RESPONSE TO ROSENS PARADOX AND KUHNS PARADIGM SHIFTS
_______________ A Thesis Presented to the Faculty of San Diego State University _______________ In Partial Fulfillment of the Requirements for the Degree Master of Arts in Philosophy _______________ by Nader M. Ktait Summer 2011
iii Copyright 2011 by Nader M. Ktait All Rights Reserved
iv DEDICATION My thesis is dedicated to my great uncle, Hussein. The small city of Acre knew him as Abu Alli, a wise and charismatic man who put family first but never hesitated to lend his hand to all who could have used it. May he rest in peace.
v ABSTRACT OF THE THESIS Determinate Negation in Scientific Revolutions: A Response to Rosens Paradox and Kuhns Paradigm Shifts by Nader M. Ktait Master of Arts in Philosophy San Diego State University, 2011
Determinate negation is a significant principle of Hegels dialectic. It is believed that all developments of human knowledge undergo the claims under this principle, in that the recognition of an internal contradiction in a communitys beliefs leads to a resolution of that contradiction. The resolution is then followed by a positive, unique and necessary result. My thesis examines determinate negation in relation to scientific revolutions. I argue against Michael Rosen criticisms against determinate negation applicability to science and compare the effects of my argument to Thomas Kuhns perspective on why Kuhn believes normal science is incapable of critically appraising the state of its development toward truth. The responses to Rosen and Kuhn also bring up an interesting question as the whether scientific revolutions could lead to moments of regression and whether a regression is also gives us reason to deny that there actually determinate negations at work in scientific revolutions. In addition, we consider how the question about regressions becomes quite relevant to Stanfords anti-realist argument, the problem of unconceived alternatives. We examine and discuss Stanfords argument as well as a possible response, which Hegel might provide to this anti-realist argument.
vi TABLE OF CONTENTS PAGE ABSTRACT ...............................................................................................................................v ACKNOWLEDGEMENTS .................................................................................................... vii CHAPTER 1 INTRODUCTION .........................................................................................................1 2 ON HEGELS DIALECTICS ........................................................................................4 The Doctrine of Essence ..........................................................................................4 The Role of Mediation .............................................................................................8 The Absolute Truth of the System ...........................................................................9 3 THE POST FESTUM PARADOX ..............................................................................14 Contradiction and Negation in Dialectics ..............................................................15 Truth and Rationality in Science ............................................................................18 4 A RESPONSE TO ROSEN USING HEGELS SCIENCE OF LOGIC .....................22 Arguments Against the Dialectic ...........................................................................22 First Kind: Contradictions in Dialectics ................................................................23 Second Kind: The Truth is the Whole .................................................................26 5 THOMAS KUHN IN PHILOSOPHY OF SCIENCE .................................................34 Normal Science, Anomalies and Paradigm Shifts .................................................34 Phlogiston Theory and the Chemical Revolution ..................................................39 6 TRUE KNOWLEDGE AND THE RATIONAL THEORY CHOICE ........................41 Kuhn on Common Standards .................................................................................42 The Determinate Negation Made in a Scientific Revolution .................................45 7 THE SCIENTIFIC REALISM IN HEGELS EPISTEMOLOGY ..............................48 Arguments Against Scientific Realism ..................................................................50 The Problem of Unconceived Alternatives ............................................................56 8 IN CONCLUSION.......................................................................................................60 REFERENCES ........................................................................................................................62
vii ACKNOWLEDGEMENTS I am very happy with the way my thesis turned out and I owe a lot of credit to my advisors, especially to Tom Weston. My thesis deals with a challenging subject and I thank Tom for dedicating a great deal of his time to helping me learn Hegels philosophy and issues in the philosophy of science. Tom played an essential role in the development of my thesis. His enthusiasm and guidance managed to make my thesis journey an enjoyable one. I also want to thank Professor Darrel Moellendorf, who in addition to helping me with my thesis has also made me a better philosopher. I also appreciate Professor Emanuele Saccarellis contribution to my thesis, for the time he spent reading my drafts and helping me organize my thesis. In addition, I extend my gratitude to the entire Department of Philosophy at San Diego State University. This department is filled with an inspiring faculty and respected professors, especially professors like Steve Barbone. Steve has not only been excellent graduate advisor for me, he was also a great teacher and friend. Like so many of the professors I was fortunate to cross paths with, I believe that Steve is a great asset to the Department of Philosophy. And of course, I would like to thank my family. I am grateful to have such a great older sister, younger brother and younger sister who constantly support and encourage me to pursue my goals. I am also very fortunate to have such great parents. I give credit for my strong work ethic and ambitious mentality to the positive influence that my parents have had on my life.
1 CHAPTER 1 INTRODUCTION The question on whether scientific knowledge is true knowledge is a philosophical question. Science does not ask such a question because this is not the kind of question that science considers a scientific question. The scientific community assumes that what it knows (so far) is the truth and whenever a scientist finds herself questioning that assumption she may also find herself engaged in a practice that is no longer called science. Science does not practice philosophy, science is too busy building its knowledge of reality, using what it knows to unravel certain mysteries of the world that it believes it can unravel based on the knowledge that it currently has. It is up to philosophy, then, to deal with the difficult question on whether science is indeed finding truth. To see philosophy in this light is to agree with Hegel on what he believes philosophy really does. According to Hegel, philosophy is a speculative science that is different than what we understand to be the normal sciences, like biology, chemistry or physics, because philosophy engages itself in a reflective activity. In The Encyclopaedia Logic, Hegel writes, speculative science does not leave the empirical content of the other sciences aside, but recognizes and uses it, and in the same way recognizes and employs what is universal in these sciences. 1 Thus, when philosophy uses the other sciences as the content of its reflective activity philosophy becomes the philosophy of science. Hegels philosophy is a system called the dialectic. Like all his other philosophies, Hegels philosophy of science is built off the laws and principles defined under his dialectical system. The dialectic calls the developments of human knowledge dialectical developments. For instance, when the scientific community experiences a revolution the community also experiences the consequences of making, what Hegel calls a determinate negation. The dialectic believes that changes are caused by internal contradictions and a revolution is a type
2 of this internal contradiction. A determinate negation, then, is the positive, unique and necessary result of the internal contradiction. Scientific revolutions are not the only kinds of revolutions that undergo determinate negations. In fact, scientific revolutions are not usually a topic discussed in Hegel, but in my thesis I am primarily concerned with Hegels philosophy of science. The topic for my thesis was initiated through a reading of Michael Rosens Hegels Dialectic and Its Criticism. In his book, Rosen argues that Hegels philosophy is incompatible with the way that science accumulates its knowledge. I found that Rosens interpretation of the dialectic was blemished and as result, his criticisms equally defective. And so, in my thesis I provide a defense of Hegels determinate negation against, what Rosen calls, the post festum paradox by considering reasons and examples from scientific history that support Hegels principle, determinate negation. In addition, because Rosen references Thomas Kuhns work, dealing with this issue about sciences progress finding truth, as a basis to deny Hegels perspective of truth, I discuss the implications of determinate negation in facing Kuhns philosophy. The topic for my thesis is derived through a series of discussions that are presented in the following seven chapters. In chapter two, we discuss some important sections from the Science of Logic where Hegel explains aspects of his dialectical framework, including the contradictory relationships that lead to a determinate negation. In chapter three, I discuss Rosens post festum paradox and why it creates a problem for Hegels dialectic, and in chapter four, I present a response to the post festum paradox and explain why my response also initiates a further discussion on whether determinate negations are actually made in scientific developments. Chapter six is about Kuhns philosophy regarding scientific revolutions and what he calls paradigm shifts. In chapter seven, we then address the differences between Hegels perspective on scientific developments and Kuhns perspective, as well the possible ways that Hegel might respond to Kuhns perspective. Based on this possible response, I will argue that Hegels perspective on scientific developments is more compatible with the way science works because a lot of Hegels ideas are compatible with scientific realism. And finally, in order to further support the compatibility between Hegel and scientific realism, I consider how Hegel might respond to the two common anti-realist
3 arguments and also a significant anti-realist argument, called the problem of unconceived alternatives.
4 CHAPTER 2 ON HEGELS DIALECTICS The dialectic is a philosophy about the nature and causes of change. The dialectic also functions as a system, used for analyzing and understanding the historical development of human knowledge as a dialectical process. Hegel used the dialectic as a system, providing him with a way to make sense of how contradictions can lead to developments. The dialectic theory is based on the idea that all changes are a result of contradiction. Changes, in the form of developments, such as the developments in scientific knowledge, come from the resolutions of contradictions, a process that is referred to as the principle of determinate negation. Determinate negation is the principle that governs the movement in Hegels dialectic. The principle defines the outcome of a dialectical movement and assesses what the result of the movement consists of. In dialectics, when a contradiction emerges it is resolved through a form of mediation. Determinate negation is the principle that explains that what results from a contradiction is only one possible and unique result; a result in which one regards as a development from contradiction. THE DOCTRINE OF ESSENCE In Science of Logic, there are four kinds of relationships Hegel discusses that are helpful and important to understanding how a dialectical contradiction arises and necessitates change. The four relationships are identity, difference, opposition and then contradiction. By discussing these four relationships, we will be able to get a better sense of why Hegel believed that a contradiction emerges from the series of outcomes in determining the three other relationships. The first relationship is identity. When trying to determine the identity of a particular subject matter (a concept or entity), Hegel believed the determination of the identity of an entity requires us to consider other kinds of relationships as well. 2 The relationship a
2 For the sake of simplicity, we are discussing how Hegels dialectical relationships apply to entities but
5 particular entity has with itself does not allow us to determine its unique and individual identity, especially since the identity of an entity does not only depend on what constitutes this particular but also depends on what does not constitute this entity. In other words, the actual identity of an entity is always accompanied by difference and the difference is established through analyzing the entitys relationships with other entities. Hegel provided an example of why other relationships need to be looked at when determining an identity: If anyone opens his mouth and promises to state what God is, namely God is God, expectation is cheated, for what was expected was a different determination; and if this statement is absolute truth, such absolute verbiage is very lightly esteemed; nothing will be held to be more boring and tedious than conversation which merely reiterates the same thing, or than such talk which yet is supposed to be truth. 3
The determination of an identity is not possible unless the entity relies on something other than itself; this means that the determination of an entity is also a determination of a difference. The determination of an entity, the one that provides us with a clear identification of what the entity is, becomes a determination that is also accompanied by difference. 4 According to Hegel, the determination of a difference allows us to separate the identity of one entity from the identity of others. 5 Thus, an entitys identity requires difference as well. The process of identity through difference may encounter one of two other essential forms of relationships, opposition and contradiction. Any two entities are bound to share some of the same characteristics and properties with one another but this does not necessarily mean that they contradict one another. As I mentioned, what matters is the sense in which the two entities are different, and by sense I mean a category or a condition. For instance, if we set up different categories or conditions to assess the relationship between a baseball and football we are able to make sense of how these two objects are similar and also
the subject matter concerns both entities and concepts. 3 G.W.F Hegel, Science of Logic, trans. A.V. Miller (Amberst: Humanity Books, 1969), 415. 4 I mentioned the word (clearly) and it may be helpful to elaborate on my usage of this term. What provides us with a clear understanding is a uniqueness that sets apart the identity of one entity from the rest. Often times, a particular identity of one entity can also function as a category. If the identity of a thing is entity, then this identity is a category because all things that share this identity are entities. As I will discuss later, to be independent is to have an identity that also establishes a difference. 5 Hegel, Science of Logic, 414.
6 different. A baseball and football share certain characteristics and properties that allow us to associate the identities of both objects under common categories (like how each object is a ball and is also affiliated with a sport). But there is at least one category that the objects do not share with one another, and this unique category is what provides us with a clear understanding of what each objects identity really is (the type of ball that the object is, for instance). Hegel says that two of the most basic examples of how relationships contain oppositions, that allow each side to be different and capable of coexisting with the other side, are the relationships between above and below and right and left. 6 What each example shows us is that in each pair one side is directly identified by its relationship to its opposite side. For example, even though right is the opposite of left we cannot understand what a right side is without also understanding what a left side is. These two sides, right and left, are related by their differences and this difference allows us to treat two opposites in a unity. To properly understand below we must also understand its opposite, above. Notice in these two examples how right or below does not interfere with the left or above but actually helps us understand those opposites. The ability to provide a non-interfering identification of opposites is essential to forming a unity among entities and it is also essential to understanding a contradictory relationship, an issue that we shall discuss momentarily. To be able to treat identities as a unity is especially important in Hegels dialectics. Oppositions allow for unity because two things that are in opposition are also unified by their ability to provide identities of their opposites because of their difference in relationship. The relationship between right and left is also a relationship that allows us to provide a distinction between one and the other. A distinction allows us to treat two different entities as entities with independent and unique identities; each entity has its own distinct identity, in one respect (below and above are each their own identity) and, in another respect, each sides identity depends on the identity of the other side (we cannot identify what is above if we cannot identify what is below us).
6 The most trivial examples of above and below, right and left, father and son, and so on ad infinitum, all contain opposition in each term. That is above, which is not below; above is specifically just this, not to be below, and only is, in so far as there is a below and conversely, each determination implies its opposite (Hegel, Science of Logic, 441).
7 Interfering entities turns the relationship between these two entities into a contradictory relationship, rather than an opposition. The relationship between entities that contradicts one another is caused by an instance where two entities are unable to establish an identity that separates them into two independent entities that are capable of coexisting in unity. 7 An entity is in unity with other entities if the entity has an identity that is independent and also dependent on the identities of other entities. Hegel believes that independent entities are related through difference, but when there is no unique characteristic that sets the identities of two entities apart then the identities interfere with each other. When such interference occurs, there exists a relationship that is in contradiction. Hegel writes, Opposites, therefore, contain contradiction in so far as they are, in the same respect, negatively related to one another or sublate each other and are indifferent to one another. 8
In this context, indifference to something means not being determined by it. A relationship that is a contradiction is not a relationship that can form a stable unity (one that is not negative and allows for coexistence among different entities), and we will soon discuss what it means to form a unity. In a negative unity, entities are unified because they interfere with each other and entities that are unified in such a way have an unstable relationship towards each other. They continue to conflict with each other and their relationship has an instability that gradually intensifies. Two entities in a negative unity are in contradiction, and Hegel believes that contradictory relationship require a change, or a resolution. It is important to distinguish the opposition from a contradiction because what causes changes and/or developments to occur, according to Hegel is a difference that requires a movement. And only a contradictory relationship creates this sort of a movement.
