3rd Generation Partnership Project; Technical Specification Group Radio Access Network; V11.5.

0 (2014-03) Evolved Universal Terrestrial Radio Access E!UTRA"; Technical Specification #ediu$ Access %ontrol #A%" protocol specification Release &&"

3GPP TS 36.321

The present document has been developed within the 3rd Generation Partnership Project (3GPP TM) and may be further elaborated for the purposes of 3GPP. The present document has not been subject to any approval process by the 3GPP Or ani!ational Partners and shall not be implemented. This "pecification is provided for future development wor# within 3GPP only. The Or ani!ational Partners accept no liability for any use of this "pecification. "pecifications and reports for implementation of the 3GPP TM system should be obtained via the 3GPP Or ani!ational Partners$ Publications Offices.

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)o%te%ts
2ontents....................................................................................................................................................3 8oreword...................................................................................................................................................9 , "cope......................................................................................................................................................: * 0eferences..............................................................................................................................................: 3 ;efinitions and abbreviations.................................................................................................................:
3., ;efinitions..............................................................................................................................................................: 3.* /bbreviations.........................................................................................................................................................<

- General...................................................................................................................................................<
-., &ntroduction............................................................................................................................................................< -.* M/2 architecture...................................................................................................................................................= -.*., M/2 3ntities......................................................................................................................................................= -.3 "ervices................................................................................................................................................................,+ -.3., "ervices provided to upper layers.....................................................................................................................,+ -.3.* "ervices e(pected from physical layer..............................................................................................................,+ -.- 8unctions..............................................................................................................................................................,+ -.9 2hannel structure.................................................................................................................................................,, -.9., Transport 2hannels...........................................................................................................................................,, -.9.* 6o ical 2hannels...............................................................................................................................................,, -.9.3 Mappin of Transport 2hannels to 6o ical 2hannels......................................................................................,, -.9.3., 4plin# mappin ..............................................................................................................................................,* -.9.3.* ;ownlin# mappin .........................................................................................................................................,*

9 M/2 procedures..................................................................................................................................,3
9., 0andom /ccess procedure...................................................................................................................................,3 9.,., 0andom /ccess Procedure initiali!ation..........................................................................................................,3 9.,.* 0andom /ccess 0esource selection..................................................................................................................,9.,.3 0andom /ccess Preamble transmission............................................................................................................,9 9.,.- 0andom /ccess 0esponse reception.................................................................................................................,9 9.,.9 2ontention 0esolution.......................................................................................................................................,: 9.,.: 2ompletion of the 0andom /ccess procedure..................................................................................................,> 9.* Maintenance of 4plin# Time /li nment.............................................................................................................,> 9.3 ;6?"2@ data transfer..........................................................................................................................................,< 9.3., ;6 /ssi nment reception.................................................................................................................................,< 9.3.* @/0A operation...............................................................................................................................................*+ 9.3.*., @/0A 3ntity..................................................................................................................................................*+ 9.3.*.* @/0A process...............................................................................................................................................*+ 9.3.3 ;isassembly and demultiple(in ......................................................................................................................*, 9.- 46?"2@ data transfer..........................................................................................................................................** 9.-., 46 Grant reception...........................................................................................................................................** 9.-.* @/0A operation...............................................................................................................................................*3 9.-.*., @/0A entity..................................................................................................................................................*3 9.-.*.* @/0A process...............................................................................................................................................*9.-.3 Multiple(in and assembly...............................................................................................................................*9 9.-.3., 6o ical channel prioriti!ation........................................................................................................................*9 9.-.3.* Multiple(in of M/2 2ontrol 3lements and M/2 ";4s............................................................................*: 9.-.- "chedulin 0eBuest ..........................................................................................................................................*> 9.-.9 1uffer "tatus 0eportin .....................................................................................................................................*> 9.-.: Power @eadroom 0eportin ..............................................................................................................................*< 9.9 P2@ reception......................................................................................................................................................3+ 9.: 12@ reception......................................................................................................................................................3+ 9.> ;iscontinuous 0eception (;0C).........................................................................................................................3+ 9.< M/2 reconfi uration...........................................................................................................................................3* 9.= M/2 0eset...........................................................................................................................................................3* 9.,+ "emi?Persistent "chedulin ................................................................................................................................3*

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9.,+., ;ownlin#.........................................................................................................................................................33 9.,+.* 4plin# 33 9.,, @andlin of un#nown. unforeseen and erroneous protocol data........................................................................33 9.,* M2@ reception...................................................................................................................................................33 9.,3 /ctivationD;eactivation of "2ells......................................................................................................................3-

: Protocol ;ata 4nits. formats and parameters.......................................................................................39

:., Protocol ;ata 4nits..............................................................................................................................................39 :.,., General 39 :.,.* M/2 P;4 (;6?"2@ and 46?"2@ e(cept transparent M/2 and 0andom /ccess 0esponse. M2@)...........39 :.,.3 M/2 2ontrol 3lements.....................................................................................................................................3: :.,.3., 1uffer "tatus 0eport M/2 2ontrol 3lements...............................................................................................3: :.,.3.* 2?0'T& M/2 2ontrol 3lement.....................................................................................................................3= :.,.3.3 ;0C 2ommand M/2 2ontrol 3lement........................................................................................................-+ :.,.3.- 43 2ontention 0esolution &dentity M/2 2ontrol 3lement..........................................................................-+ :.,.3.9 Timin /dvance 2ommand M/2 2ontrol 3lement.....................................................................................-+ :.,.3.: Power @eadroom M/2 2ontrol 3lement......................................................................................................-+ :.,.3.:a 3(tended Power @eadroom M/2 2ontrol 3lement ...................................................................................-, :.,.3.> M2@ "chedulin &nformation M/2 2ontrol 3lement..................................................................................-* :.,.3.< /ctivationD;eactivation M/2 2ontrol 3lement............................................................................................-3 :.,.- M/2 P;4 (transparent M/2).........................................................................................................................-3 :.,.9 M/2 P;4 (0andom /ccess 0esponse)...........................................................................................................-3 :.* 8ormats and parameters.......................................................................................................................................-9 :.*., M/2 header for ;6?"2@. 46?"2@ and M2@................................................................................................-9 :.*.* M/2 header for 0andom /ccess 0esponse.....................................................................................................-: :.*.3 M/2 payload for 0andom /ccess 0esponse...................................................................................................-:

> Eariables and constants........................................................................................................................-:

>., 0'T& values.........................................................................................................................................................-: >.* 1ac#off Parameter values....................................................................................................................................-> >.3 P0/2@ Mas# &nde( values.................................................................................................................................-< >.- "ubframeFOffset values.......................................................................................................................................-< >.9 TT&F14';63F"&G3 value.................................................................................................................................-= >.: ;36T/FP03/M163 values..............................................................................................................................-= >.> @/0A 0TT Timer...............................................................................................................................................-=

Annex A (normative): Handling of measurement gaps............................................................50 Annex B (normative): Contention resolution for RACH access .............................................51 Annex C (informative): ntended !" #e$aviour for %R& 'imers............................................5( Annex % (informative): C$ange $istor)......................................................................................5*

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'ore1ord
This Technical "pecification has been produced by the 3rd Generation Partnership Project (3GPP). The contents of the present document are subject to continuin wor# within the T"G and may chan e followin formal T"G approval. "hould the T"G modify the contents of the present document. it will be re?released by the T"G with an identifyin chan e of release date and an increase in version number as followsH Eersion (.y.! whereH ( the first di itH , presented to T"G for informationI * presented to T"G for approvalI 3 or reater indicates T"G approved document under chan e control. y the second di it is incremented for all chan es of substance. i.e. technical enhancements. corrections. updates. etc. ! the third di it is incremented when editorial only chan es have been incorporated in the document.

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S o"e

The present document specifies the 3?4T0/ M/2 protocol.

Re3ere% es
0eferences are either specific (identified by date of publication. edition number. version number. etc.) or non?specific. 8or a specific reference. subseBuent revisions do not apply. 8or a non?specific reference. the latest version applies. &n the case of a reference to a 3GPP document (includin a G"M document). a non?specific reference implicitly refers to the latest version of that document in the same Release as the present document. J,K J*K J3K J-K J9K J:K J>K J<K J=K J,+K J,,K 3GPP T0 *,.=+9H LEocabulary for 3GPP "pecificationsL. 3GPP T0 3:.*,3H L3volved 4niversal Terrestrial 0adio /ccess (3?4T0/)I Physical 6ayer ProceduresL. 3GPP T" 3:.3**H M3volved 4niversal Terrestrial 0adio /ccess (3?4T0/)I 0adio 6in# 2ontrol (062) protocol specificationN. 3GPP T" 3:.3*3H M3volved 4niversal Terrestrial 0adio /ccess (3?4T0/)I Pac#et ;ata 2onver ence Protocol (P;2P) "pecificationN. 3GPP T" 3:.*,*H M3volved 4niversal Terrestrial 0adio /ccess (3?4T0/)I Multiple(in and channel codin N. 3GPP T" 3:.*,-H M3volved 4niversal Terrestrial 0adio /ccess (3?4T0/)I Physical layerI MeasurementsN. 3GPP T" 3:.*,,H M3volved 4niversal Terrestrial 0adio /ccess (3?4T0/)I Physical 2hannels and ModulationN. 3GPP T" 3:.33,H M3volved 4niversal Terrestrial 0adio /ccess (3?4T0/)I 0adio 0esource 2ontrol (002)I Protocol specificationN. 3GPP T" 3:.,33H L3volved 4niversal Terrestrial 0adio /ccess (3?4T0/)I 0eBuirements for support of radio resource mana ementL. 3GPP T" 3:.,+,H L3volved 4niversal Terrestrial 0adio /ccess (3?4T0/)I 4ser 3Buipment (43) radio transmission and receptionL. 3GPP T" 3:.*,:H L3volved 4niversal Terrestrial 0adio /ccess (3?4T0/)I Physical layer for relayin operationL.

The followin documents contain provisions which. throu h reference in this te(t. constitute provisions of the present document.

4e3i%itio%s a%d a&&re5iatio%s

3.1 4e3i%itio%s
8or the purposes of the present document. the terms and definitions iven in T0 *,.=+9 J,K and the followin apply. / term defined in the present document ta#es precedence over the definition of the same term. if any. in T0 *,.=+9 J,K.

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Active 'ime: Time related to ;0C operation. as defined in subclause 9.>. durin which the 43 monitors the P;22@ in P;22@?subframes. mac-ContentionResolutionTimerH "pecifies the number of consecutive subframe(s) durin which the 43 shall monitor the P;22@ after Ms 3 is transmitted. %R& C)cle: "pecifies the periodic repetition of the On ;uration followed by a possible period of inactivity (see fi ure 3.,?, below).

.i/ure 3(&!&0 1R2 %3cle drx-InactivityTimerH "pecifies the number of consecutive P;22@?subframe(s) after the subframe in which a P;22@ indicates an initial 46 or ;6 user data transmission for this 43. drx-RetransmissionTimerH "pecifies the ma(imum number of consecutive P;22@?subframe(s) until a ;6 retransmission is received. drxShortCycleTimerH "pecifies the number of consecutive subframe(s) the 43 shall follow the "hort ;0C cycle. drxStartOffsetH "pecifies the subframe where the ;0C 2ycle starts. HAR+ informationH @/0A information consists of 'ew ;ata &ndicator (';&). Transport 1loc# (T1) si!e. 8or ;6? "2@ transmissions the @/0A information also includes @/0A process &;. 8or 46?"2@ transmission the @/0A info also includes 0edundancy Eersion (0E). &n case of spatial multiple(in on ;6?"2@ the @/0A information comprises a set of ';& and T1 si!e for each transport bloc#. HAR+ R'' 'imerH This parameter specifies the minimum amount of subframe(s) before a ;6 @/0A retransmission is e(pected by the 43. ,sg*H Messa e transmitted on 46?"2@ containin a 2?0'T& M/2 23 or 222@ ";4. submitted from upper layer and associated with the 43 2ontention 0esolution &dentity. as part of a random access procedure. onDurationTimerH "pecifies the number of consecutive P;22@?subframe(s) at the be innin of a ;0C 2ycle. -%CCH: 0efers to the P;22@ J>K. 3P;22@ (in subframes when confi ured) or. for an 0' with 0?P;22@ confi ured and not suspended. to the 0?P;22@. -%CCH.su#frame: 0efers to a subframe with P;22@. 8or 8;; 43 operation. this represents any subframeI for T;; 43 operation. if 43 is capable of simultaneous reception and transmission in the a re ated cells. this represents the union of downlin# subframes and subframes includin ;wPT" of all servin cells. e(cept servin cells that are confi ured with schedulingCellId J<KI otherwise. this represents the subframes where the P2ell is confi ured as a downlin# subframe or a subframe includin ;wPT". 8or 0's with an 0' subframe confi uration confi ured and not suspended. in its communication with the 3?4T0/'. this represents all downlin# subframes confi ured for 0' communication with the 3?4T0/'. -RACH Resource ndexH The inde( of a P0/2@ within a system frame J>K -rimar) 'iming Advance /roup: Timin /dvance Group containin the P2ell. ra-PRACH-MaskIndex: ;efines in which P0/2@s within a system frame the 43 can transmit a 0andom /ccess Preamble (see subclause >.3). RA.R0' : The 0andom /ccess 0'T& is used on the P;22@ when 0andom /ccess 0esponse messa es are transmitted. &t unambi uously identifies which time?freBuency resource was utili!ed by the 43 to transmit the 0andom /ccess preamble.

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1econdar) 'iming Advance /roup: Timin /dvance Group not containin the P2ell. / "econdary Timin /dvance Group contains at least one "ervin 2ell with an 46 confi ured. 1erving Cell: / Primary or a "econdary 2ell J<K. 'iming Advance /roup: / roup of "ervin 2ells that is confi ured by 002 and that. for the cells with an 46 confi ured. usin the same timin reference cell and the same Timin /dvance value. 'OT3H / timer is runnin once it is started. until it is stopped or until it e(piresI otherwise it is not runnin . / timer can be started if it is not runnin or restarted if it is runnin . / Timer is always started or restarted from its initial value.

3.2 $&&re5iatio%s
8or the purposes of the present document. the abbreviations iven in T0 *,.=+9 J,K and the followin apply. /n abbreviation defined in the present document ta#es precedence over the definition of the same abbreviation. if any. in T0 *,.=+9 J,K. 1"0 2?0'T& 2A& 3?4T0/ 3?4T0/' M/2 M?0'T& 62G P2ell P@0 PM& P?0'T& pT/G PT& 0/?0'T& 0& 0' 0'T& "2ell "&?0'T& "0 "0" sT/G T/G T1 TP2?P422@?0'T& TP2?P4"2@?0'T& 1uffer "tatus 0eport 2ell 0'T& 2hannel Auality &ndicator 3volved 4MT" Terrestrial 0adio /ccess 3volved 4MT" Terrestrial 0adio /ccess 'etwor# Medium /ccess 2ontrol M1M" 0'T& 6o ical 2hannel Group Primary 2ell J<K Power @eadroom 0eport Precodin Matri( &nde( Pa in 0'T& Primary Timin /dvance Group Precodin Type &ndicator 0andom /ccess 0'T& 0an# &ndicator 0elay 'ode 0adio 'etwor# Temporary &dentifier "econdary 2ell J<K "ystem &nformation 0'T& "chedulin 0eBuest "oundin 0eference "ymbols "econdary Timin /dvance Group Timin /dvance Group Transport 1loc# Transmit Power 2ontrol?Physical 4plin# 2ontrol 2hannel?0'T& Transmit Power 2ontrol?Physical 4plin# "hared 2hannel?0'T&

Ge%era!

4.1 6%trodu tio%

The objective is to describe the M/2 architecture and the M/2 entity from a functional point of view. 8unctionality specified for the 43 eBually applies to the 0' for functionality necessary for the 0'. There is also functionality which is only applicable to the 0'. in which case the specification denotes the 0' instead of the 43. 0'?specific behaviour is not applicable to the 43.

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4.2 M$) ar #ite ture

The description in this sub clause is a model and does not specify or restrict implementations. 002 is in control of confi uration of M/2.

4.2.1 M$) *%tities

3?4T0/ defines two M/2 entitiesI one in the 43 and one in the 3?4T0/'. These M/2 entities handle the followin transport channelsH ? ? ? ? ? ? 1roadcast 2hannel (12@)I ;ownlin# "hared 2hannel(s) (;6?"2@)I Pa in 2hannel (P2@)I 4plin# "hared 2hannel(s) (46?"2@)I 0andom /ccess 2hannel(s) (0/2@)I Multicast 2hannel(s) (M2@).

The e(act functions performed by the M/2 entities are different in the 43 from those performed in the 3?4T0/'. The 0' includes both M/2 entitiesI one for communication with 43s and one for communication with the 3?4T0/'. &f the 43 is confi ured with one or more "2ells. there are multiple ;6?"2@ and there may be multiple 46?"2@ and 0/2@ per 43I one ;6?"2@ and 46?"2@ on the P2ell. one ;6?"2@. !ero or one 46?"2@ and !ero or one 0/2@ for each "2ell. 8i ure -.*.,?, illustrates one possible structure for the 43 side M/2 entity. and it should not restrict implementation.

.i/ure -()(&!&0 #A% structure overview6 UE side

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4.3 Ser5i es
4.3.1 Ser5i es "ro5ided to u""er !a7ers
This clause describes the different services provided by M/2 sublayer to upper layers. ? ? data transfer radio resource allocation

4.3.2 Ser5i es e."e ted 3ro8 "#7si a! !a7er

The physical layer provides the followin services to M/2H ? ? ? ? data transfer servicesI si nallin of @/0A feedbac#I si nallin of "chedulin 0eBuestI measurements (e. . 2hannel Auality &ndication (2A&)).

The access to the data transfer services is throu h the use of transport channels. The characteristics of a transport channel are defined by its transport format (or format set). specifyin the physical layer processin to be applied to the transport channel in Buestion. such as channel codin and interleavin . and any service?specific rate matchin as needed.

4.4 'u% tio%s

The followin functions are supported by M/2 sublayerH ? ? ? ? ? ? ? ? ? mappin between lo ical channels and transport channelsI multiple(in of M/2 ";4s from one or different lo ical channels onto transport bloc#s (T1) to be delivered to the physical layer on transport channelsI demultiple(in of M/2 ";4s from one or different lo ical channels from transport bloc#s (T1) delivered from the physical layer on transport channelsI schedulin information reportin I error correction throu h @/0AI priority handlin between 43s by means of dynamic schedulin I priority handlin between lo ical channels of one 43I 6o ical 2hannel prioritisationI transport format selection.

The location of the different functions and their relevance for uplin# and downlin# respectively is illustrated in Table -.-?,.

