THE
ALGEBRAIC
FOUNDATIONS OF MATHEMATICS
This book is in the
ADDISONWESLEY
SERIES IN
INTRODUCTORY COLLEGE MATHEMATICS
Consulting Editors
RICHARDS. PIETERS
GAILS. YOUNG
THE ALGEBRAIC FOUNDATIONS OF MATHEMATICS
ROSS
A. BEAUMOXT
and
RICHARD
S. PIERCE
Department of Mathematics University of Washington
ADDISOKWESLEY
PUBLISHING
READING,
MASSACHUSETTS
PALO
COMPANY,
INC.
ALTO
LONDON
Copyright @ 1963
ADDISONWESLEY PUBLISHING COMPANY, INC.
Printed in the United States U;r; Arnerica
ALL RIGHTS RESERVED. THIS BOOK, OR PARTS THERE OF, MAY NOT BE REPRODUCED IN ANY FORM WITH OUT WRITTEN PERMISSION OF THE PUBLISHERS.
Library of Congress Catalog Card No. 6238895
PREFACE
This book is an offspring of two beliefs which the authors have held for many years: it is worthwhile for the average person to understand what rnathematics is al1 about; it is impossible to learn much about mathe matics without doing mathematics. The first of these convictions seems to be accepted by most educated people. The second opinion is less widely held. Mathematicians teaching in liberal arts colleges and universities are often under pressure from their colleagues in the humanities and social sciences to offer short courses which will painlessly explain mathematics to students with varying backgrounds who are seeking a broad, liberal education. The extent to which such courses do not exist is a credit to the good sense of professional mathematicians. Mathematics is a big and diffi cult subject. It embraces a rigid method of reasoning, a concise form of expression, and a variety of new concepts and viewpoints which are quite different from those encountered in everyday life. There is no such thing as "descriptive7'mathematics. In order to find answers to the questions "What is mathematics?" and "What do mathematicians do?", it is neces sary to learn something of the logic, the language, and the philosophy of mathematics. This cannot be done by listening to a few entertaining lectures, but only by active contact with the content of real mathematics. It is the authors' hope that this book will provide the means for this necessary contact. For most people, the road from marketplace arithmetic to the border of real mathematics is long and steep. It usually takes severa1 years to make this journey. Fortunately, because of the improving curriculum in high schools, many students are completing the elementary mathematics included in algebra, geometry, and trigonometry before entering college, so that as college freshmen they can begin to appreciate the attractions of sophisticated mathematical ideas. Many of these students have even been exposed to the new programs for school mathematics which introduce modern mathematical ideas and methods. Too often, such students are shunted into a college algebra or elementary calculus course, where the main emphasis is on mathematical formalism and manipulation. Any enthusiasm for creative thinking which a student may carry into college will quickly be blunted by such a course. It is often claimed that the manipulative skills acquired in elementary algebra and calculus are what a student needs for the application of mathematics to science and engi neering, and indeed to the practica1 problems of life. Although not altogether wrong, this argument overlooks the obvious fact that in almost any situation, the ability to use mathematical technique and reasoning is more valuable than the ability to manipulate and calculate accurately.
v
vi
PREFACE
Elementary college algebra and calculus courses usually cultivate manipula tion at the expense of logical reasoning, and they give the student almost no idea of what mathematics is really like. It is often painfully evident to an instructor in, say, a senior leve1 course in abstract algebra that the average mathematics major in his class has a very distorted idea of the nature of mathematics. The object of this book is to present in a form suitable for student con sumption a small but important part of real mathematics. It is concerned with topics related to the principal number systems of mathematics. The book treats those topics of algebra which are basic for advanced studies in mathematics and of fundamental importance for al1 working mathe
maticians. This is the reason t,hat we have entitled our book "The Algebraic _{F}_{o}_{u}_{n}_{d}_{a}_{t}_{i}_{o}_{n}_{s} of Mathematics. " In accord with the philosophy that students should be taught mathematics by exposing them to the mathematics of professional mathematicians, the book should be useful not only to stu dents majoring in mathematics, but also to adequately prepared students of any speciality. Since mathematics is a logical science, it is appropriate that any book on real mathematics should emphasize mathematical proofs. The student who masters the technique and acquires the habit of mathematical proof
is well on his way toward understanding the nature of mathematics. Such
a mastery is hard to achieve, but it is within the reach of a large percentage of the college population. This book is not intended to be an easy one. It is not meant for the college freshman with minimum preparation from high school. An apt student with three years of high school mathematics should be able to study most parts of the book with profit, but his progress may not be rapid. Appropriate places for the use of this book include: a freshman course to replace the standard precalculus college algebra for students who will progress to a rigorous treatment of calculus, a terminal course for liberal arts students with a good background in mathematics, an elementary honors course for mathematics majors, a course to follow a traditional calculus course to develop maturity, and a refresher course for high school mathematics teachers. The book is written in such a way that the law of diminishing returns will not set in too quiekly. That is, enough difficult material is included in most sections and chapters so that even the best students will be challenged. The student of more modest ability should
keep this in mind in order to combat discouragement. Some sections digress from the main theme of the book. _{T}_{h}_{e}_{s}_{e} _{a}_{r}_{e} designated by a "star." For the most part, starred sections can be omitted without loss of continuity, although it may be necessary to refer to them for definitions. It should be emphasized that the starred sections are not the most difficult parts of the book. On the contrary, much of the material
PREFACE
vii
in these sections is very elementary. A star has been attached to just those sections which are not sufficiently important to be consideredindispensable, but which are still too interesting to omit. The complete book can be covered in a two semester or three quarter
_{T}_{h}_{e} _{f}_{o}_{l}_{l}_{o}_{w}_{i}_{n}_{g} _{t}_{a}_{b}_{l}_{e} _{s}_{u}_{g}_{g}_{e}_{s}_{t}_{s} _{h}_{o}_{w}
course meeting three hours per week.
the book can be used for shorter courses.
Course
Time required
Chapter
College algebra 
1 Semester, 3 hours 
1 
(Omit 13, 15, and 
1 Quarter, 5 hours 
starred sections) 

2 
(Omit starred sections) 

4 
(Omit 41) 

5 
(Omit starred sections) 

6 
(Omit 61, 64, 65) 

7 
(Omit 71, 72, 73, 76, and starred sections) 

8 
9 (Omit starred section)
10 (Omit 104)
Development of the 
1 Semester, 3 hours 
1 through 8 (Omit starred 

classical number systems 
1 Quarter, 5 hours 
sections) 

Theory of equations 
1 Semester, 2 hours 
4 
(Omit 41, 43, 45, 46) 
1 Quarter, 3 hours 
5 
(Omit starred sections) 

6 
(Omit 61, 64, 65) 

8 
Elementary theory of numbers
1 Semester, 2 hours
1 Quarter, 3 hours
9 (Omit starred section)
10 (Omit 103, 104)
1 (Omit starred sections)
2 (Omit starred sections)
4
5
Above all, this book represents an effort to show college students some of the real beauty of mathernatics. The appreciation of mathematical beauty is not like the enjoyment of literature, music, and other art forms. It requires serious effort and hard study. It is much more difficult for a mathematician to explain his triumphs and masterpieces than for any other
kind of artist or scientist.
Consequently, most mathematicains do not try
to interpret their work to the general public, but only communicate with
viii
PREFACE
colleagues having similar interests. For this reason, a mathematician is often considered to be a rather aloof person who lives partly in this world and partly in some other mysterious realm. This is in fact a fairly accurate conception. However, the door to the world of mathematics is never locked, and anyone who will make the effort can enjoy the beauties of an intellectual domain which comes closer to aesthetic perfection than any other science. Acknowledgements. Writing a textbook is not a routine chore. Without the help of many people, we might never have finished this one. We are particularly indebted to Professors C. W. Curtis, R. A. Dean, and H. S. Zuckerman, who read most of the manuscript of this book, and gave us many valuable suggestions. Our publisher, AddisonWesley, has watched over our work from beginning to end with remarkable patience and benevolence. The swift and expert typing of Mary Pierce is sincerely appreciated. Finally, we are grateful to many friends for sincere encourage ment during the last two years, and especially to our wives, who have lived with us through these trying times.
Seattle, Washington January 1963
_{1}_{}_{1} 
_{S}_{e}_{t}_{s} 
12 
The cardinal number of a set 
_{1}_{}_{3} 
The construction of sets from given sets 
14 
The algebra of sets 
15 
Further algcbra of sets . General rules of operation 
"16 
Measures on sets 
*17 
Properties and esamples of measures 
21 
Proof by induction 
22 
The binomial theorem 
_{2}_{}_{3} 
Generalizations of the induction principlc 
*24 
She technique of induction 
25 
Inductive properties of the natural numbcrs 
*26 
Inductive definitions 
31 
The definition of numbers 
_{3}_{}_{2} 
Operations with the natural numbers 
_{3}_{}_{3} 
The ordcring of the natural numbers 
41 
Construction of the integers 
_{4}_{}_{2} 
_{R}_{i}_{n}_{g}_{s} 
43 
Generalized sums and products 
44 
Integral domains 
45 
Thc ordering of the integers 
46 
Properties of order 
51 
She division algorithm 
52 
Greatest common divisor 
53 
The fundamental theorem of arithmetic 
*54 
More about primes 
*55 
Applications of the fundamental theorem of arithmetic 
56 
Congruences 
57 
Linear congruences 
*58 
The theorems of Fermat and Euler 
61 
Basic properties of the rational numbcrs 
_{6}_{}_{2} 
_{F}_{i}_{e}_{l}_{d}_{s} 
63 
The characteristic of integral domains and fields 
ix
X
CONTENTS
64 
Equivalence relations 
213 
65 
The construction of & 
218 
_{7}_{}_{1} 
Development of the real numbers 