7 The word (coexistence) is used a lot here and I want to make a point about that. I am not sure if Hegel ever used this word but I thought it was appropriate here because I wanted to illustrate why it is that a contradiction requires a change and why an opposition does not. Entities can coexist when they know their identity opposes another identity, as an opposite, but to be an opposite does not mean that an entity interferes with another entitys state of existence. We find this identity crisis in Hegels section of his Phenomenology titled, Lordship and Bondage, where two self-conscious individuals struggle to establish identities of their own. 8 Hegel, Science of Logic, 441.
8 For as against contradiction, identity is merely the determination of the simple immediate, of dead being; but contradiction is the root of all movement and vitality; it is only in so far as something has a contradiction within it that it moves, has an urge and activity. 9
The key difference between an opposition and a contradiction is that a contradiction causes movement, a change. An opposition does not require a change because opposition is a stable relationship. On the other hand, a contradiction requires change because contradiction is relationship that is less stable than opposition. Two entities in opposition can form a stable unity, where each one coexists within a whole. Contradiction, however, requires change and this change or movement is what Hegel continually refers to as the process of resolving a contradiction. THE ROLE OF MEDIATION A contradiction is resolved by mediation. The focus of my thesis is Hegels epistemology (particularly Hegels view on scientific knowledge) and so it may be helpful to consider Hegels perspective on the development of other kinds of knowledge, like political knowledge. In this section of chapter two, I believe that a comparison of how mediation works in political revolutions may be helpful in understanding how mediation is involved in scientific revolutions. 10 But first, we will discuss what happens when a contradiction is resolved by mediation. The contradictions in politics or economics are the contradictions that can lead to political revolutions. These revolutions are referred to as internal contradictions because they often take place among a community of people with different and conflicting interests. As we have already discussed, it is not necessarily a difference that causes a contradiction because sometimes differences are just oppositions and oppositions do not require a movement towards resolution. But when interests in a community begin to conflict and interfere with each other and gradually attain a level of intensity, Hegel believes this level of intensity can be driven towards a resolution.
9 Hegel, Science of Logic, 439. 10 As we will later see (in chapters five and six especially) political, economical and even scientific knowledge undergo dialectical develops that tend to overlap with each other. Some philosophers, like Kuhn, have made it a point in discussing the influence that politics sometimes has in the causes of scientific revolutions.
9 Mediation is the process in which takes the two entities that are in a contradiction and resolves their negative unity in such a way so that the two entities no longer interfere with each other. The mediation of contradiction requires the introduction of another side, a third side. This third side could be introduced in order to address the differences between the two contradictory sides as well as the relationship between the two. Thus, the resolution of a contradiction requires us to develop a form of mediation, which establishes a new relationship between two contradictory sides. A third side represents the relationship between the two contradictory sides and this third side functions to mediate the contradiction so that the two sides are no longer in contradiction. In Hegels political philosophy, the state plays the role of this third side, when it attempts resolve internal contradictions that arise among its citizens. 11 Hegel recognized that the internal conflicts arise at times, for instance, when the economic interests of different classes in a particular community reach a level of intensity that calls for a political revolution. A reason why such an internal contradiction results in a revolution is because the political institution (existing at the time of the political revolution) may not have been able to properly handle the internal conflict arising among its own citizens. But Hegel is optimistic and believes that human beings learn from their past mistakes, so the newer political institution should be able handle conflicts that the older institution was not able to handle. Thus, the ability to handle further conflicts in a more effective manner is a sign of progress, while the reoccurrence of revolutions indicates regression. THE ABSOLUTE TRUTH OF THE SYSTEM Hegels dialectic is a system that results from the successive resolution of contradictions. In the Science of Logic, Hegel discussed the principles and conditions of the dialectic in a very general way, but because the discussion of the dialectic is general, it allowed Hegel (or so he thought) to apply the dialectic to every aspect of life and determine
11 Hegel writes, But it is the universal (State, government, right) that is the substantial middle term within which the individuals and their satisfaction have and preserve their full reality, mediation, and subsistence. Precisely because the mediation con-cludes each of these determinations with the other extreme, each of them con-cludes itself with itself in this way or produces itself; and this production is its self-preservation.It is only through the nature of this con-cluding, or through this triad of syllogisms with the same terms, that a whole is truly understood in its [organization] (Hegel, The Encyclopaedia Logic, 277).
10 how things change and develop through a dialectical process. For instance, by using the dialectical method Hegels philosophy attempted to provide an account of how true knowledge emerges. According to Hegel, political and even scientific knowledge undergo changes and developments that can be described as a process that is dialectical. The dialectic is also a process directed toward a goal, which is to determine a comprehensive truth, called absolute truth. 12 The way dialectics provides an account of the developments and progress made in attaining truth is based on determinate negation. A negation is a transition to a new entity or process that results from the resolution of a contradiction. To say that is determinate means that it is the unique possible result of this resolution. 13 But another important aspect of the result of a determinate negation is that the result contains both sides of the contradiction. In the Science of Logic, Hegel writes, the result essentially contains that from which it results; which strictly speaking is a tautology, for otherwise it would be an immediacy, not a result. 14 The incorporation of both sides in the result is a significant aspect in the dialectic because Hegel claims the incorporation is what makes the result a positive result. 15
A determinate negation explains how developments are caused by contradictions. The dialectics could then be summed-up as a philosophy about how things develop based on the principle Hegel called determinate negation. The purpose of the principle is to provide a framework and as well as an explanation for how true knowledge emerges in human history. For our purposes, we are concerned with Hegels perspective on scientific knowledge. But where exactly does Hegel mention anything about scientific knowledge that could justify my interpretation and defense of Hegel? In his work, the second book of his Encyclopaedia, Hegel writes,
12 Hegel writes, Finally Idea is absolute truth, truth in and for itself" (Hegel, Science of Logic, 760). 13 In his Phenomenology, Hegel described how the result is conceived as it is in truth, namely, as a determinate negation, a new form has thereby immediately arisen, and in the negation the transition is made through which the progress through the complete series of forms comes about of itself (G.W.F Hegel, Phenomenology of Spirit, trans. A.V. Miller (New York: Oxford University Press, 1977), 51.) 14 Hegel, Science of Logic, 54. 15 Hegel writes, It is of the greatest importance to perceive and to bear in mind this nature of the reflective determinations we have just considered, namely, that their truth consists only in their relation to one another, that therefore each in its very Notion contains the other; without this knowledge, not a single step can really be taken in philosophy (Hegel, Science of Logic, 438).
11 Philosophy in general has, as philosophy, other categories than those of the ordinary consciousness: all education reduces to the distinction of categories. All revolutions, in the sciences no less than in world history, originate solely from the fact that Spirit, in order to understand and comprehend itself with a view to possessing itself, has changed its categories, comprehending itself more truly, more deeply, more intimately, and more in unity with itself. 16
This passage indicates that Hegel believed his dialectical system is applicable to all revolutions, even scientific revolutions. Contradictions cause movement and they also drive the development of scientific knowledge. In making the claim that scientific revolutions undergo determinate negations, we are claim that when the scientific community realizes an internal contradiction in their beliefs they resolve this contradiction and the resolution leads to a positive and unique result. The Copernican revolution provides a great example of a scientific revolution undergoing the effects of a determinate negation. Copernicuss heliocentric model of the universe did not completely replace Ptolemys astronomical theory. At the time when Copernicuss theory was introduced, there had been no consensus on a single theory of planetary motion. Both theories, Copernicuss and Ptolemys were up for debate. Copernicuss theory, however, was able to provide more explanations about planetary motion that Ptolemys theory could not. For example, astronomers who thought the Earth was the center of the universe (as Ptolemys theory claimed) also thought Mars was a planet that had a retrogressive motion. These same astronomers noticed the motion of Mars appeared to be linear, a constant relocation where the planet would only constantly relocate its position between the east and west side of the sky. However, Copernicuss theory provided an alternative explanation of this planets motion. Copernicus claimed that Mars was moving in a circular motion and so was the Earth. When the Earth and Mars orbited around Sun faster Marss orbit because the distance that Mars needed to cover to complete a single orbit around the sun was much smaller than the distance that the Earth needed to cover. Therefore, the reason why it looked like there was a retrogression in Marss motion is because the Earths distance form the Sun is greater
16 G.W.F Hegel, Hegels Philosophy of Nature: Part Two of the Encyclopaedia of the Philosophical Sciences (1830), trans. A.V. Miller (New York: Oxford University Press, 2004), 11.
12 than the distance between Mars and the Sun, and so when the astronomers observe the motion of Mars from Earth it would appear that the planets motion was retrogressive. Although Copernicuss heliocentric model provided more explanations than Ptolemys model, the heliocentric model was not enough to convince the scientific community to abandon their theoretical basis of an Earth centered universe that came from the ideas of Aristotle and Ptolemy, and accept a heliocentric model of the universe. But the reason why Copernicuss theory did not immediately replace Ptolemys was because both theories were supported by the same set of data, and because both theories were supported by the same data it was difficult to prove which theory was more accurate. 17 In other words, neither theory was able to actually explain what was going on in the universe; they only offered plausible accounts. Nonetheless, the scientific revolution that led to this conflict between Ptolemys theory and Copernicuss theory was also the most significant scientific revolution. The reason why this first scientific revolution was significant is because, although Copernicus was not able to establish a paradigm-theory of planetary motion that would help unite and even establish a consensus on a model of the universe, the introduction of Copernicuss theory would provide other theorists alternative models and ideas to work with (besides Ptolemys) with when attempting to find a more accurate theory. The eventual acceptance of heliocentric model of the universe came out as a result of the work that came after Copernicus. Copernicuss rejection was followed by Tycho Brahes attempt to transform Copernicuss model into Tychonic model, or one that was Earth centered. Brahe maintained the assumption that the Earth was motionless, while the Sun and Moon orbited the Earth. However, Brahe proposed the idea that the other planets then orbited the Sun. Brahes attempt to improve Copernicuss theory, however, was prevailed by the work of his own student, Kepler. Kepler made improvements to Copernicuss theory by introducing new data and his theory of elliptical motion. The theory of elliptical motion
17 The old belief that the Earth is motionless and the Sun and other planets revolved around the Earth was a belief that appeared to make more sense to the scientific community than Copernicuss theory. Although it seemed obvious that the position of the Sun changed, it was not obvious that Earth was moving; if the Earth were moving then it would seem its change in location, in relation to the stars, should be observable. But given that distance of the stars from the Earth is an incredibly large distance and telescopes were not going to around for a few hundred years, there was no observable evidence to support heliocentric model.
13 became an important reason why the heliocentric model of the universe persuaded the other astronomers that an Earth centered model was less accurate than a heliocentric model. Thus, the heliocentric model seemed to be the only viable alternative. The transition from an Earth centered model to a heliocentric model of the universes appears to be a scientific revolution that is an example of a determinate negation. The main reason why it may illustrate a determinate negation is because of the process that led to the adoption of the heliocentric model. The conflict that arose between those who supported Ptolemys theory and those who supported Copernicus theory was a stage of scientific development that resembled a contradiction; two astronomical theories agreed with the same data but provided completely different explanations. But this conflict (or contradiction) also became a necessary one because it would lead Brahe and then Kepler to determine a theory that was more accurate, than the older theories. Kepler developed his theory of elliptical motion by using the aspects of what both of the older theories could explain while also considering the aspects that both theories could not explain. In a sense, Hegel might claim that the result of Keplers work was mediated by Brahes attempt to transform Copernican to his own. But Hegels idea that result of a revolution incorporates the older ideas appears to be right, at least in this particular example. 18
18 The acceptance of Copernicuss theory after Keplers elliptical motion theory was not the only reason why the Copernican revolution was a necessary stage of scientific development, that also provides an example of a determinate negation. There were also other developments in science that supported to outcome of the Copernican Revolution and Keplers contribution. Keplers theory would later be used by Newton to determine his work regarding the gravitational motion of the universe.
14 CHAPTER 3 THE POST FESTUM PARADOX In the last chapter, we discussed some of the important aspects of Hegels dialectical system. In this chapter, we discuss a criticism of the dialectics that is called the post festum paradox. By analyzing the issues with Hegels dialectics raised by the post festum paradox, I will show how these issues initiate a further analysis of Hegels dialectic. I will argue that the post festum paradox seems only to arise when a philosopher is unwilling to accept Hegels way of thinking and a further analysis of how the dialectic functions within scientific knowledge is necessary to overcome the criticisms and issues raised by the post festum paradox. In Hegels Dialectic and its Criticism, Rosen provides a critical analysis of Hegelian dialectics. Rosens critical analysis pays special attention to certain issues he found with Hegels dialectic, especially the principle of determinate negation. A determinate negation is a unique stage in dialectical movement, a process in which a unique development arises from a contradiction. According to Rosen, Hegel established certain conditions about the dialectic that prevent a philosopher from being able to legitimately critique the dialectic and to decide whether or not the dialectic can be viewed as a rational or even a true system. By conducting his own analysis of Hegels work, Rosen realized when a philosopher interpreted Hegels work like Rosen did, this philosopher would inevitably encounter a set of significant issues with the dialectic. These particular criticisms of Rosens are directed at determinate negation, the principle that directs the dialectical movement described in the Science of Logic. Many of Rosens disagreements with this principle are based on the following passage from Hegels Science of Logic: All that is necessary to achieve scientific progressand it is essential to strive to gain this quite simple insight [] that what is self-contradictory does not resolve itself into a nullity, into abstract nothingness, but essentially only into the negation of its particular content, in other words, that such a negation is not all and every negation but the negation of a specific subject matter which resolves itself, and consequently is a specific negation, and therefore the result essentially
15 contains that from which it results; which strictly speaking is a tautology, for otherwise it would be an immediacy, not a result. 19
The passage describes the principle, determinate negation, and Rosen finds some problems with this description. In the next section, we will first discuss the problems that Rosen thinks the dialectic encounters when Hegel uses concepts like negation and contradiction, in his description of determinate negation. Secondly, we will discuss why Rosen believes that Hegels claim, the truth is the whole, prevents any philosopher from providing a critical appraisal of the dialectic. CONTRADICTION AND NEGATION IN DIALECTICS In developing his own interpretation of the dialectic, Rosen attempted to focus on the meaning of significant concepts Hegel used in describing his dialectic. By examining dialectical concepts, Rosen believes that showing how Hegel understands them would be important. Rosen thought it would be important because if we could the understand the meanings like Hegel did then we have already established a bit of a common ground and the establishment of a common ground is necessary for ones ability to rationally criticize a philosophical enterprise. Hegels dialectic makes special use of certain concepts that are not familiar to the common understanding of the definition of contradiction and negations. But for Rosen, whenever Hegel uses a concept in an ambiguous way it creates a difficulty for the interpreter. Rosen writes, In interpreting we are concerned with the points of concepts, and this means knowing not just the way in which, actually, the author does use the concept to organize his text, but also, normatively, the way in which it should, ideally, govern all texts in which it might be used. In this way knowing the point of a concept leads us towards knowledge of meaning, knowledge of its semantic power. 20
Rosens perspective on this issue is that although we may not be able to understand the definition of some concept as it was used in every passage in which the particular concept arises, we should still be able to understand what the point of the concept is. According to Rosen, the point of the concept should not only be clear for Hegelians but also to all other
