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"Heads and Ideas" is a new format for the Wissenschaftskolleg zu Berlin. The new format provides a better glimpse of happenings at the Forschungskolleg. The focus is on a smaller number of examples of Fellows' projects.
"Heads and Ideas" is a new format for the Wissenschaftskolleg zu Berlin. The new format provides a better glimpse of happenings at the Forschungskolleg. The focus is on a smaller number of examples of Fellows' projects.
"Heads and Ideas" is a new format for the Wissenschaftskolleg zu Berlin. The new format provides a better glimpse of happenings at the Forschungskolleg. The focus is on a smaller number of examples of Fellows' projects.
Kpfe und Ideen 2006 Robert A. ARONOWITZ Cristian BADILITA Mark BEISSINGER Jos CASANOVA Gregory CLARK Leo CORRY Ingolf Ulrich DALFERTH Cathrine DAVID Horst DREIER Shmuel N. EISENSTADT Augustin EMANE Jean-Louis FABIANI Judit FRI- GYESI Gamal AL-GHITANI Luca GIULIANI David GUGERLI John HAMILTON Carla HESSE Hans JOAS Grazyna JURKOWLANIEC Irad KIMHI Paul KLEIHUES Charlotte KLONK Mordechai KREM- NITZER Susanne KCHLER Geert LOVINK Ashis NANDY Patrizia NANZ Itay NEEMAN Dietrich NIETHAMMER Horia-Roman PATAPIEVICI Susan PEDERSEN Oliver PRIMAVESI Scheherazade Qassim HASSAN Astrid REUTER Jaan ROSS Robert SALAIS Willibald SAUERLNDER Samah SELIM Abdolkarim SOROUSH Barbara STAF- FORD John R. STEEL Rudolf STICHWEH Charles TAYLOR Giuseppe TESTA Vadim VOLKOV Monika WAGNER Paul WINDOLF Hans ZENDER Fellows 2005/2006 1 Prelude Dieter Grimm
Instead of the Wissenschaftkollegs usual News (Nachrichten), you are looking at the first edition of Heads and Ideas (Kpfe und Ideen). Of course, just as our News presented heads and ideas, Heads and Ideas will continue to bring you news. But we think that this new format provides a better glimpse of happenings at the Wissenschaftskolleg. Rather than an overview of all our Fellows and activities in a necessarily abbreviated form, more detail on a smaller number of examples of Fellows projects. These are not typically Fellows self-presentations, but reports on what Fellows researched in their year at the Wissenschaftskolleg, whether alone or in collaboration with others on a thematic focus. But this will not exclude Fellows from participation. In this edition, for example, you can read how the unexpected sight of a certain type of apple helped Carla Hesse, of California, discover that her family roots lay in Berlin. You can of course still consult the institutes website for any information you do not find here.
2 Content 4 Network or Competition: How Does Capitalism Tick? The economic sociologist Paul Windolf is exploring the ways in which businesses and branches of industry are linked with one another Fellow 2005/2006 by Ralf Grtker 10 The Promise of Treatment Robert A. Aronowitz, internist and medical historian, is working on a book entitled Unnatural History: Breast Cancer, Risk, and American Society Fellow 2005/2006 Interview with Ralf Grtker 17 Model Footwork Ansgar Bschges, Volker Drr, rjan Ekeberg, and Keir G. Pearson simulate the neuronal processes in the musculoskeletal system of cats and stick insects Fellows 2001/2002 by Sonja Asal 21 Urban Spaces as Social Surfaces Monika Wagner researches the tactility and opticity of urban spaces Fellow 2005/2006 by Ralf Grtker
3 25 On the Ariadnean Thread of the Cataglyphis Ants Rdiger Wehner is a pioneer in the field of theoretical biology whose research regularly takes him from his Zurich laboratory into the deserts of North Africa Permanent Fellow by Sonja Asal 31 Secular Modernity? Revising a Self-Perception Jos Casanova, Hans Joas, Astrid Reuter and Charles Taylor investigate the different forms of religion in modern societies Fellow 2005/2006 by Sonja Asal 37 Letter from Berlin: How it took 175 years to get from Mitte to Grunewald A Fellow traces the footsteps of her great-great-grandparents through Berlin Fellow 2005/2006 by Carla Hesse 39 Masthead
4 Network or Competition: How Does Capitalism Tick? The economic sociologist Paul Windolf is exploring the ways in which businesses and branches of industry are linked with one another Fellow 2005/2006 by Ralf Grtker A cooperative, a network or, as they say in the Rhine- land, a Klngel (clique) these are all expressions denoting the kind of nepotistic relationship in which one hand washes the other and a system of reciprocity is created based on obligations, assistance and favours. As Konrad Adenauer put it, We know one another, we help one another. Born and bred in Cologne, he was certainly aware of how Rhineland capitalism func- tioned. Rainer Werner Fassbinders film Lola presents one possible way of envisaging Rhineland capitalism. Rather than engaging in a brutal competitive struggle, the peo- ple in Fassbinders small-town world of the 1950s work side by side for their own benefit and for the general welfare. The mayor, the chief of police, the bank direc- tor and the property developer do business and agree on political policy, primarily in the Villa Fink the local brothel. The sinecures are divided up and everyone is happy. With its moral ambivalence Lola, which was made at the beginning of the 1980s, presents an image of the mechanisms of German business and politics that was ultimately not that far from reality. This system of in- terwoven investment and overlapping board member- ship was also referred to as Deutschland AG or Germany Inc. and had a pronounced influence on the nature of the German economy over several decades. Deutschland AG, argues the economic sociologist Paul Windolf, provided the basis for co-operation between rational egoists by creating a system of institutional control and regulating anarchic competitive relation- ships. The result can either be seen as a clique or crony economy and a self-enrichment club or as a form of moderated market economy, as capitalism with a hu- man face. Both interpretations are possible. Networks, Windolf argues, are opportunity structures and as such can be used for different purposes.
Paul Windolf has spent a number of years investigating forms of corporate intertwinement such as cartels, monopolies and networks linking economic elites. His study Corporate Networks in Europe and the United States, which was published in 2002, focuses on the question of how such network structures differ across countries
5 such as the USA, Great Britain, Germany, France, the Netherlands and Switzerland. Networks can emerge from quite different relationships: through equity par- ticipation, for instance, or through managers who take up concurrent positions on the boards of several compa- nies. This phenomenon of interlocking corporate direc- torates has been relatively well investigated due to the accessibility of relevant data. A further example can be found in the system of loans that links banks and com- panies with one another. Paul Windolfs research at the Wissenschaftskolleg concerns the question of how networks have formed in the recent past and how Deutschland AG actually emerged. For this purpose, he is studying connections within economic elites and their relevance to the work- ings of enterprises in the USA, Germany and France between 1900 and 1938.
The business activities of these networks represent an important key to understanding the way economies have developed over recent years. They represent a fundamental factor in the development of the emphasis on shareholder value and financial market capitalism, the title of an anthology recently published by Paul Windolf and including contributions by a great number of Germanys leading scholars in the field of economic sociology. A shareholder-value orientation means increased yields, international competition and corporate takeovers. It is shareholder value or financial market capitalism that leads to phenomena such as Deutsche Bank aiming for a 25 per cent return on equity while at the same time announcing that it is going to cut 6400 jobs, Siemens closing its mobile phone operations, and the tyre manu- facturer Continental intending to close a factory in Stckern in Lower Saxony even though the facility provides the company with a healthy profit. The structure of the international economy has under- gone a transformation. In the 1980s, explains Paul Windolf, investment funds in the USA began to move into the share market on a grand scale. The concentra- tion of share ownership brought radical changes to the balance of corporate power. Fund managers began to wrest control from CEOs and to fire out if they did not meet expectations. Since then, argues Windolf, enter- prises that, although profitable, do not achieve the exor- bitant yields which fund managers aim for have to be sold or closed. This means that, in the age of share- holder value, the increase in share value has become more important than the growth of an enterprise. The laws of the financial market have permeated those of the commodity market. The investment funds, writes Paul Windolf in Financial-market capitalism, are trans- ferring the competitive pressure to which the financial markets are exposed to enterprises. The fact that the philosophy of shareholder value has gained a foothold relatively late in Germany and other countries in Continental Europe and is still not as perva- sive as in the USA is closely connected with the net- works referred to above.
6 The data collected by Paul Windolf for his current research project show that the differences between Germany and the USA with regard to corporate finance date back to the late 19 th century. While US corporations placed more importance on attracting finance through shares and bonds, German enterprises were financed to a large extent through bank loans. This explains the fact that banks in Germany more so than in the USA were forced to closely monitor industrial enterprises, in which they had a direct interest. In this context, banks were not interested in seeing corporations adopt the principle of shareholder value and strategies of profit maximization involving high risks. Their concern was rather that corporations retained their profitability so that they would be able to repay long-term loans. It is only in recent years that this situation has changed, with dramatic results. Cries of breach of taboo, wild- west manners and a lost balance were heard when it became known that in 1997 Deutsche Bank had been actively supporting the Krupp group behind the scenes in the latters attempts to take over the far larger Thyssen group. The process of change had begun. Within a very short time, large private German banks began to divest themselves of their equity participation, give up their membership on boards and move from the model of the house bank to that of the investment bank in order to be able to have a free hand with regard to corporate takeovers. The emphasis on personal knowl- edge of the workings of corporations to which the bank had provided loans was replaced by credit ratings gener- ated by international agencies, which were based on standardized methods and were accessible for all inter- ested parties. This heralded the end of Deutschland AG and the beginning of the new era of shareholder value.
