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Contents lists available at ScienceDirect
Agricultural Water Management
j our nal homepage: www. el sevi er . com/ l ocat e/ agwat
Examining farm-level perceptions, costs, and benets of small water
harvesting structures in Dewas, Madhya Pradesh
R.P.S. Malik
a,
, Meredith Giordano
b
, Vivek Sharma
c
a
International Water Management Institute, 2nd Floor, CG Block C, NASC Complex, DPS Marg, Pusa, New Delhi 110012, India
b
International Water Management Institute, P.O. Box 2075, Colombo, Sri Lanka
c
Centre for Advanced Research and Development, H II/195, Arvind Vihar, Baghmugallia, Madhya Pradesh, India
a r t i c l e i n f o
Article history:
Available online xxx
Keywords:
Decentralized
India
Investment
Irrigation
Smallholders
a b s t r a c t
A recent initiative inMadhya Pradesh, India to promote privately funded, rainwater harvesting structures
on farmers own land has shown substantial economic and livelihood benets. In contrast to the many
poorly functioning, community managed rainwater harvesting programs, the individual or decentralized
rainwater harvesting structures have led to signicant improvements in availability of irrigation water, a
revival of the agricultural economy of the region, and substantial increases in farmer incomes and liveli-
hoods. Since 2006, more than 6000 farmers in the state have invested in on-farm ponds. The investments
are highly cost effective and farmers are able to recover their initial investment in approximately 3 years.
While longer-terms impact studies are needed, this initial assessment suggests that on-farm rainwater
harvesting ponds are a promising private small irrigation option in Madhya Pradesh and similar regions
in India and elsewhere.
2013 Elsevier B.V. All rights reserved.
1. Introduction
India has a long tradition of harvesting rainwater, dating back
more than two millennia. Evidence of this tradition has been
found in ancient texts, inscriptions and archeological remains
(http://www.gits4u.com/water/water6.htm). While the tradition
diminishedconsiderablyintheearlypart of the20thcenturydue, in
part, to an emphasis on large scale irrigation projects, the practice
has experienced a revival recently for a variety of reasons (Agarwal
and Narian, 1997).
In a country with more than 86millionha of rainfed agriculture
(Sharma et al., 2008), rainwater harvesting offers supplemen-
tary irrigation as well as protection against climate variability. It
also offers additional options for farmers, who were previously
dependent on groundwater resources and now are experiencing
fast declining water tables due to overexploitation. Rainwater har-
vesting is gaining favor as a positive alternative to costly large-scale
irrigation infrastructure projects, particularly in light of grow-
ing opposition to the impacts of these large structures on Indias
environmental, ecological and social landscapes (Rangachari et al.,
2000; Briscoe and Malik, 2006; Shah, 2013). As a result, the last
2 decades have witnessed a signicant increase in rainwater har-
vesting efforts, albeit inways that are markedly different fromtheir

Corresponding author. Tel.: +91 11 25840811/25840812, fax: +91 11 25842075.

E-mail addresses: r.malik@cgiar.org (R.P.S. Malik),
m.giordano@cgiar.org (M. Giordano), card vivek@yahoo.com(V. Sharma).
traditional prototypes, in terms of the context and purpose (Kumar
et al., 2008).
Most past efforts in rainwater harvesting have been initiated
by the government, although communities, and non-governmental
organizations (NGOs) have been important stakeholders. Govern-
ment support for the structures has come through direct rainwater
harvesting programs or through complementary investments in
watershed development (e.g., Indias Integrated Watershed Devel-
opment Program), micro-watersheds, check dams, small tank
revival, and groundwater recharge. With the support of national
and state governments, rainwater harvesting structures are gen-
erally built on communal land, and, ultimately, are collectively
managed through the formation of local water user groups in an
effort to promote efcient management of the structures and equi-
table allocation of the resource.
While community management is often promoted as a means
to improve resource productivity, the model has been a source of
many failed institutional interventions in India, including partic-
ipatory irrigation management (PIM) and irrigation management
transfer (IMT) (Shah, 2007). A review of the IMT/PIM literature
suggests that community management of natural resources does
not always produce the desired results of greater participation or
empowerment of stakeholders, nor has such devolution always led
tobetter management, more equitable access towater resources, or
improvedsustainabilityof thestructures or theresourceitself (FAO,
2007; Vermillion et al., 1999; Meinzen-Dick, 1997). Mukherji et al.
(2009) examine 108 cases of IMT/PIM in public irrigation systems
in India and other parts of Asia. The authors nd that successful
0378-3774/$ see front matter 2013 Elsevier B.V. All rights reserved.
http://dx.doi.org/10.1016/j.agwat.2013.07.002
Please cite this article in press as: Malik, R.P.S., et al., Examining farm-level perceptions, costs, and benets of small water harvesting structures
in Dewas, Madhya Pradesh. Agric. Water Manage. (2013), http://dx.doi.org/10.1016/j.agwat.2013.07.002
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cases of IMT/PIMoccur only under a set of context specic factors,
which are either impossible to replicate, or very costly and there-
fore, impractical to replicate elsewhere. The authors conclude that
transferringirrigationsystems tocommunities does not necessarily
ensure better management of such systems (Mukherji et al., 2009).
