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RESEARCH
METHODS
TOPIC
OVERVIEW OF
RESEARCH DESIGN
AND RESEARCH
PROCESS
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TYPES OF RESEARCH
The basic types of research are as follows:
EXPLORATORY RESEARCH
Literature Search
This refers to "referring to a literature to develop a new hypothesis".
The literature referred are - trade journals, professional journals,
market research finding publications, statistical publications etc
Example: Suppose a problem is "Why are sales down?" This can
quickly be analyzed with the help of published data which should
indicate "whether the problem is an "industry problem" or a "firm
problem". Three possibilities exist to formulate the hypothesis.
1. The company's market share has declined but industry's figures are
normal.
2. The industry is declining and hence the company's market share is
also declining.
3. The industry's share is going up but the company's share is
declining.
If we accept the situation that our company's sales are down despite the
market showing an upward trend, then we need to analyse the
marketing mix variables.
Example 1: A TV manufacturing company feels that its market share is
declining whereas the overall television industry is doing very well.
Example 2: Due to a trade embargo imposed by a country, textiles
exports are down and hence sales of a company making garment for
exports is on the decline.
The above information may be used to pinpoint the reason for
declining sales.
Experience Survey
In experience surveys, it is desirable to talk to persons who are well
informed in the area being investigated. These people may be company
executives or persons outside the organisation. Here, no questionnaire
is required. The approach adopted in an experience survey should be
highly unstructured, so that the respondent can give divergent views.
Since the idea of using experience survey is to undertake problem
formulation, and not conclusion, probability sample need not be used.
Those who cannot speak freely should be excluded from the sample.
Example 1:
1) A group of housewives may be approached for their choice for a
"ready to cook product".
.2) A publisher might want to find out the reason for poor circulation of
newspaper introduced recently. He might meet (a) Newspaper sellers
(b) Public reading room (c) General public (d) Business community;
etc.
These are experienced persons whose knowledge researcher can use.
Focus Group
Another widely used technique in exploratory research is the focus
group. In a focus group, a small number of individuals are brought
together to study and talk about some topic of interest. The discussion
is co-ordinated by a moderator. The group usually is of 8-12 persons.
While selecting these persons, care has to be taken to see that they
should have a common background and have similar experiences in
buying. This is required because there should not be a conflict among
the group members on the common issues that are being discussed.
During the discussion, future buying attitudes, present buying opinion
etc., are gathered.
Most of the companies conducting the focus groups, first screen the
candidates to determine who will compose the particular group. Firms
also take care to avoid groups, in which some of the participants have
their friends and relatives, because this leads to a biased discussion.
Normally, a number of such groups are constituted and the final
conclusion of various groups are taken for formulating the hypothesis.
Therefore, a key factor in focus group is to have similar groups.
Normally there are 4-5 groups. Some of them may even have 6-8
groups. The guiding criteria is to see whether the latter groups are
generating additional ideas or repeating the same with respect to the
subject under study. When this shows a diminishing return from the
group, the discussions stopped. The typical focus group lasts for 1-30
hours to 2 hours. The moderator under the focus group has a key role.
His job is to guide the group to proceed in the right direction.
DESCRIPTIVE RESEARCH
Case Studies
Detailed analysis of a single (or limited number) of people or events.
Case studies are usually interesting because of the unusualness of the
case .The major problem with case studies is the problem of
objectivity. The person who is presenting the case usually has some
theoretical orientation. It is acceptable for a theoretical orientation to
affect one’s interpretation of events. In a case study the theoretical
orientation can also lead to the selection of the facts to include in the
case. It is not surprising that case studies often seem to provide very
compelling evidence for a theory.
Case studies can therefore assist psychology by illustrating how a
theory could be applied to a person or events and by assisting with the
development of hypotheses for more systematic testing.
Observational Research
Accounts of the natural behavior of individuals or groups in some
setting. Unless the observation is unobtrusive, there may be some
subject reactivity to being observed. This often decreases with time, a
process called habituation. Observers cannot usually observe all
behaviors all of the time. They may use a behavioral checklist and
may also use time sampling or event sampling procedures. It is
important to assess observer bias by the use of interobserver reliability.
Observational research may also pose ethical problems. These can
arise when the behaviors being observed are not public behaviors and
when the observer joins a group in order to observe the members’
behavior – participant observation.
