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National Multi-Commodity Exchange of India Limited

Membership Application
INS I ! I"N#L CLE#$IN% MEM&E$S'I(

Office No.5, 4th Floor, H. K. House, B/h. Jivabhai Chambers, Ashram Roa , Ahme aba !"#$$$%. &u'arat, (N)(A *ho+e, - %.-/%-4$$# 0$$$, 0$"%, 0$4$ Fa1, - %.-/%-205#2/5%3 $/%-4$$# 0$4. 4mail, - member5+mce.com3 co+tact5+mce.com 6R7, - 888.+mce.co.i+

National Multi-Commodity Exchange of India Limited

IN)I # I"N *"$ #((LIC# I"NS *"$ INS I ! I"N#L CLE#$IN% MEM&E$S'I( "* N# I"N#L M!L I-C"MM"+I , E-C'#N%E "* IN+I# LIMI E+ Natio+al 9ulti-Commo it: 41cha+;e of (+ ia 7imite <N9C4= is the first emutualise electro+ic multi-commo it: e1cha+;e i+ (+ ia. Reco;+i>i+; the +ee of the a;ricultural sector i+ (+ ia i+ the cha+;i+; e+viro+me+t, N9C4 8as i+cor?orate as a limite com?a+: o+ 2$ th )ecember 2$$. 8ith e@uit: ?artici?atio+ b: the ?ublic sector a+ auto+omous i+stitutio+s, 8hich ?la: iverse roles i+ the a;ro-?ro ucesu??l: chai+. Ahe ?romoter i+stitutio+s i+clu e Ce+tral Barehousi+; Cor?oratio+ <CBC=, Natio+al A;ricultural Coo?erative 9arCeti+; Fe eratio+ of (+ ia 7imite <NAF4)=, *u+'ab Natio+al Ba+C <*NB= &u'arat A;ro (+ ustries Cor?oratio+ 7imite <&A(C=, Natio+al (+stitute of A;ricultural 9arCeti+; <N(A9=, &u'arat Dtate A;ricultural 9arCeti+; Boar <&DA9B= a+ Ne?tu+e Overseas 7imite <NO7=. N9C4 i+vites a??licatio+s for (+stitutio+al Cleari+; 9embershi? <(C9= from ?erso+s 8ho fulfill eli;ibilit: criteria co+tai+e herei+. Ahe (C9 are e+title to clear tra es e1ecute b: Ara i+; 9ember<A9= a+ their sub-broCers/ +o+-re;istere members. Ahe 8or s E9emberF a+ EA??lica+tF use herei+after refer a+ a??l: to (C9. Ahe A??lica+ts 8ho are a mitte , as 9embers shall a here to the co+ itio+s, sti?ulatio+s a+ ;ui eli+es commu+icate to them / +otifie from time to time b: N9C4 a+ / or For8ar 9arCets Commissio+ <F9C= a+ / or a+: other (+ ia+ re;ulator: / statutor: authorities.

./ C$I E$I# *"$ #+MISSI"N #S INS I ! I"N#L CLE#$IN% MEM&E$ "N NMCE #/ ELI%I&ILI , Ahe follo8i+; ?erso+s are eli;ible to become (C9 sub'ect to the ?rovisio+s of For8ar Co+tracts <Re;ulatio+= Act, .%52, the rules, circulars, +otificatio+s, ;ui eli+es, etc., ?rescribe there u+ er a+ a+: other (+ ia+ la8 i+ force a+ the B:ela8s, Rules a+ Re;ulatio+s of N9C4, <a= Com?a+ies, Cor?oratio+s or i+stitutio+s i+cor?orate u+ er Com?a+ies Act, .%50 or u+ er a+: ce+tral or state le;islatio+ a+ are ?ermitte u+ er their 9emora+ um of Associatio+ or a??licable co+stitutio+ ocume+t for e+;a;i+; i+ cleari+; a+ settleme+t of tra es i+ erivatives a+ s?ot marCets i+ commo ities / e@uities marCets. Ahe A??lica+ts i+ the ?rocess of ame+ i+; their 9emora+ um of Associatio+ or their co+stitutio+ ocume+t to i+clu e the activities me+tio+e above as ?ermitte activities ma: also a??l:. Ho8ever, their membershi? 8ill be effective o+l: u?o+ com?letio+ of the aforesai ?rocess to the satisfactio+ of N9C4. <b= Duch other ?erso+s / e+tities as ma: be ?ermitte <Re;ulatio+= Act, .%52 a+ N9C4 No ?erso+ shall be a mitte as a 9ember if <a= <b= <c= < = <e= <f= <;= <h= <i= he has bee+ a 'u ;e ba+Cru?t or a receiver or er i+ ba+Cru?tc: has bee+ ma e a;ai+st him or he has bee+ ?rove to be i+solve+t eve+ thou;h he has obtai+e his fi+al ischar;e3 he has bee+ co+victe of a+ offe+ce i+volvi+; a frau or isho+est: or a+: crime of similar +ature3 he has bee+ ebarre from tra i+; / cleari+; i+ commo ities b: a+: re;ulator: authorit: such as F9C, D4B(, RB( etc3 he has bee+ ?reviousl: refuse a missio+ to membershi? b: N9C4 u+less the ?erio of o+e :ear has ela?se si+ce the ate of such re'ectio+3 he i+curs such is@ualificatio+ u+ er the ?rovisio+s of the For8ar Co+tracts <Re;ulatio+=Act, .%52 or Rules ma e there u+ er so as to ise+title such ?erso+s from seeCi+; membershi? of commo it: e1cha+;es3 N9C4 etermi+es that it is +ot i+ ?ublic i+terest to a mit him as a member o+ N9C4 it is a bo : cor?orate or a com?a+: 8hich has committe a+: act 8hich re+ ers it liable to be 8ou+ u? u+ er the ?rovisio+s of the la83 it is a bo : cor?orate or a com?a+: i+ res?ect of 8hich a ?rovisio+al li@ui ator or receiver or official li@ui ator has bee+ a??oi+te b: a com?ete+t court3 it oes +ot ?ossess a mi+imum +et 8orth i+clusive of e?osit ?lace 8ith N9C4 as ?rescribe herei+ or from time to time. &/ *IN#NCI#L S"!N+NESS A+ A??lica+t must ?ossess a mi+imum +et 8orth as ?rescribe b: N9C4 8hich ma: be i+crease or ecrease b: N9C4 at its absolute iscretio+ at a+: time i+clu i+; after ;ra+ti+; membershi? to the A??lica+t. Ahe +et 8orth for this ?ur?ose shoul be calculate as ?er the metho sti?ulate i+ A++e1ure ( or A++e1ure ((. u+ er the For8ar Co+tracts

A ?refere+ce ho8ever 8ill be ;ive+ to Cor?orate / (+stitutio+s 8ith, <i= Bell establishe eali+; offices 8ith a 8ell- is?erse clie+t +et8orC a+ havi+; e1?erie+ce i+ settleme+t a+ cleari+; fu+ctio+s i+ securities or commo ities marCets <ii= Hi;her +et 8orth. +/ *EE 0 +E("SI S $!C !$E #N+ NE W"$ ' $E1!I$MEN #22licants acce2ted for admission will be re3uired to 2ay the following fee 0 de2osits and also maintain net worth as gi4en below5 *EES #N+ +E("SI S S $!C !$E Sr/ No/ .. 2. ". 4. +E #ILS A missio+ Fees <No+ Refu+ able= (+terest Free Decurit: )e?osit GG<Decurit: )e?osit shall be i+ the ratio+ of 5$H cash a+ 5$H cash/fi1 e?osit/ba+C ;uara+tee A++ual Dubscri?tio+ char;es " #L *EES 8 +E("SI S Net Borth Re@uireme+t #M"!N 6In $s/7 /.$$ 7acs 2$.$$ 7acs $.5$ 7acs 9:/;< Lacs 25$.$$ 7acs

G Refu+ able after " :ears o+ surre+ er of membershi?.

)e?osit for setti+; u? IDAA termi+als a+ o?erati+; cost for the IDAA / lease li+e +et8orC 8ill be levie se?aratel: as ?er the ?olic: ?revaili+; from time to time. A+ A??lica+t must be i+ a ?ositio+ to ?a: the membershi? a+ other fees, e?osits etc, as a??licable at the time of a missio+, 8ithi+ o+e mo+th of i+timatio+ to him of a missio+ as a 9ember or as ?er the time sche ule s?ecifie b: N9C4. Ahe securit: e?osits 8ill be i+clu e 8hile etermi+i+; the +et 8orth of the (C9 a+ 8oul , sub'ect to B:e 7a8s/rules a+ re;ulatio+s of N9C4, be refu+ e to the (C9 u?o+ surre+ er of membershi? ?rovi e that a mi+imum ?erio of " :ears have ela?se si+ce ?laci+; the e?osits.

MISCELL#NE"!S #/ IN*$#S $!C !$E N9C4 ma: s?ecif: such sta+ ar s for i+vestor service a+ i+frastructure 8ith re;ar to a+: cate;or: of 9embers, as it ma: eem +ecessar:, from time to time. Ahis ma: i+clu e i+frastructure liCe office ?remises, I-sat, a+ / or other commu+icatio+ e@ui?me+t etc. (t is recomme+ e that the A??lica+t shoul have a+ office s?ace of at least 500 sq. ft, e1clusivel: for N9C4 o?eratio+s. &/ #+MISSI"N ($"CE+!$E Ahe a missio+ ?roce ure shall co+sist of a??raisal of vali a??licatio+s a+ other ocume+ts a++e1e thereto a+ i+tervie8 b: a membershi? committee co+stitute b: N9C4 for this ?ur?ose. Base o+ the ?erforma+ce of the a??lica+t i+ the i+tervie8 a+ fulfillme+t of other eli;ibilit: criteria, the membershi? committee shall recomme+ for the selectio+ of (C9 o+ N9C4. Ahe fi+al acce?ta+ce / re'ectio+ of a+: membershi? / recomme+ atio+ for membershi? b: the membershi? committee shall be at the absolute iscretio+ of 9a+a;i+; )irector of N9C4 a+ the ecisio+ of the 9a+a;i+; )irector shall be fi+al a+ bi+ i+;. No corres?o+ e+ce shall be e+tertai+e i+ res?ect of a+: such ecisio+. C/ S!&MISSI"N "* #((LIC# I"N *"$M 4li;ible A??lica+ts are re@uire to submit a??licatio+s for (C9 of N9C4 as ?rescribe i+ the A++e1ure herei+. 4li;ible a??lica+ts are re@uire to submit their a??licatio+s i+ the format ?rescribe i+ the A++e1ure hereto, com?lete i+ all res?ects, alo+; 8ith all releva+t ocume+ts. (+com?lete a??licatio+s a+ multi?le a??licatio+s are liable to be re'ecte . Ahe a??licatio+ alo+; 8ith releva+t ocume+ts must be submitte at the follo8i+; office of N9C4. A ress Natio+al 9ulti-Commo it: 41cha+;e Of (+ ia 7imite 4th Floor, H.K. House, Ashram Roa , Ahme aba ! "#$ $$%. Ael. No. %.-/%-4$$# 0$$$ ! 0$"%, 0$4$ Fa1. No.%.-/%-205#2/5%3 $/%- 4$$# 0$4. co+tact5+mce.com, 888.+mce.com Co+tact *erso+s 9r. )i+esh DhuCla 9r. Nara:a+a Rai

