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EXTENSION PROJECT
FINAL DESIGN SERVICES AND ENGINEERING SERVICES
DURING CONSTRUCTION
TABLE OF CONTENTS
January 1, 2009........................................................................................................................2
Original Draft: May 2, 2008...................................................................................................2
Revised Draft: July 28, 2008...................................................................................................2
1.0: EXECUTIVE SUMMARY......................................................................................................1
2.0: OVERVIEW.............................................................................................................................1
3.0: SCOPE OF SERVICES............................................................................................................1
3.1 - Scope of Services (SOS) Development and Organization (Task 1)........................................1
3.1.1 Study Working Group and Advisory Committee............................................................1
3.1.2 Legal Mitigation Limits and Processes...........................................................................1
3.1.3 Potential Financial and Management Assistance Programs...........................................1
3.1.4 Experiences at Other Major Transportation Projects......................................................2
3.1.5 Construction Coordination Program (CCP) ...................................................................2
3.1.6 Long-Term BAP Management........................................................................................2
3.1.7 Community Outreach Techniques...................................................................................2
3.1.8 Plan Completion and Adoption ......................................................................................3
3.1.9 Considerations................................................................................................................3
........................................................................................................................................................3
3.2 - BAP Working Group and Advisory Committee (Task 2)........................................................4
3.2.1 Mission............................................................................................................................4
3.2.2 Organization and Purpose...............................................................................................4
3.2.3 Working Group Objectives.............................................................................................5
3.2.4 Membership Criteria.......................................................................................................5
3.2.5 Information Management...............................................................................................5
3.2.6 Schedule of Implementation...........................................................................................5
3.2.7 Considerations................................................................................................................5
3.3 - Legal Mitigation Limits and Processes (Task 3).....................................................................7
3.3.1 Introduction.....................................................................................................................7
3.3.2 Overview of Current Transportation Mitigation Policies and Laws.............................12
3.3.3 Current County Mitigation Examples...........................................................................13
13
3.3.4 Legal Mitigation and Processes at Other U.S. Transportation Projects........................15
3.3.5 Considerations.............................................................................................................16
3.4 - Potential Financial and Management Assistance Programs (Task 4)....................................17
3.4.1 Introduction...................................................................................................................17
3.4.2 Research and Findings ................................................................................................17
3.4.3 Green Programs...........................................................................................................19
3.4.4 Considerations.............................................................................................................24
3.5 - Experiences at Other Major Transportation Projects (Task 5)..............................................26
3.5.1 Introduction...................................................................................................................26
3.5.2 Research and Findings ................................................................................................28
3.5.3 Considerations ............................................................................................................32
APPENDICES
The Orange Line Phase II - North Corridor Metrorail Extension (NCME) from the Stage 1
Metrorail System at NW 27th Avenue and 79th Street, northward, along NW 27th Avenue to the
county line at NW 215th Street is a 9.5 mile, $1.3 billion project set to begin construction in
2012.1 In the Final Environmental Impact Statement (FEIS) Record of Decision (ROD) of April
2007, Miami-Dade County committed itself to developing a Business Assistance Program
(BAP).
There are no well-defined procedures set forth for businesses that are not being acquired for the
project and will remain during construction of the Orange Line Phase II. The BAP is designed to
address physical and economic concerns that the businesses will have during a multi-year
construction effort. It is imperative that Miami-Dade Transit (MDT) undertake a program of
outreach and assistance, both financial and technical, to ensure these businesses remain viable
during construction and beyond.
To accomplish this, Parsons Transportation Group (PTG) has created and developed BAP for
consideration by MDT. The BAP is a comprehensive, step-by-step program that outlines ways to
develop a program to alleviate adverse impacts to corridor businesses during the construction
program. It is the intent of the BAP to outline steps the County can take to mitigate adverse
business impacts along the NCME. There are nine (9) sections covered in this plan. They
include actions to implement as follows:
Overall program;
Program management methods;
General Communications Plan;
Crisis Communications Plan;
Proposed list of collateral material that should be used during execution of the BAP;
A guide to creating and administering a Working Group comprised of business owners,
residents, and other stakeholders along the corridor;
Review and summary of existing laws, procedures, and policies that could impact the BAP;
Discussion and a matrix of potential financial and management assistance programs that
could be replicated for the BAP;
Summary of best practices at other significant U.S. transportation projects;
Summary of community outreach techniques that could be used along the corridor to reach
businesses and residents;
Summary of notices, bulletins, and other forms of communications needed for use along the
corridor;
Guide to setting up a dedicated website, www.NorthCorridorProject.com, in an effort to
communicate efficiently with the public regarding the project; and
1
The NCME completion schedule has changed during the course of preparing the BAP. As of March 2008 a
completion date of FY 2017 has been cited by MDT. All other completion dates included in this document are
subject to the same modification.
Plan for creating and executing an overall corridor marketing effort similar to those
undertaken by the City of Phoenix and Salt Lake City during the implementation of major
transportation projects.
In order for the BAP to be successful, a combination of all elements outlined in this
Development Plan must be created and implemented. Key actions include:
1. Development of a Working Group in the corridor to help review the BAP effort and
policies.
2. Continuous Public Information Office (PIO) development as used in the South Dade
Busway effort to develop specific outreach efforts and spot mitigation plans in
conjunction with project engineers and construction officials.
3. Using a college, university, private non-profit group and/or financial institution(s) to
operate the technical business and financial assistance components of the program. MDT
and the corridor engineers could concentrate on mitigating direct construction impacts.
MDT will create guidelines for institutional operations while they develop defined action
programs and assistance outreach tools.
4. Modify the County’s existing Mom and Pop Assistance Program and the Miami-Dade
County Countywide Business Road Impact Assistance Loan Program, administered
through Miami-Dade County's Capital Improvements Department to better fit the NCME
effort.
5. Start BAP efforts to initiate the program and information services within 18-months of
corridor construction – now estimated to be from 2016-2017.
6. Develop a dedicated core staff to coordinate activities through the construction and
implementation phases.
2.0: OVERVIEW
In 2007, Miami-Dade Transit (MDT) entered advanced planning stages for the Orange Line
Phase II - North Corridor Metrorail Extension from the Stage 1 Metrorail System at NW 27th
Avenue and 79th Street, northward, along NW 27th Avenue to the county line at NW 215th Street.
Because the project will use federal funds for nearly 50 percent of its cost, the project will
comply with federal environmental regulations regarding property acquisition and mitigation of
adverse impacts as described in the Federal Environmental Impact Statement (FEIS) and Record
of Decision (ROD) dated April 2007. For this 9.5 mile, $1.3 billion project, the Federal Uniform
Relocation and Assistance Act provides well-defined procedures and requirements for the
acquisition of properties, businesses, and residences that will be acquired by project construction.
However, at this time there are no formal procedures set forth to mitigate adverse impacts to
businesses that are not acquired for the project but shall remain in operation during project
construction. These businesses are often adversely impacted without financial compensation
under current federal regulations. However, these businesses are protected from adverse physical
impacts described in the FEIS and ROD mitigation plan.
The commercial sector along NW 27th Avenue has only recently begun revitalization. As such,
adverse impacts can cause hardship for businesses of all kinds, from large major national retail
stores and industrial operations to small mom and pop businesses. The survival of businesses
along the corridor is an integral part of the project’s success and absolutely critical for the
creation of a thriving urban fabric.
To achieve these goals, the (FEIS) (ROD) mandates the creation and development of a program
to minimize negative impacts for those businesses that will remain along the corridor during
construction. The BAP outlined in this report is designed to support remaining corridor
businesses of all kinds prior to, during, and after construction.
Attached to this report is the BAP Implementation Guide, a supplementary document that serves
as a step-by-step guide that will allow Miami-Dade Transit to optimize the chance for businesses
remaining along the corridor to be a key part of its revitalization when the NCME is completed
and in operation.
MDT has included in the FEIS ROD mitigation measures a proposal to develop a Business
Assistance Program (BAP) that will assist NCME businesses left in operation through both
construction impact mitigation and business economic and managerial assistance. Many of the
ways to address physical impacts are described in the ROD mitigation measures. These are
state-of-the-art industry measures to mitigate adverse traffic, environmental, utility services, and
access issues faced by businesses in the corridor. These construction and industrial mitigation
measures are discussed in this report. In addition, this report covers concepts to provide financial
assistance to corridor businesses so that they can economically remain in business after
construction is completed. There are nine tasks in the scope of services in this report that cover
various BAP issues. The report is an outline to guide the development of a full BAP that will
commence sometime after NCME Final Design is completed and construction activities start.
These concepts can be adapted or modified to fit conditions at that time. The construction is
scheduled to begin in 2012.
Exhibit 2-1, Plan Development Schedule, indicates the proposed timeline for the development
and execution of the BAP, organized in sections. Task research and considerations are described
in Chapter 3.0: Scope of Services, Section 1 - Scope of Services (SOS) Development and
Organization.
LEGEND
EXHIBIT 2-1
NORTH CORRIDOR METRORAIL CORRIDOR EXTENSION Initiate Work
BUSINESS ASSISTANCE PROGRAM Complete Task
PLAN DEVELOPMENT SCHEDULE
PMC and MDT Review
Time to Complete
2007 2008
TASK June July Aug. Sept. Oct. Nov. Dec. Jan. Feb. Mar. April May June July Aug. Sept. Oct. Nov.
Get SOW Outline
Approved
Task 1: Scope of Services (SOS) Development and Organization
PTG to organize and
facilitate monthly BAP
team meetings with MDT
to discuss and review
each task as it is
developed by PTG and
submitted to MDT.
PTG to create a master
listing of businesses
along the corridor.
PTG to outline necessary
collateral materials for
the BAP.
PTG to propose a
schedule for
implementation of BAP
collaterals.
PTG to write a general
BAP communications
plan
PTG to write and
distribute minutes for
each BAP Progress ongoing
meeting.
Task 2: Study Working Group and Advisory Committee
Time to Complete
2007 2008
TASK June July Aug. Sept. Oct. Nov. Dec. Jan. Feb. Mar. April May June July Aug. Sept. Oct. Nov.
Get SOW Outline
Approved
Task 1: Scope of Services (SOS) Development and Organization
PTG to outline
participation criteria for
BAP Working Group.
PTG to develop and MDT
to review schedule for
proposed Working Group
meetings, the first of
which would be held 6
months prior to
construction.
MDT to introduce the
Working Group concept
to potential participants
12 months prior to
construction.
Task 3: Legal and Mitigation Limits and Processes
PTG to provide MDT with
a review of existing laws,
procedures, and policies
that could impact the
financial and business
assistance options made
available through the
BAP.
Task 4: Potential Financial and Management Assistance Programs
PTG to create a financial
assistance matrix
PTG to create financial
assistance overview of
research, findings, etc.
and a summary of
procedures and policies
for financial and project
information outreach
techniques and best
Time to Complete
2007 2008
TASK June July Aug. Sept. Oct. Nov. Dec. Jan. Feb. Mar. April May June July Aug. Sept. Oct. Nov.
Get SOW Outline
Approved
Task 1: Scope of Services (SOS) Development and Organization
practices.
Task 5: Experiences at other Major Transportation Projects
PTG to create summary
of experiences of
successful programs at
major transportation
projects.
Task 6: Construction Coordination Program
PTG to outline the best
format for a construction
sign program to be used
for the BAP
PTG to create and
propose a format for a
bus stop action
notification (Appendix B-
4) to be used during
construction.
PTG to develop and
propose a mechanism to
manage and monitor
traffic mitigation plans
during construction.