Outcomes from watershed development programs in India,
and community managed rainwater harvesting in particular, show
similarly mixed results with unsuccessful projects signicantly
outnumbering successful ones (Sharma, 2009). One of the most
intractable problems in watershed development has been the lack
of sustainability. Many projects fail to include strategies to main-
tain communal assets once project support ends (Sharma, 2009),
and farmers often view the benets as short-term, through paid
labor for construction (Joy, 2003). As a result, communities often
have little interest in the longer-term operation and maintenance
of project assets.
Individual control over available water, by contrast, canenable a
farmer to better plan agricultural operations, more efciently and
productively use the water resources, and to maintain the struc-
tures for long-termuse (Takeshima et al., 2010; Molle et al., 2003).
A limited number of efforts at constructing private rainwater
harvesting structures have been initiated in several parts of India
with encouraging results (see for example Jana, 2011; Banerjee,
2011; Pangare and Karmakar, 2003). This approach emphasizes
decentralized water harvesting structures built on farmers own
land with farmers own resources.
In this paper, we analyze the experience in Dewas district, Mad-
hya Pradesh, where there has been signicant farmer investment
in on-farm ponds since 2006, following precipitous declines in
groundwater levels and, consequently, agricultural production. We
examine the impacts of the ponds on crop production and other
farmer-reported changes to the regions agricultural and environ-
mental landscape. We alsopresent a benetcost analysis of farmer
investments in the structures, together with considerations for
further replication of the approach in other parts of India and else-
where.
2. Methodology and data
We formulated this case study following an initial scoping study
and stakeholder survey in Madhya Pradesh to identify promis-
ing, existing small scale agricultural water management practices.
Several practices were highlighted through this process, includ-
ing the signicant private investment in on-farm ponds in Dewas
district, Madhya Pradesh. Following initial interviews with district
ofcials, non-governmental agencies and farmers, we selected this
case study as one of several for further analysis.
1
We collected detailed primary data through personal inter-
views in August 2010 using a customized, structured questionnaire
administered based on a random sample of 90 farmers who have
invested in decentralized rainwater harvesting structures (adopter
farmers) and 30 farmers who have not invested in such structures
(non-adopter farmers). The sample was drawn using a stratied
randomsampling scheme fromareas characterizedby 2 major geo-
logical conditionshard rock aquifers prevailing in the Tonkkhurd
block, and soft rock aquifers interspersed with areas of hard rock
1
This study was carried out as part of a larger project examining the oppor-
tunities and constraints of small scale agricultural water management (AWM)
technologies in Burkina Faso, Ethiopia, Ghana, Tanzania, Zambia, and in the
Indian states of Madhya Pradesh and West Bengal. The AgWater Solutions Project
was a 3-year, multi-institution project aimed to identify investment options
and opportunities in agricultural water management with the greatest potential
to improve incomes and food security for poor farmers. For more information
about the AgWater Solutions Project and the case studies in Madhya Pradesh see
http://www.awm-solutions.iwmi.org/home-page.aspx?reload.
Table 1
Number of farming households in the survey, conducted in Dewas, Madhya Pradesh
in August 2010.
Block Adopter
households
Non-adopter
households
Total sample
size
Khategaon 45 14 59(6)
Tonkkhurd 45 16 61(8)
Total 90 30 120(14)
Note: Figures in parentheses denote the number of villages fromwhich the sampled
households were drawn.
prevailing in the Khategaon block of Dewas district.
2
For sampling,
blocks formed the rst stage unit, villages within blocks the sec-
ond stage unit, and farmer households the nal unit of sampling.
The selected sample was spread over 6 villages in Khategaon block
and 8 villages in Tonkkhurd block. Assessing the structures and
their benets and costs in these 2 contrasting geological conditions
was deemed important as the time, effort and cost required to con-
struct the water harvesting structure is likely to be higher in areas
underlain with hard rock than in soft rock conditions (Table 1).
We assessed the impacts on cropping intensity, cropping pat-
terns and yield, and the benetcost ratio by comparing a selected
number of indicators before and after farmer investment in on-
farm ponds. Other impacts on the agricultural and environmental
landscape, including livestock and sheries cultivation, ground-
water recharge and changes to the surrounding environment, are
reported based on information obtained during the survey. Since
the intervening period between the project intervention and this
assessment has beenveryshort (varyingbetween1and3years), we
believe it is reasonable to assume that the inuence of non-project
related factors, if any, has been insignicant.
In addition to the primary data, we gathered information also
through structured discussions with ofcials at the state, district
and block level. We interviewed NGO representatives, private sec-
tor entrepreneurs undertaking the construction work of water
harvesting structures, and several other individuals engaged in
complementary services, suchas agricultural marketing, input sup-
ply, and equipment supply.
2.1. The study region
Dewas district is located inthe moist, semi-arid regionof Malwa
in west-central Madhya Pradesh (Fig. 1).
