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The current Lung Cancer Stage Classification system took effect in January 2010. Stage classification is founded on the TNM system, which dates back to 1944. A surgical staging procedure (eg, mediastiscopy) is still part of clinical staging.
The current Lung Cancer Stage Classification system took effect in January 2010. Stage classification is founded on the TNM system, which dates back to 1944. A surgical staging procedure (eg, mediastiscopy) is still part of clinical staging.
The current Lung Cancer Stage Classification system took effect in January 2010. Stage classification is founded on the TNM system, which dates back to 1944. A surgical staging procedure (eg, mediastiscopy) is still part of clinical staging.
DIAGNOSIS AND MANAGEMENT OF LUNG CANCER, 3RD ED: ACCP GUIDELINES S tage classication is an essential part of the approach to patients with cancer, and there are many things we would like to get from a stage classication. The primary purpose of the classication is to consistently describe the anatomic extent of disease, thus providing a common, consistent language. The anatomic extent of the tumor has a major impact on which treatment we choose and what the outcome will be. However, it is important to recognize that the stage classication does not by itself completely dene the prognosis (which depends on multiple factors, eg, comorbidi- ties, performance status, treatment given) or serve as a treatment algorithm (which is driven by data from clinical trials and treatment selection criteria). Efforts to develop a comprehensive prognostic index system are under way. Stage classication is founded on the TNM system, which dates back to 1944. Furthermore, the method of staging is classied as clinical stage (denoted by the prex c) and pathologic stage (denoted by the prex p). Clinical stage is determined using all information available prior to any treatment, and pathologic stage is determined after a resection. The extent of clin- ical staging can vary from a clinical evaluation alone (history and physical examination) to extensive imaging (CT and PET scans) or invasive staging techniques. It must be emphasized that a surgical staging proce- dure (eg, mediastinoscopy) is still part of clinical stag- ing because surgical resection as a treatment has not taken place. The current Lung Cancer Stage Classication system is the seventh edition, which took effect in January 2010. This article reviews the denitions for the TNM descriptors and the stage grouping in this system. CHEST 2013; 143(5)(Suppl):e191Se210S Abbreviations: AAH 5 atypical adenomatous hyperplasia; ACCP 5 American College of Chest Physicians; AJCC 5 American Joint Committee on Cancer; BAC 5 bronchioloalveolar carcinoma; GGO 5 ground glass opacity; IASLC 5 Inter- national Association for the Study of Lung Cancer; ITC 5 isolated tumor cell; UICC 5 Union Internationale Contre le Cancer The Stage Classication of Lung Cancer Diagnosis and Management of Lung Cancer, 3rd ed: American College of Chest Physicians Evidence-Based Clinical Practice Guidelines Frank C. Detterbeck , MD , FCCP ; Pieter E. Postmus , MD , PhD , FCCP ; and Lynn T. Tanoue , MD , FCCP Manuscript received September 24, 2012; revision accepted November 30, 2012. Afliations: From the Yale University School of Medicine (Dr Detterbeck), New Haven, CT; Department of Pulmonary Dis- eases (Dr Postmus), VU University Medical Center, Amsterdam, The Netherlands; and Section of Pulmonary and Critical Care Med- icine (Dr Tanoue), Yale School of Medicine, New Haven, CT. Funding/Sponsors: The overall process for the development of these guidelines, including matters pertaining to funding and con- icts of interest, are described in the methodology article. 1 The development of this guideline was supported primarily by the American College of Chest Physicians. The lung cancer guidelines conference was supported in part by a grant from the Lung Can- cer Research Foundation. The publication and dissemination of the guidelines was supported in part by a 2009 independent edu- cational grant from Boehringer Ingelheim Pharmaceuticals, Inc. COI grids reecting the conicts of interest that were current as of the date of the conference and voting are posted in the online supplementary materials. Disclaimer: American College of Chest Physicians guidelines are intended for general information only, are not medical advice, and do not replace professional medical care and physician advice, which always should be sought for any medical condition. The complete disclaimer for this guideline can be accessed at http:// dx.doi.org/10.1378/chest.1435S1. Correspondence to: Frank C. Detterbeck, MD, FCCP, Yale School of Medicine, 330 Cedar St, PO Box 208062, New Haven, CT 06520-8062; e-mail: frank.detterbeck@yale.edu 2013 American College of Chest Physicians . Reproduction of this article is prohibited without written permission from the American College of Chest Physicians. See online for more details. DOI: 10.1378/chest.12-2354 Downloaded From: http://journal.publications.chestnet.org/ by Rafael Durand on 05/31/2013 e192S The Stage Classication of Lung Cancer Diagnosis central location) and were, therefore, placed within this group. The size of a tumor is dened as the greatest dimen- sion, but how this is determined is not addressed by AJCC, UICC, or IASLC. The ACCP panel suggests that for consistency, this measurement be done on an axial CT image using lung windows during inspira- tion whenever possible (c stage); for p stage, we sug- gest the greatest dimension (in any direction) of the specimen xed after ination or of the unxed spec- imen (xation causes about 20% shrinkage). 15 Further issues arise with semisolid or ground glass opac- ities (GGOs), which have not been addressed by the AJCC or UICC. One can measure the solid or the ground glass component with either mediastinal or lung windows on a CT image. Emerging data sug- gest that the size of the solid (invasive) component is of greater prognostic value than the ground glass (lepidic) component. 16-22 The ACCP panel suggests recording the size of both the GGO and the solid component on lung windows (or the percent solid by area) for c stage and both the entire tumor (includ- ing lepidic portions) and the invasive component for p stage. 14 This suggestion is consistent with a recent UICC supplement handbook. 5
