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This paper provides estimates of Total Factor Productivity in tsarist Russian agriculture from the abolition of serfdom to 1913. It shows a surge of capital inflows during industrialization, although import and domestic manufacturing of large equipment remained a small factor in income. The main finding is that by the last decade of the regime, agriculture had greater potential for technological change than it had demonstrated before.
This paper provides estimates of Total Factor Productivity in tsarist Russian agriculture from the abolition of serfdom to 1913. It shows a surge of capital inflows during industrialization, although import and domestic manufacturing of large equipment remained a small factor in income. The main finding is that by the last decade of the regime, agriculture had greater potential for technological change than it had demonstrated before.
This paper provides estimates of Total Factor Productivity in tsarist Russian agriculture from the abolition of serfdom to 1913. It shows a surge of capital inflows during industrialization, although import and domestic manufacturing of large equipment remained a small factor in income. The main finding is that by the last decade of the regime, agriculture had greater potential for technological change than it had demonstrated before.
Agricultural Productivity Growth in Russia, 1861-1913:
From Inertia to Ferment
by
Carol S. Leonard, University of Oxford Carol.leonard@sant.ox.ac.uk
Presented at Final Conference of the Research Training Network, Unifying the European Experience: Historical Lessons of Pan-European Development
Jagiellonian University, Krakow 27 September 2008
NOT FOR CITATION Early Version
Abstract
This paper provides estimates of Total Factor Productivity in tsarist Russian agriculture from the abolition of serfdom to 1913. It shows a surge of capital inflows during industrialization, although import and domestic manufacturing of large equipment remained a small factor in income by comparison with labour and land. The main finding here is that by the last decade of the regime, agriculture had greater potential for technological change than it had demonstrated before, a small positive residual indicating technological change that shows up in the 1900s. Suggested explanations would be economies of scale, or the spread of the locally produced iron plough, absent from the data on imports and manufacture of large harvest machinery. Surely also the spread of capital, enabled by a significant growing accumulation in the late tsarist era of outworkers remittances to the farm, and skills.
I Introduction
The dynamics of late nineteenth- and early twentieth-century Russian agricultural output are as clear to economic historians as they will ever be. After a century of controversy, in a tribute to careful research in the last decades of the twentieth century, on aggregate, data carefully compiled have been careful analyzed. 1 During Russias industrialization from the mid-1880s, output improvement, after years of seeming stagnation, grew at a rate comparable to that in countries of western Europe. Paul Gregory estimates that net grain
1 Nifontov (1974); Gregory (1982); Goodwin (1998). Leonard, Inertia to Ferment 2 production rose at 3.1 per cent annually between 1885 and 1913. 2 Russia produced more grain than any other country in 1861, and in 1913, was second only to the US. 3
This bright picture of Russian agriculture, to be sure, has yet to capture the narrative of most general histories, where the late decades are more often depicted by deepening poverty and landlessness, causing an agrarian crisis and contributing to revolutionary unrest. On a per capita basis, Russias grain production and per capita GDP lagged far behind that of the US in 1913. 4 Indeed, even the above findings, as Allen (2003) argues, do not show that agricultural productivity growth was strong. Output improvement, in his view, was no more than a temporary improvement, not self-sustaining. 5 This paper looks once more at aggregate numbers in this period. The objective is, this time, to capture productivity growth across a half century and, therefore, to look as closely at the beginning of change, around Emancipation, as at the output surge after industrialization began. That is a not entirely a new endeavor. The first to attempt to fill the gap of the pre-industrial, post-Emancipation years was Goldsmith. His fragile conclusions were so tentative that he did not publish them nor release his data and computations to other scholars. The only solid conclusions have been based, again, on output rather than productivity. Part I briefly reviews, by way of background, the familiar historiographic controversy over rural capitalism in late tsarist Russia. 6 The assumption here is that ample empirical evidence has been produced to show dramatically increased output growth beginning in the 1880s. It moves on, however, to a somewhat different point. Its concern is that a lack of understanding of the earlier period and lack of total factor productivity research makes this burst of development seem exogenous to the sector, one reason the narrative literature has such a difficult time dealing with the evidence. The clearly evident burst of growth seems out of place in light of contemporary accounts about the depth of rural poverty in that era.
2 Some of this was presumably the reduction of waste, that is, the increase in the ratio of net to gross production; see Gregory (1982), pp. 75-76. 3 Gregory (1982), p. 158. 4 Gregory (1982), p. 158. 5 Allen (2003, p. 34): The nineteenth century sources of growth had run their course, and the most important had reversed direction. The prime mover behind the agricultural expansion had been the rise in the price of wheat. 6 Hoch (1994). Leonard, Inertia to Ferment 3 The aim of this paper is to set rates of growth in a historical process within agriculture and to estimate total factor productivity for the years 1861 to 1913. National income has been well documented only for the later period, and total factor productivity has never been attempted. The findings have considerable policy relevance for development economics. The estimates show a sudden infusion of capital during industrialization on the back of a dramatic rise in land prices produced by the results of Emancipation, which created a land market overnight in the 1860s. The story may have gone something like this: in the first two decades after the Emancipation, the take-up of land rights and expansion of average holdings was relatively faster in the relatively richer soils of the Blackearth South, although in the less fertile regions of the North, average holdings shrank and enthusiasm for cereals farming waned. Despite restrictions on labour, off farm work expanded bringing in considerable new resources to farming in both regions as well as migration to state lands in Siberia. It is suggested here that the movement of labour was significant for agriculture, then, in two regards, first, for remittances, and second, for the spread of skills and transformation of farming routines. More significant in the data below than equipment and fertilizer seems the impact of the phenomenal lure of land in the rise of off-farm labor and spread of farming knowledge. Part II discusses the methods and data used in estimation. This paper follows the method adopted in historical treatment of agricultural productivity of taking decadal averages. It begins with the three years around and including 1861 and takes decadal periods through 1911. Part III is a presentation of the findings and a summary.