72 
The coordinate line 

73 
Dedekind cuts 

_{7}_{}_{4} 
Construction of the real numbers 

75 
The completeness of the real numbers 

76 
Properties of complete ordered fields 

"77 
Infinite sequences 

"78 
Infinite series 

*79 
Decimal representation 

*710 
Applications of decimal representations 

81 
The construction of the complesnumbers 
286 
82 
Comples conjugates and the absolute value in C 
291 
83 
The geometrical representation of complex numbers . 298 

84 
Polar representation 
303 
91 
Algebraic equations 

92 Polynomials 

93 
The division algorithm for polynomials 

94 
Greatest common divisor in F[x] 

95 
The unique factorization theorem for polynomials 

96 Derivatives 

97 
The roots of a polynomial 

98 
The fundamental theorem of algebra 

"99 
The solution of third and fourthdegree equations 

910 Graphs of real polynomials 91 1 Sturm's theorem 912 Polynomials with rational coefficients 

101 Polynomialsinseveralindeterminates 
394 

102 
Systems of linear equations 
410 
103 
The algebra of matrices 
428 
104 
The inverse of a square matrix 
443 
INTRODUCTION
As we explained in the preface, the purpose of this book is to exhibit
a small, but significant and representative, part of the world of mathe
matics. The selection of a principal subject for this project poses difficul ties similar to those which a blind man faces when he tries to discover the
Only a few aspects
of the subject are within reach, and it is necessary to exercise care to be
sure the part examined is truly representative. We might select some im portant unifying concept of modern mathematics, such as the notion of a group, and explore the ramifications of this idea. Alternatively, an older
and perhaps familiar topic can be examined in depth. It is this last more conservative program which will be followed. We will study the principal number systems of mathematics and some
of the theories related to them. An attempt will be made to answer the
question "what are numbers?" in a way which meets the standards of logical precision demanded in modern mathematics. This program has certain dangers. Familiarity with ordinary numbers hides subtle diffi culties which must be overcome before it is even possible to give an exact definition of them. Checking the details in the construction of the various
number systems is often tedious, especially for a student who does not see the point of this effort. On the other hand, the end products of this work, the real and complex number systems, are objects of great usefulness and importance in mathematics. Moreover, the development of these systems offers an opportunity to exhibit a wide variety of mathematical techniques and ideas, so that the student is exposed to a representative cross section of mathematics. It is customary in technical books to te11 the reader what he will need
to know in order to understand the text. A typical description of such
requirements in mathematical textbooks runs as follows: "This book has
shape of an elephant by means of his "sense of feel."
no 
particular prerequisites. However, the reader will need a certain amount 
of 
mathematical maturity. " Usually such a statement means that the book 
is 
written for graduate students and seasoned mathematicians. Our pre 
requisites for understanding this book are more modest. The reader should have successfully completed two years of highschool algebra and a year
of 
geometry. The geometry, although not an absolute prerequisite, will 
be 
very helpful. For certain topics in the chapters on the complex numbers 
and the theory of equations, a knowledge of the rudiments of trigonometry
is assumed. We do not expect that the reader will have much "mathe
1
2
INTRODUCTION
matical maturity." Indeed, one of the main purposes of this book is to put the reader in touch with mature mathematics. Some of the obstacles which a beginning student of mathematics faces seem more formidable than they reafly are. With a little encouragement
almost any intelligent person can become a better mathematician than he would imagine possible. The purpose of the remainder of this introduction is to provide some encouraging words on a variety of subjects. It is hoped that our discussion will smooth the reader's way throughout the book. We suggest that this material be read quickly, then referred to later as it is needed. The number systems. There are five principal number systems in mathe matics: the natural numbers: 1, 2, 3, 4, etc.; the integers: 0, 1, 1, 2,
2, 3, 3, etc.; the rational
numbers: 0, 1, 1,
+, +,$,
3,
3, 3,
etc.; the real numbers:O, 1, *, *, 4,4,a, 3  $'a,etc.;and the complez numbers: 0, 1, i,m,1 + G,T + S, etc. With the possible exception of the complex numbers, each of these sys tems should be familiar. Indeed, the study of these number systems is the principal subject of arithmetic courses in elementary school and of algebra courses in high school. Of course, the names of these systems may not be familiar. For exarnple, the integers are sometimes called whole numbers, and the rational numbers are often referred to as fractions. In this book the number systems will be considered at two levels. On the one hand, we will assume at least a superficial knowledge of numbers, and use them in examples from the first chapter on. On the other hand, Chapters 3, 4, 6, 7, and 8 each present a critica1 study of one of these systems. The reader has two alt,ernatives. He can either skim the material in these chapters, relying on the knowledge of numbers which he already
possesses, or he can study these chapters in detail. The latter road is longer and more tedious, but it leads to a very solid foundation for advanced courses in mathematical analysis.
If a single event can be called the beginning of modern mathe
matics, then it may possibly be the introduction of variables as a syste
matic notational device. This innovation, due largely to the French inathematician Francois Vihta (15401603), occurred about 1590. With out variables, mathematics would not have progressed very far beyond what we now think of as its "beginnings." By using variables it is possible to express complicated properties of numbers in a very simple way. Basic laws of operation, such as
Variables.
z+
y = y+z
and
x+
(y+z)
=
(xky) i2,
can be stated without using the variables x, y, and z, but the resulting
For example,
statements lack the clarity of these algebraic identities.
the statement that "the product of a number by the sum of two other ilumbers is equal to the sum of the product of the first number by the secoild with the product of the first number by the third" is more simply and clearlyexpressed by the identity
More complicated laws would be almost impossible to stat*ewithout using
variables.
The reader who doubts this should try to express in words the
relatively simple identity
The variables which are encountered in highschool algebra courses usually range over systems of numbers; that is, it is intended that these variables stand for real numbers, rational numbers, or perhaps only for integers. However, variable symbols are often useful in other contexts. For example, the symbols 1and m in the statement "if 1and m are two different nonparallel lines, then 1 and m have exactly one point in common" are variables, representing arbitrary lines in a plane. In this book variables will be used to denote many kinds of objects. However, in al1 cases, a variable is a symbol which represents an unspecified member of some defi nite collection of objects, such as numbers, points, or lines. The given collection is called the range of the variable, and a particular object in the range is called a value of the variable. The notations used for variables in mathematical literature often puzzle students. In the simplest cases, the letters of the alphabet are used as variable symbols. However, some mathematical statements involve a very large number of variables, and in some cases, even infinitely many. To accommodate the need for many variables, letter symbols with sub scripts are usually employed, for example, xl, x2, x7, y3, 215, a2, b7, etc. Sometimes double subscripts are more convenient than single ones. Thus, we find expressions such as xl,~,~7,~~x2~,52,etc. Variable symbols are often used to denote a subscript on a variable letter. For instance xi, y,, ak, zi,j, etc. In these cases, the variable subscript is usually assumed to stand for a natural number, or possibly an integer. Mathematical language. One of the difficulties in learning mathematics is the language barrier. Not only must the student master many new con cepts and the riames of these concepts, but he must also learn numerous abbreviations and symbols for common words. Except for the use of abbreviations, the grammar of mathematics is the same as that of the language in which it is written.
4
INTRODUCTION
A sentence in mathematical writing is any expression which is a mean
According to this definition, such
ingful assertion, either true or false.
formulas as
1 + 1=2, 
2.'2  
2, 
1<32, 
and 
0=0 
must be 
counted as sentences. Sentences may contain variables. Por 25x7 + 500 = O" is an assertion which is either true or false, 
example, 57~5~ 
the statement "There is a real number x such that xlOO 
although it is not obvious which is the case.* There are other expressions of importance in mathematics which can _{n}_{o}_{t} _{b}_{e} _{c}_{a}_{l}_{l}_{e}_{d} _{s}_{e}_{n}_{t}_{e}_{n}_{c}_{e}_{s}_{.} These are formulas, such as
_{,}_{x}_{+} _{z}_{j} _{=} _{1}_{,} x2 + 2x + 1 = 0, _{a}_{n}_{d} _{x} _{>} _{2}_{,}
and expressions which have the form of sentences, except that variables occur in place of the subject or object; for example, "x is an integer" and "2 divides n." Expressions such as these are called sentential func tions. They have the property that substituting numerical values (or whatever objects the variables represent) for the variables converts them into sentences. For instance, by suitable substitutions for x and y, the sentential function x + y = 1 is transformed into the sentences
It makes no sense to ask whether or not a formula such as _{x} _{+} y _{=} 1 is
On the
true.
other hand,
substitution of numbers for x and y leads to a true sentence. Such a sentential function is usually called an identity. Sentential functions which are not formulas may also have the property of being true for al1 values of the variables occurring in them. For example, the statement "either x < y, or y < x" has this property of universal validity, provided that it is understood that x and y are variables which range over real numbers. A sentential function which is true for al1 values of the vari ables in it is said to be identically true or identically valid (the adjective "identically j7 is sometimes omitted).
the formula x + y = y + x has the property that every
For some values of x and y it is true; for others it is not.
Implications. Many beginning students of mathematics have trouble understanding the idea of logical implication. As many as onehalf of al1 statements in a mathematical proof may be implications, that is, of the form "p implies q," where p and q are sentences or sentential functions.