PTG to develop and
propose a mechanism to
manage and monitor
utility communications
during construction.
PTG to create a plan to
manage municipal
government updates.
PTG to develop and
propose to MDT a
mechanism that links
construction activity to
Time to Complete
2007 2008
TASK June July Aug. Sept. Oct. Nov. Dec. Jan. Feb. Mar. April May June July Aug. Sept. Oct. Nov.
Get SOW Outline
Approved
Task 1: Scope of Services (SOS) Development and Organization
traffic flow, utility
disruption, etc. with
impacted businesses
PTG to develop and
propose to MDT an
internal BAP
communication system
for use during
construction linking
design engineers,
subcontractors and
building contractors with
public outreach staff.
PTG to develop and
create a BAP
organization and
management structure
that would be used
during construction
activities
PTG to develop and
propose tools and
techniques that will be
used to communicate
with businesses during
construction
Time to Complete
2007 2008
TASK June July Aug. Sept. Oct. Nov. Dec. Jan. Feb. Mar. April May June July Aug. Sept. Oct. Nov.
Get SOW Outline
Approved
Task 1: Scope of Services (SOS) Development and Organization
Task 7: Long-Term Management Issues
PTG to create general
Communications Plan.
PTG to write a Crisis
Communication Plan, to
include suggestions for
monitoring utility
communications during
an emergency.
PTG to develop and
propose an activity
schedule, staffing plan,
and budget to complete
BAP through project
completion.
Task 8: Community Outreach Techniques
PTG to develop and
propose systems to (MDT
review
coordinate public
in May
meetings. 2008)
PTG to develop and
propose systems to (MDT
review
create and execute
in May
corridor mailings. 2008)
PTG to develop and
propose to MDT a (MDT
system to create and review
distribute newspaper in May
notices. 2008)
PTG to develop and
propose to MDT a (MDT
system to create and review
execute website in May
updates. 2008)
Time to Complete
2007 2008
TASK June July Aug. Sept. Oct. Nov. Dec. Jan. Feb. Mar. April May June July Aug. Sept. Oct. Nov.
Get SOW Outline
Approved
Task 1: Scope of Services (SOS) Development and Organization
PTG to develop and
propose to MDT a (MDT
review
mechanism to set up
in May
website access for BAP. 2008)
PTG to develop and
propose to MDT a (MDT
system to create, review
implement, and monitor in May
a Community Hotline. 2008)
PTG to develop and
propose to MDT a (MDT
system to create and review
execute a corridor in May
marketing effort, 2008)
PTG to develop and
propose to MDT a plan (MDT
review
for the implemented
in May
community charettes. 2008)
PTG to develop and
propose a system with
local colleges and (MDT
universities to involve review
students and faculty in in May
the business assistance 2008)
program.
Task 9: Plan Implementation
Deliver
PTG to Submit Final BAP ed in
Scope of Services. May
2008
PTG to issue to MDT Final Deliver
ed in
recommendations and May
SOS. 2008
The study team will organize and facilitate monthly BAP team meetings. PTG will create a
master planning schedule for the development and implementation of the BAP (see Exhibit 2.1).
The Plan Development Schedule proposes these meetings begin in November. The study team
will also create a master listing of businesses along the corridor (see Appendix B). This
comprehensive list will include reference checks against county property and tax rolls to garner
information that will allow the team to identify owners of the businesses along the corridor.
MDT will coordinate and conduct a business survey of the entire corridor, including both the
businesses that will remain during construction and those that will be acquired or relocated. PTG
will work with MDT to develop a customized form (see Appendix B-3 – NCME Corridor
Business Survey Form) to be used as part of this activity. The BAP team will create a list of
potential collateral materials that will facilitate the dissemination of up-to-date, easy to
understand information to business owners, tenants, and residents along the corridor.
It is imperative to the success of the BAP to maintain a current listing of the businesses that will
remain in the corridor during construction. To efficiently manage the listing, it should be updated
six months prior to construction and monthly thereafter until project completion. This list will
become the basis for outreach efforts by MDT, the contractors, or others parties. Updating the list
and contact information will be of high priority.
The study team, led by PTG, will define the purpose of the Working Group. The group will be
comprised of business owners, tenants, residents, civic leaders, and other stakeholders along the
corridor. The team will then develop participation criteria for the Working Group. The team will
also develop and review a proposed schedule of Working Group meetings. The purpose of this
group will be to advise MDT and its consultants on community outreach efforts and proposals to
assist NCME businesses that remain open during construction. MDT will direct PTG in
conducting these meetings.
The BAP will review existing laws, procedures, and policies impacting BAP planning.
Recommendations for BAP assistance policies and procedures will be considered as applicable.
A review of existing MDT outreach efforts and their constraints will also be reviewed.
The BAP will examine financial, technical, and management assistance programs that could
potentially be implemented for the BAP program. This will also include an overview of
implementation of such programs at other major transportation projects in the United States.
The BAP will summarize the experiences of successful programs of other recent major
transportation projects in the United States in their efforts to protect operating businesses from
harm during construction of major corridor improvement projects.
The BAP will address construction information coordination with corridor operating businesses
once construction activities begin. The team will develop a construction sign program to assist
businesses with their signage needs during construction. The team will also create a mechanism
to manage and monitor traffic mitigation plans, utility communications, and emergency
communications. To ensure effective communication between the BAP team and the public, the
team will create a plan to manage and distribute municipal government updates related to
construction. As part of the CCP, the study will address a format for bus stop change notification
with MDT and NCME businesses and residents when service at bus stops will be interrupted or
rerouted. The study will propose a plan to manage a one-stop service office to be located within
the corridor. The one-stop service office would be operational one year prior to construction.
The BAP team will also describe links between construction activity and traffic flow, utility
disruption, etc. with impacted businesses. The process will link design engineers, subcontractors,
and building contractors with public outreach staff to ensure that accurate, up-to-date information
is distributed to the community. The team will create tools and techniques that will be used to
communicate with businesses during the construction. Quick response teams will be created to
ensure rapid information flow in the event of a crisis.
The BAP will propose ways to manage an ongoing program. The report will propose a Crisis
Communication Plan and activity schedule, staffing plan, and budget to complete the BAP
through construction.
The BAP report will develop systems to coordinate public meetings and conduct corridor
mailings. It will propose ways to create and execute website updates and distribute newspaper
notices. In addition to website updates, the study will also develop a mechanism to set up a BAP
website access to ensure that accurate information is uploaded to the BAP site. The team will
create, implement, and monitor a BAP Community Hotline, which will be an easy-to-use
informational source for businesses impacted by construction. Concepts to create and execute a
corridor marketing effort, including business seminars, stakeholder meetings, and charettes will
also be explored. The team will also work to include local colleges and universities, and involve
students and faculty.
In June 2008, the BAP team will issue the Final BAP proposed recommendations.
3.1.9 CONSIDERATIONS
The BAP Scope of Services will be divided into nine (9) tasks and include final
recommendations for strategies for implementation, a proposed timeline, and budget and
staffing plan.
The Final Draft BAP SOS will be complete by May 2, 2008. MDT will then review the plan
and return comments to PTG within 30 days. The BAP SOS will then be complete.
3.2.1 MISSION
The mission of the Orange Line Phase II: North Corridor Metrorail Extension Working Group is
to provide feedback, identify issues, and provide advice and guidance to residents and businesses
owners along the NW 27th Avenue corridor as MDT prepares for project construction.
The working group will be made up of community leaders, business owners, residents, municipal
officials, and other stakeholders who will provide recommendations for outreach and provide
insight that can be used in the development and execution of the North Corridor Metrorail
Extension Business Assistance Program (BAP). The Working Group will be comprised of 20-25
members that represent all facets of the community. The Working Group will have no official
decision-making power or authority. The Working Group will play a key role in providing input
to MDT and the consultants shaping the BAP. The Working Group will facilitate an ongoing
dialogue on a range of issues that will affect residents and business owners during construction.
Business and financial assistance for businesses that will remain in the project corridor will be
considered by the Working Group for their input.
Meetings of the Working Group will be held quarterly and be open to the public. Meetings of
sub-groups or task forces generated by the Working Group will occur more often if needed.
Organizations and interests that will be represented on the Working Group could include, but not
necessarily be limited to, the groups identified in Table 3.2-1.
TABLE 3.2-1
WORKING GROUP REPRESENTATIVES
Agency Reason for Inclusion
This organization’s expertise in transportation planning
Metropolitan Planning Organization (MPO) will be invaluable for the Working Group as the BAP is
developed and implemented.
Opa-locka Community Development Corporation This agency’s knowledge of the community of Opa-
(OCDC) locka, which will be directly impacted by project
construction, will be an asset to the Working Group.
Civic organizations like the North County Citizen’s Civic associations will be key in fostering community
Association and the Magnolia and Westside awareness and can provide essential feedback about the
Homeowners Association community’s transportation needs.
Miami-Dade Transit (MDT) Operations A representative from MDT Ops will be an important
addition to the Working Group body and can provide
input on a range of issues that may impact business
owners and residents during construction.
Florida Department of Transportation (FDOT) A representative from FDOT Ops will be needed to
Operations provide input and feedback as the project nears
construction.
Churches A representative from the church community will be an
important addition to the Working Group. The Corridor
community often relies on their churches to provide
information and input.
The Working Group will provide essential input and feedback during the development of the
BAP.
The Working Group will meet periodically, as suggested, to identify opportunities and issues
important to the project’s development.
The Working Group will create collaborative efforts to engage different stakeholders along
the corridor in the BAP.
The Working Group will be comprised of 20-25 members. These members will be comprised of
community leaders, residents, business owners and other stakeholders who will be appointed,
elected, or nominated to serve a one-year term. One recommendation is to publicize a Call for
Membership of the Working Group within the community through mainstream and community
media, e-mail, the Internet and by conducting a mailing to residents and business owners along
the corridor. Those interested could apply using a form designed and developed by the BAP.
Those forms could then be collected or submitted electronically on the BAP website. The BAP
team could then select members based on the following criteria:
Member must be a resident along the corridor for a minimum of one year.
Business owner or tenant must have transacted business within the corridor for one year.
Agencies, institutions, and non-profit organizations applying for representation in the
Working Group must have a direct link to the corridor community.
Must be available to meet quarterly.
Will not be compensated for meetings or membership.
In order to handle information from the group, a dedicated BAP staff person will be needed to
take and distribute meeting minutes, create a list of action items, work with other agencies, and
act as an administrator for the group. While in the planning phase, this function would be in
developing the program and getting it organized. MDT will need staff to set-up agreements with
colleges or financial institutions to implement the managerial and financial BAP components.
During the construction phasing, outreach staff in the corridor could be needed as described
further in this report.
The implementation of the Working Group will be executed according to the approved BAP Plan
Development Schedule.
3.2.7 CONSIDERATIONS
The Working Group’s main objectives will be to review the BAP program and make
recommendations regarding the following:
A dedicated staff person will be needed to act as an administrator for the group by taking and
distributing meeting minutes, creating action items, working with other agencies and
handling other day-to-day tasks related to the Working Group.