II The Setting: the Tsarist Russian Rural Economy After Serf Emancipation (1861)
The rural economy stagnated in the aftermath of the Crimean War. Financial conditions after the war worsened in a banking crisis, followed by fiscal tightening in which environment, the abolition of serfdom occurred in 1861. The government followed the well know crisis/reform pattern, in which social reform was accompanied by trade liberalization as well as fiscal tightening, forcing the beneficiaries to pay for rural reconstruction. Thus, in the first few decades after Emancipation, when rural households were struggling in the newly competitive environment for non-agricultural labour, they also faced swiftly rising prices in the new land market. This would have been to their advantage, if it werent for continued restrictions on movement away from the land and the protracted reform process, which allowed the purchase and sale of land only by the commune and not the individual Leonard, Inertia to Ferment 4 household. Confronting this new world, many rural dwellers remained temporarily obligated to their former landlords until 1883, when settlement was forced on the hold-outs. After the mid 1870s, agriculture generated even worse numbers. Conditions for the largest grain producers were affected by the flooding of European markets with American grain, meaning lower prices for Russian exports, some 3 per cent of gross production. This adversely affected the financial position of the larger export-oriented grain producing noble estates lowering production figures on aggregate. It would be difficult to argue, however, that lower prices on foreign markets greatly affected peasant producers, although it may have affected opportunities for agricultural hire on large estates in the 1870s and early 1880s. All of the retail price indices we have for grain show the dip in prices, but they are all for St Petersburg. There is no reason to suppose that a large and growing land market would not have enriched many peasants. Stephen Hoch (2004, p. 261), observed more positive consequences for peasants of the Emancipation earlier than are generally assumed. He shows that between 1863 and 1872, although merchants and nobles, together, purchased 72 percent of the total ruble value of land sold, peasant participation in the market (whether individually, communally, or in groups) was substantial; they constituted one-third of the total number of buyers. Peasants sold their land and left it, mainly seasonally, with remittances sent home. They enriched themselves with outwork at massive levels by the end of the century. Labour is the focus of most microanalytic studies by Soviet-era and Russian researchers, who took interest in social conditions during the burst of industrialization in the mid-1880s. Despite restrictive forces on out- migration, peasants worked in large numbers off the land. Social stratification followed, as outworkers earnings were remitted, and it was becoming more apparent in the village by the 1880s. 7
Western historians, along with some Soviet scholars, strick a cautionary note. They emphasize the legacy of serfdom particularly on feudal-style large estates in the 1880s and 1890s and the continuing power of the Russian land commune to hold back the mobilization of land and labour resources. One might suspect that land resources were rationed from the dramatic rise in land prices by 1913 (see below). Thus what Soviet scholars then called proletarianization of the peasantry, but more modestly, and equally interestingly, might be called increasing household autonomy, was a force, alongside industrial demand, that plunged the rural economy after 1900 into a period of ferment and change. The number of long-distance year-long passports given to peasants increased by four times
7 See literature cited in Borodkin et al (2008). Leonard, Inertia to Ferment 5 between the 1860s and 1900 (Khromov 1950). Certainly after the Stolypin reforms (1906-1910), fostering the break-up of communal land tenure and new small farm formation, technological change was an important outcome of greater individual household choice, described in his two-volume sociology of rural Russia by Boris Mironov (1999). Historians, such as Vladimir Danilov (1976), have argued, to the contrary, that the commune remained a major force against government reform through the much later era of collectivization. 8 Gerschenkron also found unremittingly backward agriculture held back demand for industrial goods (1961). No further treatment will be given here to this familiar historigraphical controversy, about which much research in this post-Soviet era, without interpretation imposed from above, remains to be done. It is assumed here that the evidence falls decisively on the side of arguments by Ivan Kovalchenko and his colleagues in Moscow from the 1970s on, and by Paul Gregory and others, among western specialists on Russia, that there was no agrarian crisis in late tsarist Russia. Markets were making rural Russians much better off. This study aims to provide more understanding of how fast and how extensively the agricultural economy changed during this period. Productivity Measures This paper, following Ball and Walton (1976) and Gallman (1972) on early American agriculture, finds factor productivitiesproductivity of land and labourand multi-factor productivity, or Total Factor Productivity (TFP) for decadal periods. Partial productivity is the ratio of total output to a single input, generally land or labour. It is used where there is concern with specific processes, for example, the productivity of labour, assessed by labour- based hours as the input variable. Placing emphasis on partial productivities without reference to factor endowments and available technologies, however, can be misleading. For example, estimates of partial productivity for the Soviet era have led to assertions that private agriculture was more productive than socialized labour because output per hectare was higher, and the reverse, that private agriculture was less productive because output per worker was lower. Both judgments should be qualified by the circumstance that raising livestock on private plots was a land saving production choice determined in large part by the land constraint (0.5 hectares), and cereals in the socialized sector were land-using and labour saving, and they were exported to the private sector. 9
8 See a review of Soviet and Russian writing on pre-revolutionary industrialization by Borodkin (2006). 9 Clayton (1980), p. 452. Leonard, Inertia to Ferment 6 TFP is a broad measure, combining the aggregated effects of factor inputs in gross production of goods and services. It is the residual from a production function, representing improvement caused by changes in efficiency, the scale of production and/or technical change, that is, the increase in production not accounted for by the growth in the quantity of inputs used. For modern agriculture, it is the standard tool for assessing the transformation of agriculture. TFP, for example, is published annually for US agriculture and has been since 1960. 10
The production function measures the relationship between inputs and outputs, usually a Cobb Douglas linear function with logarithms. 11 The assumption is that in the long run, factors are easily substitutable for each other, making the elasticity of substitution equal one, an assumption that is reasonable for agriculture everywhere. 12 TFP is calculated here as the rate of growth of output minus the rate of growth of aggregate factor inputs (human and physical capital, labour and land). From the assumed production function, real income is established to determine the factor weights (with labour as the residual) in the sources of wealth. Estimated inputs are multiplied by these weights, the fractional share of the separate factors in income. In this way, the weight shows the elasticity of output with respect to the input. 13 It is emphasized, again, that that by estimating it in this way, economics and diseconomies of scale are included with technological change as sources of TFP growth. 14
