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FINAL PAPER
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0706291243
International Relations Department
Academic Year 2009/2010
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CHAPTER I
INTRODUCTION
1.1. Background
Northeast Asia is a complex region. Despite the fact that it only contains four
member countries (People‟s Republic of China, Japan, North Korea, and South Korea), to
create a form of regionalism in Northeast Asia is indeed a difficult task. The reason why it is
so hard to bind all those countries together in a form of regional institution is because those
four countries still have too many differences that will hamper the regionalisation process
among them. Among those differences exist, the historical background and the differences in
each countries‟ political system are deemed to be the main issues that prevent Northeast
Asian countries to take further step in regionalisation process.
In his book titled “Northeast Asia‟s Stunted Regionalism: Bilateral Distrust in the
Shadow of Globalization”, Gilbert Rozman stated a few constraining factors to the emergence
of Northeast Asian regionalism.1 One of the factor is the modernization that happened among
them. The development instability that emerges as a consequence of modernization creates a
resistent of openness among Northeast Asian countries, while this openness is indeed crucial
to create a regionalism. Modernization and globalization increase the reluctancy of Northeast
Asian countries to open itself in an international arena. Therefore, the Northeast Asian
countries prefer to execute protectionism instead of to bind itself together in a form of
regional institution.
The second factor that hamper the emergence of regionalism in Northeast Asian
region is the historical background which creates abhorrence between two big countries in
Northeast Asia, Japan and China. The bad relations between Japan and China is started from
the World War II era, when the Japanese army attacked and killed Chinese people atrociously.
At that time, Hirohito who acted as Japan‟s leader, ordered Japanese army to strike and to
prevail China. The Japanese, at that time, called Chinese people as “Chancorro” (which
1
Gilbert Rozman, Northeast Asia’s Stunted Regionalism: Bilateral Distrust in the Shadow of Globalisation.
(United States: Cambridge University Press, 2004).
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means a contemptible race, much lower than human race), and because Japanese army
considered Chinese as a despicable creature, they acted like they get permission to assail
Chinese people viciously. Plundering, raping, murder, and much other criminal actions
occurred throughout China. All those actions had a common goal: to create the Emperor of
Japan in China.2 This bad historical background creates a hatred among Chinese people
towards Japanese. As we stated previously, bad historical background between China and
Japan is deemed to be the main constraining factor which hamper the regionalisation process
in Northeast Asia region. Without a reconciliation in China and Japan‟s relations, the
regionalism in Northeast Asia is still like a castle in the sky.
Another constraining factors that also hampers the creation of regionalism in
Northeast Asia region is the lack of willingness among Northeast Asian countries to negotiate
and to make a cooperation between and among them.3 This is proved by the small number of
cooperation that emerges among countries in Northeast Asia region; and if the cooperation
does exist, it always comes with the intervention of another countries outside Northeast Asian
countries. Furthermore, the cooperation that involved Northeast Asian countries oftenly be
terminated due to the the lack of intention among them. For example, Japan and South Korea
once had made a cooperation agreement, shown by the visit of South Korea President Kim
Dae Jung in Tokyo on October 1998.4 This appointment is in fact a good step towards
cooperation between Japan and South Korea. Yet after this appointment, both Japan and
South Korea had not made any further steps to maintain the relationship, so the negotiation
between them is then stalled. On the contrary, China and Japan had not made any significant
cooperation before.
Although there are many constraining factors in creating a regionalism in Northeast
Asia region, admitedly Northeast Asia is now moving towards the creation of regionalism
among them. This is proved by the willingness of China, Japan, and South Korea to join the
ASEAN+3. They have decided to sit together in a forum, leaving all the differences and
hatred behind, to create solutions as well as decision in a form of cooperation throughout
2
The writer gets this data from a movie titled “Horror in the East”, directed by Edward Herrmann.
3
Gilbert Rozman, loc.cit.
4
John Ravenhill, East Asian Regionalism, Much Ado About Nothing. (Canberra: Australian National University,
Department of International Relations, 2008), p. 22.
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ASEAN+3. This paper will then try to analyze the reason behind China, Japan, and South
Korea‟s intention to join ASEAN+3 as a form of regionalism in Northeast Asia region.