3.3.1 INTRODUCTION
The MDT is committed to meeting legal responsibilities in accordance with local, state, and
federal laws and statutes regarding property impacts due to the NCME project. The BAP is a
component of MDT’s FEIS and ROD (April 2007) for the federal financed project. PTG
examined the current North Corridor Record of Decision (ROD) Mitigation Plan for a BAP. PTG
looked at other projects like the South Miami-Dade Busway project and other transportation
projects to see how they address corridor construction techniques. The FEIS for the NCME
project outlines the mitigation actions for addressing numerous potentially adverse impacts and
issues that may arise during construction of the North Corridor project. The ROD offers possible
measures for resolving them. Exhibit 3.3-1 is a matrix that highlights commitments made by
MDT to mitigate adverse impacts. In addition, other federal laws that may affect businesses
impacted by construction along the corridor are reviewed in this section. The BAP is proposed
under the Relocation section of the ROD mitigation commitment efforts and in several other
areas of the ROD mitigation commitment. This plan is a measure by MDT to meet the ROD
mitigation commitment to impacted businesses. Other commitments, including the need for
traffic plans, run-off control plans, and efforts to control noise, dust and disruption, along with
many other mitigation commitments are also called for in the NCME ROD mitigation
commitment agreed to by MDT.
.
EXHIBIT 3.3-1
NCME FEIS ROD MITIGATION COMMITMENT
(APRIL 2007)
Geology and Soil There will be an investigation to Landfill sites should be identified and mapped
research the presence of methane in if near NW 27th Avenue.
the corridor from two nearby closed
landfills. If present, MDT will work
with DERM to develop an
appropriate mitigation strategy.
Water Resources Impervious areas will be created, MDT will design the project to:
primarily around parking lots. • Incorporate stormwater retainage
facilities.
• Facilities will comply with public agency
requirements and get approvals.
• All new impervious surfaces will be
treated in proposed exfiltration trenches,
designed to DERM specifications and
approval.
Stormwater & Ground Reduce potential for run-off to carry Stormwater treatment will be carried out in
Water Pollution hydrocarbons into surface water. accord with state and county requirements.
The stormwater treatment plan will be
submitted to all the above agencies for their
approval.
Air Quality – Construction activity could cause Construction contracts will incorporate
Construction related short-term air quality impacts. controls and requirement to minimize dust,
such as:
• Spraying exposed areas.
• Covering trucks with dusty materials.
• Washing trucks.
• Minimizing use of vehicles over unpaved
areas.
• Cleaning dust and mud covered spaces.
Noise and Vibration – There is a need for remediation of • Conduct a detailed noise analysis as part
Operational noise noise due to impacts in the “severe of final design in accord with FTA and
category” as defined by FTA. FEIS standards and requirements.
• The project will be designed to include:
o Continuous welded rail track
o 4-foot high noise wall as needed
o Incorporate sound absorbing
materials where necessary.
• In those five sites where the “no impact”
category remains, the following will be
proposed for mitigation.
o Install replacement windows and
or wall insulation.
o Purchase selected properties.
o Offer to relocate tenants at
impacted apartments.
• If added properties are found to be
impacted then the same remedies will be
offered.
Permits Permits will be obtained as required. Permits will be obtained, as required, in the
ROD mitigation plan from the following
agencies:
• US EPA
• Army Corp of Engineers
• South Florida Water Management District
• Florida Dept. of Environmental Protection
• Miami-Dade County – DERM
• Miami-Dade County – DP&Z
• Miami-Dade County Building Dept.
• Florida DOT
• Florida East Coast RR
It is important to recognize the commitment made by MDT to implement measures cited in the
ROD to mitigate adverse impacts. Implementation measures can be considered project costs,
though not all costs are necessarily reimbursable with federal funds and need to be borne by the
County. Certain facets of the BAP commitment could fall into this area, while others are
standard expenditures and can be used as matches for federal funding.
Because the NCME project is financed with federal funds it is imperative that MDT be aware of
current federal transportation laws that may impact the project. A significant Florida law
applicable to this corridor – the Enterprise Act, is also described. Other corridors or projects
could be impacted by other statutes and commitments made by the public agency to mitigate
adverse impacts. Some important laws are listed below. These statutes have influenced the
mitigation plan for the NCME project.
The Uniform Relocation Assistance and Real Property Acquisition Policy Act. The
Uniform Act provides important protections and assistance for people affected by federally
funded projects. This law was enacted by Congress to ensure that people whose real property
is acquired, or who move as a result of projects receiving federal funds, will be treated fairly
and equitably and will receive assistance in moving from the property they occupy.
The Clean Air Act. The Clean Air Act requires that the U.S. Environmental Protection
Agency set national health-based air quality standards to protect against common pollutants
including ozone (smog), carbon monoxide, sulfur dioxide, nitrogen dioxide, lead, and
particulate soot. State governments must devise cleanup plans to meet the heath standards by
a specific date.
The Clean Water Act. The Clean Water Act (CWA) is the cornerstone of surface water
quality protection in the United States. (The Act does not deal directly with ground water or
with water quantity issues.) The statute employs a variety of regulatory and non-regulatory
tools to sharply reduce direct pollutant discharges into waterways, finance municipal
wastewater treatment facilities, and manage polluted runoff. These tools are employed to
achieve the broader goal of restoring and maintaining the chemical, physical, and biological
integrity of the nation's waters so that they can support "the protection and propagation of
fish, shellfish, and wildlife and recreation in and on the water."
The Endangered Species Act of 1981. This Act was designed to protect critically imperiled
species from extinction as a "consequence of economic growth and development untendered
by adequate concern and conservation."
The Florida Enterprise Zone Act of 1994. Florida established one of the first Enterprise
Zone programs in the country in 1982. In 1994, the program changed significantly when the
Florida Legislature passed the Florida Enterprise Zone act of 1994. The 1994 act was based
primarily on the federal government’s Empowerment Zones and Enterprise Communities
programs.
The Transportation Equity Act for the 21st Century. TEA-21 builds on the initiatives
established in the Intermodal Surface Transportation Efficiency Act of 1991 (ISTEA), which
was the last major authorizing legislation for surface transportation. This new Act combines
the continuation and improvement of current programs with new initiatives to meet the
challenges of improving safety as traffic continues to increase at record levels, protecting and
enhancing communities and the natural environment as we provide transportation, and
advancing America’s economic growth and competitiveness domestically and internationally
through efficient and flexible transportation.
The Americans with Disabilities Act of 1990. All public transportation services, including
public meetings conducted for transportation agencies, must comply with sections 794 and
12132 of the Act, which requires that a project be readily accessible to and usable by
individuals with disabilities.
The Uniform Relocation Assistance and Real Property Acquisition Policy Act only applies to
properties actually acquired for a project using federal funds. In fact, federal guidelines do not
address the issues concerning businesses remaining during large scale construction projects.
State and local governments have recognized that property owners that remain during
construction are adversely impacted and therefore mitigation is addressed in the FEIS and ROD
or other policy statements.
2
MDT, Community Awareness Plan – Busway Extension to Florida City – Segment II, Pistorino and Alan
(Undated)
• Making sure business entrance signs were provided and clearly displayed by
contractors.
• Issuing press releases informing the media and public of traffic detours and mitigation
measures in the Maintenance of Traffic (MOT) effort.
• Keeping up-to-the-minute and on-line IVR traffic advisories.
• In-person meetings with businesses prior to major construction activity.
• The Engineer of Record (EOR) maintained the MOT.
3. Business owners and residents expressed concern over the noise levels of buses along the
busway. Properties were divided by vacant land of at least 100 ft. from U.S. 1. Tests were
conducted that determined that noise from buses and construction activity met the minimum
levels set forth by the Federal Highway Administration (FHWA) of 83dBA (decibels).
Properties that were within that noise level were visited by the community outreach staff and
a project engineer to access the noise level. Depending on the severity of the noise,
accommodations were made to stop work at certain times to ease the impact on the property
owner.
4. The Miami-Dade County Countywide Business Road Impact Assistance Loan Program,
administered through Miami-Dade County's Office of Capital Improvements, provides local
businesses up to $35,000 at a low interest rate. This program was utilized by businesses
during construction.
5. The project was designed specifically to comply with the Americans with Disabilities Act
(ADA) compliance during construction. Considerations were made to ensure that all facilities
were ADA complaint.
Many of these issues will apply to the NCME corridor and successful examples from the South
Dade Busway development can be applied to mitigate adverse impacts.
U.S. transportation projects have made commitments similar to those made in the South Dade
Busway construction in protecting businesses and local residents during construction. The
Connecticut Department of Transportation’s (CDOT) mitigation measures used for transportation
projects in the state can be an example of how CDOT handled impacts like noise and debris
during construction.
During construction of all transportation projects, on-site mitigation measures for construction
activities are utilized by CDOT. They include, but are not limited to:
The creation of an erosion and sedimentation control plan. Such controls must be put into use
before work can begin on the project.
A provision that no equipment or machinery should be refueled within 25 ft. of any wetland
or watercourse unless approved by the project engineer or contractor. The NCME project
goes over canals and other waterways and the ROD calls for efforts to minimize adverse
contamination of water resources.
The implementation of measures to prevent construction debris, paint, or other material from
entering any wetlands or watercourses are undertaken before construction is allowed to
begin. These materials are to be collected and disposed of in an environmentally safe manner
in accordance with state and federal laws and regulations. The NCME project does not
impact wetland areas.
A requirement that the contractor shall make every effort to secure the work site before a
major storm event, as defined by the National Oceanic and Atmospheric Administration
Weather Service.
A requirement that all temporary fill shall be stabilized during construction to prevent
sediment or particulate matter from entering a watercourse. All areas affected by temporary
fill shall be returned to their original contours or as directed by the engineer, and replanted.
Within seven days of setting the approximate final grade on slopes, replanting will be
accomplished.
Provisions will be made for the collection, retention, and proper disposal of drained oil,
removed oil filters or other deleterious materials. All spills are reported immediately to the
Connecticut Department of Environmental Protection (DEP) by the contractor. Similar
requirements are included in the NCME ROD.
For pesticide and herbicide application, a proposed applicator’s name and license number
must be supplied for approval. No application of pesticides or herbicides within 25 feet of a
watercourse is allowed.
Some CDOT ideas are already included in the ROD for the NCME. During the final landscaping
plan development for the project, the use of interim measures to keep the area attractive and to
reduce run-off will be addressed.
Congestion and air quality are potential adverse impacts that could face businesses and residents
during construction of the NCME project. To learn how other transportation projects handled
these impacts, the New York State Department of Transportation’s Congestion Mitigation and Air
Quality Improvement Program was examined.
The New York State Department of Transportation (NYSDT) makes congestion mitigation and
air quality during construction of a transportation project a priority. NYSDT adheres to the
following regarding air quality and pollution project funding during transportation construction:
3.3.5 CONSIDERATIONS
The NCME Record of Decision Mitigation agreement outlines potential legal issues that may
arise during project construction and offers comprehensive solution measures.
Measures will need to be taken to minimize direct impacts caused by construction, such as
debris and noise.
Noise and Dust levels as established by the federal agencies or the County’s Department of
Environmental Resource Management (DERM) must be adhered to during construction.
County funds for loans to mitigate adverse impacts to businesses remaining open during the
construction period were used in the South Dade Busway effort through a grant program. The
Miami-Dade County Countywide Business Road Impact Assistance Loan Program,
administered through Miami-Dade County's Capital Improvements Department, provides
local businesses up to $25,000 at a low interest rate. This program was utilized by businesses
during construction.
Developing a project specific PIO effort as the County did during the South Miami-Dade
Busway Public Information Plan is significantly important. Each adverse impact type is
described and significant problems addressed in a specific plan for the area or type of impact.
3.4.1 INTRODUCTION
The Federal Environmental Impact Statement (FEIS) Record of Decision (ROD) states that
Miami-Dade County Transit (MDT) will develop a “Business Impact Program,” now known as
the “Business Assistance Plan” or BAP, to assist businesses in the NW 27 th Avenue adversely
impacted by the construction of the Metrorail extension. Business properties taken by eminent
domain or negotiation are not the target of this effort. These businesses and just compensation
are covered by the Federal Uniform Relocation Act.