Such networks, as history shows, were more than mere old boys networks devoted to mutual enrichment. They also provided society with a form of protection against the kind of anarchic competition that has now become socially acceptable again with the rise of the principle of shareholder value. This Janus-faced char- acter also explains the curious political career of the type of network that Paul Windolf describes as organised capitalism. The Social Democrat and political theorist Rudolf Hilferding, author of Finance Capital, which was pub- lished in 1910, first popularized the term organized capitalism in speeches at party congresses and in essays. At the time Hilferding predicted the emergence of a general cartel. This, he believed, amounted to the capitalist principle of free competition being replaced by the socialist principle of the planned economy. Cartels, according to Hilferding, not only gave the state greater influence over the economy, but in the long term even promised the nationalisation of the economy as a whole.
In light of the role of organised large-scale industry in fascism and the Second World War, German Social Democrats subsequently distanced themselves from a
7 preference for organised capitalism. And indeed, faced with the choice of fostering either rampant markets or uncontrollable cartels, it is the centre-left parties that have opened the door to the introduction of the princi- ple of shareholder value in Germany over recent years. Nevertheless, argues Paul Windolf, Hilferdings analysis has certain merits. Organisation had some advantages. Mass production led to a sharp rise in fixed costs for enterprises, which in turn made them vulnerable to cyclical fluctuations. In times of crisis, explains Windolf, large-scale enterprises react by lowering prices in the hope that they can take advantage of the crisis to increase their market share and to stabilize production at a high level. Since all competitors find themselves in the same situation, they react in a similar way and the result is a ruinous price war. Mutual agreements offer a way out of this predicament. An analogous argument can be made in relation to the banking sector. Here, too, competition weakens the system because it drives banks to take higher risks on loans. Unlimited competition between banks, argues Paul Windolf, can lead to a dangerous accumulation of non-performing loans, which destabilise the system as a whole. Ultimately it was the forces of the free market itself that led to organisation in the early 20 th century. Windolf emphasises that in the USA the political pref- erence was to maintain competition, as it were, artifi- cially. In the US, cartels, monopolies and trusts were regarded as above all a limitation of economic freedom and indeed on freedom in general. Louis Brandeis, a Supreme Court judge from 1916 to 1939, even spoke out in support of prohibiting trust agreements and recipro- cal appointments of managers to boards of directors, even if this restriction was inefficient. Brandeis believed that economic and political freedoms were more important than efficiency. This attitude was expressed in the rigorous anti-monopoly legislation passed by the US congress from the late 19 th century onwards. A series of indicators show how these anti-monopoly laws have affected the corporate landscape in the USA. Paul Windolf has compiled data that show how enter- prises were not only linked by cartel agreements and trusts, but also through interlocking directorates. Fur- thermore, the data show that in the USA, for instance, the level of this intertwinement steadily decreases from 1914 onwards. By contrast, in Germany this corporate network which reached its peak around 1928 is significantly denser than that found in the USA over the same time period. Windolf says that these structures can be compared to a railway network. A visual representation of this net- work would show which locations were linked with one another and which enterprises were isolated. How- ever, what is not shown is which trains moved along the tracks. For this reason Windolf speaks of opportunity structures and chances of control, possibilities that emerge when managers make use of their membership on boards to exercise control over corporations, of their controlling functions as members of supervisory boards to stand surety for one another and in the process risk
8 their reputations. The far greater density of corporate networks in Germany compared with the USA from 1914 onwards, argues Windolf, can therefore be inter- preted as an indication that, due to greater chances of control, the opportunities for cooperation among ra- tional egoists were greater in Germany than in the USA.
All this should not be regarded in purely historical terms. The trajectories of historical development the strengthening of Anglo-Saxon competitive capitalism on the one hand and the Continental European devel- opment of organised capitalism on the other can be traced up until the present. The differences between the two systems remained relatively stable until shortly before the turn of the millennium. It is only at this point that Deutschland AG clearly begins to crumble. Is it possible to use the historical record to derive a concept of the extent to which the relatively loose structures of a network are actually able to strengthen a social order and shared norms? Paul Windolf refers to the political theorist Michael Taylor from the University of Wash- ington, who in his book Community, Anarchy and Lib- erty raises the question: How is social order possible without a state? He arrives at the following conclusion: a community must consist of members who see one another constantly and know one another personally. In addition, it is necessary that within the community there is consensus regarding fundamental values. In my view a number of the preconditions for the maintenance of social order without the help of a state are to be found in corporate networks at least as pertains to Germany. But is this image also applicable to other forms of net- work for instance those organized around the idea of global responsibility such as the UN Global Compact initiative, whose members have undertaken to observe a voluntary code of conduct? I do not believe, says Paul Windolf, that the concept of a network that in control- ling itself assumes quasi-state functions can function at a global level. On the one hand, the members of such a network seldom see one another and do not have any particularly close personal ties. On the other hand, there is a lack of any connection to a legal obligation. Supervi- sory boards have the legal task of controlling the enter- prise. That shouldnt be overlooked. The history of organised capitalism is also relevant to another current debate concerning the Varieties of Capi- talism, the title of an anthology edited by the American political scientist Peter Hall a Fellow of the Wissen- schaftskolleg in 2003/2004 and his colleague David Soskice. In recent studies, Peter Hall has shown that coordinated, organised markets as found typically in Continental Europe are quite capable of competing with the liberal systems based on the Anglo-Saxon model given that the system comprising the financial market, labour policy, education and economic legislation is coherently structured within itself. Even if economics scholars such as Peter Hall have recently been able to retrospectively prove the competi
9 tiveness of what is often vilified as inefficient organised capitalism, Paul Windolf believes that this system can have a future only if it manages to reproduce itself at an European level as Europe, Inc. so to speak, which by means of cross-border corporate integration, transna- tional shareholding and interlocking corporate leader- ship will be able to stand up to Anglo-American corpo- rate capitalism. Is this a realistic possibility? Sure, says Paul Windolf, but with a question mark over it.
10 The Promise of Treatment Robert A. Aronowitz, internist and medical historian, is working on a book entitled Unnatural History: Breast Cancer, Risk, and American Society Fellow 2005/2006 Interview with Ralf Grtker Ralf Grtker: Reports about new developments in the field of cancer research are notable above all for the sense of optimism and the dawn of a new era among scientists. On the other hand, this is connected with the admission that we are still very much at the beginning in many respects. The focus is on the future. How does this situation appear to someone who as a historian can look back at the history of breast cancer?
Robert A. Aronowitz: There is a painting from the year 1889 hanging in my medical school at the University of Pennsylvania. It shows the famous surgeon Hayes Agnew in front of an audience in the auditorium directing a breast operation involving the removal of a tumour. This was conceived as a heroic portrait! But the sad truth is that even a physician as successful and sought-after as Agnew had to admit at the time that he was not aware of a single case in which cancer had been confirmed by pathology and the patient could be opera- tively healed. Operations were sometimes performed because a breast tumour was a painful, unsightly, fungating mass that patients wanted removed and above all because it was hoped that the life of the patient could be extended. However, no one actually knew if this was possible. Patients and their doctors have often made decisions based more on the promise of surgery or other means of treatment and prevention than the evidence at hand. And it is precisely this phenomenon that continues to characterize the field, from the campaigns launched in the 1920s which aimed at early detection in suspected cases of cancer up until the routine screening of today.
RG: Up until the 1840s, you write, breast operations were still being carried out without anaesthesia in patients homes, in the kitchen or the living room. Today such interventions are much more moderate and targeted. In addition we now have chemotherapy and new medications which act selectively against tumour- specific qualities of cells. Doesnt this represent enor- mous progress?
RAA: In many fields we are not a great deal better off than before. Despite a century of public health cam-
11 paigns first aimed at women recognizing cancer them- selves and later screening mammography, the death rate from cancer (when adjusted for the age distribution in the population) remained stable in the US until about 1990, when we began to see some reduction, probably due to a wider use of hormonal therapy and aggressive forms of treatment of some early stage cancers. But what remains to be explained is that during the same time interval the mortality rate remained unchanged yet the registered incidences of breast cancer rose sharply.
RG: Why?
RAA: One explanation could be that our medical pre- vention and treatment endeavours were just managing to keep up with the increasing incidence of the disease. However, I doubt this was the case, although there probably had been some increase in the amount of real that means destined to harm and kill if untreated breast cancer and some progress in treatment. A more economical explanation is that until quite recently screening and changed definitions of disease had led us to find more and more breast cancers that would not have done serious harm if undetected. However, I am actually interested in something else. Medical progress or lack of it is only one side of the story. It is just as important to look at how millions of women have changed their habits that is to say, how a barely visible disease about which no-one spoke has become a mass disease and a central theme of health policy. At the same time certain fundamental aspects of our approach to breast cancer have remained the same over many years. A historical example of this is provided by the story of Susan Emlen, one of the patients whose cases I describe in the book. Emlen noticed a breast lump in 1813 and ultimately died of cancer in the breast (this is how it was called at that time) in 1819. She spent a whole year going from doctor to doctor and getting different treatments until she decided to have an operation. This is not to say that at the end of that year she was in possession of better information. She ulti- mately decided to have a breast amputation in her home without anesthesia by her surgeon brother-in-law, who like most other surgeons of the time, was extremely pessimistic that surgery could cure cancer. But Emlen told herself: I can approach my death much more calmly if I know that Ive done everything I can possibly do. Anticipated regret still remains an important rea- son for people who decide to undergo treatment irre- spective of what one knows about its efficacy.