* It is true.
ISTRODUCTION
5
_{1} _{p} _{i}_{r}_{n}_{p}_{l}_{i}_{e}_{s} _{q}
1
q is implicd by p
If p, then q
q if P p only if q
only if q _{i}_{s} _{p}
p is a sufricient condition
for q it is suficient that p
q is a necessary condition
for p it is necessary that p
1 x positive implies that x is nonnrgative
x noniicgativc is implicd by x bcing positive
if x is positive, then x is nonnegative
x is nonnegative if x is positive
is positive only if x is nonnegative
1 only if x is nonnepative is x positive
x
x positive is a sufficicnt condition for x to bc nonnegative
it is sufficient
for x to be norinegative,
that x be positive
l
1
x nonnegative is a necessary condition for x to be positive
for
positive, it is nriessary that
x
to
be
i z be nonncgative
I
Icor this reasoii, it is important to be able to recogiiize a11 implicatioii, and to undcrstand what it means. Thc variety of ways in which mathcmaticians say "p implies q" is ofteri bcwildcring to studeiits. The expressions "x = 1 iniplics x is an iiiteger"; "if x = 1, thcn x is an integer "; (.'E = 1 orily if x is an integcr "; ".r = 1 is a siificierit conditioii for x to be an iiitcgcr "; aiid "for .c to eyual 1, it is neccssary that x be ari iiiteger" al1 have thc samc mcaiiiilg. Such state ments as thcsc occur rcpeatcdly in aiiy book or paper oii mathcmatics.
the forms in which
"p implies q" may be written, togcthcr with cxamples of thesc locutions. If p and q are both sciltences, then the implicatioii "p implics q" is a sentence; if cither p, or q, or both p arid q are sciitential functions, theii "p implies q" is a sentential fuiictioii. Iii case "p implies q" is a seiitence, then its truth is completely dctcrmiiicd by the truth or falsity of p aiid q. Specifically, this implicatioii is truc cither if p is false or q is true. It is false only if p is true and q is false. I;or cxample, "3 = 3 implies 1 < 3" is triie, "3 = 2 implies 1 < 2" is truc, "3 = 1 implies 1 < 1 " is truc, but "3 = 3 implics 1 < 1 " is falsc. It may seem strange to coiisidcr a scn tcilce "p implies q" to bc true eveii though there is iio apparent conilectioil 1)etwceiip aiid q. The idea which the statement "p implies q" 11s~a11yCO~VCYSis that thc validity of the
For thc readcr's coilveiiience, TVC list in Table 1 some of
INTRODUCTION
TABLE2
Form 

p 
is equivalent to q 
x 
p 
if and only if q 
x 
p 
is a necessary and suffi cient condition for _{q} 
x 
p 
implies q, and conversely 
x 
Example
= 
y is equivalent to x + 1 
= y + 1 