3
Beginning in the mid-
1970s the region underwent a rapid expansion in irrigated area,
relying almost exclusively on groundwater. The natural rate of
recharge in the region is low, and in the absence of signicant arti-
cial recharge initiatives, Dewas and all other districts in the region
experienced signicant declines in groundwater levels. Extractions
beganexceeding80%of natural rechargebythelate1990s (Shankar,
2005).
Feedbackfromour preliminaryinterviews intheregionsuggests
that current groundwater depths range from 60 to 90m. Farmers
anddistrict ofcials statedthat the failure rate of existing tubewells
has increasedsignicantly, andmost newinvestments intubewells
either do not yield any water or yield water with lowdischarge for
only a short period of time. Furthermore, the water yielded is often
of poor quality and unsuitable for irrigation.
In addition to problems of groundwater quantity and quality,
farmers in the region face severe constraints in availability of elec-
tricity for irrigation pumping. Even farmers whose tube wells yield
2
Dewas district is divided in six blocks. A block is a smaller administrative unit
within a district.
3
The Malwa region of Madhya Pradesh receives on average 8001000mm of
rainfall/year (Shankar, 2005).
Please cite this article in press as: Malik, R.P.S., et al., Examining farm-level perceptions, costs, and benets of small water harvesting structures
in Dewas, Madhya Pradesh. Agric. Water Manage. (2013), http://dx.doi.org/10.1016/j.agwat.2013.07.002
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Fig. 1. District demarcated map of Madhya Pradesh and location of the study area.
water, face constraints in extracting the available water due to
inadequate and irregular electric power supply. As a result, crop
cultivation in the region is generally restricted to one rainfed crop
duringthewet season, leavingmuchof thelanduncultivatedduring
the dry season. Farmers report precipitous declines in income and
limitations on their ability to diversify their production activities
and manage risk. For example, lacking sufcient water, some farm-
ers are unable to produce sufcient fodder crops that would enable
themto raise livestock in an effort to diversify their activities.
In response to this situation, the district administration experi-
mented, and later launched in 2006, a decentralized approach to
rainwater harvesting, under which farmers were encouraged to
build rainwater harvesting structures on their own land. For the
construction of the ponds, the district administration suggested
farmers allocate from 6% to 10% of their land for the ponds.
4
The
ponds are unlined but tractors are used to compact the soil in
order to minimize seepage. The district administration provided
the technical and logistical support, such as in siting of the struc-
tures (taking into account physical characteristics suchas slope and
rainfall), arranging for digging equipment fromprivate contractors,
and in price negotiations. The material and labor were provided by
the farmers themselves. Since its launch, the initiative has taken
the form of a movement, and the district administration reports
that more than 6000 farmers have invested in the ponds (Umrao,
2011, personal communication).
4
This rule-of-thumb was determined based on prevailing physical and agro-
nomic conditions inthedistrict withtheoverall objectiveof encouraginginvestment
without overcapitalization.
3. Results
The pace of construction rapidly increased following the pro-
gram launch in 2006. About 87% of the sampled adopter farming
households in Khategaon and 98% in Tonkkhurd completed their
structures by 2008 (Table 2). The average area assigned for water
Table 2
Characteristics of water harvesting structures of farmers interviewed in Dewas,
Madhya Pradesh in August 2010.
Characteristic Khategaon Tonkkhurd
Proportion of water harvesting structures
constructed during
(%) (%)
2006 16 33
2007 20 20
2008 47 45
2009 13 2
2010 4 0
Proportion of operated area allocated to water
harvesting structure
10.04 8.79
Average depth of water harvesting structure
when constructed (m)
3.47 2.20
Average depth of water harvesting structure
currently (m)
3.75 2.67
Distribution of water harvesting structures
according to their current depths (m)
(%) (%)
1.522.13 22 36
2.443.05 36 47
3.354.57 26 13
>4.57 16 4
Note: Khategaon and Tonkkhurd are administrative blocks within Dewas district,
Madhya Pradesh. The survey was conducted in August 2010. We interviewed 59
farmers in Khategaon and 61 farmers in Tonkkhurd, for a total of 120 households.
45 households within each block adopted water harvesting structures. The above
data relates to these 90 households.
Please cite this article in press as: Malik, R.P.S., et al., Examining farm-level perceptions, costs, and benets of small water harvesting structures
in Dewas, Madhya Pradesh. Agric. Water Manage. (2013), http://dx.doi.org/10.1016/j.agwat.2013.07.002
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Table 3
Changes in cultivated area, cropping patterns and cropping intensity.