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Ta8le -(-!&0 #A% function location and link direction association(

#A% function Ma""i%2 &et1ee% !o2i a! #a%%e!s a%d tra%s"ort #a%%e!s Mu!ti"!e.i%2 4e8u!ti"!e.i%2 *rror orre tio% t#rou2# :$R; Tra%s"ort 'or8at Se!e tio% Priorit7 #a%d!i%2 &et1ee% U*s Priorit7 #a%d!i%2 &et1ee% !o2i a! #a%%e!s o3 o%e U* Lo2i a! )#a%%e! "rioritisatio% S #edu!i%2 i%3or8atio% re"orti%2 UE 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 eN9 9 1ownlink 9 9 Uplink 9 9 9

4.5 )#a%%e! stru ture

The M/2 sublayer operates on the channels defined belowI transport channels are "/Ps between M/2 and 6ayer ,. lo ical channels are "/Ps between M/2 and 062.

4.5.1 Tra%s"ort )#a%%e!s

The transport channels used by M/2 are described in Table -.9.,?, below. Ta8le -(+(&!&0 Transport channels used 83 #A%
Transport channel na$e <road ast )#a%%e! 4o1%!i%= S#ared )#a%%e! Pa2i%2 )#a%%e! Mu!ti ast )#a%%e! U"!i%= S#ared )#a%%e! Ra%do8 $ ess )#a%%e! Acron3$ <): 4L-S): P): M): UL-S): R$): 1ownlink 9 9 9 9 Uplink

9 9

4.5.2 Lo2i a! )#a%%e!s

The M/2 layer provides data transfer services on lo ical channels. / set of lo ical channel types is defined for different #inds of data transfer services as offered by M/2. 3ach lo ical channel type is defined by what type of information is transferred. M/2 provides the control and traffic channels listed in Table -.9.*?, below. Ta8le -(+()!&0 :o/ical channels provided 83 #A%(
:o/ical channel na$e <road ast )o%tro! )#a%%e! Pa2i%2 )o%tro! )#a%%e! )o88o% )o%tro! )#a%%e! 4edi ated )o%tro! )#a%%e! Mu!ti ast )o%tro! )#a%%e! 4edi ated Tra33i )#a%%e! Mu!ti ast Tra33i )#a%%e! Acron3$ <)): P)): ))): 4)): M)): 4T): MT): %ontrol channel 9 9 9 9 9 Traffic channel

9 9

4.5.3 Ma""i%2 o3 Tra%s"ort )#a%%e!s to Lo2i a! )#a%%e!s

The mappin of lo ical channels on transport channels depends on the multiple(in that is confi ured by 002.

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4.5.3.1

U"!i%= 8a""i%2

The M/2 entity is responsible for mappin lo ical channels for the uplin# onto uplin# transport channels. The uplin# lo ical channels can be mapped as described in 8i ure -.9.3.,?, and Table -.9.3.,?,.

.i/ure -(+(3(&!& Ta8le -(+(3(&!&0 Uplink channel $appin/(

Transport channel :o/ical channel ))): 4)): 4T): U:!S%; 9 9 9 RA%;

4.5.3.2

4o1%!i%= 8a""i%2

The M/2 entity is responsible for mappin the downlin# lo ical channels to downlin# transport channels. The downlin# lo ical channels can be mapped as described in 8i ure -.9.3.*?, and Table -.9.3.*?,.

.i/ure -(+(3()!& Ta8le -(+(3()!&0 1ownlink channel $appin/(

Transport channel :o/ical channel <)): P)): ))): 4)): 4T): M)): MT): 9%; 9 9 9 9 9 9 9 P%; 1:!S%; 9 #%;

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M$) "ro edures

ess "ro edure

5.1 Ra%do8 $

5.1.1 Ra%do8 $ ess Pro edure i%itia!i>atio%

The 0andom /ccess procedure described in this subclause is initiated by a P;22@ order or by the M/2 sublayer itself. 0andom /ccess procedure on an "2ell shall only be initiated by a P;22@ order. &f a 43 receives a P;22@ transmission consistent with a P;22@ order J9K mas#ed with its 2?0'T&. and for a specific "ervin 2ell. the 43 shall initiate a 0andom /ccess procedure on this "ervin 2ell. 8or 0andom /ccess on the P2ell a P;22@ order or 002 optionally indicate the ra-PreambleIndex and the ra-PRACH-MaskIndexI and for 0andom /ccess on an "2ell. the P;22@ order indicates the ra-PreambleIndex with a value different from ++++++ and the ra-PRACH-MaskIndex. 8or the pT/G preamble transmission on P0/2@ and reception of a P;22@ order are only supported for P2ell. 1efore the procedure can be initiated. the followin information for related "ervin 2ell is assumed to be available J<KH ? ? the available set of P0/2@ resources for the transmission of the 0andom /ccess Preamble. prach-ConfigIndex. the roups of 0andom /ccess Preambles and the set of available 0andom /ccess Preambles in each roup (P2ell only)H The preambles that are contained in 0andom /ccess Preambles roup / and 0andom /ccess Preambles roup 1 are calculated from the parameters numberOfRA-Preambles and sizeOfRA-Preambles roupAH &f sizeOfRA-Preambles roupA is eBual to numberOfRA-Preambles then there is no 0andom /ccess Preambles roup 1. The preambles in 0andom /ccess Preamble roup / are the preambles + to sizeOfRAPreambles roupA O , and. if it e(ists. the preambles in 0andom /ccess Preamble roup 1 are the preambles sizeOfRA-Preambles roupA to numberOfRA-Preambles O , from the set of :- preambles as defined in J>K. ? if 0andom /ccess Preambles roup 1 e(ists. the thresholds. messagePo!erOffset roup" and message#ize roupA. the confi ured 43 transmitted power of the "ervin 2ell performin the 0andom /ccess Procedure. P2M/C. c J,+K. and the offset between the preamble and Ms 3. deltaPreambleMsg$. that are reBuired for selectin one of the two roups of 0andom /ccess Preambles (P2ell only). the 0/ response window si!e ra-Response%indo!#ize. the power?rampin factor po!erRamping#tep. the ma(imum number of preamble transmission preamble&ransMax. the initial preamble power preambleInitialRecei'ed&argetPo!er. the preamble format based offset ;36T/FP03/M163 (see subclause >.:). the ma(imum number of Ms 3 @/0A transmissions maxHAR(-Msg$&x (P2ell only). the 2ontention 0esolution Timer mac-ContentionResolution&imer (P2ell only). The above parameters may be updated from upper layers before each 0andom /ccess procedure is initiated.

? ? ? ? ? ? ?

'OT3H

The 0andom /ccess procedure shall be performed as followsH ? ? ? ? ? 8lush the Ms 3 bufferI set the P03/M163FT0/'"M&""&O'F2O4'T30 to ,I set the bac#off parameter value in the 43 to + msI for the 0'. suspend any 0' subframe confi urationI proceed to the selection of the 0andom /ccess 0esource (see subclause 9.,.*).

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3GPP TS 3'(3)& *&&(+(, ),&-!,3"

'OT3H

There is only one 0andom /ccess procedure on oin at any point in time. &f the 43 receives a reBuest for a new 0andom /ccess procedure while another is already on oin . it is up to 43 implementation whether to continue with the on oin procedure or start with the new procedure.

5.1.2 Ra%do8 $ ess Resour e se!e tio%

The 0andom /ccess 0esource selection procedure shall be performed as followsH ? &f ra-PreambleIndex (0andom /ccess Preamble) and ra-PRACH-MaskIndex (P0/2@ Mas# &nde() have been e(plicitly si nalled and ra-PreambleIndex is not ++++++H ? ? the 0andom /ccess Preamble and the P0/2@ Mas# &nde( are those e(plicitly si nalled.

else the 0andom /ccess Preamble shall be selected by the 43 as followsH ? &f Ms 3 has not yet been transmitted. the 43 shallH ? if 0andom /ccess Preambles roup 1 e(ists and if the potential messa e si!e (data available for transmission plus M/2 header and. where reBuired. M/2 control elements) is reater than message#ize roupA and if the pathloss is less than P2M/C.c (of the "ervin 2ell performin the 0andom /ccess Procedure) O preambleInitialRecei'ed&argetPo!er O deltaPreambleMsg$ O messagePo!erOffset roup". thenH ? ? select the 0andom /ccess Preambles roup 1I

elseH ? select the 0andom /ccess Preambles roup /.

else. if Ms 3 is bein retransmitted. the 43 shallH ? select the same roup of 0andom /ccess Preambles as was used for the preamble transmission attempt correspondin to the first transmission of Ms 3.

? ? ?

randomly select a 0andom /ccess Preamble within the selected roup. The random function shall be such that each of the allowed selections can be chosen with eBual probabilityI set P0/2@ Mas# &nde( to +.

determine the ne(t available subframe containin P0/2@ permitted by the restrictions iven by the prachConfigIndex) the P0/2@ Mas# &nde( (see subclause >.3) and physical layer timin reBuirements J*K (a 43 may ta#e into account the possible occurrence of measurement aps when determinin the ne(t available P0/2@ subframe)I if the transmission mode is T;; and the P0/2@ Mas# &nde( is eBual to !eroH ? if ra-PreambleIndex was e(plicitly si nalled and it was not ++++++ (i.e.. not selected by M/2)H ? ? randomly select. with eBual probability. one P0/2@ from the P0/2@s available in the determined subframe.

elseH ? randomly select. with eBual probability. one P0/2@ from the P0/2@s available in the determined subframe and the ne(t two consecutive subframes.

elseH ? determine a P0/2@ within the determined subframe in accordance with the reBuirements of the P0/2@ Mas# &nde(.

proceed to the transmission of the 0andom /ccess Preamble (see subclause 9.,.3).

3GPP

Release &&

&+

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

5.1.3 Ra%do8 $ ess Prea8&!e tra%s8issio%

The random?access procedure shall be performed as followsH ? ? set P03/M163F0323&E3;FT/0G3TFPOP30 to preambleInitialRecei'ed&argetPo!er Q ;36T/FP03/M163 Q (P03/M163FT0/'"M&""&O'F2O4'T30 O ,) R po!erRamping#tepI instruct the physical layer to transmit a preamble usin the selected P0/2@. correspondin 0/?0'T&. preamble inde( and P03/M163F0323&E3;FT/0G3TFPOP30.

5.1.4 Ra%do8 $ ess Res"o%se re e"tio%

Once the 0andom /ccess Preamble is transmitted and re ardless of the possible occurrence of a measurement ap. the 43 shall monitor the P;22@ of the P2ell for 0andom /ccess 0esponse(s) identified by the 0/?0'T& defined below. in the 0/ 0esponse window which starts at the subframe that contains the end of the preamble transmission J>K plus three subframes and has len th ra-Response%indo!#ize subframes. The 0/?0'T& associated with the P0/2@ in which the 0andom /ccess Preamble is transmitted. is computed asH 0/?0'T&S , Q tFidQ,+RfFid Phere tFid is the inde( of the first subframe of the specified P0/2@ (+T tFid U,+). and fFid is the inde( of the specified P0/2@ within that subframe. in ascendin order of freBuency domain (+T fFidU :). The 43 may stop monitorin for 0andom /ccess 0esponse(s) after successful reception of a 0andom /ccess 0esponse containin 0andom /ccess Preamble identifiers that matches the transmitted 0andom /ccess Preamble. ? &f a downlin# assi nment for this TT& has been received on the P;22@ for the 0/?0'T& and the received T1 is successfully decoded. the 43 shall re ardless of the possible occurrence of a measurement apH ? if the 0andom /ccess 0esponse contains a 1ac#off &ndicator subheaderH ? ? ? set the bac#off parameter value in the 43 as indicated by the 1& field of the 1ac#off &ndicator subheader and Table >.*?,.

else. set the bac#off parameter value in the 43 to + ms. if the 0andom /ccess 0esponse contains a 0andom /ccess Preamble identifier correspondin to the transmitted 0andom /ccess Preamble (see subclause 9.,.3). the 43 shallH ? consider this 0andom /ccess 0esponse reception successful and apply the followin actions for the servin cell where the 0andom /ccess Preamble was transmittedH ? ? process the received Timin /dvance 2ommand (see subclause 9.*)I indicate the preambleInitialRecei'ed&argetPo!er and the amount of power rampin applied to the latest preamble transmission to lower layers (i.e.. (P03/M163FT0/'"M&""&O'F2O4'T30 O ,) R po!erRamping#tep)I process the received 46 rant value and indicate it to the lower layersI

? ?

if ra-PreambleIndex was e(plicitly si nalled and it was not ++++++ (i.e.. not selected by M/2)H ? consider the 0andom /ccess procedure successfully completed.

else. if the 0andom /ccess Preamble was selected by 43 M/2H ? set the Temporary 2?0'T& to the value received in the 0andom /ccess 0esponse messa e no later than at the time of the first transmission correspondin to the 46 rant provided in the 0andom /ccess 0esponse messa eI if this is the first successfully received 0andom /ccess 0esponse within this 0andom /ccess procedureH ? if the transmission is not bein made for the 222@ lo ical channel. indicate to the Multiple(in and assembly entity to include a 2?0'T& M/2 control element in the subseBuent uplin# transmissionI

3GPP

Release &&

&'

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

? 'OT3H 'OT3H

obtain the M/2 P;4 to transmit from the LMultiple(in and assemblyL entity and store it in the Ms 3 buffer.

Phen an uplin# transmission is reBuired. e. .. for contention resolution. the e'1 should not provide a rant smaller than 9: bits in the 0andom /ccess 0esponse. &f within a 0andom /ccess procedure. an uplin# rant provided in the 0andom /ccess 0esponse for the same roup of 0andom /ccess Preambles has a different si!e than the first uplin# rant allocated durin that 0andom /ccess procedure. the 43 behavior is not defined.

&f no 0andom /ccess 0esponse is received within the 0/ 0esponse window. or if none of all received 0andom /ccess 0esponses contains a 0andom /ccess Preamble identifier correspondin to the transmitted 0andom /ccess Preamble. the 0andom /ccess 0esponse reception is considered not successful and the 43 shallH ? ? increment P03/M163FT0/'"M&""&O'F2O4'T30 by ,I &f P03/M163FT0/'"M&""&O'F2O4'T30 S preamble&ransMax Q ,H ? if the 0andom /ccess Preamble is transmitted on the P2ellH ? ? indicate a 0andom /ccess problem to upper layersI

if the 0andom /ccess Preamble is transmitted on an "2ellH ? consider the 0andom /ccess procedure unsuccessfully completed.

if in this 0andom /ccess procedure. the 0andom /ccess Preamble was selected by M/2H ? ? based on the bac#off parameter in the 43. select a random bac#off time accordin to a uniform distribution between + and the 1ac#off Parameter EalueI delay the subseBuent 0andom /ccess transmission by the bac#off timeI

proceed to the selection of a 0andom /ccess 0esource (see subclause 9.,.*).

5.1.5 )o%te%tio% Reso!utio%

2ontention 0esolution is based on either 2?0'T& on P;22@ of the P2ell or 43 2ontention 0esolution &dentity on ;6? "2@. Once Ms 3 is transmitted. the 43 shallH ? ? ? start mac-ContentionResolution&imer and restart mac-ContentionResolution&imer at each @/0A retransmissionI re ardless of the possible occurrence of a measurement ap. monitor the P;22@ until macContentionResolution&imer e(pires or is stoppedI if notification of a reception of a P;22@ transmission is received from lower layers. the 43 shallH ? if the 2?0'T& M/2 control element was included in Ms 3H ? ? if the 0andom /ccess procedure was initiated by the M/2 sublayer itself and the P;22@ transmission is addressed to the 2?0'T& and contains an 46 rant for a new transmissionI or if the 0andom /ccess procedure was initiated by a P;22@ order and the P;22@ transmission is addressed to the 2?0'T&H ? ? ? ? consider this 2ontention 0esolution successfulI stop mac-ContentionResolution&imerI discard the Temporary 2?0'T&I consider this 0andom /ccess procedure successfully completed.

3GPP

Release &&

&4

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

else if the 222@ ";4 was included in Ms 3 and the P;22@ transmission is addressed to its Temporary 2? 0'T&H ? if the M/2 P;4 is successfully decodedH ? ? ? stop mac-ContentionResolution&imerI if the M/2 P;4 contains a 43 2ontention 0esolution &dentity M/2 control elementI and if the 43 2ontention 0esolution &dentity included in the M/2 control element matches the 222@ ";4 transmitted in Ms 3H ? ? ? ? ? consider this 2ontention 0esolution successful and finish the disassembly and demultiple(in of the M/2 P;4I set the 2?0'T& to the value of the Temporary 2?0'T&I discard the Temporary 2?0'T&I consider this 0andom /ccess procedure successfully completed.

else ? ? discard the Temporary 2?0'T&I consider this 2ontention 0esolution not successful and discard the successfully decoded M/2 P;4.

if mac-ContentionResolution&imer e(piresH ? ? discard the Temporary 2?0'T&I consider the 2ontention 0esolution not successful.

if the 2ontention 0esolution is considered not successful the 43 shallH ? ? ? flush the @/0A buffer used for transmission of the M/2 P;4 in the Ms 3 bufferI increment P03/M163FT0/'"M&""&O'F2O4'T30 by ,I &f P03/M163FT0/'"M&""&O'F2O4'T30 S preamble&ransMax Q ,H ? ? ? ? indicate a 0andom /ccess problem to upper layers.

based on the bac#off parameter in the 43. select a random bac#off time accordin to a uniform distribution between + and the 1ac#off Parameter EalueI delay the subseBuent 0andom /ccess transmission by the bac#off timeI proceed to the selection of a 0andom /ccess 0esource (see subclause 9.,.*).

5.1.6 )o8"!etio% o3 t#e Ra%do8 $ ess "ro edure

/t completion of the 0andom /ccess procedure. the 43 shallH ? ? discard e(plicitly si nalled ra-PreambleIndex and ra-PRACH-MaskIndex. if anyI flush the @/0A buffer used for transmission of the M/2 P;4 in the Ms 3 buffer.

&n addition. the 0' shall resume the suspended 0' subframe confi uration. if any.

5.2 Mai%te%a% e o3 U"!i%= Ti8e $!i2%8e%t

The 43 has a confi urable timer timeAlignment&imer per T/G. The timeAlignment&imer is used to control how lon the 43 considers the "ervin 2ells belon in to the associated T/G to be uplin# time ali ned J<K.

3GPP

Release &&

&5

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

The 43 shallH ? when a Timin /dvance 2ommand M/2 control element is receivedH ? ? ? apply the Timin /dvance 2ommand for the indicated T/GI start or restart the timeAlignment&imer associated with the indicated T/G.

when a Timin /dvance 2ommand is received in a 0andom /ccess 0esponse messa e for a servin cell belon in to a T/GH ? if the 0andom /ccess Preamble was not selected by 43 M/2H ? ? ? apply the Timin /dvance 2ommand for this T/GI start or restart the timeAlignment&imer associated with this T/G.

else. if the timeAlignment&imer associated with this T/G is not runnin H ? ? ? apply the Timin /dvance 2ommand for this T/GI start the timeAlignment&imer associated with this T/GI when the contention resolution is considered not successful as described in subclause 9.,.9. stop timeAlignment&imer associated with this T/G*

elseH ? i nore the received Timin /dvance 2ommand.

when a timeAlignment&imer e(piresH ? if the timeAlignment&imer is associated with the pT/GH ? ? ? ? ? flush all @/0A buffers for all servin cellsI notify 002 to release P422@D"0" for all servin cellsI clear any confi ured downlin# assi nments and uplin# rantsI consider all runnin timeAlignment&imers as e(piredI

else if the timeAlignment&imer is associated with an sT/G. then for all "ervin 2ells belon in to this T/G+ ? ? flush all @/0A buffersI notify 002 to release "0".