5
Andrew Hurrell, “Regionalism in Theoretical Perspective”, in Louise Fawcett and Andrew Hurrell (eds.),
Regionalism in World Politics: Regional Organization and International Order. (New York: Oxford
University Press, 1995), p. 41.
6
Joseph Nye (ed.), International Regionalism. (Boston: Little Brown and Co., 1968), p. xii.
7
Louise Fawcett, Regionalism in World Politics: Past and Present. http://www.garnet-eu.org/fileadmin/
documents/phd_school/6th_phd_school/Proffesors_papers/Fawcett1.pdf, accessed on Mei 7, 2009,08.38 PM.
8
Bruce M. Russett, International Regions and the International System: A Study in Political Ecology. (Chicago:
Rand McNally and Co., 1967).
9
Yeo Lay Hwee, Realism and Reactive Regionalism: Where Is East Asian Regionalism Heading?
http://revistas.ucm.es/cps/16962206/articulos/UNIS0505230008A.pdf, accesed on Mei 7, 2009, 09.07 PM.
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dependent on each other, as well as on the overall stability of the system.10 The region as
international society is characterized by norms and rules which increase the level of
predictability in the system. Regions can be ordered in the world system hierarchy. Three
structurally different types of regions can be distinguished: core regions, peripheral regions
and, between them, intermediate regions.11 The regions are distinguished, first, by their
relative degree of economic dynamism and, second, by their relative political stability, and
the dividing separating line may run through existing states. The borderlines are impermanent.
Rather, one could think of the hierarchical structure as consisting of zones which the regions
enter or leave depending on their economic position and political stability, as well as their
level of regionness. This means that the regions may be differently situated and defined at
different occasions, or at different times in world history. The level of regionness can
purposively be changed.12
Andrew Hurrell said, regionalism could be used to tackle the bad effect of
globalization. The globalization itself, if not handled carefully, will damage the national
politic instrument. The growing globalisation, therefore, creates urgency to make a collective
arrangement, which will be implemented easily with countries that have a similar historical
background, culture and values, and similar political, security, and economy interest. 24
Therefore, the most important element in creating a regionalism is the similar identity
(history, culture, value), and the similar interest.
22
Björn Hettne, loc.cit.
23
Andrew Payne and Andrew Gamble, “Introduction: the Political Economy of Regionalism and World Order”,
in Andrew Gamble and Anthony Payne (eds.), Regionalism and World Order (Macmillan, 1996), p. 2.
24
Andrew Hurrell, loc.cit., p. 55-58.
25
Young Jong Choi and James A. Caporaso, “Comparative Regional Integration”, in Walter Carlsnaes et.all
(eds.), Handbook of International Relations, (London: Sage Publications, 2002), p. 486.
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state activity in Realist‟s point of view. Although countries decide to cooperate in a form of
regionalism, that does not mean states join the regionalism whole-heartedly; there must be
certain motives that drive the willingness of countries to join regionalism, the motives that
are merely related to their national interest.
Realist view on regionalism is also presented by Joseph Grieco, with its voice
opportunity thesis. In this thesis, Grieco stated that countries tend to find ways to increase
their power in international arena by bonding theirselves together with other powerful
countries in a form of international institution and international policy. 26 With their
attachments in international institutions, countries are trying to increase their role, as well as
trying to reduce any possible obstacles that could harm their national interest. Realist also
believes that underlying power relationship are evident in a regionalism and that the more
powerful states gain more from regional institution than the less powerful. Although
regionalism gives smaller members access to larger members‟ market, the larger members
demand side payments in return.27
26
Ibid, p. 487.
27
Theodore H. Cohn. Global Political Economy, Theory and Practice. (New York: Pearson Education, 2008), p.
270.
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CHAPTER II
CONTENT
28
Yeo Lay Hwee, loc.cit.
29
Giovanni Capannelli, ASEAN Regionalism: How Does It Compare to Europe’s? http://www.eastasia
forum.org/2009/04/21/asian-regionalism-how-does-it-compare-to-europes/, accessed on May 7, 2009, 09.14
PM.
