side of, the


slightly behind and to

of upwash

object

us to

allows

adopted by wild geesea

bird

explain

the

flying in the

upwash of another bird needs to generate less lift in order to

stay in the air, and, consequently, experiences

less induced

drag.
It follows from Equation (8.93) and (8.94) that
Z

b/2

(z)dz
b/2

sin

4
0

b.

(8.103)
Hence, Equation

(8.80), (8.82), and (8.100)

yield

the

following expression for the lift and induced drag acting

onan

ellipsoidal airfoil,

(8.104)

V b0

2
0

,
.

(8.105)
Now, the surface

area of the airfoil inthe x-z plane

is

4
bc0

(8.112) Incompressible Aerodynamics

167

airfoil
T

Figure 8.14: Side view of a fixed wing aircraft in flight.

Moreover, the airfoils aspect-ratio is conventionally


defined

as the length to width ratio for a rectangle

of

length b that has the same

area as the airfoil: i.e.,


A

4 b

c0

(8.107)
It thus follows from Equation (8.95) that

(8.108)

L0

2
L0

(8.109)
where
L0

S.

(8.110)

8.10

Simple Flight Problems

Figure 8.14 shows

a side-view

schematic of

a fixed

wing

aircraft flying in a straight-line at constant speed through

x is a horizontal coordinate, and y


mass of the aircraft
is assumed to be moving with some fixed velocity V that
subtends an angle with the horizontal. Thus, the wind
stationary air. Here,

a vertical

coordinate. The center of

velocity

in the

aircrafts

wings, which

aircrafts

are

rest frame

is V.

Let

the

assumed to be parallel to its

fuselage, be inclined at an angle + to the horizontal. It


that is the angle of attack. The aircraft

follows

subject to four

forces: the thrust, T, developed

is

by its

engine, which is assumed to act parallel to its fuselage;


the lift L, which acts at right-angles

to V; the induced

drag, D, which acts in the opposite direction to V; and


the weight, W,which acts vertically downward.
Vertical force balance yields
T sin(

+ L cos

=W

D sin ,
(8.111)

whereas horizontal force balance gives


T cos( + )
168

=Dcos +Lsin.

FLUID MECHANICS

us assume

Let

that the angles and

are

both small.

According
Equations
and
L0
Le t usto
assum
e th at(8.108)
the an gl
es (8.109),
and aL
reboth
s
2.
2).
and D (2 L0 /A)
Thus, L O() and D O(

Moreover,
L0
it is clear from (8.111) and (8.112) that T
O(

)and W O(). Thus, to lowest order in , Equation

(8.111) yields

L0

(8.113)
whereas Equation (8.112) gives

L0

(8.114)
Expression (8.113) relates the angle of attack to the ratio
weight to its (theoretical)

of the aircrafts

(at

given airspeed).

maximum lift

(8. 114) relates

Expression

the

aircrafts

angle of controlled (i.e., at constant airspeed) ascent to the


thrust

developed

aircraft, such

glider, has

(8. 114) reveals

aircraft,

decentwhich
the value

g=

by its engine.

as a

2 W
A L0

is usually

that

an

Now

zero

unpowered

thrust. For such

the angle

termed the glide angletakes

(8.115)
At fixed airspeed, V, and wing surface
implies that L0 is fixed) this angle

can

making the wing aspect-ratio, A, as large


result

explains

albatrosses)

ones.

an

of controlled

For

accounts

area,

(which

be minimized

as possible.

for the fact that gliders

by

This
(and

have long thin wings, rather than short stubby

powered aircraft, the critical thrust to weight

ratio required to maintain level flight (i.e.,

=0) is
T

g.

W
(8.116)
Hence, this ratio is minimized
angle,

which

generally

explains

why

by minimizing
long-haul

the glide
which

aircraft,

need to minimize fuel consumption, tend to have

long thin wings. Finally,


angle of

attack exceeds

value c

then boundary

back sides of the wings,


level of drag acting

as we saw in Section 8.4, if the


some (generally small) critical
layer separation occurs on the
giving rise to a greatly increased

on the aircraft. In aerodynamics, this


a stall. As is clear from Equations (8.

phenomenon is called

110) and (8.113), the requirement < c is equivalent to


!1/2

V > Vs

W
S c

(8.117)
Inother words,

a stall can be avoided

airspeed above the critical value Vs

by keeping the

which is known

stall speed. Note that the stall speed decreases with


decreasing altitude,

8.11

as the air becomes

Exercises

8.1. Consider the integral

denser.

as the

In ()

=
0

where

nis a non-negative

cos(n

cos

)d

cos

integer. This integral is defined by

its principal value


"Z

In ()

= lim
0

cos(n

cos

)d

cos(n

+
cos

cos

)d

cos

As was demonstrated inSection 8.9,


I0

= 0.

I1

= ,

Show that

and
In+1

+ In1

= 2 cosIn

and hence that

Incompressible Aerodynamics

169
8.2. Suppose that

an airfoil of negligible thickness, and


z variation is expressed

wingspan b,has a width whose


parametrically

as
c()

c sin(),
=1,3,5,

for 0 , where

z =

cos.
2
Show that the air circulation about the airfoil takes the

form
()

sin(),

=1,3,5,

where

= V c

Here, is the angle of attack (which

is assumed to be small). Demonstrate that the downwash velocity

at the trailing edge of the airfoil is


X

w()

=1,3,5,

sin()

2b

sin

Hence, show that the lift and induced drag acting


airfoil take the values

V b1

on the

=1,3,5,

respectively. Demonstrate that the drag to lift ratio

can be

written

DL

1
+

=3,5,7,

2
c1

where A is the aspect ratio. Hence, deduce that the airfoil


shape (inthe x-y) plane that minimizes this ratio (at fixed aspect
ratio) is an ellipse (i.e., such that c

8.3. Consider

a plane

= 0 for > 1).

that flies with a constant angle of attack,

and whose thrust is adjusted such that it cancels the induced drag.

The plane is effectively subject to two forces. First, its

weight, W
kvvx

ey

= W ey

and second its lift L

= kvvy

ex +

Here, x and
respectively,

y are horizontal and vertical coordinates,


v is the planes instantaneous velocity, and k is a

positive

constant. Note that the lift isdirected at right angles to


the planes instantaneous direction of motion, and has

magnitude
proportional to the square of its airspeed. Demonstrate
that the planes equations of motion
dvx

vvy

dt
dvy

can be written

vvx

dt

g,

= kg/W is a positive constant

where h

with the

dimensions of length. Show that

12

+ gy

= E,

where E is a constant. Suppose that vx =


pgh(1+u)
and vy =
pghw,
where |u|, |w| 1. Demonstrate that, to first order in
perturbed quantities,

r
du

gh

dt

w,

r
dw

gh

u.

dt

Hence, deduce that if the plane is flying horizontally at

some
2g/v0

speed v0

altitude
2g/v0

and issubject to a small perturbation, then its

oscillates sinusoidally at the angular frequency

=
170

FLUID MECHANICS

Incompressible

Viscous

Flow

171

9 Incompressible Viscous Flow


9.1

Introduction

This chapter investigates


viscosity plays

incompressible

significant

flow in which

role throughout

the bulk of

the fluid. Such flow generally takes place at relatively low


Reynolds
governing

number.

From

incompressible

Section

2. 14, the

viscous

fluid motion

equations

can

be

written

Dv
(9.1)

Dt

v
P

0,

+ 2 v,

(9.2)

where the quantity

=p

(9.3)

which is a combination of the actual fluid

pressure, p, and

energy per unit


pressure. Here,

volume, , is

the gravitational potential

as

known
density,

potential.

9.2

the effective

the fluid viscosity,

is the fluid

and the gravitational

Flow Between Parallel Plates

Consider

steady, two-dimensional,

two parallel
distance

plates

d apart. Let

measuring

distance

transverse

are

that

along

be

viscous flow between

situated

perpendicular

longitudinal

coordinate

the plates, and let

be

coordinate

such that the plates

are

located

at

=0

and

= d.

See Figure 9.1.


Suppose

that there

a uniform
so that

is

gradient inthe x-direction,

effective

dP
dx

pressure

G,

(9.4)

where G is a constant. Here, the quantity G could represent

agradient

inactual fluid pressure, agradient ingravitational


energy (due to an inclination of the plates to the
horizontal), or some combination of the twoit actually
makes no difference to the final result. Suppose that the
potential

fluid velocity profile between the plates takes the form

vx (y) ex

(9.5)

From Section 2.18, this profile automatically

satisfies the

= 0, and

is also such

incompressibility
that Dv/Dt

constraint

=0.Hence, Equation (9.2) reduces to

(9.6)
y =d

vx (y)
P

y =0

uid forms a uniform layer of depth hcovering this surfa 172


FLUID MECHANICS

Figure 9.2: Viscous flow down

or. taking

an inclined

plane.

the x-component,
2vx

d
dy

(9.7)
If the two plates

are stationary

satisfies the no slip constraint,

then the solution that

vx (0) =vx (d) =0,at each

plate is

vx (y)

y(d y).

(9.8)
Thus, steady,

two

two-dimensional,

stationary

parallel

parabolic

velocity

midplane,

y = d/2. The net

the z-direction)

viscous

plates

is

flow

that is symmetric

profile

between

associated

with
about

the

volume flux (per unit width in

of fluid between the plates is


Z

vx dy
0

Gd

12

(9.9)
Note that this flux is directly proportional to the effective

pressure

gradient,

inversely

viscosity, and increases

proportional

as the cube

to the fluid

of the distance between

the plates.
Suppose that the

upper

plate is stationary, but that the

lower plate is moving in the x-direction


speed U. In this

case,

at the constant

no slip boundary condition at


vx (0) = U, and the modified

the

the lower plate becomes

solution to Equation (9.7) is

vx (y)

y(d y) + U

d
d

(9.10)
Hence, the modified velocity profile is

a combination

of

parabolic and linear profiles. This type of flow is known

as

Couette flow. The net volume flux (per unit width) of

fluid between the plates becomes

Gd

12

Ud.

12

(9.11)

9.3

Flow Down

Consider

an Inclined

steady, two-dimensional,

plane that is inclined at

x measure

distance

transverse coordinate
corresponds

to

an angle

along

Plane
viscous flow down

to the horizontal. Let

the plane, and let

be

such that the surface of the plane

= 0. Suppose

that the fluid forms

uniform layer of depth h covering this surface. See Figure

9.2.
Incompressible Viscous Flow

173
The generalized

written

pressure

gradient within the fluid is

dP
dx

= G = g sin ,
(9.12)

where
there

g is the acceleration
is no gradient in

x-direction,

due to gravity. In this


the

actual

pressure

case,

in the

and the flow down the plane is driven entirely

by gravity. As before,

we can write

vx (y) ex

,
,

(9.13)
and Equation (9.2) again reduces to
2vx

d
dy

(9.14)
where
G

= g sin .
(9.15)

Application of the
plane, y

= 0.

slip condition at the surface of the

= 0, yields the standard

However, the appropriate


???y=h

fluid/air interface,

there

no

be

zero

y = h,is
that
???y=h

(i.e., xy

boundary condition

physical constraint

vx (0)

at the

the normal viscous stress

= 0), since

there is nothing

???y=h

above the interface

that

can

exchange

momentum

with

the fluid (assuming that the finite inertia andviscosity of air

are both negligible.)

Hence, from Section 2.18, we get the

boundary

condition

?????y=h

dvx

dy

0.

(9.16)
The solution to Equation (9.14) that satisfies the boundary
conditions is

vx (y)

y(2h y).

2
(9.17)

Thus, the profile is again parabolic. In fact, it is the

as

same

the lower half of the profile obtained when fluid flows

between

two

(stationary)

parallel

plates

situated

perpendicular distance 2h apart.


The net volume flux (per unit width in the z-direction)
of fluid down the plane is
Z

vx dy
0

Gh

g sinh
3

(9.18)
where

use

has been made of Equation (9.15). Here,

/ is the kinematic

viscosity

of the fluid. Thus, given

the rate Q that fluid is poured down the plane, the depth of
the layer covering the plane becomes

!1/3

3Q

g sin

(9.19)

Suppose that the rate at which fluid is poured down the

plane is suddenly increased slightly from Q to Q+Q. We


would expect

an associated

change in depth of the layer

covering the plane from h to h+ h, where

Let the interface

dh

Q.
dQ

(9.20)

between the layers of different

depth

propagate in the x-direction at the constant velocity V.


In a frame of reference that
the volume

co-moves

right and to the left of the interface


Q V (h

with this interface,

fluxes (per unit width) immediately

+ h),

one another.

or

dQ

dh

Gh

to the

Q V h and Q

respectively. However, in

these fluxes must equal

are

steady state,

Hence,
Q

V h,
(9.21)

9Q

!1/3

g sin

(9.22)

As

can

easily

be verified,

this

velocity

is twice

the

maximum fluid velocity inthe layer.

174
FLUID MECHANICS

9.4

Poiseuille Flow

Steady viscous fluid flow driven by

gradient

established

between

an effective pressure
of a long

the two ends

straight

pipe of uniform circular cross-section is generally

known

as

Poiseuille flow,

experimentally

by

that

the

Suppose

Let

us

since

was

it

J. L. M. Poiseuille
pipe

is

of radius

studied

first

in

1838.

a.

adopt cylindrical coordinates whose symmetry

coincides with that of the pipe. Thus,


along the pipe, r

= 0 corresponds

z measures

axis

distance

to the center of the pipe,

and

r= a corresponds to the pipe wall. Suppose

= Gez

that

(9.23)

is the uniform effective


and

v =vz (r)ez
(9.24)

pressure

gradient along the pipe,

the time independentvelocityprofiledrivenbythis

It followsfromSection2.19that

gradient.

= 0 and Dv/Dt = 0.

Hence, (9.2) reduces to

2v

ez

(9.25)
Taking the z-component of this equation,
!

1r

dr

dvz

dr

we obtain

(9.26)
where

use has been made

of (2.155).

The most general solution of the above equation is

vz (r)

r 2 + A lnr + B,

(9.27)
where

A and B

constraints

are

are

arbitrary

constants.

center of the pipe (which implies that A


at the edge of the pipe [i.e., vz (a)
the

no

The physical

that the flow velocity is non-singular

= 0],in accordance

slip condition. Thus, we obtain

at the

= 0),and is zero
with

vz (r)

(a

2).

(9.28)

The volume flux of fluid down the pipe is


Z

2rvz dr

Ga

(9.29)
According

to the above

should be directly
gradient

along

analysis,

proportional

the

pipe.

the

quantity

to the effective

The

accuracy

Q/a

pressure

with

which

experimental observations show that this is indeed the

case

(at relatively low Reynolds number) is strong evidence in


favor of the assumptions

that there is

no

slip at the pipe

walls, and that the flow is non-turbulent. In fact, the result


(9.29), which

is known

experimentally provided

as

Poiseuilles

law, is valid

the Reynolds number of the flow,

= Ua/, remains less than about 6.5 10 3.Here, U


=ReQ/a
= Ua/
is the
remain
means less
ana bout
10 hand, if
flow thspeed.
On6.5
the other
Re

the Reynolds number exceeds the


flow
critical
spee value
d.On
6.5
the

1
oth
0

then
hand,
the
if the
flow
Reynolds
in the
numb
pipe

and

Poiseuilles law breaks down.

9.5

Taylor-Couette Flow

becomes

turbulent,

Consider two thin cylindrical shells with the

same

respectively. Suppose that the annular region r1

filled with fluid of density and viscosity

vertical

axis. Let the inner and outer shells be of radius r1 and r2

r2 is

Let the inner

and outer cylinders rotate at the constant angular velocities

1 and 2

respectively. We wish to determine the steady

flow pattern set

up

within the fluid. Incidentally, this type

of flow is generally known

as Taylor-Couette

flow.
175

Incompressible Viscous Flow

It is convenient to adopt cylindrical coordinates,

whose symmetry axis coincides with the

the

two

correspond

shells.

to

Thus,

r = r1

and

the

inner

r = r2

r,, z,

common

axis of

outer

shells

and

respectively.

Suppose

that the flow velocity within the fluid is written

v (r)e

r(r)e

(9.30)
where

(r)

v (r)/r is the angular

Application of the

velocity

no slip condition at the two

profile.

shells leads

to the boundary conditions


(r1 )
(9.31) (r2 )

=
=

1
2

,.

(9.32)

It again follows
Dv/Dt

from Section

= 0. Hence, (9.2) reduces

2.19 that

to

=0

and

(9.33)

Assuming

that P

= 0 within

the fluid, since

any

flow is

driven by the angular rotation of the two shells, rather than


by

pressure

gradients

or gravity,

use

and again making

of

the results quoted in Section 2.19, the above expression


yields
!

1r

dr

dr

r2

=0,

(9.34)

or

r2

dr

dr

0.

(9.35)
The

solution

of

(9.35)

that

satisfies

the

boundary

conditions is

(r)

r2

2
r1

r 22

2
r1

2
r1

r22

r 22

(9.36)
Note that this angular velocity profile is
of the solid body rotation profile

a combination

= constant,

and the

irrotational rotation profile

r 2.
non-zero component

From Section 2. 19, the only

of

the viscous stress tensor within the fluid is

=r d

dr

=r d
dr

(9.37)
Thus, the viscous torque (acting in the -direction)
height (inthe z-direction) exerted

on the inner

per

unit

cylinder is

=2r

2
1

(r1)

= 4

2
r1

r 22

(9.38)
Likewise, the torque

per

unit height exerted

on the outer

cylinder is

2

= 2r

2
2

=4

(r2 )

2
r1

r 22

(9.39)
As expected, these two torques

are

and act to make the two cylinders


angular

rotates

9.6

velocity (in which

case,

equal and opposite,

rotate at the

same

the fluid between them

as a solid body).
Flow inSlowly-Varying Channels

According to Section 9.1, the equations governing steady,

incompressible, viscous fluid flow

(9.40)
(9.53)

(v

are

)v

0,

2v.
P +

176

FLUID MECHANICS

As

we saw in Sections 9.2 and 9.4, for the case of flow


a straight channel of uniform cross-section, v
(v ) v are both identically zero, and the governing

along
and

equations consequently

reduce to the simple relation

(9.42)
Suppose, however, that the cross-section

varies along its length. As


this

variation

is

we

of the channel

shall demonstrate, provided

sufficiently

slow,

the

is

flow

still

approximately described by the above relation.

Consider steady, two-dimensional, viscous flow, that is

predominately

are

in the x-direction, between two plates that

predominately

y-z plane. Let the spacing


vary on some length scale l d.

parallel to the

between the plates, d(x),


Suppose that

G(x)

ex

(9.43)
where

G(x)

also

varies

on

the

same

length

scale.

Assuming

that /x

O(1/l)

and /y

it

O(1/d),

follows from Equation (9.40) that

vy

dl
O

vx

(9.44)
Hence,
2

[(v

)v]x

(9.45)

2v)x

vx

!2

dl

1
+O

,
.

vx

(9.46)
The x-component of Equation (9.41) reduces to

2vx

1
+O

vx

!2

dl

+O

(9.47)
Thus, if

dl

1,

(9.48)

vx

l
(9.49)

i.e.,

if the channel

cross-section
lengththen

varies

narrow,

is sufficiently

slowly

sufficiently

Equation (9.47)

and its

along

its

can be approximated as

vx

(9.50)
This, of

course,

is the

same as

the equation

steady,

two-dimensional,

parallel

plates. See Section 9.2. Assuming that the plates

are

located at

analysis of

viscous

governing

between

flow

y = 0 and y = d(x), and

making

Section 9.2, the appropriate

exactly

use

of the

solution to the

above equation is

vx (x,y)

G(x)

y[d(x) y].

2
(9.51)

The volume

flux (per unit width) of fluid between

the

plates is thus
Z

vx dy
0

G(x)d

3(x)

12

(9.52)
However, for steady incompressible
independent of x,which implies that

flow, this flux must be

G(x)

dP
dx

=12Qd 3(x).

(9.62) Incompressible Viscous Flow


177

Suppose that

a constant

x2

where x2 x1

pressure,
x = x1 and x =

difference in effective

P, is established between the fixed points

=l.Integration

of the above equation

between these two points yields

= 12Qlhd

3i,

(9.54)

where hi
effective

x2
x1

pressure

()dx/l.

Hence, the

volume flux

(per

difference becomes

unit width) of fluid between the plates that is driven by

the

12hd

3i

(9.55)
Moreover, the effective

pressure

gradient at a given point is

G(x)

dP

dx

d 3(x)hd

3i

(9.56)
which allows
point

us to

determine

from Equation

the velocity profile at that

(9.51).

Thus, given

pressure gradient, P/l,


separation, d(x), we can fully specify

and

effective

the
the

average
variable

the flow between the

plates.
Using analogous arguments to those employed above,
but adapting the analysis of Section 9.4, rather than that of

we can easily show that steady viscous flow


a straight pipe of circular cross-section, whose
a varies slowly with distance, z, along the pipe, is

Section 9.1,

down
radius

characterized by

vz (r,z)

G(z) ha 2(z)

4
(9.57)

G(z)

(9.58)

a 4(z)ha

,
,

4i

8ha

4i

(9.59)
Here, Q is the volume flux of fluid down the pipe, P

approximations used to derive the above results

P(z1 ),l z2 z1

and hi

=P(z2 )

are valid provided

z2
z1

()dz/l.

The

al

1,

1.

(9.60)

vz

a2

l
(9.61)

9.7

Lubrication Theory

It is well-known

one another
of

fluid

that two solid bodies

sandwiched

certain circumstances,
within

the

can

slide

over

easily when there is a thin layer

particularly

between

layerthis

them.

large positive
phenomenon

Moreover,

pressure
is

under

develops

exploited

hydraulic bearings, whose aim is to substitute

in

fluid-solid

friction for the much larger friction that acts between solid

are in direct contact

bodies that

up,

the fluid

layer

in

with

hydraulic

one another.
bearings

Once set

offers

great

resistance to being squeezed out, and is often capable of

a useful load.

supporting

Consider the simple two-dimensional

body with

x-z

case

of

solid

plane surface (that is almost parallel to the

plane) gliding steadily

over

another

such body, the

surface of the gliding body being of finite length l


in the

direction

of the motion (the x-direction),

width (in the z-direction).

and of infinite

See Figure 9.3. Experience

shows that the plane surfaces need to be slightly inclined

to

one

another.

Suppose
plane surf
that
ac
es
need
1is
to the
be slightly
angle of
in

transform to a frame of reference in


upper body is stationary. In this frame, the
lower body moves in the x-direction at some fixed speed
U. Suppose that the upper body extends from x = 0 to x

inclination. Let

us

which the

= l,and that the surface of the lower body corresponds to


y = 0. Let d(x) be the thickness (in the y-direction) of the
fluid layer trapped between the bodies, where d(0) = d1 and
d(l) = d2 It follows that

= d1 x,

d(x)
(9.71)
178

FLUIDMECHANICS

y
d1

d2

l
Figure 9.3: The lubrication layer between two planes in
relative motion.

where

d1 d2
l

(9.63)
As discussed in the previous section, provided that

dl

(9.64)

U d

1,

1,

l
(9.65)
the cross-section of the channel between the two bodies is
sufficiently

channel

slowly

can

varying

be treated

as

in the

x-direction

effectively

that the

uniform at each

point along its length. Thus, it follows from Equation

(9.10) that the velocity profile within the channel takes the
form
"

G(x)

vx (x,y)

?d(x)

y
2

d(x)

U
d

(9.66)

where
dp

G(x)

dx
(9.67)

is

the

pressure

gravitational

gradient.

forces

viscous forces.

Here,

with respect

The volume

flux

we

are

to both

per

neglecting

pressure

and

unit width (in the

z-direction) of fluid along the channel is thus


Z

vx dy

G(x)d

3(x)

12

Ud(x).

12
(9.68)

Of

course,

in a steady state, this flux must be independent

of x.Hence,
#

"

dp
dx

= G(x) = 6

U
d 2(x)

2Q

d 3(x)

(9.69)
where d(x)

= d1

x. Integration

of the above equation

yields

p(x) p0

1
U

1
d1

(9.70)

where p0

= p(0). Now, assuming

that the sliding block is

pressure

completely immersed in fluid of uniform ambient

p0

we

would

expect

of the lubricating

the

layer

which implies that p(l)

pressures at

the two ends

to both equal

= p0

equation that

p0

It follows from the above

d1 d2
U
d1

+ d2

Incompressible Viscous Flow


(9.80)

179

and
p(x) p0

6U [d1 d(x)][d(x)

d 2(x)(d1

d2 ]

+ d2 )

(9.72)
Note that if d1

p0

> d2

then the

is positive throughout

other

words,

a lubricating

pressure

increment

the layer, and vice


layer sandwiched

that is capable

of supporting

versa.

In

between two

solid bodies in relative motion only generates

pressure,

p(x)

positive

normal load,

when the motion is such

as to drag

pressure

layer. The

increment

has

means
narrower

(by

stresses) fluid from the wider to the

of viscous

end of the

single maximum in
2,

the layer, and its value at this point is of order l


U/d
assuming

that

suggests that

d2 )/d1

(d1

very

is of order

pressures can

large

be set

unity. This

up

inside

thin lubricating layer.


The net normal force (per unit width in the z-direction)
acting

on the lower
Z

fy

plane is

"ln

[p(x) p1 ]dx

(9.73)

6U

!#

d1 d2

d1

d2

d1 + d2

Moreover, the net tangential force (per unit width) acting

on the lower

plane is

!y=0

fx

=
0

(9.74)

"2ln

vx

dx

2U

!#

d1 d2

d1

3
d2

Of course, equal and opposite forces,

fx

fx

Ul
d

2
0

"ln

3
2k 2

1
+k

2k
1
k

d1 + d2

"2ln

(9.75)

fy

fy

1
+k

Ul 1k

3k

1
k

d0

(9.76)

on the upper plane. Here, d0


mean channel width, and k = (d1

act

= (d1

+ d2 )/2 is the
+ d2 ).Note

d2 )/(d1

that if 0 < d2

< d1 then 0 < k < 1. The effective

of

friction,

conventionally

between

fx
fy

fx
f y

sliding

coefficient

bodies

is

as the ratio of the tangential to the


exert onone another. Hence,

defined

normal force that they

two

the

4 d0
H(k),

(9.77)

where

"ln
H(k)

=k

1
+k

#,"ln

3k

1
+k

1
k

2k

1
k

(9.78)

a monotonically decreasing function


of k fun
The
in the
ction
range
H( k)
0<
iska<
m onoton
1. In fact,
ical ly
H(k
decre
asing
0) 3/(4k),
func tio
The function H(k) is

whereas H(k 1) 1. Thus, if k O(1) [i.e., if (d1

d2 )/d1
O(1)]
then

/l) if
1.
other
4k),
whereas
H(k
C1)
O(d0
1. Thus
kIn
O
(1) words,
[i.e., i
f
the

effective

coefficient

of friction

bodies in relative motion that

between

are separated

by

two solid

a thin fluid

layer is independent of the fluid viscosity, and much less

than unity. This result is significant because the coefficient

between two solid bodies in relative motion that

of friction

are

one another is typical of order


presence of a thin lubricating layer does
to a large reduction in the frictional drag

in direct contact with

unity. Hence, the


indeed lead

acting between the bodies.

9.8

Stokes Flow

Steady flow in which the viscous

greatly

fluid

volume

is

exceeds

generally

the

as

known

per unit

inertia

density

Section

force

(see

Reynolds numbers that


the

time

are

independent,

inertia

in the

per

unit

Stokes flow. Since,

definition, the Reynolds number of

ratio of the advective

force density

advective

by

fluid is the typical

volume to the viscous

2.16), Stokes

flow

implies

much less than unity. Now, in

low

Reynolds

number

limit,

Equations (9.1) and (9.2) reduce to

0,

(9.79)

+ 2 v.

(9.93)
180

It follows from these equations that

FLUIDMECHANICS

2v

v)

(9.81)

where

v, and use

has been made of Equation

(A.177). Taking the curl of this expression,

we obtain

0,

(9.82)

which is the governing

use

has

been

made

(A.176), and (A.177).

Flow
Let

r, ,

equation for Stokes flow. Here,

of

Equations

9.9

be standard

(A. 173),

Axisymmetric

spherical

Stokes

coordinates.

Consider

axisymmetric Stokes flow such that

v(r)

= vr (r, )

er +

(r, ) e

(9.83)

According

to Equations

automatically

satisfy

(A.175)

the

and (A.176),

incompressibility

we can

constraint

(9.79) by writing

(9.84)

where (r, ) is

follows that

a stream

function (i.e.,

= 0). It

vr (r,)

(9.85)

Moreover, according to Section C.4, r

(r,)

where

1r (rv )

sin
1

rsin

= 0,and

1r

vr

Hence, given that ||

(r,)

sin

,
.

(9.86)

L()

rsin

(9.87)

sin

(9.88)

= 1/(r sin), we can write


=
v =

L() .
(9.89)

It follows from Equations (A.176) and (A.178) that

[L()].

(9.90)

Hence, by analogy with Equations (9.84) and (9.89), and


making

use of (A.173)

and (A.177),

we obtain

2() .

(9.91)

Equation (9.82) implies that

2()

0,

(9.92)

which is the governing equation for axisymmetric

Stokes

flow. Inaddition, Equations (9.81) and (9.90) yield

9.109)

Viscous

Flow

Axisymmetric

Stokes

Flow

181

9.10

Solid Sphere
Consider

solid sphere of radius

station-ary

fluid

of

density

and

[L()].