= 
y 
if 
and only if x + 1 = 
y + 1 
= y is a necessary and sufficient con
dition for x _{+} _{1}
implies x + 1 = versely
_{y} _{+} _{1}
_{=}
y + 1, and
=
y
con
sentence q is somehow a consequence of the truth of p. It is hard to see how the truth of such an implication as "3 _{=} 1 implies 1 _{<} 1" fits this conception. Our convention concerning the truth of an implication be comes more understandable when we consider how a sentence of the form "p implies q" may be obtained from a sentential function by substitution of numerical values for the variables. For example, the implication "y + 2 = x implies y < x" is a sentential function which everyone would agree is identically valid. That is, it is true for al1 values of x and y. However, by substituting 1 for x and 1 for y, we obtain the sentence "3 = 1 implies 1 < 1," whose truth was previously admitted only with reluctance. Converse and equivalence. From any statements p and q it is possible to form two different implications, "p implies q" and "q implies p." Each of these implications is called the converse of the other. An implication does not ordinarily have the same meaning as its con verse. For example, the converse of the statement "if n _{>} O, then n2 _{>} 0 _{"} is the implication "if n2 > O, then n > O." These assertions obviously have different meanings. In fact, the first statement is identically true, whereas the second statement is not true for al1 n; for example, (I)~ _{=} 1 > O and 1 < O. If the implication "p implies q" and its converse "q implies p" are both true, then the statements p and q are said to be
equivalent. In practice, the notion of equivalence of p and q is most fre quently applied when p and q are sentential functions. For example, if
= y
x and y are variables which range over numbers, then the formulas x
and x + 1 = y + 1 are equivalent, since "x = y implies x + 1 = y + 1" and "x + 1 = y + 1 implies x = y" are identically valid.
There are various ways of saying that two statements p and q are equivalent. Most of these forms are derived from the terminology for implications. Severa1 examples are given in Table 2.
INTRODUCTION
TABLE3
P 
Q 
not p 
not q 
p implies q 
not q implies not p 
true 
true 
false 
false 
true 
true 
true 
false 
false 
true 
false 
false 
false 
true 
true 
false 
true 
true 
false 
false 
true 
true 
true 
true 
Contrapositive and inverse. In addition to the implication "p implies q" and its converse "q implies p," two other implications can be forrned using
p and q. These are "not q implies not p" and "not p implies not q." The implication "not q implies not p" is called the contrapositive of "p implies q," while "not p implies not q" is called the inverse of ('p implies q." For example, the contrapositive of the statement "if _{x} _{=} 1, then _{x} is an integer _{"}
is the implication "if x is not an integer, then x is not equal to l."
It is easy to see that the contrapositive of "p implies q" is true under exactly the same circumstances that this implication is itself true. The most convincing way to demonstrate this fact is to make a table listing al1 of the possible combinations of truth values of any two sentences p and q, together with the corresponding truth or falsity of "p implies q" and its
contrapositive (Table 3). The entries in the fifth column of Table 3 are determined by the combinations of true and false in the first two columns, while the entries of the last column are determined from the combinations which occur in the third and fourth columns. Of course, the entries of the
third column are just the opposite of those in the first column, and a similar relation exists between the fourth and second columns. The fact that an implication is logically the same as its contrapositive is often very useful in mathematical proofs. Sometimes, rather than proving
a statement of the form "p implies q," it is easier to prove the contra positive "not q implies not p." This is logically acceptable. Also, if we
wish to prove that p and q are equivalent, that is, "p implies q" and "q implies p" are valid, it is permissible to establish that "p implies q" and "not p implies not q. " This is because "not p implies not q" is the contra positive of "q implies p. " However, beware ; it is not correct to claim that
if p implies q and not q implies not p, then p is equivalent to q.
DeJinitions. Simple mathematical proofs often consist of nothing more than showing that the conditions of some definition are satisfied. Kever
theless, beginning students frequently find such arguments difficult to understand. Consider, for example, the problem of showing that 222 is
INTRODUCTION
From this we can infer such formulas as
The logical structure of a mathematical proof may have one of two forms.
The direct proof starts from certain axioms or definitions, and proceeds by application of logical rules to the required conclusion. The second method, the socalled indirect proof, is perhaps less familiar, even though it is often used unconsciously in everyday thinking. The indirect proof begins by assuming "hat the statement to be proved is false. Then, using this assump tion, together with the appropriate axioms and definitions, a contradiction of some kind is obtained by means of a logical argument. From this con tradiction it is inferred that the statement originally assumed to be false must actually be true. For example, let us show by an indirect proof that there is no largest natural iiumber. This proof uses three general properties of numbers, which, for our purposes can be considered as axioms:
if n is a natural iiumber, theii n + 1 is a natural iiumber;
n
if n < m, then n 2 m is impossible.
(a)
(b)
(c)
< n + 1;
Our indirect proof begins with the assumption that the statement to be proved is false, that is, we assume that there is a largest natural number.
Let this number be deiioted by n. To say that n is the largest natural number means two things:
(i) 
n 
is a natural number; 
(ii) 
if 
m is a natural number, then n > m. 
Applying the rule of detachment to (a) aiid (i) gives
(iii)
n + 1 is a natural number.
Substituting n + 1 for m in (ii), we obtain
(iv)
if n + 1 is a natural number, then n
> n + 1.
The rule of detachment can nolv be applied to (iii) and (iv) to conclude that
(v) n
2 n + 1.
However, substituting n + 1 for m iii (c) gives
(vi)
if n
< n + 1, then n > n + 1 is impossible.
This, together with (b) and the rule of detachmeiit yields
(vii) n
2 n + 1 is impossible.
The statements (v) and (vii) provide the contradiction which completes this typical indirect proof. In spite of the elementary character of the logic used by mathematicians, it is a matter of experience that understanding proofs is the most difficult aspect of mathematics. Most people, mathematiciaiis included, must work hard to follow a difficult proof. The statements follow each other relent
10
INTRODUCTION
lessly. Each step requires logical justification, which may not be easy to find. The result of this labor is only the beginning. After the stepbystep correctness of t,he argument has been checked, it is necessary to go on and find the mathematical ideas behind the proof. Truly, real mathematics is not easy.
CHAPTER
1
SET THEORY
11 Sets. The notion of a set enters into al1 branches of modern mathe matics. Algebra, analysis, and geometry borrow freely from elementary set theory and its terminology. Indeed, al1 of mathematics can be founded on the theory of sets. As is to be expected, an idea with such a wide range of application is quite simple, and any intelligent person can learn enough about set theory for most useful applications of the subject. The central idea of set theory is that of dealing with a collection of objects as an individual thing. Mathematics is not alone in using this idea, and many occurrences of it are found in everyday experience. Thus, for example, one speaks of the Smith family, meaning the collection of people consisting of John Smith, his wife Mary, and their son William. Also, if we referred to Mrs. Smith's wardrobe, we would be treating as a single thing the collection of individual pieces of clothing belonging to Mrs. Smith. The mathematical use of this device of lumping things together into a single entity differs from common usage only in the fre quency and systematic manner of its application.
DEFINITION11.1. A set is an entity consisting of a collection of objects.* Two sets are considered to be the same if they contain exactly the same objects. When this is the case, we say that the sets are equal. The objects belonging to a set are called the elements of the set.
A set is usually determined by some property which the elements of the set have in common. In the example given above, the property of being a. piece of clothing belonging to Mrs. Smith defines the set which we cal1 Mrs. Smith's wardrobe. It should be emphasized that in thinking of a collection of objects as a set, no account is takeil of the arrangement of the objects or any relations between them. Thus, for example, a deck of
* This statement cannot be considered as a mathematical definition of the terni "set." In mathematics, a definition is supposed to completely identify the object being defined. Here we have only supplied the synonym "collection" for the less familiar term "set," The problem of finding a satisfactory mathe matical definition is far more difficult than it might seem. The uncritical use of sets can lead to contradictions which are avoided only by imposing restrictions on the naive concept of a set, Finding a definition of "set" which is free from con tradictions and which satisfies al1 mathematical needs has for 75 years been a central problem of the logical foundations of mathematics. Fortunately, these difficult aspects of set theory can be ignored in almost al1 mathematical applica tions of the theory.
11
12
SET THEORY
[CHAP.1
52 cards, considered as a set, remains the same whether it is in its original package or is shuffled and distributed into four bridge hands.
_{E}_{X}_{A}_{M}_{P}_{L}_{E} 1. The set consisting of the numbers O and 1.
_{E}_{X}_{A}_{M}_{P}_{L}_{E} 2.
_{E}_{X}_{A}_{M}_{P}_{L}_{E} 3. The set of numbers which are roots of the equation "x
The set of numbers which are roots of the equation x2  x = 0.
x2 =
o.
EXAMPLE 4. The set of numbers a on the real line (Fig. 11) which satisfy
1
5 a 5
l.
_{E}_{X}_{A}_{M}_{P}_{L}_{E} 5. The set of al1 numbers x/2, where x is a real number which
satisfies 2
EXAMPLE 6. The set of al1 points at a distance less than one from a point p in some plane. EXAMPLE 7. The set of al1 points inside a circle of radius one with center at the point p in the plane of the preceding example.
EXAMPLE 8. The set of al1 circles with center at the point p in the plane of Example 6.
5
x 5
2.
EXAMPLE 9.
EXAMPLE10. The set which contains no objects whatsoever.
The set consisting of ¿he single number O.
According to our definition of equality of sets, we see that the sets of Examples 1, 2, and 3 are the same. Although O occurs as a socalled double root of the equation x3  x2 = O in Exaniple 3, only its presence or absence matters when speaking of the set of roots. The sets of Exanlples 4 and 5 are the same, as are those of Examples 6 arid 7. If we consider a circle to be the same thing as the set of al1 of its poiiits, then the eleineiits of the set of Example 8 are themselves sets. Sets of sets will be studied more thoroughly in Section 15. The set described in Example 9 con tains a single element. Such sets are quite common. It is conventional to regard such a set as an eiltity which is different from the eleinent which is its only member. Even in ordinary conversation this distinctioii is often made. If Robert Brown is a bachelor with no known rclsttions, then we would say that the Brown family consists of one meniber, but we would
The reader may feel
not say that Mr. Brown consists of oiie nlember.
that the set of Example 10 does not satisfy the description given in
111
SETS
13
Definition 11.1. However, it is customary in mathcmatics to interpret the term "collcction" i11 such a ivay that this ~iotionincludes the collection of no objects. Actiially, thc sct containing no elements arises quite naturally in many situations. For instante, in consideriiig thc scts of real numbers
which are roots of algebraic
special rase for equations like x2 + 1 = O, ivhich has no real roots. 13ecause of its importailcc, thc set coiitaiilirig no elemcilts has a special namc, thc empty set, and it is rcprcscntcd by a special symbol, a. When it is neccssary to cal1 atteiltioii to the fuct that a set A is not the empty set, then ve will say that A is nonempty. Oiie reason that set theory is used in so many brailches of mathcmatics is thc versatility of its notation. As aiiyoiie ~vhohas studied elcmentary algebra might expect, thc, letters of the alphabet are used to rcpresent sets. 111 this book, sets will be represeiitcd by capital letters, and the elements of sets ~illusually bc represeiitcd by small letters. Thc statemeiit that an object a is an elemeiit of a set A is symbolized by
equatioris, it ~voilldbe awkjvard to makc a
We rcad thc cxpression a E A as
To give a specific example, lct, A be t,he set of roots of the equation x2  x = O (Example 2). Theii
"a
is in
A," or sometimes, "a in A."
IVe often wish to cxpress the fact t,hat an object is not contained in
a certaiii set.
If a is not an element of t,he set A, \ve writc
and rcad this cxpressioii "a is iiot in A. " Thus if A again is the set of Examplc 2, wc would havc 2 4 A, 3 4 A, 4 4 A, etc. It \vas mentioned earlier that a set is ofteri dcfincd by some property possessed by its elements. There is a very uscful ilotatioiial device iri set theory which gives a standard method of symbolizing thc sct of al1 objects having a certain property. For instaiice, the sets of Kxamples 2 and 4 are respcct ivcly writtcn
{2~z2x=0],
and
{all5a<l).
The symbolic form (*I*] is sometimcs called the set builder. In using it, we replace ttie first asterisk by a variable elemcnt symbol (x aild a in the examples), aiid the second astcrisk is rcplaced by a meaningful condition which the object represented by thc variable miist satisfy to be an element of the set (x2  n: = O and  1 5 a 5 1 in the examplcs). Thus, the
SET THEORY
set builder occurs in the form
(xlcondition on x)
(or with some variable other than x), and this expression represents the set of al1 elements which satisfy the stated condition. Often, the totality
of possible objects for which the variable stands is evident from the con dition required of the variable. For example, if the real roots of algebraic
in (x/x2  x = O), it is clear that
x stands for a real number, and that the set consists of the real numbers which satisfy x2  x = O. In {al1 5 a 5 11, it may not be clear what kind of numbers are allowed as values of the variable. _{I}_{f} it is neces
equations are under discussion, then
sary to be more explicit, we would write
where R is the set of al1 real numbers. Similarly, in Example 6, the set builder notation would be
where P is the set of al1 points in some plane and d(p, q) is the distance
Here, the variable q can take as its
value any point in the plane P, and the set in question consists of those points in P which satisfy d(p, q) < l. Other forms of the set builder notation for this example are
between points p and q in the plane.
It is often convenient to use general symbols or expressions in place of the variable element in the set builder notation. For example, (x21x _{E} _{R}_{)}_{,} where R is the set of al1 real numbers, is the set of al1 squares of real numbers; (x/ylx E N, y E N), where N is the set of al1 natural numbers, is the set of al1 positive fractions. A variation of the set builder notation can be used to denote sets which contain only a few elements. This coilsists of listing al1 of the elements of the set between braces. For exalnple, the sets of Examples 1 and 8 would be written
(0,l)
and
(01,
respectively. It is sometimes convenient to repeat the same element one or more times in the notation for the set. Thus, in Example _{3}_{,} we might
_{} _{1}_{)} _{=} _{O} as (O, _{0}_{,} 1) _{,}
first write the set of roots of x3 _{}
since O is a double root. Of course, by the definition of equality, {OJO,1) =
.r2 _{=} x
x
(x
0
l. The notation (0, O, 1) conveys no more iiiformation about
111
SETS
15
xs  x2 = O than {O, 1) does.
represeiits the
same set as {a, b). There is aiiother good reason for allowing repetitioii of one or more
elements in the notation for a set. Consider the example {a, b] . Wc can think of this as the set whose members are the lettcrs a and b. 111 mathe matical applications, however, it is often coiivenient to regard {a, b) as the sct containing variable quantities a and b. As siich, it would become
a specific sct if particular values where substituted for a arid b. E'or
example, if we allow natural numbers to be substituted for a and b, then each choice of valucs for a and b determines a set whose members are these selected natural riumbers. In this example, a and b may take on the samc _{v}_{a}_{l}_{u}_{e}_{.} For instai~ce,if a = 1, b = 1, thei~{a, b) = (1, 1)' = (1). If we did not allow repetition of the elements in designsting sets, the collec tion of sets (a, b) dctermined by substituting values for a and b would be considcrably more difficult to describe. This difficiilty would be increased
Similarly, (a, b, a, a, b)
iii 
more complicated examples. Scts containing many elements can often be represented by listing some 
of 
the elements between braces aild using a sequence of dots to indicate 
omitted elemciits. lior examplc, it is clear that
{1, 2, 3,
, 2165)
represents thc set of al1 natural numbers from 1 to 2165.
sets caii also he represented in this way.
For example,
denotes the set of al1 natural iiumbers.
Some infinite
DEFISITIOS 11.2. A set A is called a subset of the set R (or A is in cluded in R) if every element of A is an element of B. It is customary to express the fact that. A is a subset of R by writing A 2 B or B 2 A.
A, according to this definition.
If A 2 B, but A # R (that is, A is not thc same as the set R), then A is called a proper subset of B and iii this case ~vcwritc A C R or B > A. If
Aily set A
is a subset
of
itself, A
A
is iiot a subset of
B, ~vcwritc A g R or B 2
A.
EXAMPLE1 l. The set of al1 even integers, 23 = subsct of the sct Z of al1 intcgers.
EXAMPLE12. The set of a11 poirits at distance Iess than one from a point p in a plane P is a proper subset of the set of points of P at distance less than or equal to oiie fron~p.
.), is a proper
(0, &2, &4,
16
SET
THEORY
EXAMPLE13. 
{O, 1) C (O, 1, 2, 4). 