10 The USDA Economic Research Service (ERS) provides factor productivity (TFP) measures based on a system of farm production accounts (see www.ers.usda.gov/Data/AgProductivity Its TFP model uses the transcendental logarithmic (translog) transformation frontier. It relates the growth rates of multiple outputs to the cost-share weighted growth rates of labor, capital, and intermediate inputs. See Ball (1997, 1999) for a complete description of the USDA model. 11 For productivity measurement, other factors, such as measurement of inputs and outputs, are more important than the functional form of production (Maddala 1979, p. 309). 12 Clayton (1980), p. 455. 13 See Robert Gallman (1972), p. 192: For example, assume that the labor input increased at an annual rate of 3 percent, the property input, at a rate of 5 percent, and the share of labor in income was 70 percent while the share of property was 30 percent. Then the rate of ,growth of total factor input was 3.6 percent: (.03 x .70) + (.05 x .30) = .021 + ,015 = .036. See Denison (1962), pp 24-34. 14 Gallman (1972), p. 193. Leonard, Inertia to Ferment 7 TFP Growth in Russia: what can be expected? Productivity estimates for Russia will not rise nearly to levels found in the same years in the more advanced regions of Europe and North America. For the latter countries, more ample data and careful analysis show modernization to be well on its way by the third quarter of the nineteenth century. Productivity estimates for those countries are a probable upper bound for Russian period estimates, but it cannot be anticipated that the Russian data would produce comparable estimates. The agricultural revolution started in Britain: it took several centuries, from 1520 to roughly 1739, for output to double. 15 From 1790 to 1815, Hueckel finds for Britain a mere 0.2 per cent rate of growth. 16 Allen and OGrada find it up to 0.5 per cent annually between 1800 and 1850, slowing to 0.4 per cent between 1860 and 1914. 17
The range for England in the nineteenth century, therefore, falls between 0.2 and 0.5. For France, change follows the French Revolution in 1789. 18 Grantham shows TFP growing by 0.45 between 1789 and 1840, 0.81 per cent between 1840 and 1870, and by an average of 0.85 per cent between 1815 and 1914. 19 For the US agriculture, TFP growth was observed for the eighteenth century at an annual rate of between 0.2 and 0.3 per cent, 20 which picked up to 0.5 per cent in the nineteenth century (0.14 in the first half and 0.8 in the latter half). 21
The usefulness of coming up with TFP estimates for Russia is in comparing the potential of the economy in that period with that of other countries. Of course comparing different farming systems, for example, the US and British small farms with the communally organized Russian regime, creates problems of interpretation. However, since the step has already been taken in comparison of the diversified small family farms in the US and the more traditional French agricultural regime, with intermingled and scattered plots and open fields for grazing, it is a useful exercise. This is especially so since the primary force in generating TFP growth in any regime more in technology, holding organization constant. For example, improvements in France and Britain raged from the introduction of multiple crop rotations
15 Allen (1999), p. 215. 16 Hueckel (1981), p. 192 17 Allen (1994), OGrada (1994), reviewed in Grantham (1997), p. 389. 18 Hoffman (1991), cited in Grantham (1997), p. 391. 19 Grantham (1997), p. 391. 20 Ball and Walton (1976). 21 Gallman (1972). Leonard, Inertia to Ferment 8 and better plowing to greater knowledge about seeds and soils. 22 To summarize, an upper bound for Russia of this period would not be nearly what it was elsewhere. One would expect continued labour intensivity of production. But there may be signs of deeply rooted change due to the liberal reform era in the 1860s, when serfdom was abolished. The Data for Russia, Imperial Period Missing Information The lack of reliable published series for mid-nineteenth-century agriculture is a clear roadblock to growth accounting for Russia. Gaps for the 1860s and 1870s include such fundamentals as the extent of cleared and uncleared land, net harvest figures by crop, reliable livestock estimates, and capital input series. I. Vilson, Russias leading agricultural expert, writing in 1869 blaming weak and poorly financed institutions of local government, shows the statisticians frustration: the amount of land under crops is unknown; exacting and well defined household surveys do not exist, or, at least, did not exist before the introduction of zemstva institutions [1864csl], therefore, the evidence collected by committees for the public supply of food can be accepted only with extreme cautionwe have as rough indicators from reports by landowners the general extent of plowed land, the level of the harvest of every year, and so forth. 23
Other missing figures in those years and later are for land rental, insured structures, the production and application of domestically produced mineral fertilizers, the use of mechanized equipment, exacting livestock and crop inventories, and producers prices for some of these years. In estimating Gross Production, non-agricultural output is a missing number, never accounted for in published studies, despite its obvious importance across northern Russia, with its relatively infertile soils. The gap in coverage narrows from 1870, when separate crops and arable sown to them were first distinguished in surveys following a major effort to improve reporting by a joint project of the Central Statistical Committee (TsSK) and the Ministry of State Domains. There was no further progress until after 1880, when the TsSK produced its own estimates using the first agricultural census (1881). At that time, the start-up of registry institutions for formal land markets help the historian overcome to some extent the fragmentary state
22 Grantham (1997). 23 Vilson (1869), pp. 75-76. Leonard, Inertia to Ferment 9 knowledge about actual land use by individual peasant khoziastva (households) and property boundaries. From 1880, a new initiative to improve agricultural statistics was taken up by the Department of Agriculture and Rural Industry of the Ministry of State Domains. The result was a considerably improved survey including cereals and industrial crop output, livestock, and conditions of agricultural production for every year, on a similar basis to surveys in the US, Prussia and England. 24
