Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
B
AUDIT CHECKLIST
October 7, 2004
CLAUSE 4.1 General requirements
General Clause Description
The organization shall establish, document, implement and maintain a quality management system and continually improve its
effectiveness in accordance with the requirements of this International Standard.
The organization shall
a) identify the processes needed for the quality management system and their application throughout the organization (see 1.2),
b) determine the sequence and interaction of these processes,
c) determine criteria and methods needed to ensure that both the operation and control of these processes are effective,
d) ensure the availability of resources and information necessary to support the operation and monitoring of these processes,
e) monitor, measure and analyse these processes, and
f) implement actions necessary to achieve planned results and continual improvement of these processes.
These processes shall be managed by the organization in accordance with the requirements of this International Standard.
Where an organization chooses to outsource any process that affects product conformity with requirements, the organization shall ensure control over
such processes. Control of such outsourced processes shall be identified within the quality management system.
NOTE: Processes needed for the quality management system referred to above should include processes for management activities, provision of
resources, product realization and measurement.
Clause #
DESCRIPTION
4.1
General Requirement
Has the organization established, documented,
implemented, maintained and continually
improved a Quality Management System in
accordance with the ISO 9001: 2000 standard?
Does the organization:
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
b)
c)
Clause
DESCRIPTION
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
4.2.1
General
Does the organization have documented statements of
their quality policy?
Does the organization have documented statements of
their quality objectives?
Does the organization have a quality manual?
Has the organization developed documented
procedures which address each of the applicable
requirements of the standard?
What specific documents has the organization
identified it uses to ensure effective planning, operation
and control of their processes?
Has the organization established documented
procedures for:
a) Control of documents
b) Control of quality records
c) Internal Audits
d) Corrective action
e) Preventative
AS9100 f) Assure quality system requirements imposed by
the regulatory authorities are documented
DESCRIPTION
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
4.2.2
Quality manual
Has the organization established and maintained a
quality manual?
Does the quality manual :
a) reflect the scope of the organizations Quality
Management System (QMS)?
b) detail any exclusions (see 1.2) to Clause 7 and
express justification?
c) include documented procedures or make reference
to them?
d) describe the interaction between the processes of
the QMS?
AS9100 Assure the documented procedures, reflect the
relationship between the requirements of AS9100
and the documented procedures and is clearly
shown.
Clause #
DESCRIPTION
4.2.3
Control of documents
Has a documented procedure been established to
control all documents?
Does the procedure include controls for:
a) approval of documents for adequacy prior to
issue?
b) review, update, and (as necessary)
re-approval of documents?
c) ensuring changes and current revision status
of documents are identified?
d) ensuring that relevant versions of applicable
documents are available at points of use;
e) ensuring that documents remain legible and
readily identifiable;
f) ensuring that documents of external origin
are identified and their distribution
controlled;
g) preventing the unintended use of obsolete
documents, and applying suitable
identification to them if they are retained
for any purpose.
Has the organization coordinated document
changes with customers and/or regulatory
authorities in accordance with contract or
regulatory requirements?
AS9100
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
AS9100
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
Clause
DESCRIPTION
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
4.3
4.3 Configuration Management
AS9100 Configuration Management:
Verify the organization has established, and
documents a configuration management process
adequate to the product.
NOTE Guidance on configuration management is
given in ISO 10007.
DESCRIPTION
5.1
Management commitment
Is there evidence of commitment by top
management towards the development,
implementation and improvement of the
Quality Management System.
Does the top management communicate to the
organization the importance of meeting
customers, statutory and regulatory requirements?
Has the organization establishing a quality
policy?
What are the quality objectives the organization
has established?
Does the top management conduct Management
Reviews of their Quality Management System?
Does top management provide the resources
necessary to implement and to improve the
effectiveness of the QMS?
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
10
DESCRIPTION
5.2
Customer focus
What methodologies has top management
developed to ensure that customer requirements
have been determined?
What methodologies has top management
developed to ensure customer requirements
have been met?
How do these methodologies ensure top
managements' goals to enhance customer
satisfaction are achieved?
What methodologies does top management
employ to enhance customer satisfaction with
the product or service they provide?
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
11
CLAUSE
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
Quality policy
a) Has top management established a quality policy?
b) Does the quality policy include a statement of a
commitment to meeting requirements, and continual
improvement of the quality system?
c) Does the quality policy provide a framework for
establishing and reviewing quality objectives?
d) How is the quality policy communicated within
the organization?
e) How does top management ensure the quality
policy is understood within the organization?
f) How and when is the quality policy reviewed for
continuing suitability?