Season Indicator Khategaon Tonkkhurd
Before
a
(%) After
a
(%) Before
a
(%) After
a
(%)
Wet Operated area
b
allocated to:
Soybean 68 91 97 98
Cotton 30 7 0 0
Operated area left fallow 2 2 3 2
Dry Operated area allocated to:
Wheat 18 47 9 53
Gram 4 46 15 43
Operated area left fallow 78 7 76 4
Annual Cropping Intensity
c
122 194 125 198
Note: Khategaon and Tonkkhurd are administrative blocks within Dewas district, Madhya Pradesh. The survey was conducted in August 2010. We interviewed 59 farmers
in Khategaon and 61 farmers in Tonkkhurd, for a total of 120 households. 45 households within each block adopted water harvesting structures. The above data relates to
these 90 households.
a
Before and after refer to periods before and after construction of water harvesting structures.
b
Operated area =owned area +leased-in area leased-out area.
c
Cropping intensity is the ratio of gross cropped area to net sown area expressed as percentage.
harvesting structures varied between 10% of the operated area
5
in
Khategaon to 8.8% in Tonkkhurd.
To minimize the possible risks associated with investing in a
newintervention, most of the initial adopters invested in relatively
shallowstructures. Newer structures became progressively deeper
as farmers witnessed the success of the earlier investors. Initially,
the depths of the structures ranged from1.5 to 7.6m, with average
depths of 3.5m in Khategaon and 2.2m in Tonkkhurd (Table 2).
The current average depths are 3.8m and 2.7m, respectively. A
few farmers in the region have invested in structures as deep as
7.6m, and farmers are increasingly constructing deeper structures
to enhance water storage potential, while minimizing the area they
set aside for that purpose.
Farmers generally adhere to the 6% to 10% land allocation
suggestion, described above, and they do not overinvest in their
structures. Most farmers (87% in Khategaon and 96% in Tonkkhurd)
report that the size of their water harvesting structure is just suf-
cient to meet their crop water requirements, and they do not have
additional water to sell to neighboring farmers.
3.1. Impacts on crop production
The primary motivation for investing in water harvesting struc-
tures has been to store available rainwater during the wet season
and to use the stored water for irrigation in the following dry
season. The water stored in these structures can also be used for
supplemental irrigation in the wet season (i.e., during long dry
spells), thus serving as a hedge against unreliable rainfall even in
the wet season. We analyzed the direct impacts from investing in
the structures on the agricultural sector through an assessment of
changes in(i) cultivable landkept fallow, (ii) croppingintensity, (iii)
cropping pattern in wet and dry seasons, (iv) cultivation practices,
(v) water conservation practices, and (vi) crop yields.
3.1.1. Decline in fallow land and shifts in cropping intensity
6
The most important consideration for investing in water har-
vesting structures has been to enable, through the provision of
irrigation water, crop cultivation during the dry season. Before
the construction of water harvesting structures, farmers cultivated
nearly their entire operated area during the wet season, but kept
fallowmore than 75% of the cultivable area during dry season, due
5
Operated area =owned area +leased-in area leased-out area.
6
Cropping intensity is dened as the ratio of gross cropped area to net sown area
expressed as a percentage.
to lack of water. Only a fewfarmers who had access to some source
of irrigation could cultivate part of their land during the dry sea-
son. Following the construction of water harvesting structures, the
available water in the structures has enabled farmers to overcome
this constraint. As a result, the proportion of area kept fallow in
the dry season has declined sharply to between 4% and 7%. Conse-
quently the annual cropping intensity on adopting farmers elds
has increased fromabout 122% prior to construction of these struc-
tures to about 198% afterwards (Table 3).
3.1.2. Changes in cropping pattern
The primary purpose of constructing on-farm ponds is to
provide water for irrigation during the dry season. Yet some farm-
ers use the water also for supplemental irrigationinthe wet season.
Thus, we discuss the observed changes in cropping patterns during
the wet and dry seasons.
3.1.2.1. The wet season. During the last several years, most of the
sampled farmers have cultivated soybeans during the wet season,
generally as a rainfed crop. However, some farmers in Khategaon
block have also cultivated cotton on some of their land during the
wet season. Soybeans do not require supplemental irrigation. Thus,
the construction of water harvesting structures is not expected to
result in changes to cropping patterns during the wet season.
While rainwater harvesting structures are primarily intended
for use in the dry season, the water stored in the structures fol-
lowing the onset of monsoons nevertheless becomes available for
supplemental irrigation during the early wet season and allows for
a shift in the cropping pattern away from rainfed crops (e.g., soy-
beans). Further, use of the structures for supplemental irrigation
does not generally compromise dry season use, as the structures
can be relled at the end of the monsoon season. In light of this, we
inquired if the sampled farmers have attempted to use the stored
water for cultivating irrigated crops during wet season, and, if not,
what have been the constraining factors.
Our results suggest that none of the sampled farmers (with 2
exceptions) has used the harvested water to introduce irrigated
crops in the wet season. While many reasons were given, the
non-availability and high cost of labor, and the lack of access to
technology and output markets for the sale of irrigated crops are
common constraints in both study sites (Table 4).
3.1.2.2. The dry season. Wheat and gramare the 2 most important
dry season crops. Following the availability of irrigation water,
sampled farmers have started cultivating wheat and gramon land
which was hitherto uncultivated. Wheat and gram have different
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Table 4
Reasons given by farmers for not modifying cropping patterns to include irrigated
crops in the wet season.