The BAP aims to assist businesses in the corridor whose property will not be taken, but that may
be damaged by adjacent construction, disruption, physical access or other operating constraints
during the North Corridor construction program. The objective is to insure that a viable business
community remains along NW 27th Avenue when the project opens by 2017 and that businesses
that were impacted remain in operation after NCME completion. As such, financial and technical
assistance must be provided to the businesses that will remain along the corridor. The attached
matrix, Exhibit 3.4-1, outlines a variety of state, local, and federal government programs that
would positively benefit the remaining businesses along the corridor.
The North Corridor Business Assistance Program (BAP) needs to consider a variety of tools to
assist corridor businesses so they can remain viable during the construction phase and, therefore,
benefit from the project implementation. This section considers financial and management
options for businesses that will remain along the corridor during construction. The goal of the
BAP is to minimize adverse impacts to these businesses remaining in the corridor during
construction through the creation and administration of the programs outlined herein. In the
matrix, a number of these financial and management tools are described. These programs from
county, state and federal agencies, including examples of financial and management aid
programs used elsewhere, are described herein.
For example, programs like the City of Phoenix’s Management Technical Assistance Program
that matches small business owners with private sector consultants who have left the workforce,
offer guidance in seven technical areas and have worked well. A program like this could be
replicated along the North Corridor.
On the Miami-Dade County level, there are existing programs currently administered through
Miami-Dade County’s government that would be ideal for impacted corridor businesses. The
Mom and Pop Small Grant Program, administered by the County’s Board of County
Commissioners, was created to provide financial and technical assistance to qualified small
businesses located in each commissioner’s district. The North Corridor project is within the
districts of commissioners Dorrin Rolle and Barbara Jordan. This program, based on need, gives
assistance to businesses that have been in existence for one year and that are not part of a
national chain. It is recommended that MDT work directly with both commissioners to focus
their monetary allocations on the businesses affected by corridor construction.
There are also opportunities to partner with national organizations to seek financial assistance.
For example, the Kresge Foundation administers a Bricks and Mortar Program, which provides
funds for impacted businesses to purchase real property and equipment that will enhance their
operations during construction. This program must be administered through a non-profit entity. It
would be ideal to work with a non-profit, like Tools for Change, to administer this program along
the corridor.
Miami-Dade County also assists in the administration of Count Me in Loans for Women
Entrepreneurs, a program which provides micro loans of $500 to $10,000 for women operating a
business of any kind. The County also provides technical assistance to the businesses in the
program.
On the state level, the Florida Department of Community Affairs administers a Community
Development Block Grant Program. CDBG funds are used to administer The Florida Small
Cities Community Development Block Grant Program, which provides funding to businesses that
create jobs for low and moderate income Floridians. Another CDBG-funded program that has
worked well in the City of Phoenix is the Expansion and Assistance Development Program
(EXPAND). This program enables small businesses to access capital from conventional lending
sources.
The EXPAND program does not, however, provide grants or direct loans. Instead, the program
promotes economic development within the City of Phoenix by providing supplemental
collateral to a participating lender via a CD that is pledged toward a loan made by the lender to a
creditworthy business. The EXPAND collateral enhancement of up to $150,000 reduces the
lenders risk and increases their willingness to consider providing loans to small businesses. The
Management Technical Assistance Program, administered by City of Phoenix and mentioned
earlier, is also CDBG-funded.
On the federal level, businesses along the corridor can benefit from tax credits and rebates
offered by the Enterprise Zone Program. The Enterprise Zone is a designated area within Miami-
Dade County offering financial incentives to businesses that locate or expand within the zone.
The goal is to encourage investment and job creation in economically distressed areas such as the
North Corridor. A business has to create new jobs for enterprise zone residents in order to qualify
for the program. The program’s credit and rebates greatly reduce the cost of doing business in
Miami-Dade County and can result in substantial savings for the business owner.
OCED administers this program. The Governor’s Office of Tourism, Trade and Economic
Development and Enterprise Florida also assist with program administration. The credits include
incentives for Miami-Dade County tax, resulting in a refund of road, police, fire, emergency
services, and water and sewer impact fees (within a municipality, the city must also authorize tax
abatement). State credits include Job Tax Credits of up to 15% of wages paid for new jobs
created for Enterprise Zone residents and a corporate Tax Credit of up to 15% of wages paid for
new jobs created for Enterprise Zone residents. 96% of Corporate Tax credit on ad valorem taxes
not abated by local government. The State of Florida also provides tax-exempt bond financing
for businesses along the corridor.
The Governor’s Office of Tourism, Trade and Economic Development and Enterprise Florida
administer a Revolving Loan Fund Program, which provides easy access to capital and
affordable financing to small and minority-owned businesses that do not meet standard credit
criteria. Loans range from $10,000 to $250,000.
There are also several “green” programs that encourage businesses to run environmentally
friendly operations. This would be another great public relations and marketing initiative that
would improve the quality of life in the community. Examples of successful “green” business
programs that would work well along the corridor are the Bay Area Green Business Program, a
public-private partnership in the San Francisco Bay are that brings the resources of the utility
companies to provide assistance and advice to small business owners on greening a business.
The City of Portland’s Office of Sustainable Development administers the Businesses for an
Environmentally Sustainable Tomorrow (BEST) Program, which helps business owners learn the
latest on pollution, prevention, energy efficiency and waste reduction. This program has already
been replicated in communities like Chula Vista, California; Austin, Texas; and Olympia,
Washington.
Nationally, Green Star, Inc., a private non-profit organization encourages business owners to
incorporate techniques of waste reduction and energy conservation and pollution prevention in
their places of business.
Other innovative ideas that have worked well in other cities include the Business Assistance
Center Finance Unit (BAC), created by the City of Olympia, Washington. The BAC Finance
Unit provides technical assistance and referrals to business owners seeking available finance
program on state and local levels. The BAC administers the finance programs that are designed
to increase access to capital for small business owners. Another program of note is the City of
Salt Lake’s Management Technical Assistance Program (MTAP). This program offers small
businesses the opportunity to work with experienced consultants at no cost. A version of this
program could be invaluable along the corridor.
Exhibit 3.4-1 is a matrix that outlines the specific programs, criteria, and deadlines.
EXHIBIT 3.4-1
NCME BAP POTENTIAL FINANCIAL AND MANAGEMENT ASSISTANCE PROGRAMS
Grant Commercial Miami-Dade Maximum of Assist recipients to Ongoing Business must be located
Revitalization County Office $100,000 improve the facades and in a low income area to
Program of Economic open space of qualify.
Development commercial facilities in
low and moderate-
income neighborhoods
Loan Count Me In Loans Miami-Dade $500 to Micro loans for women Ongoing Business must be at least
for Women County $10,000 who are starting or two years old and
Entrepreneurs growing their businesses generate less than
$200,000 in annual
revenue to qualify for the
Micro loan program.
Grant Mom and Pop Miami-Dade Based on Created to provide Ongoing Each commissioner has
Small Business County Board need financial and technical funds allocated to assist
Grant Program of County assistance to qualified business in their districts
Commissioners small businesses in their 1. Must be in businesses
district which are for one (1) year.
approved for funding. 2. Cannot have more than
seven (7) employees.
3. Must not be a part of a
national chain.
4. Applicant must be
located in a County
Commission District
submit all requested
documents.
Loan Miami-Dade Miami-Dade Up to To assist businesses Ongoing Below is a link to the
County Countywide County Office $35,000 adversely impacted by application and the MDC
Business Road of Capital construction Office of Capital
Impact Assistance Improvements Improvement.
Loan http://www.miamidade.g
ov/CICC/library/Busines
s_loan_program_applicat
ion.pdf
Federal Assistance
Credit Enterprise Zone Miami-Dade N/A Businesses located in an Feb. 1 Miami-Dade EZ
Tax Credit County and the Enterprise Zone receive a annually incentives are: Property
federal variety of tax benefits and Tax Abatement and
government credits Refund of Impact Fees
State of Florida
incentives are: Sales
Tax Credit for Job
Creation, Sales Tax
Refund on Business
Property, Sales Tax
Refund on Building
Materials, Corporate
Income Job Tax Credit,
Property Tax Credit and
Community
Contribution Tax
Incentive.
Credit Tax Exempt State of Florida N/A A special tax-exempt bond, Ongoing A qualified business is
Bond Financing outside of the state volume generally any trade or
cap, that may provide lower business except one that
than market interest rates consists primarily of the
for large-scale business development or holding
expansion and job creation of intangibles for sale or
Green Programs
Green Bay Area Green Public/Private N/A A successful voluntary N/A N/A
Business Partnership partnership of government
Program agencies, professional
associations, utilities,
Green Businesses City of Portland N/A Provides assistance to area N/A NOTE*** The annual
for an Office of businesses and recognition BEST Business
Environmentally Sustainable for their accomplishments Awards are presented
Sustainable Development in sustainable practices. to Portland businesses
Tomorrow Resource experts from the demonstrating
(BEST) Program City of Portland's Energy, innovative ways of
Water, and Environmental conserving energy,
Services Bureaus help minimizing waste, and
businesses learn the latest improving
on pollution prevention, transportation
energy efficiency, waste efficiency. Portland's
reduction, and water BEST program model
efficiency. is being explored and
implemented in several
other locations
throughout the U.S.,
including Chula Vista,
CA ; Austin, TX; Las
Cruces, NM; Boulder,
CO; and Olympia,
WA. Winnipeg,
Manitoba, Canada has
also worked with the
Portland Energy Office
in developing a BEST
program
Green Green Star, Inc. Private Non-Profit N/A A non-profit organization N/A
that encourages businesses,
schools, and government
agencies to incorporate
techniques of waste
reduction, energy
conservation, and pollution
prevention in their places of
business.
Other Innovative Ideas
Technical Business City of Olympia, N/A The Business Assistance N/A Finance specialists
Assistance Assistance Center Washington Center (BAC) Finance Unit help business owners
Finance Unit provides technical and entrepreneurs
assistance and referrals to obtain financing for
business owners who are their start-up and
seeking available finance expansion projects.
programs on the state and Staff members work
local level. The BAC with each business to
administers finance review the project
programs designed to proposal, determine
increase the access to feasible financing
capital for small businesses. alternatives, design a
Program managers also financing structure,
provide technical expertise prepare and assemble
to various public agencies application material,
and private organizations and present the project
to appropriate lending
authorities. Priority
projects are those that
provide employment
opportunities in
3.4.4 CONSIDERATIONS
MDT needs to consider a variety of tools to assist businesses so they can remain viable
during construction and, therefore, benefit from the project’s completion.
MDT can easily focus on existing programs such as the Mom and Pop Small Grant Program,
administered by the Board of County Commissioners to create a funding source for
businesses and residents along the corridor or the Miami-Dade County Countywide Business
Road Impact Assistance Loan Program, administered through Miami-Dade County's Capital
Improvements Department, provides local businesses up to $25,000 at a low interest rate.
These existing Miami-Dade County programs can be modified as needed to apply to MDT’s
overall capital improvement program and the NCME in particular. The use of grants rather
than loans can be advantageous.
A matrix of grants at the local, state and federal level is included in this section and is
intended to serve as a guide to provide MDT with an overview of what sources of financial
assistance are currently available.
A variety of “green” programs are also included. These programs provide an opportunity for
MDT to showcase the environmentally-sound design of the NCME project and the measures
being undertaken to address environmental concerns.
