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SS Number 84 A reprint from GATFWorld, the magazine of the Graphic Arts Technical Foundation
An Introduction to
Appearance Analysis
by Richard W. Harold
characteristics of the object, and ance have such importance that quanti-
P
rinters and graphic arts ser- human perception. Given that manu- tative identifications of appearance are
vice providers who deal daily factured products are meant to fulfill demanded by every marketplace.
with such practices as color an intended purpose, their appearance Durability and resistance to fading
correcting images, “matching” is one of their most important commer- or degradation are also important fac-
proofs and press sheets, control- cial attributes. Appearance often deter- tors when considering the expected life
ling register, or using densitome- mines the acceptability of a product to of a product. Subjective comments
ters, spectrophotometers, or its seller, and ultimately to the con- about light fastness and durability are
profiles and color management are sumer or end-user. The quality of a often looked upon with great skepti-
already familiar with the concept of product’s appearance is psychologically cism, but standardized testing proce-
appearance analysis. They are also related to its expected performance dures and quantitative measurements
familiar with that very subjective and useful life. It therefore determines before and after exposure testing can
aspect of appearance analysis that its reception (or rejection) by potential serve as a basis for comparison and
comes from a customer who says, purchasers. help educated consumers make more
“Well, it just doesn’t look right All manufacturing industries are informed purchase decisions.
to me.” concerned with the appearance of their The behavior of light interacting
While the judgment of a prod- products. Appearance involves all visual with products such as inks, paints, coat-
uct’s appearance inevitably phenomena such as color, gloss, shape, ings, papers, textiles, plastics, metals,
includes subjective opinion and texture, shininess, haze, and translu- ceramics, pharmaceuticals, cosmetics,
contextual issues, an element of cency that characterize objects. All and food varies depending on many
science, technology, and numbers other things being equal, when con- physical characteristics. Using the right
and measurements also applies, sumers have a choice, they buy what instrumentation and problem-solving
especially when it comes to color looks best. Appearance is the foremost techniques, it is possible to measure
and the factors that affect it. And and most impressive product message. the distinctive appearance attributes
that is what author Richard Harold of a wide variety of products.
clarifies in this article. Harold, who
has been involved with appearance
analysis for over 30 years and with
Appearance is the Interaction of Objects and
GATF for two years, first describes foremost and most Materials
the interaction of light with objects,
which results in the human percep-
impressive product While light sources are visible by
their own emitted light, objects and
tion of appearance. He then goes message. materials appear to the eye according
on to connect this perception to to how they affect the light that falls on
the instruments and measure- Buyers also expect uniformity of them (incident light). The objects or
ments that have been developed appearance in any group of the same materials may be a printed surface, a
to analyze appearance attributes. product. When consumers see a differ- sheet of paper, an apple, or any of
ence among the same products on dis- a great variety of different things.
The appearance of an object is the play, that difference is associated with Light (Figure 1) is defined as visu-
result of a complex interaction of the poor quality or out-of-date packaging. ally evaluated radiant energy of wave-
light incident on the object, the optical Visual appeal and uniformity of appear- lengths from about 380 to 770 nm.
Diffuse reflection Diffuse reflection is character- Diffuse transmission Diffuse transmission occurs
istic of light that is redirected when light penetrates an
(scattered) over a range of object, scatters, and emerges
angles from a surface on diffusely on the other side. As
which it is incident. Diffuse with diffusely reflected light,
reflection accounts for more diffusely transmitted light
of the color than any other leaves the object surface in all
type of distribution because directions. Diffuse transmis-
most objects are opaque and sion is seen visually as cloudi-
reflect light diffusely. ness, haze or translucency,
each of which is of interest in
appearance measurement.
Specular reflection Specular reflection is reflection Regular transmission Regular transmission refers to
as from a mirror. It is highly light passing through an object
directional instead of diffuse, without diffusion. Regular
and the angle of reflection is the transmission measurements
same as the angle of the inci- are widely used in chemical
dent light striking the object. analysis and color measure-
Specular reflection is what gives ment of liquids. Potential
objects a glossy or mirrorlike appearance attributes impor-
appearance. There are a variety tant for regular transmission
of ways to assess or “see” this should be roughly analogous
glossy appearance. with gloss attributes associ-
ated with specular reflection.