Proportion of sampled farmers
reporting in the afrmative
Khategaon Tonkkhurd
Started cultivating any newirrigated
crop during the wet season
2 0
Reasons for not cultivating
Lack of skills in cultivating these
crops
24 56
Lack of access to technology 56 62
Lack of access to markets for these
crops
62 42
Lack of transport facilities/high cost
of transportation
2 9
Lower market price than the existing
crop
2 9
Lack of processing facilities (e.g. rice
shellers, sugar mills etc.)
78 13
Insufcient water available to grow
irrigated crops
22 2
Non-availability/high cost of labor 91 53
Note: Khategaon and Tonkkhurd are administrative blocks within Dewas district,
Madhya Pradesh. The survey was conducted in August 2010. We interviewed 59
farmers in Khategaon and 61 farmers in Tonkkhurd, for a total of 120 households.
45 households within each block adopted water harvesting structures. The above
data relates to these 90 households.
irrigation water requirements. Depending upon the amount of
water available in the water harvesting structure, farmers decide
how much of their available area to cultivate, and for which crop
(wheat or gram) to optimize water use during the dry season.
Farmers generally do not plan to meet the full crop water require-
ments, but rather seek to give 2 to 3 irrigations to wheat and 1
irrigation to gram. Following investment in on-farm ponds, the
proportion of area cultivated during the dry season has increased
from about 22% to about 96%. Wheat and gram are now being
cultivated on almost equal proportions of the operated area with
wheat occupying between47%and 53%of the dry seasoncultivated
area and gramoccupying the balance (see Table 3 above).
3.1.3. Changes in cultivation practices
In addition to extending crop cultivation to the dry season,
there has also been a signicant shift in cultivation practices. With
the availability of stored water for irrigation and consequential
agricultural intensication, farmers are under increased pressure
to complete various stages of crop operations in a timely man-
ner. Farmers stated that this requirement, coupled with the severe
shortage of agricultural labor and high wage rates has encouraged
a switch toward more mechanized farming. Most of the sampled
farmers in both study locations reported moving from bullocks to
tractors (owned or hired) for land preparation and sowing. Crop
harvesting is also being increasingly mechanized, with combine
harvesters hired for harvesting and threshing operations.
3.1.4. Adoption of water conserving practices
Water stored in the structures is pumped out for irrigation
using either a small diesel engine or an electric motor. Given the
efforts made inharvestingrainwater, we wouldexpect that farmers
would try to use the available water most efciently and maximize
crop water productivity. Adoption of water conserving technolo-
gies such as sprinkler and drip could help in making more efcient
use of the available water. The results, however, show that farmer
adoption of water conserving technologies is still very low. Only
3 of the 45 farmers in Khategaon and none of the 45 farmers in
Tonkkhurd reported using any water conserving practices. The rea-
sons include lack of awareness, high cost of related technologies,
Table 5
Changes in crop yields reported by farmers, in quintals per ha.
Crop Khategaon
Before After
Irrigated Rainfed Irrigated Rainfed
Soybean 13.1 (12) 12.6 (30) 13.6 (12) 13.1 (33)
Cotton 8.9 (12) 7.2 (19) 9.4 (3) 7.7 (9)
Wheat 20.8 (15) 24.7 (42)
Gram 12.6 (11) 13.3 (42) 9.9 (1)
Crop Tonkkhurd
Before After
Irrigated Rainfed Irrigated Rainfed
Soybean 13.3 (45) 12.1 (45)
Cotton
Wheat 19.8 (14) 18.3 (3) 23.2 (45)
Gram 12.6 (15) 8.6 (2) 13.3 (41)
Note: Khategaon and Tonkkhurd are administrative blocks within Dewas district,
Madhya Pradesh. The survey was conducted in August 2010. We interviewed 59
farmers in Khategaon and 61 farmers in Tonkkhurd, for a total of 120 households.
45 households within each block adopted water harvesting structures. The above
data relates to these 90 households.
Before and after refer to the periods before and after construction of water har-
vesting structures.
Irrigated refers to the area receiving irrigation water fromwater harvesting struc-
ture. Rainfed refers to area receiving no irrigation water fromany source.
Figures in parentheses denote the number of observations on the basis of which
average yields have been computed.
lackof access tonance, andother technological impediments, such
as laying and removing of pipelines and damage due to rodents.
Another important reason reported for non-adoption is that the
availability of irrigation has improved water availability to such an
extent that farmers do not deemwater conservation technologies
as essential. Aneconomic analysis to compare the cost of increasing
the water storage capacity with the adoption of water conservation
technologies could provide important insights.
3.1.5. Impact on crop yields
The availability of irrigation water combined with improved
farming practices, more intensive use of inputs and improved crop
varieties have together resulted in increased crop yields (Table 5).
The yields of all the irrigated crops are higher under after con-
ditions as compared to those under before
7
conditions. With
limited data available, it was not possible to isolate the impact of
availability of water per se to increases in crop yields. However,
the availability of water from the water harvesting structures has
enabled cultivation of irrigated crops during the dry season on land
which was previously fallow. Thus, crop production in the dry sea-
son is actually a net addition to annual output, facilitated by the
availability of water fromthese water harvesting structures.