EXAMPLE14. 
(a10 
< a 5 
1) C {a10 5 
a 5 
1). 
EXAMPLE15. Q, E A for every set A.
The reader should carefully check to see that in each of these examples the condition of Definition 11.2 is satisfied. The fact that Q, is a subset of every set may seem straiige. However, it is certainly true according to our definitions: every element of is an element of A, or in other words, no element of can be found which is not in _{A}_{.} Since _{Q}_{,} has no elements, this condition is certainly satisfied. The inclusion relation has three properties which, although direct con sequences of our definition, are quite important. The first of these has already been noted.
THEOREM11.3.
For any sets A, B, and C,
(a) 
A 
E A, 

(b) 
if 
A 
c B and B 5 A, then A 
= 
B, 
(c) 
if 
A 
E B and B S C, then A E C. 
Proof. We will prove property (b) in detail, leaving the proof of (c) to the reader. If A c B and B E A, then every element of A is an element of B and every element of B is an element of A. That is, A and B contain exactly the same elements. Thus, by Definition 11.1, _{A} _{=} _{B}_{.}
Certain sets occur so frequently in mathematical work that it is con venient to use particular symbols to designate them throughout any mathematical paper or book. An example is the practice of denoting the empty set by the symbol a. In this book, the number systems of mathe matics, considered as sets, will occur repeatedly. We therefore adopt the following conventions :
N designates the set of al1 natural numbers : (1, 2, 3,
.) ;
Z 
designates 
the 
set 
of 
al1 integers: 
, 3, 
2, 
1,0, 
1, 2, 3, 
.) ; 
Q 
designates the set of al1 rational numbers: (albja E 2, b E N) ; 

R 
designates the set of al1 real numbers. 
This notation, though not universal, would be recognized by most modern mathematicians. Throughout this book, the letters _{N}_{,} 2, Q, and _{R} will not be used to denote any set other than the corresponding ones listed above. In mathematical literature, a considerable amount of variation in nota tion can be found. The terminology and symbolism introduced in this section will be used in the remainder of this book, but it is by no means
111
SETS
17
universal.
termii~ology.
For the reader's coiivenience, \ve list some common alternative
Set : class, ensemble, aggregate, collection. Element of a set: member of a set, poiiit of a set. Empty set : void set, vaciious set, null set, zero set.
CP: o, A.
a~A:A3a.
a4 A:~E'A,~EA,A~~.
*l.
(*]*) : (* : *), [*)*],[* :
l. Using the set builder form, write expressions for the folloning sets.
(a) 
The set of al1 even integers. 
(b) 
The set of al1 integers which are divisible by five. 
(c) 
The set of al1 integers which leave a remainder of one mhen divided by five. 
(d) The set of
al1 rational numbers greater than five.
(e) 
The set of al1 points in space which are inside a sphere with center at 