2.2 Invasion There were insufcient numbers of patients for whom reliable data were available to investigate the validity of other traditional T2, T3, or T4 descriptors (visceral pleural invasion, central location within a lobar or mainstem bronchus, partial or complete atel- ectasis, direct invasion of particular structures, etc). These traditional denitions were retained even though they could not be conrmed because there were no data to suggest that they are not valid. Invasion beyond the elastic layer of the pleura is dened as T2, including invasion into an adjacent lobe. Elastin stains should be used whenever there is ambiguity. 23 T3 includes invasion into the parietal or mediastinal pleura or the parietal pericardium. T4 includes invasion of the visceral (inner) pericar- dial surface and the intrapericardial pulmonary artery and pulmonary veins. Involvement of either the intra- pericardial or extrapericardial vena cava or aorta is considered T4. We suggest that involvement of the azygous vein be classied as T3 because it is not counted among the great vessels (but this is not addressed by IASLC, AJCC, or UICC). A Pancoast tumor is classied as T4 if there is unequivocal involvement of C8 or higher nerve roots, cords of the brachial plexus, subclavian vessels, verte- bral bodies, lamina, or spinal canal. The tumor is clas- sied as T3 if it involves only thoracic nerve roots (eg, T1 or T2 nerve roots). The Union Internationale Contre le Cancer (UICC) and the American Joint Committee on Cancer (AJCC) are the ofcial bodies that dene, review periodically, and rene the stage classication systems. The cur- rent seventh edition of the lung cancer staging sys- tem was based on a major initiative undertaken by the International Association for the Study of Lung Cancer (IASLC). This 12-year project increased the patient base from 5,319 (collected over several decades predominantly at one institution) to . 100,000 (from around the world, all cases diagnosed between 1990 and 2000). In validating where to make a distinction between one stage descriptor or group and another, the IASLC required that consistent differences in prognosis had to be seen in data sets from different continents, data- base types, clinical and pathologic staging, and his- tologic subtypes. 2 Furthermore, external validation against large databases was done. The statistical anal- ysis was quite sophisticated; in all, the current classi- cation is a quantum leap forward that is unequalled by any other cancer site. However, although the data- base was large and involved many institutions from 20 countries, the distribution of cases was not uni- form. Certain patient subgroups came predominantly from one region or one type of database and were treated in many different ways, and the IASLC data- base did not report treatment-specic outcomes. 1.0 Methods This article addresses the ofcial Lung Cancer Stage Classi- cation system. Therefore, the primary sources of information were the AJCC and UICC staging manuals. 3-5 These sources were supplemented by the publications of the IASLC International Staging Committee, which provided the basis for the AJCC/UICC classication, 2,6-12 as well as American College of Chest Physicians (ACCP) publications that reviewed and discussed details of the classication. 13,14
2.0 T Descriptor 2.1 Size A detailed analysis of tumor size by the IASLC staging committee conrmed that 3 cm was signi- cant as a cut point; thus, the denition of T1 vs T2 was retained. In addition, signicant cut points were identied at 2, 5, and 7 cm. Therefore, subgroups were dened for T1 (T1a and T1b) and T2 (T2a and T2b) as shown in Figure 1 . The survival differences between each size subgroup were highly statistically signi- cant in pathologically staged patients; among clini- cally staged patients, the trends were consistent but not always signicant (probably because of a more limited data set). Tumors . 7 cm led to survival that tracked with other definitions of T3 (ie, invasion, Downloaded From: http://journal.publications.chestnet.org/ by Rafael Durand on 05/31/2013 journal.publications.chestnet.org CHEST / 143 / 5 / MAY 2013 SUPPLEMENT e193S suggests that only unambiguous mediastinal fat involve- ment be used as a criterion for T4 status (eg, exten- sive replacement by tumor on CT scan); otherwise, the lower T3 classication should be chosen. 14
3.0 N Descriptor Analysis of the prognostic inuence of the N descrip- tor resoundingly supported the traditional cate goriza- tion of N0, N1, N2, and N3; therefore, these denitions were carried forward ( Fig 1 ). 8 Direct extension of a primary tumor into a node is classied as nodal involvement. Station 1 nodes are classied as supra- clavicular nodes, which include the low cervical nodes, caudal to the lower margin of the cricoid (N3). Left-side recurrent laryngeal nerve paralysis is clas- sied as T4 when directly invaded by the primary tumor but as N2 when invaded by nodal disease. Sim- ilarly, inltration of the superior vena cava, trachea, or esophagus by the primary tumor is defined as T4 but as N2 or N3 when inltration emanates from the lymph nodes. Difculties arise in the classication of mediastinal invasion. Although mediastinal pleural invasion is clas- sied as T3, mediastinal fat invasion is T4, and pari- etal pericardial invasion is T3. Because there is usually some fat between the mediastinal pleura and the pericardium, this classication is confusing. Further- more, differentiation between hilar fat (considered T2) and mediastinal fat (T4) is difcult. The ACCP panel Figure 1. [Sections 2.0, 3.0, 6.2] Denitions for TNM descriptors. Adapted with permission from Detterbeck et al. 13
*These subgroup labels are not dened in the IASLC publications 7-10 but are added here to facilitate a clear discussion. In the greatest dimension. T2 tumors with these features are classied as T2a if 5 cm. The uncommon supercial spreading tumor in central airways is classied as T1. Pleural effusions are excluded that are cytologically negative, nonbloody, transudative, and clinically judged not to be due to cancer. Downloaded From: http://journal.publications.chestnet.org/ by Rafael Durand on 05/31/2013 e194S The Stage Classication of Lung Cancer Diagnosis survival than those with pathologic multizone N2 involvement (5-year survival, 34% vs 20%; P , .001). In fact, the survival curves of patients with pathologic multizone N1 and single-zone N2 involvement were almost superimposed. 8 However, the prognostic impact of the number of pathologic nodal zones involved could not be validated within T-stage categories and by geographical region, type of databases, or clinical staging because the number of patients in the subsets was too small. 8 Therefore, the IASLC staging com- mittee decided against subdivision of N categories. The prognostic impact of nodal involvement by direct extension of a primary tumor also could not be vali- dated through the IASLC database because of insuf- cient sample sizes but was retained because it is consistent with general UICC and AJCC rules. 3.1 Node Map The IASLC node map is shown in Figures 3 and 4 . Important features include better denition of the subcarinal zone as extending down to the level of origin of the left lower lobe and right middle lobe bronchus. 24 The border between left- and right-side paratracheal nodes is the left lateral border of the tra- chea (not the midline). The 4R nodal area extends from the lower border of the left innominate vein to the lower border of the azygous vein; the 4L nodal region extends from the level of the top of the aortic arch to the upper border of the left-side pulmonary artery medial to the ligamentum. The level 2 regions extend from the border of level 4 to the upper border of the manubrium in the midline. The supraclavicu- lar nodes extend from the lower border of the clavi- cles to the lower border of the cricoid. Further details and denitions of all the node stations can be found in Rusch et al. 24