30
Stuart Harris, The Regional Response in Asia-Pacific and its Global Implications, paper presented on 3rd
Annual Conference di University of Warwick, September 16-18, 1999.
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Moreover, the Asian Crisis also reflects the failure of United States of America (US)
as a country that supposedly could guarantee the stability of international financial system.
The failure of International Monetary Fund (IMF) to help Asian countries in overcoming the
crisis creates a disappointment throughout Asian region. Due to the perceived inadequate
response by multilateral institutions, especially the IMF, Japan called for the creation of Asian
Monetary Fund, an institution to control and to supervise Asian monetary condition because
IMF is no longer fit for Asian countries.31 After a watering down of initial proposals, in 2000
the Chiang Mai Initiative (CMI) established swap arrangements which would provide a
regional cushion to countries in a new crisis.32 The cooperation between South and Northeast
Asian countries in monetary and financial area is deemed to be the biggest progress in the
creation of ASEAN+3,33 which will boost further cooperation in other areas later.
In ASEAN 13th Annual Meeting in Singapore, the 13 countries (10 ASEAN
countries plus Japan, China, and South Korea) have agreed to identify many forms of
comprehensive partnership by creating four main agendas. First, politics and security
partnership, based on the need to maintain stability and peace to prevent terrorism in the
region. Second, economic and financial partnership. In trade and investment area, ASEAN+3
seek to implement the reduction and the elimination of tariff, which whill increase the trade
flow and investment throughout the region. Third, the partnership on energy, climate change
and sustainable development. Fourth, partnership on social cultural matters, and fifth,
mechanism of institutional support among ASEAN+3 members.
Most of Asian Pacific academist, like Drysdale, Elek and Soesastro stated that
cooperation between ASEAN countries and the three Northeast Asian countries is
implemented based on three basic principle: opennes, equality, and development. 34 The
principle of openness demands transparency and non-dicriminatory acts in any economic as
well as trade policy among ASEAN+3 members. On the other hand, the principle of equality
means that any activities must be put into practice to give mutual benefits to all of ASEAN+3
31
Naoko Munakata, Transforming East Asia, the Evolution of Regional Economic Integration. (Washington
D.C.: Brookings Institution Press, 2006), p. 102.
32
Richard Pomfret, Asian Regionalism: Threat to the WTO Based Trading System or Paper Tiger.
http://www.voxeu.org/index.php?q=node/309, accessed on May 7, 2009, 09.10 PM.
33
Naoko Munakata, op.cit., p. 106.
34
Yeo Lay Hwee, loc.cit.
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members, by looking on economic and political structure of each country. Whilst, on the
principle of development, ASEAN+3 countries will develop gradually altogether to create an
economic partnership based on voluntary participation and consensus building. 35 The
partnership, moreover, will involve any forms of information exchange, policy dialogue,
regional liquidity arrangement, and decision making process in certain areas like the
coordination of exchange rate value.36
41
Jusuf Wanandi, loc.cit.
42
Ibid, p. 14.
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favoured in a „special relationship‟.43 This argument clearly defines the interest of South
Korea to join ASEAN+3. Along with this intention to have an increased bargaining position,
South Korea also expects to experience an increasing economy cooperation with other
ASEAN+3 countries, so that South Korea could also augment its economy capabilities.
2.4. The Analysis of Realist’s View on Regionalism in the Reason of China, Japan, and
South Korea in Joining ASEAN+3
Although China, Japan and South Korea have many differences and many
restraining factors that could decelerate regionalism in Northeast Asia region; China, Japan,
and South Korea remain to be able to overcome those differences to then be blended and
united in ASEAN+3. The growing modernization that happened throughout the region makes
Northeast Asian countries to close and to protect theirselves from the world. The bad
historical background between China and Japan as two major powers in Northeast Asia
region also makes many scholars think that regionalism in Northeast Asia region is unlikely
to happen. This is also be worsened by the lack of willingness among each of Northeast
Asian countries to cooperate with each other, due to the many differences within. But all of
those things are then changed after the Asian Crisis that hit and destroy the economy and
financial condition of China, Japan, and South Korea. The crisis that happened in 1997-1998
has increased awareness and understanding among China, Japan, and South Korea that the
time for cooperation has arrived; it is the time for them to put aside all the differences, to
combine power together to overcome the present crisis and to tackle the future crisis.