The 43 shall not perform any uplin# transmission on a "ervin 2ell e(cept the 0andom /ccess Preamble transmission when the timeAlignment&imer associated with the T/G to which this "ervin 2ell belon s is not runnin . 8urthermore. when the timeAlignment&imer associated with the pT/G is not runnin . the 43 shall not perform any uplin# transmission on any "ervin 2ell e(cept the 0andom /ccess Preamble transmission on the P2ell. 'OT3H / 43 stores or maintains 'T/ upon e(piry of associated timeAlignment&imer. where 'T/ is defined in J>K. The 43 applies a received Timin /dvance 2ommand M/2 control element and starts associated timeAlignment&imer also when the timeAlignment&imer is not runnin .

5.3 4L-S): data tra%s3er

5.3.1 4L $ssi2%8e%t re e"tio%
;ownlin# assi nments transmitted on the P;22@ indicate if there is a transmission on a ;6?"2@ for a particular 43 and provide the relevant @/0A information.

3GPP

Release &&

&7

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

Phen the 43 has a 2?0'T&. "emi?Persistent "chedulin 2?0'T&. or Temporary 2?0'T&. the 43 shall for each TT& durin which it monitors P;22@ and for each "ervin 2ellH ? if a downlin# assi nment for this TT& and this "ervin 2ell has been received on the P;22@ for the 43Vs 2? 0'T&. or Temporary 2?0'T&H ? if this is the first downlin# assi nment for this Temporary 2?0'T&H ? ? consider the ';& to have been to led.

if the downlin# assi nment is for 43Vs 2?0'T& and if the previous downlin# assi nment indicated to the @/0A entity of the same @/0A process was either a downlin# assi nment received for the 43Vs "emi? Persistent "chedulin 2?0'T& or a confi ured downlin# assi nmentH ? consider the ';& to have been to led re ardless of the value of the ';&.

? ?

indicate the presence of a downlin# assi nment and deliver the associated @/0A information to the @/0A entity for this TT&.

else. if this "ervin 2ell is the P2ell and a downlin# assi nment for this TT& has been received for the P2ell on the P;22@ of the P2ell for the 43Vs "emi?Persistent "chedulin 2?0'T&H ? if the ';& in the received @/0A information is ,H ? ? ? consider the ';& not to have been to ledI indicate the presence of a downlin# assi nment and deliver the associated @/0A information to the @/0A entity for this TT&.

else. if the ';& in the received @/0A information is +H ? if P;22@ contents indicate "P" releaseH ? ? clear the confi ured downlin# assi nment (if any)I if the timeAlignment&imer associated with the pT/G is runnin H ? ? elseH ? ? ? ? ? store the downlin# assi nment and the associated @/0A information as confi ured downlin# assi nmentI initialise (if not active) or re?initialise (if already active) the confi ured downlin# assi nment to start in this TT& and to recur accordin to rules in subclause 9.,+.,I set the @/0A Process &; to the @/0A Process &; associated with this TT&I consider the ';& bit to have been to ledI indicate the presence of a confi ured downlin# assi nment and deliver the stored @/0A information to the @/0A entity for this TT&. indicate a positive ac#nowled ement for the downlin# "P" release to the physical layer.

? ?

else. if this "ervin 2ell is the P2ell and a downlin# assi nment for this TT& has been confi ured for the P2ell and there is no measurement ap in this TT&I and if this TT& is not an M1"8' subframe of the P2ell or the 43 is confi ured with transmission mode tm, or tm-. on the P2ellH ? ? ? instruct the physical layer to receive. in this TT&. transport bloc# on the ;6?"2@ accordin to the confi ured downlin# assi nment and to deliver it to the @/0A entityI set the @/0A Process &; to the @/0A Process &; associated with this TT&I consider the ';& bit to have been to ledI

3GPP

Release &&

),

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

indicate the presence of a confi ured downlin# assi nment and deliver the stored @/0A information to the @/0A entity for this TT&.

8or confi ured downlin# assi nments. the @/0A Process &; associated with this TT& is derived from the followin eBuationH @/0A Process &; S Jfloor(24003'TFTT&D semiPersist#chedInter'al/0)K modulo numberOfConf#P#-Processes. where 24003'TFTT&SJ("8' R ,+) Q subframe numberK. Phen the 43 needs to read 122@. the 43 may. based on the schedulin information from 002H ? if a downlin# assi nment for this TT& has been received on the P;22@ for the "&?0'T&I ? if the redundancy version is not defined in the P;22@ formatH ? the redundancy version of the received downlin# assi nment for this TT& is determined by R12 S ceilin (3D*Rk) modulo -. where k depends on the type of system information messa eH for #3stemInformation"lock&3pe- messa e. k S ("8'D*) modulo -. where "8' is the system frame numberI for #3stemInformation messa es, k?i 8odu!o 4, i ?0,1,@, nswO1, where i denotes the subframe number within the "& window nswI

indicate a downlin# assi nment and redundancy version for the dedicated broadcast @/0A process to the @/0A entity for this TT&.

5.3.2 :$R; o"eratio%

5.3.2.1 :$R; *%tit7

There is one @/0A entity at the 43 for each "ervin 2ell which maintains a number of parallel @/0A processes. 3ach @/0A process is associated with a @/0A process identifier. The @/0A entity directs @/0A information and associated T1s received on the ;6?"2@ to the correspondin @/0A processes (see subclause 9.3.*.*). The number of ;6 @/0A processes per @/0A entity is specified in J*K. clause >. Phen the physical layer is confi ured for downlin# spatial multiple(in J*K. one or two T1s are e(pected per subframe and they are associated with the same @/0A process. Otherwise. one T1 is e(pected per subframe. The 43 shallH ? &f a downlin# assi nment has been indicated for this TT&H ? ? allocate the T1(s) received from the physical layer and the associated @/0A information to the @/0A process indicated by the associated @/0A information.

&f a downlin# assi nment has been indicated for the broadcast @/0A processH ? allocate the received T1 to the broadcast @/0A process. &n case of 122@ a dedicated broadcast @/0A process is used.

'OT3H

5.3.2.2

:$R; "ro ess

8or each subframe where a transmission ta#es place for the @/0A process. one or two (in case of downlin# spatial multiple(in ) T1s and the associated @/0A information are received from the @/0A entity. 8or each received T1 and associated @/0A information. the @/0A process shallH ? ? ? if the ';&. when provided. has been to led compared to the value of the previous received transmission correspondin to this T1I or if the @/0A process is eBual to the broadcast process and if this is the first received transmission for the T1 accordin to the system information schedule indicated by 002I or if this is the very first received transmission for this T1 (i.e. there is no previous ';& for this T1)H

3GPP

Release &&

)&

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

? ?

consider this transmission to be a new transmission.

elseH ? consider this transmission to be a retransmission.

The 43 then shallH ? if this is a new transmissionH ? ? attempt to decode the received data.

else if this is a retransmissionH ? if the data for this T1 has not yet been successfully decodedH ? combine the received data with the data currently in the soft buffer for this T1 and attempt to decode the combined data.

? ?

if the data which the 43 attempted to decode was successfully decoded for this T1I or if the data for this T1 was successfully decoded beforeH ? if the @/0A process is eBual to the broadcast processH ? ? deliver the decoded M/2 P;4 to upper layers.

else if this is the first successful decodin of the data for this T1H ? deliver the decoded M/2 P;4 to the disassembly and demultiple(in entity. enerate a positive ac#nowled ement (/2%) of the data in this T1.

? ? elseH ? ? ? ? ?

replace the data in the soft buffer for this T1 with the data which the 43 attempted to decode. enerate a ne ative ac#nowled ement ('/2%) of the data in this T1.

if the @/0A process is associated with a transmission indicated with a Temporary 2?0'T& and the 2ontention 0esolution is not yet successful (see subclause 9.,.9)I or if the @/0A process is eBual to the broadcast processI or if the timeAlignment&imer associated with the pT/G is stopped or e(piredH ? do not indicate the enerated positive or ne ative ac#nowled ement to the physical layer.

elseH ? indicate the enerated positive or ne ative ac#nowled ement for this T1 to the physical layer.

The 43 shall i nore ';& received in all downlin# assi nments on P;22@ for its Temporary 2?0'T& when determinin if ';& on P;22@ for its 2?0'T& has been to led compared to the value in the previous transmission. 'OT3H 'OT3H Phen the 43 is confi ured with more than one servin cell. 43 behaviors for storin data to the soft buffer is specified in J*K. &f the 43 receives a retransmission with a T1 si!e different from the last valid T1 si!e si nalled for this T1. the 43 behavior is left up to 43 implementation.

5.3.3 4isasse8&!7 a%d de8u!ti"!e.i%2

The 43 shall disassemble and demultiple( a M/2 P;4 as defined in subclause :.,.*.

3GPP

Release &&

))

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

5.4 UL-S): data tra%s3er

5.4.1 UL Gra%t re e"tio%
&n order to transmit on the 46?"2@ the 43 must have a valid uplin# rant (e(cept for non?adaptive @/0A retransmissions) which it may receive dynamically on the P;22@ or in a 0andom /ccess 0esponse or which may be confi ured semi?persistently. To perform reBuested transmissions. the M/2 layer receives @/0A information from lower layers. Phen the physical layer is confi ured for uplin# spatial multiple(in . the M/2 layer can receive up to two rants (one per @/0A process) for the same TT& from lower layers. &f the 43 has a 2?0'T&. a "emi?Persistent "chedulin 2?0'T&. or a Temporary 2?0'T&. the 43 shall for each TT& and for each "ervin 2ell belon in to a T/G that has a runnin timeAlignment&imer and for each rant received for this TT&H ? ? if an uplin# rant for this TT& and this "ervin 2ell has been received on the P;22@ for the 43Vs 2?0'T& or Temporary 2?0'T&I or if an uplin# rant for this TT& has been received in a 0andom /ccess 0esponseH ? if the uplin# rant is for 43Vs 2?0'T& and if the previous uplin# rant delivered to the @/0A entity for the same @/0A process was either an uplin# rant received for the 43Vs "emi?Persistent "chedulin 2?0'T& or a confi ured uplin# rantH ? ? ? consider the ';& to have been to led for the correspondin @/0A process re ardless of the value of the ';&.

deliver the uplin# rant and the associated @/0A information to the @/0A entity for this TT&.

else. if this "ervin 2ell is the P2ell and if an uplin# rant for this TT& has been received for the P2ell on the P;22@ of the P2ell for the 43Vs "emi?Persistent "chedulin 2?0'T&H ? if the ';& in the received @/0A information is ,H ? ? ? consider the ';& for the correspondin @/0A process not to have been to ledI deliver the uplin# rant and the associated @/0A information to the @/0A entity for this TT&.

else if the ';& in the received @/0A information is +H ? if P;22@ contents indicate "P" releaseH ? ? clear the confi ured uplin# rant (if any).

elseH ? ? ? ? store the uplin# rant and the associated @/0A information as confi ured uplin# rantI initialise (if not active) or re?initialise (if already active) the confi ured uplin# rant to start in this TT& and to recur accordin to rules in subclause 9.,+.*I consider the ';& bit for the correspondin @/0A process to have been to ledI deliver the confi ured uplin# rant and the associated @/0A information to the @/0A entity for this TT&.

else. if this "ervin 2ell is the P2ell and an uplin# rant for this TT& has been confi ured for the P2ellH ? ? consider the ';& bit for the correspondin @/0A process to have been to ledI deliver the confi ured uplin# rant. and the associated @/0A information to the @/0A entity for this TT&. The period of confi ured uplin# rants is e(pressed in TT&s.

'OT3H

3GPP

Release &&

)3

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

'OT3H

&f the 43 receives both a rant in a 0andom /ccess 0esponse and a rant for its 2?0'T& or "emi persistent schedulin 2?0'T& reBuirin transmissions on the P2ell in the same 46 subframe. the 43 may choose to continue with either the rant for its 0/?0'T& or the rant for its 2?0'T& or "emi persistent schedulin 2?0'T&. Phen a confi ured uplin# rant is indicated durin a measurement ap and indicates an 46?"2@ transmission durin a measurement ap. the 43 processes the rant but does not transmit on 46?"2@.

'OT3H

5.4.2 :$R; o"eratio%

5.4.2.1 :$R; e%tit7

There is one @/0A entity at the 43 for each "ervin 2ell with confi ured uplin#. which maintains a number of parallel @/0A processes allowin transmissions to ta#e place continuously while waitin for the @/0A feedbac# on the successful or unsuccessful reception of previous transmissions. The number of parallel @/0A processes per @/0A entity is specified in J*K. clause <. Phen the physical layer is confi ured for uplin# spatial multiple(in J*K. there are two @/0A processes associated with a iven TT&. Otherwise there is one @/0A process associated with a iven TT&. /t a iven TT&. if an uplin# rant is indicated for the TT&. the @/0A entity identifies the @/0A process(es) for which a transmission should ta#e place. &t also routes the received @/0A feedbac# (/2%D'/2% information). M2" and resource. relayed by the physical layer. to the appropriate @/0A process(es). Phen TT& bundlin is confi ured. the parameter TT&F14';63F"&G3 provides the number of TT&s of a TT& bundle. TT& bundlin operation relies on the @/0A entity for invo#in the same @/0A process for each transmission that is part of the same bundle. Pithin a bundle @/0A retransmissions are non?adaptive and tri ered without waitin for feedbac# from previous transmissions accordin to TT&F14';63F"&G3. The @/0A feedbac# of a bundle is only received for the last TT& of the bundle (i.e the TT& correspondin to TT&F14';63F"&G3). re ardless of whether a transmission in that TT& ta#es place or not (e. . when a measurement ap occurs). / retransmission of a TT& bundle is also a TT& bundle. TT& bundlin is not supported when the 43 is confi ured with one or more "2ells with confi ured uplin#. TT& bundlin is not supported for 0' communication with the 3?4T0/' in combination with an 0' subframe confi uration. 8or transmission of Ms 3 durin 0andom /ccess (see section 9.,.9) TT& bundlin does not apply. 8or each TT&. the @/0A entity shallH ? identify the @/0A process(es) associated with this TT&. and for each identified @/0A processH ? if an uplin# rant has been indicated for this process and this TT&H ? if the received rant was not addressed to a Temporary 2?0'T& on P;22@ and if the ';& provided in the associated @/0A information has been to led compared to the value in the previous transmission of this @/0A processI or if the uplin# rant was received on P;22@ for the 2?0'T& and the @/0A buffer of the identified process is emptyI or if the uplin# rant was received in a 0andom /ccess 0esponseH ? if there is a M/2 P;4 in the Ms 3 buffer and the uplin# rant was received in a 0andom /ccess 0esponseH ? ? obtain the M/2 P;4 to transmit from the Ms 3 buffer.

? ?

elseH ? obtain the M/2 P;4 to transmit from the LMultiple(in and assemblyL entityI

3GPP

Release &&

)-

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

? ? ?

deliver the M/2 P;4 and the uplin# rant and the @/0A information to the identified @/0A processI instruct the identified @/0A process to tri er a new transmission.

elseH ? ? deliver the uplin# rant and the @/0A information (redundancy version) to the identified @/0A processI instruct the identified @/0A process to enerate an adaptive retransmission.

else. if the @/0A buffer of this @/0A process is not emptyH ? instruct the identified @/0A process to enerate a non?adaptive retransmission.

Phen determinin if ';& has been to led compared to the value in the previous transmission 43 shall i nore ';& received in all uplin# rants on P;22@ for its Temporary 2?0'T&.

5.4.2.2

:$R; "ro ess

3ach @/0A process is associated with a @/0A buffer. 3ach @/0A process shall maintain a state variable 24003'TFTCF'1. which indicates the number of transmissions that have ta#en place for the M/2 P;4 currently in the buffer. and a state variable @/0AF833;1/2%. which indicates the @/0A feedbac# for the M/2 P;4 currently in the buffer. Phen the @/0A process is established. 24003'TFTCF'1 shall be initiali!ed to +. The seBuence of redundancy versions is +. *. 3. ,. The variable 24003'TF&0E is an inde( into the seBuence of redundancy versions. This variable is up?dated modulo -. 'ew transmissions are performed on the resource and with the M2" indicated on P;22@ or 0andom /ccess 0esponse. /daptive retransmissions are performed on the resource and. if provided. with the M2" indicated on P;22@. 'on?adaptive retransmission is performed on the same resource and with the same M2" as was used for the last made transmission attempt. The 43 is confi ured with a Ma(imum number of @/0A transmissions and a Ma(imum number of Ms 3 @/0A transmissions by 002H maxHAR(-&x and maxHAR(-Msg$&x respectively. 8or transmissions on all @/0A processes and all lo ical channels e(cept for transmission of a M/2 P;4 stored in the Ms 3 buffer. the ma(imum number of transmissions shall be set to maxHAR(-&x. 8or transmission of a M/2 P;4 stored in the Ms 3 buffer. the ma(imum number of transmissions shall be set to maxHAR(-Msg$&x.

Phen the @/0A feedbac# is received for this T1. the @/0A process shallH ? set @/0AF833;1/2% to the received value.

&f the @/0A entity reBuests a new transmission. the @/0A process shallH ? ? ? ? ? ? set 24003'TFTCF'1 to +I set 24003'TF&0E to +I store the M/2 P;4 in the associated @/0A bufferI store the uplin# rant received from the @/0A entityI set @/0AF833;1/2% to '/2%I enerate a transmission as described below.

3GPP

Release &&

)+

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

&f the @/0A entity reBuests a retransmission. the @/0A process shallH ? ? increment 24003'TFTCF'1 by ,I if the @/0A entity reBuests an adaptive retransmissionH ? ? ? ? ? store the uplin# rant received from the @/0A entityI set 24003'TF&0E to the inde( correspondin to the redundancy version value provided in the @/0A informationI set @/0AF833;1/2% to '/2%I enerate a transmission as described below.

else if the @/0A entity reBuests a non?adaptive retransmissionH ? if @/0AF833;1/2% S '/2%H ? enerate a transmission as described below. Phen receivin a @/0A /2% alone. the 43 #eeps the data in the @/0A buffer. Phen no 46?"2@ transmission can be made due to the occurrence of a measurement ap. no @/0A feedbac# can be received and a non?adaptive retransmission follows.

'OT3H 'OT3H

To enerate a transmission. the @/0A process shallH ? ? if the M/2 P;4 was obtained from the Ms 3 bufferI or if there is no measurement ap at the time of the transmission and. in case of retransmission. the retransmission does not collide with a transmission for a M/2 P;4 obtained from the Ms 3 buffer in this TT&H ? ? ? instruct the physical layer to enerate a transmission accordin to the stored uplin# rant with the redundancy version correspondin to the 24003'TF&0E valueI increment 24003'TF&0E by ,I if there is a measurement ap at the time of the @/0A feedbac# reception for this transmission and if the M/2 P;4 was not obtained from the Ms 3 bufferH ? set @/0AF833;1/2% to /2% at the time of the @/0A feedbac# reception for this transmission.