3.2 Criteria for Pathologic N Assessment The following comments apply to nodal staging at the time of resection. Issues regarding clinical (pre- treatment) staging are discussed in section 7.0 of this article, Type of Stage Classication. A general AJCC/UICC recommendation is that at least six lymph nodes/stations be sampled for patho- logic node staging. The IASLC manual recommends that three mediastinal (including level 7) and three N1 nodes/stations be sampled. Whether the number is supposed to apply to node stations or individual nodes is undened. Moreover, the pathologist cannot distinguish six nodal fragments from six separate nodes (unless the surgeon is meticulous in how nodes and fragments are labeled and submitted). However, the IASLC staging committee encourages systematic intraoperative node assessment as recommended by clinical guidelines. 25,26
Extrathoracic node involvement is designated as M1b (eg, a positive axillary node). Further analyses were done to explore whether particular node stations within an N category had any particular impact. No such relationship could be identied ( Fig 2 ). 8 Specically, there was no differ- ence in survival among patients with involvement of only peripheral N1 nodes or hilar N1 nodes, and no difference based on which N2 nodal stations were involved. This was true globally as well as within geo- graphic regions. Survival among patients with pN2 right upper lobe tumors with and without N1 involve- ment (skip metastases) was not different, although there was a slight difference among such patients with a left upper lobe tumor. 8
The IASLC staging committee developed a new node map 24 to overcome ambiguities arising from dis- crepancies between previous node maps in use in dif- ferent geographic regions. Furthermore, the committee dened several nodal zones as follows: a supraclavic- ular zone (station 1), an upper zone (stations 2-4), an aortopulmonary zone (stations 5 and 6), a subcari- nal zone (station 7), a lower zone (stations 8 and 9), a hilar zone (stations 10 and 11), and a peripheral zone (stations 12-14). There were no differences in prog- nosis among involvement of different nodal zones within the N1 or N2 category. Specically, there was no difference between patients with a left upper lobe tumor and involvement of nodes only in station 5 and 6 and patients with a tumor in a different lobe and involvement of another single N2 nodal zone. 8
The number of involved nodal zones appeared to have a prognostic impact. Patients with pathologic single-zone N1 involvement had better survival than those with pathologic multizone N1 involvement (5-year survival, 48% vs 35%; P , .09). Similarly, patients with pathologic single-zone N2 involvement had bet ter Figure 2. [Section 3.0] Median survival (mo) of patients in the International Association for the Study of Lung Cancer database with single lymph node zone involvement. 8 NS 5 not signicant. Downloaded From: http://journal.publications.chestnet.org/ by Rafael Durand on 05/31/2013 journal.publications.chestnet.org CHEST / 143 / 5 / MAY 2013 SUPPLEMENT e195S Furthermore, the denition of number of nodes/sta- tions needed for pathologic staging by IASLC and AJCC is confusing. If all nodes are negative, the tumor is dened as pN0, regardless of the number sam- pled, yet if some are positive, it is implied that only cN status be used if fewer than six nodes/stations were sampled. To avoid this awkward inconsistency, the ACCP panel endorses the suggestion 14 that when- ever fewer than six nodes/stations are sampled at resection, the tumor is classied as pN0, pN1, or pN2 with the uncertainty descriptor [eg, pN0(un)], as is described in section 8.0 of this article, Additional Descriptors. This descriptor has been suggested by IASLC for further testing relative to the complete- ness of resection (R) classication; however, extrapo- lation to address an inconsistency in the formal rules Figure 3. [Section 3.1] The International Association for the Study of Lung Cancer lymph node map, including the proposed grouping of lymph node stations into zones for the purposes of prognostic anal- yses. Ao 5 aorta; Eso 5 esophagus; L 5 left side; mPA 5 main pulmonary artery; R 5 right side; SVC 5 superior vena cava; T 5 trachea. Reproduced with permission from Rusch et al. 24
Downloaded From: http://journal.publications.chestnet.org/ by Rafael Durand on 05/31/2013 e196S The Stage Classication of Lung Cancer Diagnosis regarding the denition of pN status seems reason- able to the panel. Biopsy of only one sentinel node is considered adequate and is denoted as pN0(sn) if ndings are negative and pN1-3(sn) if positive, reecting the level of the sentinel node. However, sentinel node iden- tication in lung cancer is variable and not widely practiced. 27-29
4.0 M Descriptor The new stage classication system no longer rec- ognizes the term MX because clinical staging infor- mation is always available. A history and physical examination are critical parts of clinical staging and often are very reliable without further imaging or biopsy. The presence of distant metastases is classied as M1b. 9 Slightly worse survival was seen in patients with multiple vs a solitary distant metastasis (median survival, 5 months vs 6 months; 1 year survival, 20% vs 23%; P 5 0,006). 9 No differences were noted by the site of a solitary distant metastasis except slightly shorter survival for a solitary brain metastasis. How- ever, the data set was too limited for adequate valida- tion, and further subdivision of the M1b category was not undertaken. 9
Pleural (or pericardial) involvement (either mul- tiple implants or a malignant effusion) is classied as M1a because of slightly better survival than for dis- tant metastatic sites and worse survival than for other categories of T4. 9 These prognostic differences were highly statistically signicant and held up to inter- nal validation (across database types and geographic Figure 4. [Section 3.1] A-F, Illustrations of how the International Association for the Study of Lung Cancer lymph node map can be applied to clinical staging by CT scan in axial (A-C), coronal (D), and sagittal (E, F) views. A and B, The border between the right- and left-side paratracheal region is shown. Az 5 azy- gous vein; InV 5 innominate vein; LLLB 5 left lower lobe bronchus; Lt 5 left; MB 5 mainstem bron- chus; PA 5 pulmonary artery; Rt 5 right; SCA 5 subclavian artery; SPV 5 superior pulmonary vein. See Figure 2 legend for expansion of other abbreviations . Reproduced with permission from Rusch et al. 24