Notwithstanding anything contained herein= NMCE shall ha4e absolute discretion and right to relax= 4ary= change= add to and delete any or all of the eligibility criteria for #22lication 0 Membershi2 for any a22licant or its directors or em2loyees/ *urther= the number of members to be admitted is at the sole discretion of NMCE/

#((LIC# I"N *"$M *"$ INS I ! I"N#L CLE#$IN% MEM&E$S'I( "* NMCE i= ii= iii= . 2 *lease rea the accom?a+:i+; +otes carefull: before filli+; u? the form. *lease attach all releva+t ocume+ts alo+; 8ith this a??licatio+. *lease use a itio+al sheets to fur+ish i+formatio+, 8herever +ecessar:. Name of #22licant 6In &loc> Letter7 #22licant?s #ddress #ddress @ . City State (in code No el/ *ax Email Id Constitution

$egistered office

Corres2ondence office

"

COR*ORAA4/ *RO*OD4)/*IA. 7A). / *6B7(C 7A).

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+ate of Incor2oration 0$egistration5 Nationality +etails of the Chief Executi4e0Managing +irector0Manager0(artner Name )esi;+atio+ Aele *ho+e No Fa1 No 9obile No 4mail i (+come ta1 *erma+e+t Accou+t No *rese+t occu?atio+ / Busi+ess *rese+t Net 8orth Rs JJJJJJJJJJ 7acs /Cores, As o+ ate JJJJJJJJJJJJJ

/ # %

Signature AAAAAAAAAAAAAAAAAAAAASignature AAAAAAAAAAAAAAAAAAAA $ubber Stam2 $ubber Stam2

.2 .$ <a= < c= ." .. a. b. c. .

Ba+C Name a+ <b= Bra+ch Accou+t No < = Accou+t o?eratio+al *lease ;ive the follo8i+; etails of the a??lica+t, 6,es0No7 si+ce 7evel of (+come i+ the last " :ears <e1?resse i+ terms of ?erce+ta;e a+ the (articulars ,es No corres?o+ i+; amou+t i+ Rs. 7aChs= of the a??lica+t from activities such as,
#cti4ities Income 6$s/ In La>h7 (ercentage of otal Have :ou bee+ eclare /re+ ere i+com?ete+t to e+ter i+to co+tract u+ er a+: la8 i+ force i+ (+ iaK Have :ou ever bee+ eclare a efaulter b: a+: Associatio+ or 41cha+;e reco;+i>e b: the &over+me+t u+ er a+: la8K Bhether a+: court case is ?e+ i+; a;ai+st a??lica+t/ irectors/?art+ersK Have :ou ever bee+ ?ro+ou+ce ;uilt: of a crimi+al offe+ce i+volvi+; moral tur?itu eK Has a+: isci?li+ar: actio+ bee+ taCe+ b: a+: commo it:/stocC e1cha+;e a;ai+st :ou are a+: of the ?art+ers/?romoters/ irectors/sharehol ers/em?lo:ees of :oursK (f so, ?lease ?rovi e etails i+ a se?arate sheet. Have :ou ever bee+ a 'u ;e ba+Cru?t or have bee+ ?rove to be i+solve+t at a+: timeK Have :ou ever bee+ i+volve i+ liti;atio+s, suits or ?rocee i+;s or have bee+ i+volve i+ a+: fi+a+cial liabilit: of co+ti+;e+t or u+ascertai+e +atureK

Name of the stocC e1cha+;e<s= / commo it: e1cha+;es o+ 8hich the a??lica+t is a +etails of your existing &an> Name 8 branch member

e. f. ;.

Signature AAAAAAAAAAAAAAAAAAAAASignature AAAAAAAAAAAAAAAAAAAA

$ubber Stam2

$ubber Stam2

h.

Have :ou ever bee+ at a+: time co+victe of a+ offe+ce i+volvi+; frau or isho+est: or fi+a+cial irre;ularitiesK Have :ou ever bee+ associate 8ith or tra i+; member of or subscriber to or a sharehol er or ebe+ture hol er of a+: other commo it:/stocC e1cha+;eK

i.

'.

Have :ou ever bee+ e+ie /re'ecte membershi? of a+: commo it:/stocC e1cha+;e or commercial or;a+i>atio+K Have :ou committe a+: act 8hich ma: re+ er :ou liable to be 8ou+ ! u?K Have :ou ever bee+ sus?e+ e /e1?elle / eclare efaulter o+ a+: other commo it:/stocC e1cha+;e or have bee+ ebarre from tra i+; i+ commo ities/securities b: a+: Re;ulator: Authorities liCe D4B(, F9C, RB(, etcK

C.

Have :ou ever ha a ?rovisio+al li@ui ator or receiver or official li@ui ator a??oi+te b: a com?ete+t court a;ai+st :ouK

<(+ case a+s8ers to a+: of the above @uestio+s is :es, the+ ?lease ?rovi e com?lete etails=

.4. .5.

Name of the *ro?rietor/ *art+er/ )irector / )ealer , a??eari+; for the i+tervie8 Name of :our authori>e re?rese+tative<s=, 8ho shall be res?o+sible to the 41cha+;e to e+sure com?lia+ce of iffere+t ?rovisio+s of the la8 a+ ?roce ures. Name 4mail *ho+e +o

.0.

Be u+ ertaCe that a+: misstateme+t or misre?rese+tatio+ or su??ressio+ of facts i+ co++ectio+ 8ith this a??licatio+ for (+stitutio+al Cleari+; 9embershi? or breach of a+: u+ ertaCi+; or co+ itio+ of a missio+ to (+stitutio+al Cleari+; 9embershi? e+tails re'ectio+ of a??licatio+ or e1?ulsio+ of (+stitutio+al Cleari+; 9embershi? Be hereb: state that the above-me+tio+e ?articulars are true, correct a+ com?lete to the best of m:/our C+o8le ;e a+ i+formatio+. Be also state that +o releva+t material fact has bee+ su??resse . Signature AAAAAAAAAAAAAAAAAAAAAAASignature AAAAAAAAAAAAAAAAAAAAA $ubber Stam2 $ubber Stam2

Be shall ?a: the re@uire fee a+ e?osits to the 41cha+;e a+ submit the +ecessar: ocume+ts as re@uire b: the 41cha+;e for our seeCi+; the (+stitutio+al Cleari+; 9embershi? of the 41cha+;e. Name of the #22licant 6&loc> Letter7 AAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAA *hoto;ra?hs of )irectors Affi1 ?hoto a+ si;+ across the ?hoto Affi1 ?hoto a+ si;+ across the ?hoto

#22licant?s #uthoriBed Signatories with $ubber Stam2 6With name in &loc> Letter7

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JJJJJJJJJJJJJJJJJJJJJJJJJJ

JJJJJJJJJJJJJJJJJJJJJJJJJ
<Di;+atories 8ith Rubber Dtam?=

JJJJJJJJJJJJJJJJJJJJJJJJJJ

JJJJJJJJJJJJJJJJJJJJJJJJJ
<Di;+atories 8ith Rubber Dtam?=

6"n the Letter 'ead of the Com2any7 *"$M 6I$-II7 *ormat of the $eturn to be sent by the Intermediaries 6Clearing Cor2oration0+e2ository (artici2ants0Clearing &an>s0 #ssayers0etc7 registered with $ecogniBed0$egistered associations N#ME "* 'E C"MM"+I , E-C'#N%E5

N# I"N#L M!L I C"MM"+I , E-C'#N%E "* IN+I# LIMI E+ S No/ . 2 +escri2tion Name of the i+terme iar: service ?rovi er 8ith Co e No. if a+: ;ive+ b: the 41cha+;e Nature of service/i+terme iar: <Cleari+; Cor?oratio+, )e?ositor: *artici?a+ts, Cleari+; Ba+Cs, Assa:ers Others <s?ecif:= Re;istratio+ Number <to be assi;+e b: the For8ar 9arCets Commissio+= A ress of the i+terme iar: 8ith tele?ho+e, Fa1, tele1, mobile +umber<s= a+ 4-mail. *AN Number allotte b: (A e?tt. )ate of a missio+ /9O6 8ith the e1cha+;e Co+stitutio+ of the i+terme iar:, sole ?ro?rietorshi?/ ?art+ershi?/ cor?orate bo :/ fi+a+cial i+stitutio+ Name a+ e ucatio+al @ualificatio+s of ?ro?rietor/ ?art+ers/ irectors <attach se?arate sheet if re@uire = +etails

" 4 5 0 / #

Signature _______________________Signature _____________________ ubber Stamp ubber Stamp

Bhether re;istere 8ith of a+: other reco;+i>e / re;istere associatio+ <Commo it: 41cha+;e=. (f so, ;ive the +ame<s= of the e1cha+;es a+ co e of membershi?, ate of a missio+ of

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other reco;+i>e / re;istere associatio+s Bhether the i+terme iar: or its ?romoters at a+: time co+victe of a+: offe+ce. (f so, fur+ish the etails if a+: isci?li+ar: a+ crimi+al histor:. Bhether the i+terme iar: or its ?romoters eclare i+solve+t/ba+Cru?t or eclare efaulter b: a+: e1cha+;e/ commo it:/ stocC marCet. (f :es, fur+ish etails. Net 8orth of the i+terme iar: *lease fur+ish etails a+ +ecessar: ocume+ts i+ su??ort there of (f the i+terme iar: is locate i+ lease ?remises, +ame of the o8+er<s= 8ith a ress <es=. )etails of locatio+/s. )etails of service ?rovi e b: the i+terme iar:, liCe testi+; ca?acit: of the assa:er alo+; 8ith e@ui?me+t etails a+ commo ities ha+ le for testi+;/ assa:i+;. <Attach se?arate sheet if re@uire =. 9e+tio+ D4B( re;istratio+ +umber, if services ?rovi e for securit: marCet also. )etails of customers !+ame a+ a resses Signature _______________________Signature _____________________ ubber Stamp ubber Stamp

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)etails of commo it:/ies ha+ le Other i+terests liCe the o8+er/lessee are tra er/ ma+ufacturer i+ s?ot/for8ar marCets. Name of com?lia+ce offices 8ith etails

(+ case there is a+: cha+;e i+ the status of a+: item as i+ icte above, the same ma: be commu+icate to the For8ar 9arCets Commissio+, 9umbai 8ithi+ seve+ a:s throu;h the co+cer+e e1cha+;es. ( eclare that the i+formatio+ ;ive+ i+ this form is true to the best of m: C+o8le ;e a+ belief.