RG: How has the disease itself changed over the last hundred and fifty years? And what do we know about breast cancer today that we didnt know then?
RAA: Without doubt social factors have played a part in how often women fall ill with breast cancer. Better living conditions and healthier diets have resulted in women beginning to menstruate at a younger age and reaching menopause later. In addition, the use of contra-
12 ceptives has meant that women are having fewer chil- dren and are doing so later in life. All this has the conse- quence that women are going through more menstrual cycles in their lifetimes, during which the breast grows and produces milk. During every menstrual cycle there is a certain risk that a genetic mistake will occur, a cel- lular change that can lead to cancer. My work, however, is less concerned with social factors of this kind and more with how the disease itself has changed in the light of prevailing medical knowledge and practices. For Susan Emlen, cancer was still an unsightly growth on the surface of her body, a macro- scopic disease that was treated surgically. For her and her doctors, cancer was a tumour that progressed to death. If a patient survived for years with a tumour, with or without an operation, people generally believed she did not have cancer. Today we define cancer in terms of cellular and even biochemical, hormonal fea- tures. We no longer see cancer as a disease that by defi- nition inevitably leads to death. Without wanting to be a relativist: in my opinion the definition of cancer is enormously dependent on the prevailing state of medical knowledge and technology. Today we have better criteria for making an immediate prognosis than were available a hundred and fifty years ago. Nevertheless we still cannot reliably predict the future for many patients.
RG: Yes, technology changes. We are constantly learn- ing more. Perhaps in the future we will have to revise things that today we regard as absolute certainties. Does this mean that our current medical and biological knowledge does not provide us with a sound basis for making decisions regarding treatment strategies for breast cancer?
RAA: Forty years ago researchers in the USA began to measure the success of screening mammography. Of course, prevention alone cannot save anyones life. It depends on what happens afterwards. The study even- tually showed that it was only in the group of women over fifty that screening mammography led to a reduc- tion in deaths caused by breast cancer. However, people werent prepared to wait for the results of confirmatory studies and a sober evaluation of risks and benefits. As a result of pressure by the government and the American Cancer Society, screening mammography was made routine without a thorough evaluation. On the other hand, studies of this kind are generally full of potential traps. It is often difficult to determine if people live longer after screening or have lived longer after being informed of their disease at an earlier point without this meaning that their lives were being extended over- all. But this is just the tip of the iceberg. Such effects can be found everywhere, and they appear time and time again. Dont misunderstand me here. I am in no way against checkups of this kind and evidence-based medicine. This approach has enabled us to find out that contrary to the medical opinion widely held for a time hormone
13 replacement does not safely prevent heart disease but in fact causes heart disease and breast cancer. However, evidence-based medicine has its limits and often we have to make provisional judgements based on more sociological grounds, such as considerations about who is likely to gain or lose by the diffusion of particular practices.
RG: How does the situation present itself for the indi- vidual patient or physician? How can they reach a deci- sion?
RAA: Most of what I have said to you relates above all to the epidemiological use of cancer prevention measures that is, to the situation as seen by someone who is mak- ing health policy decisions for a large group of people. From the point of view of the individual, things some- times look quite different. In brief, the reason for this is that the necessity of taking individual dispositions and idiosyncrasies into account is central in this context. Take the following case. Two men have colon cancer at the same stage. It seems that one of the tumours has developed quite recently, because the man has had regular checkups. The other tumour seems to be older. Many things besides the way the tumour looks under the microscope suggest a different rate of growth between the two tumours, and this difference should be a relevant factor in deciding on a treatment. But according to the standard prognosis criteria both cases will nevertheless be put in the same cancer stage. RG: Can such problems be solved by simply developing better classification procedures?
RAA: The problem is not only due to the limitations of the available technology. It is also not a result of mis- communication between doctor and patient or of doc- tors not being sensitive enough to the particularities of individual patients. I think its much more the case that a part of our problems and this is the part I am con- cerned with as a historian is connected with how medical knowledge is generated and communicated. There is an argument that goes back to antiquity about whether a disease exists, so to speak, in itself, as its own being, or merely as the prevailing embodiment in the patient. I think both points of view are justified. Accord- ingly, one or the other of these points of view was more or less popular at different times depending on which diseases were prevalent and which were the focus of attention. The notion of a disease as a thing existing in itself fits to a disease such as plague, which exhibits a clear clinical picture and has a specific pathogen. The other concept often has a better fit to the sort of diseases we are dealing with today that are chronic, have varied prognoses and are often difficult to diagnose.
RG: To what extent could this be interesting for a doc- tor or the patient?
RAA: There will always be pain and suffering for which there is no available diagnosis. However, when the
14 model of a disease as an independent entity that exists like a germ is presented as the only medically legitimate one, then patients who are suffering from those more indefinable diseases are damned to keep on searching for the cause of their suffering mostly in vain. If patients were to realize that their suffering can be regarded just as legitimately in terms of individual sickness, there would perhaps be less energy wasted on the search for an ultimate diagnosis. Idiosyncrasy of this kind is relevant to breast cancer as well. In each medical generation, clinicians and patients have re-discovered how varied the prognosis can be and how difficult it is to predict who will do well and who will not based on the physical qualities of the tumour. Someday we may have better tests and ways of seeing hidden metastases. But I doubt we will ever completely banish the problem of idiosyncrasy.
RG: Nevertheless, as a patient I am interested in how my situation compares with that of others. I would still like to know how great the risk is of my becoming ill or how great the chances are of my being successfully treated.
RAA: Calculations of probability sometimes have limited use for the individual with cancer and faced with a difficult decision about treatment. A decision strategy with which one aims to win as much as possible over many rounds of a game does not necessarily have to be the same as the strategy someone chooses who is only playing a limited number of rounds. This is why people play lotto. Even though they know that the game is not worth it in the long run, they are hoping to be incredibly lucky just once. Breast cancer patients sometimes find themselves in a similar situation. If there is some way that offers them even a tiny spark of hope then they might want to choose it. For this reason, the approach that makes sense from an epidemiological point of view is not always the one most appropriate to the individual and his or her specific situation.
RG: Surely the instrument of informed consent has been introduced as a response to precisely these types of cases: based on their knowledge of the degree of per- sonal risk patients themselves decide whether they want to submit to a specific intervention.
RAA: Informed consent is a very ambivalent area. Research is often controversial, data is unclear and the situation is resolved by handing the decision to the patient. But as soon as the economic interests of phar- maceutical firms come into play for example, a firm that manufactures a product used for a particular method of treatment or a hormone replacement prepa- ration things begin to become extremely problematic. It is all too easy for choices to be swayed in one direction or another. Moreover, why should the layperson make a decision that even the experts are not prepared to make. I dont think that in such situations we should burden the patient with our uncertainty.
15 RG: In your book you give a detailed account of the story of Rachel Carson, the founder of the American environmental movement. Her case seems to provide a good illustration of what youve been talking about.
RAA: Rachel Carson believed that environmental poisons and our modern lifestyle play a decisive role in the development of cancer. Her image of the body and her concepts were more holistic. And the doctor who treated her, George Crile, was one of the greatest sceptics of his time regarding cancer. Crile warned that cancer phobia could cause more suffering than the disease itself; he questioned the statistics that were widely used at the time and spoke out against radical surgery as opposed to softer methods of treatment such as radiation and more limited surgery. Nevertheless the story ended with Crile treating Carson with very extreme measures when she was on the verge of death. He even implanted radioactive materials into the base of her brain. In retrospect and to some of Carsons friends at the time, this decision seemed wrong and against both Criles and Carsons private and public positions. This whole story is not only an example of playing against the odds in a desperate situation, but also an example of how treat- ment decisions can have symbolic value. They can sometimes sustain hope for survival and show that doc- tors are not giving up on the patient.
RG: But doesnt this story also show how difficult it is for the individual to resist widely used medical practices even when these contradict the patients own views?
RAA: No. I wouldnt say that Rachel Carson made a mistake at all. Her story and many others in my book as well as my clinical experiences make me sceptical in regard to the idea of the good death. I am of course not against the good death. But it is easy to ignore the reasons that cause people to make decisions that in retro- spect seem wrong. In my view, under present circum- stances, providing care at the end of life is often tragic and frustrating because the values involved are in con- flict with one another. One cant be completely candid with the patient all the time or follow the principle of the good death and at the same time sustain the hope of survival. There is often an amount of real medical uncertainty about both the patients prognosis and the effectiveness of interventions for particular patients that contributes to the difficulty of the situation.
RG: How could we do better in treating breast-cancer patients in terms of health policy?
RAA: If we were more aware of the historically condi- tioned values, interests, and structures that shape medi- cal knowledge and practice and we didnt sacrifice our common sense to promise we perhaps could spare our
16 selves a number of bad decisions. In particular, we need to step back from practices that oversell fear, which in turn lead us to overestimate the efficacy of, and prema- turely promote and deploy, putative means of preven- tion. A different, more pragmatic consideration would be to give individual patients a stronger voice. This would allow the inclusion in the discussion of opinions that are otherwise represented by critics of contemporary culture and which can only be inadequately translated into the language of medical data. Aside from this, I believe that history is not only impor- tant for the purpose of deducing or proving something. It is also meaningful and hopefully interesting in itself. Thats why I am writing this book.
