United States Senate

Financial Disclosures
Candidate Report
Mr. Scott Brown
State of Candidacy: NH | Candidacy Commenced: 04/10/2014
In Progress (last saved 06/19/2014 @ 11:25 PM)
Filing statements:
I certify that the statements I have made on this form are true, complete and correct to the best of my knowledge and belief.
I understand that reports cannot be edited once filed. To make corrections, I will submit an amendment to this report.
I omitted assets because they meet the three-part test for exemption.
Items flagged for review.
Part 1. Honoraria Payments or Payments to Charity in Lieu of Honoraria
Did any individual or organization pay you or your spouse more than $200 or donate any amount to a charity on your behalf,
for an article, speech, or appearance? Yes
Date Activity Amount Who Paid? Who received payment?
01/17/2013 Speech $8,000.00 Gerson Lehrman Group
New York, NY
Self
02/01/2013 Speech $20,000.00 RBS
London, England
Self
02/09/2013 Speech $4,000.00 Amherst College
Amherst, MA
Self
05/10/2013 Speech $14,378.00 Skybridge Capital - SALT Conference
New York, NY
Self
05/29/2013 Speech $4,000.00 Association for Corporate Growth
Boston, MA
Self
06/20/2013 Appearance $4,000.00 Entercom Radio (debate with Jeff Kuhner)
Waltham, MA
Self
07/11/2013 Speech $10,000.00 Willowbend Country Club Speaker Series
Mashpee, MA
Self
09/16/2013 Speech $16,000.00 International Franchise Association
Washington, DC
Self
10/10/2013 Speech $900.00 Billerica Community Alliance
Billerica, MA
Self
10/25/2013 Speech $12,000.00 Leadership Round Table
Colorado Springs, Colorado
Self
10/31/2013 Speech $16,714.00 University of Missouri (various campuses)
Columbia, MO
Self
11/13/2013 Speech $5,000.00 Inst. of Real Estate Management
Billerica, MA
Self
01/01/2014 Speech $10,000.00 Savings Bank Life Insurance
Woburn , MA
Self
01/07/2014 Speech $12,000.00 Society of the Four Arts
Palm Beach, FL
Self
01/23/2014 Speech $1,000.00 Concord Academy
Concord, MA
Self
02/06/2014 Speech $7,822.00 Cornell University
Ithaca, NY
Self
02/11/2014 Speech $7,500.00 Ocean Spray, Inc
Lakeville, MA
Self
02/22/2014 Speech $12,000.00 Government of Taiwan
Taipei, Republic of China
Self
03/28/2014 Speech $1,200.00 Eagle MUNC (Boston Young Republicans)
Chestnut Hill, MA
Self
05/14/2014 Speech $20,000.00 Skybridge Capital - Salt Conference
New York, NY
Self
Part 2. Earned and Non-Investment Income
Did you or your spouse have reportable earned income or non-investment income? Yes
Who
Was
Paid Type Who Paid Amount Paid
Self Other
(Advisory Comp)
1st Alliance Lending (2014)
Hartford, CT
$31,916.00
Spouse Salary Allbritton Comunications
(2013)
Arlington, VA
> $1,000
Self Other
(Co-Chair Advisor Comp.)
Bipartisan Coalition for
American Security (2013)
$41,666.00
Los Angeles, CA
Self Salary Fox News (2013)
New York, NY
$108,173.00
Self Salary Fox News (2014)
New York, NY
$28,365.00
Self Other
(Board of Director Comp./ includes stock that is listed in
Part III and should not be counted twice)
Kadant Inc. (2014 YTD)
Westford, MA
$70,050.00
Self Other
(Board of Director Comp./ including stock that is listed in
Part III and should not be counted twice)
Kadant, Inc. (2013)
Westford, MA
$207,358.00
Spouse Self-Employment Income Lowell Publishing Co.