(lace5

Signature5

+ated5

Name of Member

Signature _______________________Signature _____________________ ubber Stamp ubber Stamp

Confirmation of the Exchange

This is to certify that _________________________________ is an intermediary of this recognized/registered association (Exchange) and as per their records and as per the details given by the said intermediary, the above information is correct.

Place: Dated:

Signature: Name and designation

6"n the Letter head of the Member7

+etails of Membershi2 of Commodity Exchange6s7 other than that of NMCE

Name of Commodity Sr Exchange / No

Exchange Code *MC 6!MC7 Code

+ate Membershi2

. 2 " 4

N" ES5 C5

Enclose the conduct Certificate 0 Status re2ort from the Commodity exchange for the com2anies/
Commodity Exchange or any other regulatory authority in res2ect of these membershi2s with dates in the following format5

D5 *or each of these membershi2s= gi4e details of disci2linary action= if any= ta>en by the

Ex2ulsion Sus2ension +efault #ny other disci2linary action or en3uiry against the member

Aha+Ci+; Lou, Lours faithfull:, *or JJJJJJJJJJJJJJJJJJJJJJJJJ 6Name of the Member7 With $ubber stam2 Enclose Each Commodity Exchange?s Status $e2ort

6"n the Letter head of the Member7 &usiness !nderta>ing *orm Ao, Ahe 9embershi? )e?artme+t National Multi Commodity Exchange of India Limited 5,4th Floor, H.K.House, Behi+ Jivabhai Chambers Ashram Roa ,

Ahme aba ! "#$ $$% SubEect5 &usiness !nderta>ing *orm )ear Dir, (/Be, JJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJ*ro?rietor/*art+ers/)irectors of JJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJhereb: co+firm/u+ ertaCe o+ behalf of the com?a+: as u+ er. Be co+firm/u+ ertaCe that +either 8e o/+or 8e i+te+ to carr: a+: busi+ess i+ share/stocC/securities i+ future u+ er the +ame ofJJJJJJJJJJJJJJJJJJJJJJJJJ Be also co+firm/u+ ertaCe that 8e o+l: i+te+ to carr: a busi+ess relate commo ities a+ commo ities relate erivatives /futures tra i+; o+l:. Aha+Ci+; Lou, Lours faithfull:, *or JJJJJJJJJJJJJJJJJJJJJJJJJ 6Name of the Member7 With $ubber stam2 JJJJJJJJJJJJJJJJJJJJJJJJJJJJJ 6Name of the (ro2rietor0(artners0+irectors7
Signature of the (ro2rietor0(artners0+irectors

to

JJJJJJJJJJJJJJJJJJJJJJJJJJJJJ 6Name of the (ro2rietor0(artners0+irectors7

Signature of (ro2rietor0(artners0+irectors
FCom2any?s $ubber Stam2 with +irector?s SignG

MEM&E$S'I( !N+E$ #KIN% Enclosed Membershi2 !nderta>ing should be stam2ed as an #greement5

<*lease use No+-Ju icial stam? ?a?er of Rs..$$/- or the value ?revaili+; i+ :our state, 8hichever is hi;her=

(lease ty2e the following on the Stam2 (a2er as the *irst (age and sign5 !nderta>ing

Ahis No+-Ju icial Dtam? ?a?er of Rs.JJJJJ forms ?art a+ ?arcel of this 6+ ertaCi+; cum i+ em+it: submitte to Natio+al 9ulti - Commo it: 41cha+;e of (+ ia 7imite e1ecute b: 9r./9rs./9/s. JJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJ JJJJJJJJJJJJJ o+ JJJJJJJJJJJJJJ a: of JJJJJJJJJJJJJ, 2$ JJJ.

HH Signature

INS I ! I"N#L CLE#$IN% MEM&E$S'I( !N+E$ #KIN% Ahis u+ ertaCi+; is ;ive+ at this MMM a: of MMMM, 2$ $egd/ "ffice5 Ao, National Multi - Commodity Exchange of India Limited 4th Floor H.K. House, B/H Jivabhai Chambers, Ashram Roa , Ahme aba - "#$ $$%. Herei+after calle EN9C4F <Bhich e1?ressio+ shall u+less it be re?u;+a+t to the co+te1t or mea+i+; thereof be eeme to mea+ a+ i+clu e their successors a+ assi;+s= Signature _______________________Signature _____________________ ubber Stamp ubber Stamp

BL MMMMMMMMMMMMMMMMMMMMMMMMMMMMMMMMMMMM..... Re; . Office MMMMMMMMMMMMMMMMMMMMMMMMMMMMMMMMMMMMM. MMMMMMMMMMMMMMMMMMMMMMMMMMMMMMMMMMMM..... MMMMMMMMMMMMMMMMMMMMMMMMMMMMMMMMMMMM..... ......................................................................................................................................

Herei+after calle Ethe 6+ ersi;+e F <8hich e1?ressio+ shall u+less re?u;+a+t to the co+te1t or mea+i+; thereof be eeme to i+clu e its successors a+ ?ermitte assi;+s=. BH4R4AD the N9C4 has a;ree to a mit the 6+ ersi;+e as a (C9 member o+ N9C4 i+ accor a+ce 8ith the B:ela8s, Rules a+ Re;ulatio+s of N9C4 i+ force from time to time. AN) BH4R4AD N9C4 has as a ?reco+ itio+ to the 6+ ersi;+e bei+; a mitte as a (C9 member re@uire the 6+ ersi;+e to fur+ish the u+ ertaCi+; i+ the ma++er a+ o+ the terms herei+ belo8, AN) BH4R4AD at the ul: co+ve+e Boar of )irectors <Ahe EBoar = meeti+; of the 6+ ersi;+e bei+; 9/s MMM. MMMMM.. 7imite , the Boar has authori>e 9r. /9s. MMMMM. a+ 9r. /9s. MMMMMM. to si;+ a+ e1ecute the 6+ ertaCi+; to N9C4 o+ the follo8i+; li+es. NOB AH4R4FOR4 i+ co+si eratio+ of N9C4 a mitti+; the 6+ ersi;+e as a (C9 member of Natio+al 9ulti - Commo it: 41cha+;e, the 6+ ersi;+e hereb: u+ ertaCes a+ a;rees that, ./ Ahe 6+ ersi;+e shall com?l: 8ith all such re@uireme+ts, e1isti+; a+ future 8ith re;ar to a+ i+ co++ectio+ 8ith our a??oi+tme+t as a (C9 member3 9/ Ahe 6+ ersi;+e shall a here to the B:e-la8s, Rules a+ Re;ulatio+s frame b: N9C4 from time to time3 I/ Ahe 6+ ersi;+e shall abi e b: the co e of co+ uct as lai time b: N9C43 o8+ from time to

J/ Ahe 6+ ersi;+e shall mai+tai+ a+ ?reserve such i+formatio+, recor s, booCs a+ ocume+ts ?ertai+i+; to the 8orCi+; of the 6+ ersi;+e as a (C9 member for such ?erio as ma: be s?ecifie b: N9C4 from time to time3 Signature _______________________Signature _____________________ ubber Stamp ubber Stamp

;/ Ahe 6+ ersi;+e shall ?ermit N9C4 or a+: other authorit: a??oi+te b: it for i+s?ectio+, access to all recor s, booCs, i+formatio+, ocume+ts as ma: be re@uire therefore3 K/ Ahe 6+ ersi;+e shall submit ?erio ic re?orts, stateme+ts, certificates a+ such other ocume+ts as ma: be re@uire b: N9C4, a+ shall com?l: 8ith such au it re@uireme+ts as ma: be frame s?eciall: b: N9C4 from time to time3 :/ Ahe 6+ ersi;+e shall follo8 a+ com?l: 8ith such or ers or i+structio+s i+clu i+; a+: such or er or i+structio+, 8hether bei+; i+ the +ature of a ?e+alt: or

other8ise, as ma: be issue b: N9C4 or a+: committee of N9C4 ul: co+stitute for the ?ur?ose, i+ the eve+t of the 6+ ersi;+e committi+; a+: violatio+ of a+: rules, re;ulatio+ or ?ractice or co e of co+ uct ?rescribe b: N9C4 i+ res?ect of the co+ uct of the busi+ess i+ N9C43 L/ Ahe 6+ ersi;+e shall co+ uct busi+ess at the Natio+al 9ulti - Commo it: 41cha+;e of (+ ia 7imite ?ru e+tl: a+ shall e+sure that it 8ill +ot be ?re'u icial or etrime+tal to ?ublic i+terest i+ ;e+eral, a+ to N9C4 i+ ?articular3 M/ (f a+: iffere+ce/ is?ute shall arise bet8ee+ the ?arties as to the i+ter?retatio+, mea+i+; or effect of this u+ ertaCi+; or as to the ri;hts a+ liabilities of the ?arties to this 6+ ertaCi+; or as to a+: other matter relati+; to the Natio+al 9ulti - Commo it: 41cha+;e of (+ ia 7imite o?eratio+s, the same shall be settle to the e1te+t ?rovi e as ?er B:e-la8s, Rules a+ Re;ulatio+s frame for that ?ur?ose3 .</ Ahe 6+ ersi;+e shall abi e b: the B:e-la8s i+tro uce /mo ifie from time to time 8ith/8ithout ?rior +otice3 ../ Ahe 6+ ersi;+e shall abi e b: a+ a o?t the Rules a+ Re;ulatio+s of the cleari+; a+ settleme+t s:stems of the N9C4 a+ a+: other a;e+cies a??oi+te b: N9C4 for this ?ur?ose a+ a+: ame+ me+ts ma e thereto from time to time3 .9/ Ahe 6+ ersi;+e shall ?a: the costs a+ e1?e+ses i+clu i+; fees ?rescribe b: N9C4 from time to time, from or i+ci e+tal to the 6+ ersi;+e o?erati+; o+ the Natio+al 9ulti - Commo it: 41cha+;e of (+ ia 7imite Ns tra i+; s:stems3 a+ to establish other s:stems i+ accor a+ce 8ith the s?ecificatio+s ?rescribe b: N9C4 from time to time .I/ Ahe 6+ ersi;+e shall use the Natio+al 9ulti - Commo it: 41cha+;e of (+ ia 7imite i+frastructure facilities a+ e@ui?me+t o+l: for the ?ur?ose for 8hich the: are ?ermitte to be use 3 Signature _______________________Signature _____________________ ubber Stamp ubber Stamp