12
DESCRIPTION
5.4.1
Quality objectives
Are quality objectives established by top
management at relevant functions and levels
within the organization?
Do the established quality objectives also include
those needed to meet the requirements of the
product/service?
Are these quality objectives measurable?
Are these quality objectives consistent with the
quality policy of the organization?
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
13
Clause #
DESCRIPTION
5.4.2
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
14
DESCRIPTION
5.5.1
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
15
Clause #
DESCRIPTION
5.5.2
Management representative
Has a member of management been appointed
as a Management Representative by top
management?
Does the Management Representative have
responsibility and authority that includes:
a) ensuring that the processes of the Quality
Management System are established implemented
and maintained.
b) reporting to top management on the
performance of the Quality Management
System, including needs for improvement.
c) promoting awareness of customer
requirements throughout the organization.
d) the organizational freedom to address
matters relating to quality.
AS9100
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
16
DESCRIPTION
5.5.3
Internal communication
What communication process (es) / methods are
used to ensure that various levels and functions
are aware of the effectiveness of the Quality
Management System.
What communication process (es) /methods are
used to ensure that various levels and functions
are communicating with each other about the
effectiveness of the Quality Management System.
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
17
DESCRIPTION
5.6.1
General
Does the top management review the Quality
Management System to ensure its continuing
suitability, adequacy and effectiveness?
Are the review conducted at planned intervals?
Are assessing opportunities to improve the QMS
discussed during the management review?
Are records from management reviews
maintained?
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
18
DESCRIPTION
5.6.2
Review input
Does management review input include:
a) results of audits?
b) customer feedback?
c) process performance and product
conformance?
d) status of preventative and corrective actions?
e) follow-up actions from previous management
reviews?
f) changes that could affect the quality
management system?
g) recommendations for improvement?
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
19
Clause # DESCRIPTION
5.6.3
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
Review output
Does the output from management review include
actions related to:
a) improvements to the Quality Management System
and its processes?
b) improvements to product related to customer
requirements?
c) resource needs?
20
DESCRIPTION
6.1
Provision of resources
Has the organization implement methods to
determine and provide resources needed to:
a) implement and maintain the Quality
Management System?
b) continually improve the Quality Management
System effectiveness?
c) enhance customer satisfaction by meeting
customer requirements.
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
21
DESCRIPTION
6.2.1
General
How are personnel performing work effecting
product quality determined to be competent?
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
22
DESCRIPTION
6.2.2
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
23
CLAUSE
6.3 Infrastructure
DESCRIPTION
6.3
Infrastructure
Has the infrastructure needed to achieve the
conformity of product requirements been
identified and provided including:
a) buildings, workspace and associated utilities?
b) process equipment both hardware and
software
c) supporting services
d) Is the identified infrastructure maintained to
achieve continued conformity to the product
requirements?
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
24
DESCRIPTION
6.4
Work environment
Has the organization determined the work
environment(s) needed to achieve conformity
to product requirements?
How does the organization manage the identified
work environment(s) to achieve continued
conformity to product requirements?
AS9100
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
25
26
Clause #
DESCRIPTION
7.1
AS9100
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
27
requirements specified by the customer, including the requirements for delivery and post-delivery activities,
requirements not stated by the customer but necessary for specified or intended use, where known,
statutory and regulatory requirements related to the product, and
and additional requirements determined by the organization.
Clause #
DESCRIPTION
7.2.1
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
28
29
Clause #
DESCRIPTION
7.2.2
AS9100
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
30
DESCRIPTION
7.2.3
Customer communication
Have arrangements for communication been
determined and implemented by the organization
relating to:
a) product information?
b) enquiries, contracts or order handling, including
amendments?
c) customer feedback, including customer
complaints?
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
31
DESCRIPTION
7.3.1
AS9100
AS9100
AS9100
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
32
AS9100
33
DESCRIPTION
7.3.2
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
34
DESCRIPTION
7.3.3
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
35
DESCRIPTION
7.3.4
AS9100
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
36
DESCRIPTION
7.3.5
AS9100
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
37
DESCRIPTION
7.3.6
AS9100
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
38
Clause #
DESCRIPTION
7.3.6.1
AS9100
AS9100
Clause #
DESCRIPTION
7.3.6.2
AS9100
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
39
DESCRIPTION
7.3.7
AS9100
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
40
Clause # DESCRIPTION
7.4.1
AS9100
AS9100
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
Purchasing process
How does the organization control its purchasing
processes to ensure purchased product conforms to
specified requirements?