/fter performin above actions. the @/0A process then shallH ? if 24003'TFTCF'1 S ma(imum number of transmissions O ,H ? flush the @/0A bufferI

5.4.3 Mu!ti"!e.i%2 a%d asse8&!7

5.4.3.1 Lo2i a! #a%%e! "rioriti>atio%

The 6o ical 2hannel Prioriti!ation procedure is applied when a new transmission is performed. 002 controls the schedulin of uplin# data by si nallin for each lo ical channelH priorit3 where an increasin priorit3 value indicates a lower priority level. prioritised"itRate which sets the Prioriti!ed 1it 0ate (P10). bucket#ize/uration which sets the 1uc#et "i!e ;uration (1";).

3GPP

Release &&

)'

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

The 43 shall maintain a variable 1j for each lo ical channel j. 1j shall be initiali!ed to !ero when the related lo ical channel is established. and incremented by the product P10 W TT& duration for each TT&. where P10 is Prioriti!ed 1it 0ate of lo ical channel j. @owever. the value of 1j can never e(ceed the buc#et si!e and if the value of 1j is lar er than the buc#et si!e of lo ical channel j. it shall be set to the buc#et si!e. The buc#et si!e of a lo ical channel is eBual to P10 W 1";. where P10 and 1"; are confi ured by upper layers. The 43 shall perform the followin 6o ical 2hannel Prioriti!ation procedure when a new transmission is performedH ? The 43 shall allocate resources to the lo ical channels in the followin stepsH ? "tep ,H /ll the lo ical channels with 1j X + are allocated resources in a decreasin priority order. &f the P10 of a radio bearer is set to MinfinityN. the 43 shall allocate resources for all the data that is available for transmission on the radio bearer before meetin the P10 of the lower priority radio bearer(s)I "tep *H the 43 shall decrement 1j by the total si!e of M/2 ";4s served to lo ical channel j in "tep , The value of 1j can be ne ative.

'OT3H ?

"tep 3H if any resources remain. all the lo ical channels are served in a strict decreasin priority order (re ardless of the value of 1j) until either the data for that lo ical channel or the 46 rant is e(hausted. whichever comes first. 6o ical channels confi ured with eBual priority should be served eBually.

The 43 shall also follow the rules below durin the schedulin procedures aboveH ? ? ? ? the 43 should not se ment an 062 ";4 (or partially transmitted ";4 or retransmitted 062 P;4) if the whole ";4 (or partially transmitted ";4 or retransmitted 062 P;4) fits into the remainin resourcesI if the 43 se ments an 062 ";4 from the lo ical channel. it shall ma(imi!e the si!e of the se ment to fill the rant as much as possibleI the 43 should ma(imise the transmission of data. if the 43 is iven an 46 rant si!e that is eBual to or lar er than - bytes while havin data available for transmission. the 43 shall not transmit only paddin 1"0 andDor paddin (unless the 46 rant si!e is less than > bytes and an /M; P;4 se ment needs to be transmitted).

The 43 shall not transmit data for a lo ical channel correspondin to a radio bearer that is suspended (the conditions for when a radio bearer is considered suspended are defined in J<K). 8or the 6o ical 2hannel Prioriti!ation procedure. the 43 shall ta#e into account the followin relative priority in decreasin orderH ? ? ? ? ? M/2 control element for 2?0'T& or data from 46?222@I M/2 control element for 1"0. with e(ception of 1"0 included for paddin I M/2 control element for P@0 or 3(tended P@0I data from any 6o ical 2hannel. e(cept data from 46?222@I M/2 control element for 1"0 included for paddin . Phen the 43 is reBuested to transmit multiple M/2 P;4s in one TT&. steps , to 3 and the associated rules may be applied either to each rant independently or to the sum of the capacities of the rants. /lso the order in which the rants are processed is left up to 43 implementation. &t is up to the 43 implementation to decide in which M/2 P;4 a M/2 control element is included when 43 is reBuested to transmit multiple M/2 P;4s in one TT&.

'OT3H

5.4.3.2

Mu!ti"!e.i%2 o3 M$) )o%tro! *!e8e%ts a%d M$) S4Us

The 43 shall multiple( M/2 control elements and M/2 ";4s in a M/2 P;4 accordin to subclauses 9.-.3., and :.,.*.

3GPP

Release &&

)4

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

5.4.4 S #edu!i%2 ReAuest

The "chedulin 0eBuest ("0) is used for reBuestin 46?"2@ resources for new transmission. Phen an "0 is tri ered. it shall be considered as pendin until it is cancelled. /ll pendin "0(s) shall be cancelled and sr-Prohibit&imer shall be stopped when a M/2 P;4 is assembled and this P;4 includes a 1"0 which contains buffer status up to (and includin ) the last event that tri ered a 1"0 (see subclause 9.-.9). or when the 46 rant(s) can accommodate all pendin data available for transmission. &f an "0 is tri ered and there is no other "0 pendin . the 43 shall set the "0F2O4'T30 to +. /s lon as one "0 is pendin . the 43 shall for each TT&H ? if no 46?"2@ resources are available for a transmission in this TT&H ? ? if the 43 has no valid P422@ resource for "0 confi ured in any TT&H initiate a 0andom /ccess procedure (see subclause 9.,) on the P2ell and cancel all pendin "0sI else if the 43 has a valid P422@ resource for "0 confi ured for this TT& and if this TT& is not part of a measurement ap and if sr-Prohibit&imer is not runnin H ? if "0F2O4'T30 U dsr-&ransMaxH ? ? ? ? increment "0F2O4'T30 by ,I instruct the physical layer to si nal the "0 on P422@I start the sr-Prohibit&imer.

elseH ? ? ? notify 002 to release P422@D"0" for all servin cellsI clear any confi ured downlin# assi nments and uplin# rantsI initiate a 0andom /ccess procedure (see subclause 9.,) on the P2ell and cancel all pendin "0s.

5.4.5 <u33er Status Re"orti%2

The 1uffer "tatus reportin procedure is used to provide the servin e'1 with information about the amount of data available for transmission in the 46 buffers of the 43. 002 controls 1"0 reportin by confi urin the two timers periodic"#R-&imer and retx"#R-&imer and by. for each lo ical channel. optionally si nallin logicalChannel roup which allocates the lo ical channel to an 62G J<K. 8or the 1uffer "tatus reportin procedure. the 43 shall consider all radio bearers which are not suspended and may consider radio bearers which are suspended. / 1uffer "tatus 0eport (1"0) shall be tri ered if any of the followin events occurH ? 46 data. for a lo ical channel which belon s to a 62G. becomes available for transmission in the 062 entity or in the P;2P entity (the definition of what data shall be considered as available for transmission is specified in J3K and J-K respectively) and either the data belon s to a lo ical channel with hi her priority than the priorities of the lo ical channels which belon to any 62G and for which data is already available for transmission. or there is no data available for transmission for any of the lo ical channels which belon to a 62G. in which case the 1"0 is referred below to as L0e ular 1"0LI 46 resources are allocated and number of paddin bits is eBual to or lar er than the si!e of the 1uffer "tatus 0eport M/2 control element plus its subheader. in which case the 1"0 is referred below to as LPaddin 1"0LI retx"#R-&imer e(pires and the 43 has data available for transmission for any of the lo ical channels which belon to a 62G. in which case the 1"0 is referred below to as L0e ular 1"0LI periodic"#R-&imer e(pires. in which case the 1"0 is referred below to as LPeriodic 1"0L.

? ? ?

8or 0e ular and Periodic 1"0H

3GPP

Release &&

)5

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

? ?

if more than one 62G has data available for transmission in the TT& where the 1"0 is transmittedH report 6on 1"0I else report "hort 1"0.

8or Paddin 1"0H ? if the number of paddin bits is eBual to or lar er than the si!e of the "hort 1"0 plus its subheader but smaller than the si!e of the 6on 1"0 plus its subheaderH ? ? ? if more than one 62G has data available for transmission in the TT& where the 1"0 is transmittedH report Truncated 1"0 of the 62G with the hi hest priority lo ical channel with data available for transmissionI else report "hort 1"0.

else if the number of paddin bits is eBual to or lar er than the si!e of the 6on 1"0 plus its subheader. report 6on 1"0.

&f the 1uffer "tatus reportin procedure determines that at least one 1"0 has been tri ered and not cancelledH ? if the 43 has 46 resources allocated for new transmission for this TT&H ? ? ? ? instruct the Multiple(in and /ssembly procedure to enerate the 1"0 M/2 control element(s)I start or restart periodic"#R-&imer e(cept when all the enerated 1"0s are Truncated 1"0sI start or restart retx"#R-&imer.

else if a 0e ular 1"0 has been tri eredH ? if an uplin# rant is not confi ured or the 0e ular 1"0 was not tri ered due to data becomin available for transmission for a lo ical channel for which lo ical channel "0 mas#in (logicalChannel#R-Mask) is setup by upper layersH ? a "chedulin 0eBuest shall be tri ered.

/ M/2 P;4 shall contain at most one M/2 1"0 control element. even when multiple events tri er a 1"0 by the time a 1"0 can be transmitted in which case the 0e ular 1"0 and the Periodic 1"0 shall have precedence over the paddin 1"0. The 43 shall restart retx"#R-&imer upon indication of a rant for transmission of new data on any 46?"2@. /ll tri ered 1"0s shall be cancelled in case the 46 rant(s) in this subframe can accommodate all pendin data available for transmission but is not sufficient to additionally accommodate the 1"0 M/2 control element plus its subheader. /ll tri ered 1"0s shall be cancelled when a 1"0 is included in a M/2 P;4 for transmission. The 43 shall transmit at most one 0e ularDPeriodic 1"0 in a TT&. &f the 43 is reBuested to transmit multiple M/2 P;4s in a TT&. it may include a paddin 1"0 in any of the M/2 P;4s which do not contain a 0e ularDPeriodic 1"0. /ll 1"0s transmitted in a TT& always reflect the buffer status after all M/2 P;4s have been built for this TT&. 3ach 62G shall report at the most one buffer status value per TT& and this value shall be reported in all 1"0s reportin buffer status for this 62G. 'OT3H / Paddin 1"0 is not allowed to cancel a tri ered 0e ularDPeriodic 1"0. / Paddin 1"0 is tri ered for a specific M/2 P;4 only and the tri er is cancelled when this M/2 P;4 has been built.

5.4.6 Po1er :eadroo8 Re"orti%2

The Power @eadroom reportin procedure is used to provide the servin e'1 with information about the difference between the nominal 43 ma(imum transmit power and the estimated power for 46?"2@ transmission per activated "ervin 2ell and also with information about the difference between the nominal 43 ma(imum power and the estimated power for 46?"2@ and P422@ transmission on P2ell. The reportin period. delay and mappin of Power @eadroom are defined in subclause =.,.< of J=K. 002 controls Power @eadroom reportin by confi urin the two timers periodicPHR-&imer and prohibitPHR-&imer. and by si nallin dl-

3GPP

Release &&

)7

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

PathlossChange which sets the chan e in measured downlin# pathloss and the reBuired power bac#off due to power mana ement (as allowed by P?MP0c J,+K) to tri er a P@0 J<K. / Power @eadroom 0eport (P@0) shall be tri ered if any of the followin events occurH ? prohibitPHR-&imer e(pires or has e(pired and the path loss has chan ed more than dl-PathlossChange d1 for at least one activated "ervin 2ell which is used as a pathloss reference since the last transmission of a P@0 when the 43 has 46 resources for new transmissionI periodicPHR-&imer e(piresI upon confi uration or reconfi uration of the power headroom reportin functionality by upper layers J<K. which is not used to disable the functionI activation of an "2ell with confi ured uplin#. prohibitPHR-&imer e(pires or has e(pired. when the 43 has 46 resources for new transmission. and the followin is true in this TT& for any of the actived "ervin 2ells with confi ured uplin#H ? there are 46 resources allocated for transmission or there is a P422@ transmission on this cell. and the reBuired power bac#off due to power mana ement (as allowed by P?MP0c J,+K) for this cell has chan ed more than dl-PathlossChange d1 since the last transmission of a P@0 when the 43 had 46 resources allocated for transmission or P422@ transmission on this cell. The 43 should avoid tri erin a P@0 when the reBuired power bac#off due to power mana ement decreases only temporarily (e. . for up to a few tens of milliseconds) and it should avoid reflectin such temporary decrease in the values of P2M/C.cDP@ when a P@0 is tri ered by other tri erin conditions.

? ? ? -

'OT3H

&f the 43 has 46 resources allocated for new transmission for this TT&H ? ? ? if it is the first 46 resource allocated for a new transmission since the last M/2 reset. start periodicPHR-&imerI if the Power @eadroom reportin procedure determines that at least one P@0 has been tri ered and not cancelled. andI if the allocated 46 resources can accommodate a P@0 M/2 control element plus its subheader if extendedPHR is not confi ured. or the 3(tended P@0 M/2 control element plus its subheader if extendedPHR is confi ured. as a result of lo ical channel prioriti!ationH ? if extendedPHR is confi uredH ? for each activated "ervin 2ell with confi ured uplin#H ? ? obtain the value of the Type , power headroomI if the 43 has 46 resources allocated for transmission on this "ervin 2ell for this TT&H ? ? obtain the value for the correspondin P2M/C.c field from the physical layerI

if simultaneousP4CCH-P4#CH is confi uredH ? ? obtain the value of the Type * power headroom for the P2ellI if the 43 has a P422@ transmission in this TT&H ? obtain the value for the correspondin P2M/C.c field from the physical layerI

? ?

instruct the Multiple(in and /ssembly procedure to enerate and transmit an 3(tended P@0 M/2 control element as defined in subclause :.,.3.:a based on the values reported by the physical layerI

elseH ? ? obtain the value of the Type , power headroom from the physical layerI instruct the Multiple(in and /ssembly procedure to enerate and transmit a P@0 M/2 control element as defined in subclause :.,.3.: based on the value reported by the physical layerI

3GPP

Release &&

3,

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

? ? ?

start or restart periodicPHR-&imerI start or restart prohibitPHR-&imerI cancel all tri ered P@0(s).

5.5 P): re e"tio%

Phen the 43 needs to receive P2@. the 43 shallH ? if a P2@ assi nment has been received on the P;22@ for the P?0'T&H ? ? attempt to decode the T1 on the P2@ as indicated by the P;22@ information.

if a T1 on the P2@ has been successfully decodedH ? deliver the decoded M/2 P;4 to upper layers.

5.6 <): re e"tio%

Phen the 43 needs to receive 12@. the 43 shallH ? ? receive and attempt to decode the 12@I if a T1 on the 12@ has been successfully decodedH ? deliver the decoded M/2 P;4 to upper layers.

5./ 4is o%ti%uous Re e"tio% (4R9)

The 43 may be confi ured by 002 with a ;0C functionality that controls the 43Vs P;22@ monitorin activity for the 43Vs 2?0'T&. TP2?P422@?0'T&. TP2?P4"2@?0'T& and "emi?Persistent "chedulin 2?0'T& (if confi ured). Phen in 002F2O''32T3;. if ;0C is confi ured. the 43 is allowed to monitor the P;22@ discontinuously usin the ;0C operation specified in this subclauseI otherwise the 43 monitors the P;22@ continuously. Phen usin ;0C operation. the 43 shall also monitor P;22@ accordin to reBuirements found in other subclauses of this specification. 002 controls ;0C operation by confi urin the timers on/uration&imer. drx-Inacti'it3&imer. drxRetransmission&imer (one per ;6 @/0A process e(cept for the broadcast process). the long/R5-C3cle. the value of the drx#tartOffset and optionally the drx#hortC3cle&imer and short/R5-C3cle. / @/0A 0TT timer per ;6 @/0A process (e(cept for the broadcast process) is also defined (see subclause >.>). Phen a ;0C cycle is confi ured. the /ctive Time includes the time whileH ? ? ? on/uration&imer or drx-Inacti'it3&imer or drx-Retransmission&imer or mac-ContentionResolution&imer (as described in subclause 9.,.9) is runnin I or a "chedulin 0eBuest is sent on P422@ and is pendin (as described in subclause 9.-.-)I or an uplin# rant for a pendin @/0A retransmission can occur and there is data in the correspondin @/0A bufferI or a P;22@ indicatin a new transmission addressed to the 2?0'T& of the 43 has not been received after successful reception of a 0andom /ccess 0esponse for the preamble not selected by the 43 (as described in subclause 9.,.-).

Phen ;0C is confi ured. the 43 shall for each subframeH ? if a @/0A 0TT Timer e(pires in this subframe and the data of the correspondin @/0A process was not successfully decodedH ? ? start the drx-Retransmission&imer for the correspondin @/0A process.

if a ;0C 2ommand M/2 control element is receivedH

3GPP

Release &&

3&

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

? ? ?

stop on/uration&imerI stop drx-Inacti'it3&imer.

if drx-Inacti'it3&imer e(pires or a ;0C 2ommand M/2 control element is received in this subframeH ? if the "hort ;0C cycle is confi uredH ? ? ? start or restart drx#hortC3cle&imerI use the "hort ;0C 2ycle.

elseH ? use the 6on ;0C cycle.

if drx#hortC3cle&imer e(pires in this subframeH ? use the 6on ;0C cycle.

? ?

&f the "hort ;0C 2ycle is used and J("8' R ,+) Q subframe numberK modulo (short/R5-C3cle) S (drx#tartOffset) modulo (short/R5-C3cle)I or if the 6on ;0C 2ycle is used and J("8' R ,+) Q subframe numberK modulo (long/R5-C3cle) S drx#tartOffsetH ? start on/uration&imer.

durin the /ctive Time. for a P;22@?subframe. if the subframe is not reBuired for uplin# transmission for half? duple( 8;; 43 operation and if the subframe is not part of a confi ured measurement apH ? ? monitor the P;22@I if the P;22@ indicates a ;6 transmission or if a ;6 assi nment has been confi ured for this subframeH ? ? ? start the @/0A 0TT Timer for the correspondin @/0A processI stop the drx-Retransmission&imer for the correspondin @/0A process.

if the P;22@ indicates a new transmission (;6 or 46)H ? start or restart drx-Inacti'it3&imer.

in current subframe n. if the 43 would not be in /ctive Time considerin rantsDassi nmentsD;0C 2ommand M/2 control elements received and "chedulin 0eBuest sent until and includin subframe n?9 when evaluatin all ;0C /ctive Time conditions as specified in this subclause. type?+?tri ered "0" J*K shall not be reported. if 2A& mas#in (c6i-Mask) is setup by upper layersH ? in current subframe n. if on/uration&imer would not be runnin considerin rantsDassi nmentsD;0C 2ommand M/2 control elements received until and includin subframe n?9 when evaluatin all ;0C /ctive Time conditions as specified in this subclause. 2A&DPM&D0&DPT& on P422@ shall not be reported.

elseH ? in current subframe n. if the 43 would not be in /ctive Time considerin rantsDassi nmentsD;0C 2ommand M/2 control elements received and "chedulin 0eBuest sent until and includin subframe n?9 when evaluatin all ;0C /ctive Time conditions as specified in this subclause. 2A&DPM&D0&DPT& on P422@ shall not be reported.