Survey Research
Structured questions to assess peoples beliefs, attitudes, and self-
reports of behavior. If the researcher wishes to generalize the
responses to a population, it is important to have a representative
sample. Surveys that rely on self-selection (respond if you are
interested) produce non-generalizable results. Surveys also provide
information for co relational research. One can correlate responses to
some questions (often demographic questions) with responses to other
questions (often attitudes or reports of behavior). Survey question
must be clear and unambiguous. Even if the questions are
unambiguous and non-leading, people may display a social desirability
bias and give positive or socially acceptable and desirable answers.
Survey methods include: (1) the interview or face-to-face method
which is generally viewed as the best method for obtaining a high rate
of responses but is also very costly; (2) phone surveys, which are less
expensive but have a higher non-response rate (which has probably
increased with caller ID); and (3) written or mail surveys, which are
least expensive but have a very high non-response rate. Follow-up
messages can help increase the response rate.
Archival Research
Analysis of pre-existing data or records. Archival research often
involves content analysis, a qualitative analysis of material. For
example, one would use content analysis to determine whether there
had been an increase in the frequency with which women and
minorities were mentioned in US history books between 1920 and
2000. Some archival research is quasi-experimental.
EXPERIMENTAL RESEARCH
For example, medical trials often cannot find random groups. Such
research often relies upon volunteers, so it is difficult to apply any
realistic randomization. This is not a problem, as long as the process is
justified, and the results are not applied to the population as a whole. If
a psychological researcher used volunteers who were male students,
aged between 18 and 24, the findings can only be generalized to that
specific demographic group within society.
STAGE TWO
The sample groups should be divided, into a control group and a test
group, to reduce the possibility of confounding variables. This, again,
should be random, and the assigning of subjects to groups should be
blind or double blind. This will reduce the chances of experimental
error, or bias, when conducting an experiment.
Ethics are often a barrier to this process, because deliberately
withholding treatment is not permitted. Again, any deviations from this
process must be explained in the conclusion. There is nothing wrong
with compromising upon randomness, where necessary, as long as
other scientists are aware of how, and why, the researcher selected
groups on that basis.
STAGE THREE
This stage of conducting an experiment involves determining the time
scale and frequency of sampling, to fit the type of experiment. For
example, researchers studying the effectiveness of a cure for colds
would take frequent samples, over a period of days. Researchers
testing a cure for Parkinson’s disease would use less frequent tests,
over a period of months or years.
STAGE FOUR
The penultimate stage of the experiment involves performing the
experiment according to the methods stipulated during the design
phase. The independent variable is manipulated, generating a usable
data set for the dependent variable.
STAGE FIVE
The raw data from the results should be gathered, and analyzed, by
statistical means. This allows the researcher to establish if there is any
relationship between the variables and accept, or reject, the null
hypothesis.
These steps are essential to providing excellent results. Whilst many
researchers do not want to become involved in the exact processes of
inductive reasoning, deductive reasoning and operationalization, they
all follow the basic steps of conducting an experiment. This ensures
that their results are valid.
This is an error occurring for reasons other than sampling. This error
could be due to factors such as interviewing method, design of
questionnaire etc.
NON-RESPONSE ERROR
This happens when chosen respondents do not respond. This may due
to (1) non availability of the respondent (2)Refusal to answer. on-
response will cause the resulting sample to be different size compared
to original sample.
RESPONSE ERROR
a: SURROGATE INFORMATION
b: MEASUREMENT ERROR
This occurs when the data is transferred from the questionnaire. This
could be any of the following (1) graphical illusions (2) Mix up in row
and columns percentages (3) Difficulty in recording open ended
questions (4) Misuse of arithmetic operations and wrong interpretation.
Open ended questions do not focus on what the response is; in fact,
open ended questions are well suited for qualitative research, but in
appropriate for quantitative measurements.
This occurs when the interviewer selects a respondent other than the
individual is specified as a sample. Example: While surveying
newspaper or periodical readership, a non reader is selected for
interview.
3: QUESTIONING ERROR
4: RECORDING ERROR
5: CHEATING ERROR
a: INABILITY ERROR
Inability may be due to (1) Respondent not being familiar with the
subject (2) Boredom (3) fatigue on the part of the respondent (4)
Faulty recall of what is being asked (5) question content (6) Passage of
time. “What shirt were you wearing on your birthday last week”. The
respondent may not be able to recall.
b: UNWILLINGNESS ERROR
This may be due to the fact that the respondent wants to avoid
embarrassment for the interviewer or alternately, impress the
interviewer.