(2013)
Lowell, MA
> $1,000
Self Salary Maryland National Guard
(2013)
Baltimore, MD
$18,252.00
Self Salary Maryland National Guard
(2014)
Baltimore, MD
$6,500.00
Self Salary Nixon Peabody, LLP (2013)
Boston, MA
$127,700.00
Self Salary Nixon Peabody, LLP (2014)
Boston, MA
$97,386.00
Spouse Self-Employment Income WGBH Education
Foundation (2013)
Boston, MA
> $1,000
Spouse Self-Employment Income WGBH Educational
Foundation (2014)
Boston, MA
> $1,000
Part 3. Assets
Did you, your spouse, or dependent child own any asset worth more than $1000, have a deposit account with a balance over
$5,000, or receive income of more than $200 from an asset? Yes
# Asset Asset Type Owner Value Income Type Income
1 AKAM - Akamai
Technologies, Inc.
(NASDAQ)
Corporate
Securities
Stock
Self None (or
less than
$1,001)
Dividends None (or
less than
$201)
Filer comment: Sold
during the period
covered by this report
2 ANR - Alpha Natural
Resources, Inc.
(NYSE)
Corporate
Securities
Stock
Self None (or
less than
$1,001)
Dividends None (or
less than
$201)
3 CSCO - Cisco
Systems, Inc.
(NASDAQ)
Corporate
Securities
Stock
Self $1,001 -
$15,000
Dividends None (or
less than
$201)
4 CMI - Cummins Inc.
(NYSE)
Corporate
Securities
Stock
Self $1,001 -
$15,000
Dividends None (or
less than
$201)
5 EMC - EMC
Corporation (NYSE)
Corporate
Securities
Stock
Self $1,001 -
$15,000
Dividends None (or
less than
$201)
6 GE - General Electric
Company (NYSE)
Corporate
Securities
Stock
Self $15,001 -
$50,000
Dividends $201 -
$1,000
7 General Electric
Preferred
Filer comment: Sold
during the period
covered by this report
Corporate
Securities
Stock
Joint None (or
less than
$1,001)
Dividends None (or
less than
$201)
8 SkyBridge Multi-
Advisor Hedge Fund
Portfolios LLC
Company: SkyBridge
Capital (New York,
NY) Description:
Investments
Business Entity
Limited Liability
Company (LLC)
Self $50,001 -
$100,000
Excepted
Investment Fund
$2,501 -
$5,000
9 PBCT - People's
United Financial Inc.
(NASDAQ)
Corporate
Securities
Stock
Self $1,001 -
$15,000
Dividends None (or
less than
$201)
10 PEP - Pepsico, Inc.
(NYSE)
Corporate
Securities
Stock
Self $1,001 -
$15,000
Dividends None (or
less than
$201)
11 SLB - Schlumberger
Limited (NYSE)
Corporate
Securities
Stock
Self $1,001 -
$15,000
Dividends None (or
less than
$201)
12 VALE - Vale S.A.
(NYSE)
Corporate
Securities
Stock
Self None (or
less than
$1,001)
Dividends None (or
less than
$201)
13 WFT - Weatherford
International Ltd.
(NYSE)
Corporate
Securities
Stock
Self $1,001 -
$15,000
Dividends None (or
less than
$201)
14 AEE - Ameren
Corporation (NYSE)
Corporate
Securities
Stock
Self $1,001 -
$15,000
Dividends None (or
less than
$201)
15 ADSK - Autodesk,
Inc. (NASDAQ)
Corporate
Securities
Stock
Self $1,001 -
$15,000
Dividends None (or
less than
$201)
16 DVN - Devon Energy
Corporation (NYSE)
Corporate
Securities
Stock
Self $1,001 -
$15,000
Dividends None (or
less than
$201)
17 ESPR - Esperion
Therapeutics, Inc.