Downloaded From: http://journal.publications.chestnet.org/ by Rafael Durand on 05/31/2013 journal.publications.chestnet.org CHEST / 143 / 5 / MAY 2013 SUPPLEMENT e197S regions) as well as external validation (ie, the Surveil- lance Epidemiology and End Results [SEER] database). 9
The IASLC, AJCC, and UICC manuals are confus- ing about whether M1a applies to only the ipsilateral pleura or also to the contralateral pleura 14 ; the ACCP panel suggests that it apply to both. 5.0 Stage Grouping The IASLC staging committee dened stage group- ings ( Figs 5, 6 ). Despite the recognition of many new subdivisions of the T and M descriptors, the stage grouping has no new subdivisions. However, the def- inition of the stage groups has become more com- plex because of the additional T and M descrip tor subgroups. An online tool to manage the complexity and to assist in on-the-spot denition of a tumors stage is available at http://staginglungcancer.org. 30
Illustrations of the TNM categories and subcate- gories included within each stage group are shown in Figures 7 to 9 . 6.0 Additional Tumor Nodules and Multiple Primary Lung Cancers The classication of patients with additional tumor nodules has created confusion largely related to a lack of appreciation of distinctly different categories of such nodules. Applying a classication system intended for one category to a different group has the potential to lead to suboptimal treatment and outcomes. The rst category involves patients with a newly found lung cancer who have another (small) nodule detected by imaging. The majority (about 75%) of additional pulmonary nodules seen on CT imaging in patients with potentially operable cI to cIIIa primary lung cancer are benign (see Evaluation of Individuals With Pulmonary Nodules: When Is It Lung Can- cer? by Gould et al 31 in the ACCP Lung Cancer Guidelines). 32-35 An expert panel (ie, a multidisciplinary tumor board that includes chest radiology, thoracic surgery, and pulmonary medicine) usually can arrive at a strong consensus about most of these lesions. 36
Although rm data are lacking, experience suggests that the judgment is seldom wrong when such an informed review deems an additional nodule to most likely be benign. 36
A second category involves patients with an advanced primary cancer (most often also with nodal involve- ment) who have several pulmonary nodules or a single pulmonary nodule and other sites that appear typ- ical for distant metastases. Again, the judgment of a tumor board that the additional nodules in such a presentation represent metastatic disease is rarely called into question by the subsequent course of the dis ease (although specic data documenting this are lacking). 6.1 Second Primary Lung Cancers Occasionally, patients with a typical clinical presen- tation of a lung cancer (ie, a solid, spiculated mass in a patient with lung cancer risk factors) also exhibit a second lesion with such a typical appearance (either synchronously or metachronously). In fact, the inci- dence of a second primary lung cancer has been con- sistently found to be approximately 1.5% to 2% per patient per year. 37-47 Traditionally, this group has been dened by a clinical team guided by criteria devel- oped empirically by Martini and Melamed 48 in 1975 Figure 5. [Section 5.0] Stage groups according to TNM descriptor and subgroups. Reproduced with permission from Detterbeck et al. 13
Figure 6. [Section 5.0] TNM elements included in stage groups. Adapted with permission from Detterbeck et al. 13
*Percentage of patients in IASLC database according to best stage (rounded to nearest integer). 10 Downloaded From: http://journal.publications.chestnet.org/ by Rafael Durand on 05/31/2013 e198S The Stage Classication of Lung Cancer Diagnosis and more recently rened by the ACCP using indi- rect data ( Fig 10 ). 34,49 The majority of tumors clas- sied in this way have been of the same histologic type, 37,41,42,50-61 which is logical because the etiology of both cancers is likely the same (ie, genetic predispo- sition, environmental exposures). Furthermore, similar survival results have consistently been found whether the histologic type is the same or different, 51-55,58,60-66
suggesting that the traditional denition of second primary lung cancers based on clinical features (as opposed to one based only on different histology) is generally correct. The IASLC staging committee puts the responsi- bility of identifying second primary lung cancers squarely on the pathologist. 6 However, dening sec- ond primary lung cancers primarily by histologic fea- tures is problematic for several reasons. First, this deviates from the denition that has been in use, thereby dening patients differently moving forward than what was done in the IASLC database. Second, this creates tremendous pressure to use genetic and morphologic characteristics that are not yet standard- ized or validated. Finally, pathologic assessment has primarily involved resected specimens, yet clinical Figure 7. [Section 5.0] Graphic illustration of stages 0, I, and II. Reproduced with permission from Detterbeck et al. 13
Downloaded From: http://journal.publications.chestnet.org/ by Rafael Durand on 05/31/2013 journal.publications.chestnet.org CHEST / 143 / 5 / MAY 2013 SUPPLEMENT e199S management necessitates a preoperative denition. The applicability of postoperative data to limited biopsy specimens is poorly dened. Differentiation of adenocarcinomas (in resected specimens) by the percentage of morphologic pat- terns (eg, acinar, papillary) has been proposed. 16,19,22,66-70
Denition of second primary lung cancers by genetic characteristics has produced conicting results so far. 71-77 How valid these measures are in differenti- ating a second primary lung cancer from a metastasis requires further study, and whether these techniques can be applied to small biopsy specimens is unclear. The AJCC, UICC, and IASLC rules are confusing with regard to stage classication. The IASLC stated that multiple synchronous primary tumors should be staged separately. 6 However, the next sentence states, The highest T category and stage of disease should be assigned and the multiplicity of the num- ber of tumors should be indicated in parenthesis, e.g. T2(m) or T2(5). 6 It seems contradictory that sepa- rate staging can be achieved by combining all tumors under one TNM designation. The AJCC spec ied that this multiple tumor classication T(m) applies to tumors of the same histology, 4 but the IASLC implied that Figure 8. [Section 5.0] Graphic illustration of stages IIIA and IIIB. Reproduced with permission from Detterbeck et al. 13
the T(m) NM classication be used even with differ- ent histologic types. 6 The UICC 2010 manual did not comment on this, 3 but the 2012 supplement manual stated, A tumor in the same organ with a different histologic type is counted as a new tumor. 5 Finally, the AJCC manual stated that in simultaneous bilat- eral cancers in paired organs, the tumors are classied separately as independent tumors in different organs, 4