.J/ Ahe 6+ ersi;+e shall fur+ish securit: e?osits, ?le ;e of securities, h:?othecatio+ of movables, lie+ o+ ba+C accou+ts or such other securit: as ma: be re@uire b: N9C4 from time to time a+ to o all acts, ee s a+ thi+;s to e+able N9C4 to e1ercise all or ?art of the above me+tio+e securities to secure recover: of efault i+ ?a:me+t a+ other i+ci e+tal char;es relati+; to efault a+ other ues of the N9C4 a+ cleari+; house, if a+:3 .;/ Ahe 6+ ersi;+e shall bri+; i+ a itio+al e?osits a+ fu+ s as a+ 8he+ re@uire to mai+tai+ the level of ca?ital a e@uac: +orms as eci e from time to time to o?erate o+ the Natio+al 9ulti - Commo it: 41cha+;e of (+ ia 7imite 3

.K/ O+ bei+; a mitte as a (C9 member, the 6+ ersi;+e shall be active ?artici?a+t of the Natio+al 9ulti - Commo it: 41cha+;e of (+ ia 7imite 3 .:/ Ahe 6+ ersi;+e are a8are that the 6+ ersi;+e 8oul be/are a mitte as a (C9 member of the Natio+al 9ulti-Commo it: 41cha+;e of (+ ia 7imite o+ ?a:i+; the ?rescribe membershi? fee a+ securit: e?osit a+ that the membershi? is +ot tra+sferable for a mi+imum ?erio of five :ears or a+: mi+imum ?erio as ma: be sti?ulate from time to time b: N9C4 a+ the 6+ ersi;+e o u+e@uivocall: u+ ertaCe that the 6+ ersi;+e shall +ot be e+title to maCe a+: claim for refu+ of the securit: e?osit for a mi+imum ?erio of three :ears eve+ if the 6+ ersi;+e i+te+ to cease or to isco+ti+ue to tra e o+ the Natio+al 9ulti - Commo it: 41cha+;e of (+ ia 7imite 3 .L/ N9C4 shall be e+title to ame+ its B:e-la8s, Rules a+ Re;ulatio+s u+ilaterall: a+ the 6+ ersi;+e shall be eeme to have co+se+te to them, a+ accor i+;l: be bou+ b: the B:e-la8s, Rules a+ Re;ulatio+s ?revaili+; from time to time a+ N9C4 shall be e+title to all ?o8ers veste i+ them u+ er the Rules, Re;ulatio+s a+ B:e-la8s, b: 8hich the 6+ ersi;+e u+co+ itio+all: a;rees to be bou+ 3 .M/ Bithout ?re'u ice to the fore;oi+;, N9C4 shall be e+title to forfeit a+: ?ro?ert:, fu+ s, amou+ts, e?osits or other sums ue to the 6+ ersi;+e or to the cre it of the 6+ ersi;+e i+ such eve+ts or co+ti+;e+cies as ma: be sti?ulate i+ the Rules, Re;ulatio+s a+ B:e-la8s of the N9C4 i+ force from time to time3 9</ N9C4 shall +ot be hel res?o+sible or liable for a+: failure of com?uter s:stems, telecommu+icatio+ +et8orC a+ other e@ui?me+t i+stalle at the offices of the u+ ersi;+e a+ N9C4 shall also +ot be hel res?o+sible for a+: misuse, misha+ li+;, ama;e, loss, efect etc, a+ N9C4 has the ri;ht to i+s?ect a+ su?ervise all com?uter s:stems, soft8are ?ro;rammes, tele-commu+icatio+s e@ui?me+t, IDAA etc, 8hich are ?rovi e b: N9C4 at the office of the 6+ ersi;+e a+ the 6+ ersi;+e shall +ot maCe a+: alteratio+s, mo ificatio+s a+ cha+;es 8ithout ?rior 8ritte+ co+se+t of N9C43 Signature _______________________Signature _____________________ ubber Stamp ubber Stamp

9./ Ahe 6+ ersi;+e shall +ot isclose, reveal, ?ublish a+ a vertise a+: material i+formatio+ relati+; to o?eratio+s, membershi?, soft8are, har 8are, etc. of N9C4 8ithout ?rior 8ritte+ co+se+t of N9C4 e1ce?t a+ to the e1te+t as ma: be re@uire i+ the +ormal course of its busi+ess. 99/ Bhere i+ the o?i+io+ of N9C4, a+: cha+;e i+ the com?ositio+ of the Boar of )irectors of the 6+ ersi;+e has resulte or is liCel: to result ue to a+: irect or i+ irect tra+sfer of shares or securities i+ the share ca?ital of the 6+ ersi;+e , N9C4 8ill be e+title to revie8 co+ti+uatio+ of the 6+ ersi;+e as a (C9 member of

the Natio+al 9ulti - Commo it: 41cha+;e of (+ ia 7imite 3 a+ , the 6+ ersi;+e shall be bou+ b: a+: ecisio+ taCe+ b: N9C4 i+ this re;ar 8hich shall be fi+al3 9I/ Bhere i+ the o?i+io+ of N9C4 a+: cha+;e i+ the com?ositio+ of the Boar of )irectors of the 6+ ersi;+e has resulte or is liCel: to result ue to a+: irect or i+ irect tra+sfer of shares or securities i+ the share ca?ital of a+: o+e or more com?a+ies or bo ies cor?orate hol i+; a+: ?art of the ?ai -u? ca?ital of the 6+ ersi;+e , N9C4 8ill be e+title to revie8 co+ti+uatio+ of the 6+ ersi;+e as a (C9 member of the Natio+al 9ulti - Commo it: 41cha+;e of (+ ia 7imite , a+ the u+ ersi;+e shall be bou+ b: a+: ecisio+ taCe+ b: N9C4 i+ this re;ar 8hich shall be fi+al3 9J/ Bithi+ " a:s from the ate of the meeti+; of the Boar of )irectors of the 6+ ersi;+e or other com?ete+t committee, the 6+ ersi;+e shall +otif: N9C4 of a+: a??roval or refusal to tra+sfer the shares or securities formi+; ?art of the issue ca?ital of the 6+ ersi;+e , if such tra+sfer has or is liCel: to result i+ a+: cha+;e i+ the com?ositio+ of the Boar of )irectors of the 6+ ersi;+e 3 a+ that 9;/ Ahe 6+ ersi;+e shall e1ecute, si;+, a+ subscribe to such other ocume+ts, ?a?ers, a;reeme+t, cove+a+ts, bo+ s, a+ /or u+ ertaCi+;s as ma: be ?rescribe or re@uire b: N9C4 from time to time. 9K/ Ahe 6+ ersi;+e u+ ertaCes to maCe such co+tributio+s to (+vestorNs Com?e+satio+ Fu+ ?ertai+i+; to the Natio+al 9ulti - Commo it: 41cha+;e of (+ ia 7imite as a+ 8he+ re@uire b: the e1cha+;e a+ also com?lies 8ith all re@uireme+ts of the e1cha+;es i+ res?ect thereof. 9:/ Ahe 6+ ersi;+e u+ ertaCes to subscribe to the ma+ ator: ce+trali>e i+sura+ce cover arra+;e b: the e1cha+;e for the (C9 9embers i+ the Natio+al 9ulti Commo it: 41cha+;e of (+ ia 7imite to ?a: the i+sura+ce ?remium as ma: be re@uire b: the e1cha+;e a+ also to com?l: 8ith all re@uireme+ts of the e1cha+;e i+ res?ect thereof. Signature _______________________Signature _____________________ ubber Stamp ubber Stamp

9L/ 6+ ersi;+e shall Cee? the ?ass8or i+ strict co+fi e+ce a+ secrec: a+ shall +ot isclose the same to a+: ?erso+ a+ u+ ersi;+e shall be bou+ b: all tra+sactio+s a+ tra es o+e o+ the N9C4 b: use of its ?ass8or . 9M/ Ahe 6+ ersi;+e shall ;et re;istere 8ith the releva+t sales ta1 Authorit: if re@uire u+ er the la8 a+ shall ?a: all a??licable sales ta1 a+ stam? ut:. Also the u+ ersi;+e shall reimburse N9C4 a+: ta1, statutor: obli;atio+ <i+clu i+; i+terests a+ ?e+alties thereo+ if a+:= i+ the eve+t of N9C4 bei+; levie a+ ma e to ?a: or bear a+: such liabilit: b: the Dtatutor: Authorities.

I</ Ahat the 6+ ersi;+e shall forth8ith i+form the N9C4 i+ 8riti+; as a+ 8he+ a+: +otice is receive b: the 6+ ersi;+e i+ co++ectio+ 8ith a+: i+stitutio+ of 8i+ i+; u? ?rocee i+;s a;ai+st it a+ that the 6+ ersi;+e shall also i+form the N9C4 i+ 8riti+; before the 6+ ersi;+e i+itiate a+: 8i+ i+; u? ?rocee i+;s to be 8ou+ u?. Ahe 6+ ersi;+e further u+ ertaCe that it shall i+form the N9C4 i+ 8riti+; o+ the o+set of a+: circumsta+ces 8hich is liCel: to or ma: re+ er it to be 8ou+ u? or 8hich is liCel: to or ma: re+ er it liable to be sub'ect to 8i+ i+; u? ?rocee i+;s. I./ Ahat the fees, securit: e?osits, other mo+ies a+ a+: a itio+al e?osits ?ai , 8hether i+ the form of cash, ba+C ;uara+tee, securities or other8ise, 8ith the N9C4, b: the 6+ ersi;+e from time to time, shall be sub'ect to a first a+ ?aramou+t lie+ for a+: sum ue to the N9C4 a+ all other claims a;ai+st the 6+ ersi;+e for ue fulfillme+t of e+;a;eme+ts, obli;atio+s a+ liabilities of the u+ ersi;+e arisi+; out of or i+ci e+tal to a+: eali+;s ma e sub'ect to the B:ela8s, Rules a+ Re;ulatio+s of the N9C4. Ahe N9C4 shall be e+title to a 'ust or a??ro?riate such fees, e?osits a+ other mo+ies for such ues a+ claims, to the e1clusio+ of the other claims a;ai+st the u+ ersi;+e , 8ithout a+: refere+ce to the 6+ ersi;+e . I9/ Ahe u+ ersi;+e shall i+ em+if: the N9C4 a;ai+st a+: loss or ama;e i+clu i+; liabilities arisi+; out of failure to com?l: 8ith the Clauses above. Ahe 6+ ersi;+e o hereb: co+firm that the i+formatio+ ?rovi e i+ the a??licatio+ form of the 6+ ersi;+e for the (C9 9ember of N9C4 is true a+ correct to the best of the C+o8le ;e a+ belief of the 6+ ersi;+e a+ that the above u+ ertaCi+;s 8ill be bi+ i+; o+ the successors a+ ?ermitte assi;+s of the 6+ ersi;+e . Signature _______________________Signature _____________________

ubber Stamp

ubber Stamp

Di;+e a+ )elivere B: the 8ithi+ +ame Bei+; the authori>e ?erso+ (+ terms of the resolutio+ Of the Boar of )irectors At the ul: co+ve+e meeti+; Hel o+ MMMMMMMM. (+ the ?rese+ce of MMMMMMM.

