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ABCs of BDCs - Sutherland + McGladrey v6.pptx

The ABCs of BDCs
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
Speakers
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
Speakers
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
Webinar Notes
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
CPE and CLE Credit
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
What is a Business Development Company?
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
What is a Business Development Company? (cont)
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
What are the Benefits of the BDC as an Investment Vehicle?
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
How Did the BDC Industry Develop?
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
How Does a Company Become a BDC?
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
What Must a BDC Invest In?
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
What are the Borrowing Limitations?
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
Can a BDC Engage in Transactions with Affiliates?
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
What are the Reporting Requirements?
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
What are the NYSE/Nasdaq/NYSE AMEX Reporting Requirements?
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
How do BDCs Value Their Assets?
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
Principles of Valuation
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
Positive and Negative Factors that Impact Valuation
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
What is Required to Set Up a BDC Valuation Process?
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
What are the Key Controls in the Valuation Process?
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
What is the Audit Process for Valuation?
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
What are the Required Financial Statement Disclosures Regarding Valuation?
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
What are the Valuation Hot Topics in 2011?
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
Accounting Standards Update (ASU) 2011-04
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
ASU 2011-04 (cont)
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
ASU 2011-04 (cont)
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
ASU 2011-04 (cont)
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
ASU 2011-04 (cont)
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
How Can a BDC Compensate its Adviser?
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
How is the Advisers Incentive Fee Calculated?
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
How are BDCs Taxed?
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
What are the Independence Requirements?
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
How is an Audit Client Defined?
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Affiliate Rules Applied
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
Investment Company Complex
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
Which Non-Audit Services are Allowed to be Performed?
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
Non-Audit Services: Sometimes Allowed
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Example: Sometimes Allowed Services
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
What are the 1940 Act Operational Requirements?
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
What are the 1940 Act Operational Requirements? (cont)
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
What are the 1940 Act Operational Requirements? (cont)
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ABCs of BDCs - Sutherland + McGladrey v6.pptx
Questions and More Information