with essentially the same wording used by UICC and IASLC. 3,6 Whether this means a TNM designation for each one or for both together is not explained. Fur- thermore, there is confusion about whether the lungs are considered together as one organ or two paired organs (unclear in AJCC but clearly listed as a paired single organ by UICC). 3,4
Therefore, the ACCP panel endorses the sugges- tion that second primary lung cancers be dened by an experienced multidisciplinary team, 14 using collec- tive judgment and considering all information (including the imaging, risk factors, suspicion of distant dissem- ination, and the pathologists condence given the available specimens). A careful evaluation for distant and mediastinal metastases is strongly recommended (see the articles Methods for Staging Non-small Cell Downloaded From: http://journal.publications.chestnet.org/ by Rafael Durand on 05/31/2013 e200S The Stage Classication of Lung Cancer Diagnosis Lung Cancer by Silvestri et al 78 and Treatment of Small Cell Lung Cancer by Jett et al 79 in the ACCP Lung Cancer Guidelines). A regional dedicated tho- racic oncology team should be consulted if not avail- able locally. In addition, with the hope that this will reduce con- fusion, the ACCP panel recommends that when two lung cancers with a typical appearance (solid, spicu- lated, or lobulated) are deemed to be synchronous primary cancers, they be classied with a TNM descrip- tor for each tumor. The combined T(m) classication should be reserved for multifocal tumors (usually more than two) that typically have a GGO appear- ance (as discussed in section 6.3 ). 6.2 Additional Pulmonary Tumor Nodules The IASLC database contains cases of lung cancer with additional pulmonary tumor nodules of cancer, accounting for a small portion (2.5%) of the database. Second primary lung cancers and metastatic disease (M1) were specically excluded from this category; however, there is no information regarding how the contributing centers dened such additional nodule cases beyond this. Because of similar relative survival differences, these nodules were classied within the T3, T4, and M1a descriptor cohorts if they were located in the same lobe, an ipsilaterally different lobe, or the con- tralateral lung, respectively (ie, T3 Satell , T4 Ipsi Nod , and M1a Contr Nod in Fig 1 ). Because of conicting deni- tions in the IASLC and AJCC manuals, it is unclear whether the additional tumor nodule designation is meant to apply only to lesions that can be recog- nized grossly or also to lesions detected solely by the pathologist. 4-6
It has been suggested that the IASLC stage classi- cation of additional pulmonary tumor nodules T(m) be used for patients with a dominant classic lung can- cer (ie, solid, spiculated) who have an additional nod- ule with similar radiographic and histologic features. 14
The ACCP panel endorses this denition and suggests Figure 9. [Section 5.0] Graphic illustration of stage IV. Repro- duced with permission from Detterbeck et al. 13
Figure 10. [Section 6.1] Denition of multiple primary lung cancers. Downloaded From: http://journal.publications.chestnet.org/ by Rafael Durand on 05/31/2013 journal.publications.chestnet.org CHEST / 143 / 5 / MAY 2013 SUPPLEMENT e201S that the additional nodule classication also applies to lesions that are not clinically apparent. It is not clear that this denition matches the cases included in the IASLC database. The database may have included some multifocal, predominantly GGO lesions because this cohort included mostly cases from Asia 2 (where such tumors appear to becoming more common), 80,81
although the fact that the IASLC database includes only cases from 1990 to 2000 probably diminishes this effect because the detection of GGO lesions appears to have been less common during this period. It is important to note that the IASLC database does not clearly dene the prognosis of patients with additional nodules that are encountered clinically today. First, the denitions used in the IASLC database for this cohort are unclear. Second, the prognosis varies signicantly among geographic regions and types of databases. Finally, treatment was not accounted for in the analysis yet varied markedly (96% and 88% of T3 Satell and T4 Ipsi Nod , respectively, were managed sur- gically vs 2% of M1a Contr Nod ). 2,7,9 In fact, patients with additional tumor nodules who underwent resection exhibited good 5-year survival (45% for T3 Satell N0 M0 R0, 48% for pT4 Ipsi Nod N0 M0 R0). 7
6.3 Multiple (Multifocal) Lung Cancers Multifocal disease is well recognized for bronchi- oloalveolar carcinoma (BAC) 82-84 ; however, because the term BAC was used in different ways, its use has been abandoned. 19 Although the term BAC has been retired, patients are still seen with multiple foci of such tumors. The spectrum of lesions that were included under the rubric of BAC included newly dened his- tologic entities (ie, adenocarcinoma in situ, mini- mally invasive adenocarcinoma, lepidic predominant adenocarcinoma) 19 ; the nature and relationship of these lesions to one another is not yet well understood. 19,21,83-90
These factors have led to confusion about how to classify multifocal disease, which is exacerbated by wording in the stage classication manuals that can be interpreted in different ways. Such multifocal tumors (ie, what would formerly have been called multifocal BAC) currently are variably classied as multiple distant metastases, synchronous second pri- mary cancers, and additional nodules. A more uni- form classication is needed, or the data collected will be uninterpretable. The ACCP panel endorses the suggestion that the T(m) designation be used for patients with multifocal lung cancer, meaning patients with several GGO lesions that are malignant or contain numerous small foci. 14 The AJCC and UICC rules suggest that mul- tiple simultaneous tumors be classied by the highest T stage of one focus with the number of tumors in parentheses. 3,4 For example, a patient with four GGO lesions all measuring , 2 cm would be classied as having T1a(4) disease. In this classication category, the N and M designations apply to all the multi- ple tumor foci. The T(m) designation should only be applied to lesions that are either proven or strongly suspected to be malignant, that is, not atypical adeno- matous hyperplasia (AAH) lesions. This appears to be consistent with the intent of the T(m) designation according to the IASLC manual, which specically mentions the common occurrence of multiple foci of BAC tumors. The ACCP panel denes multifocal lung cancers as multiple GGO lesions, which may, however, develop a solid component. 62,83,87,91,92 There may be a few or many lesions. 92 We include patients with such a malignant GGO lesion (either suspected or proven) and other small GGO lesions that are likely AAH because data suggest that AAH is a precursor to such tumors. 21,83-89,93,94 Including such patients also sat- ises the need for a clinically applicable denition. At the other end of the spectrum are patients with an inltrative pattern of disease conned to a partic- ular area (segment or lobe) or appearing diffusely in the lung parenchyma (also called pneumonic type of adenocarcinoma). 62,95,96 These lesions should also be included among multifocal cancers. Multifocal cancers appear to have a decreased propen- sity for nodal or systemic spread and an increased pro- pensity to develop additional pulmonary foci. 62,83,87,91,97