The use of non-governmental organizations and non-profits as umbrella groups to handle
financial matters might be advantageous to long-term fiscal management. One community
directed all project financial aid through a local DBE controlled bank and paid the banking a
management fee to administer the loan and grant program.
3.5.1 INTRODUCTION
The survival of businesses along the corridor is an integral part of the North Corridor Metrorail
Extension’s (NCME) success. To create a thriving urban fabric in the corridor, it is imperative
that businesses are sustained during construction and beyond. To achieve these goals, the Final
Environment Impact Statement’s (FEIS) Record of Decision (ROD) mandates the creation and
development of a program to minimize negative impacts for those businesses that will remain
along the corridor during construction. The NCME Business Assistance Program (BAP) is being
designed to support remaining corridor businesses through the construction of the project and to
optimize their chances of remaining sustainable once the NCME is completed and in operation
by 2017.
Parsons Transportation Group Inc. (PTG) examined mitigation efforts used at other U.S.
transportation projects that faced business interruption during construction. PTG examined how
each city handled these issues, what worked well, and what did not. The projects examined were:
PTG also conferred with the Gulf Coast Institute in Houston, Texas, which, in 2006, conducted a
mitigation study, Houston Tomorrow, focusing on transportation projects in several other U.S.
cities.
This paper identifies elements from the business outreach program for each of these referenced
projects, that, when combined, can be used to create a comprehensive BAP for NCME that meets
and exceeds the needs of the NW 27th Avenue community. Table 3.5-1, Best Practices Project
Summary References, is a summary of these references for the agencies contacted. This chapter
then describes in detail the findings from a review of these outreach methods with the different
agencies.
TABLE 3.5-1
BEST PRACTICES PROJECT SUMMARY REFERENCES
Project And Location Key Features Relevant Findings
DART Blue Light Rail Line • Dedicated community outreach • Having business assistance staff
Dallas, Texas staff canvassed the community to appear monthly at HOA meetings
keep business owners and and other business association
residents informed. meetings was helpful in allowing
• Conducted over 125 public business outreach staff to keep a
meetings; appeared monthly at community presence.
homeowners association, PTA,
and business association
meetings.
Germantown Avenue • In partnership with PennDot, • Creating a dedicated website to
Revitalization Project business owners banded together allow business owners to receive
Germantown, Pennsylvania to create a dedicated website, and disseminate information
www.savetheave.org to keep proved helpful for the
people informed about the Germantown Avenue project.
project. • By providing a marketing
• Business owners participated in initiative and other promotions to
several marketing promotions help attract business traffic back
aimed at driving businesses back to Germantown Avenue proved
to Germantown Avenue during beneficial for business owners,
construction. who saw increased sales as a
result.
San Diego Trolley System (LRT) • Through the city’s Infrastructure • By working with other agencies
San Diego, California Impact Program, staff devised in San Diego, such as the Water
customized solutions to problems and Sewer Dept., business
impacted businesses may face. outreach staff was able to keep
• Distributed targeted flyers, each business owner and
brochures, etc. to attract residents informed of anticipated
businesses back to the impacted impacts.
business area.
Central Phoenix/East Valley Light • A construction signage program, • The construction signage
Rail with the help of the contractor, program worked well for
Phoenix, Arizona that provided free signage to impacted businesses that, in some
impacted businesses and a cases, could not afford to
waiver of the permitting fee purchase signage on their own.
required to display such signage • The CAB was able to give
at a business. incentive to the contractor to
• Metro created a separate perform much-needed
Community Advisory Board community and business outreach
(CAB) charged with dispersing tasks. This proved to be
contractor incentives. invaluable for the businesses and
community at-large.
I-205/Portland Mall Light Rail • Funded a 24-hour, 7-days a week • The construction hotline provided
Portland, Oregon emergency construction hotline information to residents and
dedicated to addressing the needs business owners throughout
and concerns of property owners. construction and was updated
• A dedicated $9 million daily to provide the most accurate
marketing initiative aimed at information.
attracting pedestrian traffic to
downtown businesses.
The Project. The $307 million I-205/Portland Mall Light Rail Project developed by Portland’s
Tri-Met Regional Transit Agency will bring light rail into Clackamas County, Oregon's third
most populous county. The plan is to put light rail on Fifth and Sixth Avenues in the city’s
rapidly expanding downtown area. The project will revitalize Fifth and Sixth Avenues with
refurbished streets, sidewalks and intersections; along with new lighting, trees, art and street
furniture. The entire line is projected to yield approximately 46,500 daily boardings by 2025. Of
those riders, according to the Tri-County Metropolitan Transportation District of Oregon
(TriMet), 84 percent are expected to start and/or end their trip within the I-205 corridor. The I-
205/Portland Mall Light Rail Project affects approximately 80 businesses including commercial
office buildings, restaurants, and retail shops.
Types of Business Assistance Offered. For this project, three city entities partnered to assist
businesses during construction – TriMet, the Portland Development Commission (PDC), and
Portland State University (PSU) implemented a community relations program that includes the
coordination of regular meetings with various stakeholder groups; the creation of two Citizens
Advisory Committees, one for the mall segment and one for the I-205 segment; and the
development of an outreach program to businesses, organizations, and the community-at-large.
Highlights of the I-205/Portland Light Rail Project business outreach efforts include:
TriMet has also employed innovative, unconventional forms of assistance to business owners
affected by construction, including providing $750 in free graphic design to a business owner so
he could print new business cards and coupons to drive customers to his location, and providing
$1,800 in business to a restaurant owner by arranging a TriMet reception for mall project
contractors at the restaurant.
TriMet also conducts postcard mailings; quarterly open houses to disseminate and discuss project
updates; alerts to transit riders who have subscribed to receive the service; effective use of the
media to generate news stories on TV, radio, and in newspapers; uses a dedicated URL,
www.portlandmall.org to provide information to business owners and residents; and an email
alert system whereby e-mails are sent to those business owners who have subscribed to receive
updates about the project. For seniors and people with disabilities who own businesses in the
affected area, TriMet's Committee on Accessible Transportation (CAT), which consists of riders
who advocate for seniors and the disabled, are informed and updated regularly on the
construction schedule.
Observations and Feedback. Business and property owners have praised TriMet in the local
media for it efforts to mitigate business interruption. Approximately three-quarters of the affected
businesses have gotten some form of business assistance through the outreach program. Business
owners reported a sharp decline in both pedestrian traffic and overall sales during project
construction. One business owner was quoted in the Portland Tribune in 2007, shortly after
construction of the project started at Third and Fourth Avenues, that his overall sales had
declined nearly 50 percent. TriMet reports that no owner has gone out of business as a result of
project construction. The top complaint of business owners was the noise from jackhammers and
other construction equipment, debris from construction, and increased crime.
The Project. METRO is the brand name for Valley Metro Rail Inc., a non-profit, public
corporation whose mission is to the design, construction and operation of the light rail starter
segment, as well as extensions. Five Arizona cities participate in the light rail system – Phoenix,
Tempe, Mesa, Glendale, and Chandler. Most of the project runs through low-income areas.
The 20-mile light rail line alignment was divided into five separate construction sections, with all
of them scheduled to be operational by December 2008. Construction was phased over the five
sections so that the entire 20-miles were not all under construction at the same time. Over 300
businesses were impacted during construction.
Types of Business Assistance Offered. The $1.3 billion METRO Light Rail Project’s
community outreach efforts and business assistance programs are a collaboration of 5
municipalities, 7 chambers of commerce, 3 management districts, 2 universities, and 10 business
service providers.
Highlights of the METRO Light Rail Project business outreach efforts include:
evaluate whether the contractor is managing and minimizing community impacts. The group
also decides whether to award the contractor a quarterly incentive bonus for going the extra
mile to help the community deal with construction impacts;
The City of Phoenix hired a “Business Advocate,” a person responsible solely for assisting
businesses during construction. The Advocate is responsible for meeting one-on-one with
each business owner to access their needs and address questions or concerns;
A 24-hour hotline for the public;
Technical and management assistance provided at no-cost to businesses along the corridor;
Access to a Needs Assessment Program administered by METRO in partnership with
Arizona State University’s Spirit of Enterprise Center;
Loan products including the New Markets Loan which provides below-market interest rates
to qualified businesses; community-based micro-loans from a Self-Employment Loan Fund
and Prestamos, a lending subsidiary of Chicanos Por La Causa. The fund provides capital to
small businesses in amounts from $200 to $35,000. Prestamos offers loans from $2,000 to
$250,000. Free business advice is also provided for loan recipients;
The City of Tempe’s Chamber of Commerce and the Tempe Schools Credit Union teamed up
to administer the Asset Assistance Program, which provides loans up to $20,000 to help
businesses meet payroll or pay operational expenses during project construction;
The City of Mesa created a Cash Flow Assistance loan program in partnership with the U.S.
Bank, the Mesa Chamber of Commerce, and Maricopa Community Colleges Minority Micro
Small Business Development Center. Through U.S. Bank, qualified businesses can access up
to $20,000 to cover operational costs during construction;
A guide that describes ten ways owners can help their businesses get through light rail
construction;
A METRO MAX discount card program, which offers discounts to patrons of businesses
along the corridor.
Observations and Feedback. At a cost of nearly $4 million, the Business Assistance Program
helped 188 businesses, conducted over 1,000 meetings with the public and businesses, provided
567 construction signs through the Construction Signage Program, and provided loans to 83
businesses. During this time, businesses along the corridor reported a sharp decline in pedestrian
traffic during active construction and complained about the effect noise had on their business
operations.
The Project. This $16 million project is a complete roadway restoration of Germantown Avenue
from Nipoon Street in Mt. Airy to Winston Road in Chestnut Hill, Pennsylvania. The project
began in late 2007 and is scheduled for completion in 2008. It affects approximately 45
businesses in the Mt. Airy business district.
Observations and Feedback. Although the Pennsylvania Department of Transportation used the
same standard community and business outreach techniques as in many other projects, what is
most notable about the Germantown Avenue is the way business owners banded together to keep
their enterprises alive.
Business owners and residents created the Coalition to Save Germantown Avenue, set up a
dedicated website, www.savetheave.org, and participated in several marketing promotions aimed
at driving businesses back to Germantown Avenue during construction.
The Project. This $508 million project is a 5.8 mile extension of the San Diego Trolley (SDT),
including 4,000 feet of subway tunnel and four new stations. Over 250 businesses are impacted.
Through the City of San Diego’s established Infrastructure Impact Program, a model program
used for all infrastructure projects in San Diego, residents were kept informed through
collaboration with the Water and Sewer Department putting construction notices in water bills,
having code enforcement ease the restrictions regarding signage for impacted businesses, and
waiving occupational license fees.
Observations and Feedback. The program allows all the agencies involved in a project to work
together to create and customize a business outreach program that best suits the needs of each
project well in advance of construction.
The Project. In 2006, the Gulf Coast Institute, a non-profit organization was charged with
finding ways to improve the quality of life in Houston, Texas. The study, authored by institute
administrator Jay Crossley, examined mitigation efforts undertaken during construction of
Portland’s Interstate line and Dallas’ Blue and Red light rail lines.