0e ardless of whether the 43 is monitorin P;22@ or not. the 43 receives and transmits @/0A feedbac# and transmits type?,?tri ered "0" J*K when such is e(pected. 'OT3H The same active time applies to all activated servin cell(s).

3GPP

Release &&

3)

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

'OT3H

&n case of downlin# spatial multiple(in . if a T1 is received while the @/0A 0TT Timer is runnin and the previous transmission of the same T1 was received at least ' subframes before the current subframe (where ' corresponds to the @/0A 0TT Timer). the 43 should process it and restart the @/0A 0TT Timer.

5.B M$) re o%3i2uratio%

Phen a reconfi uration of the M/2 entity is reBuested by upper layers. the 43 shallH ? ? ? ? ? upon addition of an "2ell. initiali!e the correspondin @/0A entityI upon removal of an "2ell. remove the correspondin @/0A entityI for timers apply the new value when the timer is (re)startedI when counters are initiali!ed apply the new ma(imum parameter valueI for other parameters. apply immediately the confi urations received from upper layers.

5.- M$) Reset

&f a reset of the M/2 entity is reBuested by upper layers. the 43 shallH ? ? ? ? ? ? ? ? ? ? ? ? ? initiali!e 1j for each lo ical channel to !eroI stop (if runnin ) all timersI consider all timeAlignment&imers as e(pired and perform the correspondin actions in subclause 9.*I set the ';&s for all uplin# @/0A processes to the value +I stop. if any. on oin 0/2@ procedureI discard e(plicitly si nalled ra-PreambleIndex and ra-PRACH-MaskIndex. if anyI flush Ms 3 bufferI cancel. if any. tri ered "chedulin 0eBuest procedureI cancel. if any. tri ered 1uffer "tatus 0eportin procedureI cancel. if any. tri ered Power @eadroom 0eportin procedureI flush the soft buffers for all ;6 @/0A processesI for each ;6 @/0A process. consider the ne(t received transmission for a T1 as the very first transmissionI release. if any. Temporary 2?0'T&.

5.10 Se8i-Persiste%t S #edu!i%2

Phen "emi?Persistent "chedulin is enabled by 002. the followin information is provided J<KH ? ? ? ? "emi?Persistent "chedulin 2?0'T&I 4plin# "emi?Persistent "chedulin interval semiPersist#chedInter'al40 and number of empty transmissions before implicit release implicitReleaseAfter. if "emi?Persistent "chedulin is enabled for the uplin#I Phether t!oInter'alsConfig is enabled or disabled for uplin#. only for T;;I ;ownlin# "emi?Persistent "chedulin interval semiPersist#chedInter'al/0 and number of confi ured @/0A processes for "emi?Persistent "chedulin numberOfConf#P#-Processes. if "emi?Persistent "chedulin is enabled for the downlin#I

3GPP

Release &&

33

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

Phen "emi?Persistent "chedulin for uplin# or downlin# is disabled by 002. the correspondin confi ured rant or confi ured assi nment shall be discarded. "emi?Persistent "chedulin is supported on the P2ell only. "emi?Persistent "chedulin is not supported for 0' communication with the 3?4T0/' in combination with an 0' subframe confi uration.

5.10.1 4o1%!i%=
/fter a "emi?Persistent downlin# assi nment is confi ured. the 43 shall consider seBuentially that the 'th assi nment occurs in the subframe for whichH ? (,+ R "8' Q subframe) S J(,+ R "8'start time Q subframestart time) Q ' R semiPersist#chedInter'al/0K modulo ,+*-+.

Phere "8'start time and subframestart time are the "8' and subframe. respectively. at the time the confi ured downlin# assi nment were (re?)initialised.

5.10.2 U"!i%=
/fter a "emi?Persistent "chedulin uplin# rant is confi ured. the 43 shallH ? if t!oInter'alsConfig is enabled by upper layerH ? ? set the "ubframeFOffset accordin to Table >.-?,.

elseH ? set "ubframeFOffset to +.

consider seBuentially that the 'th rant occurs in the subframe for whichH ? (,+ R "8' Q subframe) S J(,+ R "8'start time Q subframestart time) Q ' R semiPersist#chedInter'al40 Q "ubframeFOffset R (' modulo *)K modulo ,+*-+.

Phere "8'start time and subframestart time are the "8' and subframe. respectively. at the time the confi ured uplin# rant were (re?)initialised. The 43 shall clear the confi ured uplin# rant immediately after implicitReleaseAfter J<K number of consecutive new M/2 P;4s each containin !ero M/2 ";4s have been provided by the Multiple(in and /ssembly entity. on the "emi?Persistent "chedulin resource. 'OT3H 0etransmissions for "emi?Persistent "chedulin can continue after clearin the confi ured uplin# rant.

5.11 :a%d!i%2 o3 u%=%o1%, u%3oresee% a%d erro%eous "roto o! data

Phen a M/2 entity receives a M/2 P;4 for the 43Vs 2?0'T& or "emi?Persistent "chedulin 2?0'T&. or by the confi ured downlin# assi nment. containin reserved or invalid values. the M/2 entity shallH ? discard the received P;4.

Phen a M/2 entity receives a M/2 P;4 on M2@ containin reserved values. the 43 shallH ? i nore the fields in the P;4 header and the control elements containin reserved values and the correspondin parts indicated by the fields in the received P;4.

5.12 M): re e"tio%

M2@ transmission may occur in subframes confi ured by upper layer for M22@ or MT2@ transmission. 8or each such subframe. upper layer indicates if signallingMC# or dataMC# applies. The transmission of an M2@ occurs in a set

3GPP

Release &&

3-

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

of subframes defined by PMCH-Config. /n M2@ "chedulin &nformation M/2 control element is included in the first subframe allocated to the M2@ within the M2@ schedulin period to indicate the position of each MT2@ and unused subframes on the M2@. The 43 shall assume that the first scheduled MT2@ starts immediately after the M22@ or the M2@ "chedulin &nformation M/2 control element if the M22@ is not present. and the other scheduled MT2@(s) start immediately after the previous MT2@. at the earliest in the subframe where the previous MT2@ stops. Phen the 43 needs to receive M2@. the 43 shallH ? ? attempt to decode the T1 on the M2@I if a T1 on the M2@ has been successfully decodedH ? demultiple( the M/2 P;4 and deliver the M/2 ";4(s) to upper layers.

5.13 $ ti5atio%04ea ti5atio% o3 S)e!!s

&f the 43 is confi ured with one or more "2ells. the networ# may activate and deactivate the confi ured "2ells. The P2ell is always activated. The networ# activates and deactivates the "2ell(s) by sendin the /ctivationD;eactivation M/2 control element described in subclause :.,.3.<. 8urthermore. the 43 maintains a sCell/eacti'ation&imer timer per confi ured "2ell and deactivates the associated "2ell upon its e(piry. The same initial timer value applies to each instance of the sCell/eacti'ation&imer and it is confi ured by 002. The confi ured "2ells are initially deactivated upon addition and after a handover. The 43 shall for each TT& and for each confi ured "2ellH ? if the 43 receives an /ctivationD;eactivation M/2 control element in this TT& activatin the "2ell. the 43 shall in the TT& accordin to the timin defined in J*KH ? activate the "2ellI i.e. apply normal "2ell operation includin H ? ? ? ? ? ? ? ? "0" transmissions on the "2ellI 2A&DPM&D0&DPT& reportin for the "2ellI P;22@ monitorin on the "2ellI P;22@ monitorin for the "2ell.

start or restart the sCell/eacti'ation&imer associated with the "2ellI tri er P@0 accordin to subclause 9.-.:.

else. if the 43 receives an /ctivationD;eactivation M/2 control element in this TT& deactivatin the "2ellI or if the sCell/eacti'ation&imer associated with the activated "2ell e(pires in this TT&H ? in the TT& accordin to the timin defined in J*KH ? ? ? deactivate the "2ellI stop the sCell/eacti'ation&imer associated with the "2ellI flush all @/0A buffers associated with the "2ell.

? ?

if P;22@ on the activated "2ell indicates an uplin# rant or downlin# assi nmentI or if P;22@ on the "ervin 2ell schedulin the activated "2ell indicates an uplin# rant or a downlin# assi nment for the activated "2ellH ? restart the sCell/eacti'ation&imer associated with the "2ellI

if the "2ell is deactivatedH ? ? not transmit "0" on the "2ellI not report 2A&DPM&D0&DPT& for the "2ellI

3GPP

Release &&

3+

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

? ? ? ?

not transmit on 46?"2@ on the "2ellI not transmit on 0/2@ on the "2ellI not monitor the P;22@ on the "2ellI not monitor the P;22@ for the "2ell.

@/0A feedbac# for the M/2 P;4 containin /ctivationD;eactivation M/2 control element shall not be impacted by P2ell interruption due to "2ell activationDdeactivation J=K. 'OT3H Phen "2ell is deactivated. the on oin 0andom /ccess procedure on the "2ell. if any. is aborted.

Proto o! 4ata U%its, 3or8ats a%d "ara8eters

6.1 Proto o! 4ata U%its

6.1.1 Ge%era!
/ M/2 P;4 is a bit strin that is byte ali ned (i.e. multiple of < bits) in len th. &n the fi ures in subclause :.,. bit strin s are represented by tables in which the most si nificant bit is the leftmost bit of the first line of the table. the least si nificant bit is the ri htmost bit on the last line of the table. and more enerally the bit strin is to be read from left to ri ht and then in the readin order of the lines. The bit order of each parameter field within a M/2 P;4 is represented with the first and most si nificant bit in the leftmost bit and the last and least si nificant bit in the ri htmost bit. M/2 ";4s are bit strin s that are byte ali ned (i.e. multiple of < bits) in len th. /n ";4 is included into a M/2 P;4 from the first bit onward. The 43 shall i nore the value of 0eserved bits in downlin# M/2 P;4s.

6.1.2 M$) P4U (4L-S): a%d UL-S): e. e"t tra%s"are%t M$) a%d Ra%do8 $ ess Res"o%se, M):)
/ M/2 P;4 consists of a M/2 header. !ero or more M/2 "ervice ;ata 4nits (M/2 ";4). !ero. or more M/2 control elements. and optionally paddin I as described in 8i ure :.,.*?3. 1oth the M/2 header and the M/2 ";4s are of variable si!es. / M/2 P;4 header consists of one or more M/2 P;4 subheadersI each subheader corresponds to either a M/2 ";4. a M/2 control element or paddin . / M/2 P;4 subheader consists of the si( header fields 0D0D3D62&;D8D6 but for the last subheader in the M/2 P;4 and for fi(ed si!ed M/2 control elements. The last subheader in the M/2 P;4 and subheaders for fi(ed si!ed M/2 control elements consist solely of the four header fields 0D0D3D62&;. / M/2 P;4 subheader correspondin to paddin consists of the four header fields 0D0D3D62&;.

.i/ure '(&()!&0 R<R<E<:%=1<.<: #A% su8header

3GPP

Release &&

3'

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

.i/ure '(&()!)0 R<R<E<:%=1 #A% su8header M/2 P;4 subheaders have the same order as the correspondin M/2 ";4s. M/2 control elements and paddin . M/2 control elements are always placed before any M/2 ";4. Paddin occurs at the end of the M/2 P;4. e(cept when sin le?byte or two?byte paddin is reBuired. Paddin may have any value and the 43 shall i nore it. Phen paddin is performed at the end of the M/2 P;4. !ero or more paddin bytes are allowed. Phen sin le?byte or two?byte paddin is reBuired. one or two M/2 P;4 subheaders correspondin to paddin are placed at the be innin of the M/2 P;4 before any other M/2 P;4 subheader. / ma(imum of one M/2 P;4 can be transmitted per T1 per 43. / ma(imum of one M2@ M/2 P;4 can be transmitted per TT&.

.i/ure '(&()!30 E>a$ple of #A% P1U consistin/ of #A% header6 #A% control ele$ents6 #A% S1Us and paddin/

6.1.3 M$) )o%tro! *!e8e%ts

6.1.3.1 <u33er Status Re"ort M$) )o%tro! *!e8e%ts

1uffer "tatus 0eport (1"0) M/2 control elements consist of eitherH ? ? "hort 1"0 and Truncated 1"0 formatH one 62G &; field and one correspondin 1uffer "i!e field (fi ure :.,.3.,?,)I or 6on 1"0 formatH four 1uffer "i!e fields. correspondin to 62G &;s Y+ throu h Y3 (fi ure :.,.3.,?*).

The 1"0 formats are identified by M/2 P;4 subheaders with 62&;s as specified in table :.*.,?*. The fields 62G &; and 1uffer "i!e are defined as followH ? ? 62G &;H The 6o ical 2hannel Group &; field identifies the roup of lo ical channel(s) which buffer status is bein reported. The len th of the field is * bitsI 1uffer "i!eH The 1uffer "i!e field identifies the total amount of data available across all lo ical channels of a lo ical channel roup after all M/2 P;4s for the TT& have been built. The amount of data is indicated in

3GPP

Release &&

34

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

number of bytes. &t shall include all data that is available for transmission in the 062 layer and in the P;2P layerI the definition of what data shall be considered as available for transmission is specified in J3K and J-K respectively. The si!e of the 062 and M/2 headers are not considered in the buffer si!e computation. The len th of this field is : bits. &f extended"#R-#izes is not confi ured. the values ta#en by the 1uffer "i!e field are shown in Table :.,.3.,?,. &f extended"#R-#izes is confi ured. the values ta#en by the 1uffer "i!e field are shown in Table :.,.3.,?*.

.i/ure '(&(3(&!&0 Short 9SR and Truncated 9SR #A% control ele$ent

.i/ure '(&(3(&!)0 :on/ 9SR #A% control ele$ent

3GPP

Release &&

35

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

Ta8le '(&(3(&!&0 9uffer si?e levels for 9SR

=nde> 0 1 2 3 4 5 6 / B 10 11 12 13 14 15 16 1/ 1B 120 21 22 23 24 25 26 2/ 2B 230 31 9uffer Si?e 9S" value @83tesA <S ? 0 0 C <S C? 10 10 C <S C? 12 12 C <S C? 14 14 C <S C? 1/ 1/ C <S C? 11- C <S C? 22 22 C <S C? 26 26 C <S C? 31 31 C <S C? 36 36 C <S C? 42 42 C <S C? 44- C <S C? 5/ 5/ C <S C? 6/ 6/ C <S C? /B /B C <S C? -1 -1 C <S C? 10/ 10/ C <S C? 125 125 C <S C? 146 146 C <S C? 1/1 1/1 C <S C? 200 200 C <S C? 234 234 C <S C? 2/4 2/4 C <S C? 321 321 C <S C? 3/6 3/6 C <S C? 440 440 C <S C? 515 515 C <S C? 603 603 C <S C? /06 /06 C <S C? B26 B26 C <S C? -6/ -6/ C <S C?1132 =nde> 32 33 34 35 36 3/ 3B 340 41 42 43 44 45 46 4/ 4B 450 51 52 53 54 55 56 5/ 5B 560 61 62 63 9uffer Si?e 9S" value @83tesA 1132 C <S C? 1326 1326 C <S C? 1552 1552 C <S C? 1B1/ 1B1/ C <S C? 212/ 212/ C <S C? 24-0 24-0 C <S C? 2-15 2-15 C <S C? 3413 3413 C <S C? 3--5 3--5 C <S C? 46// 46// C <S C? 54/6 54/6 C <S C? 6411 6411 C <S C? /505 /505 C <S C? B/B/ B/B/ C <S C? 102B/ 102B/ C <S C? 12043 12043 C <S C? 140-140-- C <S C? 1650/ 1650/ C <S C? 1-325 1-325 C <S C? 22624 22624 C <S C? 264B/ 264B/ C <S C? 31003100- C <S C? 36304 36304 C <S C? 42502 42502 C <S C? 4-/54-/5- C <S C? 5B255 5B255 C <S C? 6B201 6B201 C <S C? /-B46 /-B46 C <S C? -34/-34/- C <S C? 10-4310-43- C <S C? 12B125 12B125 C <S C? 150000 <S D 150000

3GPP

Release &&

37

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

Ta8le '(&(3(&!)0 E>tended 9uffer si?e levels for 9SR

=nde> 9uffer Si?e 9S" value @83tesA =nde> 9uffer Si?e 9S" value @83tesA

+ , * 3 9 : > < = ,+ ,, ,* ,3 ,,9 ,: ,> ,< ,= *+ *, ** *3 **9 *: *> *< *= 3+ 3,

1" S + + U 1" US ,+ ,+ U 1" US ,3 ,3 U 1" US ,: ,: U 1" US ,= ,= U 1" US *3 *3 U 1" US *= *= U 1" US 39 39 U 1" US -3 -3 U 1" US 93 93 U 1" US :9 :9 U 1" US <+ <+ U 1" US =< =< U 1" US ,*+ ,*+ U 1" US ,-> ,-> U 1" US ,<, ,<, U 1" US **3 **3 U 1" US *>*>- U 1" US 33> 33> U 1" US -,-,- U 1" US 9+= 9+= U 1" US :*9 :*9 U 1" US >:= >:= U 1" US =-9 =-9 U 1" US ,,:* ,,:* U 1" US ,-*= ,-*= U 1" US ,>9> ,>9> U 1" US *,:, *,:, U 1" US *:9> *:9> U 1" US 3*:> 3*:> U 1" US -+,> -+,> U 1" US-=-+

3* 33 339 3: 3> 3< 3= -+ -, -* -3 --9 -: -> -< -= 9+ 9, 9* 93 999 9: 9> 9< 9= :+ :, :* :3

-=-+ U 1" US :+>:+>- U 1" US >-:= >-:= U 1" US =,<9 =,<9 U 1" US ,,*=,,*=- U 1" US ,3<<< ,3<<< U 1" US ,>+>> ,>+>> U 1" US *+=== *+=== U 1" US *9<** *9<** U 1" US 3,>9* 3,>9* U 1" US 3=+-9 3=+-9 U 1" US -<+,* -<+,* U 1" US 9=+3= 9=+3= U 1" US >*9=< >*9=< U 1" US <=*>* <=*>* U 1" US ,+=>>,+=>>- U 1" US ,3-=<: ,3-=<: U 1" US ,:9=<= ,:9=<= U 1" US *+-,,, *+-,,, U 1" US *9+==+ *9+==+ U 1" US 3+<:33+<:3- U 1" US 3>=9,= 3>=9,= U 1" US -:::<3 -:::<3 U 1" US 9>3<:: 9>3<:: U 1" US >+9::: >+9::: U 1" US <:>>3> <:>>3> U 1" US ,+:>+3, ,+:>+3, U 1" US ,3,*+=> ,3,*+=> U 1" US ,:,3--> ,:,3--> U 1" US ,=<-++= ,=<-++= U 1" US *-3=:>< *-3=:>< U 1" US 3++++++ 1" X 3++++++

6.1.3.2

)-R(T6 M$) )o%tro! *!e8e%t

The 2?0'T& M/2 control element is identified by M/2 P;4 subheader with 62&; as specified in table :.*.,?*. &t has a fi(ed si!e and consists of a sin le field defined as follows (fi ure :.,.3.*?,)H ? 2?0'T&H This field contains the 2?0'T& of the 43. The len th of the field is ,: bits.