However, behind the motives to overcome the present crisis and to unite power
altogether; China, Japan, and South Korea each have its own agenda and motives in joining
ASEAN+3. Japan, for instance, agree to join ASEAN+3 to preclude China for predominating
regional and global economy. Admittedly, the increasing economy of China has created
awareness and anxiety in Japan, and to limit China‟s deed, Japan joins ASEN+3. This motive
of Japan in joining ASEAN+3 reflects the Realist view on Regionalism, that the preference of
a country to cooperate in regional institution is depended on the country‟s position in
43
Sheila Page, Regionalism Among Developing Countries. (London: Macmillan Press, 2000), p. 17.
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international arena. Japan, in this case, has experienced that their position as the number one
power in Asia declines, along with the emergence of China as the new power not only in Asia,
but also in the world. Japan does not want its position in Asia being defeated by China,
therefore Japan joins ASEAN+3 and therefore, it agrees to invite China in ASEAN+3, so that
Japan could control and could predict China‟s behavior.
On the other hand, China, who experiences the increasing power in Asia, also shows
its willingness to join ASEAN+3. This is a bit perplexing, because without joining
ASEAN+3, China has been a big power in both North and Southeast Asia region. Moreover,
it also has a bad historical background with Japan. Yet that bad historical background is put
asided, China decides to join ASEAN+3 along with Japan and South Korea to fulfill its
national interest, which is to increase its domestic economy growth. By joining ASEAN+3,
China tries to build a good relations with ASEAN+3 members; so in the future, China does
not have to be afraid of threats coming from the neighbour countries, and therefore China
could concentrate more on its domestic development. China‟s motive of joining ASEAN+3
also reflects Realists‟ view of Regionalism, who sees Regionalism as a means to fulfill each
country‟s national interest, and who sees regionalism as a condition in which every members
still holds its own national interest as its main objective.
The motive of the third country, South Korea, also reflects Realist view on
Regionalism in looking ASEAN+3 phenomenon. South Korea‟s motives reflects the voice
opportunity thesis as mentioned previously in the framework of thinking section. By joining
ASEAN+3, South Korea tries to increase its bargaining position in the international arena.
South Korea realizes that it does not have as much power as Japan and China, therefore it
joins ASEAN+3 so that it could, at least, has the same bargaining position as other big
countries that also joins ASEAN+3.
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CHAPTER III
CONCLUSION
The case of why China, Japan, and South Korea unites in a regionalism in a form of
ASEAN+3 is indeed a unique case. While these three countries have countless differences
and bad relations to each other, they are willing to put aside their differences, to be united and
to cooperate in a form of ASEAN+3. The willingness of China, Japan, and South Korea
nonetheless could not be separated from each own country‟s intention to overcome the Asian
Crisis that happened at that time. All of the three countries realized that the present
international system is no longer fits their need, and that actually there are an
interdependence among them. This interdependence then drives these three countries to unite,
in order to solve the crisis and to prevent the future crisis together.
However, when China, Japan and South Korea decide to join the ASEAN+3, these
three countries actually have their own motives. The motives of China, Japan, and South
Korea to join ASEAN+3 reflects the view of Realist on regionalism. Although Realist tends
to be skeptical to cooperation, Realist sees regionalism as an instrument to obtain national
interest (like what happened with China‟s motive in joining ASEAN+3), as a way to prevent
and to control potential enemy (Japan‟s motive in joining ASEAN+3), and as an instrument
to increase bargaining position like stated in voice of opportunity thesis (South Korea‟s
motive in joining ASEAN+3). Therefore, the case of China, Japan, and South Korea‟s
enrollment in ASEAN+3 provides a good example to prove the fidelity of Realist view on
regionalism. The role of national interest element in predicting state‟s behavior, along with
the security dilemma that emerges from potential enemy, as well as the necessity to increase
bargaining position in international arena give a broader image to explain the reason why
China, Japan, and South Korea decide to develop a regionalism in a form of ASEAN+3.
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