This feature seems to t with what was intended by the T(m) nomenclature, which designates multiple tumors in the T descriptor but maintains a composite N and M designation that applies to all the multiple tumors in aggregate. Further study of this form of lung cancer is needed. Nevertheless, adoption of a classication nomenclature, even if imperfect, will facilitate such research by more precisely identifying a specic and homogeneous population. 7.0 Type of Stage Classification The main stage classication types are clinical and pathologic ( Fig 11 ). According to the AJCC manual, 4
clinical stage (pretreatment classication) encom- passes any information obtainedbefore initiation of denitive treatment, incorporating symptoms and Figure 11. [Section 7.0] Types of staging assessments. Downloaded From: http://journal.publications.chestnet.org/ by Rafael Durand on 05/31/2013 e202S The Stage Classication of Lung Cancer Diagnosis physical examination; imaging; endoscopy; biopsy; and surgical staging procedures, including explora- tion. The pathologic stage (postsurgical classication) includes information from the clinical stage supple- mented by information obtainedthrough completion of denitive surgery. 4 Other stage classication types ( Fig 11 ) include restaging after induction treatment (designated yc or yp), staging when recurrence develops (designated by r), or staging at autopsy (designated by a). Although pathologic stage is more accurate, clinical stage is what is available when treatment decisions are made. Complexity arises because the AJCC allows clin- ical and pathologic classication to be applied to indi- vidual T, N, and M descriptors and allows use of individual pT and pN descriptors outside the setting of (intended) surgical resection. 4 This creates confu- sion because procedures explicitly classied as clin- ical staging nevertheless yield results that can dene a pT or pN descriptor, and the overall classication can be a mixture of clinical or pathologic individual T, N, and M descriptors. Note that the UICC and IASLC do not recognize this individual p designation out- side the setting of a surgical resection (or attempted resection). Denition of pT status outside the setting of attempted resection requires biopsy specimen proof of invasion to conrm the highest T category. Practi- cally speaking, such a clinical determination of pT is rare but might include biopsy specimen proof of cari- nal involvement (or potentially an excisional wedge resection specimen that denes the largest tumor dimension yet was not intended as a therapeutic pro- cedure). The designation of pM can be used when there is biopsy specimen proof of a distant (or pleu- ral/pericardial) metastasis; however, a pM0 designa- tion does not exist, even if a biopsy is done (only cM0). AJCC denition of pN outside the setting of attempted resection is particularly problematic. 98,99
This requires one of the following: (1) biopsy spec- imen proof of N3; (2) all nodes with negative biopsy specimen ndings, regardless of number sampled (presumably at least 1); (3) any microscopic evalu- ation of nodes if pT status is dened; or (4) a sentinel node biopsy specimen and denition of pT status. Thus, although endobronchial ultrasound or medi- astinoscopy explicitly comprise clinical staging, the result can be viewed as dening a pN status. Complex rules govern assignment of an overall clin- ical or pathologic designation to a mixture of indi- vidual descriptors (eg, cT1pN3cM1, pT2cN0cM1, cT2cN0pM1). In the absence of resection, the overall classication is pathologic if (1) an M1 biopsy spec- imen nding is positive (ie, cTcNpM1), (2) an N3 biopsy specimen nding (the highest N category) is positive (ie, cTpN3cM0), or (3) the T stage is con- rmed by biopsy specimen and nodal involvement at any level is conrmed (ie, pT1-4pN1-3cM0). All other combinations of cT, pT, cN, pN, and cM dene an over- all clinical stage. The denition is awkward in a non- resectional setting because pN0 is unacceptable for dening overall pathologic stage (eg, pT1-4pN1-3cM0 is classied as pathologic, whereas pT1-4pN0cM0 is clinical). Presumably, these rules pertain only to patients with unresected lesions; otherwise, clinical staging would apply to all with N0, even if resected, including a complete lymphadenectomy. The AJCC staging rules are ambiguous and appear to allow for several approaches. The approach that avoids the confusion and ambiguity arising from the others is to restrict pathologic staging to the postresec- tion stage (or rarely an aborted resection with exten- sive biopsy specimens). Pretreatment staging remains clinical; if such staging involves biopsy specimens, the UICC rules allow for the use of cT, cN, or cM along with a certainty factor classication (eg, cN2C3) rather than pT or pN. The C designation is described in the next section and summarized in Figure 12 . This approach is suggested by the ACCP panel. 8.0 Additional Descriptors 8.1 Certainty Factor The UICC has dened an optional C factor ( Fig 12 ) to denote the extent of investigation performed to establish the stage designation (ie, clinical evaluation, imaging and needle aspiration, surgical staging, resec- tion). This factor can be applied to the entire stage or to individual T, N, and M descriptors. This factor carries the misleading name of certainty , implying that certainty is related primarily to the specic tech- nique, whereas in reality, the clinical setting is most important (eg, a normal mediastinum on PET scan has a false-negative rate of , 5% for peripheral cI tumors vs about 25% for central tumors). 100,101 Fur- thermore, the thoroughness of staging procedures var- ies greatly. 102
8.2 Completeness of Resection The completeness of resection (radicality) is more clearly dened in the new system ( Fig 12 ). A positive margin includes nodal margins and positive pleural or pericardial uid cytology. According to sugges- tive individual studies, several new classications will be tested, including pleural or pericardial lavage cytology, highest mediastinal node involvement, or nodal classication based on a limited assessment. Additional descriptors have been developed for the depth of visceral pleural invasion, chest wall invasion, lymphatic and vascular invasion, and the number of nodal zones involved. 14
Downloaded From: http://journal.publications.chestnet.org/ by Rafael Durand on 05/31/2013 journal.publications.chestnet.org CHEST / 143 / 5 / MAY 2013 SUPPLEMENT e203S tion and should be coded as N0 (or M0), regard- less of node level harboring the ITCs [eg, pN0(i 1 ), pN0(mol 1 )]. The prognostic value of ITCs has been inconsistent. 104-109