3GPP

Release &&

-,

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

.i/ure '(&(3()!&0 %!RNT= #A% control ele$ent

6.1.3.3

4R9 )o88a%d M$) )o%tro! *!e8e%t

The ;0C 2ommand M/2 control element is identified by a M/2 P;4 subheader with 62&; as specified in table :.*.,?,. &t has a fi(ed si!e of !ero bits.

6.1.3.4

U* )o%te%tio% Reso!utio% 6de%tit7 M$) )o%tro! *!e8e%t

The 43 2ontention 0esolution &dentity M/2 control element is identified by M/2 P;4 subheader with 62&; as specified in table :.*.,?,. This control element has a fi(ed -<?bit si!e and consists of a sin le field defined as follows (fi ure :.,.3.-?,) ? 43 2ontention 0esolution &dentityH This field contains the uplin# 222@ ";4.

.i/ure '(&(3(-!&0 UE %ontention Resolution =dentit3 #A% control ele$ent

6.1.3.5

Ti8i%2 $d5a% e )o88a%d M$) )o%tro! *!e8e%t

The Timin /dvance 2ommand M/2 control element is identified by M/2 P;4 subheader with 62&; as specified in table :.*.,?,. &t has a fi(ed si!e and consists of a sin le octet defined as follows (fi ure :.,.3.9?,)H ? ? T/G &dentity (T/G &d)H This field indicates the T/G &dentity of the addressed T/G. The T/G containin the P2ell has the T/G &dentity +. The len th of the field is * bitsI Timin /dvance 2ommandH This field indicates the inde( value &A (+. ,. *Z :3) used to control the amount of timin adjustment that 43 has to apply (see subclause -.*.3 of J*K). The len th of the field is : bits.

.i/ure '(&(3(+!&0 Ti$in/ Advance %o$$and #A% control ele$ent

6.1.3.6

Po1er :eadroo8 M$) )o%tro! *!e8e%t

The Power @eadroom M/2 control element is identified by a M/2 P;4 subheader with 62&; as specified in table :.*.,?*. &t has a fi(ed si!e and consists of a sin le octet defined as follows (fi ure :.,.3.:?,)H ? 0H reserved bit. set to L+LI

3GPP

Release &&

-&

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

Power @eadroom (P@)H this field indicates the power headroom level. The len th of the field is : bits. The reported P@ and the correspondin power headroom levels are shown in Table :.,.3.:?, below (the correspondin measured values in d1 can be found in subclause =.,.<.- of J=K).

.i/ure '(&(3('!&0 Power ;eadroo$ #A% control ele$ent Ta8le '(&(3('!&0 Power ;eadroo$ levels for P;R
P; 0 1 2 3 @ 60 61 62 63 Power ;eadroo$ :evel PEF*RG:*$4REEMG0 PEF*RG:*$4REEMG1 PEF*RG:*$4REEMG2 PEF*RG:*$4REEMG3 @ PEF*RG:*$4REEMG60 PEF*RG:*$4REEMG61 PEF*RG:*$4REEMG62 PEF*RG:*$4REEMG63

6.1.3.6a

*.te%ded Po1er :eadroo8 M$) )o%tro! *!e8e%t

The 3(tended Power @eadroom M/2 control element is identified by a M/2 P;4 subheader with 62&; as specified in table :.*.,?*. &t has a variable si!e and is defined in 8i ure :.,.3.:a?*. Phen Type * P@ is reported. the octet containin the Type * P@ field is included first after the octet indicatin the presence of P@ per "2ell and followed by an octet containin the associated P2M/C.c field (if reported). Then follows in ascendin order based on the #er'CellIndex 789 an octet with the Type , P@ field and an octet with the associated P2M/C.c field (if reported). for the P2ell and for each "2ell indicated in the bitmap. The 3(tended Power @eadroom M/2 2ontrol 3lement is defined as followsH ? 2iH this field indicates the presence of a P@ field for the "2ell with #CellIndex i as specified in J<K. The 2i field set to L,L indicates that a P@ field for the "2ell with #CellIndex i is reported. The 2i field set to L+L indicates that a P@ field for the "2ell with #CellIndex i is not reportedI 0H reserved bit. set to L+LI EH this field indicates if the P@ value is based on a real transmission or a reference format. 8or Type , P@. ES+ indicates real transmission on P4"2@ and ES, indicates that a P4"2@ reference format is used. 8or Type * P@. ES+ indicates real transmission on P422@ and ES, indicates that a P422@ reference format is used. 8urthermore. for both Type , and Type * P@. ES+ indicates the presence of the octet containin the associated P2M/C.c field. and ES, indicates that the octet containin the associated P2M/C.c field is omittedI Power @eadroom (P@)H this field indicates the power headroom level. The len th of the field is : bits. The reported P@ and the correspondin power headroom levels are shown in Table :.,.3.:?, (the correspondin measured values in d1 can be found in subclause =.,.<.- of J=K)I PH this field indicates whether the 43 applies power bac#off due to power mana ement (as allowed by P?MP0 c J,+K). The 43 shall set PS, if the correspondin P2M/C.c field would have had a different value if no power bac#off due to power mana ement had been appliedI P2M/C.cH if present. this field indicates the P2M/C.c or P CMA5 .c J*K used for calculation of the precedin P@ field. The reported P2M/C.c and the correspondin nominal 43 transmit power levels are shown in Table :.,.3.:a? , (the correspondin measured values in d1m can be found in subclause =.:., of J=K).
[

? ?

3GPP

Release &&

-)

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

.i/ure '(&(3('a!&0 *oid

.i/ure '(&(3('a!)0 E>tended Power ;eadroo$ #A% %ontrol Ele$ent Ta8le '(&(3('a!&0 No$inal UE trans$it power level for E>tended P;R
P%#A26c 0 1 2 @ 61 62 63 No$inal UE trans$it power level P)M$9G)G00 P)M$9G)G01 P)M$9G)G02 @ P)M$9G)G61 P)M$9G)G62 P)M$9G)G63

6.1.3./

M): S #edu!i%2 6%3or8atio% M$) )o%tro! *!e8e%t

The M2@ "chedulin &nformation M/2 2ontrol 3lement illustrated in 8i ure :.,.3.>?, is identified by a M/2 P;4 subheader with 62&; as specified in Table :.*.,?-. This control element has a variable si!e. 8or each MT2@ the fields below are includedH ? ? 62&;H this field indicates the 6o ical 2hannel &; of the MT2@. The len th of the field is 9 bitsI "top MT2@H this field indicates the ordinal number of the subframe within the M2@ schedulin period. countin only the subframes allocated to the M2@. where the correspondin MT2@ stops. Ealue + corresponds to the first subframe. The len th of the field is ,, bits. The special "top MT2@ value *+-> indicates that the correspondin MT2@ is not scheduled. The value ran e *+-3 to *+-: is reserved.

3GPP

Release &&

-3

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

.i/ure '(&(3(4!&0 #%; Schedulin/ =nfor$ation #A% control ele$ent

6.1.3.B

$ ti5atio%04ea ti5atio% M$) )o%tro! *!e8e%t

The /ctivationD;eactivation M/2 control element is identified by a M/2 P;4 subheader with 62&; as specified in table :.*.,?,. &t has a fi(ed si!e and consists of a sin le octet containin seven 2?fields and one 0?field. The /ctivationD;eactivation M/2 control element is defined as follows (fi ure :.,.3.<?,). ? 2iH if there is an "2ell confi ured with #CellIndex i as specified in J<K. this field indicates the activationDdeactivation status of the "2ell with #CellIndex i . else the 43 shall i nore the 2i field. The 2i field is set to L,L to indicate that the "2ell with #CellIndex i shall be activated. The 2i field is set to L+L to indicate that the "2ell with #CellIndex i shall be deactivatedI 0H 0eserved bit. set to M+N.

.i/ure '(&(3(5!&0 Activation<1eactivation #A% control ele$ent

6.1.4 M$) P4U (tra%s"are%t M$))

/ M/2 P;4 consists solely of a M/2 "ervice ;ata 4nit (M/2 ";4) whose si!e is ali ned to a T1I as described in fi ure :.,.-?,.

.i/ure '(&(-!&0 E>a$ple of #A% P1U transparent #A%"

6.1.5 M$) P4U (Ra%do8 $ ess Res"o%se)

/ M/2 P;4 consists of a M/2 header and !ero or more M/2 0andom /ccess 0esponses (M/2 0/0) and optionally paddin as described in fi ure :.,.9?-. The M/2 header is of variable si!e. / M/2 P;4 header consists of one or more M/2 P;4 subheadersI each subheader correspondin to a M/2 0/0 e(cept for the 1ac#off &ndicator subheader. &f included. the 1ac#off &ndicator subheader is only included once and is the first subheader included within the M/2 P;4 header.

3GPP

Release &&

--

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

/ M/2 P;4 subheader consists of the three header fields 3DTD0/P&; (as described in fi ure :.,.9?,) but for the 1ac#off &ndicator subheader which consists of the five header field 3DTD0D0D1& (as described in fi ure :.,.9?*). / M/2 0/0 consists of the four fields 0DTimin /dvance 2ommandD46 GrantDTemporary 2?0'T& (as described in fi ure :.,.9?3). Paddin may occur after the last M/2 0/0. Presence and len th of paddin is implicit based on T1 si!e. si!e of M/2 header and number of 0/0s.

.i/ure '(&(+!&0 E<T<RAP=1 #A% su8header

.i/ure '(&(+!)0 E<T<R<R<9= #A% su8header

.i/ure '(&(+!30 #A% RAR

.i/ure '(&(+!-0 E>a$ple of #A% P1U consistin/ of a #A% header and #A% RARs

3GPP

Release &&

-+

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

6.2 'or8ats a%d "ara8eters

6.2.1 M$) #eader 3or 4L-S):, UL-S): a%d M):
The M/2 header is of variable si!e and consists of the followin fieldsH ? 62&;H The 6o ical 2hannel &; field identifies the lo ical channel instance of the correspondin M/2 ";4 or the type of the correspondin M/2 control element or paddin as described in tables :.*.,?,. :.*.,?* and :.*.,?for the ;6?"2@. 46?"2@ and M2@ respectively. There is one 62&; field for each M/2 ";4. M/2 control element or paddin included in the M/2 P;4. &n addition to that. one or two additional 62&; fields are included in the M/2 P;4. when sin le?byte or two?byte paddin is reBuired but cannot be achieved by paddin at the end of the M/2 P;4. The 62&; field si!e is 9 bitsI 6H The 6en th field indicates the len th of the correspondin M/2 ";4 or variable?si!ed M/2 control element in bytes. There is one 6 field per M/2 P;4 subheader e(cept for the last subheader and subheaders correspondin to fi(ed?si!ed M/2 control elements. The si!e of the 6 field is indicated by the 8 fieldI 8H The 8ormat field indicates the si!e of the 6en th field as indicated in table :.*.,?3. There is one 8 field per M/2 P;4 subheader e(cept for the last subheader and subheaders correspondin to fi(ed?si!ed M/2 control elements. The si!e of the 8 field is , bit. &f the si!e of the M/2 ";4 or variable?si!ed M/2 control element is less than ,*< bytes. the value of the 8 field is set to +. otherwise it is set to ,I 3H The 3(tension field is a fla indicatin if more fields are present in the M/2 header or not. The 3 field is set to L,L to indicate another set of at least 0D0D3D62&; fields. The 3 field is set to L+L to indicate that either a M/2 ";4. a M/2 control element or paddin starts at the ne(t byteI 0H 0eserved bit. set to L+L.

The M/2 header and subheaders are octet ali ned. Ta8le '()(&!& *alues of :%=1 for 1:!S%;
=nde> 00000 00001-01010 01011-11010 11011 11100 11101 11110 11111 :%=1 values ))): 6de%tit7 o3 t#e !o2i a! #a%%e! Reser5ed $ ti5atio%04ea ti5atio% U* )o%te%tio% Reso!utio% 6de%tit7 Ti8i%2 $d5a% e )o88a%d 4R9 )o88a%d Paddi%2

Ta8le '()(&!) *alues of :%=1 for U:!S%;

=nde> 00000 00001-01010 01011-11000 11001 11010 11011 11100 11101 11110 11111 :%=1 values ))): 6de%tit7 o3 t#e !o2i a! #a%%e! Reser5ed *.te%ded Po1er :eadroo8 Re"ort Po1er :eadroo8 Re"ort )-R(T6 Tru% ated <SR S#ort <SR Lo%2 <SR Paddi%2

Ta8le '()(&!3 *alues of . field0

=nde> 0 1 Si?e of :en/th field in 8its" / 15

3GPP

Release &&

-'

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

Ta8le '()(&!- *alues of :%=1 for #%;

=nde> 00000 00001-11100 11101 11110 11111 :%=1 values M)): (see %ote) MT): Reser5ed M): S #edu!i%2 6%3or8atio% Paddi%2

'OT3H &f there is no M22@ on M2@. an MT2@ could use this value.

6.2.2 M$) #eader 3or Ra%do8 $ ess Res"o%se

The M/2 header is of variable si!e and consists of the followin fieldsH ? 3H The 3(tension field is a fla indicatin if more fields are present in the M/2 header or not. The 3 field is set to L,L to indicate at least another set of 3DTD0/P&; fields follows. The 3 field is set to L+L to indicate that a M/2 0/0 or paddin starts at the ne(t byteI TH The Type field is a fla indicatin whether the M/2 subheader contains a 0andom /ccess &; or a 1ac#off &ndicator. The T field is set to M+N to indicate the presence of a 1ac#off &ndicator field in the subheader (1&). The T field is set to M,N to indicate the presence of a 0andom /ccess Preamble &; field in the subheader (0/P&;)I 0H 0eserved bit. set to L+LI 1&H The 1ac#off &ndicator field identifies the overload condition in the cell. The si!e of the 1& field is - bitsI 0/P&;H The 0andom /ccess Preamble &;entitfier field identifies the transmitted 0andom /ccess Preamble (see subclause 9.,.3). The si!e of the 0/P&; field is : bits.

? ? ?

The M/2 header and subheaders are octet ali ned.

6.2.3 M$) "a7!oad 3or Ra%do8 $ ess Res"o%se

The M/2 0/0 is of fi(ed si!e and consists of the followin fieldsH ? ? 0H 0eserved bit. set to L+LI Timin /dvance 2ommandH The Timin /dvance 2ommand field indicates the inde( value &A (+. ,. *Z ,*<*) used to control the amount of timin adjustment that 43 has to apply (see subclause -.*.3 of J*K). The si!e of the Timin /dvance 2ommand field is ,, bitsI 46 GrantH The 4p6in# Grant field indicates the resources to be used on the uplin# (see subclause :.* of J*K). The si!e of the 46 Grant field is *+ bitsI Temporary 2?0'T&H The Temporary 2?0'T& field indicates the temporary identity that is used by the 43 durin 0andom /ccess. The si!e of the Temporary 2?0'T& field is ,: bits.

? ?

The M/2 0/0 is octet ali ned.

Varia&!es a%d o%sta%ts

/.1 R(T6 5a!ues

0'T& values are presented in Table >.,?, and their usa e and associated Transport 2hannels and 6o ical 2hannels are presented in Table >.,?*.

3GPP

Release &&

-4

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

Ta8le 4(&!&0 RNT= values(

*alue he>a!deci$al" 0000 0001-003) 0034-'''3 '''4-''') '''4 '''* '''' RNT= (0$ R$-R(T6, )-R(T6, Se8i-Persiste%t S #edu!i%2 )-R(T6, Te8"orar7 )-R(T6, TP)-PU)):-R(T6 a%d TP)-PUS):-R(T6 (see %ote) )-R(T6, Se8i-Persiste%t S #edu!i%2 )-R(T6, Te8"orar7 )-R(T6, TP)-PU)):-R(T6 a%d TP)-PUS):-R(T6 Reser5ed 3or 3uture use M-R(T6 P-R(T6 S6-R(T6

'OT3H

/ 43 uses the same 2?0'T& on all "ervin 2ells.

Ta8le 4(&!)0 RNT= usa/e(

RNT= P-R(T6 S6-R(T6 M-R(T6 R$-R(T6 Te8"orar7 )-R(T6 Te8"orar7 )-R(T6 )-R(T6 )-R(T6 )-R(T6 Se8i-Persiste%t S #edu!i%2 )-R(T6 Se8i-Persiste%t S #edu!i%2 )-R(T6 TP)-PU)):-R(T6 TP)-PUS):-R(T6 Usa/e Pa2i%2 a%d S7ste8 6%3or8atio% #a%2e %oti3i atio% <road ast o3 S7ste8 6%3or8atio% M)): 6%3or8atio% #a%2e %oti3i atio% Ra%do8 $ ess Res"o%se )o%te%tio% Reso!utio% (1#e% %o 5a!id )-R(T6 is a5ai!a&!e) Ms23 tra%s8issio% 47%a8i a!!7 s #edu!ed u%i ast tra%s8issio% 47%a8i a!!7 s #edu!ed u%i ast tra%s8issio% Tri22eri%2 o3 P4)): ordered ra%do8 a ess Se8i-Persiste%t!7 s #edu!ed u%i ast tra%s8issio% (a ti5atio%, rea ti5atio% a%d retra%s8issio%) Se8i-Persiste%t!7 s #edu!ed u%i ast tra%s8issio% (dea ti5atio%) P#7si a! !a7er U"!i%= "o1er o%tro! P#7si a! !a7er U"!i%= "o1er o%tro! Transport %hannel P): 4L-S): (0$ 4L-S): 4L-S): UL-S): UL-S): 4L-S): (0$ 4L-S):, UL-S): (0$ (0$ (0$ :o/ical %hannel P)): <)): (0$ (0$ ))): ))):, 4)):, 4T): 4)):, 4T): ))):, 4)):, 4T): (0$ 4)):, 4T): (0$ (0$ (0$

/.2 <a =o33 Para8eter 5a!ues

1ac#off Parameter values are presented in Table >.*?,.

3GPP

Release &&

-5

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

Ta8le 4()!&0 9ackoff Para$eter values(

=nde> 0 1 2 3 4 5 6 / B 10 11 12 13 14 15 9ackoff Para$eter value $s" 0 10 20 30 40 60 B0 120 160 240 320 4B0 -60 Reser5ed Reser5ed Reser5ed

The reserved values of the bac#off parameter if received by the current release version 43s shall be ta#en as =:+ ms.