3.2. Other reported impacts
The primary impetus for farmer investment in rainwater har-
vesting structures in Dewas district has been to provide an
alternative source for irrigation. However, other possible bene-
ts fromon-farmwater storage include opportunities for livestock
and sh cultivation and groundwater recharge, improved drinking
water availability in adjoining wells, and improved ecology. We
present here farmer-reported benets related to livestock and sh
cultivation as well as farmers perceptions of the impact of rainwa-
7
Before and after refer to farm conditions prevailing before and after the
construction of the water harvesting structures.
Please cite this article in press as: Malik, R.P.S., et al., Examining farm-level perceptions, costs, and benets of small water harvesting structures
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Table 6
Livestock numbers and milk production reported by farmers interviewed in Dewas, Madhya Pradesh in August 2010.
Unit Khategaon Tonkkhurd
Before After % Change Before After % Change
Buffaloes Number 67 77 15 49 39 20
Cows Number 27 17 37 20 26 30
Oxen Number 4 4 0 8 2 75
Annual Milk Production Liters (000) 123 164 34 102 103 11
Note: Khategaon and Tonkkhurd are administrative blocks within Dewas district, Madhya Pradesh. The survey was conducted in August 2010. We interviewed 59 farmers
in Khategaon and 61 farmers in Tonkkhurd, for a total of 120 households. 45 households within each block adopted water harvesting structures. The above data relates to
these 90 households.
Before and after refer to the periods before and after construction of water harvesting structures.
ter harvesting structures on the regions ecology, environment and
groundwater resources.
3.2.1. Impact on livestock
The availability of fodder is important for farmers considering
investments in livestock. Previously, the lack of access to irrigation
in the study region constrained the availability of fodder and there-
fore investment by farmers in livestock. To assess the impact of
rainwater harvestingstructures onlivestock, we examinedchanges
in both livestock numbers and milk production.
Since the introduction of rainwater harvesting structures,
the cultivation of wheat by farmers in the dry season has to some
extent improved the regions availability of fodder and conse-
quently encouraged farmers to improve and expand their livestock
activity. However, livestock activity is also capital intensive, and
thus progress on this front has been relatively slow. Rather than
increasing herd size, farmers report initially investing in improving
the quality of their herd by replacing the existing lowmilk yielding
stock with improved breeds (e.g., by introducing high milk yielding
cows and buffaloes fromPunjab and Haryana). The results obtained
fromour surveysuggest that whilethetotal livestocknumbers have
either remainedconstant or declinedsomewhat, the mix of animals
has changed (Table 6). The net result has been an increase in annual
milk production by 34% in Khategaon and 11% in Tonkkhurd.
3.2.2. Impact on sh cultivation
In general the rainwater harvesting structures are not used for
sh cultivation. Only 3 farmers in the 2 study sites reported sh
farming on a limited scale in their constructed ponds. The main
constraint reported was the insufcient period during which the
tanks are inundated. The water stored in the structures is depleted
in 45 months. Some farmers indicated that it is possible to leave
some minimum amount of water standing in the structure for a
longer period for sh cultivation but they do not have the requi-
site technical knowledge. In addition, investment in aquaculture
in this particular region of Madhya Pradesh is likely limited as the
population largely follows a strict vegetarian diet.
3.2.3. Ecological and environmental impacts
Farmers reported several positive, local ecological impacts.
Almost 85% of the sampled respondents in both study locations
responded that the density and availability of wildlife (such as
deer, wolves and other similar large animals) have substantially
increasedinthe regionfollowing the constructionof water harvest-
ing structures. Other ecological changes observed include a return
of migratory birds to the region, and a signicant increase in the
number of resident small birds (e.g., peacocks, ducks and fowl). No
increase in mosquito populations was reported.
3.2.4. Impact on groundwater
We did not have access to any ofcial data on the ground-
water table before and after the construction of the structures.
However, farmers in the region perceived some improvement in
groundwater availability. About 40% of the sampled farmers in
both study locations reported that seepage from the structures
had led to a rise in the groundwater table as reected by the
relative ease in obtaining drinking water from open wells in the
region.
3.3. Benetcost analysis of investing in water harvesting
structures
Based on the data obtained through the surveys and described
above, we present in Table 7 estimates of annual increments in
benets and costs on an average sampled farmin the study region.
The calculations onlyinclude all quantiable costs andbenets, and
therefore do not include qualitative data obtained, suchas the envi-
ronmental and ecological impacts described above. To helpfarmers
offset part of the capital cost in undertaking construction of the
structures, the Government now provides a one-time capital sub-
sidy of up to INR 80,000
8
(Government of Madhya Pradesh, 2013).
However, as budgetary constraints limit the number of farmers eli-
gible for this activity, the benetcost ratios include 2 scenarios1
without a subsidy and 1 with a capital subsidy of INR 80,000. From
a farmers perspective, the availability of a government subsidy
implies a corresponding reduction in the farmers nancial cost to
invest in the structure.