19 Hegel, Science of Logic, 54. 20 Michael Rosen, Hegels Dialectic and Its Criticism, (New York: Cambridge, 1982), 19.
16 philosophical perspectives, even non-dialectical ones. Understanding the point of a concept is one of the conditions for being able to evaluate (or provide a critical appraisal of) Hegels dialectic. However, Rosen believes that, even in dialectics, the point of a concept like contradiction should agree with commonly the understood definition of a contradiction, which Rosen thinks is the definition of contradiction in formal logic. If we refer back to the passage above, about Hegels view on scientific progress, this passage specifically explains the function of the principle, determinate negation, where the resolution of a contradiction leads to a unique and positive result. According to Hegel, if a theory demonstrates that it contains internal contradictions then the aspects that caused the contradiction in that theory are in need of being negated. For the most part, Rosen seems to agree with on this point, but he disagrees with Hegels view that a negation does more than deny the causes of the contradiction. Rosen says the point of the negation is to wipe the board and nothing else. Rosen believes that realizing the existence of a contradiction leads one to recognize the need to start over rather than progressing. Hegel usage of concepts like contradiction and negation seem rather unconventional and ambiguous, according to Rosen; and perhaps, as Rosen suggests, the concepts also seem ambiguous to any philosopher standing outside of this mental framework that the dialectic uses. 21 A philosopher standing outside the dialectic (and evaluating the claims) might not be willing to accept how contradiction and negation are used in Hegels dialectic, because the philosophers acceptance requires an understanding that eludes anyone who has not tried to adopt Hegels method of thinking. If we look at the way contradiction and negation function in the principle of determinate negation, says Rosen, Hegel uses the concept in a way that is contrary to how we would normally understand what the point of a contradiction or negation really is. Rosen writes, To think of negation as all negation would be to think of it as a procedure which is in no way adapted to its objects. The act of negation would then be like the
21 Rosen, the dialectical movement contains features which the philosopher standing outside it would feel no compulsion to grant. We could understand the idea of standing outside as someone who tries to evaluate the dialectic from a perspective that is contrary to Hegels. In other words, someone who stands outside the dialectic is someone who has a non-dialectical perspective (Rosen, 21).
17 wiping clean of a blackboard; whatever is inscribed on the mental slate is wiped off, no matter what its intrinsic character, by one and the same action. 22
But Rosen thinks the point of negation in the dialectic is different than a clean wipe of the blackboard. Rosen says that Hegels understanding of negation involves two separate claims that are supposed to be conjoined to one concept. For Hegel, there are two claims: claim (i) states that negation is not all negation but the negation of a determinate matter which dissolves, and claim (ii) states: that from which it results is essentially contained in the result. Hegel thought the point of a negation in determinate negation includes both claims in such a way that they both are conjoined; that (ii) always follow (i) is a trivial point (a tautology). Hegel has, indeed, claimed that it is actually a tautology that to negate is to produce a negated something, not nothing. Yet very little examination shows the doctrine of determinate negation to be in fact anything but a tautology, in the sense of being trivially true. 23
Rosen argues these two claims are different and not conjoined in any logical sense and it is not common sense to assume claim (i) necessarily (or at all) includes claim (ii) in any form of negation. But this issue that Rosen has with the point of a contradiction and negation in Hegels dialectic leads to another issue that a philosopher would encounter when attempting to provide a critical appraisal of the dialectic. The issue arises from Hegels claim, the truth is the whole and we will now turn our focus to this issue. Rosens interpretation of the dialectic suggests that Hegels claim, the truth is the whole, implies that the truth is only given to us when the dialectic is whole and the dialectic is only whole when it has completed itself. It follows that the system is not true when it is incomplete because only when it is complete can be defined and determined as truth. The reason why it is not possible to rationally criticize Hegels dialectic, says Rosen, is because Hegel made it impossible for any philosopher to establish the basis at which the system could be rationally appraised. Rosen says that determining the rationality (or the truth) of Hegels system is possible only when the dialectic has attained the status of becoming whole, or complete. But Rosen says neither Hegel nor any human being actually lived or will ever live
22 Rosen, 32. 23 Rosen, 31.
18 in a time period that attains the point in which the system becomes whole and actually reaches its ultimate goal, absolute truth (a concept that Rosen thinks means the state of human knowledge that is true and complete). 24
How do these two conditions (the misuse of concepts and the claim, the truth is the whole) relate to each other? According to Rosen, the idea that determinate negations lead to a positive and unique result as a tautology is Hegels understanding of what a contradiction does in the dialectic. Rosen disagrees with Hegels understanding of contradiction for two reasons. First, the definition of a dialectical contradiction is not consistent with the definition of contradiction that is commonly understood in formal logic. Secondly, since formal logics definition of contradiction does not include the claim that developments arise out of contradictions, Hegels determinate negation requires further justification. In particular, Rosen believes that if Hegel includes scientific knowledge as an example of dialectical developments in human knowledge capable of reaching a state of completion then there are further reasons to doubt that determinate negations are even possible. TRUTH AND RATIONALITY IN SCIENCE The requirement of waiting for the dialectic to complete itself creates what Rosen refers to as the post festum paradox (which literally mean, after the event). The post festum paradox recognizes the inability to effectively critique the Hegelian system of dialectics until the reflective movement of consciousness reaches its last stage (as absolute truth). Knowing when the final point is or even giving a rough estimate of when it might be seems rather impossible and even unrealistic. Rosen writes, to criticize Hegel is to claim that the system does not attain validly its point of completion. But to criticize from any point other than the point of completion violates a crucial presupposition of the system itself, namely, that only someone who has really attained its final point can perceive the rationality of its attainment. 25
24 Rosen writes, one obvious interpretation [] as we attain this point of completion, we are not in a position fully to comprehend (and hence to justify or criticize) the method by which it was reached (Rosen, 23). Nonetheless, Rosens understanding of what the end of the dialectic amounts to and the meaning of Hegels absolute truth is a crucial misunderstanding on Rosens part that will soon be discussed. 25 Rosen, 23-24.
19 If we would like to provide a critical appraisal of the dialectic then it looks like Hegel puts us in a very inconvenient position to do so. According to Rosen, Hegel put us in a position where we cannot critique and rationally criticize the dialectical system until the dialectic is all done resolving its contradictions. It seems that Hegel thought he was going to be around to witness the final determinate negation occur and the arrival at absolute truth, at least according to Rosens point of view. 26 But the final determinate negation could not have already occurred because scientific knowledge is not yet complete and so it would appear, Rosen claims, that not even Hegel could have been able to perceive the rationality of [own his dialectical systems] attainment. The reason why we could deny that the dialectic has attained this point of completion seems obvious to Rosen. When Hegel says we are at the end of the dialectic he appears to be referring to human knowledge, which should include scientific knowledge. Scientific knowledge, however, could not have been complete in Hegels time because it is not even complete now. 27
From Rosens point of view, it seems that we are only able to rationally claim that determinate negations are made in history if we know what the final determinate negation and absolute truth look like. One might ask whether it is possible to assess the validity of determinate negation before the attainment of absolute truth, and this question will become especially important in the later chapters on common standards (see chapter six). However, Rosen is convinced determinate negations are not made in scientific revolutions. He even claims that a dialectical account of what happens when contradictions arise in science is not a realistic account. Furthermore, Rosen believes that a dialectical account especially
26 It is important to mention that Hegel does not actually rely on this argument, so we would not be able to find areas of his texts where he might respond to Rosens criticism (on the condition in which we must wait till the end of the dialectic). Hegel was not interested in developing a complete un-falsifiable system. The falsification of a theory is a discussion that Karl Popper was well known for. If Rosens perspective were a Popperian one then it would seem that a system capable of falsification is an important feature in refutation of the theorys validity. Rosen writes, It is worth reiterating that that an objection to this claim that there exist logical means for generating new content in the course of the process of refutation is at the heart of Sir Karl Poppers attack on Hegels dialectic. Refutation, Popper claims, consists in confronting a theory with a logically incompatible observation (Rosen, 39). 27 In this way we have the paradox: to criticize Hegel is to claim that the system does not attain validly its point of completion. But to criticize from any point other than the point of completion violates a crucial presupposition of the system itself, namely, that only someone who has really attained its final point can perceive the rationality of its attainment. I shall call this the post festum paradox (Rosen, 23-24).
20 unrealistic when we consider the current debates in the philosophy of science regarding the issue of true knowledge. Rosen writes, this claim that theories do have such progressive aspirations and that there are common standards between theories according to which they can be judged is exactly what the skeptical trend in modern philosophy of science, pioneered by writers such as Kuhn and Feyerbend, denies. 28
Theories in science, according to Rosen, do not necessary develop when they undergo a contradiction. In the cases where a theory does make a change due to the emergence of an internal contradiction, it is not necessarily the case that this change is really a development. If anything, Rosen believes that his metaphor of blackboard getting wiped clean is a more realistic and appropriate way of viewing the effects of a contradiction, especially a contradiction that arises in scientific revolutions. Rosen even claims, Common sense would say more accurately, surely that the person who has done no more than reject a theory as false has ended up back where he started. 29 Thus, according to Rosen, every contradiction in the history of is not necessarily some moment that precedes a development but rather a step back, perhaps even a moment where a blackboard is wiped clean. If Hegels dialectical system is built on a method of reasoning that is dialectical then Rosen should have made a better effort at understanding what a dialectical perspective entails. Instead, it would seem that Rosen did not attempt to understand the dialectic as Hegel understood it at all. 30 If this is true then Rosens criticisms need to be evaluated, because the semantical approach that Rosen uses does not seem to be a proper method to provide to critical appraisal of Hegel. 31 Thus, in evaluating Rosens criticism of the dialectic, I believe that we should reconsider two questions that Rosen thought he had
28 Rosen, 33. 29 Rosen, 39. 30 To properly analyze and criticize the dialectical way of thinking, Hegel says one must first try to adopt those new ways of thinking. One might argue that Rosen also never tried to apply the new ways of thinking that came with Hegels dialectic. But this implies that Rosen criticized the dialectic without even trying to apply it in Hegels way, a way that could illustrate how Hegel envisioned the dialectics to function as a rational system of understanding developments, especially of scientific knowledge (Hegel, Science of Logic, 26 -27). 31 The semantical approach is a description of Rosens approach that Devries provided in his review of Rosens book. For Rosen, a proper interpretation of the dialectic focuses on the meaning of concepts and by showing how the concept under investigation organizes the discourse in the text (Willem A. Devries, Hegels Dialectic And Its Criticism, a review of Hegels Dialectic And Its Criticism by Michael Rosen (The Philosophical Review, J uly 1984), 450-451).
21 provided answers for. First, in what ways can we make sense of the usage of dialectical contradictions that would be compatible with the definition of a contradiction in formal logic? And secondly, can the claim, regarding the positive development of theories that result from prior-contradiction, be justified when looking at examples from history where the developments in knowledge, such as scientific knowledge, seemed to have experienced a series of determinate negations?
22 CHAPTER 4 A RESPONSE TO ROSEN USING HEGELS SCIENCE OF LOGIC In chapter two there was a discussion of some of the fundamental principles and laws that define Hegels dialectic. I emphasized that the dialectic functions as a system, capable of being applied to many different subjects. For our purposes, we are concerned with how the dialectic serves as a legitimate system for understanding changes and developments in the history of human knowledge. If this system could in fact provide a legitimate account of the changes and developments as they occur throughout history of human knowledge then the dialectic should allow us to understand how these developments in knowledge are results of a series of contradictions. ARGUMENTS AGAINST THE DIALECTIC As we saw in chapter three, Rosen denies that Hegels dialectic is capable of providing a rational account for the development of human knowledge. We also discussed Rosens criticisms that fell under the post festum paradox, but the paradox is only part of Rosens criticisms. 32 Although all of Rosens arguments appear to be intertwined and related to each other, I am going to break them up into two kinds and address each kind of argument independently. We will refer to the criticisms, about the point of a contradiction, as the first kind and the criticisms regarding the claim, the truth is the whole, as the second kind. In this chapter, I argue that referring to particular sections of Hegels Science of Logic can refute both kinds of arguments.
32 The post festum paradox raises the issue that I discussed in the previous chapter about whether any philosopher is able to rationally criticize Hegels dialectic until the dialectical process has completed itself (see chapter three).
23 FIRST KIND: CONTRADICTIONS IN DIALECTICS According to Rosens interpretation, what makes the dialectic an immanent critique is that it leads to a positive result. 33 The problem Rosen has with this claim is that by conventional understandings, a contradiction does not lead to a positive result. Rosen explains that a contradiction in determinate negation is not the same as a common conception of a contradiction. Rosen thinks Hegel understands the point of contradiction much differently than the point of a contradiction in formal logic. The type of negation that Rosen initially questioned plays has a unique role in determinate negation. As we discussed in the previous chapter, Rosen seems to believe that negating is an action, which completely erases and/or brings the subject back to a blank slate. Rosen argues that there is only one point of a contradiction; the point of a contradiction should be the same as the point of a contradiction in formal logic, to wipe the board clean. Hegel appears to provide another form of contradiction, a dialectical contradiction. The dialectical contradiction is a form of contradiction that Rosen is concerned with in the first kind of criticism. But what reasons permit Hegel to develop a different definition of contradiction? Michael Wolff discussed this question in his article, Hegels Doctrine of Contradiction. According to Wolff, perspectives like Rosens that make a distinction between the contradiction of formal logic and the dialectical contradiction are critical of Hegels dialectical contradiction because such perspectives treat these two contradictions as if they were homonyms; Hegel uses the same word, contradiction, as in formal logic but the meaning of this word is not the same in both usages (dialectical contradiction and formal logic contradiction). 34 Wolff thinks that critics, like Rosen, who interpret Hegels contradiction as homonymic will consider that the formal logic definition of contradiction is lost when Hegel introduces the dialectical contradiction called objective contradiction. 35
33 The fact of leading to a positive result is also an issue that relates to scientific developments in human knowledge, a topic that we will discuss in greater detail in the later chapters (Rosen, 31). 34 As we will discuss, Wolff argues that Hegel is actually using he same contradiction that formal logic is using, but the relationship between Hegels use and formal logic is not homonymic. 35 Michael Wolff, Hegels Doctrine of Contradiction, The Owl of Minerva 31, no. 3 (Fall 1999): 5.