Around

that is moving under

at the constant vertical velocity V

gravity

ez

through

viscosity

Here,

is assumed to take the form

gravitational acceleration

gez

Incompressible

g=

Now, provided the typical Reynolds number,


Re

2V

(9.94)

is much less than unity, the flow around the sphere is


example of axisymmetric

to

a frame

and

Stokes flow. Let

us

an

transform

of reference in which the sphere is stationary,

centered

at

the

origin.

Adopting

the

standard

r, , , the surface of the sphere


corresponds to r = a, and the surrounding fluid occupies
the region r > a. By symmetry, the flow field outside the

spherical

coordinates

sphere

is axisymmetric

toroidal component

(i.e.,

= 0), and has no


= 0). The physical boundary

(i.e., /
v

conditions at the surface of the sphere

are

vr (a,)
(9.95)

(a,)

0,

0:

(9.96)

i.e., the normal and tangential fluid velocities

at the surface. A long

way

from the sphere,

fluid velocity to asymptote to v

= V ez

,)
v (r ,)

vr (r
(9.97)

are both zero


we expect the

In other words,

cos,

V sin.
(9.98)

Let

us write

(9.99)

where (r, ) is the stream function. As


previous

section,

axisymmetric

we saw

in the
is

flow

Stokes

characterized by
L

2()

0.

(9.100)
Here, the differential

operator L is specified in Equation

(9.88). The boundary conditions (9.95)(9.98)reduce

to

?????r=a

0,

?????r=a

(9.101)

0,

12
(r ,)

(9.102)

Vr

sin

(9.103)
Equation (9.103) suggests that (r, )

can be written

in

the separable form

(r,)

sin

f(r).

(9.104)
Inthis case,

(9.105)

2 cos f(r)

vr (r,)

r2

(r,)

sin

df

dr

,
,

(9.106)
and Equations (9.100)(9.103)reduce

(9.107)

(9.108)

!2

dr

f(a)

to
2

r2

df

dr

f(r )

0,

0,

?????r=a

1
2
Vr
2

(9

117)

182

FLUIDMECHANICS

z/a

3
3

x/a

Figure 9.4: Contours of the stream function in


the x-z plane for Stokes flow around
Let

us try a test

a solid sphere.

solution to Equation (9.107) of the

form f(r)

=r n.We find that

,,

[n (n 1) 2] [(n 2) (n 3) 2]

which implies

that

=1

= 0,

(9.110)

1 2, 4. Hence, the most

general solution to Equation (9.107) is

f(r)

Ar

+ B r+ C r2 +

Dr

(9.111)
where A, B, C, D are arbitrary constants. However, the

= (1/2) V and D =
(9.108) gives A = (1/4)

boundary condition (9.109) yields C

0, whereas the boundary condition

a3

and B

= (3/4)V

a. Thus, we conclude
f(r)

that

V (r a)

(2r + a)

4r
(9.112)

and the stream function becomes

(r,)

sin

V (r a)

(2r + a)

4r

,
.

(9.113)
See Figure 9.4. From (9.87), the fluid vorticity is

(r,)

L()

rsin

sin

dr

3V

a sin

2r

(9.114)

See Figure 9.5. Moreover, from (9.81),

Hence,

r
P

(9.116)

Incompressible Viscous Flow

sin ).
(9.115)

3Va cos

r3
3Va sin

2r

,
,

(9 1
2 4)
183

z/a

3
3

x/a

Figure 9.5: Contours of the vorticity,


plane for Stokes flow around

inthe x-z

a solid sphere.

lines correspond to opposite signs of

Solid/dashed

which

implies

that

the

pressure

effective

within the fluid is

= p0 +

P(r,)

p0

where

is

However, P

an

p(r, )

From

2.20,

of the force

sphere by the fluid

f ()

vr (a,)

g r cos

the

per

9.6.

Figure

See

(a,)

cos

(9.119)

radial

and

area

tangential

exerted

on

the

,
.

!r=a

rr (a,)

3Va

2r

unit

are

fr ()

Now,

2r

(9.118)

constant.

distribution is

= p0

Section

components

(9.120)

3Va cos

= p + , where = gz = grcos . Thus,

pressure

the actual

arbitrary

distribution

1r

+ 2

vr

= v (a,) = 0. Moreover,

!r=a

vr

(9.121)
since

0, it follows from (2.169) that (vr /r)r=a


Equation (9.87) yields (v /r)r=a

fr ()

(9.122)

p(a,)

= p0
=

f ()

= (a,).

+ ga

cos

= 0.Finally,
Hence,

3V
cos,

2a
(a,)

3V
sin.

2a
(9.123)

Thus, the force density at the surface of the sphere is

f()

(9.129) 184
FLUID MECHANICS

3V

2a

ez + (p0 + ga

cos )er

z/a

3
3

x/a

Figure 9.6: Contours of the effective

pressure, P p0
a solid sphere.

inthe x-z plane for Stokes flow around

Solid/dashed lines correspond to opposite signs of P p0

It follows that the net vertical force exerted

on the

sphere

by the fluid is
IS

3V

4a

Fz

dS

+ 2a 2

(p0

2a

ez

+ ga

cos )cos sind,

(9.125) which reduces to

Fz

= 6aV +

a 3 g.

3
(9.126)

By symmetry, the horizontal components


both

on

average to zero.

the right-hand

We

side

can

of the net force

recognize the second term

of the above

equation

as

the

buoyancy force due to the weight of the fluid displaced by


the sphere. (See Chapter 3.) Moreover, the first term
be interpreted

as

the viscous drag acting

on

can

the sphere.

Note that this drag acts in the opposite direction to the


relative motion of the sphere with respect to the fluid, and
its

magnitude

is

directly

proportional

to the relative

velocity.
Vertical force balance requires that
Fz

M g,

(9.127)

where Mis the spheres

mass. In other

words, in a steady

state, the weight of the sphere balances the vertical force


exerted

by

composed

(4/3)a

the

surrounding

of material

of

fluid. If

mean

density

the sphere

is

then M

. Hence, in the frame in which the fluid

a large

distance from the sphere is stationary, the steady vertical


velocity with which the sphere

moves
V

where

/ is

the

Obviously, if the sphere is

if /

> 1)

versa.

a2

(9.128)

kinematic

fluids

more

through the fluid is

viscosity.

dense than the fluid (i.e.,

then it moves downward (i.e., V < 0),and vice

Finally, the typical Reynolds number of the fluid

flow in the vicinity of the sphere is

Re

(9.138)

For the

Re

C,

a3

???

g
2

Incompressible Viscous Flow

185

20

2V

we

case

of

a grain of sand

have / 2 and
5) 3,
(a/6
10
where

falling through water at


6
10
m 2/s. Hence,

= 1.0
a

is measured

in meters.

Thus, expression
Re
(a/ 6
(9.128),
1 0 which is strictly speaking only
valid

when

Re

approximately

1, but

turns

which

valid for all Reynolds

out

approximately

water

Hence, Re

m/s. For the

through

air at 20

= 780 and

10

(a/4

meters. Thus, expression


droplets whose radii

are

5) 3,

case

of

less than

water

at

a droplet

of

fall through

have /

falling

pressure, we

10

less than

are

unity, only holds for sand grains whose radii

ess
about
than60
unity,
microns.
on ly hold
Such
s forgrains

to be

numbers

C and atmospheric
5
1.5
10
m 2/s.

where

is measured

1.5in
for water

(9. 128) only holds

less than about 40 microns. Such

droplets fall through air at approximately0.2m/s.

At large values of r/a, Equations (9.105), (9.106), and


(9.112) yield

vr (r,)

(9.130)

V cos

(r,)

32

V cos

ar

+O

ar

3
V sin

V sin

ar

?2

+O

ar

?2

(9.131)

It follows that

[(v

)v]r =

vr

vr

vr

r2
(9.132)

and

( v)r

Hence,

[(v

)v]r

immediate
Now,

our

advective

vicinity

number

is based

as is clear

on

if Re 1it

r
Re

.
,

(9.134)

of the flow in the

the

(9.94).]

assumption

with respect

that

to viscosity.

from the above expression for the ratio

even

if this ratio is

close to the spherein

other words,

of inertia to viscosity within the fluid,

much less than unity

r3
(9.133)

of the sphere. [See Equation

analysis

inertia is negligible

However,

(2v)r

where Re is the Reynolds

Va

vr

inevitably

unity far from the sphere:

clos
becomes
e to t he
much
sphere
greater
i n
than
othe
i.e., for

a/Re. In other

han
words,
unity
inertia
far from
always
thedominates
sphere:
viscosity, and
flow solution therefore

breaks

our

down, at sufficiently

Stokes

large

r/a.

9.11

Axisymmetric Stokes Flow Inand

Around
Suppose

a Fluid Sphere

that the solid sphere discussed

section is replaced by

in the previous

spherical fluid drop of radius

a.

Let

move

the drop

constant velocity V ez

fluid at the

through the surrounding

Obviously, the fluid from which the

drop is composed must be immiscible with the surrounding


fluid. Let

us

transform to

frame of reference in which

the drop is stationary, and centered at the origin. Assuming


that the Reynolds numbers immediately
the drop

are both much

outside and inside

less than unity, and making

use of

the previous analysis, the most general expressions for the

stream function outside and inside the drop


?

=sin

Ar

+Br +C r 2 + Dr 4

are

(9.135)
and

(r,)

=sin

Ar

+ Br +C r + Dr

(9.136)
respectively.

Here, A, B, C, etc.

are

arbitrary

Likewise, the previous analysis also allows

that

constants.

us to

deduce

vr (r,)
(9.137)

2 cos

(r,)

r3
sin

Br

+C + Dr

+
?

r3

Br

+ 2C + 4Dr

(9.142) 186
FLUID MECHANICS
2

z/a

2
2

x/a

Figure 9.7: Contours of the stream function inthe x-z


plane for Stokes flow inand around
Here,

/ 10.

(r,)

(9.139)

=
rr

+ gr

p0

6B

12A

cos

r4

r2

+ 12Dr

r > a, with analogous expressions in the


r < a. Here,
, p0 are the viscosity, density,
ambient pressure of the fluid surrounding the drop. Let

in the region
region
and

r4

+ 6Dr

(r,)

(9.140)

6A

sin

cos

a fluid sphere

, and p0 be the corresponding

that makes

In the region

outside

the drop, the fluid velocity

= V ez at large r/a. This implies


= (1/2)V and D = 0. Furthermore, vr (a,) =

must asymptote to
that C

quantities for the fluid

up the drop.

0i.e., the normal velocity at the drop boundary must be

zero

otherwise,

the drop would

constraint yields A/a

+ B/a+ (1/2)V

change

=0.

shape. This

Inside the drop, the fluid velocity must remain finite

= B = must
0. Furthermore,
velocity
remain fini
=0, which yields C +Da =

as r Inside
0. This
that
A
theimplies
drop, the
fluid
we
e

again require that

0.

Two additional

vr (a,)

physical

at the interface

satisfied

that must

constraints

the two fluids

between

firstly, continuity of tangential velocityi.e.,


v (a+

stressi.e.,
These
2C

secondly,

)and,

(a

constraints

+ 4Da
At

yield

and 6A/a

stage,

this

we

continuity

r (a+

A/a

v (a ,)

of

enough

tangential

).

B/a

= 6Da, respechave

be

are,

tively.

information

to

determine the values of A,B, C, and D. In fact, the stream


functions

outside and inside the drop

the form
(r,)

=
"

1
2
2
V a sin
4
(9.141)
and

ar

2+ 4

can be shown to take

+2

r
a

?2

(r,)

14

!
?

Va

sin

?2

"1

r
a

?2

(9.147) Incompressible Viscous Flow

187
2

z/a

2
2

x/a

Figure 9.8: Contours of the stream function inthe x-z


plane for Stokes flow inand around
Here,

/ 1/10.

respectively. See Figures 9.7 and 9.8.

a fluid sphere

The discontinuity in the radial stress


boundary is
rr

(a+ ,) rr (a ,)
"

= p0

p0

+ ( )ga

Va
cos 3

across

the drop

+ (3/2)

cos.

(9.143)

The final physical constraint that must be satisfied at r

is

rr

(a+ ,) rr (a ,)

=a

(9.144)
where

is the surface

tension of the interface between the

two fluids. (See Section 4.3.) Hence,

we obtain

p0 p0

(9.145)

and

where

,
V

a2

!"

1
3

= /is the kinematic

fluid. The fact that

we have

vertical

as

+ (3/2)
(9.146)

viscosity of the surrounding

at the interface between the

as the drop moves at


V, proves that our previous

long

velocity

been able to completely satisfy

all of the physical constraints

two fluids,

the constant
assumptions

that the interface is spherical, and that the drop

moves

a constant

speed

vertically

through the surrounding

fluid at

were correct. In the limit,


the drop is much more viscous
in which
than the surrounding fluid, we recover Equation (9.128):
i.e., the drop acts like a solid sphere. On the other hand, in
the limit

and , which
is O
appropriate to an air
sphere.
bubble rising through a liquid, we obtain
without changing shape,

188

FLUID MECHANICS

a2

9.12

Exercises

a plane that is inclined


x measure distance along

9.1. Consider viscous fluid flow down

at an angle to the horizontal. Let

the plane (i.e., along the path of steepest decent), and let

be a transverse coordinate such that the surface of the plane

to y

corresponds

= 0, and the free surface

h. Show that within the fluid (i.e., 0

p(y)

y(2h y),

+ g

p0

cos(h y),

where is the kinematic viscosity,


atmospheric

y=

gsin

vx (y)

of the fluid to

y h)

pressure.

9.2. If a viscous fluid flows along

the density, and p0

a cylindrical

is

pipe of circular

cross-section that is inclined at an angle to the horizontal show

that the flow rate is


Q

where

(G + g sin ),

a is the pipe radius,

the fluid viscosity,

the fluid

density, and G the pressure gradient. 9.3. Viscous fluid flows


steadily, parallel to the axis, inthe annular region between two
coaxial cylinders of radii a and

n> 1.Show

na, where

that the volume flux of fluid flow is

a4

where G is the effective

"n
4

(n

1)

lnn

pressure

viscosity. Find the mean flow speed.

gradient, and

the

9.4. Consider viscous flow along

and
that its boundary satisfies

x2

a2

= 1.

b2

Let

v = vz (x,y)ez
Demonstrate that

x 2

where G is the effective

vz

pressure

gradient, and

viscosity. Show that

vz (x,y)

a2

a cylindrical pipe of elliptic


runs parallel to the z-axis,

cross-section. Suppose that the pipe

x2

a +b
2

a2

is a solution of this equation that satisfies the

the fluid

no slip

condition at the boundary. Demonstrate that the flow rate is

Finally, show that

a3

a +b 2
2

a pipe with an elliptic

cross-section has

lower flow rate than an otherwise similar pipe of circular


section that has the same cross-sectional

9.5. Consider

a velocity

field of the form

r (r) sin ,
r,, are spherical coordinates. Demonstrate
v(r)

where

cross-

area.

that

this field satisfies the equations of steady, incompressible, viscous

fluid flow (neglecting advective inertia) with uniform

pressure

(neglecting gravity) provided that


d

dr
Suppose that

dr

a solid sphere

= 0.

of radius

a,centered at the

origin, is rotating about the z-axis, at the uniform angular


velocity
0

ina viscous fluid, of viscosity

infinity. Demonstrate that

(r)

for

r a. Show

= 0

=80 a

Incompressible Viscous Flow

189

a solid sphere

viscous fluid of viscosity

r3

,
.

that the torque that the sphere exerts

fluid is

9.6. Consider

a3

that is stationary at

on the

of radius

a moving

at the fixed velocity V

through

=V ez

Let

r,

be spherical coordinates whose origin coincides with the


instantaneous location of the spheres center. Show that, if

inertia
and gravity

are negligible, the fluid velocity, and the radial


a long way from the sphere, are

components of the stress tensor,

ar

32
vr

V cos

ar

3
v

V sin

,
,
a

92
rr

p0

Vcos

r2

0,

on
r,by the

respectively. Hence, deduce that the net force exerted


the fluid lying inside

a large

spherical surface of radius

fluid external to the surface, is


F

= 6aV,

independent of the surface radius.

190
FLUID MECHANICS

Waves

in

Incompressible

Fluids

191

10 Waves inIncompressible Fluids


10.1

Introduction

This chapter investigates low amplitude

waves

propagating

through incompressible fluids.

10.2

Gravity Waves

Consider

a stationary

body of water, of uniform depth d,

located

on the

unperturbed

corresponding
that

small compared

surface

coordinate

Cartesian

surface of the Earth. This body is assumed

to be sufficiently

small

to the Earth that its

is approximately

z measure

planar.

to the aforementioned

surface.

wave propagates

amplitude

Let

the

z=0

vertical height, with

Suppose

horizontally

through the water, and let v(r,t)be the associated velocity


field.

Since water is essentially incompressible,

of motion

are

v
(10.1)

+ (v )v

viscosity,

is the
and

(uniform)

the

density,

(uniform)

gravity. (See Section 2.14.) Let

p(r, t)

0,
2

v,

(10.2)

the (uniform)

acceleration

us write

= p0

p gez +

where

its equations

gz +

due

to

p1 (r, t),
(10.3)

pressure, and p1 the pressure


perturbation due to the wave. Of course, in the absence of
the
wave, the water pressure
a depth h below the surface is p0 + gh.(See Chapter 3.)
where p0

is atmospheric

Substitution into (10.2) yields

+ v,

p1

are

second-order

(10.4)

where

we

have neglected

terms that

small quantities (i.e., terms of order


Let

us

also

approximation

neglect

provided

viscosity,

that

the

in

2).

which

is

wavelength

good

not

is

ridiculously small. [For instance, for gravity waves in water,


2/g) 1/3
5
viscosity is negligible as long as (
5 10

m.] It follows that

p1

(10.5)

Taking the curl of this equation,

we obtain

0,

(10.6)

where
velocity

=
field

Conse-quently,

is the vorticity. We conclude that the

associated
the

with the

previous

wave

equation

is

is irrotational.
automatically

satisfied by writing

(10.7)

where (r,t) is

velocity potential. (See Section 5.7.)

However, from Equation (10.1), the velocity field is also

divergence-free.

It

follows

that

the

velocity

potential

satisfies Laplaces equation,

0.

(10.8)
Finally, Equations (10.5) and (10.7) yield

p1

(10.9)
We

must

now

be

need to derive the physical constraints

satisfied

at

the

upper

waters

and

that

lower

boundaries. It is assumed that the water is bounded from


below by

solid surface located at

= d.

192

remain

Since the

FLUIDMECHANICS

in contact

physical constraint

with this

surface,

the

appropriate

at the lower boundary is

=0

vz |z=d

(i.e., the normal velocity is zero at the lower boundary),

or

?????z=d

0.

(10.10)
The waters
since it is

upper
a free

boundary is

little

more

surface. Let represent

complicated,
the vertical

displace- ment of this surface due to the wave. It follows that

?????z=0

= vz |z=0 =

(10.11)
The

appropriate

boundary

physical

discontinuity

pressure, since
across a free

surface tensionsee

(10.3),

pressure

is that the water

atmospheric

at

constraint

there must equal

there cannot

be

a pressure

(in the absence

surface

10.11).

Section

upper

the

of

Accordingly, from

we obtain
p0

g +

p0

p1 |z=0
(10.12)

or
g

p1|z=0
(10.13)

which implies that

?????z=0

=g

?????z=0

p1

,
,
,

(10.14)
whereuse has beenmadeof (10.11).
above expression

can

givethe boundary

The

be combined with Equation (10.9)

condition
??????z=0

?????z=0

t 2

(10.15)
Let

us

search for

wave-like

solution of Equation

(10.8) of the form

(r,t)

F(z)

(10.16)

This solution actually corresponds to

wave

of

wave vector

= kex

cos(t k x).

a propagating

plane

angular frequency , and

amplitude F(z). Substitution into Equation (10.8) yields


2

d F
dz 2

0,

(10.17)
whose independent
Hence,

a general

=Ae

(x,z,t)

solutions

are

exp(+k z) and exp(k z).

solution to (10.8) takes the form

kz

cos(t k x)

+ Be kz

cos(t k x),

(10.18)
where
The

and

boundary

are

condition

satisfied provided that B


he

(x,z,t)

=A

arbitrary

kz

constants.

(10.10)

is

= A exp(2kd),

giving

+ e k(z+2d)

cos(t k x),

(10.19)
The boundary condition (10.15) then yields

?1

A k

2kd

cos(t k x)

=A

?1

+ e 2kd

cos(t k x).

g
(10.20)

which reduces to the dispersion relation

gk

tanh(kd).

(10.21)
The type of
gravity

wave

described in this section is known

as a

wave.

Waves inIncompressible Fluids

193

10.3

Gravity Waves inDeep Water

Consider the so-called deep water limit,


kd 1,
(10.22)
in which the depth, d, of the water greatly exceeds the
wavelength,
gravity

wave

= 2/k,

of the

wave.

In this limit, the

dispersion relation (10.21) reduces to

(gk)

1/2,

(10.23)

x . It follows
waves in deep water

since tanh(x) 1
as

that the phase

velocity of gravity

is

vp

gk

?1/2

(10.24)
Note that this velocity is proportional to the

with

long wavelengths

propagate faster than those with

short wavelengths. Now, the phase velocity,

as the propagation
wave number, k

defined
definite

square root
waves

Hence, deep water gravity

of the wavelength.

velocity of a plane
[and

frequency

vp

= /k, is

wave

with the

given by the

a wave has an infinite


wave of finite spatial
extent, with an approximate wave number k,can be formed
as a linear superposition of plane waves having a range of
different wave numbers centered on k. Such a construct is
known as a wave pulse. As is well-known, wave pulses
propagate at the group velocity,
dispersion

relation (10.23)]. Such

spatial extent. A

more

realistic

vg

d
dk

(10.25)
For the

case

of gravity

relation (10.23) yields

vg

12

gk

?1/2

12

vp

waves

in deep water, the dispersion

(10.26)
In other words, the

group

velocity of such

waves

is half

their phase velocity.

of a particle of water,
r and time t, due to the passage of a
wave. It follows that

Let (r, t) be the displacement


found at position

deep water gravity

v,

(10.27)

where
For

=kex

v(r, t) is
plane

wave

inthelimitkd

the
of

perturbed

wave

velocity.

number

1, Equation(10.19)

(x,z,t)

Ae

kz

yields

cos(t

k x).

(10.28)
Hence, [cf., Equations (10.45)(10.48)]

(x,z,t)

(10.29)

(x,z,t)

(10.30) vx (x,z,t)

(10.31) vz (x,z,t)

(10.32)

and

ae

=
=
=

kz

cos(t k x),

ae kz
ae

ae

sin(t k x),
kz

kz

sin(t k x),

cos(t k x),

p1

=gz

(10.33)
where

use

has been made of Equations (10.7), (10.9), and

(10.27). Here,

at

a is the

waters

the

amplitude of the vertical oscillation

surface.

According to Equations (10.29)(10.32), the passage of the

wave causes a water

particle located

surfaceto executea circularorbit

depth hbelow the

ofradius

ae kh

equilibrium

position. Note that the radius

decreases

exponentially

with

aboutits

of the orbit

increasing

depth.

Furthermore, whenever the particles vertical displacement


attains

horizontally

versa. See

maximum
in the

value

same

the

direction

particle

as

the

is

moving

wave,

and vice

Figure 10.1.

194

FLUIDMECHANICS

z
surface

z =0

Figure 10.1: Motion of water particles associated with a


deep water gravity

Finally, if

we

wave

propagating inthe x-direction.

define h(x, z, t)

= z (x, z,t)

depth of the water particle found at

equilibrium

z as the
a given

point and time then Equations (10.3) and (10.33) yield


p(x,

z, t) =

p0

h(x,

z, t).

(10.34)

pressure at this point and time is


unperturbed
pressure calculated at

In other words, the

the

same as

the

the

equilibrium

10.4

depth of the water particle.

Gravity Waves in Shallow Water

Consider the so-called shallow water limit,

kd

1,

(10.35)
in which the depth, d, of the water is much less than the
wavelength,
gravity

wave

= 2/k,

of the

wave.

In this limit, the

dispersion relation (10.21) reduces to

(gd)

1/2

k,

(10.36)

x as x 0. It follows that
velocities
and
groupvelocities
since
tanh(x)
x as x of gravity waves

since tanh(x)

the phase
in shallow

water alltake the fixed value


vp

vg

(gd)

1/2,

(10.37)
irrespective

of

wave

number. We conclude thatunlike

deep water wavesshallow

water gravity

waves are nonwaves all

dispersive in nature: i.e., waves pulses and plane

propagate at the

same

speed. Note, also, that the velocity

(10.37) increases with increasing water depth.

For

=kex

plane

wave

of

wave

number

in the limit kd 1,Equation (10.19) yields


2
2/2]
(x, z, t)
A [1+ k
(z + d)
cos( t k x).

(10.38)
Hence, Equations (10.7) and (10.27) give [cf., Equations
(10.45)(10.48)]
x

(10.39)

=
=
=
=

(x,z,t)

(x,z,t)

(10.40) vx (x,z,t)
(10.41) vz (x,z,t)
(10.53)

Waves

in

a(kd)

cos(t k x),

a(1+ z/d) sin(t k x),

a(kd)
a(1

sin(t k x)

+ z/d) cos(t

Incompressible

k x).

Fluids

195
Here,

at

the

is again the amplitude of the vertical oscillation

waters

surface.

According

to

the

above

the passage of a shallow water gravity wave


causes a water particle located a depth hbelow the surface
to execute an elliptical orbit, of horizontal radius a/(k d),
and vertical radius a ( 1 h/d), about its equilibrium
expressions,

position.
a/(kd)Note
and
that
vertithecal
orbit
radius
is a(1
greatly
elongated
h/d),abo in
ut its
the
horizontal
decreases
becomes
whenever

direction.

linearly

zero at

Furthermore,

with

its

the bottom (i.e., at h

the particles

vertical

vertical

depth

increasing

radius

such

that

displacement

direction

10.5

attains

maximum value the particle is moving horizontally

same

it

= d). As before,
in the

as the wave, and vice versa.

Energy of Gravity Waves

It is easily demonstrated,
in the

previous

arbitrary

wavenumber

from the analysis contained

sections,

that

k, propagating

wave

gravity

horizontally

of

through

water of depth d,has a phase velocity


"

vp

=(gd)

1/2

#1/2

tanh(kd)
kd

(10.43)
Moreover, the ratio of the group to the phase velocity is

"1
vg

vp

1
2

2kd

sinh(2kd)

(10.44)
Note, that neither

the phase velocity

nor

the

group

velocity of a gravity wave can ever exceed the critical


1/2.
value (gd)
It is also easily demonstrated that the
displacement
gravity

of wavenumber kex

surface amplitude

(10.46)

a,are

vx (x,z,t)

+ d)]

(x,z,t)

with

plane

angular frequency , and

cosh[k(z

(x,z,t)

(10.45)

and velocity fields associated

wave

cos(t k x),

sinh(kd)
sinh[k(z + d)]

sin(t k x),

sinh(kd)
cosh[k(z + d)]

sin(t k x),
sinh(kd)

(10.47)

vz (x,z,t)

+ d)]

sinh[k(z

cos(t k x).
sinh(kd)

(10.48)

mean kinetic energy per


with a gravity wave is defined

Now, the
associated

unit surface

=h

v
d

area

dzi,

where

(x,t)
is the vertical displacement

= a sin(t
Z

hi

d(k x)
()

is an average

k x)

at the surface, and

over a wavelength.

(10.48) that, to second order in a,

Given that hcos

2(t

k x)i

= hsin 2(t

(10.49)

(10.50)
(10.51)

k x)i

= 1/2, it follows

from (10.47) and


K

14
a

cosh[2k(z
sinh

+ d)]

2(kd)

dz

1
ga

gk tanh(kd)
(10.52)

Making

use

of the general dispersion relation (10.21),

we

obtain

1
ga

aincan 196
FLUID MECHANICS
The mean potential

area associated

energy

perturbation

with a gravity

wave

per unit surface

is defined

2.

=h

1
gd
2

=h

1
g(
2

gzdzi
d

2,

(10.54)
which yields
U

2)i

12
gd

gh

2i,

2
(10.55)

or

1
ga
4

2.

(10.56)
Inother words, the mean potential

energy per unit surface


area of a gravity wave is equal to its mean kinetic energy
per unit surface area.
Finally, the mean total energy per unit surface area
associated with a gravity wave is

= K +U=

12
ga

2.

(10.57)
Note that this energy depends

on the wave

amplitude at the

surface, but is independent of the wavelength,

or the water

depth.

10.6

Wave Drag

on Ships

a
over a body of water leaves behind it a train
of gravity waves whose wavefronts are transverse to the
ships direction of motion. Since these waves possess
energy that is carried away from the ship, and eventually
dissipated, this energy must have been produced at the
ships expense. The ship consequently experiences a drag
Under certain circumstances (see the following section),

ship traveling

force, D. Suppose that the ship is moving at the constant

velocity
making

V. We

up

so that they

would

expect

the train to have

the

transverse

waves

matching phase velocity,

a constant phase relation with respect


more exact, we would generally expect
bow to always correspond to a wave maximum
of the pile up of water in front of the bow
by the ships forward motion). The condition v p
maintain

to the ship. To be
the ships
(because
produced

=V,combined
tanh(kd)
kd

with expression (10.43), yields


2

gd

(10.58)
Suppose, for the sake of argument, that the

wave

train is

transverse

of uniform
drawn

downstream

width

w.

Consider

of the ship at right-angles

fixed line

to its path.