Current Knowledge The three most important published compilations of output series for the tsarist era, all based on the official series above, are Obukhovs 1927 gross harvest data for the fifty European provinces of Russia, Raymond Goldsmiths 1955 unpublished estimates of gross value of agricultural production, a series for 1860-1913 also covering European Russia, with each crop weighted by its average value in 1896-1900, and Paul Gregorys 1982 estimates of the value of net agricultural output in his more comprehensive study of national income across the entire territory of the empire. Obukhov and Gregory avoid the most severe data issues by focusing on the period after the mid-1880s, when country-wide uniform standards were used in surveys and accuracy and completeness were among objectives of surveyists. For the entire period, we use Goldsmith (1995) whose data from 1884 are from surveys taken by the Central Statistical Committee (the Ministry of Interior) on the volume in puds of wheat, rye, oats and barley and potatoes. For the earlier period, chetverti were converted to puds at ratios given in the source. 25 Although post-1884 are viewed as considerably more reliable that the earlier estimates, there remain gaps and problems, for example, in determining non-agricultural output of peasant farms and changing land boundaries. 26 For example, even after 1884, surveys captured only allotment land (upon which redemption fees after the end of serfdom were based), an area of arable too small probably by half: it did not include possibly extensive rented croplands and meadows in some regions. We concur with Goldsmith, however, that even though absolute levels, even after 1884, may not be entirely reliable for any given year, the movement of production over time will reflect a
24 Timiriazev 1902, pp. ix-xi. 25 Through 1915, the TsSK sent two sets of forms to each locality, requesting information about yields and sown areas by crops from both peasants allotments and nobles fields. From this information, the TsSK estimated harvests, or gross output, using population data to provide information on per capita yields/ Groman (1927), p. 1. 26 Ivantsov (1915). Leonard, Inertia to Ferment 10 consistent collection technique over a territory where officials practiced familiar routines. The data do not permit estimates of output by typical farm. The complex organization of farming is not well captured by the data. After the Emancipation of the serfs, manorial style agriculture persisted in some regions, and virtually disappeared in others, which means that the typical farm is difficult to identify. Most of research on nineteenth century farming in Russia has been drawn from manorial archives, which provides only a glimpse of one part of rural life. From these microlevel data, one cannot estimate the number of workers per farm, including on middling size estates for the rest of Russia. Moreover, over half of the peasants resided in villages on state-owned lands. These resembled the privately owned peasant operations, which covered a territory the size of France by 1913. However, they co-existed with the communally governed peasant plots. The typical farm? Farm surveys for nineteenth-century US and Europe could be counted on for representativeness Even for the 18 th century US, the historian finds an enviable clarity in the following: To derive an index of labour inputs consistent with our capital and land indexes, we must consider the trend of labour inputs per average farm. Because the typical farm was a family concern, average labour input per farm was dominated by family size. 27
In Russia, no doubt the major form of peasant production was still communalistic, reflecting economic and social dependency and incomplete household control over production decisions. An autonomous form of farming was rapidly emerging, however. The state of the data, then, is far from idealless adequate than for other countries undergoing industrialization in the late nineteenth century. Published records for the US, for example, are sufficient with extrapolation to provide gross production (net of seed), or value added information about all farm activities, net crop output and livestock and other sales by the farm for 1800 through the present. Income for those years can also be determined by farm, complete with returns from cleared and uncleared land and farm investment. 28
This study of productivity nevertheless aim to provide a plausible long run picture of how agricultural production changed in the tsarist era. Our approach is to take decadal
27 Ball and Walton (1976), p. 108. 28 See, for example, Towne and Rasmussen (1960). Leonard, Inertia to Ferment 11 averages, net of feed and seed for 1871 (1870-1872) through 1911. 29 These were based on reconstruction of annual time-series as close to the original data sources as possible for the entire post-1861 period. For the 1860s, the estimate is from Vilson (1969, p. 112). This provides a rough periodization of changing production efficiency. Gross Production Gross crop production for the 50 provinces of European Russia embraces, for a beginning, consumption and sales of the four main grains and potatoes. The four grains accounted for 90.3 per cent of all net grain production in 1896-1900, according to Prokopovichs estimates. 30 According to Goldsmith, for 1861 and 1864-1866 there are no figures on the production of grain crops. 31 This is not quite right. Information for all years through the early 1880s is available in governor general reports. The data are not missing, but for the 1860s, crops are distinguished only as winter and spring and harvest size must be estimated from crude seed/yield and yield/desiatina (1 desiatina = 2.7acres) ratios. Through the 1860s, yield/seed estimates were carried out in the same way as in the General Land Survey of the late 18 th century, where landlords reports of harvest yields also provided the base for estimates of sown arable. For the 1860s, our data are from Khromov. 32 We also estimated production net of seed, averaging the regional data in provincial sources for Yield and take the percentage required as the minimum net volume. Our data on cereals differed from Goldsmiths in the determination of value. His gross estimates are from Prokopovich, who then derived net value by excluding expenditure on seed in output. Since this approach leads to no important difference for Goldsmiths purposes, the relative weight attached to individual crops, Goldsmiths indexes are based on
29 First person plural is used here to indicate the importance of research carried out in the early stages of this project by Dr Dilyara Ibragimova of the Institute for Social Policy in Moscow. 30 Prokopovich (1918), p. 7.
31 Goldsmith (1955), p. A-2. 32 For 1857-1866 from Obruchev(1871), pp. 247-253, and these data are much the same as in the earlier publication by Vilson, who essentially wrote the test of the Voenno-statisticheskii sbornik.edited by Obruchev. The other years are from Goldsmith for the 50 provinces of European Russia, checked for accuracy against Obukhov (1927); Khromov (1950). Leonard, Inertia to Ferment 12 gross value. 33 For assessing the growth rate of aggregates, however, this is a drawback. 34 For the purpose of examining productivity, we first disaggregated the crops and used annual yields by crop to determine seed, and for the 1860s, used I. Vilsons breakdown (Vilson 1869, p. 112) for aggregate consumption and seed. For the value we averaged regional aggregated prices from Mironov (Mironov 1985), despite large regional differences across European Russia. 35
a) Rye and oats. We averaged regional retail prices for 1860-1880s and procurement prices for European Russia, 1881-1913. b) Wheat and barley. We used Mironovs procurement prices for 1881-1913. For the earlier period, we reconstructed the price data, assuming a constant price ratio for crops. c) Potatoes. Price information for potatoes is relatively scarce. We used Gregorys data for 1885-1913 (which are in part reconstructed, based on the price ratio of potatoes and barley for fragmentary years) and similarly reconstructed prices for earlier years. d) Industrial crops (beets, tobacco, flax and hemp 36 ). These were derived from Prokopovichs average prices for 1896-1900 for each crop, as in Goldsmith. Our price index, using constant 1913 prices, from Strumilin, is as in Gregory, with the gross value as shown in Figure 1, below: FIGURE 1 GROSS VALUE OF PRODUCTION OF CEREALS AND POTATOES, 1870 TO 1913, IN 1913 PRICES