24 So why is it that Hegel thinks he needs to introduce the objective contradiction? Wolff explains that Hegel is attempting to provide a definition of contradiction that is not just limited to the definition given in formal logic. In formal logic, contradictions usually pertain to errors in sentences, statements, claims, assessments, or any other linguistic constructions. 36 In the Science of Logic, Hegel devotes his section, the Doctrine of Contradiction to building a conception of contradiction that all other forms of contradictions can be derived from. Hegels goal in writing this section was to build a conception of contradiction that goes deeper than formal logic because, as Wolff explains, Hegel proceeds from the by-no-means-misguided conviction that a formal contradiction, insofar as it is merely formal, cannot be a genuine contradiction. 37
Wolff goes on to explain that a contradiction is only genuine when it is the form of contradiction that the reflective activity of philosophy uses. Philosophys reflective activity is intended to be objective and since Hegel believes that philosophy uses the dialectic in its reflective activity, the genuine (or objective) contradiction must be the dialectical contradiction. Wolff refers to the following passage from Hegels Science of Logic to explain the role of this dialectical contradiction: everything is inherently contradictory, and in the sense that this law in contrast to the others expresses rather the truth and the essential nature of things. The contradiction which makes its appearance in opposition, is only the developed nothing that is contained in identity and that appears in the expression that the law of identity says nothing. 38
Hegels objective contradiction appears to be a relation and this should not be surprise because we have already discussed how Hegel believes contradiction is one of the four essential relationships in the Doctrine of Essence (see chapter two). What makes this contradiction objective is because this contradiction belongs to the things themselves. 39
36 Wolff, 1. 37 Hegel is attempting to take on the same task that Kant did. Wolff writes, it was Kant (in his concern for a concept of contradiction not merely regarding logical form, but one suited to a transcendental logic) who called attention to these counterparts. Kant coined for them the term analytic oppositions and accounted for the concept of contradiction in terms of them: contradictions are, according to Kant, negations of analytic judgments (Wolff, 4). 38 Hegel, Science of Logic, 439. 39 Wolff, 4.
25 Thus, contradiction is a concept that is paronymic, according to Wolff, because there are variety of contradictions, which are not all completely the same in any expression but are similar enough to all be considered contradictions. The expression of a contradiction that is paronymic is an expression of a particular variation of contradictions. Wolff provides us with a possible way to avoid Rosens criticisms on how Hegels uses concepts like contradiction and negation in the principle of determinate negation. Although we may wonder: is Wolffs account of paronymic contradictions even necessary in avoiding Rosens criticisms raised by the post festum paradox? Whether or not Hegel thought he was using contradiction in a different way may or not be determined solely by Wolffs work. But based on the relevance that Wolffs work has to particular passages he noted from the Science of Logic, it does appear that Wolff is at least partly right. In addition, I believe that Wolff did make an important point about Hegels use of contradiction in the dialectics that I think is relevant to how I will defend determinate negation. Wolff said that contradiction, as Hegel uses it, makes more sense of how concepts are used in science (a subject that we will discuss in greater detail in chapter six). By considering Wolffs work, I wanted to demonstrate that there is a way to make sense of how Hegel is referring to the same contradiction as formal logic. Wolff was able to make sense of it because he attempted to adopt a dialectical perspective, something that Rosen did not do. Wolff overcomes the issue that Rosens semantical approach raises, regarding the proper definition of contradiction. Now that we have an answer to one question we can proceed to answer the question as to whether determinate negations can be applicable in scientific revolutions. 40 I believe this question is also the main question (raised of Rosens interpretation) that we should be concerned with is whether Hegel is right in claiming that the developments arise necessarily from contradictions as a tautology and also whether these developments are in fact moving toward truth. Rosen argues that history shows that the development of scientific knowledge do not necessarily support Hegels
40 This was the first question that was raised earlier (in chapter three) and initiated by Rosens critique. The question states: in what ways can we make sense of the usage of dialectical contradictions that would be compatible with the definition of a contradiction in formal logic? And the second question was: can the claim, regarding the positive development of theories that result from prior-contradiction, be justified when looking at examples from human history where the developments of knowledge, such as scientific knowledge, seemed to have experienced a series of determinate negations?
26 determinate negation, especially the claim that it yields a positive result. Nonetheless, in making this argument Rosen also initiates a further investigation of whether we should believe that history does in fact rule out determinate negation. 41
SECOND KIND: THE TRUTH IS THE WHOLE The second kind of criticisms is about the post festum paradox. The paradox illustrates a philosophers inability to rationally criticize Hegels dialectic until the dialectic has a reached a state of completion; because to rationally criticize, in a sense, is to determine whether the law of determinate negation is true and thus, truth becomes the basis of a rational critique. Truth only emerges when the dialectical system is complete, which means the basis of a rational critique is unavailable until the dialectic is complete. However, knowing exactly when the dialectic is complete requires one to have a clear idea of what the end of the dialectic looks like (or what absolute truth looks like) since Hegel supposes that the whole of the system establishes the truth of the system. Since we do not have a clear conception of truth, it seems unclear whether we would be able to recognize truth, even if the truth hit us straight in the face. Thus according to Rosen, since we are unable to determine this point of completion we are unable to determine the point at which we could rationally criticize the dialectic. In other words, the basis of a rational critique is unavailable and trying to determine when the basis will be available may be impossible. So what the does Hegel mean by the claim, the truth is the whole? Let us discuss what Rosen thinks it is first and then I will provide what I believe to be a more accurate account of Hegels claim. Rosen thinks Hegel is referring to human knowledge because only when human knowledge is complete does it become true knowledge. To examine Rosens interpretation of Hegel a little further, I derived a couple possible interpretations from Rosens interpretation of Hegel. In looking at each of these derived interpretations, I will argue that both of them provide good reasons why we should not take Rosens account of Hegel seriously.
41 I mentioned that Rosen is critical of Hegels claim that the determinate negation process is a bit of a tautology. A tautology means that developments that arise out of a contradiction are particular results. This a reference to the same passage from the Science of Logic (see chapter three) where Hegel describes the particular development as the result [that] essentially contains that from which it results; which strictly speaking is a tautology, for otherwise it would be an immediacy, not a result (Hegel, Science of Logic, 54).
27 Consider two interpretations that can be derived from Rosens interpretation of Hegels claim, the truth is the whole. In the first interpretation, Rosen assumes Hegel believed the dialectical system had completed itself because Hegel thinks all of human knowledge had reached the level of becoming true, because all of human knowledge becomes true only when human knowledge is complete. The second interpretation considers an account of Hegel that considers the claim, truth is the whole, as a prediction about what will happen to human knowledge in the near future, meaning the end of human knowledge was not complete or whole yet but the end is not too far away. The only difference between these two interpretations is matter of time; the first interprets truth as being achieved while the second interprets as going to be achieved. 42
Assuming either of these derived interpretations accurately portray Rosens point of view, these interpretations should at least demonstrate some serious issues Rosen had with Hegels dialectic. The first interpretation thinks human knowledge is complete while the second interpretation thinks human knowledge is near completion. Both interpretations treat the completion of the dialectic as if it meant the same thing as the completion of human knowledge and this bothered Rosen, because Rosen is led to believe that Hegel has an understanding of truth as if it were a concept that was unchanging, stagnant, and even attainable by human beings in a given time period. 43
Now we turn to what I believe is more accurate interpretation of the claim, the truth is the whole. As we mentioned above, both of the interpretations derived from Rosens were based on a view of the claim, the truth is the whole, as if Hegel was talking about the
42 Let us put this in the context of science. Complete knowledge in science is the point in time where all discoveries are made and science is capable of providing explanations for any given phenomena. One might ask: is complete scientific knowledge what truth really entails? Perhaps, or perhaps not. But the difficulty in being able to determine a clear definition of truth is exactly why Rosen thinks there is an issue with Hegels claim, the truth is the whole. As a skeptic, Rosen (like Kuhn, as we will soon discuss) seems to believe that coming up with a clear definition of truth is not even possible. 43 Though our main focus is scientific knowledge, if we are talking about all of human knowledge then these first two interpretations are especially troubling. Consider political knowledge, for instance. If Hegel thought that human beings were close to deriving or had already derived the best possible political institution then how can we explain the two world wars, especially the second one? Given these unfortunate events, for Hegel to claim that political knowledge was complete or near completion in his time would also require him to claim that knowledge had also uncompleted itself. But of course, we do not know if Hegel would have made such a claim.
28 development of all human knowledge. 44 However, I do not think that Hegel was referring to the whole of human knowledge when he made this claim. Actually, I believe that Hegel was referring to whole of the dialectical method, the one philosophy uses for its reflective activity. Thus, I argue that what is true and whole is the dialectical method of philosophy, not the whole of human knowledge. Looking at particular passages found in the Science of Logic and a look at Tom Rockmores interpretation of Hegels epistemology as a circular epistemology will help support this argument. The distinction between knowledge that is whole and the whole philosophical method is an important issue to discuss. DeVries noted that Rosen applies the dialectic in so many ways that it sometimes becomes rather difficult to assess which type of whole Rosen thinks Hegel is referring to. This discussion then regarding Hegels claim, the truth is the whole, is not only important to responding to Rosen but also to further understanding Hegel. For the remainder of this chapter, I will discuss how Hegels claim is actually a reference to his circular epistemology that is found in his Science of Logic. The discussion of Hegels circular epistemology will support my argument against Rosens interpretation of Hegel: that a more plausible interpretation of Hegels claim, the truth is the whole, is that we are already at the end the dialectical movement because the whole is the dialectical method and not the whole containing all of human knowledge. The interpretation that I am advocating is the one that Rockmore discusses in his book, Hegels Circular Epistemology. Rosen was unable to make sense of how the dialectic could have completed itself and that Hegel was justified in believing that we are at the end of the dialectic. On the other hand, Rockmores interpretation of Hegel as a circular epistemology is able to make sense of Hegels belief that we are at the end of the dialectic. To explain Hegels thought in his circular epistemology, Rockmore emphasized the distinction between how philosophy operates in distinction to how other non-philosophic disciplines work. 45 Rockmore writes,
44 In the Science of Logic, Hegel writes, Absolute Idea is all truth. (Hegel, Science of Logic, 824). Hegel then he goes on to write, Content of the Absolute Idea is all truth and that Method is the universal form of the absolute Idea. (Ibid., 825). 45 Tom Rockmore, Hegels Circular Epistemology, (Bloomington: Indiana University Press, 1986), 91.
29 Since philosophy cannot justify itself through its deduction from its initial principle, its beginning, which itself is not justified, it must be the case that the result of the theory justifies the beginning. In other words, the beginning of a theory cannot already contain in merely implicit form the proof which follows from it. On the contrary, it is the result which justifies the entire process, including its onset. In a word, philosophy, which must justify itself in part and in whole, can carry out this process only through a return to itself in the form of a circle. 46
We are emphasizing the kind of activity that philosophy engages in because we want to show that Rosen seems to misunderstand Hegels method of how philosophy of science arrives at truth. And yet, Hegel describes the dialectic by claiming [its] method as a circle of circles. 47 What makes this method circular is the pattern of the method that is taken to establish the truth of a particular subject. Hegel believes that arriving at the essence of a subject is a result of the dialectical development of the subject. To establish an essence, then, one must go through a dialectical process and arrive at the end. Hegel writes, Truth of the method is in the course of the process and in the conclusion. 48 Thus, we begin with a question about what the essence of a subject is but only arrive at an answer at the every end of a series of determinate negations. 49
Hegels argument against Kants understanding of infinity is a useful example of how Hegel employs his circular epistemology. In the Critique of Pure Reason, Kant attempted to show the limitations of human reasoning by showing that the concept of infinity could not be proven through human reason alone. Kant attempted to argue that defining infinity as something that is endless will inevitably lead one to committing a contradiction. 50 Kant writes, For if one assumes that the world has no beginning in time, then up to every given point in time an eternity has elapsed, and hence an infinite series of states of things in the world, each following another, has passed away. But now the
46 Rockmore, Hegels Circular Epistemology, 90. 47 Hegel, Science of Logic, 842. 48 Hegel, Science of Logic, 842. 49 Hegel writes, By means of one of its moments, method expands into a system (Hegel, Science of Logic, 838). 50 Immanuel Kant, Critique of Pure Reason, eds. Paul Guyer and Allen W. Wood (New York: Cambridge, 1988), 472-474.
30 infinity of a series consists precisely in the fact that it can never be completed through a successive synthesis. 51
Kant says that if we imagine infinity as something that represents an endless line, then the line could have no beginning and also no end to it, because as long as the line is endless there is no way that we could find at which the line starts and the line ends. If we do claim that this infinite or endless line does have a beginning and/or end we commit a contradiction. Hegel would agree with Kant that human reason could not justify the concept of the true infinity, especially if reasoning was only limited to non-dialectical philosophy. Non- dialectical philosophy can, however, demonstrate why the infinity that Kant was trying to deal with is actually the spurious infinity. According to Hegel, there was a real and true conception of infinity but reasoning that is non-dialectical cannot determine this type of infinity without encountering a contradiction. 52 Hegel writes, the image of true infinity, bent back into itself, becomes the circle, the line which has reached itself, which is closed and wholly present, without a beginning and end. 53
Hegels attempt to overcome Kants antinomy, regarding infinity, demonstrates how Hegel believed we arrive at truth when we reach the end of the dialectical development of what we are trying to find the truth of. Hegel writes, Truth of the method is in the course of the process and in the conclusion. 54 One arrives at a conception of the true infinity by first building off the contradiction that Kant demonstrated and making a negation of Kants proof to arrive at true conception of infinity. In other words, to arrive at true conception of infinity we make a determinate negation; we negate both sides of the contradiction (that infinity is endless and complete) and then we construct a conception of infinity that is capable of
51 Kant, 470. 52 In a footnote from the Science of Logic, Hegel writes, The philosophizing which is most widespread among us does not go beyond the Kantian results, that Reason cannot acquire knowledge of any true content or subject matter and in regard to absolute truth must be directed to faith. But philosophizing, so that the preceding exposition from which that result issued and which is a philosophical cognition, is cut away beforehand. The Kantian philosophy thus serves as a cushion for intellectual indolence which soothes itself with the conviction that everything is already proved and settled. Consequently for genuine knowledge, for a specific content of thought which is not to be found in such barren and arid complacency, one must turn to that preceding exposition (Hegel, Science of Logic, 61-62). 53 Hegel, Science of Logic, 149. 54 Hegel, Science of Logic, 838.