17 Model Footwork Ansgar Bschges, Volker Drr, rjan Ekeberg, and Keir G. Pearson simulate the neuronal processes in the musculoskeletal system of cats and stick insects Fellows 2001/2002 by Sonja Asal Our bones and muscles are not constructed for long periods of motionless sitting. This is due to our biologi- cal legacy. In contrast to plants, animals are reliant on organic nourishment and for this reason very few spe- cies can afford to remain still and wait for something edible to pass by. All other species are constantly on the move, hunting for prey or looking for sexual partners, fleeing from predators or migrating to breeding areas. Animals swim, crawl, run or fly and for this purpose set in motion fins, wings, dozens of pairs of legs or the entire body wall. The question as to how movement is initiated and con- trolled in a living organism has been an object of human curiosity since antiquity. Studies in this area were greatly helped by technological advances in the 19 th
century. The French animal physiologist tienne-Jules Marey was one of the first to analyse the gait of animals using the new technology of photography. In 1878, inspired by Mareys work, the American photographer Eadweard James Muybridge produced a sequence of rapidly photographed images of a galloping horse, thereby proving what had long been suspected, namely that in the galloping action of a horse there is a phase in which none of the hooves touch the ground. The deci- sive step in explaining the control mechanisms of movement was made by the physiologist Emil du Bois- Reymond, who discovered bioelectricity in muscle nerves. Since this time, the science of movement has developed into a lively and rapidly progressing field of biology. From its beginnings it seems to have been pursued on interdisciplinary lines and has always had to select a theoretical approach that would enable it to bring together numerous observations and measurements to produce an explanation. Ansgar Bschges and his colleagues Volker Drr, rjan Ekeberg and Keir G. Pearson all specialists on the science of locomotion came together at the Wissen- schaftskolleg in the academic year 2001/2002 in the project group Neural Control of Locomotion in order to analyse the processes in the nervous system under- lying movement. The group was able to profit from its
18 interdisciplinary composition, which brought together biocybernetic, behavioural-biological and neurophysi- ological expertise in the study of vertebrates and inver- tebrates. In contrast to the case of scholars from the humanities and social sciences, a stay at the Wissenschaftskolleg by researchers working in the natural sciences is sometimes very difficult to integrate into their work programme and for this reason often very difficult to organise. It means being cut off from the research laboratory for a long time. On the other hand, it offers the freedom to prepare future research on a conceptual level or to theo- retically evaluate data gained from laboratory experi- ments. The Locomotion Group devoted itself to the latter and, as Ansgar Bschges and Volker Drr empha- size, the results far exceeded original expectations. The research aim consisted in translating data gained from years of laboratory experiments into a dynamic three-dimensional computer simulation. This increases both the level of detailed knowledge of individual sequences and the amount of available data. In the Cologne laboratory of Ansgar Bschges, research is being conducted into the neural networks underlying the locomotion of the river lamprey, one of the best documented of all organisms, and into the stick insect, which for Bschges represents almost the ideal protago- nist for the research of movement because it allows for quite different approaches to the complex form of loco- motion employed in walking ranging from neurobio- logical to behavioural-biological. In general, explains Bschges, movement processes are constructed cyclically and can be divided into a stance phase and a swing phase. In the stance phase the limbs exert force on the environment to propel the body for- ward. In the swing phase they are then brought back to the initial position, from where the cycle begins anew. This process involves the alternative activation of antagonistic extensor and flexor muscles. Whereas the overall decision to engage in movement proceeds from higher centres within the nervous system as a rule from the brain the individual elements of movement and their coordination are controlled at much lower levels of neural organisation through rhythmic neuronal patterns. However, in the course of further research, ideas regarding the generation of this automatically operating pattern had to be modified insofar as researchers proved that the processing of sensory infor- mation makes an elementary contribution to the plastic- ity and flexibility of the movement apparatus, e.g. information on the position of individual bones and joints or on the forces working on individual muscle groups. Above all the work of Keir Pearson and his laboratory over the last twenty years, says Bschges, has dramatically extended our knowledge of the role of sensory feedback. What is initially produced by all these laboratory experiments is a vast amount of data, which has been acquired by deriving the states of excitation of individ- ual neurons, which in turn steer the muscle groups of particular segments. Although a whole range of conclu-
19 sions can be drawn from these data, the scope for experimentation and the formation of hypotheses with regard to complex sequences of movement is very lim- ited. Even in the case of a single insect leg, says Ansgar Bschges, more than a dozen muscles control the four larger leg segments. In many cases it is therefore not even possible to subject the discovered mechanisms to experimental checks in order to establish whether the given description is sufficient or whether the data actu- ally point to a different conclusion. As long as we can- not formulate a model, we can never be sure, is Volker Drrs credo. The question the group asked itself at the beginning of its time at the Wissenschaftskolleg was thus: Is it possi- ble to generate a model of the locomotive pattern with the help of the available data? The Berlin research group was ideally equipped to answer this question because one of its members, rjan Ekeberg, was not only a physiologist but also a skilled mathematician with years of experience in the field of computer simulations. Such knowledge is immensely important, above all for the conception of the programme, emphasizes Volker Drr, since it has to be constructed in such a way that it can be expanded at any time. Ekebergs most important achievement was to construct a mathematical approach to the deal with the noise inevitably associated with 900 available matrix elements, which involved concen- trating on thirty matrix elements and including the others only within narrow tolerances. The original plan, according to Bschges, was to simulate a middle leg of the stick insect and a hind leg of the cat in a three- dimensional model. By the end of the process, the group had produced the models of a four-legged and a six-legged locomotor system, each featuring a dynamic pair of legs. The capacity of this system significantly exceeded the researchers expectations. Based on the available data, a whole range of additional capacities was generated for which no experimental data had been previously obtained. For instance, if the cat in the simu- lation is made to move uphill, the programme inde- pendently calculates the changed bending angles and the decreased length of step in the hind legs. The compari- son of the locomotor systems of the cat and the stick insect also proved highly interesting. Based on the great difference in weight one could assume that these systems would necessarily be very different. And yet it turned out that, in spite of the great degree of physiological difference, these systems were more similar than expected. The four researchers have continued the intensive exchange of ideas begun during their time as Fellows of the Wissenschaftskolleg in the context of ongoing collaboration and an annual summer workshop held at the Wissenschaftskolleg in which results are compared and new research goals formulated. The development of the initial models made it possible to systematically analyse where gaps in knowledge need to be filled and to refine the original model by integrating newly acquired data. In this process, the integral role of simu- lation in the work has become clear in that it forms an
20 interface between experiment and hypothesis formation. The next question to be examined using this movement- modelling technology concerns the neuronal mecha- nisms responsible for coordination between the legs. With their experience in the field of translating experi- mental into mathematical algorithms, the biologists are now often sought out by engineers looking into ways of mechanically reproducing movement sequences. As yet, androids with anything approaching fluid movements can be found only in science fiction films. Yet in real life, walking machines can already accomplish a great deal for example, they can scan the surface they are moving on for irregularities and adapt their movements appro- priately. But it is still the case that the stick insect has a far larger repertoire of movements than any artefact. With the six-legged robot Tarry II, scientists have already managed to translate algorithms gained from computer simulations into movement. The knowledge gained from this achievement is currently being applied to the development of a two-legged model in a project entitled Nature and Technology of Intelligent Walk- ing and involving specialists in biomechanics, physics and engineering from Jena and Munich. Lola is expected to walk upright before the end of this year. She will be equipped with a multitude of sensors and her joints will be constructed using springs and cushioning in order to maintain elasticity. When one uses the elas- ticity of the musculoskeletal system, explains Bschges, the complexity of neuronal regulation in jogging, for example, can be reduced even below that employed in walking. It is probable that, as a type of second-order simulation, Lola will help researchers to pose more precise questions that will give rise to new experiments. This interaction of experiment and model, of theoretical knowledge and technological application, was already a feature of this field of research from its beginnings. In order to be able to analyse the movements of animals, tienne-Jules Marey invented the chronophotographic gun, a pho- tographic apparatus that could achieve twelve exposures per second and that prefigured the film camera. It is thus not only robots but also images that have learnt to move with the help of biologists.