the point p and radius r. 
x + 2 

(f) 
The set of solutions of the equation x3  
2x2  
= 
0. 
2. Te11 in words what sets are represented by the following expressions.
(a)
(b)
(4
(4 {a, b,
(e) {X~X=
{x
{x E
E
NIx
10)
3 E N)
1
, Y,
y2 + z2, y E
2)
>
QIX 
(5, 6, 7,
R, z E
R, x2 
y2 =
(x 
y)(x + y))
3. Describe the following sets by listing their elements.
(a)
(b)
(c)
{xIx2 = 1)
{x1x2 
{x1x2  2x + 1
2x
=
0)
=
O)
4. List the following collections of sets.
The sets {a, b, c), where a, b, and c are natural numbers less than or equal to 3.
The sets {a2 + a + 1), where a is a natural number less than or equal to _{5}_{.}
The three element sets (a, b, c), where a, b, and c are integers between
2 and 4. 5. State al1 inclusion relations which exist between the folloñing sets: N, 2,
(a)
(b)
(c)
Q,
R,
{X~X =
the set
y2 
of
al1 even integers,
R, n E 2).
n, y E
{n(n = m2, m E Z),
{zjx =
y2, y E Q),
6. Prove Theorem 11.3(c).
7. Prove
that if
A
B,
B C C,
then
A C C,
and
if
A C B
and
B G C,
then A c C.
18
SET THEORY
[CHAP.
1
12 The cardinal number of a set. The simplest and most important classification of sets is given by the distinction between finite and infinite sets. Returning to the examples considered in Section 11, the set of Examples 1, 2, and 3, and the sets of Examples 8 and 9 are finite, while the
sets of Examples 4 through 7 are infinite. Note that the empty set @ is considered to be finite. It is not altogether easy to explain the difference between a finite and an infinite set, although almost everyone with some experieiice learns to distinguish finite from infinite sets. Roughly speaking,
a finite set is either the empty set, or a set in which we can designate _{a}
first element, a second element, a third element, and so on, until at some
stage we reach an nth element and find that there are no more left. Of course, the number n of elements in the set may be one, two, three, four, ,a million, or any natural number whatsoever.
A set is said to be infinite if it is not finite, that is, if its elements cannot
be counted. Examples of infinite sets are the set N of al1 natural numbers, the set Z of al1 integers, the set Q of al1 rational numbers, the set R of al1
real numbers, etc. These examples show that some of the most important sets encountered in mathematics are infinite.
If A is a finite set, it is meaningful to speak of the number of elements
of A. This number is called the cardinal number (or cardinality) of the set
A. We will use the notation iA1 to designate the cardinal number of A.
As examples,
0,
la=
l(O,1,4)1=3.
It was remarked above that the empty set 4> is regarded as being finite:
Since @ has no elements, it is natural to say that the cardinality of (P is zero. Thus, in symbols, (@l = 0. There are many synonyms for the expression "cardinal number of A." Besides the term "cardinality of A," which we have already men tioned, one finds such expressions as "power of A " and "potency of A. " The notation IA( for the cardinal number of the set A is not universal either. The symbolism A is perhaps even more common (but difficult to print and type), and such expressions as card A or N(A) can also be found. These descriptions of finite and infinite sets, and of the cardinal number of a finite set are too vague to be called mathematical definitions. More over, we have not said anything about the cardinal numbers of sets which are not finite. The first man to systematically study the cardinal number concept for arbitrary sets (both finite and infinite) was Georg Cantor (18451918). His researches have had a profound influence on al1 aspects
of modern mathematics. In the remainder of this section, we will examine
one of Cantor's most important ideas, and see in particular how it enables
as to explain the concept of a finite set in more exact terms.
121
THE
CARDINAL
KUMBER
OF
A
SET
19
DEFINITION12.1. A pairing between the elements of two sets A and B such that each element of A is matched with exactly one element of B, and each element of B is matched with exactly one element of A, is called a onetoone correspondence between _{A} and _{B}_{.}
The reader should study the following examples to be sure that he fully understands the meaning of the fundamental concept defined in Defini
tion 12.1.
EXAMPLE1. Let A =
(1, 2, 31, and
B
=
(a, b, e].
Then there are six pos
sible onetoone correspondences between 4 and B:
1
2
3
55
abc
1
2
3
55
bca
1
2
3
555
c
a
b
1
2
3
555
b
a
c
1
2
3
555
acb
1
2
3
555
cba
EXAMPLE2. It is impossible to obtain a onetoone correspondence between the set A = (1, 2, 3) and the set B = (1, 2). No matter how we try to pair off the elements of 4, and B, we find that more than one element of A must
correspond to a single element of B. If 1
1, the element 1 E B
t , 1 and 2 t , 2, then 3 must correspond
to 1 or 2 in B. In the correspondence 1 t,
is paired with both 1 E A and 3 E A, so that the correspondence is not oneto one. A similar situation occurs in al1 possible correspondences between A and B. The more general fact that there is no onetoone correspondence between
, n) if m < n is also true. This can be proved
using the properties of the natural numbers, which will be discussed in the next
two chapters.
1, 2 t, 2, 3
(1, 2, 3,
, m)
and
(1, 2, 3,
EXAMPLE3. There is a onetoone correspondence bet.c~eenthe set Z =
.)
The elements of Z and N can be paired off as follows:
, 3,
2,
1,
0, 1, 2, 3,
.) of al1 integers and the set N =
(1, 2, 3,
of al1 natural numbers.
Note that in order to construct a onetoone correspondence between Z and N,
Otherwise, we would
not al1 of the numbers of N can be paired with themselves.
use up al1 of N and have nothing left to associate with O, 1,
2,
.
.
.
.
Usiiig Defiiiitioii 12.1, we caii clarify the notioil of a fiiiite set.
DEFINITION12.2. Let A be a set and let n be a natural number. Then the cardinal iliimber of A is n if there is a onetooiie correspondence
between A and the set (1, 2, 3,
, n), consisting of the first n natural
20
SET THEORY
[CHAP.
1
numbers.
such that the cardinal number of A is n.
A set A
is Jinite if
A
=
@, or there is a natural number n
Otherwise A is called in$nite.
This definition is no more than a careful restatement of the informal descriptions of finite and infinite sets, and their cardinal numbers, which were given at the beginning of this chapter. The usual practice of writing a finite set in the form
{al, az, a3,
,a,)
(without repetition)
exhibits the onetoone correspondence between _{A} and (1, 2, 3, ^{n}^{a}^{m}^{e}^{l}^{y}^{,}
al
a2
a3
.
.
.
a,
_{,} n),
Cantor observed that it is possible to say when two sets A and B have the same number of elements, without referring to the exact number of elements in A and B. This idea is illustrated in the following example. Suppose that in a certain mathematics class, every chair in the room is occupied and no students are standing. Then without counting the number of students and the number of chairs, it can be asserted that the number of students in the class is the same as the number of chairs in the room. The reason is obvious; there is a onetoone correspondence between the set of al1 students in the class and the set of al1 chairs in the room.
DEFINITION13.3. Two sets A and B are said to have the same cardinal number, or the same cardinality, or to be equivalent if there exists a onetoone correspondence between A and B.
By Example 1, the two sets {1,2,3) and {a, b, c) have the same cardi nality. By Example 3, so do the sets N and 2. However, according to Example 2, the sets {1,2, 3) and (1,2) do not have the same cardinal number _{.} In accordance with Definition 12.3, the existence of any onetoone correspondence between A and B is enough to guarantee that A and B have the same cardinal number. As in Example 1, there may be many onetoone correspondences between _{A} and _{B}_{.}
EXAMPLE4. Every set *4 is equivalent to itself, since a ++ a for a E A is obviously a onetoone correspondence of A with itself. If A contains more than one element, then there are other ways of defining a onetoone correspondence of A with itself. For example, let L4 = (1, 2). Then there are two onetoone
t, 2 and 1 * 2, 2 o 1. Any one
correspondences of A with itself : 1 * 1, 2
, toone correspondence of a set with itself is called a permutation of the set.
121
THE
CARDINAL
KUMBER
OF
A
SET
21
are finite sets which
both have the cardinal number n, then there is a onetoone correspondence between A and B:
If A =
{al, a2,
, a,)
and B =
{bl, b2,
, b,)
so that A and B are equivalent in the sense of Definition 12.3. That is, if A and B are finite sets, then A and B are equivalent if 1A 1 = 1BI. The important fact to observe about Definition 12.3 is that it applies to infinite as well as finite sets. One of Cantor's most remarkable discoveries was that infinite sets can have different magnitudes, that is, in some sense, certain infinite sets are "bigger than" others. To appreciate this fact requires some work. Example 3 has already illustrated the fact that in finite sets which seem to have different magnitudes may in fact have the same cardinality. An even more striking example of this phenomenon is the following one.
EXAMPLE5. The set iV of natural numbers has the same cardinality as the set
F
=
(m/nlm E N, n E N)
of al1 positive rational numbers. This can be seen with the aid of a dia.gram as in Fig. 12. By following the indicated path, each fraction will eventually
be passed.
skipping fractions like S, 2, S, and 2,which are equal to numbers which have
If we number the fractions in the order that they are encountered,
22
SET THEORY
[CHAP.
1
been ~reviouslypassed, 1%eget the desired onetoone correspondence between N and F:
Cantor showed that many important collections of numbers have the same _{c}_{a}_{r}_{d}_{i}_{n}_{a}_{l}_{i}_{t}_{y} _{a}_{s} _{t}_{h}_{e} _{s}_{e}_{t} _{N} _{o}_{f} _{a}_{l}_{1} _{n}_{a}_{t}_{u}_{r}_{a}_{l} _{n}_{u}_{m}_{b}_{e}_{r}_{s}_{.} For example, this is true for the set d of al1 real algebraic numbers, that is, real numbers r which are solu tions of an equation of the form
where no, ni,
., nk1, nk are any integers. The set A includes al1 rational
also includes
numbers, since m/n is a root of the equation nx  numbers like
m
=
O;
A
d2,4%)43,
Judging from these examples, one might guess that al1 infinite sets have the same cardinality. But this is not the case. Cantor proved that it is impossible to give a pairing between N and the set R of al1real numbers. Later, we will be able to present Cantor's proof that these sets do not have the same cardinal numbers. The fact that the set A of real algebraic numbers has the same cardinality as N and the result that R and N do not have the same cardinal numbers together imply that R # A. That _{i}_{s}_{,} there are real numbers which are not solutions of any equation
with no, nl,
evident. It is fairly hard to exhibit such a real number, but Cantor's results immediately imply that they do exist. Although Cantor's work on the theory of sets was highly successful in many ways, it raised numerous new and difficult problems. One of these ranks among the three most famous unsolved problems in mathematics (the other two: the Fermat conjecture, which we will describe in Chapter 5, and the Riemann hypothesis, urhich is too technical to explain in this
, nkl, nk integers. This interesting fact is by no means
book.) Cantor posed the problem of urhether or not there is some set S of real numbers whose cardinality is different from both the cardinality of N and the cardinality of R. The conjecture that no such set S exists
121
THE
CARDINAL
NUMBER
OF
A
SET
23
is known as the continuum hypothesis. It was first suggested in 1878, and to date, it has been neither proved nor disproved. An infinite set is called denumerable if it has the same cardinality as the set N of al1 natural numbers. If S is denumerable, then it is possible to
pair off the elements of S with the numbers 1,2,3,
, where a, is the symbol which stands for the
element corresponding to the number n. Hence, if _{S} is denumerable, then
.), with the elements of S listed in the form
_{o}_{f} _{a} _{s}_{e}_{q}_{u}_{e}_{n}_{c}_{e}_{.} The converse statement is also true. That is, a set which
_{c}_{a}_{n} _{b}_{e} _{d}_{e}_{s}_{i}_{g}_{n}_{a}_{t}_{,}_{e}_{d} {al, a2, a3,
since distinct symbols might represent the same element of S). As we have shown in this section, the set of al1 integers and the set of al1 positive ra tional numbers are examples of denumerable sets. We conclude this section by listing for future reference the following important propert'ies of the equivalence of sets.
.) is denumerable (or possibly finite,
S can be written {al, a2,a3,
can be labeled al, a2, a3,
Thus, the elements
(12.4).
Let A, B, and C be arbitrary sets. Then
(a) 
A is equivalent to A ; 
(b) 
if A is equivalent to B, then B is equivalent to A; and 
(c) 
if A is equivalent to B and B is equivalent to C, then A is equiva lent to C. 
It has already been noted in Example 4 that (a) is satisfied. Property (b) follows from the fact that the definition of a onetoone correspondence is symmetric. That is, if A and B are interchanged in Definition 12.1, the definition says the same thing as before. Thus, a onetoone correspondence between A and B is a onetoone correspondence between B and A. The proof of (c) is left as an exercise for the reader (see Problem 8).
l. State which of the following sets are finite.
(a) 
{(x, Y,z>lxE (0, 1, 2)) Y E (3, 41, 2 E (0, 2,411 
(b) 
(X~XE Z, x < 5) 
(e)
(d)
{xlx E N, x2 
(x1x E Q, O < x
3
=
<
0)
1)
_{2}_{.} What is the cardinal number of the following finite sets?
_{(}_{a}_{)} 
_{{}_{n}_{l}_{n} _{E} _{N}_{,} _{n} 
_{<} _{1}_{0}_{0}_{0}_{)} 
(b) 
{nln E 2, n2 5 86) 