31 incorporating both sides of that contradiction while overcoming the contradiction. Hegel believed that the result of this determinate negation was a conception of infinity as a circle. The method of circularity provides us with how Hegel thinks we arrive at true through a dialectical process. But explaining this circular method does not necessarily show how Hegel is justified in believing that we are at the end of the dialectic, especially, as Rosen might point out, if the end of the dialectic is supposed to be complete human knowledge. So what gives Hegels belief a justification and out of Rosens paradox? The answer to the question is actually quite simple. Rosens interpretation of Hegel that led to the post festum paradox makes a mistake of treating the content and method of philosophy as if they were the same thing. In this sense, Rosen misunderstands the dialectical method because he interprets the complete development of the dialectic as if it were a linear development, comparable to Kants conception of infinity (where the end of the line is indeterminate). But the dialectical method should not be confused with the development of human knowledge. If the content of philosophic reflection were scientific knowledge, it is not the case that scientific knowledge needs to be whole. What is the whole, however, is the method that philosophy reflective activity uses. Thus, the whole that Hegel is referring to in his claim, the truth is the whole, is not the whole of human knowledge it is the dialectical system. We can find several areas that support my claim that the whole is the dialectical system and not the whole of human knowledge. For instance, in the Science of Logic, Hegel refers to the System as a totality and that the Method winds itself into a totality. 55 The system and method that Hegel is referring to is the one that belongs to philosophy, the dialectic. In the first part of his Encyclopaedia, Hegel described how the development of philosophic thought is essentially a system, since what is concretely true is so only in its inward self-unfolding and in taking and holding itself together in unity, i.e., as totality. 56
The whole is the whole of the dialectical system that philosophy uses to talk about those other sciences; this because philosophy has no content by itself. Hegel writes, Philosophy lacks the advantage, which the other sciences enjoy, of being able to presuppose its ob-jects as given immediately by representation. And with regard
55 Hegel, Science of Logic, 840-841. 56 Hegel, The Encyclopaedia Logic, 38-39.
32 to its beginning and advance, it cannot presuppose the method of cognition as one that is already accepted. 57
Although philosophy uses these types of knowledge (from these other non-philosophical sciences) as the content of its reflective activity, philosophy does not conduct is practice in the same way that the other sciences do, which means philosophy does not expand on their knowledge, it only helps to make better sense of all that knowledge. And on that same note, just because Hegel assumes the method is complete, this does not indicate that Hegel thought every application of the method (in its reflection of knowledge, like science) is also complete. Rockmores interpretation of Hegels also seems to be a more acceptable account of Hegels philosophy because it is able to overcome the post festum paradox without providing an interpretation of Hegel that steers too far away from what Hegel actually wrote. Rockmores interpretation also emphasized an important view expressed by Hegel that Rosen did not take seriously. The circular epistemology interpretation of Hegel also rules out a view of truth, where the content of what defines truth remains and is incapable of constant improvements. 58
To be able to decide whether determinate negations are made in science requires us to overcome Rosens post festum paradox, because the existence of this paradox prevents us from being able to decide if there are actual determinate negations made throughout the development of scientific knowledge. However, the basis of Rosens criticism is his own misinterpretation of the claim, the truth is the whole. Rosens inaccurate interpretation of determinate negation also led him to an incorrect interpretation of Hegels epistemology. Therefore, it seems clear that based on Rosens work and what we have discussed so far in this thesis we have yet to determine a good understanding of Hegels epistemology,
57 Hegel, Science of Logic, 24. 58 Hegel is not offering a static view of theory as completed. He understands the justification of claims to know as a dynamic process taking place through the development of the theory. According to Hegel, a given theory is not justified initially, but only justified progressively through its results. What we have, then, is a form of circularity that is not an epistemological error but the only acceptable approach to knowledge (Tom Rockmore, On Hegels Epistemology and Contemporary Philosophy, (New J ersey: Humanities Press International Inc., 1996), 29).
33 We have already seen how Hegel applies this dialectical method in political knowledge (the state functions to mediate the internal contradictions among its citizens), but how are these series of determinate negations demonstrated in the development of scientific knowledge? I believe that a social constructivist interpretation of Hegels Phenomenology of Spirit has a place in Hegel epistemology, especially in the sense that what is considered to be true knowledge depends on communal standards and these standards are subject to change. So, if Hegels view appears social constructivist in his Phenomenology (as I believe it does) then let us see how his social constructivism compares with a modern social constructivists perspective (especially like Kuhns) regarding the issue of developments of scientific knowledge and whether there are implications of determinate negations at work throughout history. 59
59 The reason why I think Hegel provides us with a social constructivist view is partly based on my agreement with Pinkards interpretation of Hegels Phenomenology. Though Pinkard presents us with a non- metaphysical account of Hegels work, I am not concerned with the debate as to whether a non-metaphysical account is a proper account of Hegel. I only assume a social constructivist account of Hegels Phenomenology to address the topic of my thesis. But for a good interpretation of how Hegels Phenomenology presents a social constructivist view of knowledge, see: Terry Pinkard, Hegels Phenomenology: The Sociality of Reason, (Cambridge: Cambridge University Press, 1994).
34 CHAPTER 5 THOMAS KUHN IN PHILOSOPHY OF SCIENCE Before we could set up a legitimate defense of Hegels dialectics, particularly in the sense that there are actual determinate negations made in scientific revolutions, it is first necessary that we discuss what exactly scientific revolutions are and what causes them. To recall, Rosen thought that the condition that contradictions lead to a positive result seems to be incompatible with the modern perspectives, such as Kuhns, regarding the issue of truth in philosophy of science. 60 We are required then to investigate Kuhns perspective as a social constructivist but before we could do this we must first set the basis of our discussion. Therefore, in this chapter we will discuss what Kuhn thinks scientific revolutions are we and what exactly causes a scientific community to experience a revolution. NORMAL SCIENCE, ANOMALIES AND PARADIGM SHIFTS In the Structure of Scientific Revolutions, Kuhn explains the scientific community experiences a revolution when it undergoes a paradigm shift. The notion of a paradigm is especially important for Kuhn because the scientific community has a particular methodology of research that is unlike any other discipline. Kuhn calls this method of research normal science. Kuhn believes that there is a great difference between what we may call a particular discipline a science and what should be referred to as normal science. An important feature of the normal science, according to Kuhn, is that its development depends on the establishment of paradigms. Kuhn defines paradigms as: It is, in the first place, a fundamental scientific achievement and one which includes both a theory and some exemplary applications to the results of experiment and observation. More importantly, it is an open-ended achievement, one which leaves all sorts of research to be done. And, finally, it is an accepted
60 See the quote mentioned in chapter three, where Rosen argued, this claim that theories do have such progressive aspirations and that there are common standards between theories according to which they can be judged is exactly what the skeptical trend in modern philosophy of science, pioneered by writers such as Kuhn and Feyerbend, denies (Rosen, 22).
35 achievement in the sense that it is received by a group whose members no longer try to rival it or to create alternatives for it. 61
Before a paradigm is established, there was no such thing as a normal science; there was only a science, an intellectual discipline that operated in a very similar fashion to other disciplines like philosophy, history or even literature. Normal science is different because it instructs its practitioners to follow an accepted set ideals as well as a particular methodology. Philosophy, on the other hand, encourages its practitioners to examine various methodologies and ideals. Kuhn believed that the practice of normal science is unique in that it operates and develops in a way that is much more different than fields such philosophy, history or literature. 62 In philosophy, for instance, there are different beliefs on selected topics such as religion, ethics, or metaphysics. Within the philosophy of religion, there is a debate concerning the issue of the problem of evil. And even within this issue, there are a great amount of different positions. The problem of evil is an issue that deals with the existence of God, in the face of obvious evils that are present in human reality. To deal with this issue, J udeo-Christian theorists have come up with various arguments to accommodate these evils while preserving definition of God, as being a divine entity who is also omni-benevolent, omniscient, and omnipotent. There are the determinists, the non-determinists, as wells as the compatibilists and non-compatibilists. Each one of these groups attempt to provide an explanation that deals with the problem of evil through some discussion dealing with free will and determinism. But then there are also the atheists and agonistics, who find the presence of evil in the world as a great reason to support their positions. 63
61 Thomas Kuhn, The Function of Dogma in Scientific Research, in Scientific Knowledge: Basic Issues in the Philosophy of Science, ed. J anet K. Kourany (California: Wadsworth Publishing, 1998), 307. And to note, the definition of paradigm can be a bit ambiguous. Interestingly, Kuhn even mentions how he had been accused of using different definitions to what he refers to as paradigms. Nevertheless, because of this possible ambiguity, Kuhn writes in the postscript that the way paradigm should be understood is by thinking of it as being a disciplinary matrix. We will discuss the features of this definition later on in this paper (Thomas Kuhn, The Structure of Scientific Revolutions, 3 rd ed. (Chicago: University of Chicago Press, 1996), 182). 62 Perhaps I should note that Kuhns normal science is not his definition that should be confused with how philosophy of science conducts its particular kind of research. The discussion of normal science is about science as a practice or discipline that is independent of philosophical discourse. We will discuss what Kuhn believes the role of philosophy is in the later chapters. 63 I am referring to Petriks discussion in the problem of evil that explains the complexity of this subject in philosophy. Petrik explains, the logical problem of evil is not quite so frail as it might first appear. Petrik
36 A good example of how paradigms influence practice in normal science is the development of the paradigm theory for electricity by Benjamin Franklin. Before the paradigm, there were different schools of thought that argued with one another in determining the true nature of electricity. Since there was no consensus on what a proper explanation of electricity was, people sided with whatever theory they liked best. Otherwise, there were no logical reasons for why one theory of electricity should disprove any competing theory. The pre-paradigm era (as Kuhn calls it) had established different schools of thought on the matter and what related these different schools was the way in which they conducted their research. 64 Kuhn writes, All their numerous concepts of electricity had something in commonthey were partially derived from one or another version of the mechanico-corpuscular philosophy that guided all scientific research of the day. In addition, all were components of real scientific theories, of theories that had been drawn in part form experiment and observation and that partially determined the choice and interpretation of additional problems undertaken in research. 65
Most of these earlier scientists (such as Du Fay, Nollett, Watson, Gray and even Franklin) based their theories on a variety of observations and kinds of experiments, but they never relied on one single paradigm. That is, until Franklin founded that paradigm. Franklin was the first to discover the essential nature of electricity. 66 After Franklin made this discovery, the method of research in this area (electricity) had completely changed and taken on a new form. Thus, Kuhn believes examples like the one of Franklin demonstrate how the
also explains that although it is called the logical problem of evil, the debate seems to be more about story telling and whether the theist is able to provide a story [which] internally coherent and does not violate any principle that is necessarily true, the theist will have met the threshold needed to rebut the logical version of the problem in its strictest form (J ames Petrik, Evil Beyond Belief, (New York: M.E. Sharp, 2000), 8). 64 According to Kuhn, the benefit of this, not having a paradigm, allows the intellectual field to accumulate a broader scheme of information than in the practice of a normal science and this is because philosophy sees every philosophy to be important. Students in philosophy are encouraged to be able to see both sides of an argument and also understand the reasoning behind some of the oldest and outdated theories, especially of Plato and Aristotle. 65 Kuhn goes on to write: Yet though all the experiments were electrical and though most of the experimenters read each others works, their theories had no more than a family resemblance (Kuhn, The Structure of Scientific Revolutions, 13-14). 66 Kuhn, The Structure of Scientific Revolutions, 306.
37 establishment a single paradigm establishes the way in which practitioners conduct their research in normal science. 67
Kuhn explains that further research after the establishment of a paradigm would the be directed at finding more precise, accurate and thorough ways to not only support the paradigm but to also find ways of articulating and clarifying what the paradigm can explain and why an explanation drawn from this paradigm is correct; and this type of project becomes especially important for the normal science when a particular paradigm is not easy to understand. 68 By being able to articulate the paradigm in a better way, researchers in normal science would have less trouble and spend less time trying to learn how to apply paradigm to reality. These scientists, Kuhn explains, would have more time to conduct further research and make more contributions to the knowledge of normal science. According to Kuhn, after the paradigm is established, the further development on paradigm finding take on the look of puzzle solving, where further research under a currently held paradigm appears to concern itself with problems that resemble puzzles. What makes these problems look like puzzles is that they are problems that are similar to the problem that the paradigm had already solved. To progress in the quickest manner, normal science focuses on only similar problems, or ones that can be figured out by using the same kind of problem solving techniques as the ones provided by the paradigm. Problems that require other techniques, that are not yet available for the researcher in normal science, are problems that normal science could not quickly benefit from. The puzzle-solving aspect of the normal science may limit the scope of the scientists work but thats the point in using paradigms. 69
67 Kuhn writes, The end of inter-school debate ended the constant reiteration of fundamentals; confidence that they were on the right track encouraged electricians to undertake more precise, esoteric, and consuming sorts of work (Kuhn, The Structure of Scientific Revolutions, 306). 68 The task of articulation was actually a really important job for many scientists. Some scientists would build their careers just on their ability of explaining a theory better than it was explained before. For example, Bryson, in his book, A Short History of Nearly Everything, explains that if it were not for John Playfair, the work of J ames Hutton might have never been appreciated and recognized. Huttons work would set the paradigm to resolve the longstanding geology debate between Neptunists and Plutonists (Bill Bryson, A Short History of Nearly Everything, (New York: Broadway Books, 2003), 64-66). 69 This is an important distinction that Kuhn makes (between puzzle solvers and problem solvers). Normal science may be able to solve more and more puzzles but it is not really the case that scientists actually solve more problems, since the problems are sometimes outside the scheme set my the paradigm. This also implies that the paradigm also constitute which problems the community should focus on and which ones to ignore.