The rate at which the length of the train is increasing


line is V. Therefore, the rate at which the

ahead of this

energy of the train is increasing ahead of the line is (1/2)


g a 2 w V, where a is the typical amplitude of the
transverse waves in the train. As is well-known, wave
energy travels at the group velocity, rather than the phase
velocity. Thus, the energy flux per unit width of a
propagating
gravity
wave is simply
E vg
Wave
energy consequently
crosses our fixed line
in the

direction

the

of

ships motion at the rate (1/2)ga

wvg

does work against the drag force, which


the energy of the train in the region ahead

Finally, the ship

goes to increase
of our line, at the

rate DV. Energy conservation thus yields


12

ga

wV

12

ga

(10.59)

However, since V

=v p

wvg

+ DV.

we obtain
"1

ga
2

(10.60)

vg

vp

14

ga

2kd

sinh(2kd)

where

use

has been made of Equation (10.44). Here,

kd is determined
via

implicitly in terms of the ship speed

expression (10.58). Note that this expression cannot

be satisfied when the speed exceeds the critical value


1/2,
since gravity waves cannot propagate at speeds in

(gd)

excess

of this value. In this situation,

no transverse wave

Waves inIncompressible Fluids

197

up with the ship, and the


waves consequently disappears.
keep

drag associated with such


In fact, we

the above formulae, that when V (gd)

0, and

wave

so

D 0. Note, however,

amplitude,

a, generally

ship
wa vespeed approaches
due to transverse

can see, from

1/2

then kd

that the transverse

increases significantly

as the

the critical value. Hence, the drag

waves

actually peaks strongly at speeds

just below the critical speed, before effectively

falling to

zero as

this speed is exceeded. Consequently,

it usually

requires

a great

deal of propulsion power to force


1/2.

a ship

to travel at speeds faster than (gd)


In the deep water

limit

kd 1, Equation

(10.60)

reduces to
D

14
ga

w.

(10.61)

Note that (at fixed


independent
hence,

independent

actually

rather

amplitude)

wave

amplitude)

of the wavelength

of the ships

misleading.

the drag

acting

In

We

can account

for this

wave

is

train, and,

speed. This result is


fact,

on a

deep water varies significantly

this expression

of the

(at

wave

fixed

ship traveling

through

with the ships

speed

variation by incorporating

the

our analysis. A real ship


moving through water generates a bow wave from its bow,
and a stern wave from its stern. Moreover, the bow wave
tends to have a positive vertical displacement, because
water naturally piles up in front of the bow due to the
forward motion of the ship, whereas the stern wave tends
tends to have a negative vertical displacement, because
finite length of the ship into

water rushes into the void left by the stern. Very roughly
speaking,

suppose

that the vertical

displacement

of the

water surface caused by the ship is of the form


?

(x)

cos

xl

(10.62)
Here, l
is the length of the ship. Moreover, the bow lies

at x = 0 [hence, (0) > 0], and the


= l[hence, (l) < 0]. For the sake of

(instantaneously)

stern at

simplicity,

the upward

bow is assumed

water displacement

due to the

to equal the downward displacement

to the stern. At fixed

bow

wave

displacement,

due
the

amplitude of transverse

g/ V

so

(chosen

gravity

waves

of

wave

that the phase velocity

number k

waves

of the

matches the ships speed, V) produced by the ship is


Z

1l

cos

xl

cos(k x)dx

sin( kl)

kl

kl

+ kl

(10.63)
i.e., the amplitude is proportional to the Fourier coefficient

pattern evaluated for

of the ships vertical displacement

wave

number that matches that of the

(at fixed bow

the transverse

wave displacement)
waves is

wave

the drag produced by

"sin(

a2

train. Hence,

#2

2)

1
1
+ F

F 2

(10.64)
where the dimensionless parameter
F

V
(gl) 1/2
(10.65)

is known

as the Froude

number. See Section 2.16.

Figure 10.2 illustrates the variation of the


with Froude number predicted

we can see, if the Froude

wave

drag

by Equation (10.64). As

number is much less than unity,

which implies that the wavelength

of the

wave

train is

much smaller than the length of the ship, then the drag is
comparatively

small. This is the

case

because the ship is

extremely

waves.
Froude

at driving short wavelength

inefficient

can

It

seen

also be

number

increases,

maximum when Fr
rapidly. Now, Fr

reaching

= Frc = 1/

= Frc

gravity

as

that the drag increases

relatively

the

sharp

= 0.56, and then falls

corresponds to the

case

in which

the length of the ship is equal to half the wavelength of


the

wave

train. In this situation, the bow and stern

waves

a particularly
to a particularly

large

constructively,

interfere

amplitude

wave

wave

drag.

to

leading

train, and, hence,

The

smaller

peaks

visible

correspond to other situations in which

waves
length

constructively.

interfere
of

the

ship

wavelengths of the
displacement,

cannot

= Frc

Froude numbers

one

propulsion

=0.56(gl)

1/2

half

power,

generally

wave drag that occurs


a ship is, therefore, limited to
inthe range 0 < Fr < Frc which implies a
the peak in the
Such

maximum speed of

Vc

when the

and

train.) A heavy ship with large

and limited

overcome

when Fr

to

figure

the bow and stern

(For instance,

corresponds

wave

in the

large

1.75[l(m)]

1/2

m/s

=3.4[l(m)]

1/2

kts.

(10.66)
This characteristic

speed

is sometimes

called the hull

speed. Note that the hull speed increases with the length
of the ship: i.e., long ships have higher hull speeds than

short
198

ones.

FLUID MECHANICS
0.3

0.2

.
.
)

u
a

D
0.1

0
0

0.2

0.4

0.6

0.8

Fr

Figure 10.2: Variation of wave drag with Froude


number for a ship traveling through deep water.

10.7

Ship Wakes

1.2

Let

us now

make

detailed

pattern generated behind

investigation

water, taking into account obliquely

waves,

in addition to transverse

simplicity,

of the wake

a ship as it travels over a body


propagating

waves.

of

gravity

For the sake of

the finite length of the ship is neglected in the

as a
source of gravity waves. Consider Figure 10.3. This
shows a plane gravity wave generated on the surface of
the water by a
moving ship. The water surface
corresponds to the x-y plane. The ship is traveling along
following analysis. In other words, the ship is treated

point

x-direction, at the constant speed

the x-axis, in the negative

V. Suppose that the ships bow is initially at point A


has moved to point A after

type of gravity

wave

a time

and

interval t.Now, the only

that is continuously

excited by the

a constant phase
relation with respect to its bow. In fact, as we have
already mentioned, the bow should always correspond to a
wave maximum. An oblique wavefront associated with
such a wave is shown in the figure. Here, the wavefront
,
,
D
which initially passes through the bow at point A
has moved to CD after a time interval t, such that it again
passes through the bow at point A. Of course, the
passage

of the ship is one that

maintains

wavefront propagates at the phase velocity,

that, in the right-angled

A Eare of lengths V t and v p t,respectively,

vp

It follows

triangle AA E, the sides AA

so that

and

sin

vp
V

(10.67)
This, therefore, is the condition that must be satisfied in
order for an obliquely propagating gravity wave to
maintain

constant phase relation with respect to the ship.


In shallow water, allgravity

same

waves propagate at the

phase velocity:

=(gd)

vp

1/2,

where d is the water depth. Hence, Equation (10.67) yields


"

Note that this equation

can only

=sin

(gd)

1/2

be satisfied when

V > (gd)

1/2.

i.e.,
(10.68)
(10.69)

(10.70)
Waves inIncompressible Fluids

199

vp t

Vt

Figure 10.3: An oblique plane

wave

generated

the surface of the water by a moving ship.

on

y
D

Figure 10.4: A shallow water wake.

In other words, the ship must be traveling faster than the


1/2.
critical speed (gd)
Moreover, if this is the case then
there is only

one value

of that satisfies Equation (10.69).

This implies the scenario illustrated in Figure 10.4. Here,


the ship is instantaneously
that

it

previously

obliquely, subtending

at A, and the

generatedwhich

a fixed

wave
all

maxima

propagate

angle with the x-axishave

maximum

DAE. In fact, the

was at A

when the ship

wave

maxima

generated

travelled

to B

traveling

over

and C

shallow

whose semi-angle,
Indeed,

as

over

maxima

when the ship

generated

and C

was at

etc. We conclude that

water produces

from

wave

single strong

have travelled to B

, is determined

is apparent

the ship travels

a
wave

to produce

interfered constructively

the

have
ship

V-shaped wake

by the ships speed.

Equation (10.69), the faster

the water, the smaller the angle

becomes. Shallow water wakes


other vessels, and particularly

are especially

dangerous to

destructive of the coastline,

wave energy produced by the ship is


a single large wave maximum. Note,
finally, that the wake contains no transverse waves, since,
as we have already mentioned, such waves cannot keep
up with a ship traveling faster than the critical speed (
because all of the
concentrated

into

1/2.
Let us now discuss the wake generated by a ship
traveling over deep water. Inthis case, the phase
(10.77) 200
FLUID MECHANICS

vg t

Vt

Figure 10.5:

Formation of an interference maximum in a deep water wake.

gravity

waves

is v p

=(g/k) 1/2. Thus, Equation (10.67)

yields

sin

vp

?1/2

g
kV

(10.71)
It follows that indeep water
gravity

value

wave

whose

wave

any

obliquely propagating

number exceeds the critical

k0

(10.72)

can

keep

direction

up

as

with the ship,


propagation

of

long

as

its

is

such that Equation (10.71) is satisfied. Inother words, the


ship continuously

range

of

excites

different

gravity

wave

directions. The wake is essentially


generated by these

waves.

waves

numbers

Now,

and

with

wide

propagation

the interference

pattern

as is well-known, an inter-

ference maximum generated by the superposition of plane

waves

with a range of different wave numbers propagates


group velocity, vg Furthermore, as we have already
seen, the group velocity of deep water gravity waves is
half their phase velocity: i.e., vg = v p /2.
Consider Figure 10.5. The curve APD corresponds to
a particular interference maximum in the wake. Here, A is
the ships instantaneous position. Consider a point P on
this curve. Let x and y be the coordinates of this point,

at the

relative to the ship. Now, the interference maximum at P is

part of the plane wavefront BC emitted


when the ship

subtended

was at point

between

Since interference

this

wavefront

some
and

vg t.Of

the

x-axis.

group velocity,
course, the distance

maxima propagate at the

the distance A P is equal to

time t earlier,

Let be the angle

AA

is equal to V t.

Simple trigonometry

reveals that

Vt

vg t sin,

vg t cos.

Moreover,
dy

= tan,

dx

curve APDi.e.,
vg =v p /2,that

since BC is the tangent to the

y(x)at point P.fact that

the curve

12
X

sin

12
X sin cos,

(10.73)
(10.74)
(10.75)
It follows from Equation (10.71), and the

(10.76)
(10.77)
Waves

201

in

Incompressible

Fluids

0.3

0.2

0.1
0

X
/

0.1

0.2

0.3

A
C

0.1

0.2

0.3

0.4

0.5

0.6

x/X0
Figure 10.6: Locus of an interference maximum in a deep

water wake.

where X()

=V t.The previous

three equations

can be

combined to produce

dy

dx

dy/d

dx/d

(1/2)dX/d sin cos

+ (1/2)X(cos

dX/d[1 (1/2) sin

sin

cos

sin

] X sin cos

(10.78)

which reduces to

dX

tan

(10.79)
This expression

can be solved to give


X

=X0

sin,

(10.80)

where X0 is a constant. Hence, the locus of our


interference maximum is determined parametrically by

1
X0 sin

sin

2
(10.81)

12
X0 sin

cos.

(10.82)
Here, the angle

ranges

curve

from /2 to +/2. The

specified by the above equations is plotted in Figure 10.6.

As usual, A is the instantaneous

can be
10.6.
As

seen

of the transverse

consists

position of the ship. It

that the interference

radial maxima

maximum

maximum

essentially

BCD, and the two

AB and AD. As is easily demonstrated,

point C, which corresponds to


0,lies at x
X0 /2,
8)
y
0. Moreover, the two cusps, B and D, which
8)
1(1/
, lie at x
correspond to tan
19.47

(8/27)

1/2

X0

y = (1/27)

1/2

X0

The complete interference

pattern that constitutes the

X0

many

different wave maximum


curves of the form shown in Figure 10.6, corresponding to
many different values of the parameter X0 However, these

wake is constructed out of

values must be chosen such that the wavelength

the

pattern

wavelength

along

= 2/k0 =

= 0) gravity

the

waves

of

x-axis
corresponds
to the
2/g
2 V
of transverse (i.e.,

whose phase velocity matches the

speed of the ship. This implies that X0

= 2 j0

where j

is a positive integer. A complete deep water wake pattern


is shown in Figure 10.7. Note that this pattern, which is
made

up

of

maxima, fills
wedgewhose

interlocking

transverse

and

radial

wedge-shaped regionknown

as a

semi-angle takes the value tan

1(1/

wave

8)
Kelvin
8)

(10.89)

202

FLUID MECHANICS
6
5
4
3
2
1
0

y
1
2
3
4
5

6
1 0

5
x/0

910 11

Figure 10.7: A deep water wake.

independent

of

the

ships

assumption that the gravity

water

all deep

waves

speed.

waves

our

Finally,

initial

that form the wake

are

is valid provided k0 d 1 which

implies that

(gd)

1/2.

(10.83)
Inother words, the ship must travel at a speed that is much
1/2.
less than the critical speed (gd)
This explains why the

wave

wake contains transverse

10.8

Consider

gravity

flowing horizontally

us

maxima.

Gravity Waves in a Flowing Fluid

wave

traveling through

= V ex

write

v(r,t)
(10.84)

p(r,t)

fluid that is

at the uniform velocity V

Let

V + v1(r,t),

=
p0

gz + p1(r,t),
(10.85)

where

v1 and p1

perturbations,

are

the small velocity

respectively, due to the

and

wave.

pressure

To first order

in small quantities, the fluid equations of motion, ( 1


0.1
)
and (10.2), reduce to

v1

0,

(10.86)

+V

v1

p1

(10.87)

respectively. We
of

in

can also

define the displacement, (r, t),

a fluid particle due to the passage of


a frame co-moving with the fluid, as

the

wave, as seen

+ V =v1
(10.88)

The curl of Equation (10.87) implies that


Hence,

we can write

v1

= , and (10.87) yields

v1

= 0.

+V

p1

( 10. 96)

Waves inIncompressible Fluids

203

z =d

z= 0

z = d
Figure 10.8: Gravity

waves at an interface

between two immiscible fluids.

Finally, Equation (10.86) gives

(x,z,t)

[A

=kex

0.

(10.90)

The most general traveling


with wavevector k

wave

solution to (10.90),

, is
+ B sinh(kz)]cos(t k x).

and angular frequency

cosh(kz)

(10.91)
It follows from Equation (10.89) that

p1 (x,

= k(V

c) [A cosh(kz)

+ B sinh(kz)]

z,

t)

sin(t k x),

(10.92)

and from Equation (10.88) that


z

sinh(k z)

(x,

z, t, ) =

(V

c)

[A

B cosh(k z)] sin( t k x).

(10.93)
Here,

c =/k

Gravity Waves at an Interface

10.9

Consider

, and
depth d
,
V
situated on top of a layer

layer of fluid of density

uniform horizontal velocity

another

of

is the phase velocity of the wave.

fluid

of density

, depth

d, and uniform

horizontal velocity V. Suppose that the fluids

are

from above

planes. Let

and below

these planes

lie at

unperturbed interface

by rigid horizontal

bounded

zand
= belo
d w
and
b yzri gid
= dho, rizo
andntlet
al
pthe
la
between the two fluids lie at z = 0.

See Figure 10.8.


Consider

wavenumber

a gravity wave

of angular frequency , and

k,propagating through both fluids in the

x-

direction. Let
(x, t)

= 0

sin( t k x)

(10.94)
be the small vertical displacement

wave.

the

potential

In the

lower

so that

the

perturbed

velocity

must be of the form (10.91), with the constants A

vz
= 0 and z (x,0,t)= (x, t).
= (V c)0 / tanh(k d) and B = (V c)

and B chosen such that

It follows

fluid,

of the interface due to

that A

|z=d

(x,z,t)

cosh[k(z

= (V c)0

+ d)]
cos(t k x).

sinh(kd)
(10.95)

upper

In the

fluid, the perturbed velocity potential must

again be of the form (10.91), with the constants A and B


chosen

such

vz |z=d

that

=0

and z (x, 0, t)
(x, t). It follows that A

(V c)0 /tanh(kd
and B
(V
c)0 so that
)]
cosh[k(z d

(x,z,t)
(V c)0
cos(t k x).
)
sinh(kd

204

FLUIDMECHANICS

Here,

c = /k

is the phase velocity of the wave. From

Equations (10.85) and (10.92), the fluid

pressure

just

below the interface is


p(x,0 ,t)

p0

p0 g

g0

+ p1(x,0

,t)

sin(t k x) k(V c)A sin(t k x)


"g

k(V c)

p0

#
0

sin(t k x).

tanh(kd)
(10.97)
Likewise, the fluid
p(x,0+ ,t)

p0

pressure

just above the interface is

+p1(x,0+ ,t)
=

p0

g0

sin(t k x) k(V

c)A sin(t k x)

"

p0

g+

k(V

c)

#
0

tanh(kd )

sin(t k x).

(10.98)
Now, inthe absence of surface tension

at the interface, these two pressure must equal one another:


i.e.,

?p ?z=0+
z=0

=0.

(10.99)
Hence,

we obtain

the dispersion relation

)g

k(V c)

+
tanh(kd)

(V

c)

tanh(kd )

(10.100)

a quadratic equation
c,of the wave. We can see that:

which takes the form of


velocity,

i.If

for the phase

= 0 and V =0 then the dispersion


=c).

relation

reduces to (10.43) (with v p


ii.If the two fluids

are of infinite

depth then the

dispersion relation simplifies to


)g
2
(
k(V c)

+ k

(V

c)

(10.101)
iii.Ingeneral, there

are two values of c that satisfy the


are either both real, or

quadratic equation (10.100). These

form a complex conjugate pair.

iv.The condition for stability is that


alternative is that

c is complex,

c is real. The

which implies that is

also
complex, and, hence, that the perturbation

grows or

decays exponentially intime. Since the complex roots of

a quadratic

equation

occur

incomplex conjugate

pairs, one of the roots always corresponds to an


exponentially
growing mode: i.e., an instability.
v.If both fluids are at rest (i.e., V =V

=0),and of infinite depth, then the dispersion

reduces to

c2 =

g( )
k(

+ )

(10.102)
It follows that the configuration is only stable
when

> :
i.e., when the heavier

fluid is underneath.

As a particularexample, supposethat the lower fluid is

water, and the upperfluid is the atmosphere. Let


1.225 10

to water). Putting V
the fact that
yields

s = / =

be the specific density of air at s.t.p. (relative

= V =0,d

s is small, the dispersion

, and making

use

relation (10.100)

of

"

c (gd)

(1

#1/2

tanh(kd)

1/2

kd

s[1+ tanh(kd)]

(10.103)
Comparing this with (10.43),

presence

we can see that

the

of the atmosphere tends to slightly diminish the

phase velocities of gravity


surface of

a body

waves

propagating

over

the

of water.
205

Waves inIncompressible Fluids

10.10

a stream

Consider

over

Flow

Steady

Bottom

of water of

horizontal velocity V

= V ex

mean

Corrugated

depth d, and uniform

that flows

over a corrugated

= d + a sin(k x), where a is


much
smaller
than
d. Let
the
of the
free
bottom
whose
elev
ation
iselevation
z = d +a
sin(k
x),surface
where
of the water be z = b sin(k x). We wish to determine the
bottom whose elevation is

a and b.
we expect the velocity

relationship between
Now,

pressure,

and vertical displacement

potential,

perturbed

of the water to be of

the form (10.91), (10.92), and (10.93), respectively, with

=c =

0, since

non-propagating)

we are

looking for

perturbation

driven

stationary
by

the

(i.e.,
static

corrugations in the bottom. The boundary condition at the

bottom is
z

(x, d)

sin(k x),

(10.104)

which yields

[A

sinh(kd)

B cosh(kd)]

a.

(10.105)
At the free surface,

we have
z

(x,0)

sin(k x),
(10.106)

which gives
b

B.

(10.107)
Inaddition,

pressure

gb

balance

sin(k x)

across

the free surface yields

p1(x,0)

=kV A

sin(k x),
(10.108)

which leads to

gb

kV A.

(10.109)
Hence, from (10.105), (10.107), and (10.109),

cosh(kd) (g/kV 2) sinh(kd)


(10.110)

or
b

c = [(g/k) tanh(kd)] 1/2


gravity wave of wave number
where

It

a
cosh(kd)(1

c 2/V

2)

,
,

(10.111)
is the phase velocity of

k. See Equation (10.21).

follows that the peaks and troughs of the free surface

> |c|, and

coincide with those of the bottom when |V|


troughs
ce
co

<

|c|.

If |V|

implying that

are not

the

incide
coincide wwith
iththose
the peaks,
of the
and
bottom
vice when
versa,|V|
when
> |c|,|V|
a
|c| then the ratio b/a becomes infinite,

the oscillations

of small amplitude,

driven by the corrugations


and, therefore,

cannot

be

described by linear theory.

10.11

Surface Tension

As described

energy per

area,

as a

surface

surface tension into

4, there is

, associated

between two immiscible


interpreted

excess
an interface
fluids. The quantity can also be
tension. Let us now incorporate

in Chapter

unit

our analysis.

positive

with

Suppose that the interface

lies at

= (x,

t),

(10.112)
where

||

corresponds

is

small.

Thus,

to the plane

the

unperturbed

= 0. The

interface

unit normal to the

interface is

(z )
|(z )|

(10.113)
It follows that

nx

nz

(10.114)
(10.125)

1.

206

FLUID MECHANICS
Now, the Young-Laplace Equation yields

n,

(10.116)

where

pressure seen crossing


n. See Section
and (10.115), we have

is the jump

in

interface in the opposite direction to

However, from (10.114)

the

4.2.

(10.117)
Hence, Equation (10.116) gives

[p]

z=0+
z=0

(10.118)
This expression is the generalization

of (10.99) that takes

surface tension into account.


Suppose that the interface in question is that between

body of water, of density


atmosphere.
and

and depth d, and the

Let the unperturbed

z = d
occupy the

water lie between

= 0, and let the unperturbed

atmosphere

region z > 0. In the limit in which


upy
atmosphere
th ere gion
is neglected,
z > 0.
the pressure
takes the fixed value

p0

whereas the

the surface of the water is p0 g


the

pressure

perturbation

the density

pressure

+ p1|z=0

to

due

of the

in the atmosphere

the

just below

Here,

p 1 is

wave.

The relation (10.118) yields

g p1 |z=0

= (/z)z=0

x 2

air/water interface.

where is the perturbed

velocity potential of the water. Moreover, from (10.9), p1


(/t).

(10.119)

an

where is the surface tension at


However, /t

Hence, the above expression gives


??????z=0

?????z=0

??????z=0

t 2

z 2 x

(10.120)
This

relation,

which

is

generalization

(10.15), is the condition satisfied at

presence

of non-negligible

boundary
(which
bottom),

condition

already

we obtain

Equation

free surface in the

surface tension. Applying this

to the

satisfies

of

general

the boundary

the dispersion relation

solution,
condition

(10.19)

at the

which is

generalization

tension into account.

10.12
In the

gk +

tanh(kd),

(10.121)

of (10.21)

that takes surface

Capillary Waves
deep

water

limit

k d

1, the dispersion relation (10.121) simplifies to

gk +

(10.122)

It is helpful to introduce the capillary length,


!1/2

capillary
Roughly

wavelength is c
speaking,

(10.123)

(See Section 4.4.) The capillary

interface (See
at s.t.p.
is 4.4.)
2.7 The
10c
Section

length of
3

= 2l =

m.

an

air/water

The
associated
apillary
lengt

1.710

m.

waves whose wavelengths


are much larger than the capillary wavelength, and vice
versa. It is also helpful to introduce the critical phase
surface tension is negligible for

velocity

vc

(2gl)

1/2.

(10.124)
This

critical

the value

velocity

0.23 m/s for

takes

an

air/water

interface

It follows from (10.122)that the phase velocity,

of a surface water

at s.t.p.

= /k,

vp

wave can be written


"

vp
vc
(10.135)

Waves

in

!#1/2

1
2

Incompressible

kl+

1
kl

Fluids

207
Moreover,
velocity,

vg

the ratio of the phase velocity

=d/dk,

to the

group

becomes
"

vg

vp

1
+ 3(kl)

1
+ (kl) 2

(10.126)
In the long wavelength limit c

(i.e., kl 1),

we

obtain

vp
v0

(2kl) 1/2

(10.127)
and

vg

vp

(10.128)
We can identify this type of

wave

wave as the deep water

gravity

discussed in Section 10.3.

In the short wavelength limit c (i.e., kl 1),

we

get
!1/2

vp

kl

vc

(10.129)

and
vg

vp

,
.

(10.130)
This corresponds to a completely

as a capillary wave. Such waves


much

less

(10.129)

than

the

capillary

new type

wave

of

known

have wavelengths that


wavelength.

are

Moreover,

can be rewritten
!1/2

vp

(10.131)

which demonstrates
propagation

of

that gravity

capillary

plays

waveits

seen

tension. Finally, it is easily

surface

no

that the phase

velocity (10.125) attains the minimum value

=c

(i.e., when kl

role in the

place is taken by

= 1).Moreover,

v p = vc

when

vg =

from (10.126),

v p at this wavelength. It follows that the phase velocity

a surface wave propagating over a


never be less than the critical value, vc
of

body of water

can

,
,
,

Capillary Waves at an Interface

10.13
Consider

layer of fluid of density

uniform horizontal velocity V

situated

depth d

and

on top of a layer of

another fluid of density , depth d,and uniform horizontal


velocity

V. Suppose

above and

below

planes be at

that the fluids

are

the two fluids be at

interface between

sin(t

from

z = 0.Suppose

the elevation of the perturbed interface is z

bounded

by rigid horizontal planes. Let these


,
d and z
d
and let the unperturbed
that

=, where =

k x). Finally, let be the surface tension of

the interface. Equations


yield the dispersion
(

(10.97), (10.98), and (10.118)

relation
)g + k

k(V

c) 2

tanh(kd)

k(V

c) 2

tanh(kd )

(10.132)
which

is

generalization

of

the

dispersion

relation

(10.100) that takes surface tension into account. Here,


/k is the phase velocity of

a wave

propagating

c=

along the

interface.

For the

case

are at rest,

in which both fluids

and of

to

infinite depth, the above dispersion relation simplifies

give
(

g+

= (

+ )

c2

(10.133)
Suppose that

s = /

(i.e., the

upper

upper
s<1

is the specific gravity of the

fluid with respect to the lower. In the

case

in which

fluid is lighter than the lower one), it is

helpful to define
"

#1/2

g(1 s)

"2gl
(10.134)

c0

!#1/2

1
+s

(10.144) 208
FLUID MECHANICS

It follows that

c2
c 02

1 1
2

kl

velocity

of

+ kl

(10.136)
Thus,

we

conclude

that the phase

a wave

propagating

achieves

its

minimum

waves

Furthermore,

value,
of

all

between the two fluids

along the interface

c0

when

kl

are

wavelength

able

1.

to

c 2 > 0 for all k).In the


opposite case, in which s > 1(i.e., the upper fluid is
heavier than the lower one), we can redefine the capillary
length as
propagate along the interface (i.e.,

"

#1/2

g(s 1)

(10.137)
The dispersion relation (10.133) then becomes
!

=gl

s+1

1
kl
kl

(10.138)

c 2 < 0 for kl< 1, indicating instability


of the interface for waves whose wavelengths exceed the
critical value c = 2 l.On the other hand, waves whose
wavelengths are less than the critical value are stabilized
It is apparent that

by

surface

experiment

tension.

This

result

is exemplified

in which water is retained

by the

by atmospheric

pressure in an inverted glass whose mouth is closed by a


gauze of fine mesh (the purpose of which is to put an
upper limit on the wavelengths of waves that can exist at

the interface.)

10.14

Wind Driven Waves inDeep Water

Consider the scenario described


Suppose that the lower fluid is

rest, and the

upper

in the previous section.

body of deep water at

fluid is the atmosphere.

Let the air

above the surface of the water move horizontally at the


.
constant velocity V
Suppose that is the density of water,

s = /

the specific gravity of air with respect to water,

and the surface tension at

0, kd

kd

an air/water

interface. With V

the dispersion

relation (10.132)

reduces to
(1 s)g

This expression

= kc

+ k 2

+sk(V

2V

1
+s

which is a quadratic equation for the phase velocity,

=c

1
+s

gk

c,of the wave. Here,


!

c 12 =

c)

can be rearranged to give

1
+s

+
(1

+s)

(10.139)

(10.140)

(10.141)
where c1 is the phase velocity that the

wave

would have in

the absence of the wind. In fact, we can write


!

2
c1
=

c 02

(10.142)
where c

are

= 2 lis the capillary

defined

in

Equations

wavelength, and l
and c0

(10.134)

respectively.
For
attains

given

, the

wavelength,

its maximum

value,

cm

and

wave

when

(10.135),

velocity,

c,

0.

dc/dV

occurs

According to the dispersion relation (10. 140), this

when
V

If the wind has

any

= cm = (1 + s)

According

or

less than

cm

wave velocity, c, becomes


an instability, when

to (10.140), the

complex, indicating

c1

(10.143)

other velocity, greater

then the wave velocity is less than cm

1/2

>

(1+ s)

2
2
c1
=

(1+ s)

2s

+
c

c 02

Waves inIncompressible Fluids

209
We conclude that if the wind speed exceeds the critical

value

Vc

(1+ s)

c0

s 1/2

= 6.6m/s =12.8kts

then waves whose wavelengths fall within

centered around c

a certain range,

tude.

