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12109
Review
Microbial genes, brain & behaviour epigenetic
regulation of the gutbrain axis
R. M. Stilling
, T. G. Dinan
,
and J. F. Cryan
,,
-phosphate (adenosine
monophosphate)-mediated signalling were enriched among
the differentially regulated genes, which supports the phe-
notypic observations. Interestingly, while in the cerebellum
and hippocampus robust changes in gene expression were
found, the hypothalamus, the brain region involved in the
stress-activated hypothalamuic-pituitary-adrenal axis (HPA-
axis), showed almost no differential gene expression.
While certain behavioural and biochemical parameters
(including anxiety, sociability, HPA-axis and tryptophan
metabolism) could be reversed by recolonization with a
conventional microbiota or probiotic treatment, others were
unaffected by restoration of a normal microbiota (including
5-HT concentration and social cognition; see Tables 1 and 2
for details). Indeed, reversibility of the anxiolytic phenotype in
GF mice is only guaranteed if recolonization happens during
Genes, Brain and Behavior (2014) 13: 6986 71
Stilling et al.
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72 Genes, Brain and Behavior (2014) 13: 6986
Microbial genes, brain & behaviour
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Genes, Brain and Behavior (2014) 13: 6986 73
Stilling et al.
a critical time window during adolescence (Clarke et al. 2013;
Foster & Neufeld 2013). However, since this hypothesis has
not been tested systematically, it is unclear if this observation
can also be generalized to other GF-associated phenotypes.
Overall, accumulating evidence suggests that there is a
correlation between the microbiota composition and brain
and behaviour. While intestinal probiosis is associated with
increased stress resilience and decreased basal anxiety,
GF animals show increased basal corticosterone levels
along with an increased stress-response, hyperlocomotion
and decreased brain-derived neurotrophic factor (BDNF)
levels but also reduced anxiety and social activity. It may
appear as a contradiction that the endocrinological stress
parameters are elevated while anxiety on the behavioural
level is reduced. However, these parameters do not
necessarily correlate (Neufeld et al. 2011) and may be
differentially inuenced by the microbiota. Dysbiosis of
the enteric milieu on the other hand is marked by an
increase in anxiety, depressive-like behaviour and memory
impairment along with decreased concentrations of key
neurotrophic factors involved in plasticity such as BDNF
(Fig. 1). However, the underlying molecular mechanisms
leading to these behavioural and biochemical alterations are
not well understood. Interestingly, there is now a growing
appreciation of the role of epigenetic mechanisms in shaping
brain and behaviour.
Epigenetic mechanisms and neuroepigenetics
Epigenetics is one of the most overused words in the
current scientic vocabulary (Ledford 2008). Initially, it was
used to describe developmental programming but was later
redened more specically to refer to heritable changes
in gene expression that do not originate from mutations
of the DNA sequence (Holliday 1987; Waddington 1953).
The term is now commonly used in a broader sense,
although it is associated with different connotations within
special scientic elds. While some disciplines focus on the
aspect of sequence-independent transgenerational germ-
line inheritance of a phenotypic trait, others, especially
in the elds of neuroscience or biological psychiatry,
emphasize early-life experiences that inuence development
and behaviour during later life and adulthood. However,
in a more cellular view, transgenerational epigenetic traits
are interpreted in the context of somatic mitotic cellular
differentiation within a multicellular organism. In molecular
neuroscience, most often the term epigenetics is rather
used to take into account the multiple molecular events
that are involved in the dynamic regulation of neuronal gene
expression.
Irrespective of the interpretation one may adopt, the molec-
ular machinery mediating these seemingly different effects
are indistinguishable in all interpretations of epigenetics. In
general, this molecular machinery comprises plastic changes
in regulation of nuclear architecture, chromatin structure and
remodelling and gene expression. This epigenetic machinery
includes post-translational modications of histone proteins
that serve at least two, non-mutually exclusive functions:
regulatory factor recruitment and histoneDNA interaction.
Acetylation of a lysine residue in the N-terminal tail region of a
histone reduces the electrostatic interaction of the positively
charged lysine with the negatively charged DNA, thereby
making chromatin more accessible (Korolev et al. 2007).