Due primarily to differences in the capital cost of the struc-
tures between Khategaon (soft rock region) and Tonkkhurd (hard
rock region), the benetcost ratios differ between the 2 blocks.
Without a government subsidy the benetcost ratio works out to
between 1.92 in Khategaon and 1.48 in Tonkkhurd. The estimated
payback periodinthe 2 cases is 2.5 and3.1 years, respectively. With
a government subsidy of INR 80,000 the farmers capital cost of
investment is reduced. As a result, the benetcost ratio improves
to between 2.39 and 1.72 in the case of Khategaon and Tonkkhurd,
respectively. The respective payback period also declines to 1.9 and
2.6 years for the 2 locations.
3.4. Scaling up: what constrains farmers frominvesting in
structures?
If the investment in decentralized water harvesting structures
has been so protable, why is it that a large number of farmers,
especially some of those located in the vicinity of the adopting
households, have not so far invested in this activity? The results
fromour survey identied the following 2 key reasons:
(i) lack of access to nancial resources to pay for the initial cost of
constructing the water harvesting structures; and
8
Equivalent to USD 1480 at an exchange rate of 1 USD=54 INR.
Please cite this article in press as: Malik, R.P.S., et al., Examining farm-level perceptions, costs, and benets of small water harvesting structures
in Dewas, Madhya Pradesh. Agric. Water Manage. (2013), http://dx.doi.org/10.1016/j.agwat.2013.07.002
ARTICLE IN PRESS
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R.P.S. Malik et al. / Agricultural Water Management xxx (2013) xxxxxx 7
Table 7
Farmlevel estimates of benets and costs of investments in water harvesting structures.
Parameter Characteristics Khategaon Tonkkhurd
Farmand structure Average size of farm(ha) 8.1 10.1
Average size of water harvesting structure (ha) 0.84 0.89
Average depth of water harvesting structure (m) 3.47 2.20
Benets Net annual increase in income fromcrop production (Rs)
(gross value of output-operating costs)
135,041 154,673
Net annual increase in income fromlivestock production
(Rs)
11,122 2,720
Total annual increase in net income (Rs) 146,163 157,393
Scenario 1no government subsidy
Cost Capital cost of structure (Rs) 361,330 484,675
Life of structure (assumed) (years) 15 15
Annual depreciation (Rs) 24,089 32,312
Annual interest cost (at 10% of capital cost) (Rs) 36,133 48,468
Annual maintenance cost (at 2% of capital cost) (Rs) 7,227 9,694
Opportunity cost of land where the structure built
(=annual loss of net value of crop production on land
where harvesting structure built) (Rs)
8,597 16,064
Total annual cost (Rs) 76,046 106,537
Benet: cost ratio 1.92 1.48
Pay back period (years) 2.5 3.1
Scenario 2capital subsidy of Rs 80,000 by the government
Cost Capital cost of structure (Rs) 281,330 404,675
Total annual cost (Rs) 61,112 91,604
Benet: cost ratio 2.39 1.72
Pay back period (years) 1.9 2.6
Table 8
Awareness of and willingness to invest in water harvesting structures by sampled non-adopting households.
Characteristic Khategaon (n=16) Tonkkhurd (n=14) Total (n=30)
Awareness of water harvesting structures 13 13 26
Knowledge of someone who has constructed such structures 12 13 25
Ever seen/visited such structures 12 13 25
Number of respondents who would not like to invest in similar structures on their farm 11 14 25
Reasons for unwillingness to construct structures
Lack of funds to invest 11 10 21
Difcult to part with land for the purpose 10 11 21
Access to alternative irrigation sources 6 2 8
Unsure about economics of investment 0 2 2
Unsure about sufcient water availability to ll a structure 2 3 5
Unconvinced about long-termimplication of such investment 0 2 2
Unsure about technical feasibility of structures 2 0 2
Note: Khategaon and Tonkkhurd are administrative blocks within Dewas district, Madhya Pradesh. The survey was conducted in August 2010. We interviewed 59 farmers
in Khategaon and 61 farmers in Tonkkhurd, for a total of 120 households. 90 of these households adopted water harvesting structures. These results pertain only to the
remaining 30 households we interviewed that did not invested in rainwater harvesting structures.
(ii) reluctance of farmers, especially those with very small land-
holdings, to set aside part of their already small cultivable area
for construction of such a structure (Table 8).
4. Conclusions
Decentralized rainwater harvesting structures have played a
positive role in alleviating severe water scarcity challenges in
Dewas district, Madhya Pradesh. Given the small landholdings
in India, farmers are generally sensitive about either diverting or
utilizing a part of their land for non-cultivation purposes. However,
farmers who have invested in the structures have experienced
improved water availability through rainwater harvesting, which
in turn has directly and indirectly improved the socio-economic
conditions of rural population and environmental landscape of the
region. Furthermore, the decentralized nature of the structures
has avoided many of the management and sustainability issues
faced in community approaches to rainwater harvesting, including
the allocation of shared resources and the maintenance of the
supporting assets.