9.0 Applicability to Different Lung Cancer Types The seventh edition of the Lung Cancer Stage Classication is applicable to all major types of pri- mary lung cancer. The system was developed based on non-small cell lung cancer; however, validation studies in patients with small cell lung cancer 11 and carcinoid tumors 12 have demonstrated that the de- nitions are also of value in these cohorts. Therefore, 8.3 Minimal Disease Sophisticated immunohistochemical and genetic techniques permit detection of very small tumor deposits ( Fig 12 ). A micrometastasis as dened by the UICC and AJCC 3,4 is 0.2 to 2 mm in size and usually is detected by routine hematoxylin and eosin staining; typically, mitoses and invasion are seen. 103
Such micrometastases in nodes or distant sites are counted as positive and denoted by the symbol (mi) [eg cN1(mi), pN2(mi)]. However, the prognostic impact was not evaluated in the IASLC staging analysis. Isolated tumor cells (ITCs) are small clumps of tumor cells ( , 0.2 mm), typically without mitoses or vascular or lymphatic invasion. ITCs within nodes (or distant sites) are not counted in the stage classica- Figure 12. [Sections 7.0, 8.0] Additional descriptors. The classication can also be applied to distant metastatic sites (M0). Nonmorphologic techniques include DNA or RNA analysis or ow cytometry. CXR 5 chest radiograph; ITC 5 isolated tumor cell.
a In greatest dimension. Downloaded From: http://journal.publications.chestnet.org/ by Rafael Durand on 05/31/2013 e204S The Stage Classication of Lung Cancer Diagnosis the stage classication should be applied to patients with these tumors as well. 10.0 Discussion The purpose of the stage classication system is to provide a nomenclature to describe the anatomic extent of disease. In the past, the descriptors and groupings have been based largely on what seemed to be logical; in the current seventh edition, this is based on extensive statistical analysis. The basis for deciding that a particular cut point or denition was a good criterion to distinguish one group from another was a difference in prognosis between the groups that was consistent in multiple subset analyses (geo-
Figure 13. [Section 10.0] Median survival (mo) of the clinical T descriptor cohort (cN0, cM0) in the International Association for the Study of Lung Cancer database according to the geographic region and database type. Aus 5 Australia; Clin 5 clinical. 2
Figure 14. [Section 10.0] Median survival (mo) of the clinical N descriptor cohort (cT Any , cM0) in the International Association for the Study of Lung Cancer database according to the geo- graphic region and database type. See Figure 13 legend for expan- sion of abbreviations. 2
Figure 15. [Section 10.0] Treatment given (as percentage of total) in NCDB (2004-2007) to patients with non-small cell lung cancer (n 5 22,044) whose stage grouping shifted from the desig- nation in the sixth to the seventh edition of the Lung Cancer Stage Classication system. Ch 5 chemotherapy; ChRT 5 chemoradio- therapy; ChRT-S 5 chemoradiotherapy then surgery; Ch-S 5 che- motherapy then surgery; NCDB 5 National Cancer Database; No Tmt 5 no treatment; RT 5 radiotherapy; S 5 surgery alone; S-Ch 5 surgery then chemotherapy; S-ChRT 5 surgery then chemoradio- therapy; S-RT 5 surgery then radiotherapy. See Figure 4 legend for expansion of other abbreviations. Reproduced with permis- sion from Boffa et al. 110
graphic, histologic, database type, time period, clinical or pathologic) as well as in external validation (ie, Sur- veillance Epidemiology and End Results database). Thus, prognosis was used as a tool in the analysis, and differences in prognosis were the end points of analysis. How do we use the staging nomenclature? A clin- ical need is to select the optimal treatment of patients, and the anatomic extent of disease is certainly a major factor in the treatment selection. However, we cannot expect the stage classication to serve as a treatment algorithm. First, many other factors affect the treat- ment selection, including functional status, comor- bidities, histology, and personal factors. Second, the criterion used to separate or group patients was not whether current guidelines recommended treatment that was the same or different . Finally, progress in dening optimal treatment should be continuous and informed by the results of clinical trials. Stage classi- cation is relatively static, updated every 7 or 8 years when a new edition is produced. Thus, the stage classication is useful in describing one factor related to choosing a treatment strategy and in assessing whether the results of a clinical trial may be applicable to a particular patient, but it does not by itself dene a treatment approach. Another clinical need is to dene prognosis. Again, the anatomic extent of disease is an important factor that contributes to prognosis. However, there are Downloaded From: http://journal.publications.chestnet.org/ by Rafael Durand on 05/31/2013 journal.publications.chestnet.org CHEST / 143 / 5 / MAY 2013 SUPPLEMENT e205S many other prognostic factors, including those related to the tumor, patient, treatment, and clinical and social setting. There is a need for a prognostication tool that takes these factors into account, and it is often sug- gested that the stage classication be modied to include other factors (eg, shifting stage grouping up or down depending on patient age or other factors). However, prognostication is extremely complex, and such an approach is overly simplistic. For example, certain factors may be highly signicant if a particular treat- ment is given but have little relevance in other set- tings. Therefore, acknowledging only a few prognostic factors and adjusting the TNM stage would be insuf- cient to dene prognosis yet could tremendously complicate use of the TNM system; it is best to sepa- rate prognostication from anatomic disease descrip- tion and allow time for development of a sophisticated prognostication tool. We need to be careful in applying prognostic data from the IASLC database. It is true that this database is the largest available and denes prognosis for patients with a certain anatomic extent of disease from around the world, but there were marked differences in pro- gnosis in different geographic regions and by data- base type ( Figs 13, 14 ), and which region or database type was better varied between T and N categories. It is not clear why prognosis varied so much; no consis- tent factor has been identied, although many have Figure 16. [Section 11.0] ACCP suggestions to avoid ambiguities in the IASLC, UICC, and AJCC stage classication systems. ACCP 5 American College of Chest Physicians; AJCC 5 American Joint Committee on Cancer; GGO 5 ground glass opacity; IASLC 5 International Association for the Study of Lung Cancer; UICC 5 Union Internationale Contre le Cancer.