The two roots of Equation (10.140)

c=

1
+s

are
"c

2
1

sV

#1/2

(1+ s) 2

Moreover, if

< (1+ s 1) 1/2

c1

(10.145)

are unstable

and grow to large ampli-

(10.146)

(10.147)
then these roots have opposite signs. Hence, the waves

can either

travel with the wind, or against it,but travel

faster when they

are moving

with the wind. If V

against the wind. Since c1 has the minimum value c0


follows that

waves

traveling against the wind

exceeds

the value given above then the waves cannot travel

are

it

completely ruled out when


V

> (1+s 1) 1/2

c0

=6.6m/s =12.8kts.
(10.148)

10.15

Exercises

10.1. Find the velocity potential of a standing gravity

wave

in

deep water for which the associated elevation of the free surface
is

z = a cos(t)

cos(k x).

Determine the paths of water particles perturbed by the

wave.
10.2. Deep water fills

a rectangular

tank of length l
and breadth

b.Show that the resonant frequencies of the water inthe tank

(g)
where

1/2

(n l

+ m2

nand mare integers.

1/4

are

You may neglect surface

tension.
10.3. Demonstrate that

a sinusoidal

gravity

with surface elevation

= a cos(t

k x)

wave on deep water

possesses amean momentum per unit surface area

1
a

2
10.4. A seismic

wave passes

along the bed of

anocean of

uniform depth dsuch that the vertical perturbation of the bed

is

a cos[k(x

V t)]. Show that the amplitude of the

consequent gravity

waves at the surface


"

c2
1

where

c is the phase

is
#1

cosh(kd)

velocity of waves of wavenumber k.

10.5. A layer of liquid of density and depth dhas


surface, and lies

over liquid

a free upper

of infinite depth and density

> .

Neglecting surface tension, show that two possible types


of

wave of wavenumber

k,with phase velocities

c2
c

kg,

kg( )

coth(kd)

can propagate

along the layer.

210
FLUID MECHANICS

10.6. Show that, taking surface tension into account,


sinusoidal

wave

of wavenumber k and surface amplitude

a has

amean
kinetic

,
.

energy per unit surface area


K

14

(g

+ k 2 )a 2

a mean potential energy per unit surface area

and

14

(g

+ k 2 )a 2

10.7. Show that inwater of uniform depth d the phase velocity


of surface

waves can only attain a stationary (i.e., maximum or


as a function of wavenumber, k,when

minimum) value

"

where kc

= (g/)

one

stationary

ust

than

capillary

kc

+2kd

Hence, deduce that the phase velocity has j

value (a minimum)

any

for

depth greater

kc

no

stationary values for depths less than that.

waves in deep water, whose group


are half their phase velocities, the group velocities of
waves are 3/2 times their phase velocities. Adapt the

Unlike

velocities

1/2

sinh(2kd)

1/2

4.8mm, but
10.8.

#1/2

sinh(2kd) 2kd

gravity

analysis of Section 10.7 to investigate the generation of capillary

waves

by

a very

small object traveling

water at the constant


surface

corresponds

minus x-direction,
origin.

to the

x-y

the surface of the

that the unperturbed

plane. Let the object travel in the

such that it is instantaneously

Find the present

traveling at

across

speed V. Suppose

position

of

an angle to the objects

waves

that

found at the

were

emitted,

direction of motion, when it

was

located

cos 3

at (X, 0). Show that along


X and

maximum the quantities


takes

a constant

value,

vary
X1

given interference

a manner

in such
(say).

interference maximum is given parametrically

Deduce

that X

that

the

by the equations

x
y

X1 sec

tan

12

32
X1 sec tan.

Sketch this curve, noting that it goes through the points (0.5X1
rding
to the adiabatic gas law,

Equilibrium ofCompressible Fluids

211

11Equilibrium of Compressible
Fluids
11.1

Introduction

we investigate the equilibria of


compressible fluids such as gases. As is the case for an
incompressible fluid (see Chapter 3), a compressible fluid
Inthis chapter,

inmechanical equilibrium must satisfy the force balance


equation

= p + ,

(11.1)

pressure, the mass density,


energy per unit mass. In
an ideal gas, the relationship between p and is
determined by the energy conservation equation, (2.89),
which can be written
!
!

D
p
M
p
2
where

is the static fluid

and the gravitational potential

Dt

(11.2)
Here,

is the

ratio

of

conductivity, Mthe molar

constant.

specific

mass,

heats,

the thermal

and R the molar ideal

gas

term has

Note that the viscous heat generation

been omitted from the above equation (since it is zero in

stationary

and

are

gas).

right-hand

dominant

limits,

are

The

limits

in

which

sides

of Equation

termed

the adiabatic

respectively.

In the

isothermal

the

left-

(11.2)

and

isothermal

limit,

in which

thermal transport is comparatively large, so that (11.2) can


2(p/)
only be satisfied when
0, the temperature
(recall that T p/ in an ideal gas) distribution in the
becomes

uniform,

consequently

=constant.

and

the

pressure

and

density

related according to the isothermal

gas
are

gas law,

(11.3)
On the other hand, inthe adiabatic limit, in which thermal

so that (11.2) can only be satisfied


pressure and density are
to the adiabatic gas law,

transport is negligible,
when D/Dt(p/

related according

0,the

=constant.

(11.4)

11.2

Isothermal Atmosphere

The vertical thickness of the atmosphere is only

a few tens

of kilometers, and is, therefore, much less than the radius


of the Earth, which is about 6000 km. Consequently, it is a

good approximation to treat the atmosphere

as a relatively

thin layer, covering the surface of the Earth, in which the

pressure

and density

ground level,

unit

mass

acceleration

z, and

takes

dz

= g.

only functions of altitude above

the form

due to gravity

Equation (11.1) that


dp

are

the gravitational

at

=
z

potential

g z,

where

= 0. It

energy per
g is the

follows

from

(11.5)
Now, in an isothermal atmosphere, in which the

temperature, T,is assumed not to vary with height, the


ideal gas equation of state (2.84) yields [cf., Equation (1

1.3)]

RT

(11.6)
The previous two equations

dp

dz

gM

can be combined to give

p.

RT

(11.7)

Hence, we obtain
p(z)

= p0

exp(z/H),

212
FLUID MECHANICS

where p0 10
level, and

RT

gM

Nm

is atmospheric

pressure at ground

(11.9)

is

known

as

the

isothermal

scale

atmosphere. Using the values T

g = 9.8 m s

29, and

2,

which

height

= 273 K (0

are

the

of

C), M

typical of the Earths

Mground29,
and
atmosphereC),(at
level),
as well
1
1
8.3 15 J mol
K
we find that H

as

R whi

= 7.99

km.

Equations (11.6) and (11.8) yield

(z)

=0

exp(z/H),

(11.10)
where

= p0 /(gH)

is the atmospheric

According

to Equations

isothermal

atmosphere,

mass

(11.8)

the

density at

and

pressure

(11.10),

and density

both

with increasing altitude, falling to

decrease exponentially

37% of their values at ground level when


only 5% of these values when z

11.3

z=0
in an

=3H.

= H, and to

Adiabatic Atmosphere

In fact, the temperature

of the Earths atmosphere

uniform, but instead decreases

alti-tude. This

effect

is largely

convection currents. When

steadily
due

is not

with increasing

to the action

of

packet of air ascends, under

higher altitudes
generally
diffuse

pressure
leads to

pressure at

of such currents, the diminished

the influence

takes

into

causes

it to expand. Since this expansion

place far

the

packet,

more

rapidly

the work

against

gas, as the packet


in its internal energy, and,

of the surrounding

a reduction

its temperature.

Assuming

that

can

than heat

done

the

expands,

hence, in

the atmosphere

is in

mixed state, whilst remaining in approximate

continually

vertical force balance (such


equilibrium),

a state is

and that the effect

known asa convective

of heat

conduction

is

negligible (because the mixing takes place too rapidly for

we

thermal diffusion to affect the temperature),

expect the adiabatic


accurate

gas

description

atmospheric
law, (11.3).

law, (11.4), to offer


of

the

would

much

relationship

, ,

pressure

more

between

, ,,

and density than the isothermal

gas

b = T/T0
p = p/p0 b = /0 and T
where p0 0
b
and T0 Let
are b p
the
= pressure,
p/p0 ,b =mass
/ 0 density,
and temperature of
Let respectively,
b p = p/p0 ,b =
at ground level. The adiabatic
the atmosphere,
gas law, (11.4), can be combined with the ideal gas

Let b

equation of state, (11.6), to give

=
b

Tb

/(1).

(11.11)

b
bp

The isothermal scale height of the atmosphere is

conveniently

redefined

as [cf., (11.9)]

RT0

p0

gM

g0

(11.12)
Equations (11.5), (11.11), and (11.12) yield
db p

= b p

1/

(11.13)
whereb

= z/H, or, from

(11.11),
d Tb

(11.14)
The above equation

T(z)

can be integrated to give

=T0

that

the

(11.15)
It

follows

atmosphere

temperature

the rate of [/( 1)](T0 /H) degrees


is known

in

an

adiabatic

decreases linearly with increasing altitude at

as

per meter. This rate

the adiabatic lapse rate of the atmosphere.

Using the values

1.4, T0

=273K, and H=7.99km,

which

are

typical of the Earths atmosphere,

the lapse rate

to be 9.8 Kkm

1.

we

estimate

In reality, the lapse rate

only takes this value in dry air. In moist air, the lapse rate
is considerably
when water

reduced because of the latent heat released

vapor

condenses.

Equilibrium ofCompressible Fluids

213
Equations (11.11) and (11.15) yield

p(z)

p0

!/(1)

!1/(1)

(11.16)

(z)

,
.

(11.17)
Since /( 1)

pressure
adiabatic

3.5 and 1/( 1)

more

decreases

atmosphere.

equations imply that

upper

boundary

at

rapidly

Moreover,

an adiabatic

= [/(

2.5, it follows that

than

density

the

previous

atmosphere

1)] H

has

in

an

three

a sharp

28 km. At this

pressure, and density all fall to


zero. Of course, above this altitude, the temperature,
pressure, and density remain zero (since they cannot take
negative or imaginary values). In contrast, an isothermal
atmosphere has a diffuse upper boundary in which the
pressure and density never fall to zero, even at extreme
altitude, the temperature,

altitudes. It should be noted that, in reality, the Earths

a sharp upper
gas law does not hold at very

does not have

atmosphere
the adiabatic

11.4

boundary, since
high altitudes.

Atmospheric Stability

Suppose

that

the

non-convecting).

pressure
Consider

and density,

atmosphere

Moreover,

is

static

let p(z)

. ,

respectively,

(i.e.,

and (z)

as functions

be the

of altitude.

packet of air that is in equilibrium

with the

surrounding air at some initial altitude z1 but subsequently

moves to a higher altitude


pressure and density are

(z1 ), respectively.

z2

Thus, the packets initial

p1

at

Now,

p(z1) and 1

the

the packet must adjust its volume in such

pressure

matches

there would

be

that of the surrounding

force

imbalance

boundary. It follows that the packet

z2

is p2

higher

a manner

= p(z2 ). Assuming

that

altitude,

that its

air, otherwise

across the packet


pressure at altitude
the packet moves

on a much faster time-scale than that needed for


heat to diffuse across it (but still a sufficiently
slow
time-scale that it remains in approximate pressure balance
with the surrounding air), we would expect its internal
pressure and density to be related according to the
adiabatic gas law, (11.4). Thus, the packets density at
upward

altitude z2 is 2

= (p2 /p1)

1/

Now, if 2

> (z2

)then

the packet is denser than the surrounding

air. It follows

buoyancy due to the

that the packet weight exceeds the

atmosphere, causing the packet to sink back to its original


altitude. On the otherhand, if 2
less dense than the surrounding
buoyancy
rise to

< (z2

) then the packet is

air. It follows that the

force exceeds the packet weight,

an even

atmosphere

is

[p(z2 )/p(z1 )]

1/

higher

unstable

altitude.

to vertical

(z1 )< (z2 )for any z2

any

z2

to

> z1

?????z2

monotonically

<

?????z1

(11.18)

It follows that the atmosphere

vertical

when

> z1:i.e., when

for

words, the

convection

stable

causing it to

In other

convection

when

p/

is only

is

decreasing function of altitude. As is easily

demonstrated, this stability criterion

can also be written


dln p

<

dln

(11.19)

or, making use of the ideal gas equation

of state,

dlnT
dln

<

1.

(11.20)
Convection

is triggered

in regions

of the atmosphere

where the above stability criterion is violated. However,


such

convection

acts to relax these regions back to

marginally stable state in which p/


adiabatic

11.5

is uniform: i.e., an

equilibrium.

Eddington Solar Model

us investigate the internal structure of the Sun, which is


a self-gravitating sphere of incandescent ionized
gas (consisting mostly of hydrogen). Adopting a spherical
Let

basically

niversity Press, Cambridge UK, 1926).

214
FLUID MECHANICS

coincides with the Suns geometric center, and making the


simplifying (and highly accurate) assumption that the mass

distribution within the Sun is spherically symmetric,

we

find that
dm
dr

= 4r

(11.21)
where m(r) is the total

mass

contained within

a sphere

of

r,centered on the origin, and (r) the mass density


r. Now, as is well-known, the gravitational
acceleration at some radius r in a spherically symmetric
mass distribution is the same as would be obtained were
all the mass located within this radius concentrated at the
center, and the remainder of the mass neglected. In other
radius

at radius

words,
d

Gm

r2

dr

(11.22)
where (r) is the gravitational potential

mass,

energy per

unit

and d/dr the radial gravitational acceleration.

The force balance criterion (11.1) yields


dp
dr

+
dr

=0,

(11.23)
where p(r) is the pressure. The previous three equations

can be combined to give


1 d

r2

dr

(11.24)

r2

dp

dr

= 4G.

In order to make
determine

pressure

any

the relationship

progress, we

further

between

and density. Unfortunately,

the Suns

need to
internal

this relationship

is

energy transport, which is a very


process in a star. In fact, a stars energy is

ultimately controlled by
complicated
ultimately

derived from nuclear reactions occurring deep

within its core, the details of which


This

energy

boundary

via

involved.
the outer

combination of convection and radiation.

plays

(Conduction

much less important

an exact

process.) Unfortunately,

transport

are extremely
core to

is then transported from the

requires

an

role in this

calculation of radiative

understanding

of the opacity

of

stellar material, which is an exceptionally difficult subject


Finally,

once

it is radiated

to Eddington,

energy reaches the boundary of the star


away. The following ingenious model, due
1
is appropriate to a star whose internal

the

energy transport is dominated by radiation. This turns out


to be a fairly good approximation for the Sun. The main
model is that it does not require

advantage of Eddingtons

us to

know anything

about stellar nuclear

reactions

or

opacity.
Now, the temperature
large

that

neglected

with respect

other words,
the form

radiation

we must

inside the Sun is sufficiently

pressure

cannot

to conventional

be

completely

gas pressure.

In

write the solar equation of state in

p = pg +pr
11.25)

where

is the gas

pressure

pg =

13
T

(11.27)

the radiation

(modeling the plasma within the Sun as

pressure

and ions), and

(assuming that the radiation within

the Sun is everywhere in local thermodynamic


with

the

mp

(11.26)

an ideal gas of free electrons

pr =

kT

plasma).

Here,

T(r)

is

the

equilibrium

Suns

internal

m p the mass of a
proton, and
the relative molecular mass (i.e., the ratio of
the mean mass of the free particles making up the solar
plasma to that of a proton). Note that the electron mass has
been neglected
with respect to that of a proton.
temperature, k the Boltzmann constant,

Furthermore,

Stefan-Boltzmann

4/c,

where

constant,

is

the

and

the

velocity

of

light

in

a vacuum.

Incidentally, inwriting (11.26), we have expressed M/R in

the equivalent form

mp /k.

A.S. Eddington, The Internal Constitution

University Press, Cambridge UK, 1926).

Equilibrium ofCompressible Fluids

215

of the Stars (Cambridge

0
0

Figure 11.1: The functions () (solid) and y() (dashed).

Let

pg

(1 )

pr

(11.28)

p,
p,

(11.29)

where the parameter is assumed to be uniform. In other


words,

the ratio

pressure

pressure to

of the radiation

is assumed to be the

same

Sun. This fairly drastic assumption

somewhat

fortuitously

gas

the

everywhere inside the

turns outperhaps,

to lead to approximately

the

correct internal pressure-density relation for the Sun. In


fact, Equa-tions (11.26)(11.29)can

be combined to give

where

It can be

seen, by comparison

the above pressure-density


adiabatic

gas

law with

= 4/3. Note, however,


for

!4

mp

4/3

(11.30)

1/3

(1 ) 4

(11.31)

with Equation (11.4), that

relation takes the form of

an effective

an

ratio of specific heats

that the actual ratio of specific heats

fully ionized hydrogen plasma, in the absence of

= 5/3. Hence, the 4/3 exponent,

appearing

1
.30), is entirely due to the non-negligible
in (1

radiation

radiation, is

pressure

within the Sun.

Let Tc

= T(0), c = (0), and pc = p(0), be the Suns

central temperature, density, and

pressure,

respectively. It

follows from (11.30) that

pc

4/3

K c

(11.32)
and from (11.26) and (11.28) that
Tc

pc m p
(1 ).
c

(11.33)
2

L.Mestel, Phys. Reports 311, 295 (1999).

216

FLUID MECHANICS

)
]

T
(
0
1

g
o
l

0.10.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9

m/M

Figure

11.2: Solar temperature

obtainedfrom

versus mass fraction

the Eddington Solar Model (solid) and the

Solar Model (dashed).

Standard

Suppose that

Tc

(11.34)

where

is

dimensionless

function.

According to Equations (11.26), (11.28), and (11.30),

p
(11.35)

pc

(11.36)

,
.

Moreover, it is clear, from the above expressions, that

1
at the center of the Sun, r

= 0, and = 0 at the edge,

= R(say), where the temperature,

density, and

r
pressure are

allassumed to fall to zero. Suppose, finally, that

= a ,

(1
1.37)

where is a dimensionless radial coordinate, and

!1/2

a=

2/3

G c

(11.38)
Thus, the center of the Sun corresponds to
edge to

= 1

=1

= 0, and the

=0,and

(say), where (1 )

a.

(1
1.39)

Equations (11.35)(1 1.38)can be used to transform the


equilibriumrelation(11.24)into the non-dimensionalform
!

1 d

(11.46) Equilibrium ofCompressible Fluids

217

d
d

)
]

m
g
k
[

0
1

g
o
l

1
0

0.10.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9

m/M

Figure 11.3: Solar

mass

density

versus mass

fraction

obtained from the Eddington Solar Model (solid) and the


Stan-dard Solar Model (dashed).

Moreover, Equation (11.21)

can be integrated,

with the aid

of Equations (1
1.35), (1
1.37), and (11.40), and the physical

boundary condition m(0)

=0,to give
m

4c

y,

(11.41)
where

y()

d
d

(11.42)
Equation (11.40) is known
(of degree

3), and

can,

as

the Lane-Emden

unfortunately,

only

equation
be solved

The appropriate solution takes the form


1
2/6

+ O( 4) when 1, and must be integrated to

numer- ically.

= 1

= 0. Figure

where (1 )

related
to

1 function
Note that

obtained

11.1shows (), and the


via numerical

methods.

= 6.897, and y1 =y(1 )=2.018.

According
m(R),

y(),

to Equation (11.41), the solar

mass,

can be written

=4c

a3

y1

(11.43)

which reduces, with the aid of Equations (11.31) and (11

.38), to

(1 )

(11.44)

where

M
M0

(11.45)

and

M0

1/2

!4

1
(G)

(11.51) 218
FLUID MECHANICS

mp

4y1

= 3.586 10

31

kg.

17

16

15
)
]

14

N
[

p
(

13

0
1

g
o
l

12

11

10
0

0.10.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9

m/M

Figure 11.4: Solar

pressure versus mass

fraction

obtained from the Eddington Solar Model (solid) and the


Standard

Solar Model (dashed).

Moreover, it is easily demonstrated that

G M

2/3

(4y1 )2/3

(11.47)

to Equations

According

(11.44)

/(1 ), of the radiation

star is

radiative

stellar
in a

mass,

gas pressure

the

in

a strongly increasing function of the


mean molecular weight,
In the case

can be inverted to give

pressure to

M, and

of the Sun, for which

and (11.45), the ratio,

+ O(

1, Equation (11.44)

the approximate solution

6).

(11.48)

Using the observed


and the value

solar

mass

= 1.989

= 0.68 (which represents

10

30

kg,

the best fit to

the Standard Solar Model mentioned below), we find that


4.
6.58
10
In other words, the radiation pressure

inside

the Sun is only

a very

pressure.

This immediately

transport

is

transport.

convection

much less efficient

Indeed,

occurs

in regions

we

would

gas
energy
energy

small fraction of the

implies that radiative


than convective

of the

Sun

expect

the

in which

convective

transport to overwhelm the radiative transport, and

so to

drive

the

adiabatic
convection

local
law

relation

pressure-density

with

an exponent

a minuscule

Equations

(11.31),

(11.32),

(11.39),

GM m p

(1 )

4y1

Rk

(11.49)

R3

4y1

pc

(11.50)

GM

16y

(11.43),

2
1

2.5

1
(

= 1.34

10

= 7.63 10

= 1.24

16

Equilibrium ofCompressible Fluids

219

regions,

fraction of its mass.

(11.47) yield

Tc

Fortunately,

only takes place in the Suns outer

which contain

an

toward

5/3.

10

and

kgm

Nm

K,

3,

2,

0
1

g
o

3.5

4
0


0.2

0.4

0.6

0.8

m/M

Figure 11.5: Ratio of radiation

pressure to gas pressure

calculated from the Eddington Solar Model (solid) and


the Standard Solar Model (dashed).

where the solar radius R has been given the observed


value 6.960

10

erv
ed v temperature,
alue 6.96 0
central
by the so-called
incorporates

m.

The actual values of the Suns

10
density,
and

Standard

pressure, as

determined

Solar Model (SSM),

which

detailed treatments of nuclear reactions and

are Tc
= 1.58 10 7 K,c = 15.6
3,
16
2,
10
Nm
respectively. It can
10 kg m
and pc 2.38
=
be seen that the values
2.3of
8 Tc10 c and pc obtained from
the Eddington model lie within a factor of two of those
obtained from the much more accurate SSM. Figures
opacity,
4

,,

11.2,

11.3, and

pressure

11.4 show the temperature, density, and

profiles, respectively,

obtained from the SSM

model. The profiles are plotted as


mass fraction, m(r)/M = y()/y1 where
can be seen that there is fairly good

and the Eddington


functions of the

r/a. It

agreement

between

the profiles

calculated

by the two

compares the ratio, /(1


pressure to the gas pressure obtained

models. Finally, Figure 11.5

),

of the radiation

from
/(1

the SSM and the Eddington

model. Recall, that

it is

fundamental assumption of the Eddington model that this

pressure
be seen

ratio is uniform throughout the Sun. In fact, it can


that the

not spatially

pressure

uniform.

ratio calculated by the SSM is

On the other hand, the spatial

variation of the ratio is fairly weak, except close to the


edge of the Sun, where
Eddington

convection

model, thus, becomes

sets in, and the

invalid. We conclude

that, despite its simplicity, the Eddington solar model does

a remarkably

good job of accounting for the Suns internal

structure.

11.6

Exercises

11.1. Prove that the fraction of the whole

mass

of an isothermal

atmosphere which isincluded between the ground and


horizontal
plane of height

z is

e z/H

Evaluate this for z

=H,2H, 3H, respectively.

11.2. If the absolute temperature inthe atmosphere diminishes


upwards according to the law

T
T0
3
4

= 1

http://en.wikipedia.org/wiki/Standard\_Solar\_Model
#1/2

The SSM
data is obtained from http://www.ap.stmarys.ca/
(n1)/n
c
220

4G

FLUID MECHANICS
where

c is a constant,

?1

pressure

show that the

?c/H

p0

varies

as

11.3. If the absolute temperature inthe atmosphere diminishes


upward according to the law
T

1
+ z

T0

where is a constant, show that the pressure varies

p
p0

= exp

12 z

as

11.4. Show that if the absolute temperature, T,inthe atmosphere


is any given function of the altitude,

z,then the vertical

distribu-

tion of pressure inthe atmosphere isgiven by


Z

p
p0

11.5. Show that if the Earth

T0

ln

dz
T

were surrounded by an atmosphere


a distance r from the

of uniform temperature then the pressure


Earths center would be "

p0

where

a2

= exp

a is the Earths

!#

1r

1a

radius.

11.6. Show that if the whole of

space were

occupied by air at

the uniform temperature T then the densities at the surfaces of

the
various planets would be proportional to the
corresponding values of

exp

gMa
RT

where

a is the radius

of the planet, and

g its surface

gravitational acceleration.

11.7. Prove that inan atmosphere arranged inhorizontal strata


the work (per unit mass) required to interchange two thin strata

of
equal

mass

without disturbance of the remaining strata is

1
1

?
1
2

p1

p2

where the suffixes refer to the initial states of the two

strata. Hence, show that for stability the ratio p/

must

increase

upwards.
11.8. A spherically symmetric star is such that m(r) is the mass

r.Show that the stars total gravitational


energy can be written inthe following three

contained within radius


potential

alternative forms:
Z

=
0

Gm

dm

dm = 3

pdV
0

mass, R the radius, (r) the


per unit mass (defined such that

Here, Mis the total


gravitational potential

),
Here, M is the total

mass, R the

p(r) the pressure, and dV

= 4r

dr.

11.9. Suppose that the pressure and density inside


symmetric star

are related

nis termed the polytropic index. Let = c n


mass density. Demonstrate that satisfies

where c isthe central

the
Lane-Emden equation

1 d

where

a spherically
gas law,

according to the polytropic

p = K (1+n)/n,
where

0 as

radi

r = a,

= n

and
"

(n + 1) K
4G

#1/2
(n1)/n

221

Equilibrium ofCompressible Fluids

Show that the physical solution to the Lane-Emden

equation, which is such that (0)

= 1and (1 )= 0,for some 1

>

0,is

= 1

for n

=0,

sin

for n

= 1,and

(1
+ 2 /3) 1/2

=5.Determine

for n

the ratio of the central density to

the mean density inall three

cases. Finally,

demonstrate that, in

the
general

case, the total gravitational

potential

energy can

be written

GM

=a1

where Mis the total mass, and R

the radius.

11.10. A spherically symmetric star of radius Rhas


density of the form

(r)

= c

(1 r/R).

a mass

Show that the central

mass

density is four times the mean

density. Demonstrate that the central

pc =

pressure

GM

is

where Mis the mass of the star. Finally, show that the
total gravitational potential

energy

of the star can be written

26 G M
35

222
FLUID MECHANICS

Vectors andVector Fields


223

A Vectors and Vector Fields


A.1

Introduction

This Appendix outlines those aspects of vector algebra,

vector calculus, and vector field theory that


the study of fluid dynamics.

A.2

Scalars and Vectors

are helpful in

mass,

Many physical entities (e.g.,

directional

numerical

units).

appropriate

since

by

defined

element,

scalars

can

are

be

entities,

However, there exits


velocity,

second

acceleration,

completely defined when both

as

known

represented

entirely

(expressed
which

scalars

in

no

have

Moreover,

by real numbers

that they obey the laws of ordinary

follows

(e.g.,

Such

are

energy)

magnitude

it

algebra.

class of physical entities


force)

that

a numerical

are

only

magnitude and

in space are specified. Such entities are


as vectors. By definition, a vector obeys

direction

known

as a displacement in space, and


may thus
be represented geometrically by a straight-line, PQ (say),
where
the arrow
indicates
the direction
of the
the

same

algebra

displacement
A. 1

The

(i.e., from point P to point Q). See Figure

magnitude

of the vector is represented

by the

length of the straight-line.

It is conventional

to denote

vectors

by bold-faced

symbols (e.g., a, F) and scalars by non-bold-faced symbols


magnitude of a general vector, a, is
or r,
just
S).
a,Tand
he m
is,
agnitude
by definition,
of a genera
always
l
vgreater
ector,
than or equal to zero. It is convenient to define a vector
with zero magnitudethis
is denoted 0, and has no
direction. Finally, two vectors, a and b,are said to be equal
when their magnitudes and directions are both identical.
(e.g.,

r,

S). The

denoted |a|,

A.3

Vector Algebra

Suppose that the displacements

vectors

a and b,respectively.

PQ and QR represent the

See Figure A.2. It can be

seen

that the result of combining these two displacements


is to

give the net displacement

vector

PR. Hence, if PR represents the

c then we can write


c =a + b.
(A.1)

This defines vector addition. By completing the


parallelogram PQRS,

we can also see that

PR= PQ + QR= PS + SR

(A.2)

same length and direction as


QR,
and,
thus, represents the same vector, b.Likewise, PQ and

SR both represent the vector a.Thus, the above equation is


However,

PS has the

equivalent to

c =a + b =b + a.
(A.3)

Figure A.1: A vector.


224

FLUIDMECHANICS

c =a +b
S

a
b

Figure A.2: Vector addition.

c =a b

c
b

Figure A.3: Vector subtraction.

We conclude that the addition of vectors is commutative. It

can also be shown

that the associative law holds: i.e.,

a +

(b

+ c)

= (a

b)

+ c.
(A.4)

The null vector, 0, is represented


of

zero

of

combining

by

displacement

length and arbitrary direction. Since the result

displacement

such
is the

a displacement with a finite length


same as the latter displacement by

itself, it follows that

a +

= a,

(A.5)

a is a general vector. The negative of a is defined as


that vector which has the same magnitude, but acts in the
opposite direction, and is denoted a. The sum of a and
where

a is thus the null vector: i.e.,

a +

(a)

0.