/.3 PR$): Mas= 6%de. 5a!ues

Ta8le 4(3!&0 PRA%; #ask =nde> values
PRA%; #ask =nde> 0 1 2 3 4 5 6 / B 10 11 12 13 14 15 Allowed PRA%; .11" $!! PR$): Resour e 6%de. 0 PR$): Resour e 6%de. 1 PR$): Resour e 6%de. 2 PR$): Resour e 6%de. 3 PR$): Resour e 6%de. 4 PR$): Resour e 6%de. 5 PR$): Resour e 6%de. 6 PR$): Resour e 6%de. / PR$): Resour e 6%de. B PR$): Resour e 6%de. *5er7, i% t#e ti8e do8ai%, e5e% PR$): o""ortu%it7 1st PR$): Resour e 6%de. i% su&3ra8e *5er7, i% t#e ti8e do8ai%, odd PR$): o""ortu%it7 1st PR$): Resour e 6%de. i% su&3ra8e Reser5ed Reser5ed Reser5ed Allowed PRA%; T11" $!! PR$): Resour e 6%de. 0 PR$): Resour e 6%de. 1 PR$): Resour e 6%de. 2 PR$): Resour e 6%de. 3 PR$): Resour e 6%de. 4 PR$): Resour e 6%de. 5 Reser5ed Reser5ed Reser5ed Reser5ed *5er7, i% t#e ti8e do8ai%, e5e% PR$): o""ortu%it7 1st PR$): Resour e 6%de. i% su&3ra8e *5er7, i% t#e ti8e do8ai%, odd PR$): o""ortu%it7 1st PR$): Resour e 6%de. i% su&3ra8e 1st PR$): Resour e 6%de. i% su&3ra8e 2%d PR$): Resour e 6%de. i% su&3ra8e 3rd PR$): Resour e 6%de. i% su&3ra8e

/.4 Su&3ra8eGE33set 5a!ues

"ubframeFOffset values are presented in Table >.-?,.

3GPP

Release &&

-7

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

Ta8le 4(-!&0 Su8fra$eBCffset values

T11 U:<1: confi/uration 0 1 2 3 4 5 6 Position of initial Se$i!Persistent /rant (0$ Su&3ra8es 2 a%d / Su&3ra8es 3 a%d B Su&3ra8e 2 Su&3ra8e / Su&3ra8es 2 a%d 3 Su&3ra8e 4 Su&3ra8e 2 Su&3ra8e 3 (0$ (0$ Su8fra$eBCffset value $s" 0 1 -1 5 -5 1 -2 1 -1 0 0

/.5 TT6G<U(4L*GS6H* 5a!ue

The parameter TT&F14';63F"&G3 is -.

/.6 4*LT$GPR*$M<L* 5a!ues

The ;36T/FP03/M163 preamble format based power offset values are presented in Table >.:?,. Ta8le 4('!&0 1E:TABPREA#9:E values(
Prea$8le .or$at 0 1 2 3 4 1E:TABPREA#9:E value 0 d< 0 d< -3 d< -3 d< B d<

Phere the Preamble 8ormat is iven by prach-ConfigIndex J>K.

/./ :$R; RTT Ti8er

8or 8;; the @/0A 0TT Timer is set to < subframes. 8or T;; the @/0A 0TT Timer is set to # Q - subframes. where # is the interval between the downlin# transmission and the transmission of associated @/0A feedbac#. as indicated in Table ,+.,.3.,?, of J*K . and for an 0' confi ured with rn-#ubframeConfig J<K and not suspended. as indicated in Table >.9.,?, of J,,K.

3GPP

Release &&

+,

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

$%%e. $ (%or8ati5e)+ :a%d!i%2 o3 8easure8e%t 2a"s

&n this specification. the subframes which cannot be used for transmission accordin to subclause <.,.*., of J=K are also considered as part of measurement aps in uplin#. Measurement aps are defined in J=K. &n a subframe that is part of a measurement ap. the 43 shall not perform the transmission of @/0A feedbac# and 2A&DPM&D0&DPT&. and "0" shall not be reported.

3GPP

Release &&

+&

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

$%%e. < (%or8ati5e)+ )o%te%tio% reso!utio% 3or R$): a

ess

Phen chec#in whether contention resolution was successful a 43 considers the M/2 header structures shown below for the processin of a M/2 P;4 containin a 43 2ontention 0esolution &dentity M/2 control element.

L)64 (,,,++)

R R

R R

* *

L)64 L)64

(,,,++) (+++++)

%ase &+ M$) su&#eader 3or M$) o%tro! e!e8e%t

%ase )+ M$) su&#eader 3or M$) o%tro! e!e8e%t , M$) su&#eader 3or M$) S4U ())):)

R R R

R R R

* * *

L)64 L)64 L)64

(,,,,,) (,,,++) (+++++)

R R R R

R R R R

* * * *

L)64 L)64 L)64 L)64

(,,,,,) (,,,,,) (,,,++) (+++++)

%ase 3+ M$) su&#eader 3or si%2!e-&7te "addi%2 , M$) su&#eader 3or M$) o%tro! e!e8e%t , M$) su&#eader 3or M$) S4U ())):)

%ase -+ M$) su&#eaders 3or t1o-&7te "addi%2 , M$) su&#eader 3or M$) o%tro! e!e8e%t , M$) su&#eader 3or M$) S4U ())):)

R R ' R

R R

* *

L)64 L)64 L

(,,,++) (+++++)

R R '

R R

* *

L)64 L)64 L L

(,,,++) (+++++)

L)64

(,,,,,)

R
%ase ++ M$) su&#eader 3or M$) o%tro! e!e8e%t , M$) su&#eader (/-&its L-3ie!d) 3or M$) S4U ())):) , M$) su&#eader 3or "addi%2

L)64

(,,,,,)

%ase '+ M$) su&#eader 3or M$) o%tro! e!e8e%t , M$) su&#eader (15-&its L-3ie!d) 3or M$) S4U ())):) , M$) su&#eader 3or "addi%2

3GPP

Release &&

+)

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

$%%e. ) (i%3or8ati5e)+ 6%te%ded U* &e#a5iour 3or 4R9 Ti8ers

Phen a ;0C timer is set to a value of C. and n denotes the subframe in which the related event is tri ered accordin to the section 9.>. the intended behaviours of each ;0C timer are presented in the Table 2?, belowH Ta8le %!&0 =ntended UE 8ehaviour for 1R2 ti$ers
=ntended UE 8ehaviour @>6 3A $eans includin/ su8fra$e > and 3" dr.-6%a ti5it7Ti8er T#e U* 8o%itors P4)): i% P4)):-su&3ra8es duri%2 t#e su&3ra8es I%,1, %,8J. T#e U* starts or restarts dr.S#ort)7 !eTi8er, a%d uses S#ort 4R9 )7 !e i% t#e su&3ra8e %,8,1, i3 o%3i2ured. 8a -)o%te%tio%Reso!utio%Ti8er T#e U* 8o%itors P4)): i% P4)):-su&3ra8es duri%2 t#e su&3ra8es I%,1, %,9J. dr.-Retra%s8issio%Ti8er T#e U* 8o%itors P4)): i% P4)):-su&3ra8es duri%2 t#e su&3ra8es I%, %,8-1J. o%4uratio%Ti8er T#e U* 8o%itors P4)): i% P4)):-su&3ra8es duri%2 t#e su&3ra8es I%, %,8-1J. dr.S#ort)7 !eTi8er T#e U* uses t#e S#ort 4R9 )7 !e duri%2 t#e su&3ra8es I%, %,9-1J. T#e U* starts to use t#e Lo%2 4R9 )7 !e i% t#e su&3ra8e %,9. :$R; RTT Ti8er T#e U* starts dr.-Retra%s8issio%Ti8er i% t#e su&3ra8e %,9, i3 %eeded. (ET*+ 'or '44, 8 is eAua! to 9K 3or T44, 8 is eAua! to t#e 8i%i8u8 %u8&er o3 su&3ra8es so t#at 9 P4)):su&3ra8es are i% !uded duri%2 t#e su&3ra8es I., 7J. 1R2 Ti$ers

8or dr(?&nactivityTimer and dr(?0etransmissionTimer. if CS+. the timer does not ma#e the 43 to monitor the P;22@.

3GPP

Release &&

+3

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

$%%e. 4 (i%3or8ati5e)+ )#a%2e #istor7

%han/e histor3
1ate 200/-06 200/-06 TSG D TSG 1oc( %R R$(2L5B R2-0/2/10 &is R$(2L5B R2-0/2-12 &is R$(2L5B R2-0/2--4 &is Rev Su8ject<%o$$ent M$) Proto o! S"e i3i atio% <ase!i%e Te.t Pro"osa! 3or UL :$R; (Tdo R2-0/2/0B) Te.t Pro"osa! 3or 4L :$R; (Tdo R2-0/2/0/) Te.t Pro"osa! 3or R$): "ro edure (Tdo R2-0/2640) Te.t Pro"osa! 3or Lo2i a! )#a%%e! "rioriti>atio% (Tdo R2-0/2643) <asi M$) P4U stru ture (Tdo R2-0/2-B3) 1it# u"dates $2ree8e%ts o% ti8e-3reAue% 7 resour e o%3i2uratio% (Tdo R20/2--3) $2ree8e%t o% R$-R(T6 asso iatio% (Tdo R2-0/2--3) )!ari3i atio% o% R$ Res"o%se re e"tio% (Tdo R2-0/2--3) Re8o5ed re3ere% e to %o%-e.isti%2 ta&!e (Tdo R2-0/34/3) 6% orre t 8a""i%2 o3 !o2i a! to tra%s"ort #a%%e! (Tdo R2-0/34/3) U%-%e essar7 error #e =i%2 i% :$R; "ro ess "ro edure (Tdo R2-0/34/3) Re8o5a! o3 re3ere% e to ti8i%2 re!atio% 3or :$R; 3eed&a = (Tdo R2-0/34/3) )orre tio% o3 6%ter%a! 5aria&!e %a8e (Tdo R2-0/34/3) )orre tio% o3 "ro edure i% ase o3 su ess3u! :$R; re e"tio% (Tdo R2-0/34/3) Te.t "ro"osa! 3or Ra%do8 $ ess "ro edure Te.t "ro"osa! o% :$R; !ari3i atio% 3or T44 Te.t "ro"osa! o% :$R; 3or 2ra%ts )!ea% 5ersio% 3or i%3or8atio% *ditoria! u"date 1it# *ditorMs %otes (Tdo R2-0/4211). $2ree8e%ts o% M$) P4U 3or8at (R2-0/4536) )orre tio%s o% Ra%do8 $ ess Pro edure (R2-0/4536) *%dorse8e%t o3 51.1.1 Re8o5a! o3 ''S o% 4L ))): e.iste% e $2ree8e%t o% ide%tit7 used Ra%do8 $ ess Res"o%se (R20/503B) $2ree8e%t o% Lo a! (a =1 (R2-0/4-4-) PU)): Resour e #a%d!i%2 (R2-0/5432) UL :$R; a2ree8e%ts (R2-0/5432) $2ree8e%ts o% se8i-"ersiste%t s #edu!i%2 (R2-0/5432, 36.300) $2ree8e%ts o% <SR0SR tri22ers (R2-0/5432) $2ree8e%ts o% <SR o%te%ts (R2-0/5432) $2ree8e%ts o% Ti8i%2 $d5a% e "ri% i"!es (36.300) $2ree8e%ts o% 4R9 o%tro! (36.300) :a%d!i%2 o3 P-<):, 4-<):, P): (R2-0/5246) )!ea% 5ersio%, "rese%ted at TSG R$(-3B 3or a""ro5a! $""ro5ed at TSG R$(-3B a%d "!a ed u%der #a%2e o%tro! )R to 36.321 1it# *-UTR$ M$) "roto o! s"e i3i atio% u"date 36.321 )R o5eri%2 a2ree8e%ts o3 R$(2 L61&is a%d R$(2L62 )!ari3i atio% o% data a5ai!a&!e 3or tra%s8issio% 3or <SR tri22eri%2 )R to 36.321 o% 3ai!ure i%di atio% a3ter 8a.i8u8 %u8&er o3 :$R; tra%s8issio%s )!ari3i atio%s a%d )orre tio%s o3 4L a%d UL 4ata Tra%s3er (S):, R$): a%d SR) )R to 36.321 o% <u33er si>e !e5e!s 3or <SR )!ari3i atio%s o% 4R9 )!ari3i atio% o% U* &e#a5ior 3or 4R9 a%d o%3i2ured 8easure8e%t 2a"s )orre tio% to M$) Paddi%2 <SR )orre tio% to U* tra%s8issio% "o1er #eadroo8 re"ort 3or LT* )orre tio%s o% <SR )R to 36.321 R*L-B o% 'or8at o3 UL 2ra%t i% Messa2e 2 )R to 36.321 R*L-B o% PUS): PU)): Po1er )o%tro! R(T6s )R to 36.321 R*L-B o% R$): u%i3or8 ra%do8 &a =o33 *-UTR$ M$) "roto o! s"e i3i atio% u"date TP 3or %u8&er o3 :$R; "ro esses a%d M6ME U"date o3 M$) dedi ated "rea8&!e e."ir7 Cld New

0.1.0

200/-06

0.1.0

0.1.1

200/-0B

R$(2L5- R2-0/3/15

0.1.1

0.2.0

200/-0200/-0200/-10 200/-11 200/-11 200/-11

R$(2L5- R2-0/3BB5 R$(L3/ RP-0/06BB R$(2L5- R2-0/4530 &is R$(2L60 R2-0/50-3 R$(2L60 R2-0/5243 R$(2L60 R2-0/54BB

0.2.0 0.2.1 1.0.0 1.1.0 1.1.1 1.2.0

0.2.1 1.0.0 1.1.0 1.1.1 1.2.0 1.3.0

200/-11 200/-12 200B-03 200B-05 200B-0-

RP-3B RP-3B RP-3RP-40 RP-41 RP-41 RP-41 RP-41 RP-41 RP-41 RP-41 RP-41 RP-41 RP-41 RP-41 RP-41 RP-41 RP-41 RP-41

RP-0/0-1/ RP-0B0162 RP-0B0410 RP-0B06-0 RP-0B06-0

0001 0002 0003 0004

2 1 -

1.3.0 2.0.0 B.0.0 B.1.0 B.2.0 B.2.0 B.2.0 B.2.0 B.2.0 B.2.0 B.2.0 B.2.0 B.2.0 B.2.0 B.2.0 B.2.0 B.2.0 B.2.0 B.2.0

2.0.0 B.0.0 B.1.0 B.2.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0

RP-0B06-0 0005 4 RP-0B06-0 0006 RP-0B06-0 000/ RP-0B06-0 000B RP-0B06-0 RP-0B06-0 RP-0B06-0 RP-0B06-0 RP-0B06-0 RP-0B06-0 RP-0B06-0 RP-0B06-0 RP-0B06-0 0000010 0011 0012 0015 0016 001/ 0020 0022 3 1 -

3GPP

Release &&
RP-41 RP-41 RP-41 RP-41 RP-41 RP-41 RP-41 200B-12 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-42 RP-0B06-0 RP-0B06-0 RP-0B06-0 RP-0B06-0 RP-0B06-0 RP-0B06-0 RP-0B06-0 002/ 0051 005B 00/1 00-1 0103 0104 1 1 2 -

+-

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

B.2.0 B.2.0 B.2.0 B.2.0 B.2.0 B.2.0 B.2.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0

RP-0B101B 0105 RP-0B101B 0106 1 RP-0B101B 010/ 1 RP-0B101B 010B 2 RP-0B101B 010- RP-0B101B 0110 RP-0B101B 0112 1 RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B10/B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B 0113 0114 0115 0116 011/ 011B 0110120 0121 0122 0123 0124 0125 012/ 012B 0120130 0131 0132 0133 0134 0135 0136 2 2 1 4 1 2 1 1 1 1 1 -

RP-0B101B 013/ 2 RP-0B101B 013B RP-0B101B 013- RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B 0142 0143 015/ 0162 0165 0166 016/ 016B 01/3 01/4 01/5 01B5 01BB 01B01-B 0201 0206 0211 0220 0225 0231 0232 0233 0236 1 1 1 1 1 2 1 2 1 2 1 1 -

:a%d!i%2 o3 Se8i-Persiste%t 2ra%ts a%d assi2%8e%ts )orre tio%s re!ati%2 to R$): UL )#a%%e! Prioritisatio% )orre tio%s re!ati%2 to R$): "artitio%i%2 )orre tio% o% Ra%do8 $ ess Res"o%se re e"tio% &e#a5iour U""er !i8it o3 !o2i a! #a%%e! id )!ari3i atio%s a%d )orre tio%s 3or :$R; o"eratio% at T$T e."ir7 a%d R$): o%te%tio% reso!utio% )R0105 to 36.321 IRe!-BJ o% P:R Periodi Ti8er Start Pro"osed R1 o3 )R0106 to 36.321 IRe!-BJ o% P:R Re3ere% e )R 010/ to 36.321 6%tera tio%s &et1ee% 8easure8e%t 2a" a%d Ms23 tra%s8issio% Pro"osed R1 o3 )R010B to 36.321 IRe!-BJ o% P:R Re"orti%2 Va!ues )orre tio% re!ati%2 to eAua! "riorities )R 0110 to 36.321 o% )orre tio% to P:R )R0112r1 to 36.321 IRe!-BJ )orre tio% to <)): Re e"tio% "ro edure )o%te%tio% Reso!utio% Ti8er P): re e"tio% )orre tio% to re e"tio% o3 assi2%8e%ts a%d 2ra%ts )orre tio% o% )o%te%tio% Reso!utio% Pro"osed R1 o3 )R011/ to 36.321 IRe!-BJ o% o% SR )!ari3i atio%s a%d Re"etitio%s )!ari3i atio% o% Paddi%2 5a!ue )R 011- to 36.321 )orre tio% a%d )!ari3i atio% o% TT6 <u%d!i%2 )!ari3i atio% o3 4R9 $ ti5e Ti8e Te.t Pro"osa! 3or 4edi ated Prea8&!e $ssi2%8e%t )R0122 to 36.321 IRe!-BJ o% Messa2e 3 4e3i%itio% )orre tio% to "re5e%t 1ro%2 o%te%tio% reso!utio% &7 ada"ti5e retra%s8issio% o88a%d <u =et Si>e Para8eter )R0125r2 to 36.321 IRe!-BJ )orre tio% to Mu!ti"!e <SR )R012/ to 36.321 IRe!-BJ R$): "rea8&!es !a&e!!i%2 )R012Br1 to 36.321 IRe!-BJ 8er2i%2 )R0126r0 a%d )R012Br0 )R012-r1 to 36.321 IRe!-BJ )orre tio% to P4U 'or8at );60 SRS0PM60R6 tra%s8issio% duri%2 a ti5e ti8e (46 a%d Ms24 )arr7i%2 )o%te%tio% Reso!utio% 64 )R0132 to 36.321 IRe!-BJ o% M$) <SR tri22er )!ari3i atio% a&out Restarti%2 t#e Periodi <SR Ti8er )orre tio% to R$ "ro edure i%itiated &7 e(< P4)): order )orre tio% o% P:R tri22eri%2 o%ditio% )R 0136 to 36.321 o% )orre tio% to UL :$R; Pro ess 3or t#e tra%s8issio% o3 Ms23 SPS o asio%s Ro&ust%ess o3 <u33er Status Re"orti%2 Pro"osed )R to 36.321 IRe!-BJ o% UL :$R; a%d Measure8e%t Ga"s T$T a%d R$): "ro edure SRS a%d );6 Resour es Re!ease u"o% T$T *."ir7 Pro"osed )R to 36.321 )orre tio% to R$): "ro edure <SR 3or8at 3or re"orti%2 e8"t7 &u33ers TT6 <u%d!i%2 )o%3i2uratio% )orre tio%s to se8i-"ersiste%t s #edu!i%2 Priotiti>atio% o3 M$) o%tro! e!e8e%ts )orre tio% to starti%2 o3 T$ ti8er Pro"osed )R to 36.321 SPS i8"!i it re!ease o% UL Pro"osed )R to 36.321 Measure8e%t 2a"s a%d SPS Pro"osed )R to 36.321 Setti%2 reser5ed &its to >ero Pro"osed )R to 36.321 IRe!-BJ M$) ResetRe o%3i2 E"tio% 2 RV setti%2 )orre tio%s to Ra%do8 $ ess Pro edure (u8&er o3 :$R; "ro esses 3or M6ME )orre tio%s to "o1er o%tro! a%d ra%do8 a ess )orre tio% o% t#e de3i%itio% o3 t#e P4)):-su&3ra8e )orre tio% to t#e oe.ist o3 SPS-R(T6 a%d S6-R(T6 or R$-R(T6 *."!i it re!ease o3 SPS Li%=i%2 :$R; "ro ess 64 1it# t#e SPS resour e <u =et Para8eter U"date )!ari3i atio% o% NP4)): i%di ates a %e1 tra%s8issio%O 3or 4R9 *ditoria! orre tio%s to M$) R< sus"e%sio% a%d <SR o%te%ts