a Explicitly dened by AJCC or UICC, listed here nevertheless because of common lack of awareness of this.
b Implied by AJCC or UICC. Downloaded From: http://journal.publications.chestnet.org/ by Rafael Durand on 05/31/2013 e206S The Stage Classication of Lung Cancer Diagnosis been suggested (eg, genetic variation, such as the frequency of epidermal growth factor receptor muta- tions or differences in the proportion of nonsmokers in different regions). Furthermore, the treatment given was not accounted for or validated in the IASLC database. A comparison of what treatment was given in the US National Cancer Database (which does have validated treatment data) for those cohorts whose stage grouping changed from the sixth to the seventh edition shows marked variation ( Fig 15 ). Therefore, we must acknowledge that the IASLC database does not precisely dene the prognosis for a particular patient, and we certainly cannot assume that it has dened the prognosis for a particular treatment approach. We must be particularly careful in the use of prog- nosis to guide decisions about treatment. The fact that survival is poor does not necessarily imply that it is worth adding further therapy (eg, adjuvant chemo- therapy); what we really need is data demonstrating that additional treatment actually improves survival. At the same time, we should not rule out a particular approach just because (our perception of) prognosis is poor. In the IASLC database, patients with pleural involvement or with ipsilaterally different lobe nod- ules who underwent resection actually had good sur- vival (5-year survival, 31% if pT Any N0 M1a Pl Dissem R0 and 48% for pT4 Ipsi Nod N0 M0 R0). 7 The patients who underwent resection, of course, represent a selected subgroup. However, these observations illustrate how the interplay among clinical and pathologic staging, treatment approach, and patient selection can inu- ence our perception of similar outcomes. Although the stage groupings are a reasonable way to group patients and are based on a sound statistical analysis, this does not prove that the tumor biology is homogeneous. For example, the survival curves of patients with T4 Inv and T4 Ipsi Nod tumors do not neces- sarily track together, suggesting that there may be biologic differences. Certainly, there are groups that have a similar prognosis but markedly different clin- ical characteristics (eg, stage IIIA includes patients with N2 disease [T1-3 N2 M0], those with extensive local invasion only [T4 Inv N0 M0], and those with ip- silateral additional tumor nodules [T4 Ipsi Nod N0 M0]). We must view stage classication as a useful tool that may well change over time as our understanding and treatment outcomes evolve. 11.0 Conclusion There is no question that the IASLC staging classi- cation is a major advance. The size of the database, the broad international spectrum, the careful and detailed analysis, and the internal and external val- idation are tremendous achievements and relatively unique among types of cancer. Inevitably, it is also more complex, and with more rened data comes a greater ability to discern granular details. As with any complex system, rules that seem clear in one context can seem awkward or conicting in another. This arti- cle reviews the fundamental denitions as well as suggested approaches that minimize the conicts in those cases where ambiguous rules create confu- sion ( Fig 16 ). A thorough understanding of the stage classication is essential because it is fundamental to our ability to converse clearly about patients with cancer. Acknowledgments Author contributions: Dr Detterbeck had full access to all of the data in the study and takes responsibility for the integrity of the data and the accuracy of the data analysis. Dr Detterbeck: contributed to the conceptual approach, review of staging manuals, and writing of the manuscript. Dr Postmus: contributed to the review and revisions of the manu- script. Dr Tanoue: contributed to the review and revisions of the manu- script. Financial/nonnancial disclosures: The authors have reported to CHEST the following conicts of interest: Dr Detterbeck is a member of the International Association for the Study of Lung Cancer International Staging Committee and a speaker in an edu- cational program regarding lung cancer stage classication; both activities are funded by Lilly Oncology (Lilly USA, LLC). He has participated on a scientic advisory panel for Oncimmune (USA) LLC; an external grant administration board for Pzer, Inc; a mul- ticenter study of a device for Medela; and formerly a multicenter study of a device for DeepBreeze. Compensation for these activ- ities is paid directly to Yale University. Drs Postmus and Tanoue have reported that no potential conicts of interest exist with any companies/organizations whose products or services may be dis- cussed in this article . Role of Sponsors: The American College of Chest Physicians was solely responsible for the development of these guidelines. The remaining supporters played no role in the development process. External supporting organizations cannot recommend panelists or topics, nor are they allowed prepublication access to the manuscripts and recommendations. Further details on the Conict of Interest Policy are available online at http://chestnet. org. Endorsements: This guideline is endorsed by the European Society of Thoracic Surgeons, Oncology Nursing Society, American Association for Bronchology and Interventional Pulmonology, and the Society of Thoracic Surgeons. 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