33 This assumption has been challenged (see Gregory [1982], pp. 75-76. 34 See Gregory (1982). 35 Mironov (1985). 36 The production of hemp was first included in the record in 1888. Gross value output dynamics (1913=100), in 1913 constant prices y = 1.2452x + 35.9 R 2 = 0.7825 30 40 50 60 70 80 90 100 110 1 8 7 0 1 8 7 2 1 8 7 4 1 8 7 6 1 8 7 8 1 8 8 0 1 8 8 2 1 8 8 4 1 8 8 6 1 8 8 8 1 8 9 0 1 8 9 2 1 8 9 4 1 8 9 6 1 8 9 8 1 9 0 0 1 9 0 2 1 9 0 4 1 9 0 6 1 9 0 8 1 9 1 0 1 9 1 2 Leonard, Inertia to Ferment 13 We find that the average annual rate of growth of gross cereal and potato production in European Russia for 1870-1913 was 2.5 per cent, 1.6 per cent for the first 30years, and 4.4 per cent from the turn of the century. This is in the range of estimates by Paul Gregory (Table 6.3, 1982), who found the rate of growth covering the entire territory of Russia, including frontier regions, from 1883-1887 through 1909-1913 to be 2.8 per cent, with some differences within the intervals of that period. Goldsmith finds a slower rate of growth (he estimates the average annual rate of growth at 1.5% for the 50 European provinces. 37 He used average prices for grain and technical cultures for 1896-1900 from Prokopovich (1918). Based on these prices and average gross output of these cultures, he calculated price relatives for each culture for 1896-1900 then applied these weights for the remaining period. 38 But, as Goldsmith himself recognizes, Prokopovich does not cite his sources or explain his methods for estimating prices, and Goldsmith only assumes that they are producer prices. 39 Moreover, he had no prices for potatoes, whose production was calculated from share of output in mlns of puds between potatoes and major and industrial grains and average value of output of grain production. We take our estimates as better approximating reality, in that we used improved price data from Mironov for individual grain cultures (mostly retail, some producer) for the entire period. To crop production we add livestock (the slaughter rate is estimated at 20 per cent of output, as in Gallman), for a general picture, within the limits of our data. 40 To this we add changes in the value of land through improvements. As in Gallman (1972), because improvements are not known, we use a 5 per cent return on land. It would be important to have an estimate of cleared land, but for Russian data, this information is not available. We take arable plus meadows and pastures. Since these were in short supply (for most years, the latter only one/half of cropland), we assume that they were fully in use. For gross production, it would be an enormous deficiency for Russia, where it was so important, to ignore outwork. Outworkers earned some 40 to 50 per cent of household income, a far more significant part of income than local sales of home produced items. 41 We estimate this non-agricultural output in the category of cash receipts (Carlin and Handy 1974). For this we have exact number of passports and temporary permits issued for the
37 Goldsmith (1955), p.18. 38 Goldsmith (1955), Appendix A, p.A-26, A-27. 39 Goldsmith (1955), p. A-3. 40 Gallman (1972), p. 204, n. 25, cites Samuel Blodgett Economica, A Statistical Manual for the United States of America (1806; reprint ed., New York: Augustus M Kelley, 1964), p. 90, for his estimate of a 40 per cent slaughter rate. 41 Towne and Rasmussen (1960), p. 256. Leonard, Inertia to Ferment 14 entire period, as translated into one year passports (Mironov 1999, I: 247), and we take wages for construction workers in St Petersburg (Borodkin et al 2008). Remarks about Output Estimates As in Wheatcroft and Davies (1994, p. 108), I note the problem surrounding the year 1913. The official estimates produced for that period by the Tsarist Central Statistical Committee (TsSK) were corrected in the early Soviet era, in 1925, because it was thought that yields and sown area were both underestimated, possibly by as much as 19 per cent. In the 1930s, however, the estimates were recorrected downward, and again in the 1960s, so that Soviet achievement in agriculture would appear, by comparison, more significant. We have used the original materials, following Goldsmith, in preference to the corrected data. Using crops, including potatoes, to represent gross production is the standard in Russian historical statistics. 42 In all likelihood, Goldsmiths figures for gross cereals output may be too low, and they include the waste, adding an additional element of unreliability. It is clear from the data and from internal Ministry documentation that the method of gathering harvest statistics changed in the 1880s and again in the late 1890s, each time boosting the figures and, seemingly, making them more reliable. This means, however, as Goldsmith remarked in his unpublished work, that the corrected figures should be incorporated back into the series in an integrated way, without such a sharp rise for the late 1890s. Although the growth of agricultural output was more significant in the last several decades of the tsarist regime, when the figures are adjusted properly for the change in methods of calculation, the rate of growth for the entire period, like that of Goldsmith, is adjusted downward in our figures, not upward. Harvest Weight Official tsarist Russian (and current) data captures weight rather than volume in reporting quantity of crop output. Weight was currently is measured in centners (1 centner equals a quintal, 100 kilograms), and it formerly was measured in puds. This is different from estimates elsewhere, which is in volume. The difficulty in using weight for product of the arable (rye, wheat, oats and potatoes) lies in the mix. Output in pre-modern times differs considerably from that in modern agriculture, and the weight of output will generally be
42 Prokopovich (1918), p. 44. Leonard, Inertia to Ferment 15 insufficient to show structural transformation. The following figure, for example, shows the increasing relative amount of potatoes in output across the period.
Potatoes grew in importance for consumption after the mid-1880s, as can be seen in Figure 2. For contrast, Figure 4 presents the relative value of the crops and potatoes produced. There was not much structural change in output across the decades. The bulk of production in rye shrank somewhat relative to wheat. In other countries, such as the US, this variability would encourage researchers to use volume of output rather than weight, as in the US, where the measure used is bushels. A bushel of wheat, white potatoes, and soybeans weighs 60 lbs; a bushel of corn, rye, sorghum grain, and flaxseed weighs 56 lbs; a bushel of barley and buckwheat weighs 48 lbs, and oats 32 lbs. The weight of the potato crop is heavier than the rye. Weights are fragile, and they depend upon acceptance of numbers that are not based on the output of various fields. 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 1 8 7 1 1 8 7 4 1 8 7 7 1 8 8 0 1 8 8 3 1 8 8 6 1 8 8 9 1 8 9 2 1 8 9 5 1 8 9 8 1 9 0 1 1 9 0 4 1 9 0 7 1 9 1 0 1 9 1 3 Output of Crops and Potatoes Mlns Rubles (% of Total), 1870-1913 Industrial crops Potatoes Oats Barley Rye Wheat Leonard, Inertia to Ferment 17 There are a number of reasons, however, for staying with weight. For one thing, in Russia, the weight of output per unit of land is traditional as the measure of yields. For another, in regard to variability, the product mix does not change too much. This is the main reason weight is retained as the measure used here. Regarding the inclusion of potatoes, the benefit is that this high valued crop is of great nutritional value, even though it is considered a low-valued product for statistical purposes. A measure of volume will not reflect actual utility, and weight will. The figure used here, weights, reflects value as well as gross output (food and feed crops, including potatoes) per hectare.