Research Methodology
There are nine steps in the research process that can be followed while
designing a research project. They are as follows:
• Formulate the problem
• Evaluate the cost of research
• Prepare the list of information
• Research design decision
• Data collection
• Select the sample type
• Determine the sample size
• Organize the field work
• Analyse the data and report preparation
1. Formulating the Problem
Example:
Management Problem and Research Problem
Example:
Assume that the company wants to introduce a new product like iced
tea or frozen green peas or ready to eat chapathis.
The following environmental factors are to be considered:
1. Purchasing habits of consumers
2. Presently, who are the competitors in the market with similar
product
3. What is the perception of the people about other products of the
company, with respect to price, image of the company
4. Size of the market and target audience
Nature of the Problem
Example 1:
Company ‘x’ wants to launch a product. The company’s intuitive
feeling is that the possibilities of the product’s failure are 35%.
However, if research is conducted and appropriate data is gathered, the
chances of failure could be reduced to 30%. The company has
calculated that losses would be to the tune of Rs. 3.00.000 if the
product fails. The company has received a quotation from an MR
agency. The cost of the intended research is Rs. 75,000. The question
is: “should the company spend this money to conduct the research?”
Calculation
Since the value of information, namely Rs. 15,000 is lower than the
cost of research, i.e., Rs. 75,000, conducting this particular research is
not recommended.
Example 2
Company ‘A’ would like to introduce a new product in the market.
The research agencies have given an estimation of Rs, 5 lakhs and a
time period of 5 months. According to the past experience of the
company, the probability of earning Rs. 10 lakh is 0.4 and Rs. 5 lakh is
0.3 and losing Rs. 7 lakh is 0.3. Should the company undertake the
research?
Calculation
0.4*Rs.10 + 0.3*Rs.5 – 0.3*Rs.7
= Rs.4 + Rs.1.5 – Rs.2.1
= Rs.3.4 lakh
Since we find that the expected value of information, i.e. Rs.3.3 lakh,
less than the cost of M.R. at Rs. 5lakh, there is no need to carry out his
research.
2. Distribution Coverage
Example:
• Availability of products at different outlets
• Effect of shelf display on sales
4. Marketing Expenditure
Example:
• “What has been the marketing expenditure?”
• “How much was spent on promotion?”
5. Competitors’ Marketing Expenditure
Example:
• “How much did the competitor spend to market a similar
product?”
Exploratory research
Example:
“Causes for the decline in sales of a specific company’s product
in a specific territory under a specific salesman”. The researcher
may explore possible reasons as to why sales failing.
• Faulty product planning
• Higher price
• Less discount
• Less availability
• Inefficient advertising / salesmanship
• Poor quality of salesman ship
• Less awareness
Not all factors are responsible for decline in sales.
Conclusive Research
Narrow down the option. Only one or two factors are responsible for
decline in sales. Therefore, zero down, and use judgment and past
experience.
The researcher may feel that there are some cases available
which are identical and similar in nature. He may decide to use
these cases for formulating the initial hypothesis. If suitable
cases are not available, then the researcher may decide to choose
a larger sample.
D) How to incorporate experiment in research?
Example:
In a test of advertising copy, the respondents can first be
interviewed to measure their present awareness, and their
attitudes towards certain brands. Then, they can be shown a
pilot version of the proposed advertisement copy. Following
this, their attitude too has to be measured again, to see if the
proposed copy had any effect on them.
Example:
Collecting the data from a fast food chain. Here, it is necessary to
define what is meant by fast food chain. Also, the precise
geographical location should be mentioned.
Smaller the sample size, larger the error and vice versa.
While selecting the sample, the sample unit has to be clearly specified.
Example:
Survey on the attitudes towards the use of shampoo with reference to a
specific brand, where husbands, wives or a combination of them are to
be surveyed or a specific segment is to be surveyed. The sample size
depends on the size of the sample frame / universe.
This includes selection, training and evaluating the field sales force to
collect the data.
• How to organize the fieldwork?
• What type of questionnaire – structured or unstructured to
use?
• How to approach the respondents?
• Week, day and time to meet the specific respondents etc.
are to be decided.
Exploratory Research
The objective of exploratory research is to gather preliminary
information that will help define problems and suggest hypothesis.
Exploratory research is a type of research conducted because a
problem has not been clearly defined. Exploratory research helps
determine the best research design, data collection method and
selection of subjects. Given its fundamental nature, exploratory
research often concludes that a perceived problem does not actually
exist.