(e) 
(n21n E Z, n2 5 36) 
(d) 
(nln E N, n3 5 
27) 

(e) 
{n31n.E N, n3 < 27) 
3.
Let A
=
(1, 2, 3, 4) and B
=
ences between 4 and B.
(a, b, c, d).
List
al1 onetoone correspond
24
SET THEORY
[CHAP.
1
4. Using the method by which we proved that the positive rational numbers have the same cardinality as the set N of natural numbers, indicate how to
prove that N has the same cardinal number as the set of al1 pairs (m, n,) of natural numbers. List the pairs which correspond to al1 numbers up to 21. 5. Prove that the set of al1 rational numbers Q has the same cardinality as the set of al1 natural numbers N.
6. Let A be the set of al1 positive real numbers x, and let B be the set of al1
real numbers y satisfying O < y < l. Show that the pairing x ++ y, where y = 1/(1 + x) is a onetoone correspondence between A and B. 7. Let A be a denumerable set, and let B be a finite set. Show that the set
S = ((2, y)lx E A, y E B) is denumerable.
8. Suppose that sets A and B have the same cardinality, and that sets B
and C have the same cardinality. Show that A and C have the same cardinality.
In this section, we will
discuss two important methods of constructing sets from given sets. The
first process combines two sets X and Y to obtain a set called the product
of X and Y.
set called the power set of X. There are severa1 other methods of building sets from given sets, but they will not be considered in this book. The definition of the product of two sets is based on the concept of an ordered pair of elements. Suppose that a and b denote any objects what soever. If the elements a and b are grouped together in a definite order (a, b), where a is the first elernent and b is the second element, then the resulting object (a, b) is called an ordered pair of elements. Two ordered pairs are the same if and only if they have the same first element and the
same second element. Thus we arrive at the following definition."
The second construction leads from a single set X to another
13 The construction of sets from given sets.
DEFINITION13.1.
(a, b)
=
(e, d) if and only if
a =
c and b =
d.
EXAMPLE1. Let A = (1, 2, 3).
A
Then the following distinct ordered pairs of
(3, l),
By Definition 13.1, this
elements of
(3, 2), (3, 3).
is true in general.
can be fornied: (1, l),
Note that (a, b) =
(1, 2)) (1, 3)) (2, l),
a
=
b.
(2, 2),
(2, 3),
(b, a) only if
EXAMPLE2. A man has tulo pairs of shoes, one brown pair and one black
If he dresses in the dark, what are the possible combinations of shoes
pair.
* There is a simple way to define an ordered pair in the framework of set theory, namely, for objects a and b let (a, b) = ({a, b), a). An ordered pair is then a
and only if
definite object, and it is possible to
a = c and b = d. However, we will use the informal description given in the text and regard this property of ordered pairs as a definition.
prove that
(a, b)
=
(e, d) if
131
THE
CONSTRUCTION
OF
SETS FROM
GIVEN
SETS
25
which he can put on? Let X = {left brown shoe, left black shoe) and Y = {right brown shoe, right black shoe). Then the set of al1 possible combinations which the man might wear is the set of al1 ordered pairs with the first element taken from the set X and the second element taken from the set Y, that is, the set of al1 pairs (left brown shoe, right brown shoe), (left brown shoe, right black shoe), (left black shoe, right brown shoe), (left black shoe, right black shoe).
EXAMPLE3. The set of al1 ordered pairs of natural numbers is the set
Thus,
S
=
((n, m)(n E N, m E N).
DEFINITION13.2. Let X and Y be sets. Then the product of the sets X and Y is t,he set of al1 ordered pairs (x, y), where x E X and y E Y. The product of X and Y is denoted by X X Y. _{T}_{h}_{u}_{s}_{,} _{i}_{n} _{s}_{y}_{m}_{b}_{o}_{l}_{s}
X x Y =
{(x, y)lx EX) y E Y).
EXAMPLE4. The ordered pairs listed in Examples 1, 2, and 3 are exactly the elements of the products A X A, X X Y, and N X N, respectively.
_{E}_{X}_{A}_{M}_{P}_{L}_{E}_{5}_{.} Let 
U 
= 
(1, 2, 3), 
V 
= (1, 31, 
and 
PV 
= (2, 3). 
Then 

u x V = 
i(1, l), (1, 3)) (2? 1)) (2, 3), 
(3, l), (3, 3)), 
and 
V X 
U 
= 
((1, l), 