INPUTS Labour The data which is required for estimating the labour input includes employment in agriculture, hours worked and the real wage, for which we use materials as cited in our study of the region of St Petersburg (Borodkin et al 2008). We use these materials on the understanding that their purpose is as a test against the residual method of determining labour input. From the estimates shown below, it is clear that even though we take agricultural wages for the Moscow region, rather than St Petersburg, they have an upward bias. We estimated the number employed in agriculture. We use the census of 1897 and for earlier years, population data, and take 1858 as representative of 1861 (Mironov (1: 20; de Livron 1874, p. 26, and pp. 2-3 of appendix. Published population series are available from 1871. 43 The ratio between engaged in agriculture and able to work was calculated based on the census of 1897. Days worked was from Mironov 44 , and from Chayanov and Chelintsev we derived information about actual expenditure of time on agriculture, from which we constructed a trend. 45 Then we take the average daily wage (for sowing, hay
43 The rural population in 1863, from Obruchev (1971), v. 4, pp. 36, 132; rural population and per cent of rural population engaged in agriculture in 1860 and from 1871 from Goldsmith (1955), p. 32, no 45; rural population and per cent engaged in agriculture, for 1897 from census data, see Strumilin (1964), vol 3, pp. 304-306. 44 1855, 1872, 1902, from Mironov (2003), 2:308. 45 for 1907, Chayanov et al (1966), pp 73-77 and Chelintsev (1919), p. 126. The trend for working days spent per year in agriculture estimated from the polynominal regression model, y=-0.0096*t^2-0.2226*t+134.3. Leonard, Inertia to Ferment 18 making and threshing) in kopecks per day. 46
Estimating real wages requires some discussion of problems with cost-of-living indexes, among other issues. 47 First, there is extensive regional variation in nominal wages for the period, 1861-1913; we average regional differences but advise the reader for a future research agenda to gain regionally-based long run series. Because of the regional range, finding a deflater for the agricultural sector is more difficult than identifying nominal wages. 48 Several deflators exist for wholesale and retail prices, as published in Strumilin. For retail: the Petersburg index of the Institute of Economic Research (based on a basket of 27 products) and the Petersburg and Moscow index (based on a basket of 24 products) prepared by M. E. Kokhn both used weights based on the structure of average budget expenditures of industrial workers. 49 A third, the Podtiagin index, is based on wholesale prices for 66 commodities taken from the annual of the Ministry of Trade and Industry's Survey of Commodity Prices in Major Russian and Foreign Markets. This index often included both Moscow and Petersburg, and so Strumilin used it for national trends. The analysis of these indexes from which our discussion is drawn is in Gregory. 50
Agricultural earnings should include estimates of the average value of extra wages during harvest, and board and free food at harvest time, information that is not always available. 51 For Russia, the problem is particularly difficult, because household budget data and therefore cost of livingare available only for a few selected years. Added to this problem for Russia is one of using urban deflaters for preference patterns attributed to the rural sectors. There are different price and income elasticities of demand for the same products by individuals in different sectors. 52 In sum, there are gaps in data as well as conceptual issues in using the Podtiagin index for agricultural products, as we do, and the reader should be aware of this.
46 Strumilin (1958), p.277. 47 Borodkin et al (2008). 48 See a review of this problem in Borodkin, Granville and Leonard (2008). 49 Strumilin (1960), p. 89. 50 See Gregory (1982), pp. 201-203. 51 See the important republication of pre-revolutionary budget surveys for urban workers in Antologiia (2000). 52 Cheetham, Kelley and Williamson (1974); Jones (1975). Leonard, Inertia to Ferment 19 FIGURE 4 LABOUR INPUT DYNAMIC, 1913=100
According to our estimates, the value of the labour input increased between 1861 and 1913 by 42.6 per cent, or an average annual rate of 1.7%. Remarks about population and output growth The peasant living standard in tsarist Russia has been explored by Stephen Hoch, who cautions against assuming Malthusian growth. 53 Our data for the period after the 1890s is in line with his conclusions. The growth of population (European Russia) was on average 1.5% a year, thus the rate of growth of agricultural production exceeded the rate of growth of the population. The data below in Table 1 show, that by our indicatorsmore inclusive estimates of gross agricultural production per capita and per agricultural worker (labour productivity)no agrarian crisis in the countryside except in the obviously dire immediately post-Emancipation era of the 1860s is found.
Table 1 Average annual rate of growth (%) of Output and output per capita and per Agricultural Worker (Labour Productivity), 1870-1913 (1913 prices) Year Annual average growth, gross production, by decade, 1861- 1911 Annual average growth per capita, gross production, 1861-1911 Annual average growth per worker, gross production, 1861-1911 1871 0.22 -0.40 -0.40 1881 3.26 1.68 1.81 1890 2.55 1.03 1.11 1901 3.25 1.45 1.56 1911 4.80 3.13 3.34
This is not to say, to be sure, that the living standard in Russia approached that of western European countries (Leonard and Ljungberg, forthcoming). The impact of the servile regime on infrastructure as well as production was profound. Capital Agricultural equipment includes imported and domestically produced machines. Data on the value of imported agricultural machinery exists for almost the entire period in current prices. 54 For domestic production, however, the materials are scarce. We used Lenin (1876, 1879, 1890 and Obruchev for the 1860s. To this we applied Gregorys deflater for agricultural machinery for 1885-1913 and Strumilins price index for industrial commodities for 1867- 1884 (somewhat weakened for our purpose in that he also includes non-agricultural
54 For 1865-1867 we used data from Obruchev (1871); for 1869-1896 we relied on Lenins figures Lenin (1952), 1: i; for 1901-1913, Oganovskii and Kondratiev (1923). To construct a trend (based on a regression model), we used Vainshteins data for 1910-1913 as a baseline. Leonard, Inertia to Ferment 21 equipment in this index). Because the amounts are small, we used the deflater backward to 1861. Due to the lack of data, we do not count agricultural structures, which were, in any case, very limited in number and quality. FIGURE 5 EQUIPMENT INPUT DYNAMIC, 1913=100
In constant 1913 prices, the value of agricultural equipment for 1867 through 1913 rose, in our estimate, 36.5 times with an average annual rate of growth of 8.6 per cent, that is, 7.1 for the first twenty years and 10 per cent for the remainder of the period. Mineral fertilizers Other researchers have ignored mineral fertilizers on the assumption that the Russian rural producers used, almost entirely, natural fertilizer. This assumption is fair for the peasants allotment land (nadel) in the early period, but mineral fertilizers were beginning to be used at this time on large nobles farm enterprises, especially for industrial crops, a trend which increased after the turn of the century. We have data for 1900 to 1913. 55 These estimates were deflated by Strumilins price index for industrial products (which we assume is close,
55 Khromov (1950), p. 164; Oganovskii (1923), p. 307-308. Agricultural equipment input dynamics (1913=100), in 1913 constant prices 0 20 40 60 80 100 1 8 6 7 1 8 6 9 1 8 7 1 1 8 7 3 1 8 7 5 1 8 7 7 1 8 7 9 1 8 8 1 1 8 8 3 1 8 8 5 1 8 8 7 1 8 8 9 1 8 9 1 1 8 9 3 1 8 9 5 1 8 9 7 1 8 9 9 1 9 0 1 1 9 0 3 1 9 0 5 1 9 0 7 1 9 0 9 1 9 1 1 1 9 1 3 Leonard, Inertia to Ferment 22 although not exacting). In 1900, the value of imported fertilizer was 4.1 million rubles (1913 prices), and by 1913, 15.2 million rubles, an average annual rate of growth of 12 per cent. Livestock Livestock data are extremely fragmented, since they were not systematically gathered before the 1880s. In view of the substantial part of cereals, potatoes and industrial crops in Gross Agricultural Output (70-80) per cent), the fragility would seem unfortunate but tolerable. However, toward the the twentieth century the numbers of animal stock was probably crucial. As estimated by Prokopovich, in 1913 about one-fourth of the income of agriculture was derived from the sale, or self consumption by farmers, of meat, dairy products, or other livestock products; we cannot reproduce this information. 56