(A.6)

can also

We

define the difference of two vectors,

a and

b,

as
c

=a

=a

(b).
(A.7)

This definition of vector subtraction is illustrated in Figure


A.3.

If

n > 0 is a

vector whose

na denotes a
same as a, and whose

scalar then the expression

direction

is the

n times that of a. (This definition becomes


nis
is an
n times
integer.)
thatIf of
n isa negative
( T histhen,
defi nition
since n
b
a = |n| (a), it follows that n a is a vector whose
magnitude is |n| times that of a, and whose direction is
magnitude

is

obvious when

(A.16)

225

Vectors

and

Vector

Fields

Figure A.4: A right-handed Cartesian coordinate system.

definitions imply that if n and mare two scalars then

n(ma)
(A.8) (n + m)a
(A.9) n(a

+ b)

nma

=
=

=m(na),
na + ma,
na + nb.
(A.10)

A.4

Cartesian Components of a Vector

Consider a Cartesian coordinate system Oxyz consisting of


an origin, O, and three mutually perpendicular coordinate
axes, Ox, Oy, and Oz. See Figure A.4. Such a system

is said to be right-handed if,when looking along the Oz


direction,

a 90

clockwise rotation about Oz is required to

take Ox into Oy. Otherwise, it is said to be left-handed. It

to always

is conventional

use a

right-handed

system.
It is convenient to define unit vectors,

ex

,, ,
coordinate

ey

and

parallel to Ox, Oy, and Oz, respectively. Incidentally,

ez
a

a vector whose magnitude is unity. The


r, of some general point P whose
coordinates are (x, y,z) is then given by
r = xez + yey + zez

unit vector is
position
Cartesian

vector,

(A.11)

we can get from O to P by moving a


x parallel to Ox, then a distance y parallel to Oy,
then a distance z parallel to Oz. Similarly, if a is an

In other words,
distance
and

arbitrary vector then

where

,,

ax ay

and

az are

= ax

(ax

ay az ).It follows
ez (0, 0,

1, 0), and

that

According

,,

to the three-dimensional

the Pythagorean

(A.12)

termed the Cartesian components

a. It is coventional to write a
ex (1, 0, 0), ey (0,
1). Of course, 0 (0, 0, 0).
of

ex + ay ey + az ez

theorem,

generalization
OP |r|

the distance

given by

of

= r is

qx
r

+y 2

+z 2

(A.13)

By analogy, the magnitude of

a general vector a takes

the

form

If

(ax

,,

+ a y2 + a z2

,,
, ,
,,
x

(A.14)

ay az ) and

b (bx

demonstrated that

a +

qa

a=

b (ax

by

bx

bz )then it is easily

ay +

az +

by

bz ).

(A.15)

Furthermore, if nis a scalar then it is apparent that

na
under 226
FLUID MECHANICS

(nax

nay

naz ).

y
y

Figure A.5: Rotation of the coordinate

axes

about Oz.

A.5
A

Coordinate Transformations
system

coordinate

Cartesian

allows

direction in space to be represented

manner.

such

Unfortunately,

orientations

and

convenient

system also

analysis. After all,

might well choose Cartesian

systems with different origins, and different

coordinate

vector

observers

our

position

very

coordinate

introduces arbitrary elements into

two independent

in a

of the

coordinate

will have different

two coordinate

systems.

In general,

of

However,

same

the

given

in these

direction

and

cases. Hence, the


two sets of components must be related to one another in a
very particular fashion. Actually, since vectors are
magnitude

a are

axes.

sets of components

the

in both

represented by moveable line elements

in space (i.e., in Figure A.2, PQ and SR represent the


vector), it follows that the components of

are not

affected

Cartesian

components

by

coordinate

are

simple shift in

system.

modified

same
a general vector
the origin of a

On the other

hand, the

axes are

when the coordinate

rotated.

Suppose that we transform to a new coordinate system,


z ,
which has the same origin as Oxyz, and is obtained

Ox y

by rotating the coordinate

axes

of Oxyz through

an angle
a general

about Oz. See Figure A.5. Let the coordinates of

point P be (x,

to

According

of

y, z)

in Oxyz and (x

simple

trigonometry,

are

related

xcos

+ ysin,

coordinates

z ) in

Ox y

two

these

one

to

another

via

z .

sets
the

transformation

(A.17) y
(A.18)

xsin

+ ycos,

z.

(A.19)

this displacement
in

is represented

both coordinate

direction

of

systems,

r are

OP. Note that

by the

since

same

symbol,

the magnitude
independent

manifestly

orientation of the coordinate

axes.

of

The coordinates

r,

and
the
of

on the

they must depend in a very specific


(A.17)(A.19)]

which

preserves

manner
the

[i.e., Equations

magnitude

and

direction of r.

components

The

in

transform

(A.17)(A.19):

ax

orientation of the axes: i.e., r (x,


,
, )
z) in Oxyz, and r (x
y
z in Ox y z . However,

do depend

y,

the vector displacement

Consider

(A.20)

=
ay

an

of

vector

general

analogous

manner

i.e.,

ax

cos

+ ay

sin,

ax sin

+ ay

cos,

to

a
Equations

(A.21)

az

az

(A.22)

Moreover,
rotation

are

there

about

,,

rules

transformation

Oy. Equations

for

(A.20)(A.22)

the definition of a vector: i.e., the


ay az )are the components of a vector

constitute

effectively

three quantities (ax


provided

they

that

axes

coordinate

(And

about

under

transform

rotation

about Oz in accordance

(A.20)(A.22).

rotation

similar

and

Ox

also

Ox and Oy). Conversely,

cannot be the components

of

,,

correctly

transform

a vector

the

of

with Equations

(ax

under

ay

az )

if they do not

transform in accordance with Equations (A.20)(A.22).

cos,

Vectors andVector Fields

rotation

of the

components of

are not

a vector

scalars.

coordinate
(ax

automatically
however,

physical

but which

Scalar Product

that

There
have

are not

are,
both

obviously

We need to check carefully

these quantities

A.7 and A.9).

A.6

and all vectors

velocity, acceleration),

quantities

and direction,

related to displacements.

see whether

vectors,

(e.g.

satisfy Equations (A.20)(A.22).

other

magnitude

227

axes. Thus, the individual


say) are real numbers, but they

Displacement

derived from displacements

Of

A.29)

are

to

really vectors (see Sections

A scalar quantity is invariant under allpossible rotational


transformations.

are

not

The individual components

scalars

transformation.

because

Can

we

they

Suppose that

% b

we were to define

ax

bz

+ ay

bx

of

a vector

under

a scalar out of some


one, or more, vectors?

form

combination of the components

change

of

the percent product,

+ az

= scalar

by

number,
(A.23)

for general vectors

a and

as must

transformation,

be the

a % b invariant
case if it is a

Let

consider

an example.

under
scalar

a
seen that2,
a%b

=
1. Let us now rotate
the0).
coordinate axes througha%b
45

(1, 0,
2 (0, 1, 0 )and b
2,
2, It is easily seen that
2,
about
In the new coordinate system, a (1/
1/
= 1.Oz.
Let
number?

us

b. Is

(0, 1, 0) and b (1, 0, 0).

2,

2,

2,

0) and

b (1/

Suppose that

It is easily

0),giving a%b

1/

Clearly,
a %ate
bsyis
new coordin
stem, a (1/

1/2.

b (

1/
not invariant
1/
under rotational transformation,

so the

above

definition is a bad one.


Consider,

now, the dot product or scalar


ax bx + ay by + az bz =

product:
scalar number.
(A.24)

Let

us rotate

the coordinate

Oz.Let
According
u

to Equations

axes

though degrees about

(A.20)(A.22),

b takes

the form

a b

(ax cos

+ ay

sin)(bx

cos

+ by

sin)

+(ax

sin

+ ay

cos)(bx

sin

+ by

ax

cos)

bx

+ az

+ ay

by

bz

+ az

bz

(A.25)

in the

new

coordinate

system. Thus,

under rotation about Oz. It

can

b is invariant

easily be shown that it is

also invariant
variant
un der rounder
ta tionrotation
ab out Oz.
about
It can
Ox easil
andy be
Oy.
show
We
conclude
that it is that
als o a

a true scalar, and that the above


one. Incidentally, a b is the only
he
simple
abo ve
combination
definitio nisof
a the components of two vectors
which transforms like a scalar. It is readily shown that the
definition

is

b is

good

dot product is commutative and distributive: i.e.,

a b = b a,
a (b + c)

a b + a c.

(A.26)

The

associative

product, because

property

we cannot

is

meaningless

have (a

b)

the

dot

c, since a

b is

for

scalar.
We have shown that the dot product
independent.

But what

this? Well, inthe special

a b is

is the geometric

coordinate

significance

case where a =b,we get


= a x2 + a y2 + az 2 = |a| 2

of

=a

(A.27)

a a is equivalent to the invariance of


a under transformation.
us now investigate the general case. The length

So, the invariance of

the magnitude of vector


Let

squared of AB in the vector triangle shown in Figure A.6 is

(b a)

(b a)

= |a|

|b|

b.

(A.28)
However, according to the cosine rule of trigonometry,

(AB)

se,for

(OA)

(OB)

2 (OA) (OB)

cos

228

FLUID MECHANICS

ba

Figure A.6: A vector triangle.

where (AB) denotes the length of side AB. It follows that

= |a||b| cos.

(A.30)

In this

case,

the invariance of

a b under

transformation

is

equivalentIn tto
the invariance
of of
the
angle
his case,
the invari ance
a b
un de rsubtended
tra nsform

between
|a|

the two vectors. Note that if

= 0, |b| = 0, or

perpendicular.

can easily
cos

the vectors

The angle subtended

= 0 then either

and b

are

mutually

between two vectors

be obtained from the dot product: i.e.,

|a||b|

(A.31)

The work W performed by a constant force Fwhich

moves an object

through

a displacement ris the product

of the magnitude of Ftimes the displacement

inthe

direction of F.If the angle subtended between Fand ris


then
W

= |F|(|r| cos) = F r.

(A.32)

The work dW performed


which

moves

displacement

an

dr in

object

by

a non-constant force f
an infinitesimal

through

time interval dt is dW

Thus, the rate at which the force does work


which is usually

dr/dt,

or

referred to as the

=f

v,

instantaneous velocity.

where

power,

is P

= dr/dt

=f

on the

dr.

object,

= dW/dt = f

is the objects

A.7

,.

Vector Area

we have planar surface of scalar area S


a vector area S whose magnitude is S

Suppose that

can

define

whose

direction

sense

determined

to the plane, in the

is perpendicular

by

We

and

right-hand

circulation

Section A.8) applied to the rim, assuming that

rule (see

a direction

of circulation around the rim is specified. See Figure A.7.

possesses both magnitude and


a true vector? We know that if the
normal to the surface makes an angle x with the x-axis
then the area seen looking along the x-direction is S cos
This

quantity

clearly

direction. But is it

.
,
.
This

(since S x

= cos x

is the

x-component

= ex

where

n is

ex

area seen

the unit normal to the surface).

Similarly, if the normal makes


then the

of

nS

an

angle y with the y-axis

looking along the y-direction is S

This is the y-component of S. If

we limit

surface whose normal is perpendicular

then x

0). If

= /2 y = . It follows

we rotate

= S (cos , sin,

to rotating the normal

about the z-axis by degrees,

= S cos(

to the z-direction

that S

the basis about the z-axis by degrees,

which is equivalent

S x

cos

ourselves to a

=S

so that

to the surface
, then

cos cos

+ S sin

sin

=S x

cos

+S y

sin,

(A.33)

which

is

the

x-component

of

correct transformation
rule for the
a vector. The other components

transform correctly as well. This proves both that a vector


area is a true vector and that the components of a vector
area are the projected areas seen looking down the
coordinate axes.

According to the vector addition theorem, the projected

area of two plane surfaces,


along the x-direction
resultant

of

the

joined together at a line, looking

(say) is the x-component

vector

areas

of

the

(A.38) Vectors andVector Fields

229

Figure A.7: A vector

area.

two

of the
surfaces.

many

joined-up

plane

areas,

down the x-axis, which is the

seen

rim

looking

is the x-component

down

the net area seen looking


same as the area of the outer

the

x-axis,

areas:

of the resultant of all the vector

i.e.,
S

Xi

Si

(A.34)

If

we

approach

limit, by letting the number of plane

facets increase, and their

areas

reduce, then

we

contin-uous surface denoted by the resultant vector

It is clear that the


x-axis is just S x

area

obtain

area

Xi

Si

(A.35)
of the rim seen looking down the

areas of the rim seen


axes. Note that it is
determines the vector area

Similarly, for the

looking down the other coordinate

the rim of the surface that


rather

than the nature of the surface spanning the rim. So,

two different surfaces sharing the

area.
In conclusion, a loop

same

rim both

possess

the same vector

(not all in one plane) has

a vector

area S which is the resultant of the component vector areas


of any surface ending on the loop. The components of S
are the areas of the loop seen looking down the
coordinate axes. As a corollary, a closed surface has S = 0,
since it does not possess a rim.
A.8

Vector Product

We have discovered

components
also

how to construct

of two general vectors,

construct

a vector

which

is

a scalar from the


a and b. Can we
not just a linear

, ,

combination of a and b? Consider the following definition:

b (ax

bx

ay

by

az

bz ).

(A.36)

= (0, 1, 0),
b =
2,
(1, 0,Is
0).
In
this
case,
a

b
=
0.
However,
if
we
rotate
a b a proper
b
2
2, vector?
2 Suppose that a = (0, 1, 0),
2,
the
coordinate
axes
through45
about Oz then a = (1/
= (1,
0,
0
).
In
thi
sca
2,
2,
1/
0),
e,a 2,
b=
0 b
Ho=
we(1/
ver,if we rotate the
1/
0), and a b = (1/2, 1/2, 0). Thus, a bdoes not
1/
transform0),
like
andaab
vector,
= (1/2,
because
1/2,
its 0).
magnitude
Thus, ab
depends
d
on
Is

a proper

the choice of
Consider,

b (ay

vector? Suppose that

axes. So, above definition is a bad one.


now, the cross product or vector product:
bz az by az bx ax bz ax by ay bx ) = c.

Does this rather unlikely

combination

(A.37)

transform

like

vector? Let

angle

new

us try

rotating the coordinate

about Oz using Equations

axes

through

(A.20)(A.22).

an

In the

coordinate system,

cx

(ax

sin

+ ay

(ay bz

cos)bz

az

by )cos

az

(bx

+ (az
=

sin

bx

ax
cx

+ by

cos)

bz )sin

cos

+ cy

sin.

angle): 230

FLUID MECHANICS
thumb

middle finger

index finger

Figure A.8: The right-hand rule for cross products. Here,

is less that 180

Thus, the x-component

can easily

of

b transforms

correctly. It

be shown that the other components

transform

correctly

as

well, and that all components

also transform

a b is
a proper vector. Incidentally, a
b is the only simple
Thus,
combination
a b is aof the components of two vectors that
transforms like a vector (which is non-coplanar with a and
b).The cross product is anticommutative,
correctly under rotation about Ox and Oy. Thus,

= b

a,

(A.39)

distributive,

(b

c)

=a

but is not associative,

cross

The

means

it must

that

magnitude.

product

We

can

and b. Consider

product must

a a
ax (ay

bz

transforms

have

c)

like

+a

(a

b)

b. If this is

zero

which

direction

show that abis perpendicular

a a

az

0.

ax

then the

bz )+ az (ax by

ay

and

to both

be perpendicular to a.Now,

by )+ ay (az bx

c.

(A.41)

a vector,

well-defined

c,

(A.40)

(A.42)

(b

bx )

cross

Therefore,

b is perpendicular

,, .

demonstrated

that

to a. Likewise, it

can be

to b. The vectors

b is perpendicular

a, b,and a b form a right-handed set, like the unit


vectors a,
ex b,
ey and
and
fact,
ey =ez This
defines a
a ez bIn
form
aexright-handed
set, like
unique direction for a
b, which is obtained from a
right-hand rule. See Figure A.8.

us now

Let

(a

b)

(ay bz

evaluate the magnitude of

b. We have

az

by )

+ (az

bx

ax

bz )

+ (ax

ay

by

bx )

(a x

2
y

+ a + a z 2 )(b x2 + by2 + b z 2 ) (ax


=

|a|

|a|

2
2

|b|
|b|

2
2

(a b)
2

|a| |b|

bx

+ ay

by

+ az

bz )

2
2

cos

= |a|

|b|

sin

2
.

(A.43)

Thus,

|a

b|

= |a| |b| sin ,

(A.44)

a and b. Clearly, a
a =e0 for
vector,
since
isdalways
wher
is tany
he a
ng le su
btende
bet we zero
en ainanthis
dbcase.
Cl
Also, if a
b = 0 then either |a| = 0, |b| = 0, or b is
parallel (or antiparallel) to a.
Consider the parallelogram defined by the vectors a

where is the angle subtended between

and

b. See

Figure

A.9. The

scalar

area

of

the

area
area, and is normal to
the plane of the parallelogram, in the sense obtained from
a right-hand circulation rule by rotating a on to b (through
parallelogram

is a bsin . By convention, the vector

has the magnitude

231

of the scalar

Vectors andVector Fields

i.e., if the fingers of the right-hand circulate inthe


direction of rotation then the thumb of the right-hand

indicates the direction of the vector

area
that

area. So, the vector

is coming out of the page inFigure A.9. It follows

=a

(A.45)

b,

Suppose that

Figure

product

force F is applied at position

A.10. The torque


of the magnitude

the lever

arm

about

r.See

the origin O is the

of the force and the length of

OQ. Thus, the magnitude

of the torque is

|F||r|sin . The direction of the torque is conventionally


defined
is |F||r|as
sin.
the direction of the axis through O about which

the force tries to rotate objects, inthe sense determined by


a right-hand circulation rule. Hence, the torque is out of
the page in Figure A.10.It follows that the vector torque is
given by

=r

(A.46)

F.

The angular momentum,

momentum

p and

a particle of linear
r is simply defined as

l, of

position vector

the moment of its momentum about the origin: i.e.,

=r

p.

(A.47)

A.9
Let

Rotation

us try to define a rotation vector

whose magnitude is

the angle of the rotation, , and whose direction is parallel

to the axis of rotation,


right-hand

circulation

in the

sense

determined

rule. Unfortunately,

by

this is not

a
a

good vector. The problem is that the addition of rotations is

not commutative, whereas vector addition is commuative.


Figure A.11 shows the effect of applying two successive

90

to

rotations,

one

about Ox, and the other about the Oz,

six-sided

standard

die. In the left-hand

case, the
versa in
ends up in

z-rotation is applied before the x-rotation, and vice


the right-hand

case.

two completely

It

can

be

different

z-rotation plus the x-rotation

seen

states.

that the die


In other

words,

the

does not equal the x-rotation

plus the z-rotation. This non-commuting

algebra

cannot

well-defined

quantities.

a
are not vector

by vectors. So, although rotations have

be represented

magnitude

and direction, they

But, this is not quite the end of the story. Suppose that

we take a general vector a and rotate


angle z

axes

This is equivalent

about

the Oz by

(A.20)(A.22),

we have

a small

it about Oz by

to rotating the coordinate


According

to Equations

a +

ez

a,

(A.48)

where

use

has been made of the small angle

approximations sin and cos 1. The above


equation

can easily

be generalized to allow small rotations

about Ox and Oy by x and y

a +

(A.49)

where

respectively. We find that

a,

ex +

ey +

ez

(A.50)

Clearly,

we can

define

rotation vector, , but it only

works for small angle rotations (i.e., sufficiently small that


the

small angle approximations

good).

According

z-rotation plus

to

the

of sine and cosine

above

equation,

are

small

a
S
b

a
232
FLUID MECHANICS

PQ

rsin

z -axis

x-axis

Figure A.10: A torque.

z
x
y
x-axis

z -axis

Figure A.11: Effect of successive rotations about

perpendicular

axes ona six-sided

die.

Vectors andVector Fields


233

c
b

Figure A.12: A vector parallelepiped.

small

x-rotation

rotations

infinitesimal

velocity,

is (approximately)

applied

in the opposite

rotation

is

a vector

to the

equal

two

order. The fact that


implies

that

angular

lim

t0

(A.51)

must be a vector

as well. Also, if a

is interpreted

as a(t +

t) in Equation (A.49) then it follows that the equation of

motion of

some

a vector

which

precesses

about the origin with

angular velocity is

da
dt

a.

(A.52)

A.10

Scalar Triple Product

a, b, and c. The scalar triple


c. Now, b c is the vector area
of the parallelogram defined by b and c. So, a b
c is the
scalar area ofp ara
this
llel parallelogram
ogram def ine dmultiplied
by b and c.by
So, the
a
component of a in the direction of its normal. It follows
he
that
com
a b
po nen
c istthe
of volume of the parallelepiped defined by
vectors a, b, and c. See Figure A.12. This volume is
independent of how the triple product is formed from a, b,
and c,except that
Consider

three

vectors

product is defined

if

a,

= a

b.

(A.53)

So, the volume

is positive

b, and

right-handed set (i.e., if a lies above the plane of b and


the

sense

determined from

a right-hand

a
c,in

form

circulation rule by

rotating b onto c) and negative if they form

a left-handed
cross

set. The triple product is unchanged if the dot and


product operators

are interchanged,

=a

c.

(A.54)

The triple

product

is also

permutation of a,b,and c,

invariant

=b

under

any

=c

cyclic

b,

(A.55)

but

any anti-cyclic

permutation

causes it to change sign,


a b
c = b a

c.

(A.56)

The scalar triple product is zero if

any two

of

a, b, and c

are parallel, or if a,b,and c are coplanar.


If a, b, and c are non-coplanar
then
any vector rcan be written in terms of them: i.e.,
r= a +

+ c.
(A.57)

Forming

the dot product of this equation with b

then obtain

c, we

= a

c,

(A.58)

so

ab

expressions

parameters , ,

(A.59)a
can be written for and . The
and are uniquely determined provided
i.e., provided that the three vectors are

Analogous
b
c

0:

non-coplanar.
234

FLUIDMECHANICS

A.11

Vector Triple Product

a, b, and c, the vector triple product is


or
defined
three vectors
a (b a,cb,
). The
and c,
brackets
the vector
are important
triple product
because
is d a
(b
c)
(a
b)
c. In fact, it can be demonstrated that
a
(b
c) (a c) b (a b) c
For three vectors

(A.60)

and

(a

b)

(a

c) b

(b

c) a.

(A.61)

Let

us try to prove

The left-hand

proper

side and the right-hand

vectors,

particular

so

if

coordinate

general. Let

the first of the above theorems.

us

take

we can prove

system

side

then it must

convenient

axes

are

this result in

both

one

be true in

such that Ox lies

,, ,,
, ,
. , , ,
, ,

x-y plane. It follows that b


a (ax ay az ).The vector
b
c is directed along Oz: i.e., b
c (0, 0, bx cy ).
Hence, a
(b
c) lies in the x-y plane: i.e., a
(b
c)
(ay bx cy
ax bx cy
0). This is the left-hand side of
along b, and
(bx

lies in the

0, 0), c (cx

cy

0), and

Equation (A.60) in our convenient

evaluate the right-hand side,


and

RHS

= ax

bx

([ax

we

coordinate

need

ac

system. To

= ax

cx + ay cy

It follows that the right-hand side is

cx + ay cy ]bx

0, 0) (ax bx

(ay

cy

bx

cx ax bx cy 0)
cy 0) = LHS,

ax bx

(A.62)

which

A.12

proves

the theorem.

Vector Calculus

Suppose that vector

varies with time,

so

that

= a(t).

The time derivative of the vector is defined

"a(t
da
dt

= lim

+ t)

a(t)

t0

(A.63)
When written out in component form this becomes

, , .

da

dax

dt

dt

day

daz

dt

dt

(A.64)

Suppose that

a is, in fact, the

product of

a scalar

(t)

and another vector b(t). What

now

of
a? We have
which implies that

is the time derivative

Moreover, it is easily demonstrated


and
dax

dt

(bx )
dt

bx +

dbx

dt

dt

(A.65)

da

dt

b+

db

dt

dt

(A.66)

(a
dt

b )=

da
dt

b +a

db
dt

(A.67)

(a
dt

b)

da
dt

that

b +a

db
dt

(A.68)

Hence, it can be seen that the laws of vector differentiation


are analogous to those inconventional calculus.

Vectors andVector Fields

235

Figure A.13: A line integral.

A.13

Line Integrals

Consider

a two-dimensional

function f(x,y) which is

defined for all x and y.What is meant by the integral of f

along

a given curve

joining the points Pand Q inthe x-y

plane? Well, we first draw out f as a function of length l

along the path. See Figure A.13. The integral is then


simply given by
Z

f(x,y)dl

=Area under the curve,

(A.69)

where dl

pdx
2

+ dy 2.

As an example of this, consider the integral of f(x,y)


2dx
xy 2 between Pand Q along the two routes indicated in

Figure A.14. Along route 1


we have
2dx.
Thus,

x = y,so dl =

xy

dl

2dx

(A.70)
The integration along route 2 gives
Z

??????y=0

xy

dl

xy

??????x=1

xy

dx

dy

0+

dy

(A.71)

Note that the integral depends

on the route

taken between

the initial and final points.


The most

common type of line integral

is that inwhich

the contributions from dx and dy are evaluated separately,


rather that through the path-length element dl:i.e.,
Z

f(x,y)dx

+ g(x,y)dy

(A.72)
As an example of this, consider the integral

hydx

+x 3
P

dy

(A.73)

along the two routes indicated inFigure A.15. Along route

1
we have

x =y + 1
and dx = dy, so

hydx

+x 3

dy

hydy

+ (y + 1) 3

17
4

dy

(A.80)
236

FLUID MECHANICS

y
Q

= (1,1)

=(0,0)

Figure A.14: An example line integral.

y
Q

=(2,1)

=(1,0)

Figure A.15: An example line integral.

Along route 2,
Z

hydx

+x

dy

??????x=1

dy

??????y=1

ydx

7
4

(A.75)
Again, the integral depends

on the path of integration.

Suppose that we have

depend

a line integral which does not


on the path of integration. It follows that
Z

(f dx

+ gdy

= F(Q) F(P)

(A.76)

for some function F.Given F(P) for one point Pinthe x-y

plane, then
Z

=F(P) +

F(Q)

(f dx + gdy )
P

(A.77)
defines F(Q) for allother points inthe plane. We can then

draw

a contour map of F(x,y). The line integral

between

points Pand Q is simply the change inheight inthe

contour

map
Z

between these two points:


Z

(f dx + gdy )

dF(x,y)

= F(Q) F(P).

(A.78)
Thus,
dF(x,y)

= f(x,y)dx

+ g(x,y)dy.
(A.79)

=x

For instance, if F

y then dF =3 x 2
Z

237

+x 3

?3

Vectors andVector Fields

dy and
hx

x2
(A.84)

ydx

ydx

+x 3

dy

iQP
3

2Q

x
O

Figure A.16: An example vector line integral.

is independent of the path of integration.


It is clear that there
integralthose

are two distinct types of line


on their endpoints

which depend only

and

on the path of integration, and those which depend


both on their endpoints and the integration path. Later on,
we shall learn how to distinguish between these two types
not

(see Section A.18).

A.14

Vector Line Integrals

A vector field is defined

as a set of vectors

associated

with each point in space. For instance, the velocity v(r)


in a moving liquid (e.g., a whirlpool) constitutes

a vector

field. By analogy,

a scalar

field is a set of scalars

associated with each point in space. An example of

a scalar

field is the temperature distribution T(r) in a furnace.

Consider

a general vector

field A(r). Let dr (dx,

dy, dz) be the vector element of line length. Vector line


integrals often arise
Z

as

A dr

(Ax dx + Ay dy + Az dz).

(A.81)

For instance, if A is a force-field then the line integral is


the work done ingoing from Pto Q.
As

an example,

consider the work done by

element of

= r/|r 3|.The
work done is dW = F dr. Take P = (,0,0)

repulsive inverse-square

central field, F

The
and eleme
Q
(a,0,0). The first route considered is along the

x-axis,

so
Z

"

dx

#a

1x

1a

(A.82)
The second route is, firstly, around

a large

circle (r

constant) to the point (a, , 0), and then parallel to the


y-axis. See Figure A.16. Inthe first part, no work is done,

since Fis perpendicular to dr.In the second part,

"

ydy
(a 2 + y 2) 3/2

#0

(y 2

+ a 2) 1/2

1a

(A.83)
Inthis case, the integral is independent of the path.
However, not all vector line integrals

A.15

are path independent.

Surface Integrals

us take a surface S,that is not necessarily co-planar,


and divide it up into (scalar) elements S i Then
Let

Z ZS

f(x,y,z)dS

=lim
S i 0

238
FLUID MECHANICS

y
y2

dy

y1

Xi

f(x,y,z)S

x1
x1

xx

x2
x2

Figure A.17: Decomposition of a surface integral.

is a surface integral. For instance, the volume of water in a


lake of depth D(x,y) is
Z Z

D(x,y)dS.

(A.85)
To evaluate this integral

we must

split the calculation into

two ordinary integrals. The volume in the strip shown in


Figure A.17 is

"Z

x2

D(x,y)dx

dy.

x1

(A.86)
Note that the limits x1 and x2

depend

on y. The

total

volume is the sum over allstrips: i.e.,


Z

"Z

y2

dy
y1

x2 (y)

D(x,y)dx

Z ZS

D(x,y)dxdy.

x1(y)

(A.87)

Of course, the integral

can be evaluated

by taking the strips

the other

way

around: i.e.,
Z

x2

y2

(x)

dx

D(x,y)dy.

x1

y1(x)

(A.88)
Interchanging

the order of integration is

a very

care must

and useful trick. But great

powerful

be taken when

evaluating the limits.