At the same time this modication serves as a recognition
signal for bromodomain-containing proteins, which in turn
recruit factors of the transcriptional machinery to the now
accessible genomic site (Chen et al. 2010; Hargreaves et al.
2009; LeRoy et al. 2008). Apart from acetylation, an increas-
ing variety of post-translational modications of histone
proteins are known, including phosphorylation, methylation
(three possible methylation states on lysine and arginine
residues), and ubiquitylation. In addition, the DNA itself can
be modied by cytosine methylation, which is generally
associated with silencing of a genomic element (Jaenisch &
Bird 2003). More recently also the different products during
active demethylation of the DNA, especially TET1-mediated
cytosine hydroxymethylation, gained interest as they seem
to have regulatory function that differs from the simple
absence of methylation (Kaas et al. 2013; Mell en et al. 2012
p. 2; Rudenko et al. 2013; Szulwach et al. 2011). Finally, a
steadily increasing number of non-coding RNAs, which are
often transcribed from DNA sites previously thought to be
transcriptionally inactive (junk DNA), are assigned as part of
the epigenetic machinery and can act on transcriptional as
well as translational activity (for some recent reviews on the
diverse functions and biology of the increasingly complex
RNA landscape see, e.g. Landry et al. 2013; Ng et al. 2013;
OConnor et al. 2012; rom & Shiekhattar 2013; Wang et al.
2012 and references therein).
Interestingly, these processes have recently been identi-
ed to play an important role in cognitive processes during
health and disease by regulating gene expression in the
brain (for recent review see Day & Sweatt 2011a,2011b;
Gr aff & Tsai 2013a; Kosik et al. 2012; OConnor et al. 2012).
A connection between the two mechanisms of environ-
mental information processing and epigenetics has been
established, often referred to as neuroepigenetics (Day &
Sweatt 2010; Sweatt 2013). Concomitantly, the term chro-
matin plasticity is used to acknowledge the fact that the
neuronal nucleus is no exception to the general rule that
virtually all components in the brain are able to undergo
plastic changes (Dulac 2010). This rather new discipline tries
to unravel the dynamic changes of transcriptional regula-
tion in neurons upon stimulation or in disease. For example,
dynamic regulation of gene expression in the hippocampus
is critical for long-term memory consolidation and synaptic
plasticity (Da Silva et al. 2008; Igaz et al. 2002, 2004) and
a specic role for all three mechanisms of the epigenetic
machinery has been demonstrated. Of these, histone acety-
lation is probably the best-understood, since the catalysing
enzymes (namely histone acetyltransferases, HATs and his-
tone deacetylases, HDACs) are well-studied and can be
targeted pharmacologically, e.g. by using HDAC inhibitors,
which are currently discussed as cognitive enhancers (Gr aff
& Tsai 2013a,2013b). Because of its activatory role, his-
tone acetylation plays a permissive role in learning-induced
transcription and the use of small-molecule HDAC inhibitors
has been shown to augment memory consolidation and to
74 Genes, Brain and Behavior (2014) 13: 6986
Microbial genes, brain & behaviour
Figure 1: The microbiota affects neurophysiological, biochemical and behavioural parameters. Accumulating evidence suggests
that there is a correlation between the microbiota composition and brain and behaviour. Host-supporting species (probiosis) alter
behaviour and biochemical parameters of the host in a different direction as compared to pathogenic species (dysbiosis). The phenotype
of GF animals seems to represent a rather intermediate state, featuring characteristics of both conditions.
parallel the benecial effects of environmental enrichment
on cognitive function mechanistically (Fischer et al. 2007).
As such, HDAC inhibition has also been shown to amelio-
rate cognitive decline during ageing and in mouse models
of neurodegenerative diseases such as Alzheimers disease
(for review see Gr aff & Tsai 2013b; Stilling & Fischer 2011).