= = = = = = = =

Note, *olic: re;ar i+; follo8i+; is u+ er fi+ali>atio+.

<Ahe 6+ ersi;+e shall +ot e+;a;e as ?ri+ci?al or em?lo:ee i+ a+: fu+ base busi+ess or a+: busi+ess other tha+ that of commo ities e1ce?t as a broCer or a;e+t +ot i+volvi+; a+: ?erso+al fi+a+cial liabilit:=
Com?a+:Ns Commo+ Deal must be affi1e

(lease ty2e the following on the last 2age of the agreement

<Belo8 the commo+ seal=

Ahe commo+ seal of JJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJ JJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJ 8as hereu+to affi1e ?ursua+t to a resolutio+ ?asse at a meeti+; of the Boar of )irectors of the com?a+: hel o+ JJJJJJJJJ a: of JJJJJJJJJJJJJJJJJJJJJ 2$JJJJ i+ the ?rese+ce of G JJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJ. Di;+ature <Name O )esi;+atio+= G As re@uire b: the Articles of Associatio+ of the Com?a+: ----------------------------------------------------------------------------------------------GG Ao be si;+e b: the ?erso+<s= si;+i+; the 9embershi? 6+ ertaCi+; attache here8ith Signature _______________________Signature _____________________

ubber Stamp

ubber Stamp A++e1ure (

The Members ill have the option of comp!ting their net orth as per any of the t o methods given belo . "o ever, once a Member chooses one of the t o given methods, he ill have to contin!e to comp!te his net orth !sing the same method !nless a change of method is specifically approved by the Exchange. (Method I)

!"n the letterhead of the Chartered Accountants#

NE$ %" $& CE $I'ICA$E By valuation of the assets on the following basis ( As per L(C( )upta committee recommendation):

S(No( A. B. C( #. %. '( '. &( I. 2. 1( L. 0. ,. "(

*articulars Amount (In Rupees) Listed investments at market value Less: !" margin on the above Net +alue of listed shares ,A--. Investment in unlisted $ompanies Less: &!" margin on the above Net +alue of unlisted shares ,/-E. (ther investments at $ost like ))*+ ,-.+ deposits with other e/$hanges+ ,B*.+ Bank *#R. $otal net in+estment ,C0'0). 0arket value of land 1 bldg Less: &!" margin on above Net +alue of fixed assets ,I-2. #ebtors not e/$eeding months .urrent liabilities Long term liability Net 3orth ,&010L.-,M0N.

3his is to $ertify that the net worth of 04s 5555555555555555555 as on 55555.. is Rs. 555................. (In 6ords). It is further to $ertify that the $omputation of net worth is based on my4our s$rutiny of the books of a$$ounts+ re$ords and do$uments+ is true and $orre$t to the best of my4our knowledge and as per information provided to my4our satisfa$tion. ,ame: )la$e: #ate: *or 5555555.. Chartered Accountant Deal of Chartere Accou+ta+t

,ame: 0 ,o.: A++e1ure ((

!"n the letterhead of the Charteredd Accountants#

!Method 4 II#

NE$ %" $& CE $I'ICA$E

Ahe +et 8orth shoul be com?ute either as ?er the format ;ive+ belo8, *ai u? Ca?ital G Net 8orth calculate as follo8s, *ai u? Ca?ital A , Reserve O Dur?lus <e1clu i+; revaluatio+

reserves= 7ess, Accumulate losses if a+: 7ess, 9iscella+eous 41?e+ iture otal Net worth G &ive etails of ca?ital issue after the ate s?ecifie above.

3his is to $ertify that the net worth of 04s 5555555555555555555 as on 55555.. is Rs. 555................. (In 6ords). It is further to $ertify that the $omputation of net worth is based on my4our s$rutiny of the books of a$$ounts+ re$ords and do$uments+ is true and $orre$t to the best of my4our knowledge and as per information provided to my4our satisfa$tion. ,ame: )la$e: #ate: *or 5555555.. Chartered Accountant Deal of Chartere Accou+ta+ t ,ame: 0 ,o.:

<O+ the letterhea of the A??lica+t 9ember= )ate, JJJJJJJJJJJ Ao, Ahe Hea - 9embershi? )e?artme+t, National Multi-Commodity Exchange of India Limited 5, 4th Floor, H.K. House, B/h. Jivabhai chambers, Ashram Roa , Ahme aba ! "#$$$% SubEect5 - +etails of +irectors

)ear Dir, Ahe )etails of )irectors of the Com?a+: are as u+ er, Be hereb: state that the above-me+tio+e etails are true, correct a+ com?lete. ( / Be also state that +o releva+t material fact has bee+ su??resse . ( / Be u+ ersta+ that for a+: 8ro+; stateme+t (/8e are liable for a+: actio+ taCe+ b: the 41cha+;e.P For, JJJJJJJJJJJ 7imite *lace, )ate, Authori>e Di;+ator: <ies= <Com?a+:Ns Dtam?=

Sr/ Name of No/ +irectors .. 2. ". 4.

(#N No/

Email Id

Education 1ualification

Mobil No/

(hone No/

6"n the letter head of the #22licant7 Certifie Arue Co?: of the resolutio+ *asse i+ the meeti+; of the boar of irectors of the com?a+: JJJJJJJJJJJJJJJJJJJJJJJJJJJ.hel o+ ate JJJJJJJJJJJJJJJJJJJJJJJJJJJJat the re;istere officeJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJ $ES"L)E+ '# the boar authori>esJJJJJJJJJJJJJJJJJJJJJJJJJ JJJJJJJJJJJJJJJ JJJJJJJJJJJJJJJJJJ7t , to become a Institutional Clearing Member<(C9= of National Multi Commodity Exchange of India Ltd/ <N9C4=

*!$ 'E$ $ES"L)E+ '# the boar a??oi+ts 9r. /9s JJJJJJJJJJJJJJJJJJJJJJJJJJJ a+ 9r. /9s JJJJJJJJJJJJJJJJJJJJJJJ to be the authori>e re?rese+tatives of the com?a+: a+ the: are hereb: authoriBed to act as designated director o+ behalf of the com?a+: for all matters related to National Multi Commodity Exchange "f India ltd/ <N9C4=. *!$ 'E$ $ES"L)E+ '# 9r./9sJJJJJJJJJJJJJJJJJJJJJJJJJJJ AN) /OR 9r./9s. JJJJJJJJJJJJJJJJJJJJJJof the com?a+: are also authoriBed to sign Eointly= singly or se4erally all documents 0 agreements on behalf of the com2any for ac3uiring the membershi2 and o2erations of National Multi Commodity Exchange "f India Ltd/ <N9C4=. FOR AN) ON B4HA7F OF AH4 BOAR) OF )(R4CAORD Di;+ature of )irector JJJJJJJJJJJJJJJJJJJJJJJ 9ANA&(N& )(R4CAOR / CO9*ANL D4CR4AORL CO9*ANL RO6N) D4A7 a+ )irectorNs Dtam? )AA4 JJJJJJJJJJJJJJJJJJJJJ *7AC4 JJJJJJJJJJJJJJJJJJJJJ S2ecimen Signatures of #uthoriBed Signatories/ Signature _______________________Signature _____________________ ubber Stamp ubber Stamp

!nderta>ing defaulting0debarred0sus2ended 6"n the letterhead of the Member7 )ate, JJJJJJJJJJJJ Ao, National Multi-Commodity Exchange of India Limited. 4th Floor H. K. House, Behi+ Jivabhai Chambers, Ashram Roa , Ahme aba - "#$ $$% )ear Dir,

E(/Be hereb: co+firm/u+ ertaCe thatJJJJJJJJJJJJJJJJJJJ 6 rade Name of the Member7 a+ JJJJJJJJJJJJJJJJJJJJJJ 6Name of (ro2rietor0 +esignated +irectors0 Managing (artners0 Karta7 JJJJJJJJJJJJJJJJJJJJJJJ 6Name of (ro2rietor0 +esignated +irectors0 Managing (artners0 Karta7 a+ co+stitue+ts of omi+a+t ?romoter ;rou? Are +ot ebarre /sus?e+ e / eclare efaulters b: D4B(/F9C/RB(/ a+: reco;+i>e DtocC 41cha+;e / a+: reco;+i>e Commo it: 41cha+;eK Are +ot co++ecte 8ith a+: of the efaulti+;/ ebarre /sus?e+ e member of a+: DtocC 41cha+;e/ Commo it: 41cha+;e Ahere are +o com?lai+ts/ isci?li+ar: actio+ a;ai+st us at D4B(/F9C/RB(/ a+: reco;+i>e DtocC 41cha+;e / a+: reco;+i>e Commo it: 41cha+;e No i+vesti;atio+ / e+@uir: b: D4B(/F9C/RB(/ a+: reco;+i>e DtocC 41cha+;e / a+: reco;+i>e commo it: 41cha+;e is ?e+ i+; a;ai+st us or u+ ertaCe+ a;ai+st us

(+ case of a+: actio+/com?lai+ts/i+vesti;atio+/e+@uir: b: a+: Dtatutor: A;e+c:/ Re;ulator: A;e+c:/ DtocC 41cha+;e/ Commo it: 41cha+;e i+ future, (/ Be u+ ertaCe to i+timate the 41cha+;e imme iatel:. (/Be eclare that the i+formatio+ ;ive+ above is true a+ a+: misstateme+t or misre?rese+tatio+ or su??ressio+ of facts i+ co++ectio+ 8ith the above u+ ertaCi+; ma: e+tail re'ectio+ of our a??licatio+ or e1?ulsio+ of our membershi?. Lours faithfull:, *or 6Name of the Member7 ./ #uthoriBed Signatory JJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJ <Name of )esi;+ate )irector/ 9a+a;i+; *art+er/ *ro?rietor/ Karta= 9/ #uthoriBed Signatory JJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJ <Name of )esi;+ate )irector/ 9a+a;i+; *art+er/ *ro?rietor/ Karta= Rubber stam? *lace,-

!nderta>ing "f No "ther Exchange Membershi2 @ Cor2orate Entity

<Ao be ;ive+ b: the 9ember o+ his letterhea a+ to be si;+e b: the )esi;+ate )irector a+ ?ut the rubber stam? of the com?a+:=

)ate, Ao, National Multi-Commodity Exchange of India Limited . 4th Floor H. K. House, Behi+ Jivabhai Chambers, Ashram Roa ,