For the earlier years, livestock inventories were entirely determined by the amount of meadowlands and hay available to feed cattle in sufficient numbers to fertilize the land. In the post-Emancipation decades, therefore, one could still describe Russia as a country split between two kinds of agriculture, that which was independent of livestock inventories, or the slash/burn and two-field fallow methods, and that which was higher yielding, the three- field and multicrop rotation, that is, a production process that relied upon horses for energy. 57 The exclusion of livestock at any point in this period of history would therefore be a problem for understanding economic growth in Russias nineteenth century. A sense of the state of information about livestock production, based on all the available sources, can be felt in the summary remarks by Davies and Wheatcroft, remarks cited in full because of the importance of the issue to growth calculations: Livestock farming was the second most important sector, providing some 34 per cent of agricultural production. Our knowledge of its rate of growth in pre-war decades is imperfect. Neither the absolute numbers of livestock nor their rate of increase are known with certainty; and no data are available about changes in the average weight of farm animals in this period. It seems reasonable that livestock numbers increased by only about one per cent a year between 1900 and 1914, or
56 See Prokopovich (1918). 57 Obruchev (1871), p. 233. Leonard, Inertia to Ferment 23 more slowly than the growth of population. 58
Goldsmith also believed that there was too little information at all on livestock figures, and he refused to supply a series. Actually, as Vainshtein remarked in his article about pre-revolutionary livestock inventories, Statistics regarding livestock numbers for pre-revolutionary Russia suffer not from insufficiency but from an abundance of contradictory materials. 59 In data published after 1908, including a retrospective statistics for the post-Emancipation period, there is a conflict between information gathered by the Veterinary Administration and that gathered by the Central Statistical Committee. A leap in the series occurs at 1896. In 1895, this retrospective series gives 24.5 million heads of cattle, and in 1896, 29.5, or an increase in one year of over 20 per cent. We take this to be an error due to the introduction of a new method of counting or statistical problems; Gregory, like Vainshtein, accepts the larger number. 60
Production livestock is such an important part of farming in Russia, that we cannot exclude it among factors of production or sources of income. The number of horses used in production is exceedingly important for pre-revolutionary Russia. Because of the speed of planting and harvesting induced by the high seasonality of production, oxen were almost useless in much of Russia, and horses were the main productive force. The weight of horses would be important, then, were it available, allowing detection of age, we take for input the horses over 4 or 5 years of age, or those used for plowing. We cannot use Gregorys figures for the value of livestock in investment. For our data range, his bias is upward, due to his use for the pre-1900 period of additional estimates for Poland, Siberia and Asia with reference to the population series.
58 Davies and Wheatcroft (1994), p. 109. 59 Vainshtein (1960), p. 87. 60 For further a discussion of this issue, see Goldsmith (1955) and Gregory (1981), pp. 265-267. Leonard, Inertia to Ferment 24 FIGURE 6 LIVESTOCK INVENTORIES (MLNS OF RUBLS)
The above chart shows the fragmentary nature of estimates for livestock inventory. Land The survey data are organized in the General Land Survey, which lasted in its official estaimates through 1870, by estate (dach). From the era of serfdom, where there were numerous owners of one estate, the survey did not distinguish separate boundaries, but instead, the number of serfs belonging to individually owned parcels of the dach, often mixing even state and Church property together with privately owned land. 61 This practice lasted until the abolition of serfdom, and the reporting routines much longer. Also a carry- over through 1870 from the era of serfdom, the extent of the demesne, interleaved with allotment land, cannot be determined for that era. 62
61 Milov (1965); Ivanov (1846); Kavelin (1914).
62 Confino (1969). 0.0 1000.0 2000.0 3000.0 4000.0 5000.0 6000.0 1 8 8 1 1 8 8 4 1 8 8 7 1 8 9 0 1 8 9 3 1 8 9 6 1 8 9 9 1 9 0 2 1 9 0 5 1 9 0 8 1 9 1 1 1 9 1 4 Leonard, Inertia to Ferment 25 The measure for land is obtained by weighting total sown acreage by an index of weighted yields to which meadows and pasture lands were added. Land prices were taken from Kovalchenko and Milov. 63
FIGURE 7 LAND PRICES, 1867-1913 (RUBLES/DESIATINA, 1913=100)
Income Weights For weights in aggregation of factor inputs in income, we develop our own measures. From Gallman, the weights used for US agriculture cannot be applied directly to the production function for the farm regime in Russia. Our estimations proceeded in two ways, as in Johnson (1948). We estimated labour as a residual among factors in production Method A, and dwe then tested that by deriving our own estimate of the income share of labour. The residual approach is preferred by Gallman (1972), who rejected a conclusion we might similarly have drawn, at least for the 1860s, that labor income (including implicit earnings of slaves and unpaid family workers), exhausts total sectoral income in 1850 (Gallman 1972, pp. 204-205. In constructing factoral shares in income, it is necessary to assume that the
63 1863-1909, Kovalchenko and Milov (1974), pp. 259-267. 0 20 40 60 80 100 120 140 Year Lan Leonard, Inertia to Ferment 26 agricultural sector is in competitive equilibrium and that each factor is being paid the value of its marginal product, which is the justification for assuming that the factor share is a measure of output elasticity. As Robert Gallman observes in his study of 19 th century farm productivity, there is little alternative for historical studies to this approach: weights are required, and income share makes economic sense. 64
The comparison, below in Table 2, shows that the estimates for some years are fairly close, bearing out the usefulness of the residual. TABLE 2 THE SHARE OF LABOUR IN INCOME, 1861-1913, TWO VERSIONS Method A Method B Value of Labour, taken as a Residual (rubles) Income Share of Labour, taken as a Residual, in percent Value of on- Farm Labour, including consumption by on and off-farm workers (rubles) Income Share of Labour, in percent
1,813,233,409 86.7
2,343,459,771 112.02
1,748,059,427 81.9
2,123,409,040 99.49
2,430,704,878 85.3
2,525,750,382 88.66
2,451,530,639 68.6
2,704,624,042 75.72
2,709,616,349 56.9
2,874,617,116 60.33
4,941,606,643 68.0
3,026,035,015 41.67
64 Gallman (1972), p. 193. Leonard, Inertia to Ferment 27 The following are the factor shares in income 65 : TABLE 3
*Note: Income equals gross farm product minus seed, livestock sales (estimated 20 per cent of livestock (as in Gallman 1972), receipts for off-farm labour, operational expenses (fertilizer), rents paid to nonfarmers (proxied by redemption fees), and changes to net land and livestock inventories. a Crop inventories were taken as a percent, based on Vilson (1869, p. 112), and assumed to be constant through 1913, with income share estimated as standard as 5 per cent (Gallman 1972). b Livestock inventories (80 per cent of production of mature animals, with non-horses taken as 1/10 of horses) from Vilson (1869, p. 112), had an income share represented by the standard 5 per cent (Gallman 1972). c Equipment consisted of imported and domestically produced farm machinery, as described in the text, at a return of 10 per cent (Gallman 1972). d Fertilizer, as equipment, as estimated at a return of 10 per cent (Gallman 1972).