Observations and Feedback. The most notable aspect of the construction program during
Portland’s interstate line, according to Crossley, was a productive collaboration TriMet created
between the city, PDC, Albina Bank, and Cascadia Revolving Fund to provide grant assistance to
businesses impacted by construction. “I believe it’s the only such program in the country,” said
Crossley. The City of Portland and TriMet set aside $160,000 in public funds to create a grant
program for businesses impacted by construction; in partnership with Albina Bank, a minority-
owned community bank, and Cascadia Revolving Fund, a non-profit community development
financial institution (CDFI) that provides financing and business assistance to underserved
business owners, small businesses, women, and low-income borrowers. Cascadia traditionally
provides funding in the form of loans. However, business owners asked TriMet to provide grant
funding in addition to loans. They also wanted loans at below-market interest rates. TriMet and
the city “parked” the public money earmarked for grants through the Albina Bank Fund at no
interest, and were able to provide grant assistance to businesses, used in addition to the already
available loan programs.
Contractor Incentives Program. According to Crossley, in Salt Lake City, business owners were
given control over whether or not the contractor received bonuses. The Downtown Business
Association (DBA) partnered with the city and created a contractor pay incentive program. In the
partnership, the contractor would be given significant bonuses that would be controlled by the
impacted businesses and residents, up to $1 million to be paid quarterly. “Of the $250,000
incentive pay per quarter, the contractor was awarded 90% or more by businesses and residents
because of their responsiveness in mitigating community issues,” said Crossley.
Summary of Research. A good business assistance and outreach program must consist of the
following in order to be successful:
A construction signage program that takes the burden away from the business owner and puts
it on the contractor and city or county agencies to provide free signs for impacted businesses.
A contractor incentive program that allows a Community Advisory Board, or Working Group
in the case of the NCME, to make decisions on whether or not to provide the project
contractor with bonuses for actively mitigating disruption and receiving a minimum of
community complaints.
A 24-hour construction update hotline that is marketed to the impacted businesses as a tool to
keep them informed.
A strong website presence, through a dedicated URL, that will allow business owners and
residents to access and update project information. The website must be constantly updated
to reflect important construction information that will impact community businesses.
A construction information program that outlines exactly how information will flow during
construction of a project.
Dedicated funding from local government to underwrite the cost of a business assistance
program – including outreach, loans, grants, etc.
Dedicated agency staff assigned to work with businesses in the project corridor.
In order for the NCME BAP to be successful, a combination of these components must be
enacted by Miami-Dade County and its transit department.
3.5.3 CONSIDERATIONS
Best practices used in public involvement and community outreach at other U.S. transportation
projects must be considered in the development of the BAP. These practices include, but are not
limited to:
Partnering with the business and marketing departments of local colleges and universities to
provide technical and marketing assistance to businesses along the NCME corridor.
Utilizing a comprehensive construction signage program that will make it easy for businesses
to acquire and retain proper signage during construction.
Funding a 24-hour, 7-day a week emergency construction hotline dedicated to addressing the
needs and concerns of property owners.
The creation of a Working Group to serve in an advisory role during construction. This group
could also determine the status of contractor incentives, as was done in Phoenix during the
East Valley Light Rail project.
3.6.1 INTRODUCTION
To succeed, the BAP must include a Construction Coordination Program (CCP) structured to
provide effective coordination of construction activities, monitoring of the program’s
performance, and comprehensive enforcement of it along the NW 27th Avenue as part of the
North Corridor Metrorail Extension project (NCME).
The CCP must involve not only the project contractor(s), but county and city utilities, the Florida
Department of Transportation, local police and fire agencies, and municipal governments.
PTG examined mitigation efforts used at two other U.S. transportation projects that used a
Construction Coordination Program. These projects include:
The South Florida Regional Transportation Authority (SFRTA) Segment 5 Project; and
Valley Metro’s Central Phoenix/East Valley Light Rail Project.
This paper identifies elements from both programs for each of these referenced projects, that
when combined, can be used to create a comprehensive CCP for NCME that meets and exceeds
the needs of the NW 27th Avenue community. Table 3.6-1, Construction Coordination Program
Summary References is a summary for the agencies contacted. This chapter describes in detail
the findings from a review of these outreach methods with the two different agencies.
TABLE 3.6-1
CONSTRUCTION COORDINATION PROGRAM SUMMARY REFERENCES
Project And Location Key Features Relevant Findings
SFRTA Segment 5 Project • Calls for several layers of • This program covers a
communications to all comprehensive range of
stakeholders to ensure that communication methods that
accurate information is combine the efforts of several
disseminated in a timely manner. different entities, both
• Calls for the project contractor to community and governmental.
take an active role in crafting and
disseminating project
information.
Central Phoenix/East Valley Light • A hotline that provides real-time • The Community Advisory Board
Rail - Phoenix, Arizona construction information to (CAB) was able to incentive the
residents and business owners. contractor to assist in the
• Dedicated staff to handle development of construction
complaints or concerns that arose notifications and provide accurate
from the public such as dust, information regarding delays,
noise and debris in the area. closures, etc.
• Contractor incentives for
provided accurate and timely
construction information to the
community.
SFRTA Segment 5
The Project. The Tri-Rail corridor extends from the Miami Airport Station in Miami-Dade
County through Broward County to the Mangonia Park Station in Palm Beach County, along 72-
miles of track. The Segment 5 Project, which is approximately 45-miles long, began in July
2002 and was completed in December 2005.
Construction Coordination Program Highlights. For this project, SFRTA worked with
stakeholders in all three South Florida counties to provide a successful Construction
Coordination Program that outlined the tasks needed to be done by the project contractor, the
PMC, and others to significantly reduce community and business impacts. Highlights of this
program included:
Notifying the community in advance of construction through rack cards/brochures. The rack
cards were placed at SFRTA/TRI-RAIL stations for riders, and at various businesses, civic
and institutional locations in the affected area for property owners, tenants, businesses, and
other public members;
A system of notifying elected officials and government staff by e-mail notifications and one-
on-one visits. Collateral materials, such as press kits, rack cards, and PowerPoint
presentations were delivered to all elected officials so that they would be able to understand
and discuss each pertinent activity;
The community-at-large and businesses within the corridor were notified through methods
that included, but were not limited to, press releases, public service announcements (PSA’s),
local newspapers, and radio and television, as well as detour signage positioned one week in
advance notifying motorists of the upcoming construction;
Tenants and owners of businesses / residences within approximately 1/4 to 1/2-mile radius of
the affected area were notified prior to construction through door-to-door delivery of
construction notices; and
Tri-Rail riders were notified prior to construction through Commuter Bulletins that were
posted at stations and e-mailed to passengers via the Tri-Rail website, seat drops of
construction notices were placed on each train, and conductor announcements and electronic
message board announcements were made.
Observations and Feedback. The SFRTA Construction Coordination Program (CCP) worked
well because it was designed to gain the support of all entities involved in and affected by
Segment 5 construction. The program called for the project contractor to assist in the writing and
placement of construction notices and kept elected officials and government agencies well
informed so that they were then able to inform their respective constituencies.
Many of the elements of the Segment 5 program could be employed on the NCME, particularly
when informing motorists and transit riders about impacts during construction.
TheProject. METRO is the brand name for Valley Metro Rail Inc., a non-profit, public
corporation whose mission is to the design, construct and operate the light rail starter segment, as
well as extensions. Five Arizona cities participate in the light rail system – Phoenix, Tempe,
Mesa, Glendale, and Chandler. Most of the project runs through low-income areas. The 20-mile
light rail line alignment was divided into five separate construction sections, with all of them
scheduled to be operational by December 2008. Construction was phased over the five sections
so that the entire 20-miles were not all under construction at the same time. Over 300 businesses
were impacted during construction.
Construction Coordination Program Highlights. The $1.3 billion METRO Light Rail Project’s
community outreach efforts and business assistance programs are a collaboration of 5
municipalities, 7 chambers of commerce, 3 management districts, 2 universities, and 10 business
service providers.
Highlights of the METRO Light Rail Project construction coordination efforts include:
3.6.3 CONSIDERATIONS
A contractor incentive program that allows a Community Advisory Board (CAB), or Working
Group in the case of the NCME, to make decisions on whether or not to provide the project
contractor with bonuses for actively mitigating disruption and receiving a minimum of
community complaints.
A 24-hour construction update hotline that is marketed to the impacted businesses as a tool to
keep them informed.
A strong website presence, through a dedicated URL, that will allow business owners and
residents to access and update project information. The website must be constantly updated
to reflect important construction information that will impact community businesses.
A construction information program that outlines exactly how information will flow during
construction of a project.
Notification to the community in advance of construction through rack cards/brochures
placed at existing Metrorail stations and on transit buses for riders and at various business,
civic and institutional locations in the affected area for property owners, tenants, businesses
and other public members.
The implementation of a system to notify elected officials and government staff by e-mail
notifications and one-on-one visits. Collateral materials, such as press kits, rack cards and
PowerPoint presentations should be delivered in advance of construction to each elected
official so that they understand when and where each pertinent construction activity will take
place.
Working in tandem with the project contractor to use various notification methods that
include press releases, PSA’s, local newspapers, radio and television, as well as detour
signage positioned one week in advance notifying motorists of the upcoming construction.
Weekly Progress Meetings with the contractor, PMC, and MDT to discuss the project
schedule and how the community will be impacted, then take the necessary steps to begin the
notification process.
Door-to-door delivery of construction notices to the tenants/owners of businesses/residences
within approximately 1/4 to 1/2-mile radius of the affected area prior to construction.
Use of portable variable message signs (VMS) to alert passing motorists.
Utilizing Metrorail and MDT to provide transit riders with information in advance of
construction through Commuter Bulletins posted at stations and e-mailed to passengers via
the Metrorail and MDT website, seat drops of construction notices on each train and bus that
services the impacted area, conductor announcements, and electronic message board
announcements.
Creating a bus stop action notification form to alert bus riders of potential delays along their
routes during construction. Appendix D provides an example of the form.
In order for the NCME BAP to be successful, a combination all of these components must be
incorporated into a Construction Coordination Program and used by MDT.
EXHIBIT 3.6-1
TYPICAL CONSTRUCTION PROBLEMS
KEEPING DRIVEWAY ACCESS OPEN IS IMPORTANT DURING CONSTRUCTION AS SHOWN IN THIS IMAGE
KEEPING DRIVEWAY ACCESS OPEN IS IMPORTANT DURING CONSTRUCTION AS SHOWN IN THIS IMAGE
CONSTRUCTION LAY-DOWN AND STORAGE AREAS NEED TO BE SECURE AND HAVE PROTECTION TO MINIMIZE DUST BLOW-OFF,
RAINWATER RUNOFF, VANDALISM PROTECTION AND OTHER NUISANCE PROBLEMS
BUSINESS DIRECTION SIGNS ON ROADWAYS CAN HELP TRAFFIC TO LOCATE LOCAL BUSINESSES
THE SIGNAGE IN THIS PICTURE IS NOT ADEQUATE
3.7.1 INTRODUCTION
This section describes how MDT and its consultants, subconsultants, and contractors will work
together to manage the BAP effort and to develop an effective communication program to keep
all businesses and residents informed about corridor activities and events.
It is strongly suggested that MDT or the PMC hold periodic meetings, create and distribute
meeting minutes, create a Communication Plan, and develop an outreach communications
program for the plan, including a section on crisis communications. More specific
communications issues will be discussed in Section 8 – Community Outreach Techniques.
To minimize adverse impacts on the businesses and residents of the corridor during construction,
it is essential to create and adhere to a comprehensive communications plan that involves project
engineers, project management consultants, and contractor representatives during the course of
the NCME construction. The specific NCME plan should be developed 12-months prior to actual
construction. A “Community Awareness Plan” similar to the one prepared by MDT for the South
Dade Busway Extension to Florida City – Segment II is a good example of a plan that addresses
ways to mitigate adverse physical impacts along the corridor. A parallel business management
assistance component could be created to address business financial needs. Together, the two
parts would help define a management plan. The MDT is required by the ROD to develop very
specific plans regulating noise, dust, water run-off, toxic wastes, MOT, and other impacts
identified in the ROD in this management plan.