21 Urban Spaces as Social Surfaces Monika Wagner researches the tactility and opticity of urban spaces Fellow 2005/2006 by Ralf Grtker It is not difficult to see that the cathedrals in Cologne, Reims and Strasbourg are all examples of the Gothic style. But what is it that connects a towering sculpture made of junk in Berlins Friedrichstadtpassagen, a spiral of cracked clay on the otherwise spotless floor of the Getty Research Institute in Los Angeles and a spread- out ensemble of artificial fruits held together with fruit skins and remains? Scrap-metal sculptures and art made of earth, clay and garbage are found in shopping arcades and other semi- public buildings all over the world. This is not the result of abstruse artistic penchants on the part of investors and building owners. Art made of junk and old industrial or natural materials is used to give a sense of historicity to places that are otherwise without history, explains the art historian Monika Wagner. In monitored areas such as shopping arcades and entertainment complexes, these objects, which can be connected with the tradition of Arte Povera, have the function of creating an illusion of a public domain. The public space is a political uto- pia, a place, as the aesthetician and parliamentarian Theodor Vischer described in 1848, that is not only accessible to everyone but that is also useful for every- one. In this respect, adds Monika Wagner, it is also a place of encounter and reconciliation of social differ- ences. This political utopia finds its aesthetic counter- part in the expectation connected with the public space. It is the constantly possible encounter with the unex- pected even a certain confusingness that constitute the urban charm and attractiveness of public places and streets. Junk art aims to integrate these elements on the symbolic level in the closed worlds of the shopping centre. Monika Wagner describes her art-historical project in terms of materials as social surfaces. During her time at the Wissenschaftskolleg she intends to apply this basic concept not only to art, but also to architecture. With reference to spaces that were conceived of as public, she is investigating how different forms of material and surfaces give expression to different political ideals regarding the public sphere. Berlins Karl-Marx-Allee is one of the starting points for this undertaking. The avenue links the eastern work- ing-class area with the city centre of the former capital of the GDR. The construction of this first socialist street was begun in 1951 as the first large building project of the National Development Programme launched in the same year. Architectural historians tend
22 to interpret the monumentality of the avenue as embodying the centralistic state aware of its own power. Even the ornamental embellishment of the faades, the so-called Zuckerbckerstil or wedding-cake style, is commonly interpreted as a reference to Moscow rather than as an element that counteracts this monumentality. Monika Wagners view is somewhat different. She sees Karl-Marx-Allee, or Stalin-Allee as it was once called, as embodying a tactile building style even though it was not described as such at the time. Drawing a connection between a wide street lined by ten-storey buildings, which was planned and used as a major traf- fic axis, and the sense of touch seems a highly unusual approach, to say the least. In order to be able to grasp this idea, one needs to take the time to observe the faades in detail. The tiles, the differently shaped balcony areas, the marquetry and reliefs, the structures making up the building complex, the pilaster strips, the flutes in the travertine columns at the entrances these features continually create new plasticity, explains Monika Wagner. In the corner buildings at Frankfurter Tor the almost Arabic ornaments above the stone plinths and a feature that is almost postmodern the extraordinarily thin small columns in the fascia and above them the so-called running dog, i.e. a Greek ornamental form here we can clearly see the desire to create a rich surface. Stalin-Allee was created as a socialist response to what was declared in the East to be the capitalist architec- ture that characterised reconstruction in the West and that was orientated to the Neues Bauen (New Building) style of the 1920s. Examples in Berlin included the soli- tary high-rise structures of the Hansaviertel, Breit- scheidplatz at Bahnhof Zoo and the Kulturforum on Potsdamer Platz. Monika Wagner describes this type of building, which features large expanses of glass, concrete and rendered surfaces, as optical architecture a streamlined architecture that absorbs the gaze of the observer, as she puts it, like a gigantic crash barrier. In the great age of the New Building style in the 1920s, much was written about the New Seeing and the optical as an underestimated form of spontaneous in- sight. It was the age of the new auto-mobility, but also of photography and above all of film. The approach of architects such as Gropius, who expressly privileged the visual sense, included a strategy of revaluing their own work. Within the traditional hierarchy of the arts, architecture, as we see in Hegel for example, was classi- fied as a lower art form due to the fact that it was tied to its materiality, explains Monika Wagner. The architects of the New Building style now began to design above all for the eye and attempted to overcome this bond to material in optical terms. While the category of the optical plays a significant role in the history of art and of perception, it is strangely underrepresented in architectural theory. Moreover, the concept of tactility has been till now given very little consideration in relation to architecture. Stalin-Allee, like Alexanderplatz, was not conceived as a playground for the rich and idle but as a place for the
23 leisure of the working people, wrote East Berlins chief architect Joachim Nther in 1971. The Sixteen Princi- ples of Urban Development of the GDR from 1950, explains Monika Wagner, also give a high priority to the fact that the socialist city was created for pedestri- ans. The pedestrian referred to here is not the flneur but more the demonstrator: the term used in the GDR for those taking part in parades and processions. The avenue was not conceived of simply for transit traffic, but as a parade axis. Everything is therefore geared to alternation and a multipartite character, not the visual maelstrom that emerges in the process of driving by. Apart from the figurative representations that can be seen on the faade reliefs and the mosaics in the building entrances, the language of the materials used for con- struction refers to the socialist ideal of the working individual. It was for this individuals needs that the avenue was conceived of as a public space. The clay reliefs and wrought-iron grills, the Meissen tiles on the faade and also the mosaics represent products of tradi- tional processes, explains Monika Wagner, even if at the time all these things were already being manufac- tured on a quasi-industrial basis. We see here the con- scious display of a material plurality, one that was intended to create an appearance of wealth. And this was indicated by that which traditionally constituted wealth in the society: the various craft professions and their knowledge and abilities. This is quite different from optical architecture, in which work as individual activity completely disappears and functionally-aware building is orientated to the industrial production that had suppressed the traditional approach to architectural design. There is an extensive debate among building historians as to the extent to which Hermann Henselmann, the most important architect of Stalin-Allee, was forced by the regime to adopt the ideas of Socialist Realism. Henselmann himself originally came from the tradition of the New Building. However, Monika Wagner is more interested in the reasons why buildings were con- structed at this time in a style she refers to as tactile the extent to which the materials and surfaces with which public space was formed can be read as symptoms of societal self-images. Wagner argues that the tactile concept was retained in the redesign of Alexanderplatz in the mid-1960s. At least up until the remodelling after 1989, this site fea- tured a breadth of variation in surface textures equal to that on Stalin-Allee a design quite different from plans for the remodelling of the plaza produced by modern architects in the Weimar period, which used flowing forms geared to the travelling gaze and trans- parent faades to create a visual space that optically enclosed the observer. Today we can see only a few remains of the tactile design of Alexanderplatz. The Brunnen der Vlker- freundschaft the Fountain of International Friend- ship which spirals into the air in a series of seventeen copper basins and ends in a five-pointed star, originally formed the climax of a surface conceived as a spiral
24 composed of narrow strips of granite cobbles and differ- ently coloured washed concrete plates. A row of trees and an extremely long bench continued the spiral motif. Today architectural policy both here and elsewhere is not determined by the opposition between tactile and optical construction that Monika Wagner is attempt- ing to delineate in Berlin as not only exemplary for the architecture of the post-war period, but also as a symp- tom of societal structures in the industrial nations. Locational factors, the generation of singularity, says Wagner, play an important role today. And the crea- tion of controlled zones worlds of marble, granite and glass that are not embellished with representations and surfaces that refer to the socialist world of work but with aeruginous piles of metal, clay structures and pres- entations of junk.
25 On the Ariadnean Thread of the Cataglyphis Ants Rdiger Wehner is a pioneer in the field of theoretical biology whose research regularly takes him from his Zurich laboratory into the deserts of North Africa Permanent Fellow by Sonja Asal Along with around 40 Fellows who are invited to the Wissenschaftskolleg each year, the Permanent Fellows shape the scholarly profile of the centre, represent its aims and, together with the Academic Advisory Board, provide advice to the Rector on the appointment of the annual Fellows. When working at the Wissen- schaftskolleg, the Permanent Fellows pursue their own specific research projects, like all Fellows of the centre. Rdiger Wehner has been a Non-Resident Permanent Fellow since 1990. He was responsible for initiating theoretical biology as a field of study at the Wissen- schaftskolleg, which has now been expanded to include medical research and is referred to as theoretical life sciences. The elaboration of the range of research emphases within this field has increased the scholarly appeal and reputation of the Wissenschaftskolleg, and this owes much to the efforts of Rdiger Wehner.