As an example, consider

Z ZS

xy 2

dxdy,

(A.89)
where

S is shown

in Figure

A.18. Suppose

we

that

evaluate the x integral first:


Z

xy

dy

"

1y
2

dx

=y

x2

#1y

dy

(1 y)

dy.

(A.90)
Let

us now

evaluate the y integral:


Z

dy

1
60

(A.91)
We

can

also evaluate

the integral by interchanging

the

order of integration:
Z

1x
2

y dy

xdx
0

x
(1 x)

dx

1
60

Vectors andVector Fields

239

y
(0,1)

(0,0)

y =x

(1,0)

Figure A.18: An example surface integral.

In some

cases, a surface

integral is just the product of

two separate integrals. For instance,


Z ZS

x2

ydxdy

(A.93)

where S is a unit
Z

This integral
Z

x2

dx
0

square.
ydy

!Z

can be written

x2

dx

ydy

1 12

1
6

(A.94)

since the limits

A.16

are both independent

of the other variable.

Vector Surface Integrals

Surface integrals often

occur

during vector analysis. For

instance, the rate of flow of a liquid of velocity

an

infinitesimal surface of vector

area

rate of flow througha


surface S made
infinitesim
infinitesimal

surfaces is

v through

dS is vdS. The net

up of lots of

Z ZS

v dS = lim

hX

v cosdS

dS0

(A.95)
where is the angle subtended between the normal to the
surface and the flow velocity.

Analogously to line integrals, most surface integrals


depend both on the surface and the rim. But

some

(very

on the rim, and not on


spans it.As an example

important) integrals depend only


the nature of the surface which

of this, consider incompressible fluid flow between two


surfaces S

1 and

which end on the same rim. See Figure

A.23. The volume between the surfaces is constant,

goes

so what

come out, and

in must

Z ZS

Z ZS

v dS =

v dS.

(A.96)

It follows that

Z Z

v dS

(A.97)

depends only
1 and

A.17

on the rim, and not on the form of surfaces

Volume Integrals

A volume integral takes the form

Z Z ZV

f(x,y,z)dV,

A.104) 240
FLUID MECHANICS

where V is

some

volume, and dV

= dxdydz

is

a small

volume

element.
3r,

The

an example

of

written d
As

volume

element

is sometimes

or even d.
a

the center of gravity of


the pyramid has

a square

volume integral, let

us

evaluate

solid pyramid. Suppose that

base of side

a,a height a, and is

composed of material of uniform density. Let the centroid

of the base lie at the origin, and let the apex lie at (0, 0,a).

mass lies on the line joining


apex. In fact, the height of the center of

By symmetry, the center of


the centroid to the

mass is given by
,Z Z Z

Z Z Z

z=

zdV

dV.

(A.99)

The bottom integral is just the volume of the pyramid, and

can be written
Z Z Z

dV

=
0

(a z)

dz

dx

(az)/2

(az)/2

(a

2az

+ z 2 )dz

ha

=
(A.100)

(az)/2

dy

(az)/2

dz

z az 2 + z 3/3

ia0

13

Here,

we haveevaluatedthez-integrallast becausethe
x- andy-integralsarez-dependent. Thetop

limits ofthe

integral takes the form


Z Z Z

zdV

zdz
0

z(a z)

dz

(az)/2

dy

dx

(az)/2

(az)/2

(az)/2

(za

2az

+ z 3 )dz

ha
2

z 2/2 2az 3/3 + z 4/4

ia0

a 4.

12
(A.101)
Thus,
z

13

a =

12

a.

4
(A.102)

Inother words, the center of mass of

a pyramid

lies one

quarter of the way between the centroid of the base and


the

apex.

A.18

Gradient

A one-dimensional
which is defined

function f(x) has

as the slope

gradient

of the tangent to the

df/dx

curve at

x.

We wish to extend this idea to

cover

scalar fields in two

and three dimensions.

Consider

a two-dimensional

scalar field h(x, y), which

is (say) height above sea-level in a hilly region. Let dr(dx,

dy) be

an

element

of horizontal

distance.

Consider

dh/dr, where dh is the change in height after moving

distance dr. This quantity is somewhat

infinitesimal

the one-dimensional
the

direction

gradient, except that dh depends

of dr,

as well as
some point

its magnitude.

an

like

on

In the

P, the slope reduces to

immediate

vicinity of

an inclined

plane. See Figure A.19. The largest value of

dh/dr is straight

any other

up the slope. It is easily

shown that for

direction
!max

dh

dr

dh
cos,

dr

(A.103)

where is the angle shown in Figure A.19. Let

a two-dimensional vector,

grad h,called the gradient of h,

whose magnitude is (dh/dr)max

and whose direction is the

direction of steepest ascent. The

in the above expression

us define

ensures

cos

variation exhibited

that the component

of

gradh in any direction is equal to dh/dr for that direction.

can be
y, and
finding the slope of the tangent to the curve at given x.

The component

of dh/dr in the x-direction

obtained by plotting out the profile of h at constant


then

This quantity is known

respect

to

as the partial

y,

at constant

(h/x)y

x is written
constant x and
there is any

Likewise, the gradient of the profile at constant


(h/y)x

constant

Note that the subscripts denoting

y are

usually

omitted,

derivative of hwith

and is denoted

unless

ambiguity. It follows that in component form

gradh

, .

(A. 112)
241

Vectors andVector Fields

contours of h(x, y)

high

dr
direction of steepest ascent

low
O

x
Figure A.19: A two-dimensional gradient.

Now, the equation of the tangent plane at P

is
hT (x, y)

h(x0

y0

(x

+ (y

x0 )

= (x0

y0

y0 ).

(A.105)
This has the same local gradients

as h(x, y),so
h

by differentiation
dy

= y y0

plane, so

(A.106)

= x x0

of the above. For small dx

and

the function h is coincident with the tangent

dh

dx +

dy.

(A.107)
But, gradh

(h/x,

h/y) and dr

(dx, dy), so
dh

gradh

dr.

(A.108)
Incidentally, the above equation demonstrates

that grad h

is a proper vector, since the left-hand side is a scalar, and,


according

to the properties

right-hand side is also

a scalar

are both proper vectors

of

the

dot

product,

the

provided that dr and grad h

(dr is an obvious vector, because it

is directly derived from displacements).

now, a three-dimensional temperature


y, z) in (say) a reaction vessel. Let us
grad T, as before, as a vector whose magnitude is

Consider,

distribution T(x,
define

(dT/dr)max
maximum

and whose direction is the direction of the

gradient. This vector is written in component

form

, , .
!

gradT
x

(A.109)
Here,

T/x

one-dimensional
The change

(T/x)y,z

temperature

is

the

gradient

profile at constant

in T in going from point P to

the

of

and

z.

neighbouring

point offset by dr (dx, dy, dz) is

dT

dx +

dy +

dz.
z

(A.110)
In vector form, this becomes

dT

grad T

dr.

(A.111)
Suppose that dT

=0 for some dr.It follows that


dT = grad T

242
FLUID MECHANICS

dr

0.

= constant

gradT
dr

isotherms

Figure A.20: Isotherms.

So, dr is perpendicular to gradT. Since dT

= 0 along

so-called isotherms (i.e., contours of the temperature),

we

conclude that the isotherms (contours)

are everywhere

perpendicular to gradT. See Figure A.20.


It is,of course, possible to integrate dT.For instance,
the line integral of dT between points Pand Q is written
Z

dT
P

(A.113)

gradT
P

dr = T(Q) T(P).

This integral

between

is clearly

P and Q,

so

independent

of the path taken

grad T

dr must

be path

independent.

Consider

a vector

field A(r). In general, the line

integral
R

points.

on

dr depends
R
However,

integral
is
ween
the end

conservative
conservative

path

the path taken between the end

some

for

fields. It

can

field then A

vector

special

independent.

fields

Such

be shown

we have

the

called

that if A is

= grad V for some

V. The proof of this is straightforward.

fields

are

scalar field

Keeping P fixed,

dr

V(Q),

(A.114)
where V(Q) is
independent

well-defined

function, due to the path

nature of the line integral. Consider moving

the position of the end point by

an infinitesimal amount

inthe x-direction. We have


Z

V(Q

Q+dx

+ dx) =V(Q) +

A dr
Q

(A.115)

= V(Q) + Ax

dx.

dx

Hence,
V

=Ax

with analogous relations for the other components of A.It

follows that
A

=gradV.

The force field due to gravity is a good example of a


conservative field. is the work done in traversing

some

path.

If A is conservative then

dr = 0,

(A.116)
(A.117)
R

Now, if A(r) is a force-field then

dr

(A.118)
H

where

corresponds

to the line integral around

a closed

loop. The fact that

zero net

(which

is

why

conservative
A

conservative).

work is done in going around

to the conservation

closed loop is equivalent

are

fields

good example

of

dr

energy

a closed

in going around

energy

non-conservative
H

field is the force field due to friction. Clearly,

system loses

of

called

a frictional
H
so A

cycle,

0.

243

Vectors andVector Fields

A.19

Grad Operator

It is useful to define the vector operator

, , ,

(A.119)
which is usually

operator acts
until the

on

called the grad

or

del operator.

to its right in

everything

end of the expression

or a

This

expression,

closing bracket

is

reached. For instance,

, , .

grad f

= f

(A.120)
For two scalar fields and ,

grad ( )

grad

grad
(A.121)

can be written more

succinctly

as

( )

(A.122)
that

Suppose

through
By

an

angle

analogy

we

rotate

about

the

axes

coordinate

Oz.

with Equations

(A. 17)(A.

19),

the

old

ones (x , y , z )

coordinates (x, y, z) are related to the new

via

=
=

x
(A.123) y

x
x

y
+y

cos

(A.124)

sin,

sin

cos,

(A.125)
Now,

!y

!y

,z

!y

+
x

,z

,z

.
,

(A.126)
giving

=cos

+ sin

(A.127)

and
x

= cosx

+ siny

,
.

(A.128)
It

can

be

seen,

from Equations

differential operator transforms

(A.20)(A.22),
in

an

analogous

that the

manner

to a vector. This is another proof that f is a good vector.

A.20
Let

Divergence

us start

with a vector field A(r).

HS

Consider

dS over
some
HS

where dS denotes

an outward

closed surface S,
pointing surface HSelement.

This surface integral is usually called the flux of A


out of S
HS

If A represents the velocity of


HS

some

fluid then

dS

is the rate of fluid flow out of S.


If A is constant in space then it is easily demonstrated
that the net flux out of S is zero,
I

A dS

=A

dS

= A S = 0,
(A.129)

area S of a closed surface is zero.


Suppose, now, that A is
not uniform in space.
H
Consider a very small rectangular Hvolume over which A
since the vector

hardly

varies. The contribution to

A dS from the two

faces normal to the x-axis is

Ax (x

+ dx)dydz

surface 244

Ax (x)dydz

Ax

dxdydz
x

Ax

dV,
x

FLUID MECHANICS

y +dy

z + dz

z
y
z

x + dx

Figure A.21: Flux of a vector field out of a small box.

where dV

=dxdydz

is the volume element. See Figure

are analogous contributions from the sides


to the y- and z-axes, so the total of allthe

A.21. There

normal

contributions is
!

A dS

(A.131)

Ay

Ax

+
x

Az

+
y

dV.

The divergence of a vector field is defined

= A =

Ay

Ax

+
x

Az

+
y

(A.132)
Divergence is a good scalar (i.e., it is coordinate
independent),since
it is the dot
of the
vector
Divergence
is aproduct
good scalar
(i.e.,
it

operator with A. The formal definition of

A isH

A = lim
dV0

dS

dV

(A.133)
This definition is independent of the shape of the
infinitesimal volume element.
One of the most important results in vector field

theory is the so-called divergence theorem

or Gauss

theorem. This states that for any volume V surrounded by a


closed surface S,
ZV

IS

dS =

A dV,

(A.134)
where dS is
proof is

very

an

outward pointing volume


element. The
R

straightforward.

We divide

up

the volume

lots of very small cubes, and sum

into

the surfaces. The contributions

Figure
R

us

all of

from the outer surface.

A.22.

We can use Equation (A.131) for each cube


This tells

dS over

from
the interior surfaces
R

cancel
out, leaving just the contribution
See

individually.
R

that the summation is equivalent to

over the whole volume. Thus, the integral of A dS


over the outer surface is equal to the integral of of
A
A dS
over
the whole volume, which proves the divergence theorem.
Now, for a vector field with A = 0, IS
dV

A dS

any closed surface


and S 2 on the same rim,
for

ZS

A dS.
2

(A.136)
See Figure A.23. (Note that the direction of the surface

elements

onS 1 has been reversed

(A.135)

So, for two surfaces,

ZS

dS =

relative to those

on the

closed surface. Hence, the sign of the associated surface


integral is also reversed.) Thus, if

A = 0 then the

245

Vectors andVector Fields

interior contributions cancel

exterior contributions survive

Figure A.22: The divergence theorem.

S2

S1
rim

Figure A.23: Two surfaces spanning the same rim (right),


and the equivalent closed surface (left).

246
FLUID MECHANICS

Figure A.24: Divergent lines of force.

on
spans

on

integral depends

the rim but not

surface which

it. On the other hand, if

then the integral depends


Consider

is

v. It

since

the nature of the

on both the rim and the surface.

an incompressible
fluid whose velocity field
H
v dS
=
0 for any closed surface,
H

is clear that

what flows into the surface must flow out again.


R

v dV =
R
way in which this is possible
everywhere zero. Thus, the velocity
an incompressible fluid satisfy the

Thus, according to the divergence theorem,

0 for

any

is if

volume. The only

components

is
of

following differential relation:


vy

vx

+
x

vz

+
y

= 0.

(A.137)

a vector field A by
lines of force or field-lines. The direction of a line of force
at any point is the same as the local direction of A.
It is sometimes helpful to represent

The

density

(i.e.,

the

of

lines

numberof lines

perpendicular

crossing

unit

surface

to A) is equal to |A|. For instance, in Figure

A.24, |A| is larger at point 1than at point 2. The number of


lines crossing

surface element dS is A

number of lines leaving

a closed

dS. So, the net

surface is
ZV

IS

dS

dV.

(A.138)

If

= 0 then there

surface. Such

no net flux of lines out of any


a solenoidal vector field.
of a solenoidal vector field is one in
is

field is called

The simplest example

which the lines of force all form closed loops.

A.21

Laplacian Operator

So far we have encountered

, , ,

(A.139)

which is a vector field formed from a scalar field, and

Ay

Ax

Az

(A.140)

a scalar field formed from a vector field. There


are two ways in which we can combine gradient and
We can either
form the vector field
diver-gence.
( A) or the scalar field ().gence. We can eith
which is

Theformeris

notparticularlyinteresting,

() turns

Let

up

but the scalar field

many physical problems, and


is, therefore,
discussion.
but
the sca larworthy
field of
(
) tu rns upin a grea t many ph ysi

in a great

us introduce

the heat flow vector h,which is the

energy per unit area across a surface


perpendicular to the direction of h. In many substances,
heat flows directly down the temperature gradient, so that
we can write
rate of flow of heat

T,

(A.141)

where
HS

flow

is the thermal conductivity. The net rate of heat

h dS out of

some

closed surface S must be equal

HS

to the rate of decrease of heat

energy

in the volume V

enclosed by S.Thus, we have

h dS

= t

IS

cT dV

loop
value:
247

where

Vectors andVector Fields

c is the specific

theorem that

h = c

heat. It follows from the divergence

(A.143)
Taking the divergence of both sides of Equation (A.141),
and making

(T

use of Equation

=c

(A.143),

we obtain

(A.144)
If is constant then the above equation

(T)

can be written

(A.145)
The scalar field

(T)

takes the form

(T)

2T

2T

+
y

2T

z 2

2T.

(A.146)
Here, the scalar differential operator

+
y

z 2

(A.147)
is called the Laplacian.

The Laplacian is

operator (i.e., it is coordinate independent)


formed

from

combination

of divergence

good scalar

because it is
(another good

scalar operator) and gradient (a good vector operator).

What is the physical significance of the Laplacian? In


2T
2T/x 2.
2T/x 2

reduces to
Now,
is

one dimension,

positive if T(x) is concave (from above) and negative if it


is

convex.

So, if T is less than the average of T in its


2T
is positive, and vice versa.

surroundings
surroundings then
then

In two dimensions,

2T

2T

x 2

2T

+
y

(A.148)
Consider

local minimum

of the temperature.

At the

minimum,
the slope
of T
all directions,
so
Conside
ra local
mincreases
inimu m in
of the
te mp e rature
2T
2T

is positive. Likewise,
is negative at a local
maximum.

Consider,

now, a

steep-sided

valley

in T.

runs parallel to the


2T/y 2
x-axis. At the bottom of the valley
is large and
2T/x 2
positive, whereas

is small and may even be


2T
negative. Thus,
is positive, and this is associated

Suppose that the bottom of the valley

average local value.


us now return to the heat conduction problem:

with T being less than the


Let

(A.149)
It is clear that if

T is positive then T is locally less than

the
It isaverage
clear thvalue,
at if so T/t > 0: i.e., the region heats up.
2T
Likewise, if
is negative then T is locally greater
than the

average

i.e., T/t

makes physical

A.22
Consider

value, and heat flows out of the region:

< 0. Thus,

the above heat conduction equation

sense.

Curl

a vector

field A(r), and

a loop

which lies in one


H

plane. The integral of A around this loop is written


H

dr, where dr is a line element of the loop.


H

conservative

field then A

loops. In general, for

0.

and

a non-conservative

If A is a
dr

field,
H

= 0 for all
H

dr

For

expect

small
H

we

dr to be proportional

Moreover, for
depend

loop

on

a fixed-area

to the

the orientation

area

we expect

loop

of the loop.
H

dr to

of the loop. One particular


(A .156)

248

FLUIDMECHANICS

z +dz
1

y + dy

y
Figure A.25: A vector line integral around

a small rectangular
H
H

dr

= Imax

loop in the y-z plane.

If the loop subtends

optimum orientation then

we expect

an angle with this


= cos . Let us

I Imax

introduce the vector field curlA whose magnitude isH

for the orientation giving Imax

dr

|curlA|

lim
dS

dS0

(A.150)

Here, dS is the

loop. The direction of curl A is perpendicular

area

of the

to the plane

of the loop, when it is in the orientation giving Imax

the sense given by a right-hand circulation rule.

with

Let

us now express
a small

the

of

First, we shall evaluate

components of A.
around

in terms

curlA

dr

rectangle in the y-z plane. See Figure A.25.

The contribution from sides 1


and 3 is

Az (y

+ dy)dz

Az (y)dz

Az

dydz.
y

(A.151)

The contribution from sides 2 and 4 is

Ay (z

+ dz)dy + Ay (z)dy

Ay
dydz.
y

(A.152)
So, the total of allcontributions
I

gives

dr

Ay

Az

dS,

z
(A.153)

where dS

=dydz is the area of the loop.

a non-rectangular (but still small) loop in the


can divide it into rectangular elements, and
form
A dr over all the resultant loops.
The interior
H
contributions
cancel, so we are just left with the
contribution from the outer loop. Also, the area of the outer
loop
the contributi
is the sum of all the areas of the inner loops. We
Consider
H

y-z

plane.
We
H

conclude that
!

A dr

Ay

Az

dS x

(A.154)

a small loop dS = (dS x 0, 0) of any shape in


the y-z plane. Likewise, we can show that if the loop is in
is valid for

the x-z plane then dS

=(0, dS

0) and
!

dr =

Ax

Az
dS

(A.155)

Finally, if the loop is in the

x-y plane then dS =(0, 0, dS

z)

and
!

A
rotation
Vectors andVector Fields

249

dr =

Ay

Ax
dS z

dS

Figure A.26: Decomposition of a vector

area into its

Cartesian components.

an arbitrary loop of vector area dS = (dS x


can construct this out of three vector areas,
1, 2, and 3, directed in the x-, y-, and z-directions,
respectively, as indicated in Figure A.26. If we form the
Imagine

dS

dS z ).We

line integral
contributions

around

all three

cancel, and

we are

loops

then the

interior

left with the line integral

around the original loop. Thus,


I

dr =

dr1 +

A dr2 +

dr3

(A.157)

giving

dr = curlA dS = |curlA||dS|

cos,

(A.158)

where

curlA

Ay

Az

Ax

Az

Ay

Ax

(A.159)

and is the angle subtended between the directions of curl


and dS. Note that

curlA
(A.160)

A.

This demonstrates
since it is the

that

cross

A is

product

good vector

field,

of the operator (a good

vector operator) and the vector field A.


Consider

angular

a solid

velocity

body rotating about the z-axis. The

is given by

rotation velocity at position

(0, 0, ),

so

the

ris

[see Equation (A.52)]. Let


H

of

us

(A.161)

v on

evaluate

rotation.
x-component
[s ee The
Eq uation
( A .52)]
H

v dr
around a loop in the y-z
H
H
plainly zero. Likewise, the y-component is
H
H
z-component
is
v dr/dS
around some loop in the x-y plane.
Consider
a circular loop.
H
integral

We have

vdr
H

= 2rr

,,

perpendicular

distance

the axis

is
to
L etproportional
u se valuate

with dS

the
v

plane. This is

also

zero.

The

vdr/dS

= r 2. Here, r is the

from the rotation axis. Her


It follows
e,r is

= 2, which is independent of r. So, on the


axis,
( v = (0 0 2 ). Off the axis, at position r0 we
that
that (

v)z

can write
v =

(r r0 )+

r0

(A.162)

same

The first part has the

as the velocity field on the


zero curl, since it is constant.

curl

axis, and the second part has

Thus,

= (0, 0, 2 ) everywhere

allows

form

imagine

v
us to

A(r)

as the

in the body. This

physical picture of

velocity field of

some

A. If

we

fluid then

imagine
A at any given point is equal to twice the local angular
rotation velocity: i.e., 2. Hence,

= 0 everywhere
250

a vector

is said to be irrotational.

field with

FLUID MECHANICS

result of vector field theory is the

Another important

curl theorem

or Stokes

theorem:
IC

ZS

dr

dS,

(A.163)

for

some

theorem

many

a rim C. This
the loop up into

(non-planar) surface S bounded by

can easily

be proved by splitting

small rectangular

loops, and forming

the integral

around all of the resultant loops. All of the contributions


from

the

leaving just

interior
the

loops

cancel,

contribution

from

outer

the

use of Equation (A.158) for each of


we can see that the contribution from

loops,

loops is also equal to the integral of


whole surface. This

One immediate

proves the theorem.


consequence of Stokes

A is incompressible.

Consider
R

dS

rim.

the small

Making

all of the

across

the

theorem is that

any two

surfaces, S

and
share
the same
See
A.23.
It is
at
S 2 Awhich
is incom
pressible
. Crim.
onsi
de raFigure
ny tw o
sur faces,
R
H

clear
from Stokes theorem that
S

RH

for both surfaces. Thus, it follows that


H

for

any

closed

However,

divergence

theorem that

we

dS =

dS is the

surface.

A
H

have

same

dS

=0

from

the

A)dV

0 for any volume. Hence,

A) 0.

(A.164)

So,
So,

A
A is
is a solenoidal
sole noid alfield.
f ield.

We have

0 for

any

seen

that for

a conservative

A is lim

dS0

for some particular


loop.of
It
is clear
However,
the magnitude
A isthen that

a conservative

= .

to
A
H

loop. This is entirely equivalent

However, the magnitude of

dr =

field

= 0 for

dr/dS

field. Inother words,

()

0.

(A.165)

Thus, a conservative field is also

A.23

an irrotational one.

Useful Vector Identities

, ,

Notation:

a, b, c, d are

general vectors; ,

are general

, ,

scalar fields;
Notation:
a, b,
A,c,
Bd
are
aregeneral
generalvector
vectors;
fields;
,
(A
are
)B
ge
2A
2
2
neral
(A Bx
scalar
A fields;
By A
A,
B
Bzare
)and
general

vector
( Ax
fields;
Ay(A

)B
2

Az )(but, only in Cartesian coordinatessee Appendix

C).

(a

(a

(b

b)

b) (c

c)

d)

=
=
=


(a

b)

(c

d)

()

(A

B)

A
(A)
(A
B)

A)

A.24
(c

+ ,

(A

B)

=
=
=
=
=
=
=
=

Exercises

c)b (a b)c,
a)b (c b)a,
(a c)(b d) (a d)(b c),
(a
b d)c (a
b c)d,
(a

(A)

=
=
=

(A.166)
(A.167)
(A.168)
(A.169)
(A.170)


B) + B

)B + (B )A,

A) + (A

(A.171)
(A.172)

0,

A + A ,
B
A A

(A.173)
(A.174)

0,

B,

(A.175)

(A.176)

A) 2A,

A +
A,
( B)A ( A)B + (B )A
(

(A.177)
(A.178)

(A

)B.

(A.179)

A.1. The position vectors of the four points A,


B,C,
and
D are a,
b,3a+2b,
and a3b, respectively. Express AC, DB, BC, and
A.1. Th

CD in terms of

a and b.

Vectors andVector Fields

251

A.2. Prove the trigonometric law of sines

sina
A

sinb
B

sinc
C

using vector methods. Here, a,b,and c are the three


angles of

a plane

triangle, and A,B,and C the lengths of the

corresponding opposite sides.


A.3. Demonstrate using vectors that the diagonals of
parallelogram bisect

one another.

diagonals
of

a quadrilateral

parallelogram.

bisect

In addition, show that if the

one another

then it is a

A.4. From the inequality

a b = |a||b| cos

|a||b|

deduce the triangle inequality

|a

+ b| |a| + |b|.
a b and the vector

A.5. Find the scalar product

when
(a) a
(b) a

=ex
=ex

+ 3ey

2ey

+ez

ez

,,

= 3ex
= 2ex

.,

product

+ 2ey + ez
+ ey + ez

A.6. Which of the following statements regarding the three

general vectors

c
(b) a
(c) a
(a)

a,b,and care true?


(a
b) = (b
a) c.
(b

c)

(b

c)

= (a b) c.
= (a c)b (a b)c.

= a + bimplies that (a b) d = 0.
c = b c implies that c a c b = c|a b|.
(f) (a
b)
(c
b) = [b (c
a)]b.

(d) d
(e)

A.7. Prove that the length of the shortest straight-line from


point

a to the straight-line
|a

joining points b and c is

b +b

c +c

|b c|

a|

A.8. Identify the following surfaces:

= a,
n = b,
(c) r n = c|r|,
(a) |r|

(b) r

(d) |r (r n)n|

= d.

Here, r is the position vector,

a,b,c,and d are positive

constants, and nis a fixed unit vector.


A.9. Let

a,b,and c be coplanar vectors

related via

+ b + c =0,

where , , and are not all zero. Show that the condition
for the points with position vectors

is

ua, vb, and wc to be colinear

= 0.

A.10. If

p,q, and r are any vectors,

q+r, b

= r+p, and c = p+q


where ,

are

a=

coplanar provided that

are scalars. Show

= 1,

that this condition is

a is perpendicular to p,b to q,and c to r. A.11.


a,b,and c are non-coplanar, and form a

satisfied when

The vectors

and

demonstrate that

non-orthogonal vector base. The vectors A, B,and C, defined by

a b

plus cyclic permutations,

Show that

a = (B

are said to be reciprocal vectors.

C)/(A

C),

plus cyclic permutations.

252
FLUID MECHANICS

A.12. In the notation of the previous question, demonstrate that


the plane passing through points a/, b/, and c/ is normal to

the direction of the vector

= A +B + C.

In addition, show that the perpendicular


1.
plane from the origin is |h|

distance of the

A.13. Evaluate

dr for
A

xex +yey
px
2

+y 2

around the square whose sides

a.

are x = 0,x = a,y = 0,y =

A.14. Consider the following vector field:

= (8 x

A(r)

+3x2 y2

2x

y + 6y, 6).

Is this field conservative? Is it solenoidal? Is it


HC

irrotational? Justify

curve

C is

your answers.

Calculate

dr, where

the

HC

inthe x-y plane, centered

a unit circle

on the origin, and

the direction of integration is clockwise looking down the z-axis.


A.15. Consider the following vector field:

A(r)

=(3 xy

z2

2,
3
y

z 2 + x 2 y,3 x 2

x2

z).

Is this field conservative? Is it solenoidal? Is it irrotational?


Justify

your answers. Calculate


on the origin.

centered

the flux of A out of a unit sphere

A.16. Find the gradients of the following scalar functions of the


position vector

r = (x,y,z):
r,

(a) k
(b) |r|

(c) |r k|
(d) cos(k

n,

r).

Here, k is a fixed vector.


A.17. Find the divergences and curls of the following vector

fields:
(a) k

r,

(b) |r|

r,
n

(c) |r k| (r k),
(d)

a cos(k

r).

Here, k and a are fixed vectors.


2
2
A.18. Calculate
when
f(|r|). Find f if

=0.

Cartesian Tensors

253

BCartesian Tensors
B.1
As
be

Introduction

we saw

in Appendix A, many physical entities

represented

mathematically

as

either

scalars

can
or

on their transformation properties under


axes. However, it turns out that
scalars and vectors are particular types of a more general
class of mathematical constructs called tensors. In fact, a
scalar is a tensor of order zero, and a vector is a tensor of
order one. In fluid mechanics, certain important physical
entities (i.e., stress and rate of strain) are represented
mathematically by tensors of order greater than one. It is
therefore necessary to supplement our investigation of fluid
mechanics with a brief discussion of the mathematics of
tensors. For the sake of simplicity, we shall limit this
vectors, depending

rotation of the coordinate

discussion
expressed

to Cartesian
in such

coordinate

coordinate

systems.

systems

are

Tensors

known

as

Cartesian tensors.