(NASDAQ)
Corporate
Securities
Stock
Self None (or
less than
$1,001)
Dividends None (or
less than
$201)
18 CEM - ClearBridge
Energy MLP Fund Inc
(NYSE)
Company: Legg
Mason (Baltimore,
MD) Description:
Energy related MLPs
Business Entity
Limited
Partnership (LP)
Self $1,001 -
$15,000
Excepted
Investment Fund
None (or
less than
$201)
19 BTO - John Hancock
Financial Opportun
(NYSE)
Mutual Funds
Mutual Fund
Self $1,001 -
$15,000
Dividends None (or
less than
$201)
20 Prudential
Retirement Global
Fund
Filer comment:
These assets were
rolled over from
Prudential to Morgan
Stanley and the
Prudential account
was closed
Mutual Funds
Mutual Fund
Spouse $1,001 -
$15,000
Excepted
Investment Fund
None (or
less than
$201)
21 Merrill Lynch FIA
Card Srv RASP
Boston, MA
Type: Brokerage
Sweep Account, IRA
Cash Accounts
Bank Deposit Self $50,001 -
$100,000
Interest None (or
less than
$201)
22 Merril Lynch FIA
Card Crv RASP
Boston, MA
Type: Brokerage
Sweep Account, IRA
Cash Accounts
Bank Deposit Spouse $15,001 -
$50,000
Interest None (or
less than
$201)
23 Merril Lynch FIA
Card Srvs (MPPP)
Boston, MA
Type: Brokerage
Sweep Account
Bank Deposit Self None (or
less than
$1,001)
Interest None (or
less than
$201)
24 BAC - Bank of
America
Corporation (NYSE)
Corporate
Securities
Stock
Self $15,001 -
$50,000
Dividends $201 -
$1,000
25 Commonwealth of
Massachusetts
Retirement
Retirement
Plans
Defined
Contribution
Pension Plan
Self $50,001 -
$100,000
None None (or
less than
$201)
26 XOM - Exxon Mobil
Corporation (NYSE)
Corporate
Securities
Stock
Self $15,001 -
$50,000
Dividends $201 -
$1,000
27 UNP - Union Pacific
Corporation (NYSE)
Corporate
Securities
Stock
Self $15,001 -
$50,000
Dividends $201 -
$1,000
28 GNMA CMO 2010
(IRA)
Filer comment: Sold
during the period
covered by this report
Mutual Funds
Mutual Fund
Self None (or
less than
$1,001)
None, Interest None (or
less than
$201)
29 PTTCX - PIMCO Total
Return C (NASDAQ)
Filer comment: IRA
Mutual Funds
Mutual Fund
Self $50,001 -
$100,000
Excepted
Investment Fund
$201 -
$1,000
30 PTTCX - PIMCO Total Mutual Funds Spouse $50,001 - Dividends $201 -
Return C (NASDAQ)
Filer comment: IRA
Mutual Fund
$100,000 $1,000
31 Libor Floater ISS
BAC
Rate/Coupon: 3.00
Matures: 06/26/2023
Filer comment: IRA
Corporate
Securities
Corporate Bond
Self $15,001 -
$50,000
Interest $1,001 -
$2,500
32 Libor Floater ISS
BAC
Rate/Coupon: 3.00
Matures: 06/26/2023
Filer comment: IRA
Corporate
Securities
Corporate Bond
Spouse $15,001 -
$50,000
Interest $1,001 -
$2,500
33 KAI - Kadant Inc.
(NYSE)
Filer comment: Does
not include shares
that may be granted
in the event of a
change in control of
the company.
Corporate
Securities
Stock
Self $100,001 -
$250,000
Dividends $1,001 -
$2,500
34 Morgan Stanley
Bank, N.A.