Ahme aba - "#$ $$% )ear Dir, Be have a??lie for the membershi? of the National Multi Commodity Exchange of India Limited 6NMCE7 i+ the +ame a+ st:le of EJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJF. (, JJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJ < name of designated director =, (+ ia+ +atio+al, has bee+ a??oi+te as esi;+ate irector i+ the above state membershi? of the N9C4 hereb: co+firms that ( o +ot have a+: i+terests i+ a+: other membershi? of the N9C4 a+ ( am +ot *ro?rietor / Karta / 9a+a;i+; *art+er / )esi;+ate )irector i+ a+: other membershi? of the N9C4. Further ( / Be co+firm that ( / Be satisfies the eli;ibilit: criteria i+ terms of ?rovisio+s of the Rules, B:e7a8s, Busi+ess Rules a+ Circulars issue from time to time if a+: Of the N9C4.( / 8e eclare that the i+formatio+ ;ive+ above is true. Lours faithfull:, *or 6Name of the Member7 JJJJJJJJJJJJJJJJJJJJJJJJJJJJJ
Signature of the +esignated +irector

Name, 6$ubber Stam27 (lace5-

6"n the letterhead of #22licant Member7

)ate, Ao, National Multi-Commodity Exchange of India Limited . 4th Floor H. K. House,

Behi+ Jivabhai Chambers, Ashram Roa , Ahme aba - "#$ $$% SubEect5 !nderta>ing of #dditional &ase Ca2ital )ear Dir, Be u+ ertaCe to maCe ?a:me+t imme iatel: to8ar s Base Ca?ital a+ A itio+al Base Ca?ital to Natio+al 9ulti-commo it: 41cha+;e of (+ ia 7imite as re@uire b: the 41cha+;e from time to time. Aha+Ci+; Lou. Lours si+cerel: Signature _______________________Signature _____________________ ubber Stamp ubber Stamp

<O+ the letterhea of the com?a+:= &I" +# # Name +ate of &irth (#N No/ #ddress5 "ffice 8 $esidence

"ffice

$esidence el/ No/5 "ffice 8 $esidence "ffice $esidence E-mail Mobile No/ *ax No/ 1ualification

Wor> Ex2erience 6in detail7

Signature AAAAAAAAAAAAAAAAAAAAAAA

$ubber Stam2 of +irector <(f 9ember is Cor?orate= <*lease attach *hotoco?: of :our *AN car 8ith Di;+atures=

6"n the letter head of the member7 Bra+ch etails / 6+ ertaCi+; )ate, Ao, National Multi-Commodity Exchange of India Limited . 4th Floor H. K. House,

Behi+ Jivabhai Chambers, Ashram Roa , Ahme aba - "#$ $$% +etails of branch offices )ear Dir/9a am, Sr/No &ranch Name
6Location7

&ranch office #ddress

Contact (erson for &ranch office

ele2hone no

*ax no

Email Id

. 2 " 4 (/Be u+ ertaCe that as o+ ate there is +o other bra+ch acce?t as me+tio+e above For, <9ember Name= Di;+ature JJJJJJJJJJJJJJJJJJJJJJJJJ
6Indi4idual @ '/!/* 6Karta7 (ro2rietor0(artnershi2 firm0Com2any7

$ubber stam2

<O+ the letterhea of the com?a+:= )ate, Ao, National Multi-Commodity Exchange of India Limited . 4th Floor H. K. House, Behi+ Jivabhai Chambers, Ashram Roa , Ahme aba - "#$ $$%

+etails of Infrastructure )ear Dir/9a am, S No/ . 2 " 4 5 0 / # (#$ IC!L#$S Name of Com?a+: A ress Aele?ho+e Numbers Fa1 Numbers Car?et Area of Office O8+ershi?/7ease / Others <D?ecif:= No. of Com?uters No. of Dtaffs +E #ILS

For, <Com?a+: Name=

#uthoriBed Signatory Signature AAAAAAAAAAAAAAAAAAAAAAA $ubber stam2

<O+ the letterhea of the com?a+:= )ate, Ao, National Multi-Commodity Exchange of India Limited . 4th Floor H. K. House, Behi+ Jivabhai Chambers, Ashram Roa ,

Ahme aba - "#$ $$% )ear Dir, Ahis is to i+form :ou that (/Be have a??oi+te JJJJJJJJJJJJJJJJ <Name a+ esi;+atio+ of the com?lia+ce officer= as a Com?lia+ce officer i+ terms of Rules, Re;ulatio+ a+ busi+ess Rules of the 41cha+;e. A itio+al (+formatio+ as re@uire b: :ou is ?rovi e as follo8s, Qualificatio+ A ress of the Co+tact Hea office R )etails 8ith Bra+ch office 4mail () *revious em?lo:me+t <Name of the Or;a+i>atio+=

Name of the com?lia+ce officer

(/Be u+ ertaCe to i+timate a+ u? ate the 41cha+;e as a+ 8he+ there is a+: cha+;e i+ the aforesai i+formatio+ bei+; submitti+; to the 41cha+;e Lours Faithfull: For JJJJJJJJJJJJJJJJJJJJJJJJJ <Name of the 9ember= Bith Com?a+:Ns Deal JJJJJJJJJJJJJJJJJJJJJJJJJJJJJ <Name of the Com?lia+ce officer= Di;+ature of the Com?lia+ce officer JJJJJJJJJJJJJJJJJJJJJJJJJJJJJ <Name of the )irector= Di;+ature of )irector/*art+er
FCom2any?s $ubber Stam2 with +irector?s SignG

Note5 Borar Resolutio+ Re@uire

<O+ the letterhea of the A??lica+t 9ember= Ao Ahe Hea - 9embershi? )e?artme+t National Multi Commodity Exchange of India Limited/ 5,4th Floor, H.K.House, Behi+ Jivabhai Chambers Ashram Roa , Ahme aba ! "#$ $$%

Sub5 +etails of (rinci2al "fficer )ear Dir, Ahis is to i+form :ou that (/Be have a??oi+te JJJJJJJJJJJJJJJJ <Name a+ esi;+atio+ of the *ri+ci?al officer= as a *ri+ci?al officer i+ terms of Rules, Re;ulatio+ a+ busi+ess Rules of the 41cha+;e. A itio+al (+formatio+ as re@uire b: :ou is ?rovi e as follo8s, Name of the *ri+ci?al officer Qualificatio+ A ress of the Hea office R Bra+ch office Co+tact )etails 8ith 4mail () *revious em?lo:me+t <Name of the Or;a+i>atio+=

(/Be u+ ertaCe to i+timate a+ u? ate the 41cha+;e as a+ 8he+ there is a+: cha+;e i+ the aforesai i+formatio+ bei+; submitti+; to the 41cha+;e Lours Faithfull: For JJJJJJJJJJJJJJJJJJJJJJJJJ <Name of the 9ember= Bith Com?a+:Ns Deal JJJJJJJJJJJJJJJJJJJJJJJJJJJJJ <Name of the *ri+ci?al Officer= Di;+ature of the *ri+ci?al Officer JJJJJJJJJJJJJJJJJJJJJJJJJJJJJ <Name of the )irector= Di;+ature of )irector
FCom2any?s $ubber Stam2 with +irector?s SignG

Certificate dated AAAAAAA Submitted byAAAAAAAAAAAAAAAAAAAAto NMCE

6"n Com2any?s Letter head7

Dharehol i+; *atter+ of JJJJJJJJJJJJJJJJJJJJJJJJJ <Name Of 9ember= as o+ JJJJJJJJJJJJJJJJJJJJJJJJ*ai u? ca?ital JJJJJJJJJJJJJJJJJJJJJ Rs. JJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJFace Ialue of each e@uit: share <or a+: other i+strume+t=,JJJJJJJJJJJJJJJJJJRs.JJJJJJJJJJJJJJJJJJJJJ

(resent Share holding (attern Sr /No Name of the Share holder No of Share Shares holdin held g In N #mount 2aid u2 (an card No

.. 2. ". %rand otal )ate, *lace, --------------------------------Signature6s7 with Com2any?s Stam2

<)irectors Di;+ature 8ith their +ame=

N" ES5 C5
4+close the co+ uct Certificate / Dtatus re?ort from the stocC e1cha+;e for the com?a+ies.

D5 For each of these membershi?s= ;ive etails of isci?li+ar: actio+, if a+:, taCe+ b: the DtocC / Commo it: 41cha+;e or a+: other re;ulator: authorit: i+ res?ect of these membershi?s 8ith ates i+ the follo8i+; format, G$ G. G2 G" 41?ulsio+ Dus?e+sio+ )efault A+: other isci?li+ar: actio+ or e+@uir: a;ai+st the member

CE$ I*IC# E 6for cor2orate 0 Institutions only7 Ahis is to certif: that the Dharehol i+; i+ JJJJJJJJJJJJJJ as ;ive+ above, base o+ m:/ our scruti+: of the booCs of accou+ts, recor s a+ ocume+ts is true a+ correct to the best of m:/our C+o8le ;e a+ as ?er i+formatio+ ?rovi e to m:/our satisfactio+. )ate, *lace, For <Name of Firm=

Name of Chartere Accou+ta+t /Com?a+: Decretar: i+ ?ractice 9embershi? Number Rubber Dtam?