Further upscaling this option, however, requires consideration
of 2 key issues. The rst relates to resource sustainability. As noted
above, positive environmental impacts were noted by farmers in
the district following the implementation of rainwater harvest-
ing structures, related to the surrounding ecology as well as, and
importantly for the region, groundwater recharge. The potential
downstream impacts need to be further studied, however, before
implementing the model on a larger scale. An assessment in a
semi-arid watershed in Andhra Pradesh, for example, found that
while rainwater harvesting improved crop yields and groundwater
recharge locally, water outows fromthe developed area declined
signicantly resulting in potentially large negative impacts for
downstream users (Garg et al., 2011). Moreover, within the study
region itself, increased cropping intensity following the introduc-
tion of rainwater harvesting, may in fact result in less water being
available to recharge groundwater supplies.
The second issue relates to equity. To date, the adopters of
the structures have been nancially better-off farmers in Dewas
district with relatively larger landholdings. While the 10% rain-
water harvesting model is protable even after accounting for
the loss in productive land due to construction of the structures,
poorer farmers with smaller landholdings are reluctant to adopt
the model for both risk- and nancial-related reasons. Setting aside
even small portions of land is a risk for smallholder farmers. In
Please cite this article in press as: Malik, R.P.S., et al., Examining farm-level perceptions, costs, and benets of small water harvesting structures
in Dewas, Madhya Pradesh. Agric. Water Manage. (2013), http://dx.doi.org/10.1016/j.agwat.2013.07.002
ARTICLE IN PRESS
GModel
AGWAT-3705; No. of Pages 8
8 R.P.S. Malik et al. / Agricultural Water Management xxx (2013) xxxxxx
addition, access to and nancing of the signicant initial invest-
ment cost associated with structuresbetween INR 360,000 and
INR 485,000 for a 0.8ha structure
9
is a signicant challenge as
reportedbymanynon-adoptingfarmers. Government subsidies are
available to support farmers on a limited basis, but not all eligible
farmers are able to access the subsidy or other forms of external
nancing.
Complementary interventions could be explored to overcome
these constraints. First, interms of the size of the structures, similar
models, suchas the 5%hapas
10
structures prevalent inWest Bengal,
have shown promise among all social classes of farmers (Banerjee,
2011; Jana, 2011). Further investigation of structure size and crop
mix may open up a greater spectrum of decentralized rainwater
harvesting options.
Expanding or extending existing credit options for smallholder
farmers is another possible intervention. Currently, Indias public
sector banking systemtreats loans for rainwater harvesting struc-
tures as commercial loans, with a higher interest rate than the
concessionaryrateofferedfor other types of agricultural loans, such
as crop loans. Treating rainwater harvesting structures as part of
the agricultural loan portfolio would allow a wider spectrum of
farmers to nance the structures. Microcredit, cooperative banks
and/or the donor community may also become involved through
loan guarantees or revolving lines of credit.
A third option is to develop links with the Mahatma Gandhi
National Rural Employment Guarantee Scheme (MGNREGS), which
guarantees employment to rural households on construction work
that addresses the causes of chronic poverty. Initiated by the
National Rural Employment Guarantee Act, the program seeks,
among other things, to provide a growth engine for sustainable
development of an agricultural economy. MGNREGS now covers
the entire country with the exception of districts that have 100%
urban populations. The majority of the permissible works being
carried out under MGNREGS relate to building infrastructure to
enhancewater securityinrural areas. Buildingstructures onprivate
land, however, is permitted for only a subset of farmers belong-
ing to certain socio-economic categories, as dened under the
Act, and therefore excludes all but the poorest farming house-
holds. Extension of this facility to wider strata of the rural poor
could accelerate adoption of decentralized rainwater harvesting
structures.
Decentralized rainwater harvesting is a nancially viable alter-
native to large scale, centralized irrigation infrastructure and
to community managed structures. Starting on a small scale to
ensure proof of concept, the initiative quickly took the form of
a movement in Dewas district, where the practice has improved
agricultural incomes, expanded livelihood options and provided
non-agricultural benets to the broader community and envi-
ronment. It is applicable to regions of India and elsewhere that
receive moderately high rainfall, and offer a potentially more sus-
tainable option to groundwater irrigation. Further examination of
the research and investment opportunities described here could
expandthe reachof this promising small private irrigationsolution.
Acknowledgments
This report was funded by a grant from the Bill & Melinda
Gates Foundation. The ndings and conclusions contained within
are those of the authors and do not necessarily reect positions or
9
Between USD 6600 and 9000 at an exchange rate of 1 USD=54 INR.
10
Hapas arewater harvestingstructures whichhavebeenpromotedbysomeNGOs
in West Bengal (India) following a criterion somewhat similar to the one reported
in the present study. Most of these structures in West Bengal have been built on the
farms of small farmers.
policies of the Bill & Melinda Gates Foundation. We appreciate
also the helpful comments and suggestions of two anonymous
reviewers.
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