The presumed mechanism of action for elevated histone
acetylation to aid in procognitive processes is based on the
idea that these molecules do not simply alter acetylation
levels at random genomic loci but rather support a given
cells own regulatory program or facilitate it in cases where
it has gone out of balance (McQuown & Wood 2011; Peleg
et al. 2010; Stilling & Fischer 2011). The role of epigenet-
ics in informing hostmicrobe interactions has received little
attention to date. In the following sections we will elaborate
on potential convergences between epigenetic mechanisms
and host-microbiota dialogue.
Microbebrain interfaces: potential sites
for epigenetic regulation
Since microbes colonizing the host body are usually housed
on the outer body surfaces, including the skin, mouth, lungs,
gastrointestinal tract and vaginal mucosa, a large part of the
interaction between the microbiota and their host will be
mediated by host cells, which the microbes are in direct
contact with. These are mainly epithelial cells but also cells of
the immune system as well as peripheral neurons (Forsythe
& Kunze 2013). However, several mostly parasiticbacterial
species are capable of invading host tissues and can even
live in intracellular vacuoles to manipulate their host cells
directly (Li evin-Le Moal & Servin 2013 and see below).
In addition, host dendritic cells are able to engulf living
bacteria from the gut lumen and transport them through the
body, though it is unclear which of the many organ barriers
dendritic cells may cross and whether bacterial cells are later
released or digested (Rescigno et al. 2001). Furthermore,
surface-dwelling microbiota have means of signalling across
the epithelial border by secretion of bioactive molecules
that penetrate the outer barriers and are carried to distant
effector organs, including the brain, through the blood
stream and the lymphatic system (Rhee et al. 2009).
The diverse possible routes for microbiotagutbrain
signalling and diet-inuenced gutbrain communication have
previously been reviewed elsewhere (e.g. Collins et al.
2012b; Cryan & Dinan 2012; Forsythe & Kunze 2013;
Lyte 2013; Montiel-Castro et al. 2013) and will thus only
be discussed with regard to potential sites of epigenetic
regulation. It should be noted that to date there is a
paucity of direct evidence for the role of epigenetics in
shaping hostmicrobiota interactions. Yet, there are plenty
Genes, Brain and Behavior (2014) 13: 6986 75
Stilling et al.
of indications as to how potential epigenetic mechanisms
can modulate the biological interaction between hosts and
micro-organisms. Interestingly, epigenetic mechanisms have
been recently been put forward as a central mechanism
driving hostpathogen interactions (G omez-Daz et al. 2012).
Expanding this to non-pathogenic benecial microbes is an
important goal of this review in the context of brain and
behaviour.
Interaction with the autonomous nervous system
As part of the peripheral nervous system, the autonomous
nervous system is functionally subdivided into the enteric,
sympathetic and parasympathetic nervous system. Since all
of these systems are also involved in regulation of gastro-
intestinal function, they provide the easiest target for an
interaction of the microbiota with nervous tissue. Of these
the vagus nerve further offers a direct link between the large
intestine and the brain that makes it an interesting candidate
for the study of the gutbrain axis.
As such, several of the studies investigating behavioural
and neurophysiological changes investigated the contribu-
tion of the vagus nerve. Indeed, vagotomy abolished some
of the effects found in studies on mice fed with probiotics or
pathogens (Bercik et al. 2011b; Bravo et al. 2011, Table 1).
Other experiments, however, suggested that at least some
of the observed effects are functionally independent of the
vagus or other autonomous pathways (Bercik et al. 2011a).
Together, these ndings indicate that the vagus nerve is
an important, though apparently not the only, mediator of
microbiota-gutbrain interaction and may depend on the
bacterial strain used. The exact modalities of how the vagus
interacts with the microbiota to induce such effects remain
unclear. As such, increased or decreased activation of vagal
pathways, for examples as a result of altered gut motility or
neuroactive signals secreted by bacteria (see below), may
lead to the observed effects. It will be interesting to see
whether this altered vagal activation leads to sustainable
epigenetic modications in the respective cranial nucleus
in the brain stem (dorsal nucleus of vagus nerve), which is
further connected to the hypothalamus and the solitary tract.