Certificate dated AAAAAAA Submitted byAAAAAAAAAAAAAAAAAAAAto NMCE Share holding of +irectors S r/ N o . 9 I J Name +irectors of #g e Educati on +esignatio (#N n since C Ex2erienc e No/ of years D Share holding In (ercentag e wise #mou nt +irectorshi2s 0 Email Id controlling share holding in other com2anies 0 entities

%rand otal )ate, *lace, Di;+ature<s= N" ES5 C5 4+close the co+ uct Certificate / Dtatus re?ort from the stocC e1cha+;e for the com?a+ies. D5 For each of these membershi?s= ;ive etails of isci?li+ar: actio+, if a+:, taCe+ b: the DtocC / Commo it: 41cha+;e or a+: other re;ulator: authorit: i+ res?ect of these membershi?s 8ith ates i+ the follo8i+; format, G4 41?ulsio+ G5 Dus?e+sio+ G0 )efault G/ A+: other isci?li+ar: actio+ or e+@uir: a;ai+st the member

CE$ I*IC# E 6for cor2orate 0 Institutions only7 Ahis is to certif: that the Dharehol i+; i+ JJJJJJJJJJJJJJ as ;ive+ above, base o+ m:/ our scruti+: of the booCs of accou+ts, recor s a+ ocume+ts is true a+ corrects to the best of m:/our C+o8le ;e a+ as ?er i+formatio+ ?rovi e to m:/our satisfactio+. )ate, *lace, Name of 2ro2rietor 0 (artner Chartered #ccountant0Com2any Secretary in 2ractice Membershi2 Number *or 6Name of *irm7

#nnexure - +(%-. !N+E$ #KIN% *$"M $EL# I)E "* (E$S"NS C"NS I ! IN% +"MIN#N ($"M" E$ %$"!( 6($"($I "$S0(#$ NE$S7 S!&MI E+ &, Mr/ 0 Mrs/ AAAAAAAAAAAAAAAAAAAA (, 9r./ 9rs. , 8ife of 9r.JJJJJJJJJJJJJJJJJJJJJJ, resi e+t of JJJJJJJJJJJJJJJJJJJJJ eclare that ( am the absolute o8+er of JJJJJJJJ shares of Rs. JJJ/- each of Rs. JJJ/- ?er share ?ai -u?, 8hich co+stitutes JJJJJH of the total ?ai u? ca?ital of the com?a+: JJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJ as o+ this ate. ( state that ( shall irrevocabl: a+ u+co+ itio+all: su??ort i+ res?ect of m: sharehol i+;, 9r. JJJJJJJJJJJJJJJJ, a sharehol er i+ the above me+tio+e com?a+:, ( further state that ( have +o ob'ectio+ to m: above me+tio+e sharehol i+; bei+; clubbe 8ith the sharehol i+; of 9r. JJJJJJJJJJJJJJJJJ, 8ho is m: husba+ for the ?ur?ose of etermi+i+; the omi+a+t ?romoter ;rou? of the sai com?a+:. Ahis su??ort is irrevocable a+ ( also u+ ertaCe to ;ive ?rior i+formatio+ to the N9C4(7 the before selli+; or other8ise tra+sferri+; m: ?art or 8hole of m: above me+tio+e sharehol i+;. Bit+ess B: Di;+ature Name A ress )ate , , , , , Di;+ature Name *lace )ate CE$ I*IC# E Ahis is to certif: that the sharehol i+; of 9r. /9rs.JJJJJJJJJJJJJJJJJ as ;ive+ above, base o+ m:/our scruti+: of the booCs of accou+ts, recor s a+ ocume+ts is true a+ correct to the best of m:/ our C+o8le ;e a+ as ?er i+formatio+ ?rovi e to me/ our satisfactio+. Chartered accountant or Com2any Secretary , , , ,

(L#CE +# E

5 5

MEM&E$S'I( N"/

#nnexure - +(%-95 !N+E$ #KIN% *$"M C"$("$# ES S!(("$ IN% +(% 6+ominant (romoter
%rou27

Be, 9/s JJJJJJJJJJJJJJJJJJJJJJ 7imite , i+cor?orate as a com?a+: u+ er the Com?a+ies Act, .%50 a+ havi+; its re;istere office at JJJJJJJJJJJJJJJJJJJJJJJJJ o state as u+ er, a= As ?er the e1isti+; +orms of National Multi Commodity Exchange of India Limited 6NMCE7 the sharehol i+; of 9r. / 9s JJJJJJJJJJJJJJJJG i+ our com?a+: i+ irect ?ro?ortio+ to our sharehol i+; i+ the (C9 9ember com?a+:, ma: be recCo+e for the ?ur?ose of arrivi+; at the omi+a+t ;rou? i+ 9/s. JJJJJJJJJJJJJJJJJJJJ <(C9 Com?a+:=. b= Be are JJJJJJJJJH sharehol er of the (C9 Com?a+: a+ 9r. / 9s JJJJJJJJJJJJJJJJJJ omi+a+t ?romoters of the (+stitutio+al Cleari+; 9ember Com?a+: alo+; 8ith his / her s?ecifie relatives i.e. JJJJJJJJJJJ are havi+;JJJJJH sharehol i+; i+ our com?a+:. c= 9r. / 9s. JJJJJJJJJJJJJJJJJJJJJJJJJJG have re@ueste National Multi Commodity Exchange of India Limited to co+si er their sharehol i+; i+ our com?a+: i+ the ?ermissible ?ro?ortio+ to arrive at the omi+a+t sharehol ers i+ the (C9 Com?a+: a+ also re@ueste us to ;ive+ a+ irrevocable u+ ertaCi+; e1te+ i+; u+co+ itio+al su??ort to 9r. / 9sJJJJJJJJJJJJJJJJJ <Name of the )omi+a+t *romoters of the (C9 com?a+:= to e+able National Multi Commodity Exchange of India Limited to co+si er aforesai as omi+a+t ;rou?. = Be hereb: e1te+ our u+co+ itio+al a+ irrevocable su??ort i+ su??ort of 9r. / 9sJJJJJJJJJJJJJJJJ <Name of the )omi+a+t *romoters of (C9 com?a+:= for the ?ur?ose of the etermi+i+; the omi+a+t ;rou? i+ the sai (C9 com?a+:. e= Be also u+ ertaCe to ;ive ?rior i+formatio+ to National Multi Commodity Exchange of India Limited before effecti+; a+: cha+;e i+ the sharehol i+; of 9r / 9s JJJJJJJJJJJJJJJJJJJG B(AN4DD BL Di;+ature<s= Name A ress )ate For JJJJJJJJJJJJJJJJJJJJJJJ )irector )ate, *lace,

<Note G Name of )omi+a+t *romoters of the (C9 Com?a+: alo+; 8ith their s?ecifie relatives havi+; sharehol i+; i+ the cor?orate ;ivi+; the u+ ertaCi+;.=

CE$ I*IC# E Ahis is to certif: that the sharehol i+; of 9/s JJJJJJJJJJJJJJJ is/are as me+tio+e belo8, base o+ our scruti+: of the booCs of accou+ts, recor s a+ ocume+ts. Be further certif: that the i+formatio+ ;ive+ above is true a+ correct to the best of our K+o8le ;e a+ as ?er the i+formatio+ ?rovi e to our satisfactio+. Sr/No Name of the Shareholder (aid u2 Share Ca2ital N of Share holding

)ate, *lace,

For <Name of Accou+ti+; Firm= Name of *art+er Chartere Accou+ta+t / Com?a+: Decretar: 9embershi? Number <Dtam? of firm=

Note, Ahe above certificate a+ Boar Resolutio+ shoul cor?orate su??orti+; the omi+a+t ?romoter ;rou?.

be ;ive+ alo+; 8ith the u+ ertaCi+; as ;ive+ b:

&"#$+ $ES"L! I"N 6CE$ I*IE+ $!E C"(, "* 'E $ES"L! I"N (#SSE+ # 'E MEE IN% "* 'E &"#$+ "* +I$EC "$S "* AAAAAAAAAAAAAAAAAAAAAAAAAA6 N#ME "* C"M(#N, 7 'EL+ "NAAAAAAAAAA6+# E 7 # AAAAAAAAAAAAAAAAAAA6 )EN!E 7 Resolve that the com?a+: o e1te+ its u+co+ itio+al a+ irrevocable su??ort i+ favor of 9r. / 9s.JJJJJJJJJJJJJJJJJJJJJJJJ for the ?ur?ose of etermi+i+; the omi+a+t ;rou? i+ 9/s JJJJJJJJJJJJJJJJJJ <(+stitutio+al Cleari+; 9ember= a+ accor i+;l:, e1ecute +ecessar: ocume+ts i+clu i+; a+ irrevocable u+ ertaCi+; to ;ive effect to the same a+ submit it to National Multi Commodity Exchange of India Limited 6NMCE7/ Resolve further that 9r. /9s. JJJJJJJJJJJJJ, )irector<s= of the com?a+: be a+ is / are hereb: authori>e to e1ecute +ecessar: ocume+ts i+clu i+; u+ ertaCi+;s as ?rescribe b: National Multi Commodity Exchange of India Limited from time to time. Certified to be true For JJJJJJJJJJJJJJJJJJJJJJJJJJ <Name of Com?a+:= JJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJ <Di;+ature=

S!&MI

E+ &, AAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAA " NMCE +E #ILS "* +"MIN#N ($"M" E$ %$"!( #S "N AAAAAAAAAAAAAAAAAAAAAA

S/ No/

Name of dominant Shareholder

(erson6s7 Su22orting dominant shareholder

$elation

No/ of Shares held Self $elati4e

otal #mount (aid Self $elati4e

N of otal

N of otal

Self

$elati4e

otal

*or= 6Name of #22licant member7 )irector

*lace ,

)ate , CE$ I*IC# E Ahis is to certif: that the sharehol i+; of 9r. / 9rs. JJJJJJJJJJJJJJJJJJJ as ;ive+ above, base o+ m:/our scruti+: of the booCs of accou+ts, recor s a+ ocume+ts is true a+ correct to the best of m:/ our C+o8le ;e a+ as ?er i+formatio+ ?rovi e to me/ our satisfactio+.
(L#CE +# E 5 5

For, <Name of Firm= Chartered accountant or Com2any Secretary

MEM&E$S'I( N"/

Signature AAAAAAAAAAAAAAAAAAAAAAASignature AAAAAAAAAAAAAAAAAAAAA $ubber Stam2 $ubber Stam2

6"n the letter head of &an>7

" W'"MS"E)E$ I M#, C"NCE$N Ahis is to co+firm that 9/s JJJJJJJJJJJJJJJJJJJJJJ havi+; Curre+t accou+t +umber JJJJJJJJJJJJJJJJJJJJJ 8ith us si+ceJJJJJJJJJJJJJJJJJJ Ahe o?eratio+ o+ the above accou+t is fou+ to be satisfactor:.

#uthoriBed Signatory

Suggested *ormat of Ex2erience Certificate 6"n certifying Com2any?s0*irm?s letterhead7 o whomsoe4er it may concern Ahis is to certif: that 9r./9s./9rs.JJJJJJJJJJJJJJJJJJJJ has 8orCe or;a+i>atio+ asJJJJJJJJJJJJJJJJ is havi+; ;oo <)esi;+atio+= e1?erie+ce a+ JJJJJJJJJJJJJtoJJJJJJJJJJ a+ i+ our from C+o8le ;e

i+JJJJJJJJJJJJJJJJJJJJJJJ <fiel /activit:=. *or 6Name of certifying Com2any0*irm?s7 6Signature of the +irector of the certifying com2any0*irm?s7 6Name of the +irector0(artner7 +ate5

"N LE )ate,

E$ 'E#+ "* 'E MEM&E$

Ao, National Multi-Commodity Exchange of India Limited . 4th Floor H. K. House, Behi+ Jivabhai Chambers, Ashram Roa , Ahme aba - "#$ $$% )ear Dir, SubEect5 +etails of *oreign holding Forei;+ hol i+; etails as re@uire b: the 41cha+;e are fur+ishe as follo8s,-

Name "f the #22licant 5Dr. No Name of forei;+ hol er Nature/A:?e No of of Forei;+ Dhare Hel Hol er Amou+t *ai u? i+ Rs H of hol i+;

. 2 " G (+ case :our com?a+: is a subsi iar: com?a+:, the+ the forei;+ hol i+;s of :our <ultimate= ?are+t/hol i+; com?a+: is also to be fur+ishe GG *lease s?ecif: 8hether the hol er is .= Forei;+ Com?a+: 2= Forei;+ (+ ivi ual "= No+-Resi e+t (+ ia+ <NR(= 4= Overseas Cor?orate Bo : <OCB= 5= Forei;+ (+stitutio+al (+vestor <F((= 0= *erso+ of (+ ia+ Ori;i+ <*(O= /= No+ Resi e+t ! 7imite 7iabilit: *art+ershi? Be u+ ertaCe to i+timate a+ u? ate the 41cha+;e as a+ 8he+ there is a+: cha+;e i+ the aforesai i+formatio+. Aha+Ci+; :ou, For 6Member Name7 A??rove Di;+ator: <)esi;+ate )irector / 9a+a;i+; *art+er= Rubber Dtam? A??rove Di;+ator: <)esi;+ate )irector/ 9a+a;i+; *art+er= Rubber Dtam?