It often only requires a small change in the way we look at things to open up a whole new perspective. The Zurich zoologist Rdiger Wehner is one of those schol- ars whose attention is never exclusively tied to the immediate field of research. This was already the case at the beginning of his career. In the late 1960s he set out to research the visual abilities of bees (and thus to deepen his knowledge of the subject of an already completed doctorate in the field). However, periods of fieldwork are organized according to the academic year, and when Wehner arrived on the Mediterranean coast during the winter semester break with a VW van full of equip- ment, the almond and orange trees were already in full bloom. The bees, attracted by the beguiling scent, had no interest in research equipment. On the other hand, Wehner was immediately fascinated by another native of the area: a slim, long-legged desert ant, which as he later found out bore the sonorous Greek name of Cataglyphis. The ant moves in a convoluted pattern over a wide area to search for prey, but once successful is able to head straight back to its nest. Wehners research began with the behavioural biology question: How does the ant know where its starting point is and above all how does it find the shortest way
26 back? In its arid habitat, spending as little time as possi- ble outside the underground nest is a matter of survival. Cataglyphis has a particular ecological niche. As Rdi- ger Wehner explains, Of all desert inhabitants, it is the only one that is able to go out to look for food by day in the summer. Ground temperatures of up to 70 C inevitably kill nocturnally active insects that do not manage to get back underground before the tempera- ture rises. Their cadavers are then sought out and col- lected over a wide area by Cataglyphis, which has an enormous tolerance for heat due to what Wehner now knows to be the particular expression of their heat shock gene. The animals, which measure barely more than a centimetre, cover hundreds of meters in the process. Applied to human dimensions, Wehner reckons that this would mean being able to determine the direction and distance of the point of departure within seconds after meandering over a distance of some 50 kilometres in a landscape without any discernible structure. Human navigators have access to a whole arsenal of technical aids: compasses and maps to navigate solid ground, sextants and complicated methods of computa- tion to navigate the unstructured expanses of the ocean, and most recently GPS satellite navigation. By contrast, the ant has only a pair of compound eyes and a brain that does not weigh more than one tenth of a milligram. This means, says Wehner, that is has only one mil- lionth of the number of nerve cells that the human brain is thought to have. Nevertheless, the ant, as Wehner enjoys explaining in vivid detail, is connected at all times to its nest by a tightly stretched Ariadnean thread. The arithmetic operation required for this can be de- scribed as vector navigation; Cataglyphis has to integrate the directions it has taken and the distances it has cov- ered into a single vector. For this purpose the ant requires three elementary systems: a type of compass, a rangefinder and a steering system that coordinates the measurement results. Wehner has been investigating how these components function since the end of the sixties together with students in his laboratory in Zurich and at the field station he has established in southern Tunisia. There, Wehner and his team conduct outdoor tests using a network of channels laid out on the salt pan. The results are then evaluated using the computer facilities in the Zurich laboratories and provide the basis for neuro-physiological investigations. The Nobel Prize winning bee researcher Karl Ritter von Frisch showed in the early part of the last century that bees can use the pattern of polarized light to orien- tate themselves. However, the question which sensory and neurobiological capacities of the eye and the brain are implicated in this process remained unresearched for a long time. Wehner and his staff developed new meth- ods involving, for instance, contact lenses or other optical instruments to change the quality of light for ants in the field and used the resulting mistakes the ants made in navigation to determine what pattern of light the ants detected. It was revealed, for example, that
27 Cataglyphis utilizes light only within the ultraviolet range, which is invisible to us, a strategy that Wehner characterizes as a very expedient achievement of evo- lution from a physiological point of view. Cataglyphis has still revealed only part of its secret. Its compass shows only the direction leading to its home. In order to find the entrance to its nest, which is a tiny hole in the desert floor, it also has to be able to measure the distances it has covered. As shown by recent experi- ments in collaboration with a team in Ulm, the animals have a kind of pedometer that presupposes naturally constant step lengths. High-frequency photographs of ants walking through narrow channels show that they fulfil this condition. Cataglyphis can also gauge direc- tion and distance in hilly dune areas. Experiments with Berlin colleagues using an uphill-downhill channel system which Wehner refers to as Toblerone experi- ments showed that the animals project the routes covered in a three-dimensional terrain onto a plane, i.e. onto a virtual two-dimensional space. Cataglyphis has now come to represent a model neuro- ethological system, the study of which involves several international research groups. Postgraduate students of Wehner are today working in a wide range of areas all over the world. Twelve of them hold professorships in the USA, Germany and Switzerland; and one of them has become Head of Research and Development at Novartis. Rdiger Wehner talks about his Cataglyphis with such enthusiasm that his listeners cannot help but be fascinated by this creatures astounding navigational abilities. The focus of his research and reflections always remains on the living organism in its natural environ- ment. Despite the interrelations between his work and closely or more distantly related disciplines, Wehner always returns to the Cataglyphis desert ant with its largely unknown species spectrum; and he has also studied the evolution of this ant in the deserts of the Old World. To this end he is researching Cataglyphis forms using morphometric and molecular biological methods, mapping the areas in which they are found by means of detailed sampling in the countries of North Africa and the Near and Middle East. Together with his wife one of his first students and since then a constant contributor to Cataglyphology he has established a unique col- lection of species examples, which is soon to be pre- sented to the Senckenberg Research Institute in Frank- furt am Main. His fascination with the beauty of the desert, whose labyrinthine paths he has followed for decades, has brought him the prestigious Marcel-Benoist Award, the highest Swiss award for science. The fact that the Old World Cataglyphis is also a subject of inter- est on the other side of the Atlantic is shown by his recent selection as a Foreign Honorary Member of the American Academy of Arts and Sciences and his appointment as Guest Professor at Harvard University for the coming year. However, in spite of all his enthusiasm for the desert ants, it is clear that Wehner has only been able to achieve so much in terms of understanding their behaviour and
28 the neurobiological processes underlying it because he has approached them as a research object from different yet converging scientific perspectives. This is illustrated by the example of the ant compass. Field experiments in behavioural biology form only a part of the analysis. In Wehners Zurich laboratory, these are supplemented by neuro-physiological and neuro-anatomical investiga- tions that have shown, among other things, that Cataglyphis perceives polarized, ultraviolet light with only a special part of the eye, which is equipped with specific photo-receptors which are in turn linked to special nerve cells with enormous branching structures and which transmit information to a set of compass neurones. On the basis of the neuro-biological and behavioural-biological data, Wehner postulates that Cataglyphis ants do not possess an entire astronomical almanac that stores all possible sky patterns with all possible polarization directions, but that they proceed quite differently, like physicists approaching a problem. Here we encounter an area where we reach the limit of what can be proved in neuro-biological experiments. It was possible to predict the systematic mistakes in navi- gation that occurred in the outdoor experiments when, for example, the animals were deprived of a part of the light spectrum. However, whether neuro-biological processes actually occur in the way postulated by behavioural biology cannot be derived in electro- physiological terms at all levels. Either Wehner had to accept that he could not prove the hypotheses he had developed or he had to go beyond the neuro-biological level. For the leading professors in the field at the time Wehner began his career, his bio-cybernetic gurus, as he likes to remember them, this was impossible. However, Wehner joined forces with computer scientists, created computer simulations of the processes of excitation in the ants brain, and then used a robot to test the postu- lated principles. The robotic device is called Sahabot and is equipped with three macro-polarization analyzers and a downstream electronic circuit whose construction is based on the physiological data. It is a fascinating sight when Sahabot rolls over the desert floor as a free agent using a compass based on the polarization pattern of the sky. This does not mean that the system implanted in the robot fully corresponds to that of the ant, but it does at least prove that the model, which is the result of col- laboration between several disciplines, functions. Rdiger Wehner is one of the pioneers of theoretical biology, which although it has not yet become fully integrated in all biological research institutions, is increasingly establishing itself in part due to Wehners own efforts as a member of numerous committees. Wehner is convinced that progress in the acquisition of knowledge cannot be based on the constant augmenta- tion of observations and measurements. Without theo- retical concepts pointing to new avenues of inquiry, he argues, an increase in the volume of experimental data in many fields cannot be expected to lead to an increase in knowledge. This has certainly been my own experi- ence. Put another way, new scientific knowledge of the diversity of biological phenomena requires access to
29 theoretical frameworks that can be offered by related disciplines. Recognition of this necessity of an interdisciplinary approach is certainly not new to a scholar like Rdiger Wehner, who has studied the history of his own disci- pline in detail. The phenomenon of model transfer between disciplines has long been recognized within the history of science. An historical example can be found in the career of the French physiocrat and physician Franois Quesnay, who in 1736, prior to developing his famous model of the economic circulation of money and goods, produced a work on blood circulation and the harmfulness of bloodletting. Here medical knowledge informed the origins of a theory of human economic activity. Conversely, in the following century Charles Darwin used not only his own extensive body of data but also the insights of political economy in order to derive the fundamental principles of his theory of evo- lution. At present, processes developed in bioinformat- ics, non-linear dynamics and game-theory approaches are at the forefront of theoretical thinking. However, warns Wehner, It is imperative that theoretical consid- erations are constantly orientated to a concrete prob- lem. Wehners own concrete problem is called Cataglyphis and his question is: How can such a small brain solve complex problems such as navigation in a bare desert landscape? The answer can only be: by means of a combination of relatively simple neuronal networks each of which is geared in evolutionary terms to the solving of a quite specific task. Research on brain physi- ology by the group in Switzerland confirms this hypothesis. And behavioural experiments in both the field and the laboratory show that Cataglyphis can call up individual information systems in the brain as required. If, for example, the compass fails and the path integrator does not lead the ant to its target, it can orientate itself using significant landmarks. Should this possibility not be available, then a systematic search program is activated, the information calculation mode of which is surprisingly similar to that used by the US navy when conducting searches at sea. The fallibility of each of these systems is reduced to a minimum by the capacity to combine all three. Complexity, the combination of individual elements to form a whole that is more effective than the sum of its parts, not only provides an answer to the mode of operation of the ant brain. Wehner sees the analysis of complex systems as the greatest challenge facing con- temporary biology, and he characterizes biology as a science of the complex. In his more recent work, Wehner draws parallels between the functioning of the extremely simply insect brain and higher forms of intel- ligence. Even in the human cerebrum, explains Wehner, the different functions are distributed over a large number of closely networked areas. Population genetics, ecology and evolutionary biology and, for example, the fascinating ways in which societies of higher insects function reveal similar phenomena based on processes that work in parallel without a cen-
30 tral controlling mechanism and yet which are highly effective as a whole. For Rdiger Wehner, a collector of modern art and a devotee of the minimalistic-repetitive elements constituting the productions of the theatre director Christoph Marthaler, comprehending these systems in a bottom-up evolutionary sense is not merely a theory.