Immunomodulation
The early colonization of the body with diverse micro-
organisms offers a plethora of antigens, which are critical
for appropriate maturation of the immune system (Cahenzli
et al. 2013; Hooper et al. 2012). Consequently, GF animals
exhibit severely immature immune function (Cebra 1999).
Early-life establishment of the acquired immune system
is heavily inuenced by the presence of the microbiota
and it is well-documented that its establishment and
maintenance depend on epigenetic modications that govern
the expression of immune-related genes and transcriptional
proles of immune cells such as T cells (Stender & Glass
2013; Weng et al. 2012). Interestingly, gut microbiota have
very recently been shown to modulate homeostasis and
inammatory response of the intestinal epithelium in an
HDAC3-dependent manner (Alenghat et al. 2013), thereby
establishing a direct connection between microbiota and
epigenetic gene regulation. Increasing evidence shows a
signicant contribution of immune signalling in normal brain
function as well as during ageing and in the context of
neurodegenerative diseases (Collins et al. 2012a; Czirr &
Wyss-Coray 2012; Lampron et al. 2013; Rost ` ene et al. 2007;
Soliman et al. 2013; Villeda et al. 2011). However, we are only
beginning to fully understand this widespread interaction of
the immune system with the brain.
One other mechanism for inducing immunomodulatory
effects in disorders of the brain gut axis is in the context
of a leaky gut hypothesis. Indeed, chronic stress has been
shown to disrupt the intestinal barrier, making it leaky and
increasing the permeability to ions and bacterial peptides
(Santos et al. 2001; S oderholm & Perdue 2001). These
effects can be reversed by probiotic agents (Ait-Belgnaoui
et al. 2012; Zareie et al. 2006). In line with these nd-
ings, human studies indirectly suggest increased bacterial
translocation in stress-related psychiatric disorders such as
depression (Maes et al. 2012).
Irritable bowel syndrome and visceral pain
Visceral hypersensitivity is a hallmark of pathologies of
the gutbrain axis such as irritable bowel syndrome (IBS).
The biological basis of IBS is poorly understood though
there is evidence for a contribution of genetic risk factors
as well as environmental stimuli such as early-life stress
(Fukudo & Kanazawa 2011; Mayer et al. 2001). Moreover,
we suggested that epigenetic mechanisms may be key
to the manifestation of IBS (Dinan et al. 2010). In line
with this Greenwood Van-Meerveld and colleagues looked
at how epigenetic modications in the brain may affect
visceral sensitivity in rats. The authors locally injected an
HDAC inhibitor Trichostatin A (TSA) into the brain after a
water-avoidance stress and found an amelioration of the
stress-induced increase in visceral pain sensitivity (Tran et al.
2013). Though by itself this study does not rule out a CNS-
based mechanism of differential pain processing in the
stressed rats, it hints to a potentially benecial effect of
HDAC inhibition in the treatment of stress-induced bowel
symptoms like visceral pain. Microbiota have been shown
to be altered in IBS (Jeffery et al. 2012; Shankar et al.
2013) and probiotic-based therapies have been shown to
reverse visceral hypersensitivity in animal models (McKernan
et al. 2010) and in human trials (Clarke et al. 2012).
Future studies are needed to clarify what role microbes
and microbial metabolites play in epigenetically modifying
pathways relevant to visceral pain.
Stress and depression
Depression-related behaviours are also altered in mice
treated with probiotics or subclinical infection (Desbonnet
et al. 2010; Bravo et al. 2011, Table 1). Interestingly,
depressive-like symptoms in animal models have been
associated with epigenetic mechanisms such as altered
HDAC activity. As such, chronic administration of the
antidepressant drug imipramine induced HDAC5-mediated
differential histone acetylation in the hippocampus of mice
undergoing chronic defeat stress (Tsankova et al. 2006).
HDAC5 activity and epigenetic regulation of gene expression
in the nucleus accumbens were also specically associated
76 Genes, Brain and Behavior (2014) 13: 6986
Microbial genes, brain & behaviour
with chronic emotional stimuli such as cocaine exposure
and social defeat stress (Renthal et al. 2007). Furthermore,
Berton and colleagues demonstrated antidepressant-like
properties of HDAC6-selective inhibitors and an HDAC6-
dependent regulation of the behavioural stress response
in mice (Espallergues et al. 2012; Jochems et al. 2013).