#%$EEMEN &E WEEN INS I ! I"N#L CLE#$IN% MEM&E$ 6ICM7 #N+ $#+IN% MEM&E$ 6 M7 Ahis a;reeme+t is ma e at JJJJJJJJJJJJ this JJJJJJ a: ofJJJJJJJ 2$JJJJJb: a+ bet8ee+JJJJJJJJJJJJJJJJJJJJJJJJJJJJJJ, a com?a+: forme a+ re;istere u+ er the Releva+t Act, herei+after calle (NDA(A6A(ONA7 C74AR(N& 949B4R <(C9=, havi+; its re;istere office a ress at JJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJ o+ the First *art of A;reeme+t, a+ JJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJ, a com?a+: / firm / i+ ivi ual or a+: other bo : ul: forme a+ re;istere u+ er the Releva+t Act, herei+after calle ARA)(N& 949B4R <A9=, havi+; its re;istere office a ress at JJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJ o+ the Deco+ *art of A;reeme+t. B(AN4DDAH, Bhereas the member o+ the First *art is re;istere as (NDA(A6A(ONA7 C74AR(N& 949B4R of NAA(ONA7 967A(-CO99O)(AL 4SCHAN&4 OF (N)(A 7(9(A4) <herei+after calle N9C4=. Bhereas the member o+ the Deco+ *art is re;istere as ARA)(N& 949B4R of N9C4, 8ho is esirous of tra i+; i+ those co+tracts a mitte for eali+; o+ the N9C4 as efi+e i+ the B:e ! 7a8s, Rules a+ Re;ulatio+s of N9C4. Bhereas the ARA)(N& 949B4R has satisfie itself of the ca?abilit: of the (NDA(A6A(ONA7 C74AR(N& 949B4R to eal i+ those co+tracts a mitte for eali+; o+ the N9C4 a+ 8ishes to e1ecute his or ers throu;h him a+ the ARA)(N& 949B4R shall co+ti+ue to satisf: him of such ca?abilit: of the (NDA(A6A(ONA7 C74AR(N& 949B4R before e1ecuti+; a+: or ers throu;h him. Bhereas the (NDA(A6A(ONA7 C74AR(N& 949B4R has satisfie a+ shall co+ti+uousl: satisf: himself about the ;e+ui+e+ess a+ fi+a+cial sou+ +ess of the ARA)(N& 949B4R a+ tra i+; ob'ectives releva+t to the services to be ?rovi e . Bhereas the (NDA(A6A(ONA7 C74AR(N& 949B4R has taCe+ ste?s a+ shall taCe ste?s to maCe the ARA)(N& 949B4R a8are of the ?recise +ature of the (NDA(A6A(ONA7 C74AR(N& 949B4R liabilit: for busi+ess to be co+ ucte , i+clu i+; a+: limitatio+s o+ that liabilit: a+ the ca?acit: i+ 8hich it acts. (+ co+si eratio+ of ha+ li+; erivatives tra+sactio+s carrie out o+ the N9C4, the Ara i+; 9ember a;ree<s= that .= A9 shall be bou+ b: the B:ela8s, Rules, Re;ulatio+s, a+ Customs of the NAA(ONA7 967A(-CO99O)(L 4SCHA&4 OF (N)(A 7(9(A4) a+ the Cleari+; House of the 41cha+;e. 2= A9 shall e?osit 8ith (C9 mo+ies, Barehouse Recei?ts or other ?ro?ert:, 8hich ma: be re@uire to o?e+ a+ /or mai+tai+ accou+t. Signature AAAAAAAAAAAAAAAAAAAAAAASignature AAAAAAAAAAAAAAAAAAAAA $ubber Stam2 $ubber Stam2

"= A9 shall +ot, acti+; alo+e or i+ co+cert 8ith others, irectl: or i+ irectl:, hol a+ co+trol e1cess +umber of ?ermitte futures co+tracts as fi1e from time to time b: the 41cha+;e. 4= A9 shall +ot e1ercise a lo+; or short ?ositio+ 8here, acti+; alo+e or i+ co+cert 8ith others, irectl: or i+ irectl: A9 8ill have e1ercise i+ e1cess of the +umber of ?ermitte futures co+tracts as ma: be fi1e from time to time b: the 41cha+;e. 5= All mo+ies, Barehouse Recei?ts or other ?ro?ert: 8hich (C9 ma: hol o+ A9Ns accou+t shall be hel sub'ect to a ;e+eral lie+ for the ischar;e of A9Ns obli;atio+s to (C9 u+ er this a;reeme+t. 0= A9 hereb: authori>e <s= (C9 at its iscretio+, shoul (C9 eem it +ecessar: for (C9Ns ?rotectio+ to bu:, sell or close out a+: ?art or all of the erivative co+tracts hel i+ A9 accou+t 8ith (C9. A+: or all such i+ci e+tal e1?e+ses i+curre b: (C9 8ill be reimburse b: A9. No8, AH4R4FOR4, i+ co+si eratio+ of the mutual u+ ersta+ i+; as set forth i+ this a;reeme+t, the ?arties thereto have a;ree to the terms a+ co+ itio+s, as follo8s, .. Ahe a;reeme+t e+tere i+to bet8ee+ the (NDA(A6A(ONA7 C74AR(N& 949B4R a+ the ARA)(N& 949B4R shall sta+ termi+ate b: mutual co+se+t of the ?arties b: ;ivi+; at least o+e-mo+th +otice to each other. Duch termi+atio+ shall +ot have a+: effect o+ the tra+sactio+s e1ecute before the ate of +otice of termi+atio+ a+ the ?arties shall e+'o: same ri;hts a+ shall have same obli;atio+s i+ res?ect of such tra+sactio+s. 2. (+ the eve+t of the eath or i+solve+c: of the ARA)(N& 949B4R or his other8ise becomi+; i+ca?able of receivi+; a+ ?a:i+; for or eliveri+; or tra+sferri+; Commo ities 8hich the ARA)(N& 949B4R has or ere to be bou;ht or sol , the Ara i+; 9ember ma: 8ith the a??roval of the 41cha+;e, close out the tra+sactio+ of the ARA)(N& 949B4R a+ the ARA)(N& 949B4R or his le;al re?rese+tative shall be liable for a+: losses, costs a+ be e+title to a+: sur?lus 8hich ma: result there from ". All tra es, tra+sactio+s a+ co+tracts are sub'ect to the Rules, B:e 7a8s a+ Re;ulatio+s of the 41cha+;e a+ shall be eeme to be a+ shall taCe effect as 8holl: ma e, e+tere i+to a+ to be ?erforme i+ the cit: of AH94)ABA) for the ?ur?ose of ;ivi+; effect to the ?rovisio+s of the Rules, B:e - 7a8s a+ Re;ulatio+s of the 41cha+;e. (+ B(AN4DD AH4R4OF, the ?arties to a;reeme+t have cause these ?rese+ts to be e1ecute as of the a: a+ :ear first above 8ritte+. Signature AAAAAAAAAAAAAAAAAAAAAAASignature AAAAAAAAAAAAAAAAAAAAA $ubber Stam2 $ubber Stam2

D(&N4) for a+ o+ behalf of AH4 (NDA(A6A(ONA7 C74AR(N& 949B4R, JJJJJJJJJJJJJJJJJJJJJJJJJJJJ B: , JJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJ Di;+ature , JJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJ Aitle , JJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJ Bit+ess , JJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJ D(&N4) for a+ o+ behalf of AH4 Ara i+; 9ember Clie+t, JJJJJJJJJJJJJJJJJJJJJJJJJJJ B: , JJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJ Di;+ature , JJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJ Aitle , JJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJ Bit+ess , JJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJJ Signature AAAAAAAAAAAAAAAAAAAAAAASignature AAAAAAAAAAAAAAAAAAAAA $ubber Stam2 $ubber Stam2

Chec> List of +ocuments submitted by #22licant Dr No .. 2. ". 4. 5 0 / # % .$ .. .2 ." .4 .5 .0 ./ .#. .%. 2$. 2.. 22. 2". 24. 25. 20 2/. 2#. )ocume+ts (art - I
N9C4 A??licatio+ Form <8ith Di;+ a+ stam? across the *hotos= 9emora+ um O Articles of Associatio+ <Bith Ob'ect Clause for Cor?orate/ *art+ershi? ee for *art+ershi? firm= Form <9R= Bith Co+firmatio+ of 41cha+;e Net 8orth certificate <C.A.Certifie = *AN Car Co?: <*ro?rietor/all *art+ers/)irectors= O *art+ershi? firm a+ Com?a+:Ns *a+ Car Dhare hol i+; *atter+ of the Com?a+: )etails of )irector / *art+ers 6+ ertaCi+; of )ebarre - Dus?e+ e )etails of Com?lia+ce Officer )etails of *ri+ci?al Officer (art - II 9embershi? 6+ ertaCi+; < As ?er Format= A;reeme+t bet8ee+ (C9 a+ A9 Boar resolutio+ for taCi+; a membershi? 6+ ertaCi+; for +o other 41cha+;e membershi? 6+ ertaCi+; for a itio+al base ca?ital Bio- ata of /)irectors )etails of Bra+ch offices )etails of i+frastructure Dhare hol i+; ?atter+ of the )irectors Dhari+; *atter+ of the *art+ers )*& - Dhare Hol i+; *atter+ of the Com?a+: Ba+C refere+ce letter 7ast au ite re?ort / Bala+ce Dheet A co?: of last i+come ta1 Retur+ Co+ uct certificate of res?ective commo it: e1cha+;e<s= I-DAA 6+ ertaCi+; NOC for I-DAA Questio++aire for I-DAA

Les/No

RemarC

Signature _______________________Signature _____________________ ubber Stamp ubber Stamp