Exploratory research relies on secondary research such as reviewing
available literature and/or data, or qualitative approaches such as
informal discussion with consumers, employees, managements or
competitors, and more formal approaches through in depth interviews,
focused groups, projective, case studies or pilot studies. The results of
exploratory research are not usually useful for decision making by
themselves, but they can provide significant insight into given
situation. Although the results of qualitative research can give some
indication as to the “why”, ”how” and “when” something occurs, it
cannot tell us “how often” or “how many”.
Exploration is particularly useful when researchers lack a clear idea of
the problems they will meet during the study. Through exploration
researchers develop concepts more clearly, establish priorities, develop
operational definitions, and improve the final research design.
Exploration may also save time and money. If the problem is not as
important as first thought, more formal studies can be cancelled.
Exploration serves other purposes as well. The area of investigation
may be so new or so vague that a researcher needs to do an exploration
just to learn something about the dilemma facing the manager.
Important variables may not be known or thoroughly defined.
Hypothesis for the research may be needed. Also, the researcher may
explore to be sure it is practical to do a formal study in the area.
Despite its obvious value, researchers and managers alike give
exploration less attention than it deserves. There are strong pressures
for quick answers. Moreover, exploration is something linked to old
biases about qualitative research: subjectiveness,
nonrepresentativeness, and nonsystematic design.
Descriptive research
The objective of descriptive research is to describe thing, such as the
market potential for a product or the demographics and attitudes of
consumers who buy the product. Descriptive research, also known as
statistical research, describes data and characteristics about the
population or phenomenon being studied. Descriptive research answers
the question who, what, where, when and how. Although the data
description is factual, accurate and systematic the research cannot
describe what caused a situation. Thus, descriptive research cannot be
used to create a causal relationship, where one variable
affects another. In other words, descriptive research can be said to have
a low requirement for internal validity. The description is used for
frequencies, averages and other statistical calculations. Often the best
approach, prior to writing descriptive research, is to conduct a survey
investigation. Qualitative research often has the aim of description and
the researchers may follow-up with examinations of why the
observations exist and what the implications of the findings are.
The basic difference between exploratory and descriptive research is
the research design. Exploratory research follows a format that is less
structured and more flexible than descriptive research. This approach
works well when the marketer doesn’t have an understanding of the
topic or the topic is new and it is hard to pinpoint the research
direction. The downside, however, is that results may not be as useful
in aiding a marketing decision. We use this method because in addition
to offering the marketer basic information on a topic, exploratory
research may also provide direction for a more formal research effort.
For instance, exploratory research may indicate who the key decision
makers are in a particular market thus enabling a more structured
descriptive study targeted to this group.
Causal Research
The objective of casual research is to test hypothesis about cause-and-
effect relationships. In this form of research the marketer tries to
determine if the manipulation of one variable, called the independent
variable, affects another variable, called the dependent variable. In
essence, the marketer is conducting an experiment. To be effective the
design of causal research is
highly structured and controlled so that other factors do not affect
those being studied. Marketers use this approach primarily for
purposes of prediction and to test hypothesis, though it can also be
used to a lesser extent for discovery and explanatory purposes. In
marketing, causal research is used for many types of research including
testing marketing scenarios, such as what might happen to product
sales if changes are made to a products design or if advertising is
changed. If causal research is performed well marketers may be able to
use results for forecasting what might happen if the changes are made.
If the research study happens to be an exploratory or a formulative one,
wherein the major emphasis is on discovery of ideas and insights, the
research design most appropriate must be flexible enough to permit the
consideration of many different aspects of a phenomenon. But when
the purpose of a study is accurate description of a situation or of an
association between variables, accuracy becomes a major
consideration and e research design which minimizes bias and
maximizes the reliability of the evidence collected is considered a
good design. Studies involving the testing of hypothesis of a causal
relationship between variables require a design which will permit
inferences about causality in addition to the minimization of bias and
maximization of reliability. But in practice it is the most difficult task
to put a particular study in a particular group, for a given research may
have in it elements of two or more of the functions of different studies.
It is only on the basis of its primary function that a study can be
categorized either as an exploratory or descriptive or hypothesis-
testing study and accordingly the choice of a research design may be
made in case of a particular study. Besides the availability of time,
money, skills of the research staff and the
means of obtaining the information must be given due weightage while
working out the relevant details of the research design such as
experimental design, survey design, sample design and the like.
EXPERIMENTAL RESEARCH
Science revolves around experiments, and learning the best way of
conducting an experiment is crucial to obtaining useful and valid
results. When scientists speak of experiments, in the strictest sense of
the word, they mean a true experiment, where the scientist controls all
of the factors and conditions. Real world observations, and case
studies, should be referred to as observational research, rather than
experiments. For example, observing animals in the wild is not a true
experiment, because it does not isolate and manipulate an independent
variable.