New York, NY
Type: Brokerage
Sweep Account
Bank Deposit Self $1,001 -
$15,000
Interest None (or
less than
$201)
35 TRRBX - T. Rowe
Price Retirement
2020 (NASDAQ)
Filer comment:
Hearst 401(k)
Retirement
Plans
Defined
Contribution
Pension Plan
Spouse $15,001 -
$50,000
Dividends,
Excepted
Investment Fund
None (or
less than
$201)
36 RERGX - American
Funds EuroPacific
Gr R6 (NASDAQ)
Filer comment:
Hearst 401(k)
Retirement
Plans
Defined
Contribution
Pension Plan
Spouse $1,001 -
$15,000
Excepted
Investment Fund
None (or
less than
$201)
37 Growth & Income
Trust Class B
Filer comment:
Hearst 401(k)
Retirement
Plans
Defined
Contribution
Pension Plan
Spouse $100,001 -
$250,000
Dividends,
Excepted
Investment Fund
$2,501 -
$5,000
38 PRNHX - T. Rowe
Price New Horizons
Retirement
Plans
Spouse $15,001 -
$50,000
Dividends,
Excepted
None (or
less than
(NASDAQ)
Filer comment:
Hearst 401(k)
Defined
Contribution
Pension Plan
Investment Fund $201)
39 TRVLX - T. Rowe
Price Value
(NASDAQ)
Filer comment:
Hearst 401(k)
Retirement
Plans
Defined
Contribution
Pension Plan
Spouse $15,001 -
$50,000
Dividends,
Excepted
Investment Fund
$201 -
$1,000
40 TRP Equity Index
Trust Cl C
Filer comment:
Hearst 401(K)
Retirement
Plans
Defined
Contribution
Pension Plan
Spouse $15,001 -
$50,000
Dividends,
Excepted
Investment Fund
$201 -
$1,000
41 TRP Stable Value
fund sch B
Filer comment:
Hearst 401(k)
Retirement
Plans
Defined
Contribution
Pension Plan
Spouse $50,001 -
$100,000
Dividends,
Excepted
Investment Fund
$1,001 -
$2,500
42 Morgan Stanley
Bank, NA
Filer comment: SEP
account - money
market
Retirement
Plans
IRA
Spouse $1,001 -
$15,000
Dividends None (or
less than
$201)
43 Residential Real
Estate (House)
located in
Portsmouth, NH
Company: S&G
Realty LLC
(Wilmington,
Delaware)
Description: Only
asset of LLC is a
house in
Portsmouth, NH
Business Entity
Limited Liability
Company (LLC)
Joint $250,001 -
$500,000
Rent/Royalties $15,001 -
$50,000
44 S&G Media LLC
Company: S&G
Media, LLC
(Wilmington,
Delaware)
Description:
Receiving entity for
payments from
speeches and
Business Entity
Limited Liability
Company (LLC)
Joint
appearances Filer
comment: Assets of
LLC are previously
noted in Honoraria
section.
45 FKTWX - Fidelity
Freedom K 2025
(NASDAQ)
Filer comment: Nixon
Peabody, LLP,
Retirement Savings
Plan
Retirement
Plans
Defined
Contribution
Pension Plan
Self $15,001 -
$50,000
Dividends,
Excepted
Investment Fund
None (or
less than
$201)
46 Wrentham
Cooperative Bank
Wrentham, MA
Type: Checking
Bank Deposit Joint $1,001 -
$15,000
Interest None (or
less than
$201)
47 Wrentham
Cooperative Bank
Wrentham, MA
Type: Savings
Bank Deposit Spouse $50,001 -
$100,000
Interest None (or
less than
$201)
48 TD Bank Rye, NH
Type: Checking
Bank Deposit Joint $1,001 -
$15,000
Interest None (or
less than
$201)
49 TD Bank Rye, NH
Type: Savings
Bank Deposit Joint $50,001 -
$100,000
Interest None (or
less than
$201)
50 Condominium
Description: Rental
Property (Boston,
MA) Filer comment:
Sold during the
period covered by
this report
Real Estate
Residential
Joint $100,001 -
$250,000
Rent/Royalties $5,001 -
$15,000
51 Condominium
Description: Rental
Property (Boston,
MA)
Real Estate
Residential
Joint $100,001 -
$250,000
Rent/Royalties $5,001 -
$15,000
Part 4a. Periodic Transaction Report Summary
Not required
Part 4b. Transactions
Not required
Part 5. Gifts
Not required
Part 6. Travel
Not required
Part 7. Liabilities
Did you, your spouse, or dependent child have a liability worth more than $10,000 at any time? Yes
Incurred Debtor Type Points
Rate
(Term) Amount Creditor Comments
2013 Joint Promissory
Note
- 4.875%
(30)
$100,001 -
$250,000
Chase Bank
New York , NY
Co-signer of Note
only for child.