38 By establishing paradigms, the scientist can work within what has already been proven (or thinks it has proven). So if problems that are unlike the paradigm are usually ignored by normal science, what exactly causes a paradigm shift? The theories that the scientist relies on (the ones called paradigms) provide the scientist with a particular outcome or an explanation for why a particular event produces a single result. If the scientist decides to demonstrate and try to prove to herself how the paradigm can account for the phenomenon then she will conduct a particular experiment, based on the knowledge provided by the paradigm. In most cases (as the paradigm would predict and what it expects) if she conducts the experiment properly meaning she has followed the exact instructionsthen she would be able to witness the success of this paradigm. But depending on the scope of the paradigm, as in what it attempts to explain and how it attempts to explain, there are times in history where scientists have found an unexpected result, or an anomaly. The result is unexpected because what the paradigm was supposed to be capable of explaining only proved to be unexplainable by the paradigm. There are times when this unexpected result, this anomaly, is actually not what it seems; the scientist might have done something wrong. However, if the scientist did not do anything wrong, because she did in fact follow the instructions perfectly but still attains some variation in her results, then she had encountered an actual anomaly. According to Kuhn, when the scientific community encounters anomalies, the community is also likely encounter a crisis. The crisis is the result of the anomaly and communitys recognition of the significance in the anomaly. The utility of a paradigm is its ability to provide explanations for a phenomenon and also make predictions on the likely outcomes of a similar phenomenon. But when the paradigm fails to provide an explanation or the phenomena produces a result that is contrary to the result predicted by the paradigm, then the scientific community must determine whether the paradigm is still correct and should still function as a paradigm. If a community thinks that this anomaly is significant then they may have to re-analyze their data and even question whether they could afford to ignore the existence of the anomaly. Perhaps, the anomaly may not be that big of a deal. Thus, when the anomaly continues to arise Kuhn believes the community necessarily
39 undergoes a crisis. 70 A scientific revolution comes about as a result of the unanimous recognition of a crisis. When there is a need to reconcile the existence of an anomaly, because of the way it conflicts with the explanations under the currently held paradigm, the community experiences an internal contradiction, or a civil conflict, between the members who believe the paradigm can still accommodate the anomaly and those believe a paradigm shift is necessary. PHLOGISTON THEORY AND THE CHEMICAL REVOLUTION A popular example of the effects of the paradigm shift described by Kuhn is an example from the Chemical Revolution. In the 1770s, the scientific community once considered phlogiston theory a paradigm. This theory was once accepted as the paradigm theory for its ability to explain the causes and effects of combustion. Phlogiston theory explained that all objects contain an element called phlogiston. When an object undergoes combustion the object is said to have released its phlogiston and as a consequence the object loses some of its weight. The prediction that phlogiston theory made was that objects would lose weight in combustion and the explanation for this phenomenon was that objects lost weight because those objects no longer contain phlogistons following combustion. Since paradigms provide explanations and predictions for a phenomenon present in nature, the verification of the paradigms explanation is dependent on the observable consequence of the phenomena. In phlogiston theory, objects such as wood could be proven to lose weight after combustion because a scientist can easily observe the loss of weight by weighing the object before and after combustion. Nonetheless, the effects of combustion on a particular object, such as a metal, could not be explained by phlogiston theory. Lavoisier found that such objects actually gained weight after combustion and thus, the observable consequences of this case of combustion did not verify the previous paradigm that was phlogiston theory. The observable consequences in the combustion of metal actually contradicted the explanations and predictions drawn from phlogiston theory.
70 For instance, sometimes what makes the existence of an anomaly significant is whether the anomaly continues to arise every time a researcher conducts a particular experiment. If an anomaly only arises once or very few times then scientific community might find that there is no reason to take this anomaly seriously and would rather just ignore it.
40 Although Lavoisiers findings eventually led to the discovery of oxygen, a better explanation on the effects combustion, Lavoisier findings were by no means accepted with open arms by the community. The existence of oxygen explained how metal objects gained weight following combustion by proposing the possibility that these metal objects absorbed oxygen from the air during combustion and thereby gained excess weight. The community began to experience its own internal contradiction, with the emergence of growing support for explanations containing oxygen; there were those who continued to support phlogiston theory and those who were willing to look for an alternative theory. Lavoisier was obviously associated with the latter but J oseph Priestly was one of the scientists who were unwilling to replace the paradigm. Despite the observational evidence that Lavoisier founded, Priestly continued to defend phlogiston theory, taking his loyalty to his grave.
41 CHAPTER 6 TRUE KNOWLEDGE AND THE RATIONAL THEORY CHOICE After the discussion of Kuhns account of normal science and scientific revolutions, we are now in a position to conduct an analysis of how Hegels dialectic could explain what goes on in scientific revolutions. Hegel and Kuhn have different views on what constitutes true knowledge in science. In this chapter, we will compare and contrast their views on true knowledge. We will discuss how their different positions depend a lot on whether a social constructivist like Hegel or Kuhn acknowledges the existence of common standards that define what is a rational choice for a theory or true knowledge. What distinguishes Hegel and Kuhn on this matter is whether they believe that common standards on what constitutes a rational theory choice are actually reliable for the development of true scientific knowledge. The issue then, of what sets these two philosophers views of science apart, is not whether they acknowledge the existence of common standards but whether common standards are objective measures of approach to true knowledge. For Hegel, the continuous accumulation of true knowledge in science demonstrates that determinate negations are made in sciences historical development. Examples that demonstrate there are determinate negations being made, also demonstrate the existence and reliability of those common standards. Common standards that scientific community has are used to determine which theories are the most rational choices for a new paradigm. If a new paradigm is established, as a result of scientific revolution, then common standards were used when scientific community decided on that paradigm. Likewise, the common standards that led to the establishment of the new paradigm are also the common standards that involve a determinate negation. A determinate negation in scientific development is when the community recognizes an internal contradiction, probably inherent within an existing paradigm, and the very resolution of the contradiction leads to a necessary, positive and unique result. Hegel would believe that when the history of science follows this pattern of development, described by the
42 principle of determinate negation, this also indicates the reliability of the common standards. The uniqueness of a theory (or new paradigm), for instance, indicates that the new theory is different than the old theory, the one the scientific community had before the scientific revolution. But what makes this new theory reliable, based on its uniqueness, is that the theory deals with some of the same issues that the old theory dealt with, in addition to being able to deal with issues that the older theory could not deal with. If common standards are able to provide this type of uniqueness towards the acceptance of a new theory, then it would appear that the common standards are reliable. On the other hand, Kuhn disagrees because he finds that common standards are not entirely reliable, and we will now discuss some of his reasons. KUHN ON COMMON STANDARDS One reason that these common standards are unreliable is because these common standards are not entirely objective but are greatly influenced by social factors. Throughout his work, Kuhn attempted to show how social factors (such class and political interests) greatly influence the scientists research and acceptance of a theory. Because of these social factors, Kuhn rules out the possibility that science operates through objective means and that a choice between competing theories is never based on purely objective standards. Kuhn believes that the revolutions in science are quite similar to the revolutions in politics, and it is not necessarily the case that every political revolution is considered a rational transition. Kuhn writes, scientific revolutions are inaugurated by a growing sense, again often restricted to a narrow subdivision of the scientific community, that an existing paradigm has ceased to function adequately in the exploration of an aspect of nature to which that paradigm itself had previously led the way. In both political and scientific development the sense of malfunction that can lead to crisis is prerequisite to revolution. 71
We find that in political revolutions cases where a particular community is no longer able to handle the hostile environment of its inhabitants and there grows a need for a resolution for the communitys internal contradiction. If the interests of the working-class conflict with the capitalists then those opposing interests must be resolved in a way that allows both sides to
71 Kuhn, The Structure of Scientific Revolutions, 92.
43 coexist. However, there are cases where both sides are not preserved at the end of political revolution. At times, the more powerful or dominant side simply overcomes and wipes out the other side. It was not until phlogiston theory looked completely unreasonable as a theory choice, in comparison to what oxygen could explain, that phlogiston theory lost all of its former support. Theories that become paradigms after scientific revolutions also share this characteristic, where the acceptance is primarily based on the dominance of one side. J ust as we saw in the phlogiston theory example, Kuhn argues that revolutions tend to split up a community into different sides (or camps). In politics, one side of the conflict supports the old beliefs and the other side supports the new set of beliefs and this is also the case in scientific revolutions. People who still believed in phlogiston theory after Lavoisier disproved it when through desperate measures in trying to preserve the theory, some even began to develop concepts that could overcome Lavoisiers experimental results. For instance, supporters of phlogiston theory tried to save the theory in way that appeared more like a desperate tactic, claiming that phlogiston was negative weight. Of course, this tactic only seemed to make phlogiston theory even less credible. In the previous chapter, we had already started to touch on another aspect of Kuhns reasoning for why these common standards are not entirely rational and this has a lot to do with what Kuhn refers to as the logic of discovery. The idea that there is no logic to discovery refers back to the ideas presented in the last chapter, on how exactly new paradigms are not intentionally discovered but are rather accidental outcomes of scientific research gone wrong. Kuhn writes, Discovery commences with the awareness of anomaly, i.e., with the recognition that nature has somehow violated the paradigm-induced expectations that govern normal science. It then continues with a more or less extended exploration of the area of anomaly. And it closes only when the paradigm theory has been adjusted so that the anomalous has become the expected. 72
Kuhn believes it is not the case that a community is constantly looking for ways to disprove their current paradigm. If anything, the community only encounters an anomaly by accident. Thus, when a researcher discovers an anomaly he only does so by accident. Under the normal science, researchers should not be looking for anomalies but only solving puzzles so
72 Kuhn, The Structure of Scientific Revolutions, 52-53.
44 the fact the researcher discovers an anomaly indicates the anomaly was discovered by accident. This sort of discovery, which would lead to paradigm shift, is by no means entirely rational at all. Thus, we must conclude, as Kuhn says, that the process of a paradigm shift is not entirely rational. 73
Kuhn believes that there also may be cases where a community might have equally good reasons for choosing either one of two theories competing theories and when there is no way to determine which choice is more rational, the choice between two theories cannot itself be a rational choice. 74 Sometimes, according to Kuhn, the acceptance of one theory leads to risk of losing some valuable information that may have been provided by the competing theory. For instance, Kuhn writes, the phlogiston theory, unlike its rival, could account for the metals being much more alike than the ores from which they were formed. One theory thus matched experience better in one area, the other in another. 75
Kuhn also argues the inconsistency in common standards is also demonstrated in how definitions of particular scientific concepts continue to undergo significant changes. In one notable paradigm shift the concept of mass underwent some significant changes in its definition when the community decided to accept some of the principles of Einsteins physics at the abandonment of some of Newtonian physics. For Kuhn, the different usages of terms in paradigm shifts, in the example of the different definitions for mass in Newtonian and Einsteins physics, indicates another reason why paradigm shifts can be not be fully rational. Kuhn believes that when scientists do not use scientific concepts in the same way, this creates, what he calls the incommensurability of paradigms (or standards), which leads advocates of paradigms to talk past each other. 76
73 Kuhn has also compared to the effects of a paradigm shift to religious conversion. His analogy to religious conversion is an attempt to show that the acceptance of a new paradigm is not fully rational and unexpected sometimes, like the way an individual changes his religion, and in that sense both religious conversion and paradigm shifts are not entirely rational. 74 In discussing the significance of a crisis, Kuhn writes, individuals commit themselves to some concrete proposal for the reconstruction of society in a new institutional framework. At that point the society is divided into competing camps or parties, one seeking to defend the old institutional constellation, the others seeking to institute some new one. And, once that polarization has occurred, political recourse fails (Kuhn, The Structure of Scientific Revolutions, 93). 75 Thomas Kuhn, Objectivity, Value J udgment, and Theory Choice, in Scientific Knowledge: Basic Issues in the Philosophy of Science, ed. J anet A. Kourany (California: Wadsworth Publishing, 1998), 214. 76 The point about talking past each other is actually a subject that Kuhn discusses in greater detail in this
45 If the knowledge in pre-paradigm eras (as Kuhn would call them) relied on a different set of empirical data and then perhaps even their form of reasoning become different from us to understanding. This would then mean that the new theories in science that try to expand on the older theoretical terms (like Newtons mass) would be introducing concepts using our form of reasoning that is incompatible with the form of reasoning behind Newtons mass. Newtons physics, for instance, uses terms like mass, force and gravity in a way that relies on his laws of motion and also the definitions of any other terms under his physics. This makes his physics its own system of logic, where every aspect is logically related in the sense of that all the terms and laws are categorized under the same taxonomy. If we attempted to introduce a new principle about mass, as Einstein did, then we may introduce system of logic that is contrary to the system of logic behind the definition of Newtons mass. As Kuhn had repeatedly stated in his book, different traditions with competing paradigms talk to each other at cross-purposes. As we discussed earlier, Kuhn believes that common standards are not entirely rational because they are inconsistent and constantly undergo reformations. When a paradigm shift occurs, the common standards also change and in that sense, the common standards in which a paradigm assessed are found within the paradigm. These changes just go to show that the standards are different for every paradigm and at times, the standards conflict. Choosing between paradigms then is like religious conversion then because the choice between one religion over another can not be decision based on one set of standards in which judge both religions indifferently. Each religion has a different set of standards and choosing between one over the other is not a rational decision because favoring one set of standards makes it a biased decision. THE DETERMINATE NEGATION MADE IN A SCIENTIFIC REVOLUTION Hegel would interpret the consequences of a scientific revolution and paradigm shifts, as necessary and positive moments of the dialectic. Every scientific revolution includes a
more recent book, especially in this chapter called Rationality and Theory Choice (Thomas Kuhn, The Road Since Structure, eds. J ames Conant and John Haugeland (Chicago: University of Chicago Press, 2000), 209- 215).
46 determinate negation, where the result of the scientific revolution leads to a necessary and unique result, in the form of a new paradigm. Kuhn may question whether choices between theories are considered rational especially in hindsight, where we begin to notice all the issues that Kuhn brought up (such as the influence of social factors and absence of common cross-paradigm standards). However, Hegel may not question these transitions in paradigms. Because every determinate negation leads to a necessary result, if the result is not a paradigm that is actually better than the old paradigm then this too will lead to another determinate negation. Realization of an internal contradiction in beliefs seems to work to the benefit of science. Rosen argued that every negation in a contradiction should be perceived as wiping the board clean, but this makes no sense in Hegels dialectic. If the scientific community realizes that it made a mistake and did not correctly determine a true theory, this mistake only functioned as a necessary movement that would eventually lead to a development. The contradiction that leads to a determinate negation is the conflict that arises when the anomaly provides results that conflict with the results that were proposed by the existing paradigm. The anomaly that arises in the scientific community then helps the community make a further discovery through the recognition of an internal contradiction; the contradiction necessary leads to a positive result. And yet, through the recognition of this contradiction the scientific community was able to develop its knowledge by determining an even better and more truthful paradigm. What reasons do we have regarding Kuhns perspective of science that supports Rosens belief that determinate negations do not actually happen in the development of scientific knowledge? Rosens criticisms of determinate negation are strongly related to his particular position on two issues. These issues are what set the perspective of Hegel and Kuhn apart from each other: First, whether common standards exist, especially during scientific revolutions and secondly, whether Hegel and/or Kuhn believe in some concept of truth. Regarding the first issue, as we have already discussed, Hegel thinks that there are in fact common standards. Kuhn believes common standards are unreliable because the common standards that the scientific community employs undergo constant changes. Changes, in Kuhns opinion, indicate that these common cross-paradigm standards do not exist. These changes in common standards, however from Hegels perspective, are not the
47 reason to deny the existence of them. Instead, Hegel may argue that these changes do not indicate inconsistencies but rather improvements. In other words, common standards evolve as scientific knowledge develops. 77
The existence of reliable commons standards is strongly related to how Hegel believes that there are determinate negations are being made and how every determinate negation is a necessary moment for scientific developments. On the other hand, Kuhn does not believe that there is a determinate negation in theory choice. The second issue is about the belief in the existence of such concepts depends on common standards to determine what is the best to resolve a scientific resolution. Hegel believes that common standards in which establish the meaning of truth, rationality, and approximate truth do exist. But Kuhn believes there are no real and objectively reliable common standards. Rosen would tell us that Kuhn would disagree that there is determinate negation made in a scientific revolution. Because Hegel has a concept of truth, Hegels account of scientific knowledge is not skeptical like Kuhns account. In this respect, Hegels account is more like scientific realism.