B.2

, ,,
, ,

Tensors and Tensor Notation

x,y, z be

Let the Cartesian coordinates

as the xi
x = x1 y = x2

written

where i
runs from 1
to 3. In other words,

z = x3 Incidentally, in the following, any lowercase


roman subscript (e.g., i,j,k) is assumed to run from 1to
3 We can also write the Cartesian components of a general
vector v as the vi In other words, vx = v1 vy = v2 and vz =
v3
By contrast, a scalar is represented as a variable without
a subscript: e.g., a, . Thus, a scalarwhich is a tensor of
order
zerois
represented
as a variable with zero
subscripts, and a vectorwhich is a tensor of order oneis
represented as a variable with one subscript. It stands to
reason, therefore, that a tensor of order two is represented
as a variable with two subscripts: e.g., aij ij Moreover,
an nth-order tensor is represented as a variable with n
subscripts:
e.g., aijk is a third-ordertensor, and bijkl a
fourth-order tensor. Note that a general nth-order tensor

.
.

and

,.

has 3

independentcomponents.

Now, the components


conveniently

visualized

of

as a

second-order

tensor

are

two-dimensional matrix, just

as the components of a vector are sometimes visualized as


a one-dimensional matrix. However, it is important to
recognize that an nth-order tensor is not simply another

name

for

an n-dimensional

matrix. A matrix is just

ordered set of numbers. A tensor,

set

ordered

components

of

transformation

properties

axes. (See Section

hand, is an

that

specific

have

under rotation of the coordinate

B.3.)

Consider two vectors

ai and bi

an

on the other

a and b that are

represented

as

respectively, in tensor notation. According to

Section A.6, the scalar product of these two vectors takes

the form

= a1 b1 +a2 b2 +a3 b3

(B.1)

The above expression

= ai bi

can be written more

compactly

as

(B.2)

Here,

we

have

made

use

of

the

Einstein

summation

an expression
containing lower case roman subscripts, any subscript that
appears twice (and only twice) in any term of the
convention,

according

to

which,

in

expression is assumed to be summed from 1


to 3 (unless

stated otherwise). Thus, ai bi

= ai1 b1 + ai2

+ ai3

=a1 b1 +a2 b2 +a3 b3

and aij

an index is
summed it becomes a dummy index, and can be written
as any (unique) symbol: i.e., aij b j and aip b p are
equivalent.
Moreover,
only non-summed,
or free,
bj

b2

b3

Note that when

a tensor expression.
a zeroth-order tensor (because there are no
free indices), and aij b j is a first-order tensor (because
there is only one free index). The process of reducing the
order of a tensor expression by summing indices is known
as contraction. For example, aii is a zeroth-order
indices count toward the order of
Thus, aii is

contraction
when

of the second-order

two

tensors

are

the second-order

are

an outer

Likewise, when two

multiplied together in a manner that involves

contraction then the resulting tensor is called

product:

e.g.,

the first-order

bi

Note, from

tensor aij

is

an
an

inner

inner

tensor aij and the first-order

product of the second-order

tensor

without
product:

tensor ai b j is the outer product of

the two first-order tensors ai and bi

tensors

Incidentally,

together

contraction the resulting tensor is called

e.g.,

tensor aij

multiplied

Equation (B.2), that the scalar

product of two vectors is equivalent to the inner product of


the correspondingfirst-order
254

According

vectors

tensors.
FLUID MECHANICS

to Section A.8, the vector product of two

a and btakes

the form
(a

(B.3) (a

(B.4) (a

b)1

b)2

b)3

=
=
=

in tensor notation. The above expression

a2 b3 a3 b2
a3 b1 a1 b3

,,

a1 b2 a2 b1
(B.5)

can

be written

compactly

as
(a

Here,

b)i

ijk

aj

bk

(B.6)

more

+1
ijk

1
0

if i,j,k is an even permutation of 1,2,3


if i,j,k is an odd permutation of 1,2,3

otherwise

(B.7)

is

as

known

sometimes,

particular,

e.g.,

113

the

third-order permutation

the third-order

that ijk

= 212

one

(or,

tensor). Note, in

Levi-Civita

is zero if

tensor

of its indices is repeated:

= 0. Furthermore,

it follows from (B.7)

that
ijk

jki

kij

kji

jik

ikj

(B.8)

It is helpful to define the second-order


(also known

as the Kroenecker

(
ij

It is easily

seen that

identity tensor

delta tensor),

if i j

otherwise

ij

ii
ik kj
ij

ai b

aki b

ij

ij

aj

,
,, ,
,

ji

=
=

3,

=
=
=

ai

ij

ai bi

aki bi

etc.
The following is a particularly important tensor identity:
ijk

ilm

= jl km

jm kl

(B.9)

(B.10)

(B.11)
(B.12)

(B.13)
(B.14)
(B.15)

(B.16)

Inorder to establish the validity of the above expression,


let us consider the various cases that arise. As is easily
seen, the right-hand side of (B.16) takes the values

+1

if j

(B.17) 1

,,

=land k =m j,
if j = m and k = l

(B.18)

j,

otherwise.

(B.19)
Moreover, in each product

same

on the

left-hand side, i
has the

Thus, for a non-zero


mcan have the same value
as i(because each factor is zero if any of its indices are
repeated). Since a given subscript can only take one of
three values (1, 2, or 3), the only possibilities that
generate non-zero contributions are j = l
and k = m,or j
= m and k = l,excluding j = k = l= m (since each
factor would then have repeated indices, and so be zero).
Thus, the left-hand side reproduces (B.19), as well as the
value

in both

factors.

contribu-tion, none of j,k,l,and

(B.29) Cartesian Tensors

255

in (B.17) and (B.18). The left-hand side also reproduces


the values in (B.17) and (B.18) since if j

then

ijk

= ilm

and the product ijk

ilm

= land k = m

(no summation) is

equal to + 1 whereas if j
ilm

and the product ijk

Here,

use

validity

= m and k = lthen ijk

= iml =

(no summation) is equal to 1

ilm

has been made of Equation

(B.8). Hence, the

of the identity (B.16) has been established.

In order to illustrate the

use

of (B. 16), consider the

vector triple product identity (see Section A.11)

(b

c)

= (a c)b (a b)c.

(B.20)

In tensor notation, the left-hand side of this identity is

written

[a

(b

c)]i

=ijk a j (klm

bl

cm ),

(B.21)

where

use has been made

of Equation (B.6). Employing

Equations (B.8) and (B.16), this becomes

[a

(b

c)]i

?il

=kij

klm

aj

bl

cm =

?
jm im jl

aj

bl

cm

(B.22)

which, with the aid of Equations (B.2) and (B.13), reduces

to

[a

(b

(B.23)

c)]i

=a

cj

bi

aj

b j ci

= [(a c)b (a b)c]i

Thus, we have established the validity of the vector


identity (B.20). Moreover,

our proof

is much

more

rigorous than that given earlier (in Section A.11).

B.3
As

Tensor Transformation

we saw

in Appendix A, scalars and vectors

are

defined

according to their transformation properties under rotation


of the coordinate

axes.

rotation

coordinate

according

of

the

of

a scalar is invarient
axes. On the other

In fact,

under

hand,

to Equations (A.49) and (B.6), the components

general vector

rotation of the coordinate

under an infinitesimal
axes according to
a i = ai + ijk j ak

transform

(B.24)
Here, the ai

are the components of the vector inthe original


a i are the components in the rotated

coordinate system, the

coordinate system, and the latter system is obtained from


the former via

an

a combination

of

an infinitesimal

rotation

1, an
an angle 2 about axis 2,
and an infinitesimal rotation through an angle 3 about
axis 3. These three rotations can take place in any order.
Incidentally, a finite rotation can be built up out of a great
many infinitesimal rotations, so if a vector transforms
properly under an infinitesimal rotation of the coordinate
through

angle

about

infinitesimal rotation through

coordinate

axis

axes

then it will also transform

properly

under

finite

rotation.
Equation (B.24)

can also be written


a

aj

Rij

(B.25)

where
Rij

ij

kij

(B.26)
is

rotation matrix

specific

to the

two

coordinate

between). To first-order in the i


inverted to give
ai

= R ji a j

a tensor,

(which is not

systems

This follows because, to first-order inthe i


Rik R jk

(ik

jk l jk lik

ij

lik

)(

jk m

mjk

m ik mjk

l lij

l lji

since it is
transforms

Equation (B.25)

(B.27)

=ik

it

=ij

can

be

(B.28)
where the dummy index

use

has been relabeled

has been made of Equations

l,and

(B.8), (B.10), and

(B.12). Likewise, it is easily demonstrated that


Rki Rkj

ij

(B .41)

256

FLUID MECHANICS

It can also be shown that, to first-order inthe i


ijk Rli Rmj

Rnk

lmn

(B.30)

This follows because


ijk Rli Rmj
ijk

(li

a ali

)(mj

Rnk

b bmj

)(nk

c cnk

hli

ijk

mj nk

?ali

?i

mj nk

lmn

lmn

+amj

(imn

ial

(ma

li nk

+inl

+ ank

iam

+ ilm

ml na

nl

li mj
ian

+na
+la

lm nm la

ln ma

mn

lmn

(B.31)
Here, there has been much relabeling of dummy indices,
and use has been made of Equations (B.10) and (B.16).

can similarly

It

be shown that

ijk Ril R jm Rkn

lmn

(B.32)
As

direct

generalization

of Equation

second-order tensor transforms under rotation

(B.25),

as

a ij =

Rik

R jl

akl

(B.33)

whereas

a third-order tensor

as

transforms

a ijk

Ril

R jm

almn

Rkn

(B.34)
The

generalization

straight-forward.

zeroth-order

to

For the

higher-order

case

of

tensors

is

scalar, which is

tensor, the transformation rule is particularly

simple: i.e.,

=a

(B.35)

By analogy with Equation (B.27), the inverse transform is


exemplified by

aijk

Rli Rmj

Rnk

a lmn

(B.36)

same order transform


same manner, it immediately follows that two
tensors of the same order whose components are equal in
one particular Cartesian coordinate system will have their
compo-nents equal in all coordinate systems that can be
Incidentally, since all tensors of the
in the

obtained
coordinate

from the original

axes.

system via rotation

of the

Inother words, if

aij

bij

(B.37)
in one particular Cartesian coordinate system then

a ij

ij

(B.38)

same origin
as the original system). Conversely,
it does not make sense to equate tensors of different
order, since such an equation would only be valid in one
par-ticular coordinate system, and so could not have any
physical significance
(since the laws of physics are
in all Cartesian coordinate systems (with the

and system of units

coordinate
It

independent).

can

easily be shown that the outer product of two

tensors transforms

as a tensor

of the appropriate

order.

Thus, if

cijk

ai

b jk

,
,,

(B.39)
and

a i
(B.40) b
oint in

Cartesian

ij

Rij

aj

Rik R jl

bkl

Tensors

257
then

ijk

jk

= Ril

al

R jm Rkn

bmn

= Ril

R jm Rkn

al bmn

Ril R jm Rkn

clmn

(B.42)

which is the correct transformation

rule for

third-order

tensor.
The tensor transformation rule

can be

combined with

the identity (B.29) to show that the scalar product of two

vectors transforms

= Rij a j

as a scalar. Thus,
= Rij Rik a j bk = jk a j

bk

Rik

bi

use

where

bk

=a

= ai

bj

(B.43)

has been made of Equation (B.14). Again, the

above proof is

more

rigorous than that given previously

(in Section A.6). The proof also indicates that the inner
of two tensors

product

appropriate

as a tensor

transforms

of the

order.

The result that both the inner and outer products of

two tensors transform


is known

as the

as tensors

of the appropriate

order

product rule. Closely related to this rule is

the so-called quotient rule, according to which if (say)

cij

aik

b jk

(B.44)

where b jk is

an arbitrary tensor,

and cij

transforms

as a

axes,

then

tensor under all rotations of the coordinate


aik

which

can

be thought of

b jk also transforms

= Ril

R jm

clm

= Ril

as a tensor.
ik
jk
a b
=
R jm

alk bmk

as

the quotient of cij and

The proof is as follows:

= Ril

Ril Rqk

ij

R jm

alk b jq

alk

Rpm Rqk

= Ril

Rkm

pq

alm b

jk

(B.45)
where

use

has been made of the fact that cij

as tensors,
Rearranging, we obtain

transform

as

well

as

Equation

and bij
(B.28).

(a

ik

Ril

alm ) b

Rkm

= 0.

jk

(B.46)

However, the b

ij

are

so

arbitrary,

the above equation

can

only be satisfied, ingeneral, if

a ik

Ril Rkm

alm

(B.47)
which is the correct

transformation

a tensor.
any type of valid

rule for

Incidentally, the quotient rule applies to

tensor product.
The components

ij

identity tensor,

of the second-order

are invariant
axes. This follows because

have the special property

under rotation of the coordinate

ij

Rik

that

R jl

they

kl

Rik

R jk

ij

(B.48)
where

use

components

has been made

of Equation

of the third-order

(B.28).

permutation

also have this special property. This follows because

ijk

Ril

R jm

Rln

lmn

The

tensor, ijk

ijk

(B.49)

use has been made of Equation (B.31).


ijk
transforms
as a proper third-order

where

that

immediately

aj

tensor

implies, from the product rule, that the vector

as a proper vector:

i.e.,

bk is a first-order tensor provided that ai and bi

are

product of two vectors transforms


ijk

The fact

both first-order tensors. This proof is much


that that given earlier (in Section A.8).

more

rigorous

B.4

Tensor Fields

saw

We

in Appendix

,,

scalars associated
where
that

x = (x1

a vector

A that

with

x2

every

x3 )is

scalar field is

point in

a set

space: e.g.,

a position vector.

of

(x),

saw
every

We also

field is a set of vectors associated with

258

FLUID MECHANICS

a
every point
in space: e.g., aij (x). It immediately follows that a scalar
field is a zeroth-order tensor field, and a vector field is a
space: e.g.,

ai (x). It stands

tensor field is

first-order

a set

to

reason,

then, that

of tensors associated with

tensor field.

Most tensor field encountered in physics

are

smoothly

varying and differentiable. Consider the first-order tensor


field

ai (x).

components

The

various

partial

derivatives

of this field with respect

coordinates xi

of

the

to the Cartesian

are written
ai
x

(B.50)
Moreover,

this

set

of

derivatives

transform

as

the

a second-order tensor. In order to


demonstrate this, we need the transformation rule for the xi
which is the same as that for a first-order tensor: i.e.,
components

of

x i

Rij

xj

.
.

(B.51)
Thus,
x

Rij

(B.52)

It is also easily shown that


xi
x

R ji

(B.53)
Now,
a
x

i
j

xk

xk
x

(Ril al )
R jk

xk

= Ril

al
R jk

xk

(B.54)

a second-order
chain rule, as well

which is the correct transformation rule for

tensor. Here,

as
Rij

use

has been made of the

Equation (B.53). [Note, from Equation (B.26), that the

are not

functions

of position.]

above argument, that differentiating

It follows, from the

a tensor

field increases

one: e.g., aij /xk is a third-order tensor. The


only exception to this rule occurs when differentiation and
contraction are combined. Thus, aij /x j is a first-order
tensor, since it only contains a single free index.
The gradient (see Section A. 1
8) of a scalar field is an
example of a first-order tensor field (i.e., a vector field):
its order by

The divergence

(see Section A.20) of

scalar:

xi
(B.55)

a vector

a
as a

field is

tensor field that transforms

contracted second-order

Finally, the curl (see Section A.22) of

()i

ai

xi

(B.56)

a vector field
as a vector

is

contracted fifth-order tensor that transforms

The above definitions

can

a)i

be used to

ak
ijk

(B.57)

prove a

number

of useful results. For instance,

)i

ijk

xk

which follows from symmetry because ikj

2/xk

= 2/x

xk

Likewise,

ijk

xk

0,

(B.58)

= ijk

whereas

a)

ak

ijk

xi

ak

ijk

xi x

0,

259

Cartesian Tensors

which again follows from symmetry. As a final example,

(a

?ijk

b)

aj

=ijk

bk

xi

ak

bi

bk

ai

ijk

bk + ijk

aj

xi

xi

= b (

ijk

bk

a)

b).

(B.60)

According
A.20),

to the divergence

theorem

(see

Section

ZV

IS

ai dS

ai

dV,

xi

(B.61)

where S is

The above

theorem

closed surface surrounding


is easily

the volume V.

to give, for

generalized

example,
ZV

IS

aij dS

aij

dV,
xi

or

IS

aij dS

or even

IS

adS

B.5

which

has

components take the


systems
We

is

called

have

the

same
an

already

special

ZV

aij

dV,

ZV

a
dV.
xi
(B.64)

property

that

. ,
, ,,
,
tensor.

isotropic

two

tensors:

such

tensor, ij

identity

tensor, ijk

third-order permutation

its

value in all Cartesian coordinate

encountered

namely, the second-order

(B.63)

Isotropic Tensors
tensor

(B.62)

Of

course,

and

the

all scalars

are isotropic. Moreover, as is easily demonstrated, there


are no isotropic vectors (other than the null vector). It turns
out that the most general isotropic Cartesian
second-, third-, and fourth-order
kl

+ ik

jl

are scalars.

+ il

Let

jk

are

tensors

ijk

respectively, where ,

us prove

these important results.

The most general second-order


such that

ij

and

of

ij

, , and

isotropic tensor, aij

is

a ij =
for arbitrary

rotations

Rip

of the coordinate

axes.

from Equation (B.24) that, to first-order


inthe i
?mis

asj

a pq

R jq

It follows
?

ais

mjs

aij

(B.65)

0.

(B.66)
However, the i

us

Let

are arbitrary, so we can write

multiply by mik

we obtain
(ii

ks

is

ki

) asj

asj

mis

mjs

ais

0.

(B.67)

With the aid of Equation (B.16),

(ij

ks

is

kj

) ais

= 0,
(B.68)

which reduces to

2 aij

+ a ji

= ass

ij

(B.69)
Interchanging
difference

the labels iand j, and then taking

between the two equations

thus obtained,

the

we

deduce that
aij

a ji

(B.70)
1

This proof is adapted from P.G. Hodge, Jr., American Mathematical

Monthly 68, 793 (1961).


260

FLUID MECHANICS

Hence,

ass

aij

ij

,
.

(B.71)
which implies that

aij

ij

(B.72)
For

case

the

an

of

isotropic

tensor,

third-order

Equation (B.67) generalizes to

,, ,

mis

Multiplying by mit

asjk

mjt

+ a jik + akji
+ a jik + aikj
+ akji + aikj

2aijk

(B.75) 2aijk

,, ,

respectively.
by

i,

jk

ik

mjs

and mkt

= j,and t = k,respectively,
(B.74) 2aijk

mks

0.

(B.73)

and then setting t

=
=
=

assk

ij

assk

ij

asjs

ik

= i,t

+ asjs ik
+ aiss jk
+ aiss jk

,,
,

(B.76)
the above equations

and then setting i i,j

respectively,

aijs

we obtain

However, multiplying

and ij

aisk

= i,and k =

we obtain

respectively, which implies that

Hence,
2aiss

we deduce

+ asis + assi

(B.77) 2asis
(B.78) 2assi

assi

+ aiss + assi
+ aiss + asis

that
+ asis

=
=

, ,
,

assi
asis

+ aiss
+ aiss

(B.79)

aiss

=asis =assi =0.

(B.80)

+ a jik + akji
=
+ a jik + aikj
(B.82) 2aijk + akji + aikj
2aijk

0,

(B.81) 2aijk

=
=

0,
0.

(B.83)
The solution to the above equation must satisfy

a jik

akji

aijk

.
.

(B.84)
This implies, from Equation (B.8), that
aijk

ijk

(B.85)
For

the

case

of

an

isotropic

fourth-order

Equation (B.73) generalizes to


mis

asjkl

mjs

aiskl

mks

aijsl

mls

aijks

tensor,

0.

(B.86)

Multiplying
setting t

2aijkl
il

the above by mit

,,,,
mjt

mkt

mlt

=i,t = j,t =k,and t =l,respectively,

+ a jikl + akjil + aljki

and then

we obtain

ij + asjsl ik + asjks
+ a jikl + aikjl + ailjk
=
asskl ij + aisks jl + aissl jk
+ aikjl + aijlk
= aijss kl + asjsl ik +
(B.89) 2 aijkl + aljki + ailkj +
=
aijss kl + aisks jl + asjks il

asskl

,
,

(B.87) 2 aijkl

+ akjil

(B.88) 2aijkl
aissl

jk

aijlk

(B.90)

respectively. Now, if aijkl is an isotropic fourth-order tensor

an isotropic second-order tensor, which


a multiple of kl
This, and similar
arguments, allows us to deduce that
then asskl is clearly

means

that

is

asskl
(B.91) asjsl

(B.92) asjks

=
=
=

kl
jl

jk

,,
.

Cartesian Tensors

261

Let

us assume,

for the moment, that

aijss
aisks
aissl

=
=
=

Thus, we get

2aijkl

+ a jikl + akjil + aljki

+ a jikl + aikjl + ailkj


+ akjil + aikjl + aijlk
+ aljki + ailkj + aijlk

2aijkl

2aijkl

,,
.

2aijkl

=
=
=

Relations of the form

assij
asisk
asils

(B.94)
(B.95)
(B.96)

ij kl

+ ik jl + il

jk

ij kl

+ ik jl + il

jk

ij kl

+ ik jl + il

jk

ij kl

+ ik jl + il

jk

can

be obtained

,,
,.

(B.97)
(B.98)

(B.99)
(B.100)

aijkl

by subtracting

the

2aijkl

aklij

103) 2ailjk

jl

alkji

Equations

can be combined to give

+ (aijlk + aikjl + ailkj )

ik

sum of one pair of


sum of the other pair.

relations justify Equations (B.94)(B.96).

(B.97) and (B.101)

jk

(B.101)

Equations (B.97)(B. 100) from the


These

a jilk

il

ij

(B.102) 2aiklj
jk

+ ij

+ (ailkj + aijlk + aikjl )


ik jl

kl

kl

+ ik jl +il

+ (aikjl + ailkj + aijlk

(B.
il jk

+ ij kl +
(B.104)

The latter two equations


cyclic

permutation

unchanged.

obtained from the first via


l, with iremaining

get

Summing Equations (B.102)(B.104),we


2(aijkl

=( +

are

of j, k, and

+ )(ij

+aiklj +ailjk )+ 3(aijlk + aikjl + ailkj )

+ ik

kl

jl

+ il

jk ).

(B.105) It

follows from symmetry that

aijkl

15
(

+ + )(ij
can

This

be

+ ik

kl

seen

+ aiklj + ailjk
jl

+ il

= aijlk

+ aikjl + ailkj =

jk ).

(B.106)

by swapping the indices k and l


in the

above expression.

Finally, substitution

into Equation (B.

102) yields

aijkl

ij

kl

ik

jl

il

jk

(B.107)

where

=
=
=

..

B.6
B

(B.108)

(B.109)

(4

)/10,

(4 )/10,
(4 )/10.

(B.110)

Exercises

Show

that

general second-order

decomposed into three tensors


aij

where uij
(i.e., uii

= uij

is symmetric

0), vij

+ vij

+ sij

(i.e.,

is isotropic,

u ji

tensor aij

= uij ) and

and sij

only

can

be

traceless

has

three

independent

components.

B.2. Use tensor

to establish

methods

the following

vector

identities:
262

(b) (a

c = a b c = b a c.
b) c = (a c)b (c b)a.

(c) (a

b) (c

(d) (a

b)

(a)

(e)

(a)

(f)

d)

(c

(a)

FLUID MECHANICS

= (a c)(b d) (a d)(b c).


= (a b d)c (a b c)d.

d)

= a + a .
= a +

a.

(g)

(a

= (b )a (a )b + ( b)a ( a)b.
a) = 2a ( a) + 2(a )a.
(i)
(
a) = ( a) a.
Here, [(b )a]i = b ai /x
and ( a)i =
ai
b)

(h) (a

B.3. A quadric surface has

an equation

of the form

a x 12 + b x 22 + c x 32 + 2 f x1 x2 + 2g x1 x3 + 2h x2

x3

= 1.

Show that the coefficients inthe above expression

transform under rotation of the coordinate

axes like the

components of a

symmetric second-order tensor. Hence, demonstrate that

the equation for the surface

can be written
x j = 1,

inthe form

xi Tij

where the Tij

are the components

of the aforementioned

tensor.

B.4. The determinant of a second-order tensor Aij is defined


det(A)

= ijk

Ai1 A

j2

Ak3

(a) Show that

= ijk

det(A)

A1i A2j A3k

is an alternative, and entirely equivalent, definition.

(b) Demonstrate that det(A) is invariant under rotation

axes.

of the coordinate

= Aik

(c) Suppose that Cij

det(C)

Bkj

Show that

= det(A)det(B).

B.5. If

then and x j

Aij x j = xi
are said to be eigenvalues

of the second-order tensor Aij


of Aij

are calculated

and eigenvectors

respectively. The eigenvalues

by solving the related homogeneous matrix

equation
(Aij

ij

)x j

= 0.

Now, it is a standard result inlinear algebra that


equation of the above form only has
det(Aij

a non-trivial

ij

an

solution when

=0.

Demonstrate that the eigenvalues of Aij satisfy the cubic


polynomial
3

tr(A)

where tr(A)

deduce that Aij

+ (A)

det(A)

=Aii and (A) = (Aii A

possesses

jj

three eigenvalues1

Moreover, show that


tr(A)

det(A)

= 0,

,,

Aij A

.,

ji )/2. Hence,

and 3 (say).

+2 +3
1 2 3

B.6. Suppose that Aij is a (real) symmetric second-order tensor:


i.e., A

ji

= Aij

(a) Demonstrate that the eigenvalues of Aij

are all real,

Cartesian
Tensors

263

(b) Show that eigenvectors of Aij corresponding to


different eigenvalues

are orthogonal to one another.

deduce
that the three eigenvectors of Aij

Hence,

are, or can be

chosen to be, mutually orthogonal.

(c) Demonstrate that Aij takes the diagonal form Aij

=i

ij

(no sum) in a Cartesian coordinate system inwhich the


coordinate

axes are each parallel to one of the

eigenvectors.

B.7. In an isotropic elastic medium under stress the


displacement

ui satisfies
ij

ij

12

ui

t 2

uk

cijkl
xl

ul
xk

where ij is the stress tensor (note that

mass

ji

density (which is a uniform constant), and


cijkl

= K ij

kl

+[ik jl +il

jk

=ij ), the

(2/3)ij

the isotropic stiffness tensor. Here, Kand

kl

].

are the bulk

modulus and shear modulus of the medium, respectively. Show

that the divergence and the curl of

uboth satisfy wave

equations. Furthermore, demonstrate that the characteristic

wave

velocities of the divergence and curl waves

are [(K +

264
FLUID MECHANICS

Non-Cartesian

Coordinates

265

CNon-Cartesian Coordinates
Introduction

C.1

In fluid mechanics

non-Cartesian

used to exploit the symmetry


For

example,

it is convenient

to

coordinates

to employ

systems

describe

are

coordinates

often

of particular fluid systems.

cylindrical

possessing

axial

we investigate a particularly
non-Cartesian
coordinates
known as

symmetry. In this Appendix,


class

useful

orthogonal
commonly

mechanics

of

curvilinear
occurring

coordinates.
examples

are cylindrical

of

and spherical

The

this

two

class

most

in fluid

coordinates. (Note,

incidentally, that the Einstein summation convention is not


used inthis Appendix.)

C.2
Let

,,

Orthogonal Curvilinear Coordinates


x1

x2

x3

be

a set

,, ,, ,,
,,,
,
,,
,,

of standard right-handed

Furthermore,

let u1(x1 x2

be three independent

are

Cartesian coordinates.

x3 ), u2 (x1 x2

such that each unique triplet of x1

associated

with

x3 ), u3 (x1 x2 x3 )

functions of these coordinates which

unique triplet of u1

x3 values is

u3

values. It

as an alternative set of
coordinates to distinguish different points in space. Since
the surfaces of constant u1 u2 and u3 are not generally
follows that u1 u2

can

x2

u2

u3

be used

parallel planes, but rather curved surfaces, this type of

, ,
,, ,

coordinate system is termed curvilinear.


1,
1,
Let h1
|u1 |
h2
|u2 |
and h3

follows that e1

a set

==h1|u1u1

e2

==h2|u2
u2

= |u3 1. It
and e3 ==
h3 |u3
u3 are

are

normal to surfaces of

of unit basis vectors which

constant u1 u2

and u3

respectively, at all points in space.

Note, however, that the direction of these basis vectors is

generally

function

of position.

Suppose

where iruns from 1


to 3, are mutually

that the ei

orthogonal at all

points in space: i.e.,

ei

e j =ij

(C.1)

,,

Inthis case, u1 u2

u3

are said to constitute an orthogonal

coordinate system. Suppose, further, that

e1

e2

(C.2)

e3

=1

,,

at allpoints in space, so that u1 u2 u3 also constitute

right-handed coordinate system. It follows that

ei

ej

(C.3)

ek

=ijk

a general vector A,associated


can be written

Finally,

with a particular

point in space,

(C.4)

Xi

Ai ei

where the ei

are

system, and Ai

,,

the local basis vectors of the u1 u2

= ei A is termed

, , , .,

this system.