With an experiment, the researcher is trying to learn something new
about the world, an explanation of ‘why’ something happens. The
experiment must maintain internal and external validity, or the results
will be useless.
RESEARCH PROJECT VERSUS RESEARCH
PROGRAM
The first and foremost step in the research process consists of problem
or opportunity identification. The necessity of properly identified
research problems cannot be overemphasized. It is rightly said that a
problem properly defined is half solved.
Based upon the objective, the research problem could be in any of the
following three areas:
1. Exploratory for gathering preliminary information that may
help in defining the problem and suggest hypothesis. The major
emphasis of exploratory research is on the discovery of ideas.
The idea is to clarify concepts and subsequently make more
extensive research on them.
2. Descriptive, which may describe things such as market
potential for a product or the demographics and attitudes of a
customer who buys the product.
3. Casual, to test hypothesis about cause and effect relationships.
Initially the problem may be stated in a broad general way and then the
clarifications if any, can resolved as the research advances. The
researcher must, at the same time, examine all available literature to
get himself acquainted with the selected problem.
Once the problem has been selected, the same has to be understood
thoroughly and then the same has to be reframed into meaningful terms
from an analytical point of view. Problem formulation would have
focus on what sort of decision issues are tackled. In other words, it
gives a clear idea of the research itself.
Formulation of Hypothesis
Concept of Hypothesis
Hypothesis Testing
The next step of the research process calls for determining the
information needed, developing a plan for gathering it efficiently and
presenting the management of the organization. The plan outlines
sources of secondary data and spells out the specific research
approaches, contact methods, sampling plan and instruments that the
researcher will use to gather primary data. First of all research
objectives must be translated into specific information needs. To meet
the management information needs, the researcher can gather
secondary data and primary data or both.
The researcher next puts the research plan to action. This involves
collecting, processing and analyzing the information.
Collecting Data
Often there are two phases to the process of collecting data: pretesting
and the main study. A presenting phase, using a small sub sample, may
determine whether the data collection plan for the main study is an
appropriate procedure. Thus, a small – scale pretest study provides an
advance opportunity for the investigator to check the data collection
form to minimize errors due to improper design, such as poorly
worded or organized questions. There is also a chance to discover
confusing interviewing instructions, learn if the question is too long or
too short, and uncover other such field errors. Tabulation of data from
the pretests provides the researcher with a format for the knowledge
that may be gained from the actual study. If the tabulation of data and
statistical tests do not answer the researcher’s questions, the
investigator may need to redesign the study.
Analyzing Data
Once the field work has been completed, the data must be converted
into a format that will answer the decision maker’s questions. Data
processing generally begins with the editing and coding of the data.
Editing involves checking the data collection forms for omission s,
legibility, and consistency in classification. The editing process
corrects problems such as interviewer errors (e.g., an answer recorded
on the wrong position of the questionnaire) before the data are
transferred to a computer or readied for tabulation.
Preparation of Report
RESEARCH PROBLEM
Research problem refers to some difficulties which a researcher
experiences in the context of both a theoretical or practical situation
and wants to obtain a solution for the same, usually it is said that a
research problem does exist if the following condition are met with:
• There must be an individual (or a group or an organization), let
us call it I, to whom the problem can be attributed. The
individual or the organization, as the case may be, occupies an
environment, say ‘N’, which is defined by the values of
uncontrolled variables, Y1.
iii. There must be alternative means (or the course of action) for
obtaining the objectives one wishes to attain. This means there
must be at least two means available to a researcher for if he has
no choice of means, he cannot have problem.
iv. There must remain some doubt in the mind of researcher with
regard to the selection of alternatives. This means the research
must answer the question concerning the relative efficiency of
the possible alternatives.
Origins of the problems are nothing but how the problem creates
while research, this can also be the sources, how the problem is
created. The following are the various origins of the problem which
is created while research,
a) PRIMARY DATA
d) RESEARCH DESIGN
Research Design is a framework or blueprint for
conducting the research project. It specifies the details of the
procedures necessary for obtaining the information needed to
structure or solve research problem. Sometimes it happens that
while solving the problem we will get some complications
where we fail to identify the problems in research design this is
the main problem where identification of the problem in
research design will always depend on how you define the
problem. If the problem is defined wrongly then the solution
will be wrong only. This is how problem is originated in
research design.
BIBLIOGRAPHY