2012 Joint Mortgage 3.25%
(10 year
fixed)
$100,001 -
$250,000
Middlesex
Savings Bank
Natick, MA
Primary
residence
2014 Joint Home Equity
Line of Credit
- 2.75%
(30 year
prime
plus)
$250,001 -
$500,000
TD Bank
RYE, NH
Primary
residence
2007 Joint Promissory
Note
- 2.63%
(30)
$100,001 -
$250,000
Wrentham
Cooperative
Bank
Wrentham, MA
Rental property
Part 8. Positions
Did you hold any outside positions during the reporting period? Yes
Dates Position Held Organization
Organization
Type Comments
Mar 2013
to present
Other (Board
of Advisor)
1st Alliance Lending
Hartford, CT
Corporation
Jun 2013
to Dec
2013
Other (Co-
Chair
Advisor)
Bipartisan Coalition
for American Security
Los Angeles, CA
Other
(Association)
Mar 2013
to present
Other (Board
of Advisor)
CoachUP, Inc.
Boston, MA
Corporation
Feb 2013
to Mar
2014
Other (News
Contributor)
Fox News
New York, NY
Company
Sep 2013
to Jun
2014
Consultant Global Digital
Solutions, Inc.
West Palm Beach, FL
Corporation Resigned - Potential comp. was restricted
stock. Did not vest and no comp. received
Feb 2013
to present
Director Kadant Inc.
Westford, MD
Corporation
Mar 2012
to present
Other
(Colonel)
Maryland National
Guard
Baltimore, MD
Other
(MDARNG)
Mar 2013
to Apr
2014
Other (Of
Counsel)
Nixon Peabody, LLP
Boston, MA
Other (Law
Firm)
Dec 2013
to present
Other
(Managing
Member)
S&G Media, LLC
Wilmington, DE
Other (LLC) Assets were described and documented
in Part I and Part III.
Dec 2013
to present
Other
(Managing
Member)
S&G Realty, LLC
Wilmington, DE
Other (LLC) Assets were previously described in Part
III.
Part 9. Agreements
Did you have any reportable agreement or arrangement with an outside entity? Yes
Date Parties Involved Type Status and Terms
Mar
2013
1st Alliance Lending
Hartford, CT
Compensation
Agreement
Agreement to serve as salaried advisor
Jun
2013
Bipartisan Coalition
for American Security
Los Angeles, CA
Compensation
Agreement
Agreement to serve as salaried co-chair of organization -
Resigned in Dec. 2013. Agreement terminated
Mar
2013
CoachUP Inc.
Boston, MA
Compensation
Agreement
Agreement to serve as senior advisor for future stock options not
yet exercised.
Sep
2013
Global Digital
Solutions Inc.
West Palm Beach, FL
Compensation
Agreement
Agreement to serve as an advisor - Resigned in June, 2014 -
Agreement terminated; No compensation or stock received.
Apr
2010
Harper Collins
New York, NY
Royalty
Agreement
Book publishing agreement (Against All Odds) which may result
in payment of royalties
Feb
2013
Kadant Inc.
Westford, MA
Compensation
Agreement
Agreement to serve on Board of Directors
Part 10. Compensation
If this is your first report, or you are a candidate did you receive compensation of more than $5,000 from a single source in
the two prior years? Yes
Source Duties
1st Alliance Lending
Hartford, CT
Serve as advisor
Bipartisan Coalition For American Security
Los Angeles, CA
Served as Co-Chair Advisor of Organization
Fox News
New York, NY
Served as on-air contributor
Kadant Inc,
Westford, MA
Serve on Board of Directors
Maryland National Guard
Baltimore, MD
Serve as Colonel
Nixon Peabody, LLP
Boston, MA
Served as Of Counsel to Firm
Attachments & Comments
No attachments added.
No comments added.
No private comments added.