Does the type and extent of control exercised by the
organization depend upon the effect on subsequent
product realization processes or the final product?
Is the organization responsible for the quality of
all products purchased from suppliers, including
customer-identified sources?
Does the organization evaluate and select suppliers
based on their ability to supply product in accordance
with the organization requirements?
What is the criteria the organization uses for the
selection, evaluation, and re-evaluation of suppliers?
Are the results of evaluations and subsequent followup actions recorded and maintained? (4.2.4)
Verify the organization:
a. maintains an approved suppliers list that
includes the extent of the approval;
b. performed a periodic review of supplier
performance; Are the results of these reviews used
as a basis for establishing the level of controls to
be implemented?
c. address corrective actions to take when dealing
41
42
DESCRIPTION
7.4.2
Purchasing information
Does purchasing documents contain information
describing the product to be purchased, including
where appropriate:
a) Requirements for approval of :
- Product?
- Procedures?
- Processes?
- Equipment?
AS9100
AS9100
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
b) Qualification of personnel?
c) Quality management system requirements?
d). positive identification, and pertinent issues of
specifications, drawings, process requirements,
inspection instructions and other important
technical data,
e. requirements for design, test, examination,
inspection and information for acceptance,
f. requirements for test specimens (e.g., production
method, number, storage conditions) for design
approval, inspection, investigation or auditing,
g. information as required to assure
- notification by supp
lier of nonconforming product and
- requirements for organization approval of
supplier nonconforming material,
h. supplier to notification of changes in product
and/or process definition and, where necessary,
43
AS9100
44
DESCRIPTION
7.4.3
AS9100
AS9100
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
46
DESCRIPTION
7.5.1
AS9100
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
AS9100
48
Clause #
DESCRIPTION
7.5.1.1
AS9100
Production Documentation:
Verify Production operations are in accordance
with approved data. This data shall contain as
necessary:
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
7.5.1.3
AS9100
7.5.1.4
AS9100
7.5.1.5
AS9100
50
51
Clause #
DESCRIPTION
7.5.2
NOTE:
AS9100
AS9100
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
52
Clause #
DESCRIPTION
7.5.3
AS9100
AS9100
AS9100
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
53
be provided.
DESCRIPTION
7.5.4
Customer property
What are the processes / procedures that address the
organizations responsibility to exercise care with
customer property while it is under the organizations
control or being used by the organization?
Does the processes/procedure address following
issues related to customer property:
a) identification
b) verification
c) protection
d) safeguarding from use or incorporation into
product
Does the process/procedure ensure that any customer
property that is lost, damaged or otherwise found to
be unsuitable for use is reported to the customer?
Are the records on customer property that is lost,
damaged or otherwise found to be unsuitable for use
maintained by the organization?
Customer property also includes any software and/or
intellectual property, which are provided to the
organization. . , including customer furnished data
used for design, production and/or inspection
Note:
AS9100
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
54
DESCRIPTION
7.5.5
Preservation of product
What are the processes/procedures established by the
organization to preserve the conformity of the product
during internal processing and delivery to the
intended destination?
Do these processes/procedures address preservation
relating to the areas of:
a) Identification of the product?
b) Handling of the product?
c) Packaging of the product?
d) Storage of the product?
e) Protection of the product?
Do these preservation processes/procedures extended
to the constituent parts of a product also?
Assure where applicable, preservation of product
includes, in accordance with product specifications
and/or applicable regulations, provisions for:
a. cleaning;
b. prevention, detection and removal of foreign
objects
c. special handling for sensitive products;
d. marking and labeling including safety
warnings;
e. shelf life control and stock rotation;
f. special handling for hazardous materials.
Assure the organization maintains documents as
required by the contract/order to accompany the
product during delivery and are protected against
loss and deterioration.
AS9100
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
55
56
Clause #
DESCRIPTION
7.6
AS9100
AS9100
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
57
AS9100
58
59
Clause #
DESCRIPTION
8.1
General
Has the organization established and implemented
plans to monitor, measure, analysis and improvement
processes needed to:
a) demonstrate conformity of the product?
b) ensure conforminity of the quality management
system (QMS)?
c) continually improve the effectiveness of the
QMS?