77 The evolution of common standards is a subject that Hegel has in common with scientific realism, a topic we discuss more in the next chapter.
48 CHAPTER 7 THE SCIENTIFIC REALISM IN HEGELS EPISTEMOLOGY What reasons do we have to claim that Hegels view of scientific knowledge is compatible with the development of science? One answer to our question was given at the end of the last chapter: Hegels belief that common standards used to determine what theory is rational do exist is what makes his perspective similar to scientific realism. Of course, there are some differences between Hegel and scientific realism regarding their views of common standards, and so as we note the similarities we shall also acknowledge their differences. After considering some answers to the question, our next task is to discuss some of the common anti-realists arguments and then conclude the chapter with a discussion of the problem of unconceived alternatives. Scientific realism believes that science uses common standards to determine which theories are more approximately true. Hegel, on the other hand, believes that common standards are employed when science makes a determinate negation. The similarity between both views is that the common standards are used to determine what the most rational choice of a theory is. When science gives up on a paradigm in favor of a new paradigm it is because the new paradigm overcomes the problems that older paradigm had. The new paradigm appears to the scientific community as sign of progress and step towards truth, a view that Hegel shares with realism. In that sense, Hegel believes that a determinate negation appears to be a type of abduction, an inference to the best explanation, but I do not think that this is always the case. The rational theory choice is what Hegel refers to as determinate negation and what scientific realism calls the theory that is approximately true. The different ways of referring to the rational theory choice are significant. Hegel and scientific realism may agree that the outcome of scientific revolutions yields a positive result, one that brings the scientific community, but Hegel may not be willing to claim that every result is approximately true. Hegel leaves some room for mistakes; sometimes the mistakes are quite significant. J ust like
49 in his political theory, revolutions do not always lead to progress through one determinate negation. There may be times when a community needs to undergo several determinate negations (and/or revolutions) before reaching a better or an ideal state. In the case of science, Hegel might make a similar claim. Scientific revolutions may not always lead to a better theory, or one that is a greater approximation of truth. Regressions are possible outcomes for Hegel, but he does not think that stages of regression are reasons to become skeptical of scientific development. These stages of regression may actually be necessary stages for the scientific communitys progression. On the other hand, Hegel and scientific realism agree that there are common standards; whether scientific realism is committed determinate negation becomes another issue. Hegel also shares another point of view with scientific realism, about how the definition of concepts in science can change. Hegel would not agree with Kuhn that scientific concepts could not change. For instance, the two uses of mass (Newtons and then Einstein) are not completely different for the same reasons that the contradiction in formal logic is not completely different than the contradiction in dialectics. As we discussed in chapter four, contradiction is a concept that is paronymic and the same could be said about the concept of mass. The contradiction of formal logic and dialectical contradiction are not different concepts, as Wolff explained, the two usages of contradiction are related paronymically and are thus the same. The definition of a contradiction used in formal logic, however, falls short and is unable to explain fully explain what a contradiction is. But Hegel believed that the dialectical contradiction is genuine and can provide a definition of contradiction that all other usages, like in formal logic, are built off of. Likewise, the scientific concepts, like mass, have similar relationship. Wolff explains how changes in concepts are an important feature in scientific development: Science and philosophy are for the most part fairly innovative in this respect. As is well known, words such as warmth, mass, force, weight, or water words that are also used outside of physics and chemistry and are older than these sciencesgain through physics and chemistry entirely new meanings that, nevertheless, have content in common with pre-scientific usage and as such relate paronymically to them. 78
78 Paronymic shifts in meaning are an important and widespread aid in all scientific and philosophical artificial languages Because of the limited scope and precision of expressions in natural language, paronyms
50 Though Einstein provided different principles about mass, it is not the case that Einstein had created a concept of mass that was homonymic in relation to Newtons. Hilary Putnam claimed that definitions of concepts can change but these changes are still linked to the original definition of the concept. The two concepts (old version and the new one) are linked because both concepts are referring to the same thing. Though definition of the thing might change, it only changes because we happen to understand that thing a little better than we did before. 79 On that note, one might argue that Newtons definition of mass and Einsteins mass are related in the same way that Hegels contradiction and the contradiction of formal logic are related; each pair of concepts is related as paronyms of each other. Now that we have provided some reasons to associate Hegels position with scientific realism, let us now turn to the common arguments against scientific realism. These arguments are from anti-realist positions and as anti-realists, these arguments are primarily directed at the notion that theories in science are approximately true. Common standards are supposed to help the scientific community in determining which one of two competing theories is more approximately true. But whether such standards exist is not only an issue that Kuhn addresses but is an issue that has been readdressed by other anti-realist philosophers of science as well. There are two anti-realist arguments against the idea that theories are approximately true. The first argument is the argument of pessimistic induction and the second is the underdetermination of theory by the evidence. ARGUMENTS AGAINST SCIENTIFIC REALISM The argument of pessimistic induction denies that theories are approximately true because the theory that we may consider approximately true at one point in time may not be regarded as approximately true in another point in time. We often find examples where older theories were once thought to be true but only to be overturned later on. The scientific
prove to be useful for representing linguistically newly discovered scientific domains (Wolff, 7). 79 In his discussion of Ben Franklins experiment that produced the term and understanding of electricity, Putnam discusses the consequences of this discovery: I could now use the term electricity myself. Let us call this eventmy acquiring the ability to use the term electricity in this wayan introducing event. It is clear that each of my later uses will be casually connected to this introducing event, as long as those uses exemplify the ability I acquired in that introducing event (Hilary Putnam, Explanation and Reference, in The Philosophy of Science, eds. Richard Boyd, Philip Gasper, and J .D. Trout (Massachusetts: The MIT Press, 1993), 174).
51 community thought phlogiston theory was an example of an approximately true theory and then realized that phlogiston theory was not actually true because explanations and predictions provided by theory did not agree with the data (the actual consequences that were observed in combustion). The scientific communitys mistake in thinking that phlogiston theory was approximately true may indicate that the anti-realists are right about pessimistic induction. However, pessimistic induction is an argument that is not taken seriously by scientific realists. Stanford claims, the very simplicity that makes this challenge so striking also invites a natural reply to it. 80
Stanford refers to the type of reasoning used in pessimistic induction as enumerative induction, a form of reasoning that is defective. Enumerative induction is a fallacious form of reasoning because someone who uses enumerative induction attempts to make a generalization from particular cases. But enumerative induction does not consider the possibility that there are exceptions, certain circumstances and conditions may need to be accounted for when such generalizations are made. For example, a drug addict refuses to give up his destructive lifestyle based on the fact that despite how bad heroin is for him he still wakes up the following morning. The drug addict then argues that since he wakes up every morning and is not dead yet, he will continue to wake up every morning and thus, the heroin should have no effect on his longevity. But what the drug addict does not realize is that the human body can only take so much abuse. After long-term use of the drug, the addict will soon realize that his body is not functioning the way that it was when he first took the drug. Thus, in this example we can see that the drug addiction makes an enumerative induction that is likely to face some serious issues, especially when attempting to make a prediction about the future state of his existence based on the particular cases of the past few days of his life. Pessimistic induction does not seem to be much of an effective argument against scientific realism because it overlooks the important differences between general and particular cases. In science, the general cases where theories have enjoyed a certain degree of success in making predictions and providing explanations are not the same as those
80 P. Kyle Stanford, Exceeding Our Grasp: Science, History, and the Problem of Unconceived Alternatives, (New York: Oxford University Press, 2006), 10.
52 particular cases that did not share the same level of success. 81 But another point that scientific realism makes is that there is important difference between how science currently operates and how science operated when it was in its premature state. Stanford writes, it is common to find scientific realists objecting that the pessimistic induction seeks to generalize unfairly from theories found in the immature periods of various sciences and/or those not matching the performance of one or more contemporary theories in some particular respect. 82
We could also find a similar reply in Hegel. The system that Hegel lays for us is intended to show that the determinations of the present are based on the determinations of the past. The determination negations of the present cannot be same as the determination negations made in the past. The fact that the determinations of the present are different indicates the development of the dialectic. In his political philosophy, for instance, the state that mediates the internal contradiction (that begins to arise among its citizens) begins to mediate a different kind of contradiction than it did before. Actually there are stages of political history where the contradictions are so intense that the state unable to mediate them and as a result, the revolution occurs. The contradiction that intensifies to the state of a revolution is can be referred to as an antagonistic contradiction. But given the maturity of the Prussian state (or so Hegel thought), it would be able to mediate any further contradictions from reaching this level of intensity. In that sense, the contradictions of Hegels time are non-antagonistic. 83
The underdetermination of a theory by the evidence states that there can be no way to rationally determine whether a single theory is more logical than a competing theory, especially when both theories are supported the same empirical evidence. 84 In van
81 Stanford writes, The lingering whiff of ad-hoc-ery or special pleading cannot dispel the fact that changed circumstance, conditions, or characteristics sometimes really do make a difference to the legitimacy of projecting an inductive generalization into the future (Stanford, 11). On a further note, Kuhn might be helpful in making the distinction between the immature and mature states of science. Kuhn explains the normal science operates in accordance to paradigms but before a paradigm is established there was no normal science (see chapter five). 82 Stanford, 10. 83 The distinction between Antagonistic and Non-antagonistic discussed here came from Westons article (Thomas Weston, The Concept of Non-Antagonistic Contradiction in Soviet Philosophy, Science & Society 72, no. 4 (Oct. 2008): 427-454). Westons paper discusses some reasons why this distinction is untenable. Westons argument will not be addressed in this work though, because for Hegel the distinction does actually exist, at least in his political philosophy. 84 Van Fraassen writes, Theories T and T are empirically equivalent exactly if neither is empirically stronger than the other. In that case, as an easy corollary, each is empirically adequate if and only if the other
53 Fraassens version of underdetermination of a theory by the evidence, scientific researchers develop models or special apparatuses that make sense of unobservables. Atoms, for instance, are unobservable and within the atom, scientists have claimed there are electrons that orbit the neutron (center of the atom), which are also unobservable). Since the existence of electrons cannot have been justified according to van Fraassen, he argues that we only know what our models tell us and in that sense, we do not have actual knowledge about the way nature works, we only have knowledge of our models. It could be the case, says van Fraassen, that our models are incorrect but they still provide us with some useful predictions. Furthermore, van Fraassen says that we could develop an infinite number of models under one theory and each one of those models could provide us with the same observable results that the theory predicts. 85 The question then arises for scientific realists: if there are two competing models that provide the same observable results, how do we determine which model is correct? For van Fraassen, the use of models is to illustrate tools that science uses to help prove the claims of a theory. An explanation could be a tool, especially when our explanations are derived from the apparatus that is used to determine the existence of an unobservable. For instance, an electron is connected to an atom and the distance between the electron and nucleus is proportional to an amount of potential energy. Where the electron is relative to the nucleus determines its state of potential energy. Scientists can measure this state of energy because when the electron unbinds it releases an amount of energy and this release in energy emits a photon. This photon that is emitted can be measured using different sorts of spectroscopic measurement apparatuses. The amount of energy that the spectroscopic apparatus detects provides one of the many reasons why scientists believe in an unobservable like an electron. Thus, when a scientist claims that an electron exists, his explanation might be dependent on what his apparatus detects. Consider an explanation that does not come from an apparatus. At times, the molecules involved in a chemical reaction release an amount of energy (in photons) that does
is (B. van Fraassen, To Save the Phenomena, in The Philosophy of Science, eds. Richard Boyd, Philip Gasper, and J .D. Trout (Massachusetts: The MIT Press, 1991), 192). 85 B. van Fraassen, The Pragmatics of Explanation, in The Philosophy of Science, eds. Richard Boyd, Philip Gasper, and J .D. Trout (Massachusetts: The MIT Press, 1991), 317-327.
54 not require the use of apparatuses to detect. Sometimes the human eye can even see the photon that is emitted in a chemical reaction. So let us assume that there are two different explanations for the emission of light (that can be seen by the human eye). The first explanation is the one that is derived from theory behind the spectroscopic apparatus, including the knowledge of electron behavior. The other, competing explanation, suggests that the emission of light has no nothing to do with electron behavior, it is rather a result of a divine intervention; whenever molecule A collides with molecule B, God decides to spark a light. Though the second explanation may be justified based on the observable consequences (whenever A and B collide they produce light) this explanation provides very little utility to the scientific community. The explanation that has to do with God sparking a light every time this particular reaction happens raises more questions (such as, why does God spark a light for this reaction and not other ones?) The first explanation that is derived from electron theory and spectroscopic measurements is more applicable to other reactions and is more useful to the scientific community. The example that I provided above about the two competing explanations for a the single phenomenon (emission of light) shows us that although we could create another model of explanation under the same theoretical observable consequences, the alternative models are only competitive when the explanations are as useful as the one that scientific community already accepts. And so, van Fraassen suggests that one could create various models under the same theory by taking any theory that has valid premises and replace those premises with theoretical terms. As long as the consequences of the theory are the same then theory remains valid. However, just because it logically valid does not mean that it is actually useful in its application to the physical world. 86
Determining a Hegelian response on the issue of underdetermination of a theory by the evidence is not difficult because I think Hegel would agree with the scientific realists reply, for the most part. Scientist realism would argue that it is not the case that we could come up with an infinite amount of useful explanations under a single model. There should be other considerations made in determining what is useful, rather than solely relying on the
86 Richard Boyd, Observations, Explanatory Power, and Simplicity: Toward a Non-Humean Account, in The Philosophy of Science, eds. Richard Boyd, Philip Gasper, and J .D. Trout (Massachusetts: The MIT Press, 1991), 373-377.
