Resume FREDERICK D.

COX CISA, CISM, CRISC, CISSP

561.427.8692 fcox@fdcassociates.com

INFORMATION PRIVACY AND SECURITY EXECUTIVE

I integrate business Regulatory Requirements and Technology mitigation solutions, by design. Creation of Privacy and IT Security Governance, Technology Architecture, Policies and Management programs including deployment risks (i.e., Change Management), processing risk, (i.e., Authorization, Accuracy & Completeness), operational risks (e.g., Backup, DR/BCP), and information security (e.g. Confidentiality & Privacy). Author Information Security: Risk Management of GLBA and Service Provider Oversight . Proven ability to lead, direct and convince. Areas of Strength Privacy and IT Security Risk Analysis | Regulatory Compliance (PII, HIPAA Privacy Laws, SOX, GLBA, PCI DSS) Business Governance Models Business Impact Analysis (BIA) and BCP/DR Planning Employee Awareness Campaigns Privacy Risk Assessments Data Breach Management SOC2 Reports Service Provider Oversight (Privacy and Operational Risk Assurance) Data Leak Prevention
PROFESSIONAL EXPERIENCE PRECYSE SOLUTIONS, LLC, Alpharetta, Georgia 2012 to Present Director Information Security and Privacy Created Security Management and Governance control framework for successful SSAE 16 SOC2 report for Information Security HIPAA Compliance. Created IT Security Risk Assessment, Business Impact Analysis (BIA), Business Contingency Planning, and Business Associate Service Provider Oversight Program. Speaker EC-Councils Global CISO Forum - Data Leak Prevention Implementation, October 2012.

SEACOAST NATIONAL BANK, Stuart, Florida 2010 to 2012 Vice President Information Security and Privacy Officer Implemented a Governance solution for a Bank wide Information Privacy Program Awareness, Risk Assessments, and IT Security Governance Architecture. Satisfactory rating from the regulators (OCC). GLBA Compliance. Implemented Data Leak Prevention (DLP) business solution. Created regulatory approved BIA and BCP/DR Plans and tested it. FDC ASSOCIATES, West Palm Beach, Florida 2006 to Present National IT Privacy and Security | IT Governance Consulting Firm, offices in Florida, Washington DC, and California. Chief Executive Officer Founder Privacy and Security Governance solutions IT Security Architecture Design and Security Management programs for multiple firms. Policy creation for HIPAA & GLBA compliance. Subject Matter Expert HIPAA and GLBA / PCI IT Privacy and Security risk assessments, Data Leak Prevention Solutions. ACCUME PARTNERS, Fort Lauderdale, Florida and New York, NY 2000 to 2006 National $45 million, 2nd Tier CPA firm. Managing Director, Information Technology Audit and Security Services Directed technology audit and information security practice for 155 clients. HIPAA, GLBA and SAS70, Type II reviews and compliance remediation projects. Achieved satisfactory and higher ratings from regulators. Frequent speaker for IIA A Day with the Experts.

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FREDERICK D. COX Page 2 fcox@fdcassociates.com SUMITOMO BANK LIMITED, The Americas, New York, New York 1997 to 2000 Sixth largest Bank in the world, during this period. Vice President Information Technology Audit Oversaw all audit activities throughout North and South America, and was Y2K Project Manager, Achieved a satisfactory rating from the regulators - Federal Reserve Board. ADDITIONAL EXPERIENCE
Senior Technology Auditor, SALOMON BROTHERS Technical Auditor, Assistant Treasurer, JP MORGAN Audit Technology Officer, BANK OF TOKYO-MITSUBISHI EDP Audit Coordinator, MOBIL OIL CORPORATION Senior EDP Auditor, DEPARTMENT OF THE NAVY System Auditor, PPG INDUSTRIES / COOPERS & LYBRAND EDUCATION Tulane Law School Certificate in Corporate Governance, New Orleans, Louisiana Carnegie-Mellon University Graduate School of Industrial Administration University of California at Santa Cruz, Santa Cruz, California Bachelors in Economics and Bachelors in Psychology, Minors in Mathematics & Computer Science CERTIFICATIONS CISA CISM CRISC CISSP Certified Information Systems Auditor Certified Information Security Manager Certified in Risk and Information Systems Control Certified Information Systems Security Professional PUBLICATIONS Information Security: Risk Management of GLBA and Service Provider Oversight. (Amazon e-Book). September 2011.

SPEAKING ENGAGEMENTS The EC-Council CISO Executive Summit - New Platform for Global IS Thought Leadership October 29-30 2012, Miami FL. Speaker for Data Leak Prevention. RECOMMENDATION Wilfried Jackson, former CEO Citi Group Nevada, hired Fred as an IT Privacy Consultant Fred Cox is an exceptional Business Technology Professional with substantial knowledge and experience in the broad areas of Technology and the Financial Services Industry. He is comfortable interacting with senior level executives and members of the Board of Directors. His impeccable integrity is his business card. I have had the pleasure of receiving the highest levels of professional services from Fred and his team. I fully endorse his professional services. July 2, 2009

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