65 The indexes are constructed using last period prices, with the knowledge that this will overstate output growth. The total index is a weighted average of indices by last period prices (1913), which reflect their summed proportion to total wealth, 1861, 1871, 1881, 1891, 1901, 1911. Estimated Factoral Shares in Agricultural Gross Income, 1861-1913, in Percent* Year Land Inventories Equipment and Fertilizer Capital Labour Total Crops a Livestock b Equipment c Fertilizer d
Method A (Residual)
1861 12.85 0.47 7.24 0.01 0.00 7.72 86.67 100 1871 17.73 0.37 7.74 0.01 0.00 8.13 81.90 100 1881 14.38 0.29 4.71 0.01 0.00 5.02 85.32 100 1891 31.09 0.28 5.12 0.02 0.00 5.42 68.63 100 1901 42.83 0.28 4.06 0.04 0.01 4.39 56.87 100 1911 31.69 0.23 2.61 0.07 0.02 2.92 68.04 100 Leonard, Inertia to Ferment 28 Estimates It is important to begin by observing, again, that these estimates are fragile. They depend upon long run assumptions and data that were, for the early years, not documented by farm surveys. However, the checks made on these data suggest that even though they employ a lower figure for livestock production than in Gregory, they are consistent with findings and show something about the nature of agricultural advancement for a longer period. Rates of Change of Inputs, Outputs and Productivity Presenting the findings for this paper, is Table 4: Table 4
Average Annual Rates of Growth of Farm Gross Product and Agricultural Factor Inputs, 1860s-1900s, in per cent
The results are not surprising. They show that output was increasing steadily, particularly impressively in the last period up to World War I. Capital stock was growing by then significantly slower than output, which would indicate that its partial productivity was increasing. Similarly, output was increasing faster than land, which shows the partial productivity of the latter to have become more significant in the last period, although subject to great expansion in the 1880s and 1890s. With the rate of population booming Leonard, Inertia to Ferment 29 before the revolution and seasonal migration increasing significantly, the partial productivity of labour, controlling for other factors of production, was decreasing in the 1900s as population pushed up seasonal migration and industrialization provided new opportunities to supplement household earnings. Labour productivity here is in contrast to figures introduced above for the final period, which show only the partial productivity. Production had remained highly labour intensive, after having been transformed in the 1890s, as estimates for that previous decade show, into a more modern framework. However, a new legal regime was helping rural producers change their occupation, and the labour figures cannot be understood without consideration of the rise in off-farm income. The above rates of change show considerable acceleration in the 1890s. This is entirely in accord with all reports about the course of industrialization in Russia, which had a phenomenal take-off in the late 1890s, still having resonance in agriculture after recovery from recession in 1908. It remains to attempt to establish some estimate of total factor productivity, as follows: TABLE 5 AVERAGE ANNUAL RATE OF GROWTH: INPUTS AND OUTPUTS IN AGRICULTURE, 1861-1911 Year Inputs Outputs 1860s 0.50 0.22 1870s 2.83 3.26 1880s 5.45 2.55 1890s 7.04 3.25 1900s 1.30 4.80 1861- 1911 2.58 2.13
Leonard, Inertia to Ferment 30 This estimate does not contrast with the understandings already explicit in the economic history literature, that Russian agriculture remained factor intensive for the bulk of this period. It can be seen that for the period as a whole, TFP is negative. Individual decades, such as the 1870s and 1900s, however, show technological change. The tendency is stronger after 1900. TFP grows positive in the era just before World War I and revolution, suggesting continuous growth involving structural change rather than simply additions to inputs. The Stolypin reforms stimulated outwork, and this raised farm receipts. The trajectory of aggregate growth in agriculture seems to have changed several times over the years studied. Initially, after Emancipation, there was a gradual then enormous increase in land prices, at a time when equipment purchases were increasing, reducing labours previously overwhelming share in income. The influx of capital in agriculture contributed at a much lower level. Although the introduction of advances may have been a contributing factor in improving the adjustment of communities to individual household decision-making, and the increase in household autonomy was well underway across the north of Russia before the Stolypin reforms. From narrative evidence, adding to passport numbers, it is further clear that restrictions on labour movement were de facto eased after Emancipation in 1861. These legal restraints would seem to have broken down on their own, judging by numbers of passports (Gregory 1994). Indeed, the government removed them as early as 1903, still after the fact. The sharp rise in remittances would have followed and led to the widespread access to finance and rise of credit cooperatives after the turn of the century. If this scenario is correct, the key to the transformation of agriculture after the Emancipation and the stagnation in subsequent decades lies probably in urban labour remittances to communities, linking both sectors to the story of growth in the industrialization process. Was the appearance of technology change in agriculture after 1900 self-sustaining? At first glance, the implications of the data, which seem plausible, restore some faith in the technologically induced model of rural development. That model suffered as a lack of adaptability of rural communities to new equipment led to frustration among development economists. The productivity advances from using that equipment, however, are, as more and more is known about development, are always accompanied by skilling. For this to be Leonard, Inertia to Ferment 31 effective on a large scale, the movement of labor and spread of skills were synergistic with the mobilization of land in Russia. The process which seemed to have been technologically induced surely is equally due to prior institutional change, that is, the abolition of serfdom. Difficult to show, the process points to self-sustaining growth.
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