Has the organization determined the applicable
methods needed to ensure conformity and achieve
improvement?
Has the organization instituted those methods needed
to ensure conformity and achieve improvement?
Do those methods indicate the extent of their use?
NOTE
Depending on the specified requirements and the
nature of the product and, statistical techniques
may be used to support:
design verification (e.g., reliability,
maintainability, safety);
process control:
selection and inspection of key
characteristics;
process capability measurements;
statistical process control;
design of experiment;
inspection - matching sampling rate to the
criticality of the product and to the process
capability;
failure mode and effect analysis.
AS9100
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
60
DESCRIPTION
8.2.1
Customer satisfaction
Has the organization determined the methodologies it
will use for obtaining information on customer
satisfaction?
Does the organization monitor those methodologies
as one of the measurements of performance of the
Quality Management System?
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
61
Clause #
DESCRIPTION
8.2.2
Internal audit
Has the organization set up a system to conduct
internal audits at planned intervals?
Does the organization conduct those internal audits as
planned?
Do these internal audits cover the requirements of the
ISO 9001 standard and the QMS requirements
established by the organization?
Does the organizations internal audit process
determine whether Quality Management System:
a) conforms to the requirements of this international
standard;
b) has been effectively implemented and
maintained.
Are the audits planned in the audit programme taking
into consideration:
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
62
a)
AS9100
63
DESCRIPTION
8.2.3
AS9100
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
64
DESCRIPTION
8.2.4
AS9100
AS9100
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
Clause #
DESCRIPTION
8.2.4.1
Inspection Documentation:
Assure measurement requirements for product or
service acceptance are documented. This
documentation may be part of the production
documentation, verify as follows::
a. Is there criteria for acceptance and/or
rejection?
b. Are the sequence measurement and testing
operations are performed?
c. Is there a record of the measurement results,
and
d. type of measurement instruments required and
any specific instructions associated with their use?
Do test records show actual test results data when
required by specification or acceptance test plan.
Do product qualification records provide evidence
that the product meet the defined requirements?
AS9100
8.2.4.2
AS9100
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
66
67
Clause #
DESCRIPTION
8.3
AS9100
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
AS9100
AS9100
AS9100
69
CLAUSE
DESCRIPTION
8.4
Analysis of data
Does the organization collect and analyze appropriate
data to determine the suitability and effectiveness of
the Quality Management System?
Does the data used for analysis provide information
on:
a) where continual improvements of the QMS can be
made?
b) customer satisfaction and / or dissatisfaction?
c) conformity to product requirements?
d) characteristics and trends of process, product and
opportunities for preventative action?
e) suppliers?
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
70
DESCRIPTION
8.5.1
Continual improvement
Does the organization plan and manage processes
necessary for the continual improvement the
effectiveness of the QMS?
Does the organization use the following information
to facilitate continual improvement of the Quality
Management System:
a) Quality Policy?
b) Quality Objectives?
c) Audit Results?
d) Analysis of Data?
e) Corrective and Preventive Action?
f) Management Review?
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
71
DESCRIPTION
8.5.2
Corrective action
Has the organization established a documented
procedure for corrective action with defined
requirements for:
a) reviewing noncomformities (including customer
complaints)?
b) determining the causes of non-conformity?
c) evaluating the need for actions to ensure that nonconformities do not recur?
d) determining and implementing the corrective
action needed?
e) records of the results of actions taken?
f) reviewing of corrective action taken.
g) Verify flow down of the corrective action
request to a supplier, when it is determined that
the supplier is responsible for the root cause, and
h actions taken where timely and/or effective
corrective actions are not accomplished
Are the corrective actions taken appropriate to the
impact of the nonconformities encountered?
AS9100
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
72
DESCRIPTION
8.5.3
Preventive action
Has the organization established a documented
procedure for preventive action with defined
requirements for:
a) determining potential non-conformities and their
causes?
b) evaluating the need for action to prevent
occurrences of nonconformities?
c) determining and implementation of the preventive
action needed?
d) records of the results of actions taken?
e) reviewing the preventive actions taken.
Are the preventive actions taken appropriate to the
effects of the potential problem?
ORGANIZATION
PROCEDURE #
REV. &
DATE
ADEQUACY
YES / NO
COMPLIANT
YES / NO
REMARKS/COMMENTS
===================================================================================================================
73