(1, 2), (1, 3), (3, l), (3, 2), 
(3, 3)). 
It follows that U X 
V 
f 
V X U. Thus, in 
forming the product of two sets, the order in which the sets are taken is significant.
We also have
(U x
x
=
{(O,
0, 2),
3)) 2))
((1) 3), 2),
((1) l),
3),
((3,
((3, l), 3), ((3) 3), 3)),
((2) 1), 2), ((1) 3), 3),
((2,
((2,
3), 2))
1), 3))
((3, 1), 2), ((2, 3), 3),
Note that the elements of (U X V) X TV are different from al1 of the elements of U X (V X TV). In fact, the elements of (U X V) X TV are ordered pairs whose first element is an ordered pair of numbers, and the second element is a number. In U X (V X TV) it is just the other way around: the elements are ordered pairs in which the first element is a number and the second element is an ordered pair of numbers. The reader must be careful to make a distinction between ((2, l), 3) and (2, (1, 3)), for example.
26
SET THEORY
[CHAP.
1
EXAMPLE6. If X is any set, then X X @ = cP X X = cP. Indeed, since the empty set contains no element, there cannot be any ordered pair whose first or second element belongs to the empty set.
Even though U X V #
V X
U and (U x
V) X
W
#
U X
(V x W)
in Example 5, it is true that U X V is equivalent to V X U and (U X V)
x W is equivalent to U X (V X W), as we see by counting the elements
in each of these sets. It is easy to prove that these results hold in general.
THEOREM13.3.
Let X, Y, and Z be sets. Then
(a) 
X X Y is equivalent to Y X X, and 

(b) 
(X X 
Y) X Z is equivalent to X X (Y X 2). 
We will prove (a) and leave the proof of (b) as an exercise for
the reader. According to Definition 12.3, we must show that there is _{a} onetoone correspondence between X X Y and Y X X. Every element of
Proof.
X 
X 
Y is 
an 
ordered pair (x, y), with x E X y E Y; every element of 

Y X 
X 
is 
an 
ordered pair (z, w), with z E Y and 
w E X. 
If 
(x, y) E 
X X
The
between X X Y and Y x X.
Y, then (y, x) E Y X X, so that (x, y) can be matched with (y, x).
pairing
(x, y)
(y, x) is the desired onetoone correspondence
The definition of the product of two sets can be generalized to a finite
of these sets, deiloted by
collection of sets X1,
, Xn. The product
X1 x Xz X 
. X 
X,, 
is 
the 
set 
of al1 ordered 
strings 
of elements 

 
(xl, x2, 
, x,), 
where xi 
E 
Xi 
for 
i = 
1, 2, 
, n. 
_{F}_{o}_{r} 
_{e}_{x}_{a}_{m}_{p}_{l}_{e}_{,} 
_{i}_{f} 

n = 3, then 
EXAMPLE7. Let U, V, and TV be the sets defined in Example 5, that is
_{U}
_{=}
_{(}_{1}_{,} _{2}_{,} _{3}_{1}_{,}
V =
(1, 3), and TV =
(2, 3). Then
It is possible to generalize Theorem 13.3 to products of finite collec tions of sets (see Problems 6, 7, and 8). We turn now to a second method of obtaining a new set from a given
set X.
DEFIXITION13.4. Let X be any set. The set of al1 subsets of X is called the power set of X, and is denoted by P(X).
131
THE
CONSTRUCTION
OF SETS FROM
GIVEN
SETS
27
Thus, the elements of P(X) are precisely the subsets of X. In particular, E P(X) andX E P(X).
EXAMPLE8. If X = a, then P(X) = (a).
EXAMPLE'9. If X = (a), then P(X) = (a, (a}).
EXAMPLE10. If X = (a, b), then P(X) = (a, (a), (b), (a, b)) .
If X is an infinite set, then it has infinitely many distinct subsets. That is, P(X) is infinite if X is infinite. In fact, if x E X, then {x) E P(X),
so that P(X) contains at least as many elements as X. Suppose that X is a finite set. Let X1 be a set which is obtained by
adjoining to X a new element a which is not in X. That is, the elements
of X1 are al1 of the elements of X, together with the new element a. Then
every subset of X1 either does not contain a and is therefore a subset
A 
of X, or else it contains a and is therefore obtained from a subset A of 
X 
by adjoining the element a to A. Thus, every subset A of X gives rise 
to 
two distinct subsets of X1, the set A itself and the set Al obtained by 
adjoining a to A. Note that al1 of the sets so constructed are different. That is, A # Al, and if A # B, then A # Bl, Al # B, and Al Z B1. Therefore, there are just twice as many subsets of X1 as there are subsets o f X. That is, 1P(X1) 1 = 21P(X) 1. Starting with the empty set @ (for which IP(X)I = 1), it is possible to add elements one by one, doubling the cardinality of the resulting power set each time an element is added, until a set X containing n elements is obtained. Our reasoning shows that
the power set of X will contain 2" elements.
_{T}_{H}_{E}_{O}_{R}_{E}_{M}_{1}_{}_{3}_{.}_{5}_{.} If 1x1 = n, then IP(X)I = 2".
There is another way to prove this theorem which is worth examining,
since it gives additional information about the number of subsets of a
, a,. With
each ak in X, associate a symbol xk, and consider the formal product
_{f}_{i}_{n}_{i}_{t}_{e} _{s}_{e}_{t}_{.} Let X consist of the distinct elements al, a,,
If this expression is multiplied out, the result is a sum of distinct products
of x'a (except the first term, which is 1). There is exactly one such prod
uct for every subset
_{x}_{,}_{,}_{x}_{,}_{,}
namely
{a,,,
a,,,
, a,,)
of
{al, a,,
, a,),
_{.}
_{x}_{,}_{,}_{.}
The empty set corresponds to l.
For instance, if
28
SET THEORY
_{t}_{.} Then the product becomes
Kow replace each xk by the symbol
(1 + t), while in its expansion, al1 products correspond
In the
example, X =
the
terms tj can be collected into a single expression of the form Nj,,tj, where Nj,, is precisely the number of subsets of X which have cardinality j. Therefore
(1 + t)(l + t)
ing to sets containing the same number j of elements become t'.
{ai, a2, as),
we
obtain
t2 + t2 + t2 + t3 =
1 + 3t + 3t2 + t3.
(1 + t)3 =
1 + t + t 4t +
of
As in this example, al1
We can specialize even more by letting t have the value l. identity (11) becomes
Then the
The sum 011 the righthand side of this identity represents the number of subsets containing no elements of X (the empty set), plus the number of subsets containing one element of X, plus the number of subsets containing two elements of X, and so on, until we reach N,,,, the number of subsets containing n elements of X. Clearly, this sum is just the total number of subset,s of X, since every subset contains some number of elements of X between zero and n. Thus, we have arrived at the same conclusion as before : there are exactly 2" subsets of a set X with n elements.
By using the binomial theorem of algebra (see Section 22)
(1 + t),,
it
to expand
is possible to squeeze more information from identity (11).
We get
The coefficient of tj is _{*}
n(n 
l)
(n  j+
j!
1) 
_{}
n! j!(n  j)!
* An exclamation mark (!) following a natural number n denotes the number
obtained by multiplying together al1 the numbers from 1 to n. For example,
Itisalso
With this convention, the formulas for the
binomial coefficients are correct in the cases j = O and j = n.
customary to define O! to be 1.
l!
=
1, 2!
=
1.2 =
2, 3! =
1.2.3 =
6, 4!
=
12.34 = 24.
131
THE
CONSTRUCTION
OF
SETS FROM
GIVEX
SETS
29
Comparing the identities (11) and (13) we see that
for al1 numbers t. This leads us to expect that the coefficients of the same
That is, No,, =
powers of t on each side of the equation must be equal.
1, Ni,,
=
n, Nz,, =
n(n 
, N,,,
=
1, and in general
Later we will be able to prove that if
for al1 values of t,
(14). Thus, our somewhat longer proof of Theorem 13.5 yields the in teresting fact that in a set X containing n distinct elements, there are n!/j!(n  j) ! different subsets containing exactly j elements. For example, in a set containing ten elements, there are 10!/4!6! _{=} 210 subsets of cardinality 4.
then a. = bo, al = bl,
, a, = b,. This will justify
1. List the elements of the sets 
A 
X 
B, B X 
A, 
(A X B) 
X C, 
and 
A 
X 

(B X C), where A = 
(x,y, 2, w), 
B 
= 
(1, 
Molto più che documenti.
Scopri tutto ciò che Scribd ha da offrire, inclusi libri e audiolibri dei maggiori editori.
Annulla in qualsiasi momento.