However, it should be noted that in neurons HDAC6 is not
localized to the nucleus but rather deacetylates cytoplasmic
proteins, including alpha-tubulin and HSP90.
Autism and neurodevelopmental disorders
It is increasingly acknowledged that the development of
autism-spectrum disorders (ASDs) is multifactorial with
genetic as well as environmental factors contributing to
their aetiology. The term ASD is used to collectively
describe a group of disorders that are characterized by
classical autistic symptoms, such as reduced sociability
and social recognition. Recent evidence suggests, albeit
in relatively small cohorts, that ASDs may be associated
with alterations in microbiota composition and metabolism
(Critcheld et al. 2011; de Theije et al. 2011; Douglas-Escobar
et al. 2013; Gondalia et al. 2012; Louis 2012; Macfabe
2012; Ming et al. 2012; Mulle et al. 2013). In addition to
these correlative ndings in humans, GF mice have recently
been shown to have core social decits and increased
repetitive behaviours similar to that observed in ASD
(Desbonnet et al. 2013). Together, these data suggest that
the microbiota is a critical determinant for the development
of social behaviour and the aetiology of ASD. Interestingly,
also epigenetic mechanisms have been implicated in the
aetiology of ASD, as comprehensively reviewed recently
(Grafodatskaya et al. 2010) and it is currently unclear if these
are related to microbiota changes. Moreover, whether other
neurodevelopmental disorders such as schizophrenia are
associated with microbiota changes are not yet investigated
neither in animal models nor human populations.
Mediators of microbebrain interactions
The gut microbiota helps to break down certain nutrients,
which subsequently can be further metabolized by host
cells. Interestingly, several of these products are associated
with neural function. As such, gut bacteria produce amino
acids, such as GABA and tryptophan, and monoamines, such
as serotonin, histamine and dopamine, that play important
roles in the brain as neurotransmitters or their precursors
(Lyte 2011; Lyte & Freestone 2010; Thomas et al. 2012a;
Wall et al. 2014). Though they may also target the CNS by
transport through the blood stream, it is likely that these
neuroactive products primarily affect the neurons in the
enteric part of the peripheral nervous system.
Short-chain fatty acids
Apart from direct action on neurotransmission, gut-dwelling
bacteria generate a number other chemicals that display
neuro-modulatory potential. For example, it was shown that
some gut-dwelling bacteria produce spermidine (Noack et al.
2000), a ubiquitous polyamine that has been shown to have
benecial effects on ageing (Eisenberg et al. 2009) and age-
associated memory impairment (Gupta et al. 2013), which
may in part be mediated by an alteration in histone acetylation
(Das & Kanungo 1979).
Moreover, it is well-known that gut bacteria are the key
source of short-chain fatty acids (SCFAs) such as butyric
acid, propionic acid and acetic acid. While these molecules
do not belong to the classic neuroactive substances they
may act on neuronal function in a more subtle way. The most
well-known of these is probably butyrate, which acts as a
potent inhibitor of HDACs (Candido et al. 1978; Davie 2003).
Propionate and other SCFAs, as well as lactate and pyruvate,
have HDAC-inhibitory functions as well, but to a much lesser
degree compared to butyrate (Lathamet al. 2012; Thangaraju
et al. 2006; Waldecker et al. 2008). In a similar IC
50
-range
are certain polyphenol metabolites that are produced by gut
bacteria (Waldecker et al. 2008, Table 3). Acetate on the
Table 3: In vitro IC
50
concentrations for selected substances with HDAC-inhibitory function additional information
HDACi IC
50
(mol/l) Source Reference Type
TSA 1.80E09 Streptomyces platensis Selleck Chemicals Antimycotic
SAHA 1.00E08 Synthetic Selleck Chemicals Hydroxamic acid
Etinostat (MS275) 5.00E07 Synthetic Selleck Chemicals Carbamate
Pyruvate