55 consideration of whether an explanation is supported by experimental data. Richard Boyd explains that there are also non-experimental measures, such as the common standards that determine what a true theory entails. If a particular explanation does not expand our scientific but makes accurate predications, says Boyd, then the explanation is practically useless the scientific community. What good is an explanation about a particular subject if that explanation does not help us derive explanations about similar subjects? 87
Hegel believes that determinate negations lead to developments because the result of a contradiction is mediated by dialectical system. In other words, the result is derived from within the system and explanations used methods that the scientific are available. New explanations should expand on those methods. For instance, Boyd writes, Theoretical understanding of unobservable causal factors enjoys a dialectical relationship with the development and improvement of methods for improving theoretical understanding itself. In particular, judgments of projectability require knowledge of unobservable factors. 88
Furthermore, because Hegel believes that a determinate negation is a kind of abduction, it would seem that the underdetermination of a theory by the evidence is an argument that may be responded to using the same sort of reasoning scientific realist employ. Abduction is an inference to the best explanation, but a competing theory, which provides very little utility to further understanding the natural world, is not going to be best explanation. Thus, any new and competing explanation that does not expand the scientific communitys method of understanding reality is not determinate negation. While the current philosophers who defend scientific realism can provide sufficient responses to the problems pessimistic induction and the underdetermination of theories by the evidence, Stanford believes that scientific realists are unable to respond to the problem of unconceived alternatives. Stanford thinks the unconceived alternatives as the most serious issue for scientific realism. If Stanford is right and we acknowledge the similarities between scientific realism and determinate negation then the problem of unconceived alternatives
87 Boyd writes, Both judgments of projectability and assessments of experimental evidence for claims about observables thus depend on non-experimental criteria of the sort that I am discussing. They play a crucial epistemic role in scientific methodology, and thus, like the practice of subjecting theories to observational tests, they contribute to the epistemic reliability that characterizes scientific objectivity (Boyd, 351). 88 Boyd, 365.
56 should also be a serious issue for determinate negation. Thus, we should determine if the problem of unconceived alternatives really is a problem for determinate negation or if Hegel can provide a response to overcome the anti-realist argument. THE PROBLEM OF UNCONCEIVED ALTERNATIVES History shows, according to Stanford, that when a scientist has made a theory choice and establishes a paradigm (which would be later refuted), Stanford says that scientist failed to consider alternatives to the theory chosen. In the long run, argues Stanford, the history of science demonstrates how alternatives to the theory chosen are actually better than the theory that was chosen. Therefore, since the scientific community did not conceive of alternatives to the theory that they choose, it is unreasonable to claim that theories are approximately true or even that negation of the old view is determinate. Stanford uses a series of examples of how the scientific community fails to consider alternatives to their theory choice. One example comes from the early stages of biochemistry, where scientific theorists tried to make sense of the issue of inheritance. August Weismann made some useful contributions to biochemistry, including his theory of germinal specificity. Weismann proposed there is an internal ordered hierarchy structure in a microorganism that plays a regulative and significant role in cell division. Each part (of the internal order of the cell) serves a particular function and works as a network of functions that together constitute its whole microorganism. According to Weismann, when a microorganism goes through cell division it is a one way process, in which the particular parent embryonic cells (gametes) divide to form singular cells and other, somatic, cells. The somatic cells have no influence on the embryonic cell of a new generation. Although biochemistry today does not use Weismanns exact terms, some of Weismanns ideas were still accepted. However, there was one thing that Weismann was unable to do. Weismann was unable to provide a legitimate account of how the chromatin in daughter cells and somatic cells, produced in cell division, could be identical copies of each other. The reason why he was unable to provide an account of this is because Weismann didnt believe that one could provide a legitimate. Weismann said that you can not divide the cell in half and make two exact duplicates when the internal structure of both cells are manipulated forms of the parent cell. The
57 divided cells operate differently because their internal structure is not the same as its whole (or when it was not divided). In its whole, Weismann believed that the internal structure of the microorganisms has facilitative role to its smaller parts. The hierarchy has an overall purpose of controlling the precise quality and quantity that make up portions of hereditary material that is being divided and passed. It seemed to Weismann that when a cell divides, its internal structure is manipulated and so Weismann thought that different cells must contain different hereditary material. Thus, the cell division does not produce two exact copies of the same cell. It produces two manipulated versions. Stanford uses Weismanns inheritance theory as an example of how a scientist fails to conceive of alternative explanations. Stanford says that Weismann was unable to conceive this particular alternative to his theory because Weismann thought there was no alternative. Stanford writes, it is because [Weismann] can conceive of no alternative mechanism of ontogenetic differentiation and/or cellular control that Weismann is forced to insist that the germ-plasm must disintegrate into its constituent elements in the course of its development. And because he judges it impossible that the organisms germ-plasm could be re-formed once disintegrated in this way, this in turn leads him to insist that complete copies of the organisms entire germ-plasm must be reserved for and passed along to its reproductive cells from the very beginning of its ontogeny. 89
But what Weismann failed to consider was that the internal make up of the hereditary material not only consisted of parts that regulate and facilitate division but the internal structure itself also bears the necessary material to generate a duplicate of itself. Stanford claims that Weismann failed to acknowledge that the hereditary material not only generates but produces materials needed for the production process in cell division. 90
According to Stanford, the Weismann example shows that historical records indicate a pattern in scientific development (if that is what we could call it), where history shows that there continues to be unconceived alternatives to chosen paradigms and these alternatives are actually equally well-confirmed (in relation to those chosen paradigms). Stanford concludes that it is incorrect to view accepted theories as being approximately true. Since scientific
89 Stanford, 121. 90 Stanford, 126.
58 realists believe that accepted theories are approximately true, the belief that theories are approximately true is rooted in the scientific realists account of knowledge that is unable to respond to the problem of unconceived alternatives. Stanford believes that instead of viewing new theories as being more approximately true, we should view the scientific discipline as a discipline, which accumulates new theories that are useful conceptual tools used in accomplishing scientists practical goals. Stanford says there are unexplored alternative that are actually better in ways, which means that the choice made between competing theories is not always a development towards truth but a regression. Since Stanford denies that developments are made in every theory choice it would also appear that Stanford denies that science makes determinate negations. In other words, Stanford might claim that we are not actually making a movement towards a better explanation, as a result of a scientific revolution. Stanford implies that making a theory choice is more like Kuhn saying we are taking a leap of faith, especially in the way Kierkegaard had understood it. 91
As we noted earlier, from Hegels point of view the regression may be necessary stage towards a progression. The choices that are made that lead to a regression are what the future state of science uses as a learning basis, so that eventually science is able to prevent a similar regression from reoccurring. Thus, Hegel would argue that the problem of unconceived alternatives does not rule out the necessity of each stage in scientific development. Even at a particular stage of the development, when the scientific community did not conceive of every alternative to the theory chosen, this stage still appears to be a necessary one, for Hegel. Perhaps there are times, during a scientific revolution, when a wrong theory is chosen and the scientific community will later realize it made a mistake and corrects the mistake. The old and incorrect theory that was previously chosen may eventually become the reason that the scientific community is lead to discover a better theory.
91 Kierkegaards The Knight of Faith and the Knight of Infinite Resignation discusses an interesting understanding of faith as a choice made on non-rational grounds, where some evidence points against the decision to make the choice but we make the choice anyway (Soren Kierkegaard, Fear and Trembling (1843), in A Kierkegaard Anthology, ed. Robert Bretall, (New J ersey: Princeton University Press, 1946), 118-134.
59 It is interesting that Stanford calls his argument the problem of unconceived alternatives because based on his reasoning it seems that Stanford thinks that it was possible for the scientific community to conceive of all the alternatives to the theory chosen. But it is one thing the say that the alternative theories were unconceived and yet another thing to say that the alternatives were inconceivable. Stanford appears to advocate the former while overlooking reasons in support for the latter. If the alternatives were conceivable then the scientific community would have probably considered those alternative theories, but the fact that they were unconceivable indicates that it was possible for the scientific community to consider these other alternatives. It may not have been possible for early scientists to conceive of the possibilities when these possibilities are only available to the scientific community in a more advanced period. Perhaps old scientists thought in a way that prevented them from considering these alternatives. We cannot overlook the idea that new theories come with new ways of thinking and even possibilities, and these new ways of thinking and possibilities are ones that we might not have thought of without the existence of those theories. Nevertheless, we find many examples in which philosophers come up with theories we find ridiculous today. It was Aristotle that denied the existence of atoms because he did not think the idea made any sense. Today the scientific community considers the existence of atoms as a fact. But Aristotles inability to make sense of atomism was due to the limited knowledge he had on the issue. Aristotles knowledge was not based on any scientific research or special apparatuses, his knowledge came from the theories of his predecessors, which based their knowledge on information that was even more limited in content than the information Aristotle had. Likewise, scientists, like Weismann, could only rely on what they knew and what other scientists of their time also knew. The information available to them allowed them to come with the theories that they did. As the scientific communitys knowledge expanded, scientists were able to rule out older and outdated forms of reasoning in favor of new ones and even conceive of the alternatives that were now conceivable.
60 CHAPTER 8 IN CONCLUSION One might argue: had Rosen actually looked more into what Hegel meant by it through reading those sections in Science of Logic (see chapter four) Rosen might have understood this claim and not worried about the post festum paradox. But Rosen also helped initiate a further discussion of Hegel that goes beyond the scope of Rosens analysis and brought us to a interesting research into how Hegels work can be applicable and appreciated in other unvisited areas, like scientific knowledge. Though some critics have argued that the transitions Hegel makes in the Phenomenology and other works (pertaining to his political views) are considered questionable, I have attempted to turn the focus elsewhere and present an argument about how the transitions in science from a Hegelian account are not questionable. Determinate negation was the basis of my exposition and my defense of Hegels dialectic against Rosens criticism about how the dialectic has no place in the philosophy of science (see chapter three and four). Determinate negation is the principle that states that what results from a contradiction is a unique and positive result, and the result of a scientific revolution is the development of a new and better paradigm. To establish this view of determinate negation, I associated Hegels view of knowledge from the Phenomenology with social constructivism, because a social constructivist account of knowledge seemed to fit Hegels view of how theories are discovered and how human beings use common standards to determine when and how those theories are true. The problem of unconceived alternatives presents an interesting obstacle because it calls into question the idea that science is constantly developing. Stanford believed that the unconceived alternatives set science back in its movement towards Hegels absolute truth but if anything Stanford only shows us that the Hegelian view of scientific development is even more justified. My thesis provides a defense of determinate negation but it does not prove it. There are some areas that may require further research. For instance, I mentioned at the end of chapter four that I believed Hegels Phenomenology could be interpreted as a social
61 constructivist view of knowledge. Rather than defending this claim, I made it an assumption. At the same time, I acknowledge that this claim requires more research before really taken seriously and at the same time, I think that further research into this idea would make a comparison between Kuhn and Hegel even more interesting. I became interested in this topic, of defending determinate negation, when studying Hegel and trying to look for ways to show how the dialectic is inapplicable to particular areas. After considering scientific revolutions and setting aside questions about whether Hegels ideology gets in the way of my type of analysis, it seemed that the principle alone, determinate negation that is, was worth further consideration.
62 REFERENCES Boyd, Richard. Observations, Explanatory Power, and Simplicity: Toward a Non-Humean Account. In The Philosophy of Science, edited by Richard Boyd, Philip Gasper, and J .D. Trout, 349-377. Massachusetts: The MIT Press, 1991. Bryson, Bill. A Short History of Nearly Everything. New York: Broadway Books, 2003. DeVries, Willem A. Hegels Dialectic And Its Criticism. Review of Hegels Dialectic And Its Criticism, by Michael Rosen. The Philosophical Review, J uly 1984: 450-454. Hegel, G. W. F. Phenomenology of Spirit. Translated by A.V. Miller. New York: Oxford University Press, 1977. Hegel, G. W. F. Science of Logic. Translated by A.V. Miller. Amberst: Humanity Books, 1969. Hegel, G. W. F. The Encyclopaedia Logic. Translated by T.F. Garaets, W.A. Suchtin, and H.S. Harris. Indiana: Hackett Publishing Company, Inc., 1991. Hegel, G. W. F. Hegels Philosophy of Nature: Part Two of the Encyclopaedia of the Philosophical Science (1830). Translated by A.V. Miller. New York: Oxford University Press, 2004. Kant, Immanuel. Critique of Pure Reason. Edited by Paul Guyer and Allen W. Wood. New York: Cambridge, 1998. Kierkegaard, Soren. Fear and Trembling (1843) In A Kierkegaard Anthology, edited by Robert Bretall, 116-134. New J ersey: Princeton University Press, 1946. Kuhn, Thomas S. Objectivity, Value J udgment, and Theory Choice. In Scientific Knowledge: Basic Issues in the Philosophy of Science, edited by J anet A. Kourany, 212-224. California: Wadsworth Publishing, 1998. Kuhn, Thomas S. The Function of Dogma in Scientific Research. In Scientific Knowledge: Basic Issues in the Philosophy of Science, edited by J anet A. Kourany, 301-315. California: Wadsworth Publishing, 1998. Kuhn, Thomas S. The Road Since Structure. edited by J ames Conant and J ohn Haugeland. Chicago: University of Chicago Press, 2000. Kuhn, Thomas S. The Structure of Scientific Revolutions. 3 rd ed. Chicago: University of Chicago Press, 1996. Petrik, J ames. Evil Beyond Belief. New York: M. E. Sharp, 2000. Pinkard, Terry. Hegels Phenomenology: The Sociality of Reason. Cambridge: Cambridge University Press, 1994.
63 Putnam, Hilary. Explanation and Reference. In The Philosophy of Science, edited by Richard Boyd, Philip Gasper, and J .D. Trout, 171-185. Massachusetts: The MIT Press, 1991. Rockmore, Tom. On Hegels Epistemology and Contemporary Philosophy. New J ersey: Humanities Press International Inc., 1996. Rockmore, Tom. Hegels Circular Epistemology. Bloomington: Indiana University Press, 1986 Rosen, Michael. Hegels Dialectic and Its Criticism. New York: Cambridge, 1982. Stanford, P. Kyle. Exceeding Our Grasp: Science, History, and the Problem of Unconceived Alternatives. New York: Oxford University Press, 2006. Van Fraassen, B. To Save the Phenomena. In The Philosophy of Science, edited by Richard Boyd, Philip Gasper, and J . D. Trout, 187-194. Massachusetts: The MIT Press, 1991. Van Fraassen, B. The Pragmatics of Explanation. In The Philosophy of Science, edited by Richard Boyd, Philip Gasper, and J . D. Trout, 317-327. Massachusetts: The MIT Press, 1991. Weston, Thomas. The Concept of Non-Antagonistic Contradiction in Soviet Philosophy. Science & Society 72, no. 4 (Oct. 2008): 427-454. Wolff, Michael. Hegels Doctrine of Contradiction. The Owl of Minerva 31, no. 3 (Fall 1999): 1-22.
(Suny Series, Intersections - Philosophy and Critical Theory) Gayle L. Ormiston - The Hermeneutic Tradition - From Ast To Ricoeur-State University of New York Press (1989) PDF