31 Secular Modernity? Revising a Self-Perception Jos Casanova, Hans Joas, Astrid Reuter and Charles Taylor investigate the different forms of religion in modern societies Fellows 2005/2006 by Sonja Asal Are we experiencing a return of religion? It seems that every larger public display of religious feeling most recently the surprising participation of hundreds of thousands of above all young people in the ceremonies following the death of the Pope is accompanied by animated discussions of this issue in all areas of the media. When confronted with this question, the sociolo- gist Hans Joas gestures dismissively. It may seem to the case, says the Director of the Max Weber Center in Erfurt, because the public has directed its attention more keenly to this area in recent years. However, Joas points out, books with this or similar titles were already on the market twenty years ago. In fact, religions as active entities within the realm of civil society have never disappeared. This was proved in the mid-1990s by Jos Casanova, who teaches at the New York New School for Social Research and has spent many years studying the sociology of religion from a comparative perspective, in a major study focusing on examples not only from the USA and Brazil but also many European countries. The Canadian philosopher Charles Taylor complements the conclusions drawn by his fellow schol- ars when he points out that, when one looks through secularist glasses and no longer sees religions, then this probably has little to do with the actual vitality of relig- ions themselves and a great deal to do with the chosen perspective. In Western European states, and above all in Germany and France, the public domain is domi- nated by a strong, secular self-awareness. It was in these countries that, with the onset of modernity, rights to individual freedom had to be asserted in major conflicts with religiously legitimated political powers. However, even in our secular societies, the boundary between the political public domain and private religi- osity cannot be absolutely determined. One hundred years ago in France, a demarcation line was drawn by the heavily contested law governing the separation of Church and State, a demarcation that continues to prove problematic most recently in relation to the question of whether Muslim school pupils should be allowed to wear headscarves in state schools. Up to what point is religion a private matter and what form of public articulation is allowed? According to the scholar of religion Astrid Reuter, the institution of the school is
32 often the locus of attempts to clarify these issues because it represents a particularly religion-sensitive space on the threshold between the spheres of state and civil society. At the same time, Reuter, who also does research at the Max Weber Center in Erfurt, has observed a change in the approach to religion within the civic public sphere in recent years. For instance, when Anne Will, the presenter of the Tagesthemen news program, reflects in a Spiegel interview on why she has remained a member of the Catholic Church, this reflects an increasing general tendency among politi- cians and well-known figures to speak publicly about their relationship to religion. The theme of religion is not only attracting the attention of intellectuals and scholars, but also many people who otherwise tend to keep it at a distance. In the many conversations that Astrid Reuter has had about religion she has found it is something that no-one is really indifferent to. At the Wissenschaftskolleg, the four scholars are focus- ing on the theme of Religion and Contingency and inquiring into the possibilities and forms of religion in a modern world. They are joined in regular discussions by the Wrzburg-based philosopher of law, Horst Dreier, and the Zurich-based theologian and philosopher, Ingolf Dalferth, who are conducting research in similar the- matic areas this year at the Wissenschaftskolleg. In contrast to projects in the natural sciences, as the initia- tor of the project Hans Joas explains, the members of this working group are pursuing their collectively for- mulated question in individual research projects. Nevertheless, all participants share the conviction that the development of modern society does not of necessity lead to a situation in which religions are more or less banished from the public sphere. This does not mean that such a situation cannot be observed in several countries, above all in Western Europe and countries formerly within the communist sphere of influence. In the former GDR, for instance, the number of people who are members of a Church has fallen to an all-time low. The ongoing, albeit highly uneven, secularisation of Europe, according to Jos Casanova, is an indisput- able fact. However, all four scholars question whether the theories commonly seen as self-evident explanations of this phenomenon might not in fact do far more to obscure it than to explain it. The theory of secularisation that has been advocated since the 19th century in different variations by nearly all social scientists basically argues that, with increasing modernisation, religions not only lose their significance for political life, but also become a purely private matter and ultimately decline as institutional entities. If one proceeds from this assumption, it follows that public manifestations of religiosity will appear either inexplica- ble or as atavistic echoes of an outmoded understanding of the world. An alternative approach would be to inter- rogate the fundamental theoretical assumption that modernisation and secularisation inevitably condition one another. It is precisely this approach that the four participants are taking. Their projects focus on alternative ways of
33 describing the public role of religion in the present. In their view, an objective assessment of this role of relig- ion is hindered above all by normative theories of mod- ernisation. Rather than assuming modernity to be a unitary and unambiguously identifiable process, Hans Joas prefers to describe it as a totality of different and variable processes that include bureaucratisation, democratisation and economisation. But this is not to say that all these elements have to be realised to the same degree or even have a necessary relationship to one another. There are ample examples of modern states that are organised neither democratically nor on free market lines. If we interpret such examples in terms of a normatively charged concept of modernity that they do not fulfil, then we find ourselves facing the predicament of having to divide the present into modern and un- modern phenomena and pursuing this distinction ad absurdum. For Joas, the question with reference to secularisation cannot be framed as: Are all criteria of this exacting concept of modernity fulfilled? Rather, we need to ask how secularisation relates to one of these areas, for example: Does increasing economic prosperity lead to a decline in the significance of religion? The fact that this is not the case is revealed when we look at the countries on the edge of Europe. Apart from the need for a comparative approach, all the scholars involved argue that a primary prerequisite for a differ- entiated consideration of the problem is a globally ori- entated perspective. A Eurocentric view of religious questions, says Hans Joas, blocks important potential avenues of insight. He explains this using the example of European expansion in the 19 th century, which was accompanied by intensive missionary efforts. In terms of economic and technological aspects, the effects of this colonisation were manifold. However, one concept that certainly does not apply here, points out Joas, is that of secularisation. In Asia in contrast to the situation in Africa Christian missionary efforts even tended to lead to a strengthening of pre-existing religious identities in some countries, and the innovations used by missionar- ies to propagate their faith, such as printing and build- ing churches, ultimately revolutionised the use of media and construction techniques among the non-Christian religions. Interestingly, in many non-European countries, in which traditional attitudes to religion continue to play an important role in spite of advances in economic mod- ernisation, the current situation has contributed to an expansion of theoretical perspectives. In light of the many directions in which forms of religious expression have developed in recent history, it is becoming in- creasingly evident that the European process cannot be taken as a standard and needs to be considered in terms of its own peculiarities. According to Hans Joas, this process began in France in the 18 th century, when for the first time a small elite had the opportunity to give public expression to scepticism regarding religious faith. In the 19 th century, this possibility became a mass phenomenon in parts of the workers movement and the liberal middle-classes until, in the second half of the twentieth
34 century, this tendency converged with other developments of economic modernisation to become a form of secularism that no longer presupposed an active ideological decision. In this context, Joas is critical of a number of tendencies, such as the widespread reception of Marxism with its intensive religion-critical orienta- tion and a mythicization of the Enlightenment, which today is still regarded as providing the standard for an ostensibly contemporary and progressive relationship to religious phenomena. What is surprising, says Jos Casanova, is not the increasing decline of religious ties in Europe but the fact that this decline is seen through the lens of the paradigm of secularisation. For this reason this decline is interpreted as normal and pro- gressive, and thus as a quasi-natural consequence of being a modern and enlightened European. Charles Taylor also does not see any iron necessity at work in the process of modernisation. He refers to European development since the onset of the Reforma- tion as merely a number of causal relations that have led to a change in the individual and collective attitude to religion. Complementing his well-known work Sources of the Self, in which he presents a history of modern individuality, this approach offers him an alter- native possibility when analysing the emergence and development of modernity. He disputes the notion of a decrease in religiosity. Certainly, says Taylor, we can say that economic changes and the social mobility that has resulted from them have led to the destabilisation of some forms of religiosity: in particular the institutional- ised form of religion, i.e. the Churches. However, this is only one aspect of a range of processes of transformation through which religion has adapted to the conditions of the modern world. Charles Taylor refers to these devel- opments in terms of the concept of recomposition, which the French sociologist of religion Danile Hervieu-Lger uses to describe the emergence of new manifestations following the collapse of inherited forms of religiosity. The destabilisation of the early modern order, in which the membership of State and Church were practically inseparable, led to a privatisation of faith that was much narrower in scope than might be theoretically assumed. Taylors thesis argues that religious faith was in fact supported by a new form of identification with the state. Although within a certain framework people could freely choose their confession, it was common for many members of the Christian religious communities to equate the values of order, discipline and patriotism emphasized in these communities with Christianity itself. In this way, says Taylor, over the course of history, confessional loyalties have become interwoven with the notions of identity of certain ethnic, national, social or regional groups. However, in the 1960s at the latest, this form of identity formation was interrupted in a particularly sustained way in the Western world when a revolution in the sphere of consumption not only led to a general increase of individualisation and privatisation but also to a deconfessionalisation of religious experience and a