Consider

two neighboring

coordinates inthe u1 u2
du1 u2

+du2

u3

+ du3

u3

the ith component of A in

points

u3 system

are

,,

in

space

u1 u2

whose

u3 and u1

It is easily shown that the vector

directed from the first to the second of these points takes

the form

dx

(C.5)

du1

du2

e1 +
|u1 |

Xi

du3

e2 +
|u2 |

e3
|u3 |

hi dui ei

,,

Hence, from (C.1), an element of length (squared) inthe

u3 coordinate system is written

dx

dx =

(C.6)

Xi
2

hi du i

Here, the hi which

known

that

as the scale

,,

are generally

are normal to e1

and e3

e2

at a given point in space, take the form dS

266

and

dS

h1 h2 du1 du2

element of volume, at

functions of position,

dVhdu1 du2 du3

are

factors of the system. Elements of area

FLUID MECHANICS

respectively.

a given

Finally,

an

point in space, is written

where

= h1

Note that [see Equation (A.176)]

and

h2

ui

= 0,

ui

h3

(C.7)

(C.8)

u1 u2

0.

The

latter

result

(C.9)

follows

from Equations (A.175) and (A.176)because (h /h)u1

u2

u3

etc. Finally, it is easily demonstrated from (C.1)

and (C.3) that

ui

(C.10) ui

Consider

a scalar

field (u1

chain rule, and the relation ei


Xi

hi

, ,,
uk

Hence, the components

ijk

,.

(C.11)

u2 u3 ).It follows from the

=hi ui

that
Xi

ui

of in the u1

are

hi

ui

ei

ui

system

ij

,,
u2

()i

(C.12)

u3 coordinate

hi

ui
(C.13)

Consider

a vector

field A(u1 ,u2 ,u3 ).We can write

Xi


(Ai

Xi

(hi

ei )

Xi

Ai

hi

ui

Ai ui )

Xi

Ai

Xi

ui

1h

Ai

hi

ui

hi

(C.14)

where

use has been made

(C.10).

coordinate

ofEquations (A. 174), (C.9), and

Thus,thedivergenceofAintheu1 ,u2

system takes the form

A=

Xi

1h

ui

hi

u3

Ai

(C.15)

We can write

Xk

(Ak ek )

Xk

(hk Ak

uk )

Xk

(hk

Xk

(Ak

uk

(hk

uk

Xj,k

uk )

(hk Ak )

uk

use

where

has

been

made

(C.16)

Equations

of

(A.178), (C.8), and (C.12). It follows from (C.11) that

(
Xj,k

ui
u

(C.17)

ei

Xj,k

(hk Ak )

hi

A)i

uk

hi (hk Ak )

ijk

Hence, the components

coordinate system

are

of

A)i

A in the u1

Xj,k

,,
u2

hi (hk Ak )

ijk

(C.

Non-Cartesian

8)

267

Now,

= [see (A.172)], so Equations


2

(C.12)

in the u1

Xi

Coordinates

and (C.15) yield the following expression for

u2 u3 coordinate system:

u3

1h

ui

hi

ui

(C.19)

The

combined

vector identities

(A.171)

and (A.179)

can

to give the following expression for (A

that is valid in a general coordinate system:


(A

)B

be

)B

12
[(A

B)


(A

A)B + ( B)A

B) (

B) B

A)]

(C.20)

Making

use

of Equations

as

(C.13), (C.15), and (C.18),

well as the easily demonstrated results

Xi

A B

Ai Bi

,
,

(C.21)

Xj,k

ijk

Bk

(C.22)

and the tensor identity


(after

a great

expres-sion

for the components

coordinate system:
Xj

[(A

,,

(B.16), Equation (C.20) reduces

deal of tedious algebra) to the following

)B]i =

of (A

Bi

)B

in the u1 u2

B j h

h j u

hi h j

Ai B

ui

hi h j

u3

hi
j

(C.23)

Note, incidentally,

that the commonly

quoted result [(A

=Note,
A incidentally,
Bi is onlythat
valid
the in
co Cartesian
systems (for which h1 = h2 = h3 = 1).
)B]i

Let

us

define the gradient A of

a vector

coordinate

field A

as

the

Letwhose
us def components
tensor

in a Cartesian coordinate system

take the form

Ai

(A)ij

(C.24)

In an orthogonal curvilinear

coordinate system, the above

expression generalizes to

(A)ij

[(e

) A]i

(C.25)

It thus follows from (C.23), and the relation (ei ) j


ij

that

(A)ij

1 Ai

h j u

Xk
j

+ij

hi h j ui

= ei
Ak

ej =
hi

hi hk uk

(C.26)

The

vector

expression

identity
(A.177) yields the following
2A
for
that is valid in a general coordinate

system:

2A

A)

A).

(C.27)

Making
well

as

use

of Equations

(C.15), (C.18), and (C.19),

as

(C.21) and (C.22), and the tensor identity (B.16),

,,

the above equation reduces (after

a great

deal of tedious

algebra) to the following expression for the components of


2A

inthe u1 u2 u3 coordinate system:

(
Xj

2A)i

1 hi

Ai +
hi u

hi

hi

hj

hi h j
j

1
hj

h j ui

ui

hi h j

1 h

ui

ui

Ai hi

hj

ui

ui u

Ai
2

hi h j

268

hj

hi

hi

2hi

!2

2
j

FLUID MECHANICS

er

x
O

Figure C.1: Cylindrical coordinates.

Note, again, that the commonly quoted result (

Ai is only valid in Cartesian coordinate systems (for

which
h1

2A)i

=h2 =h3 =h=1).

C.3

Cylindrical Coordinates

In the cylindrical coordinate system, u1

u3

px

= z,where r=

are

standard

perpendicular
subtended

+ y 2,

px

= tan

coordinates.

Cartesian

= r,u2 = , and

1(y/x),

x,y,z

and

Thus,

is

the

distance from the z-axis, and the angle

between the projection of the radius vector (i.e.,

the vector

the origin to

connecting

space) onto the

x-y plane

general point in

and the x-axis. See Figure C.1.

A general vector A is written


A

where

er

are

= /||,

course,

is easily

(squared)

ez

Az

,
,
,

and

ez

= z/|z|.

the unit basis vectors

mutually orthogonal,
As

er +

(C.29)

= r/|r|,

Figure C. 1 Of

= Ar

= A er

so Ar

demonstrated,

in the cylindrical

er

See

and

ez

etc.

an

element

coordinate

of

length

system takes the

form

dx

dx

dr

+ r2

dz

(C.30)
Hence, comparison

with Equation (C.6) reveals that the

scale factors for this system

are
hr

(C.31) h

(C.32) hz

=
=
=

1,

r,
1.

(C.33)

Thus, surface elements normal to er

(C.54)

divergence,

coordinate

system

and

(r Ar )

1r

drdz,
rdrd,
(C.36)

element takes the form

dV

rdrddz.

Coordinates

(C.13), (C.15), and (C.18),

curl

rddz,

in

the

cylindrical

are written

1r

(C.35) dS z

to Equations

According
gradient,

are written

=
=
=

dS r

Non-Cartesian

269

and ez

(C.34) dS

a volume

respectively, whereas

,,

Az

(C.39)

1r

e +

ez

(C.38)

er +

,
=

1r

Az

Ar

er +

1r Ar

e +

1r

Az

ez

(r A )

(C.40)

respectively. Here, (r) is a general scalar field, and A(r)

general vector field.

to Equation

According
cylindrical

coordinates,

when

(C.19),

the Laplacian

of

expressed

in

scalar field

becomes
!

1r

+
r

+
z

(C.41)

Moreover,
(A

)A

from Equation

(C.23), the components

in the cylindrical coordinate system

are

)A]r

[(A

(C.42)

[(A

)A]
(C.43) [(A

)A]z

Ar

of

Ar A

Az

,
,
.
.

(C.44)

Let

us define

the symmetric gradient tensor

12

hA

(A)

(C.45)

a transpose.

Here, the superscript T denotes


ij element of

some

second-order

correspondingelement of S
the componentsof

system

Ar

is S

ji

Thus, if the

tensor S is S

ij

then the

Accordingto Equation

g in the cylindrical coordinate


A

are
g
( A)rr

g
( A)

g
( A)zz

g
( A)r

g
= ( A)r

g
( A)rz

g
= ( A)zr

g
( A)z

g
= ( A)z

(C.46)

1r A

Az

Ar

(C.47)

(C.48)

12

1r Ar

(C.49)

1 Ar

Az

+
2

(C.50)

1 A

1r Az

+
2

(C.51)

Finally, from Equation (C.28), the components

the cylindrical coordinate system


(
(C.52)

2A)r

2A)

in

2A)z

2 A

Ar
Ar

r2

r2

2 Ar
A

r2

(C.63) 270

FLUID MECHANICS

C.4

2A

are

(C.53)

of

Spherical Coordinates

r2
Az

,
,.

z
r

Figure C.2: Spherical coordinates.

In the spherical coordinate system, u1

u3

tan

px
2
r=
+ y 2 +px
z2
and x, y, z are
Thus, r is the length

= , where
1(y/x),

coordinates.
the angle

= r,u2 = , and
= cos 1(z/r), =

standard

Cartesian

of the radius vector,

between the radius vector and the

subtended

z-axis, and the angle subtended between the projection


of the radius

vector onto the

x-y

plane and the x-axis. See

Figure C.2.

A general vector A is written


A

= Ar

er +

, ,,

(C.55)

where

er

= r/|r|,

= /||,

course, the unit vectors er


so Ar = A er etc.
demonstrated,
an element

See Figure C.2. Of

are

mutually orthogonal,
As

is easily

= /||.

and e

and e

of

length

(squared) inthe spherical coordinate system takes the form

dx

dx = dr 2 + r 2 d 2 + r 2

sin

(C.56)

Hence, comparison

with Equation (C.6) reveals that the

scale factors for this system

are
hr
(C.57) h

=
=

1,

r,

,,

(C.58) h

Thus, surface elements normal to er


dS r

(C.60)

dS

(C.61) dS

(C.59)

are written

and e

r sin.

=
=

r2
r

sindd,

sindrd,
rdrd,

(C.62)

respectively, whereas

a volume

element takes the form

dV
(C.78)

Non-Cartesian

r2

sindrdd.

Coordinates

271
According
gradient,
coordinate

to Equations (C.13), (C.15), and (C.18),

divergence,

system

curl

in

the

er +

1r

e +

r sin

(C.64)

r 2 r

(r

spherical

are written

and

Ar )+

rsin

(sin A )

A
1

rsin

,
,

=
A

(C.65)

"

=
"

rsin
1

r sin

(sinA )

1r

Ar

r#sin

er

(r A ) e

r
"

1r

1r Ar

(r A )

(C.66)

respectively. Here, (r) is a general scalar field, and A(r)

general vector field.


According
spherical

to Equation

coordinates,

the

(C.19),

when

Laplacian

of

expressed

scalar

in

field

becomes
2

r2

r2

+
r

r2

sin
sin

r2

sin

(C.67)

Moreover,
(A

)A

from Equation

(C.23), the components

in the spherical coordinate system

are
2

[(A

)A]r

Ar
Ar A

(C.68)

[(A

)A]

A A +

of

+A 2

cotA
r

,
,

(C.69)

[(A

)A]

Ar A

+ cotA

(C.70)
Now, according to Equation (C.26), the components of

g in the spherical coordinate system


A

are

g
( A)rr

g
( A)

( A)

g
( A)r

g
= ( A)r

g
( A)r

g
= ( A)r

g
( A)

g
= ( A)

Ar

(C.71)

1r A

Ar

(C.72)

Ar

rsin

cot A

(C.73)

12

1r Ar

(C.74)

12

Ar

rsin

(C.75)

12

1r A

rsin

cot A

(C.76)

Finally, from Equation (C.28), the components

of

2A)r

(
2

Ar

r2

r2

2cotA

r2

Ar

r2

272

FLUID MECHANICS

r2

sin

r2

=
A

2A)

sin

(C.77)

in

are

the spherical coordinate system

2Ar

2A

sin

,
,

=
A

A
A

r2

sin

r2

Exercises

C.5

sin

r2

,,
ez

(C.79)

er

,,
e

orthogonal. Do the same for the basis vectors

and e of the spherical coordinate system.

C.2. Use cylindrical coordinates to prove that the volume of

a
2
a and length l
is a l.Demonstrate that
of inertia of a uniform cylinder of mass Mand

right cylinder of radius


the moment
radius

a about

.
.
.

its symmetry axis is (1/2) Ma

C.3. Use spherical coordinates to prove that the volume of

sphere of radius

a is (4/3)a

of
inertia of

an axis passing

a uniform

sphere of

C.5. For what value(s) of

C.6.

mass Mand radius a about

n is

(r

er )= 0,where r is a

a vector field F = Fr (r)er


0. Here, r is a spherical coordinate.
(a) Find

n is (r n er )= 0,where r is a

spherical coordinate?

spherical coordinate?

Demonstrate that the moment

through its center is (2/5) Ma

C.4. For what value(s) of

for

of the cylindrical coordinate system. Verify that the vectors

are mutually

er

sin

C.1. Find the Cartesian components of the basis vectors

and

2cot

Ar

2A)

satisfying

(b) Use the divergence theorem to show that

F=rm

ZV

ZS

dV

m+ 3

m+1

er dS,

where V is a volume enclosed by


(c) Use the above result (for
that the volume of
right

a right cone

a surface S.
m =0) to demonstrate

is one third the volume of the

cylinder having the same base and height.


C.7. The electric field generated by

of moment

a z-directed

electric dipole

p,located at the origin, is

where

p = pez

"

E(r)

r3

40

and

p)er

3(er

r is a spherical

coordinate. Find the

components of E(r) inthe spherical coordinate system.


Calculate

Eand

E.

C.8. Show that the parabolic cylindrical coordinates

defined by the equations

y,z

,,.

are Cartesian
factors hu hv

constant

hz

x = (u 2

v )/2, y

u,v,z,

=uv,z = z,where x,

are orthogonal. Find the scale


are the u= constant and v =

coordinates,

What shapes

surfaces? Write

an expression

for

f inparabolic

cylindrical coordinates.
C.9. Show that the elliptic cylindrical coordinates

defined by the equations

where

x = cosh

cos,

y = sinh

, , z,
sin,

z = z,

x, y,z are Cartesian

, are orthogonal.

are the = constant

,,.

<

coordinates, and 0 ,

Find the scale factors h


and

= constant

hz

What shapes

surfaces? Write

an

Calculus

ofVariations

273

DCalculus of Variations
D.1
It is

Euler-Lagrange Equation

a well-known

fact, first enunciated by Archimedes,

that the shortest distance between two points in


is

straight-line.

demonstrate

However,

suppose

that

we

plane

wish to

Let us
curves, y(x), which run
points, A and B, in a plane, as illustrated

this result

principles.

from first

consider the length, l, of various


between two fixed

inFigure D.1. Now, l


takes the form
Z

[dx

+ dy 2] 1/2 =

[1+ y

2(x)]

1/2

dx,

(D.1)
where

dy/dx. Note that lis

y(x). In mathematics,

functional.

a function

a function
of

of the function

a function

is termed

Figure D.1: Different paths between points A and B.

Now, in order to find the shortest path between points


A and B, we need to minimize the functional l
with respect

to small variations

in the function y(x), subject to the

constraint that the end points, A and B, remain fixed. In


other words,

we need to solve
l

= 0.
(D.2)

The meaning of the above equation is that if y(x) y(x)

+
where y(x)
isabove
small, eq
then
the first-order
Thy(x),
e meaning
of the
uation
is that ifvariation
y( x)
in
l, +
denoted
vanishes.
words,
l
ord
le
+
y(x)
y(x ),l,
where
y (x) isIn
sm other
all, then
the fir
st2).

O(y

obviously

The particular
yields

function y(x) for which l

an extremum

of l
(i.e., either

or a minimum). Hopefully, inthe case under


it yields a minimum of l.
Consider a general functional of the form
Z

F(y,y
a

(D.3)

x)dx,

=0

a maximum

consideration,

are

where the end points of the integration


that y(x) y(x)
where

+ y(x).

fixed. Suppose

The first-order variation in I


is

written
Z

F
y

dx,

274
FLUID MECHANICS
where y

=d(y)/dx.

Setting I to zero, we obtain


Z

F
y

dx

0.

(D.5)
This equation

must be satisfied

for all possible

small

perturbations y(x).
Integrating

the second term in the integrand

above equation by parts,


Z

"

"

!#

of the

we get
ydx

dx

#ba

F
y

=0.
(D.6)

are fixed then y = 0 at x = a and x


= b.Hence, the last term on the left-hand side of the above
equation is zero. Thus, we obtain
Now, if the end points

"

!#

dx

ydx

=0.

(D.7)
The

above

equation

must

perturbations y(x). The only


is for the

expression

integral to be

zero.

be

satisfied

way

in which this is possible

enclosed in

square

for

brackets in the

Hence, the functional

extremum value whenever

all small

I
attains

an

dx

0.

(D.8)

as the Euler-Lagrange equation.


Let us consider some special cases. Suppose that
does not explicitly depend on y. It follows that F/y
This condition is known

0. Hence, the Euler-Lagrange equation (D.8) simplifies to


F
y

const.

(D.9)

suppose

that F does not depend explicitly


,
Multiplying Equation (D.8) by y we obtain
Next,

on x.

dx

0.

(D.10)

However,

y
dx

F
y

+y

dx

(D.11)
Thus, we get

dx

=y

+y

(D.12)

an

Now, if F is not
right-hand

side

of

explicit

the

function

above

of

equation

then the

is the

total

we obtain

derivative of F, namely dF/dx. Hence,

y
dx

F
y

dF

dx

(D.13)
which yields

F
y

const.

(D.14)

case

to Equation (D.1) and (D.3). Hence, F

is not

an explicit

under consideration,

we have

Returning to the

+ y 2, according

p1

function of y,so Equation (D.9) yields


F
y

y
p1

+ y 2

c,

(D.15)
where

c is a constant.

So,

const.

c2
(D.16)

Of

course, y

= constant

Thus, the shortest distance between


plane is indeed

a straight-line.
two fixed points in a

is the equation of

a straight-line.

Calculus ofVariations

275

D.2

Conditional Variation

we wish to find the function


or minimizes the functional

Suppose that

maximizes
Z

y(x) which

F(y,y

x)dx,

(D.17)

subject to the constraint that the value of


Z

G(y,y

x)dx

(D.18)

remains constant. We

can

achieve

our

goal by finding

an

new functional K = I
+ J, where (x)
an undetermined function. We know that J = 0, since
the value of J is fixed, so if K = 0 then I = 0 as well.
In other words, finding an extremum of K is equivalent to
finding an extremum
of I. Application
of the
extremum of the
is

Euler-Lagrange

equation yields
"

dx

[G]

dx

+
y

[G]

0.

(D.19)
In

principle,

constraint

the

above

(D. 18), yields

equation,

the functions

Incidentally, is generally termed


Fand G have

no explicit

together
(x)

a Lagrange

x-dependence

with

the

and y(x).

multiplier. If

then is usually

constant.
As an example, consider the following famous problem.
Suppose that a uniform chain of fixed length l
is suspended

by its ends from two equal-height

a distance a apart,

where

fixed points which

a < l.What

are

is the equilibrium

configuration of the chain?


Suppose that the chain has the uniform density

length . Let the

x- and y-axes

per unit

be horizontal and vertical,

respectively, and let the two ends of the chain lie at (a/2,
0). The equilibrium

configuration

of the chain is specified

by the function y(x), for a/2

+a/2, where y(x)

ed
is the vertical distance of the chain below its end points

at horizontal position

x. Of course,

y(a/2)

= y(+a/2) = 0.

According to standard Newtonian dynamics, the stable


equilibrium state of

potential

energy

a conservative

the systems

which minimizes

= g

energy.

Now, the

of the chain is written

dynamical system is one

potential

yds

a/2

= g

y[1+ y

2]

1/2

dx,

a/2

(D.20)

where ds

pdx
2

the chain, and


Hence,

we

variations

+ dy 2

is an element of length along


pdx
is the acceleration due to gravity.

need to minimize

U with respect

in y(x). However, the variations

to small

in y(x) must

conserve the fixed length of the chain. Hence,


our minimization procedure is subject to the constraint that
be such as to

ds

a/2

[1+ y

2]

1/2

dx

a/2

(D.21)
remains constant.

It follows, from the above discussion, that

minimize the functional

we need to

a/2

=U+l =

(gy

+ )[1 + y 2] 1/2

dx,

a/2

(D.22)

where is an, as yet, undeterminedconstant. Since the


integrand inthe functional does not depend explicitly

we
y

on x,

have from Equation (D.14) that

(gy

+ )[1 + y 2] 1/2

(gy

+ )[1 + y 2] 1/2

=k,

(D.23)
where k is a constant. This expression reduces to
?
2

?2

1,

276

FLUID MECHANICS

where

= /k, and h = k/g.

Let

+
h

coshz.

(D.25)
Making this substitution, Equation (D.24) yields

dz

dx

1.

(D.26)
Hence,

+ c,

(D.27)
where

c is a constant.

It follows from Equation (D.25) that

y(x)

h [

cosh(x/h

c)].

(D.28)

The

above

solution
contains
three
undetermined
,
constants, h,
and c. We can eliminate two of these

constants
y(a/2)

by

application

of

the

boundary

conditions

= 0. This yields

cosh(a/2

c)

0.

(D.29)

Hence,

c =0,and
y(x)

= cosh(a/2h). It follows
= h [cosh(a/2 h)

that
cosh(x/h)].
(D.30)

The final unknown

constant,

h, is determined

via the

application of the constraint (D.21). Thus,


Z

a/2

[1
a/2

+ y 2] 1/2

dx

a/2

=2h sinh(a/2h).

cosh(x/h)dx
a/2

(D.31)
Hence, the equilibrium configuration of the chain is given
by the

curve

as a catenary

(D.30), which is known

(from

the Latin for chain), where the parameter hsatisfies


?

2h

D.3

sinh

2h
(D.32)

Multi-Function Variation

Suppose

that

we

wish

or

to maximize

minimize

functional
Z

F(y1,y2

,,yF

,y ,y ,,y

the

x)dx.

(D.33)
Here,

the integrand

independent
straightforward

functions

F is

now a

yi (x), for

extension

functional

1, F. A

fairly

in Section D. 1

of the analysis

yields F separate Euler-Lagrange

of the F

equations,
!

dx

F
i

0,

yi

(D.34)

for i

1,F, which determine the F functions yi (x). If F

does not explicitly depend

on the function

yk then the kth

Euler-Lagrange equation simplifies to


F
y

const.

(D.35)

Likewise, if F does not explicitly depend


Euler-Lagrange

on x

then all F

equations simplify to

const,

(D.36)

for i 1,F.
Calculus ofVariations

277

D.4

Exercises

D.1. Find the extremal

curves y = y(x) of the following

constrained optimization problems, using the method of

Lagrange
multipliers:
R 1 hy

(a)
R

i
2

+x 2

R 1

dx,such that

(b)

dx,such that y(0)

= y() =0,and

dx

= 2.

dx

= 2.

(c)

R 1
0

ydx, such that y(0)

= y(1) = 1,and

p1

+ y 2

dx

=2/3.

D.2. Suppose Pand Q are two points lying inthe x-y plane,
which is orientated vertically such that Pis above Q. Imagine
there is

a thin, flexible

wire connecting the two points and lying

entirely inthe x-y plane. A frictionless bead travels down the

wire,
impelled by gravity alone. Show that the shape of the
wire that results inthe bead reaching the point Q inthe least

amount
of time is a cycloid, which takes the parametric form

x()
y()

=
=

k ( sin ),
k (1 cos ),

where k is a constant.
D.3. Find the

curve

y(x), in the interval 0

x p, which

length and maximizes


Z

ydx.
0

278
FLUID MECHANICS

Ellipsoidal

Potential

Theory

279

EEllipsoidal Potential Theory

is of

,.

Let

us
x2

adopt the right-handed Cartesian coordinate system x1

x3

Consider

homogeneous

ellipsoidal body whose

outer boundary satisfies


2
x1
2

a1

x 22
2

a2

x 32

a 32

1.

(E.1)

Let

us

potential

x2

calculate

energy

gravitational

a unit test

potential

mass) at

some

(i.e.,

the

point P (x1

x3 ) lying within this body.


Consider

the

of

the

mass

the contribution

contained within

to the potential at P from

a double cone,

whose

apex

is

P, and which is terminated in both directions at the bodys

cone subtends a
a volume element is written dV = r 2
drd, where r measures displacement from P along the
axis of
the cone. Thus, from standard
classical
outer boundary. See Figure E. 1 If the

solid angle d then

gravitational theory, the contribution to the potential takes

the form
Z

dV

dV,
r

(r)
(E.2)

where

= |PQ|,

= |PR|,

and is the constant

mass

we obtain

density of the ellipsoid. Hence,

d
Z

rdr +

rdr

= 1G(r

+ r 2)d.

(E.3)
The net potential at P is obtained by integrating

over

all

solid angle, and dividing the result by two to adjust for


double counting. This yields

From Figure

E. 1

1
G
4

(r

+ r 2)d.
(E.4)

the position

vector of point Q,

relative to the origin, O, is

where

x = (x1

,,
x2

=x +r

n,

(E.5)

x3 )is the position vector of point P,

and na unit vector pointing from Pto Q. Likewise, the


position vector of point R is

=x+r

n.

(E.6)
However, Q and R both lie

on the

bodys outer boundary.

It follows, from (E.1), that

and r

are the two roots of

xi

+ rni

!2

ai

i=1,3

1,

(E.7)
which reduces to the quadratic
A

= 0,

r2 + B r + C

(E.8)

where

ni2

i=1,3

(E.9)

xi ni

2
i=1,3

(E.10)

=
i=1,3

a i2

2
i

a i2

a i2

,
,

1.

(E. 19 )
280

FLUIDMECHANICS

r
O

Figure E.1: Calculation of ellipsoidal gravitational


potential.

Now, according to standard polynomial equation theory,

+r

= B/A,

and

r r

= C/A. Thus,

r 2 + r 2

=(r

+r

2r

B
A

2
2

CA

(E.12)
and (E.4) becomes

1
G
2

?Pi=1,3

?2

Pi=1,3

xi ni /a i
?Pi=1,3

?2

ni2 /a i2

Pi=1,3

x i2 /a i2

ni2 /a i2

d.

(E.13)

The above expression


Pi,j=1,3

can also be written

1
G
2

xi

xj

ni

n j /(a i2 a 2j )

?Pi=1,3

?2

ni2 /a i2

Pi=1,3

Pi=1,3

x i2 /a i2

d.

ni2 /a i2

(E.14)

However, the cross terms (i.e., i j)integrate to zero by

symmetry, and

we are left with


Pi=1,3

12
G

x i2 ni2 /a i4

?Pi=1,3

?2

ni2 /a i2

Pi=1,3

Pi=1,3

x i2 /a i2

ni2 /a i2

d.

(E.15)
Let
It follows that

Thus, (E.15)

can be written

where
I

d
Pi=1,3

ni2 /a i2

(E.16)

1 J

?Pi=1,3

ai ai

Ai
i=1,3

Ai

12

1 J

a i2

ai ai

(E.17)

d.

?2

ni2 /a i2

2n i /a i

x i2

(E.18)

(E.19)

281

Ellipsoidal Potential Theory

At this stage, it is convenient

to adopt the spherical

angular coordinates, and (see Section C.4), in terms

of which

cos,

(sin

sin

sin,

cos),
(E.20)

and d

=sindd.

We find, from (E.16), that


Z

/2

=8
0

sin

sin

a 22
Let t

/2

sin

cos

sind

a1

cos 2

d.

a 32

(E.21)

=tan. It follows that


Z

/2

=8

sind
0

dt

a + bt 2

/2

=4
0

sind
(ab)

1/2

(E.22)
where
sin

(E.23)

2
a1

sin

cos 2

a 32
cos 2

a2

a3

,
.

(E.24)
Hence,

we obtain

J
Z

=4a1

a2

/2

sin

a3

(a

2
1

+ a 32

sec 2

tan 2 ) 1/2 (a

d
2
2

+ a 32

tan 2 ) 1/2

(E.25)

Let

u=a 32

tan . It follows that

=2a1

du

a2 a3

(E.26)
where

(a 1

u)

1/2

(a 2

u)

1/2

(a 3

u)

1/2.

(E.27)
Now, from (E.19), (E.26), and (E.27),

Ai
Z

2a1 a2 a3

ai ai

= 2a1

2a1 a2 a3

a2 a3

du
2

(a i

+ u)

du
ai

ai

(E.28)

Thus, from (E.18), (E.26), and (E.28),

du

2a1 a2 a3

a i2

du

34
GM

xi

i=1,3

(E.29)

where
Z

(E.30)

=
0

du

du
2
(a i

+ u)

,
.

(E.31)
Here, M

mass

= V and V = (4/3) a1 a2

a3

are

the bodys

and volume, respectively.

The total gravitational potential

energy

of the body is

written
Z

dV,
2

282

FLUIDMECHANICS

where the integral

over

is taken

all interior

points. It

follows from (E.29) that


3
GM

15

ai

i=1,3

(E.33)
In writing the above,

use

demonstrated result

x i2

dV

2
du

has been made of the easily

= (1/5)a
=

2
i

V.Now,

a i2

i=1,3

(a

2
i

+ u)

(E.34)

so

X
i

a i2

i=1,3

a i2

=
Z

"2
d

=
0

du

i=1,3

2
(a i

+ u)

du

du

= 0

(E.35)

Hence, we obtain
U

GM

10

(E.36)

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