Spectral curves thus relate to color and describing appearance, they quantify often referred to as the spectrophoto-
can be used to help identify the com- the light-object interaction part of the metric characteristics. Visible wave-
ponent dyes or pigments used to pro- observing situation. lengths are those between the violet
duce the color. and red ends of the spectrum, near
Goniophotometric curves describe 400 and 700 nm, respectively (see Fig-
how light is reflected from or transmit- Chromatic Attributes ure 1). The selective absorption of dif-
ted through objects as a function of of Appearance ferent amounts of the wavelengths
varying angles, and they relate to geo- within these limits ordinarily deter-
metric attributes such as gloss and The Physics of Color mines the colors of objects. Wave-
haze. Although spectrophotometric Color is associated with light waves, lengths not absorbed are reflected or
and goniophotometric measurements specifically, their wavelength distribu- transmitted (scattered) by objects and
do not provide conclusive values tions. These distributions are most thus visible to observers. In other
Figure 4. Instruments used for physical analysis of light reflection and transmission. The goniophotometer (left) measures light scatter as a
function of variable angles of illumination or observation. This instrument is useful for studies of gloss, luster, surface smoothness (or rough-
ness), haze, and distinctness of image. A spectrophotometer measures and analyzes the reflected light from a surface wavelength by wave-
length as a means of determining the color of that surface. The unit shown here (right) is an automated scanning spectrophotometer that
measures both reflected and transmitted light. Handheld spectrophotometers about the size of densitometers are also available.
orange, yellow, green, blue, or violet. source that can be standardized and
This attribute is often related to the remain relatively stable in spectral
hue circle, which has been recognized quality.
by artists, color technologists, and dec- In order to define the artificial light
orators for years. sources used in appearance evaluation,
A second attribute of color, and a the Commission Internationale de
readily appreciated one, is saturation. l’Eclairage (CIE) established standard
Saturation is determined by how far illuminants, which have spectral char-
from the gray (lightness) axis toward acteristics similar to natural light
Figure 6. How hue, saturation, and light- the pure hue at the outer edge that a sources and are reproducible in the
ness are related to each other in a three-
color is perceived to be. A pastel tint, laboratory (CIE, 1931): Illuminant A
dimensional color system.
for example, is said to have a low satu- defines light typical of that from an
are activated by UV light. For the lus values can be derived. The 2°
proper visual examination and color Observer is intended to be used when
measurement of these materials, it is viewing smaller samples (typical of
necessary to control not only the visible printed materials) that create an angle
but also the UV energy that impinges of view at the eye between about 1°
upon them. and less than about 4° (similar to look-
ing at an object through a small hole
about the size of a U.S. dime).
Color Measurement Scales In 1960, the CIE proposed a 10°
Supplementary Standard Observer (see
CIE Standard Observer
Figure 9) in an effort to obtain a better
Scientific color measurement is correlation with commercial judgments
Figure 7. The Munsell system of color based on numerical representations when viewing larger samples with
notation. or quantifications of the three color- larger fields of view (e.g., when viewing
incandescent lamp, Illuminant B repre- response mechanisms in the human a pair of painted test panels that are
sents direct sunlight, and Illuminant C eye. The response of the light receptors 4 in. [100 mm] square). The functions
represents average daylight from the in the eye to different wavelengths of finally adopted in 1964 give more
total sky. See Figure 8 for examples light is widely known. In order to make weight to the shorter wavelengths and
of some CIE illuminants. measurements that correspond to the are believed to more adequately repre-
In 1963 a “D” series of illuminants way the eye sees color, specific numeri- sent the object-color response function
was proposed to the CIE and later cal values for the responses of the aver- of human observers. Using the 10°
adopted. The D Illuminants represent age human eye to different wave- Observer is recommended whenever
daylight more completely and accu- lengths of light are required. the pairs of specimens being viewed
rately than do Illuminants B and C The delineation of the three color- create an angle subtended at the eye
because the spectral distributions for matching response functions of the greater than about 4°. Imagine drawing
the D Illuminants have been defined human observer is called the 1931 CIE two lines to your eye from the opposite
across the ultraviolet (UV), visible, Standard Observer (also known as the sides of the samples being examined.
and near-infrared (IR) wavelengths 2° Observer). This international stan- That conical dimension would probably
(300–830 nm). dard can also be shown as a table of be larger than 4° for most of the larger
The D Illuminants are usually weighting factors from which a specifi- sized samples typically evaluated for
identified by the first two digits of their cation of color by CIE X, Y, Z tristimu- paints, plastics, etc.
correlated color temperature (CCT);
for example, D65 represents average
daylight with a CCT of 6504 K. Most
industries now specify Illuminant D65
when “daylight” is required for visual
evaluations and color measurement.
The only exception is the graphic arts
industry, which specifies Illuminant
D50 (5000 K) for prints and transpar-
encies because it is more spectrally
balanced across the entire visible
spectrum. The low-temperature light
emitted by a candle, for example, is
weighted to longer wavelengths (mainly
reds and yellows). It is difficult to judge
blue and violet colors by candlelight.
Within recent years, interest in the
UV content of any illuminants used for
visual evaluation and color measure-
Figure 8. Examples of illumination along with graphs showing the spectral power distri-
ment has increased. The major reason butions (SPDs) of the related CIE-designated Illuminants: D65 – average daylight, A –
is an increase in the commercial use, incandescent light, and F2 – cool white fluorescent light. Because different illuminants
chiefly in papers and textiles, of fluo- affect our perception of color, it is important to use standard viewing conditions (see
rescent whitening agents (FWAs) that Refs. 10–12) and a viewing booth when judging printed color.