35 search for new forms, whether of a Christian-ecumeni- cal type as in the case of the Taiz community or sources of spirituality found in non-European religions. How- ever, the spiritual as such, according to Taylor, is no longer intrinsically related to the society. Our relation- ship to the spiritual has become increasingly decoupled from our relationship to political society. Whether the post-Durkheimian model will com- pletely replace its predecessors and whether religious life will ever become completely fragmented and individu- alised are, in Taylors view, very much open to question. It is probable that our relationship to the sacred will always be mediated in some way by collective entities. Taking a legal perspective, Astrid Reuter is examining current religious controversies as conflicts in which modern societies account for themselves based on their normative foundations and their self-conception. Using the examples of France and Germany, she is investigat- ing how controversies over religious questions are increasing taking on a legalistic character, or more pre- cisely, are being negotiated in the courts. In her view, courts are increasingly being used as a stage on which religious conflicts are being played out prior or parallel to the necessary societal discussions. Whether the issue concerns the ritual slaughter of animals, crucifixes in classrooms or the wearing of headscarves in schools it is increasingly the case that courts are pronouncing on questions that should be subject to negotiation within civil society. The law is thus assuming a dual function: it is not only incorporating societal ideas but is also itself shaping societal ideas of religion and influencing con- cepts of the social acceptability of forms of religious expression and their appropriate contexts. This situation is not without a certain irony, for in this way the secular or laicistic state, which aims to guarantee religious free- dom, is itself intervening in the religious sphere. Comparing Europe and the United States makes it clear that Europes particular situation is not really suited to use as a norm for assessing the situation in the Western world. In the USA, it is not only the case that civil reli- gious gestures and symbols have a fixed and self-evident place in political life. Public professions of faith, which are often found disconcerting in the European context, are regarded in the USA as recognition of the legitimate role of religion in the public sphere. As Jos Casanova explains, from the beginning, religions had a quite dif- ferent function in the American immigrant society from that which they had in Europe. Whereas in the Euro- pean states centuries of conflict shaped by persecution and religious civil war led to the Church and the State fashioning a new relationship and to citizens developing a preference for keeping their faith to themselves, the situation in American immigrant society was quite the contrary. There, membership in a religious community often constituted the first distinctive mark in the process of finding an identifiable place in American society. As Casanova explains, within the historical process in which European immigrant groups melded into a soci- ety, the acceptance of both the difference and the sub- stantial equality of religions led to the emergence of an
36 internal social pluralism. The collective religious identi- ties thus compete with one another on a relatively free and pluralistic market which is one of the explanations for the religious vitality of the United States. In the course of history, the Catholic, Jewish and Protestant confessions have been accorded symbolic recognition as elements of the American civil religion. The form in which the other world religions adapt to this image of the national identity is a question that will be keenly observed over the coming decades. Casanova sees Islam as the most interesting test case and is at the same time optimistic. He is highly critical of the anti-Islamic reac- tions of evangelical Christians, which were already being expressed prior to the attacks of September 11, but also emphasizes that Muslim imams regularly take part in public ceremonies alongside representatives of the Jewish and Christian religions. He sees debates on whether Islam is compatible with democracy and mod- ern individual freedoms as exhibiting conspicuous simi- larities with the reservations confronting Catholicism up until the 1950s. However, he is convinced that these discussions will ultimately lead to recognition of the fact that Islam has put down roots in the United States and is on the way to becoming an important American religion that in the future will play a relevant role in the forma- tion of public opinion. Whereas in the United States only some ten per cent of immigrants are of the Muslim faith, Casanova points out, in Europe immigration and Islam have become virtually synonymous. In his view, the defensiveness encountered by these immigrant groups may have a lot to do with the secularist self-conception of European societies, which leads to a pressure for the privatisation of religion. European societies, according to Casanova, have great difficulty accepting the legitimate role of religion in public life and in the organisation and mobi- lisation of group identities. For this reason, organised Muslim collective identities become a source of fear not only because of their otherness as a non-Christian relig- ion, but above all because of their religiosity as such: For it is the Other of European secularism. However, it is hardly likely that a general model for dealing with religion will be found. The scholars agree that only regionally limited solutions are possible. Jos Casanova is convinced that just as capitalism takes on its own particular form in other cultures, such as Japan or China, religion assumes a particular character in differ- ent societies. Even for the Islamic world, Hans Joas argues, there is a plethora of forms between the secular model of Turkey and a theocracy such as seen in Iran. Citing the current debate on a global clash of cultures, Charles Taylor comments matter-of-factly that people do not seem to understand that the fortunes of our own societies depend on whether we are able to agree with Muslims living here on the rules governing our coexis- tence.
37 Letter from Berlin: How it Took 175 Years to Get from Mitte to Grunewald A Fellow traces the footsteps of her great-great-grandparents through Berlin Fellow 2005/2006 by Carla Hesse An apple can tell many stories. This one begins shortly after I arrived in Berlin last fall when the Cox Orange first appeared at the fruit stand on Westflische Strae. It was, for me, an unexpected delight. I had never seen the delicious Cox Orange for sale in a market, though it is an apple that I know and love because my family has grown them on our small apple farm in the Santa Cruz mountains of California for many years. The Cox Orange is an old English apple, but it has been grown in Germany for several centuries and today it is one of Germanys five most popular apples (along with the Boskoop, the Elstar, the Gravenstein and the Jonagold). As old and as European as the Cox Orange may be, the ones on Westflische Strae this year conjured up home. Like Joan Didion, I have always thought of myself first as a Californian; one of those rare ones, one who is deeply-rooted in my case apple tree-rooted in a re- gion of the world that most people associate above all with rootlessness and the lure of exotic experimentation. There were very few Europeans in California when my great-grandfather a veteran of the Civil War walked alongside a wagon train from Somerset, Ohio, over the Plains, the Great Rockies and the High Sierras to estab- lish his apple farm just south of San Francisco in the late 1870s. And for three generations my family has re- mained. During a convivial dinner one evening at the Wissen- schaftskolleg, my German table companions began to share stories about their home towns. Herr Kleihues about his little village on the western plains outside of Mnster where his father was a Beamter, Frau Wagner about her tight little Huguenot community near Mar- burg and Herr Dalferth about his life as the son of a Lutheran minister on the outskirts of Stuttgart. And where do you come from? they asked. I could only reply that I was about as American as one could be without being an indigenous person; a real European Mischling whose ancestors came from every corner of Europe: from the Mediterranean to the North Sea, the Atlantic to the Danube. But, Herr Dalferth remarked, your name is German. Where did the Hesses come from? I realized that I did not really know.
38 Historian that I am, I have had little interest in geneal- ogy it has been the big stories, not the little ones, that mattered. Moreover, Germany in the twentieth century had been so much a part of my husbands family tragedy that I hardly gave the Hesses before 1860 much thought. But just out of curiosity, I decided that weekend to ask my eighty-year-old father if he knew. Here I was after all. So do you know where the Hesses came from? I asked. Yes, he said, Berlin. Your great-great-grand- father, Frederick August Hesse, who was born in 1801 and died in 1882, lived at 47 Ackerstrae. He was ap- prenticed by his father to be a weaver, though family lore has it he wanted to be a landscape gardener fond of flowers. This made sense, because Ackerstrae, like its neighbor Grtnerstrae, are streets whose names reflect the skills of the people who first settled them: the gardeners and fruit and vegetable growers that Freder- ick the Great invited from the surrounding countryside to landscape and feed the burgeoning city on the Spree in the late eighteenth century. Hesses were among them. Frederick August Hesse married Johanna Friederike Wilhelmine Krner at the Sophienkirche on Groe Hamburger Strae on March 28, 1822, and they left Berlin for America in 1831, ultimately establishing a farm in Ohio. From there, my great-grandfather, Her- man Hesse, went on to California and grew apples first the Gravenstein, and later the Cox Orange. So I discovered this year that I am an Ur-Berlinerin. It took my family 175 years to travel from Mitte to Grunewald, and they took the apples with them.
39 Masthead Publisher The Rector of the Wissenschaftskolleg zu Berlin, Prof. Dr. Dieter Grimm, LL.M. Editor Angelika Leuchter, Katharina Wiedemann Writers Dr. Sonja Asal philosopher and literary scholar, works as a freelance documentalist and academic journalist, including for the Sddeutsche Zeitung and for Focus. Dr. Ralf Grtker works as a freelance journalist in the fields of philosophy and the social sciences for newspapers, magazines and radio. His work has appeared in Brand Eins, Frankfurter Rundschau, Die Zeit, Telepolis and Deutschlandradio. Translator Joe ODonnell, Berlin Graphics and Layout Juliane Heise / Reiner Will, das feld Prepress Angelika Leuchter, Petra Sonnenberg Printing Druckerei Heenemann Berlin, June 2006 Circulation 600 Im Wissenschaftskolleg zu Berlin haben international anerkannte Gelehrte, vielversprechende jngere Wisseschaftler sowie Persnlichkeiten des geisti- gen Lebens die Mglichkeit, sich frei von Zwngen und Verpflichtungen fr ein Akademisches Jahr (Oktober-Juli) auf selbstgewhlte Arbeitsvorhaben zu konzentrieren. Die rund 40 Fellows bilden eine Lerngemeinschaft auf Zeit, die durch Fchervielfalt, Internationalitt und Interkulturalitt gekennzeich- net ist. Die Institution sorgt fr optimale Bedingungen, damit die Fellows sich ganz ihrer intellektuellen Aufgabe widmen und dabei von dem Anre- gungs- und Kritikpotential einer herausragenden Gelehrtengemeinschaft profitieren knnen. Die Zeiten, sie sind nicht so, dass in unseren Hohen Schulen ein gelehrter und kreativer Kopf sich in Kontinuitt und Konzentration seiner forscheri- schen Aufgabe hingeben kann. Und: Die Zeiten, sie sind nicht so, dass 'die Gesellschaft' gleich welchen Landes und welcher Kultur, es sich leisten knnte, auf den Ertrag der kreativen Arbeit des gelehrten Kopfes zu verzich- ten." Peter Wapnewski Grndungsrektor 1982 - 1986 Das Wissenschaftskolleg ist ein Experiment im Verstehen, ein hermeneuti- sches Exerzitium, das ein ganzes Jahr lang whrt." Wolf Lepenies Rektor 1986 - 2001 Das Wissenschaftskolleg gehrt zu jenen - abnehmenden - Inseln des Nicht- Kommerziellen, von denen aus die Konsequenzen der vorherrschenden technisch-konomischen Rationalitt berhaupt noch unabhngig beob- achtet und beurteilt werden knnen." Dieter Grimm Rektor seit 2001
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