In the case of the South Dade Busway, a Public Information Office (PIO) was created and
staffed. Both, a PIO and a BAP team (contractors, engineers, PMC, MDT and other agencies)
will need to be created.
Staffing and Budget. The BAP must be properly staffed in order to be successful and benefit the
businesses and residents impacted by construction along the corridor. It is recommended that two
(2) full-time staff persons from MDT, one (1) full-time staff person hired by the PMC, and one
(1) full-time staff person hired by the contractor comprise the permanent BAP staff. According to
Salary.com, the average full-time public involvement professional earned $54,056 to $107, 977
in 2008. The direct expense cost cited for business outreach for the South Dade Busway project
was over $150,000.3 Additionally, a field office must be established for the BAP. This office
could consist of a trailer located along the corridor, or shared space that have easy access and are
highly visible along the corridor as in an office building or mall complex.
3
MDT, Community Awareness Plan – Busway Extension to Florida City – Segment II, Public Information Office
– Plan of Action (Undated)
Contractor-borne costs will be included in the engineering design and contractor bid pricing.
When construction issues and emergencies arise, the BAP team must be in a position to field
questions and provide accurate responses. To ensure a smooth communication flow, the BAP
team will be responsible for identifying businesses and residences impacted by construction. The
BAP team will interface with the contractor to craft bulletins, e-mail notices, and other
communications that will be used to notify businesses of an anticipated impact.
With construction activity information from the contractor, three types of notifications must be
developed and disseminated to the public as follows:
A Community Bulletin, typically one page in length, detailing the construction activity that
will take place. This bulletin will be hand-delivered to businesses and residents a minimum
of seven days prior to the anticipated activity;
A Commuter Bulletin/Seat Drop, typically one page in length, detailing the construction
activity that will be taking place. The Commuter Bulletin will be placed using a seat drop
method in the seats of all MDT trains and on buses serving the corridor a minimum of three
days prior to construction to keep travelers informed of anticipated delays they may
encounter;
An Electronic Construction Activity Notification, typically one page in length, detailing the
construction activity that will take place. This bulletin will be e-mailed to businesses,
residents, elected officials and other stakeholders a minimum of seven days prior to
anticipate construction activity.
Exhibit 3.7-1, NCME BAP Communications Collateral Matrix, outlines the team members
responsible and the communication flow needed to efficiently create and distribute these
construction notifications.
EXHIBIT 3.7-1
NCME BAP COMMUNICATIONS COLLATERAL MATRIX
Notice Drafter Reviewer Comments
Community Bulletin PMC/Contractor and the MDT The PMC, with assistance from the contractor
BAP Team and the BAP team, will draft the Community
Bulletin a minimum of 14 days prior to
construction. MDT will then review within 2
days and return comments to the
PMC/Contractor. The BAP team will
disseminate the Community Bulletin.
Commuter Bulletin/Seat PMC/Contractor and the MDT The PMC, with assistance from the contractor
Drop BAP Team and the BAP team, will draft the Commuter
Bulletin a minimum of 14 days prior to
construction. MDT will then review within
two days and return comments to the
PMC/Contractor. The BAP team will
disseminate the Commuter Bulletin using a
seat drop method.
Electronic Construction PMC/Contractor and the MDT The PMC, with assistance from the contractor
Activity Notice BAP Team and the BAP team, will draft the Electronic
Construction Activity Notice, a minimum of
14 days prior to construction. MDT will
then review within 2 days and return
comments to the PMC/Contractor. The BAP
team will disseminate the notice.
1. The contractor will inform the BAP team a minimum of 14 days prior to the start of
anticipated construction activity;
2. Using information from the contractor, the PMC and BAP teams will create the appropriate
notice for review by MDT;
3. MDT will review and return comments to the PMC and BAP teams;
4. The BAP team will notify businesses and residents within 3 miles of activity a minimum of
7 days prior to construction;
5. MDT will notify public and elected officials and their respective staff members of a
minimum of 7 days prior to construction activity;
6. The BAP team will coordinate a seat drop of Metrorail trains and buses with routes along the
corridor a minimum of 7 days prior to construction;
7. The contractor will notify first responders, emergency personnel, FDOT and area schools,
including Miami-Dade County Public Schools, a minimum of 7 days prior to construction
activity; and
8. MDT will notify the media a minimum of 3 days prior to construction activity. An MDT
spokesperson will be designated for the NCME project and will address all media calls
logged by the BAP team and the contractor.
1. The BAP team and field office staff will log and answer all complaints, questions and
concerns from the public during construction activity;
2. All logged complaints, questions or concerns must be addressed within 24 hours during
active construction;
3. The contractor will notify MDT and BAP of any changes in construction activity, including
whether detours will be opened early or if construction activity will be completed ahead of
schedule;
4. The BAP team will work with MDT to update the BAP Construction Hotline and the website
every 24 hours during active construction; and
5. The BAP team will maintain regular contact with the PMC and the contractor during
construction.
1. The PMC and the BAP teams will provide a report to MDT with the number of calls, e-
mails or text messages logged, the outcomes, and how each complaint was addressed;
and
2. MDT and BAP will schedule a debriefing meeting of all key players to review the report.
Prior to the start of construction and until project completion, the BAP team must perform a
variety of tasks to ensure that the community is informed about the project in each phase.
Pre-Construction
• Meet and Greet event
• Press release
• Hand-delivery notification to businesses about the BAP
• Update of BAP Hotline
• Hold a kickoff celebration
• Create timely website updates
• Newsletter notification
• Create a BAP Press Kit (fact sheet, overview, and history)
• Coordinate a tour of the corridor for public officials and the media
• Create a BAP PowerPoint presentation
Construction
• Meet and Greet event
• Press release
Post-Construction
• Meet and Greet event
• Press release
• Hand-delivery notification to businesses about the BAP
• Update of BAP Hotline
• Create timely website updates
• Newsletter notification
• Coordinate a tour for public officials and the media
• Update BAP/MDT website
A. Introduction
The BAP CCP outlines policies and procedures for the coordination of communications for the
North Corridor Metrorail Extension project, between the public, the media and the BAP team in
the event of a crisis situation. A crisis situation is defined as any event that has a major impact
affecting the corridor. Examples include fires, natural disasters, major crimes, and construction
accidents.
This plan will address media relations and communication issues and includes procedures for
quickly identifying potentially harmful situations while providing methods for responding to
these situations effectively. It is the goal of this plan to establish guidelines for dealing with a
variety of crisis situations.
There are three generally recognized stages of effective crisis management – prevention,
preparation, and recovery.
Prevention entails close monitoring of construction activities and the complaints and concerns of
the public, including business owners and residents. Close monitoring will help the BAP team
deal with a situation before it becomes a full-scale disaster or crisis. Preparing for a crisis along
the corridor is essential. The CCP will tell the BAP what to do, when to do it and how to do it, so
that they are prepared in the event of a crisis. Once a crisis has occurred, it is important to focus
on accurately assessing the damage and rebuilding the public trust and confidence in the NCME
project.
It is imperative that before a crisis occurs, certain communication protocols are in place. These
include, but are not limited to:
1. The creation of a master communications list that includes all phone numbers and e-
mail addresses for each member of the Crisis Communications team;
2. The creation of established guidelines for the coordination of news conferences and
identification of a designated spokes person;
3. A list of media relations reminders that will govern how a member of the Crisis
Communications team will respond to inquiries from the media;
4. A list of the types of anticipated crises that may occur during construction and mock
scenarios for how each crisis would be handled; and
5. Ongoing mock crisis training drills.
1. The designated Crisis Communications team will consist of members of the BAP
team, an MDT Information Technology specialist, project engineers, contractor
representatives, and the MDT Communications Department. During construction,
these individuals will remain on-call 24 hours a day in the event of a crisis;
2. During a crisis, a designated representative of the contractor will contact all other
members of the team. A spokesperson, to be designated at a later date, will contact
members of the media and serve as a liaison;
3. The IT specialist will prepare communications “kit bags”, which will include mobile
phones and two-way radios for use during the crisis;
4. The spokesperson will determine if a statement is needed and prepare it for release to
the media;
5. The contractor rep and project engineers will brief the MDT Communications
Department and the BAP team on the nature of the crisis;
6. The BAP team and the MDT Communications Department will verify all sources of
information given by the contractor rep and project engineers for accuracy;
7. The BAP team will review all press releases and electronic communications sent to
the media for accuracy;
8. The BAP team and the MDT Communications Department will log and document all
media inquiries using a standard Media Call Log system, wherein the time, date and
nature of each call is recorded in a log (see Exhibit 3.7-2 for an example); and
9. The spokesperson will work with first responders, local area hospitals, and other
disaster agencies and coordinate the release of information to these entities.
EXHIBIT 3.7-2
CRISIS COMMUNICATIONS PLAN
Newspaper/Magazine: Location:
REPORTER’S NAME:
PHONE NUMBER:
E-MAIL ADDRESS:
FAX NUMBER:
Nature of Inquiry:
Response Given:
1. MDT Communications Department and the BAP team will issue media updates as long
as necessary;
2. MDT and BAP will then scale back information dissemination activities as warranted;
3. After the crisis event, MDT and BAP will schedule a debriefing meeting of all key
players to review all actions taken and lessons learned;
4. MDT and BAP will issue an after-action report 30 days after the debriefing meeting.
3.7.5 CONSIDERATIONS
MDT must properly staff and budget for the BAP and provide the necessary resources;
The BAP team, with the cooperation of MDT and the contractor, will create three specific
public notifications for use on the NCME project.
The BAP team must be knowledgeable regarding general and crisis communications
management strategies.
There are five critical steps in creating and implementing an effective Crisis Communications
Plan (CCP).
It is imperative to anticipate crisis situations, develop response strategies, and establish
communications protocols.
Next, a Crisis Management team must be designated, including a trained spokesperson who
can address issues with the media.
It is important to manage the message that is being delivered to the media by keeping it to the
point and clear.
Communicating early and often with the media, key stakeholders, lawmakers, employees,
and the community-at-large is an integral part of a successful Crisis Communications Plan.
Identify key audiences and channels of communications and determine what type of
information will be delivered to a specific audience.
3.8.1 INTRODUCTION
To communicate with business owners and residents during construction, MDT must utilize
effective community outreach techniques. Methods of communication must be established that
will provide substantive information to those businesses impacted by construction. The
techniques outlined in this section range from the action steps needed to coordinate a public
meeting and distributing notices to the media, undertaking a coordinated marketing effort along
the corridor, and utilizing a dedicated website (URL) to disseminate information to the public.
In previous sections of this report, the best practices of other major U.S. transportation projects
are outlined. This section focuses on the NCME project and provides specific action steps that
must be undertaken to ensure a successful BAP initiative, including the creation of a dedicated
marketing effort, similar to the one organized by the City of Phoenix for its East Valley Light
Rail project referenced in Section 5 – Experiences at Other Major Transportation Projects.
Community outreach is not simply about periodically sending out notices of construction
activity. The NCME project needs the community’s “buy-in” in order to be successful.
Encouraging community participation and informing those impacted by construction of the
assistance available to them requires a coordinated marketing effort consisting of business
seminars, local collaborations with colleges and universities, and utilizing the media and
technology to promote the NCME BAP.