3GPP

Release &&
RP-42 RP-42 RP-42 RP-42 RP-42 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-43 RP-44 RP-44 RP-44 RP-44 RP-44 RP-44 RP-44 RP-44 RP-44 RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0B101B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-012B RP-0-0513 RP-0-0513 RP-0-0513 RP-0-0513 RP-0-0513 RP-0-0513 RP-0-0513 RP-0-0513 RP-0-0513 0230240 0241 0242 0243 0245 0246 024/ 024B 0240250 0251 0252 0253 0254 0255 0256 025/ 025B 0250260 0261 0262 0263 0264 0265 0266 026/ 02602/0 02/1 02/2 02/3 02/4 02/5 02/6 02/B 02/02B0 02B1 02B2 02B3 02B5 02B02-0 02-2 02-3 0300 0303 0305 030/ 030B 0314 0316 031B 0320 0324 0333 0334 0341 0342 0343 0344 0346 034/ 034B 0340350 0351 2 2 1 1 1 2 2 1 1 2 1 1 2 1 1 1 1 1 3 1 3 1 1 1 2 2 1 1 2

++

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

B.3.0 B.3.0 B.3.0 B.3.0 B.3.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.4.0 B.4.0 B.4.0 B.4.0 B.4.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.6.0 B.6.0 B.6.0 B.6.0 B.6.0 B.6.0 B.6.0 B.6.0 B.6.0

200--03

200--06

RV setti%2 Prea8&!e 2rou" se!e tio% Use o3 dedi ated "rea8&!es a3ter :E o8"!ete 6%trodu tio% o3 :$R; RTT Ti8er )orre tio% to 4R9 o%3i2uratio% )R to 36.321 o% <SR !ari3i atio% 'reei%2 o3 reser5ed R(T6s )orre tio% to M$) reset )orre tio% to 6%itia!i>atio% o3 Prioriti>atio% Lo a! ($)Pi%2 E"tio%a!it7 M$) )R Positio% o3 t#e <a =o33 6%di ator su&#eader Missi%2 reser5ed &it setti%2 *."ired T$T a%d PUS): tra%s8issio% *."ired T$T a%d :$R; 3eed&a = )ou%ter "ro"osa! to R2-0-0-6- o% Ma%a2e8e%t 3or :$R; &u33er 1it# T$T :$R; 'eed&a = a%d )o%te%tio% Reso!utio% )orre tio%s to redu%da% 7 5ersio% o%tro! 3or s7ste8 i%3or8atio% Ma""i%2 o3 t#e R(T6s to di33ere%t tra%s"ort #a%%e!s 4R9 a%d UL Retra%s8issio%s 4e3i%itio% o3 4R9 S#ort )7 !e Ti8er S8a!! orre tio%s to R$): Pro essi%2 o3 o%te%tio% reso!utio% 8essa2e )orre tio%s to "o1er o%tro! a%d ra%do8 a ess Missi%2 o%ditio% 3or u%su ess3u! re e"tio% o3 Ms22 )orre tio%s re!ati%2 to Ra%do8 $ ess reAuired i%"uts <u =et Para8eter U"date )orre tio% to :a%d!i%2 o3 tri22ered P:R SPS resour e re!ease o% 4-SR 3ai!ure (46 #a%d!i%2 1#e% 8easure8e%t 2a" a%d SPS o assio% o!!ide )orre tio% re!ati%2 to P4)): order *rror :a%d!i%2 Various !ari3i atio%s0 orre tio%s to TS36.321 4isasse8&!7, 4e8u!ti"!e.i%2 a%d Mu!ti"!e.i%2 3u% tio%s Mis e!!a%eous orre tio%s to M$) )R o% 6%tera tio%s &et1ee% Ms23 tra%s8issio% a%d TT6 &u%d!i%2 TT6 <u%d!i%2 )orre tio% to <SR tri22er at ser5i%2 e!! #a%2e )orre tio% to Re!ease o3 SPS Usa2e o3 RR) Para8eters )!ari3i atio% o3 M$) Ti8er status )orre tio% o% M$) P4U su&#eader des ri"tio% U* &e#a5iour at )URR*(TGT9G(< rea #es 8a.i8u8 5a!ue Re"orti%2 4uri%2 4R9 (46 #a%d!i%2 a3ter ra%do8 a ess "ro edure 4edi ated "rea8&!e #a%d!i%2 a3ter ra%do8 a ess 3ai!ure (46 a%d 2ra%t i% Messa2e 2 )orre tio% re!ati%2 to <)): :$R; )orre tio%s to Ms23 de3i%itio% a%d usa2e PR$): se!e tio% 8ust use "ra #-)o%3i2uratio%6%de. )!ari3i atio% o% R*T9G<SRGT6M*R M$) Stru ture i% U* Side )!ari3i atio% o% Ra%do8 $ ess Pro edure )!ari3i atio% o% t#e )R ti8er )orre tio% o% <SR )!ari3i atio% o% M$) re o%3i2uratio% o3 ti8ers a%d ou%ters :$R; 3eed&a =, );60PM60R6 a%d SRS tra%s8issio%s a%d 8easure8e%t 2a"s M$) P4U su&#eader orres"o%di%2 to "addi%2 )R E% <a =o33 ta&!e TT6 <u%d!i%2 E"eratio% *%3or i%2 %e1 tra%s8issio% a3ter 3!us#i%2 :$R; "ro ess )orre tio% o% :$R; 3eed&a = tra%s8issio% )!ari3i atio% o% t#e 4L assi2%8e%t0UL 2ra%t re e"tio% i% SPS P:R ti8er #a%d!i%2 a3ter #a%do5er M$) P4U 3or Ms22 M$) *rror #a%d!i%2 )orre tio% o% SR a% e!!atio% )orre tio% to R*T9G<SRGT6M*R )R to 36.321 o% UL SPS 68"!i it Re!ease Various orre tio% to M$)

3GPP

Release &&
RP-44 RP-44 RP-44 RP-44 RP-44 RP-45 RP-45 RP-45 RP-45 RP-45 RP-45 RP-46 RP-46 RP-46 RP-46 RP-46 RP-46 RP-46 RP-4/ RP-4/ RP-4/ RP-4/ RP-4B RP-4B RP-4B RP-4B RP-50 RP-50 RP-50 RP-51 RP-51 RP-51 RP-51 RP-51 RP-51 RP-51 RP-51 RP-52 RP-52 RP-52 RP-52 RP-52 RP-52 RP-52 RP-52 RP-52 RP-52 RP-53 RP-53 RP-53 RP-53 RP-54 RP-54 RP-54 RP-54 RP-55 RP-5/ RP-5/ RP-5/ RP-5/ RP-5/ RP-5B RP-5B RP-5B RP-5B RP-5B RP-5B RP-5B RP-0-0513 RP-0-0513 RP-0-0513 RP-0-0513 RP-0-0513 RP-0-0-06 RP-0-0-06 RP-0-0-06 RP-0-0-06 RP-0-0-34 RP-0-0-34 RP-0-1341 RP-0-1314 RP-0-1346 RP-0-1314 RP-0-1346 RP-0-1346 RP-0-1346 RP-100305 RP-100305 RP-100305 RP-10030B RP-100536 RP-100554 RP-100556 RP-100536 RP-101226 RP-10122B RP-101225 RP-1102B0 RP-1102BRP-1102BRP-1102BRP-1102B0 RP-1102BRP-1102BRP-1102BRP-110B46 RP-110B46 RP-110B46 RP-110B4B RP-110B3RP-110B46 RP-110B46 RP-110B34 RP-110B3RP-110B3RP-1112B0 RP-1112B3 RP-1112-/ RP-1112B3 RP-111/14 RP-111/16 RP-111605 RP-111606 RP-120321 RP-1213-5 RP-1213-5 RP-1213B2 RP-1213// RP-1213B2 RP-121-36 RP-121-36 RP-121-51 RP-121-5/ RP-121-51 RP-121-51 RP-121-56 03603/0 03/4 03/6 03// 03/03B0 03B1 03-03-0 03-6 0401 0403 0404 0406 040/ 0400410 0414 0415 0421 0422 0424 0425 0426 0430 0436 043/ 044/ 0440450 0451 0453 0454 045/ 0461 0465 0466 046/ 046B 04604/0 04/B 04BB 04B04-0 04-1 04-4 04-6 0502 0503 0516 0523 0526 052/ 05305505// 055B 05/2 05B1 05B3 05B5 05B6 05BB 05-0 05-4 05-1 1 2 3 2 2 1 1 1 2 1 1 1 2 2 1 2 1 1 1 1 1 1 1 1 -

+'

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

B.5.0 B.5.0 B.5.0 B.5.0 B.5.0 B.6.0 B.6.0 B.6.0 B.6.0 B./.0 B./.0 -.0.0 -.0.0 -.0.0 -.0.0 -.0.0 -.0.0 -.0.0 -.1.0 -.1.0 -.1.0 -.1.0 -.2.0 -.2.0 -.2.0 -.2.0 -.3.0 -.3.0 -.3.0 10.0.0 10.0.0 10.0.0 10.0.0 10.0.0 10.0.0 10.0.0 10.0.0 10.1.0 10.1.0 10.1.0 10.1.0 10.1.0 10.1.0 10.1.0 10.1.0 10.1.0 10.1.0 10.2.0 10.2.0 10.2.0 10.2.0 10.3.0 10.3.0 10.3.0 10.3.0 10.4.0 10.5.0 10.5.0 10.5.0 10.5.0 10.5.0 11.0.0 11.0.0 11.0.0 11.0.0 11.0.0 11.0.0 11.0.0 B.6.0 B.6.0 B.6.0 B.6.0 B.6.0 B./.0 B./.0 B./.0 B./.0 -.0.0 -.0.0 -.1.0 -.1.0 -.1.0 -.1.0 -.1.0 -.1.0 -.1.0 -.2.0 -.2.0 -.2.0 -.2.0 -.3.0 -.3.0 -.3.0 -.3.0 10.0.0 10.0.0 10.0.0 10.1.0 10.1.0 10.1.0 10.1.0 10.1.0 10.1.0 10.1.0 10.1.0 10.2.0 10.2.0 10.2.0 10.2.0 10.2.0 10.2.0 10.2.0 10.2.0 10.2.0 10.2.0 10.3.0 10.3.0 10.3.0 10.3.0 10.4.0 10.4.0 10.4.0 10.4.0 10.5.0 10.6.0 10.6.0 11.0.0 11.0.0 11.0.0 11.1.0 11.1.0 11.1.0 11.1.0 11.1.0 11.1.0 11.1.0

200--0-

200--0200--12

2010-03

2010-06

2010-12

2011-03

2011-06

2011-0-

2011-12

2012-03 2012-0-

2012-12

)orre tio% to U"!i%= 2ra%t &7 te8"orar7 )-R(T6 )!ari3i atio% o% si8u!ta%eous re e"tio% o3 R$-R(T6 a%d )-R(T6 )orre tio% o% ti8e$!i2%8e%tTi8er 5a!idit7 i% M$) )R 3or M$) "addi%2 )orre tio% to du"!i ate re e"tio% o3 T$ o88a%d (2%d 8et#od) )orre tio% to (46 se8a%ti s Mi%or orre tio%s to 36.321 U* &e#a5iour 1#e% M<S'( su&3ra8e a%d a o%3i2ured do1%!i%= assi2%8e%t o!!ide )orre tio% to :$R; "ro ess 64 3or 4L SPS retra%s8issio%s 68"ro5e8e%t o3 a% e!!atio% o3 SR Periodi );60PM60R6 8as=i%2 )a"turi%2 M<MS a2ree8e%ts i% M$) )!ari3i atio% o% <SR tri22er )orre tio% o% :$R; Pro ess 64 3or 4L SPS a%d 4R9 R(T6 3or ))): SR "ro#i&it 8e #a%is8 3or UL SPS )!ari3i atio% o% 8o%itori%2 o3 P4)): 6%trodu tio% o3 SR "ro#i&it ti8er )orre tio% to M<MS s #edu!i%2 ter8i%o!o27 )orre tio%s to TS 36.321 o% M<MS *rror #a%d!i%2 3or M<MS P4U Re%a8i%2 )R as o%seAue% e o3 $S(.1 re5ie1 )!ari3i atio% o% U* &e#a5iour 1.r.t 4R9 7 !e #a%2e a%d o%4uratio%Ti8er test (Pro edura! #a%2e) )orre tio% to M<MS des ri"tio% )orre tio% to P:R tri22eri%2 Pro essi%2 o3 o%te%tio% reso!utio% 8essa2e 6%trodu tio% o3 )arrier $22re2atio% 6%trodu tio% o3 re!a7s i% M$) :$R; o"eratio% 3or UL 8u!ti"!e a%te%%a tra%s8issio% P:R Tri22er 3or Po1er Redu tio% 4ue to Po1er Ma%a2e8e%t Po1er :eadroo8 Re"orti%2 )a% e!!atio% o3 <SR )ou%ter"ro"osa! to )orre tio%s to t#e )arrier $22re2atio% 3u% tio%a!it7 i% M$) $ddi%2 a Po1er Ma%a2e8e%t i%di atio% i% P:R )R o% S)e!! $ ti5atio% U%i3i atio% o3 *.te%ded P:R M$) )* 3or8ats )!ari3i atio% 3or )$ a%d TT6 &u%d!i%2 i% M$) );6 re"orti%2 a%d dea ti5atio% ti8er Mis e!!a%eous )orre tio%s P 8a., re"orti%2 3or t7"e 2 P: T7"e-1-tri22ered SRS tra%s8issio% i%de"e%de%t o3 4R9 UL tra%s8issio%s 1#e% t#e ti8e$!i2%8e%tTi8er is %ot ru%%i%2 )!ari3i atio%s to )i 3ie!d i% M$) )* o% )$ )!ari3i atio% o3 "addi%2 <SR &e#a5iour SPS re e"tio% i% M<S'( su&3ra8es Po1er 8a%a2e8e%t re!ated P:R tri22eri%2 o%ditio% )!ari3i atio%s o% P:R Po1er Ma%a2e8e%t tri22er )!ari3i atio%s o% M): re e"tio% a%d Sto" MT): )o%3i2uratio% o3 e.te%eded<SR-si>es )R to 36.321 o% S8a!! orre tio% o3 P:R "ara8eter )orre tio%s to P)M$9, 3ie!d i% *.te%ded P:R U* so3t &u33er #a%d!i%2 i% M$) )orre tio% o% deter8i%i%2 SPS o asio%s )S60SRS re"orti%2 at 4R9 state tra%sitio%s )S60SRS re"orti%2 at u%e."e ted $ ti5e Ti8e sto""i%2 )orre tio% to 8u!ti"!e.i%2 a%d asse8&!7 P &it i% *.te%ded P:R M$) )* 4ead!o = o3 P:R tra%s8issio% )!ari3i atio% o% Measure8e%t Ga" 6%trodu tio% o3 )$ *%#a% e8e%ts i% M$) )!ari3i atio% o3 T$ 5a!ue 8ai%te%a% e at T$ ti8er e."ir7 )!ari3i atio% o% 4R9 3or Re!a7 )!ari3i atio% o% V 3ie!d i% *.te%ded P:R M$) )* )!ari3i atio% re!ated to )$ e%#a% e8e%t i% M$) )!ari3i atio% o3 t#e (ote i% 5.2 T$G $ ro%78 )orre tio%s 3or )$-e%#a% e8e%t i% M$) )R o% M$) !a7er su""ort o3 eP4)):

3GPP

Release &&
RP-5B RP-5RP-5RP-5RP-5RP-5RP-60 RP-60 RP-60 RP-60 RP-60 RP-62 RP-63 RP-121-5/ 0624 2 RP-13024B 062- 2 RP-130245 0630 RP-13024B 064- RP-130241 RP-1302-1 RP-130B05 RP-130B0B RP-130B0RP-130B00650661 0663 0664 0665 066/ 2 -

+4

3GPP TS 3'(3)& *&&(+(, ),&-!,3"

11.0.0 11.1.0 11.1.0 11.2.0 11.1.0 11.2.0 11.1.0 11.2.0 11.1.0 11.1.0 11.2.0 11.2.0 11.2.0 11.2.0 11.2.0 11.2.0 11.3.0 11.3.0 11.3.0 11.3.0

2013-03

2013-06

2013-12 2014-03

RP-130B04 06/0 RP-131-B- 06B/ RP-140355 0/06 -

)R to 36.321 o% $%%e. 3or 4R9 Ti8ers Re8o5i%2 o"tio%a!it7 o% )S60SRS tra%s8issio% duri%2 tra%sie%t state )!ari3i atio% o% t#e P4)):-su&3ra8e 3or #a!3-du"!e. T44 U* 4ra3t )R to 36 321 3or )!ari3i atio% o3 P4)):-su&3ra8e de3i%itio% i% Re!-11 )orre tio% 3or TM10 u%i ast su""ort i% M<S'( su&3ra8es )!ari3i atio% o3 4R9 ti8ers 3or T44 :$R; RTT Ti8er )!ari3i atio% o% t#e P4)):-su&3ra8e de3i%itio% 3or T44 U* )orre tio% to t#e de3i%itio% o3 dr.Retra%s8issio%Ti8er 'urt#er issues o% re8o5i%2 o"tio%a!it7 o3 )S60SRS tra%s8issio% duri%2 tra%sie%t state Re!-11 )R o% S)e!! a ti5atio% ti8i%2 )!ari3i atio% o% t#e :$R; 3eed&a = 3or S)e!! a ti5atio%0dea ti5atio% o88a%d M$) )* <)): re e"tio% 3or M<MS o% a%7 o%3i2ured or o%3i2ura&!e S)e!!

11.2.0 11.3.0 11.3.0 11.4.0 11.4.0 11.5.0

3GPP