A Marketing and Technical Assistance Program should be coordinated as part of the BAP. MDT
should partner with local colleges and universities to create a program whereby graduate students
in business and marketing provide assistance to businesses along the corridor. Programs of this
nature have been successful at other U.S. transportation projects in Phoenix and Salt Lake City,
to name two.
Mailing Lists. Maintaining an up-to-date mailing list is key to the success of the BAP -
Appendix B1 - Master Business Listing included in this report presents a comprehensive
collection of the owners, business names, addresses and phone numbers for the corridor. This
list must be updated on a regular basis to ensure that construction notices, newsletters and other
communications mailed by the BAP team are properly received by the community. Other fields,
including e-mail address and ethnicity, should be added to the listing once the corridor business
survey is completed.
As the NCME project continues, the list will grow and change. Therefore, it is imperative that
the BAP team keep up with those changes by carefully maintaining the list. Setting up and
maintaining a master listing can be labor intensive. To lighten the burden, computerized software
programs, like Mailing List Manager Pro 3.0 are available for under $300. This mailing list will
be used in conjunction with other community outreach techniques including, but not limited to:
• Setting up a speakers bureau;
• Organizing business seminars; and
• Executing website updates
Corridor mailings can also be done in conjunction with another entity or government agency. For
example, on the SFRTA Segment 5 Project, notices of construction activity of businesses and
residents impacted by construction were mailed with both the electricity and water bills with the
cooperation of Florida Power and Light and the Palm Beach County Water Utilities Department.
The BAP should foster a similar partnership with Miami-Dade County’s Water and Sewer
Department.
Construction notices may also be distributed to the media. For the South Miami Busway Project,
referenced in Section 3 – Legal Mitigation Limits and Processes, the media was notified of all
construction activity, detours, delays and other construction-related information. For the Segment
5 Project, the media was an ongoing partner during construction, working closely with Tri-Rail
and the public involvement team to broadcast delays and notices of construction on local TV
stations, report them in all South Florida newspapers, and discuss them, through Tri-Rail
spokespersons, on area radio stations.
MDT should use the existing media list, which can be obtained from Miami-Dade County’s
Communications Office, to alert members of the media of any construction activity along the
corridor during construction.
Forms of Communication to the Public. There are many innovative ways to communicate with
the public using a variety of collateral materials including, but not limited to:
Mechanism to Set up Website Access. Website access protocols are important for the seamless
flow of information to the public. The website should be designed and maintained by MDT, with
updates provided to MDT by the BAP team for upload to the site. Designated members of the
BAP team should, however, have access to the site to upload information in an emergency
situation or if it is time-sensitive and no staff from MDT is available to execute such an upload.
MDT should have primary responsibility for the management and maintenance of the
website, with access granted to designated members of the BAP team.
The BAP team should meet weekly with MDT technology staff to discuss the schedule of
information to be uploaded and who will be assigned to execute the task.
Should a dedicated URL, such as www.NorthCorridorProject.com be implemented, the site
should be hosted on MDT’s servers. Access to those servers should be granted only to
designated IT professionals who can repair the site or servers in the event of an emergency.
3.8.4 CONSIDERATIONS
To communicate with impacted businesses and residents along the corridor, MDT must
employ effective community outreach techniques.
MDT should use several forms of communication to reach the public during construction
including those listed in the “Forms of Communication to the Public” section.
The BAP team – PIO, should meet weekly with MDT technology staff to discuss the
schedule of information to be uploaded and who will be assigned to execute the task.
If a dedicated URL, such as www.NorthCorridorProject.com is implemented, the site should
be hosted on MDT’s servers. Access to those servers should be granted only to designated IT
professionals who can repair the site or servers in the event of an emergency.
3.9.1 INTRODUCTION
The BAP must be implemented efficiently in order to serve the businesses and residents
impacted by NCME construction. Following is a list of action steps that should be undertaken in
each phase of construction to successfully implement the BAP.
ACTION STEPS:
1. Organize a meeting of the BAP team and PIO, including project engineers, project
consultants, and representatives of the contractor to discuss the BAP and set-up a system for
the flow of construction information from the contractor to the BAP team. See Task 7 –
Long-Term Management Issues for a guide on organizing such a system.
2. Create and develop key components of the BAP, including the financial, marketing and
technical assistance portion by solidifying strategic partnerships with local universities and
colleges or financial institutions to provide assistance to businesses along the corridor. See
Task 8 – Community Outreach Techniques for a guide. Between the institutions, a local
business should be able to discuss all financial issues and options available.
3. Finalize sources of funding for the financial assistance to be provided to businesses as part of
the BAP. See Task 4 – Potential Financial and Management Assistance Programs for further
information on available funding sources (coordinated with number 2 above).
4. Finalize the list of collateral materials to be used as part of the BAP, including surveys and
forms to be used during project construction. See Task 1 – Scope of Services (SOS)
Development & Organization for a list of collaterals and samples.
5. Select a vendor to design and print BAP collaterals.
6. Scout locations for the BAP Field Office – PIO, and submit a proposed list to MDT.
7. Review BAP staffing plan and finalize budget. See Task 7 – Long-Term Management Issues
for an idea of how to do this.
8. Conduct Corridor Business Survey. See Task 1 – SOS Development and Organization for a
blueprint and sample Corridor Business Survey Form.
9. Compile survey data into the Master Business Listing template. See the Appendix for the
current Master Business Listing created by PTG.
5. Designate a BAP spokesperson to speak to the media and the public on behalf of the project.
6. Finalize Working Group criteria. See Task 2 – Study Working Group and Advisory
Committee for a guide on how to undertake and accomplish this.
1. Conduct weekly meetings of the BAP team to discuss construction activity and upcoming
impacts to businesses and residents.
2. Create and send out notices regarding such activity as needed.
3. Hold quarterly meetings of the Working Group.
4. Hold quarterly public meetings with project engineers and consultants in attendance to
inform the public about construction activity and answer questions and concerns.
5. Resolve issues brought forth by the public, elected officials, and residents as needed.
6. Coordinate and supervise the Marketing and Technical Assistance portion of the BAP and
ensure that the needs of business owners are being met.
7. Coordinate with public utilities and other entities to distribute construction information to
businesses and residents along the corridor.
8. Meet monthly with MDT to discuss the BAP and the progress being made.
1. Organize a grand opening event for the NCME with local businesses in attendance.
2. Follow-up with businesses and conduct exit interviews to find out how each impacted
business fared during construction.
3. Format plan(s) for local businesses to benefit from Transit Oriented Development (TOD)
opportunities around the stations as redevelopment occurs.
APPENDIX A
LIST OF ACRONYMS
APPENDIX B
NCME MASTER BUSINESS LISTING AND SURVEYS
Appendix B -1
Relocating Businesses
131.002T Samy Paint & Tool Rental Paint & Tool Rental Store
131.003T New Way Auto Parts Auto Parts Sales
131.004T Fields House of Beauty Beauty Salon
131.005T Elegua Corp. Botanica Botanica / Dollar Store
131.006T New Style Barber Shop
131.007T Miami Seat Covers Seat Covers / Upholstery Business
131.008T Scarlett Auto Sales, Inc. Used Car Sales
137.001T Auto Pro’s Sales & Leasing Auto Sales & Leasing
138.001T S&A Oil Co. Gas/Grocery Store
140.001T Top Choice Furniture Furniture Store
143.001T Flipper Marine Business appears closed for business,
but PP items still remain
143.001T Eagle Auto Glass Auto Glass Repair
143.001T Solares Auto Sales, Inc. Used Car Sales
146.001T Best Cars Mart, Inc. Used Car Sales & Salvaged Car
Sales
146.002T G&G Quality Auto Sales Used Car Sales & Salvaged Car
Sales
147.001Ø Pedro Gonzalez Rental Apartment Units
Appendix B-2
Remaining NCME Businesses during Construction
Appendix B-3
NCME Corridor Business Survey Form
In an effort to introduce the BAP to the community, a survey of all businesses and residents
along the corridor will be coordinated and conducted by MDT. To collect the most
comprehensive data, a customized form was developed for use by MDT during the survey.
Parcel #: _____
Street Address:
_____________________________________________________________________________
_____________________________________________________________________________
______________________________________________________________
Telephone: ____________________________
E-mail: _______________________________
Race: __________
Type of Business:
_____________________________________________________________________________
_____________________________________________________________________________
______________________________________________________________
Services provided:
_____________________________________________________________________________
_____________________________________________________________________________
______________________________________________________________
LOCATION:
How long have you been at this location? _________ (Months) _________ (Years)
Do you have other locations of this business that are NOT being acquired by MDT?
_____________________________________________________________________________
_____________________________________________________________________________
______________________________________________________________
Has the neighborhood the neighborhood changed since you’ve been here?
_____________________________________________________________________________
_____________________________________________________________________________
______________________________________________________________
_____________________________________________________________________________
_____________________________________________________________________________
______________________________________________________________
Is this the ideal location for your business or do you feel that you must remain here because of
certain limitations?
_____________________________________________________________________________
_____________________________________________________________________________
______________________________________________________________
What are those limitations?
_____________________________________________________________________________
_____________________________________________________________________________
______________________________________________________________
PARKING:
Do you lease or own your parking spaces? _______ Lease _____ Own
SPECIAL REQUIREMENTS:
TRANSIT:
Are you aware of the Metrorail Extension Project scheduled to begin construction in 2011?
______ Yes ______ No
Do you feel you are well-informed about the project? ________ Yes _______ No
Do you believe the Metrorail project will benefit your business? ______ Yes _______ No
Have you been exposed to public transportation in any other city? _____ Yes _____ No
Where else in Miami-Dade County do you think rapid transit should or could be
implemented?__________________________________________________________________
_____________________________________________________________________________
_____________________________________________________________
BUSINESS ASSISTANCE:
How did you learn about the business assistance program you participated
in?___________________________________________________________________________
_____________________________________________________________________________
_____________________________________________________________
Did you experience an improvement in your business status as a result of your participation in
the program? ______ Yes ______ No
Comments:
_____________________________________________________________________________
_____________________________________________________________________________
______________________________________________________________
If you DID NOT experience an improvement, what do you attribute this to?
Comments:
_____________________________________________________________________________
_____________________________________________________________________________
_____________________________________________________________
If you did experience in your business, what do you attribute that to?
Comments:
_____________________________________________________________________________
_____________________________________________________________________________
______________________________________________________________
Did you partake in any technical assistance programs provided by the State, County or any other
service provider? _______ Yes ______ No
Source: __________________
Type: __________________
Do you feel technical assistance should become a mandatory part of the business assistance
programs? _______ Yes _______ No
Comments:
_____________________________________________________________________________
_____________________________________________________________________________
______________________________________________________________
Comments:
_____________________________________________________________________________
_____________________________________________________________________________
______________________________________________________________
How much time are you willing to devote, on a weekly basis, to improving your business skills
and your business overall? ______ (hours per week)
What would prevent you from taking advantage of the various opportunities?
_____________________________________________________________________________
_____________________________________________________________________________
_____________________________________________________________________________
___
APPENDIX C
BUS STOP ACTION NOTIFICATION FORM
On or about May 2, 2014, construction of the North Corridor Metrorail Extension Project
will create delays along Route 97 – The N.W. 27th Avenue Max.
DETOUR ROUTE:
A detour route has been created as follows:
(Insert MOT detour information in this section of the notification form)
QUESTIONS OR CONCERNS:
Miami-Dade Transit Agency
Overtown Transit Village
701 NW 1st Court
Miami, Florida 33136
(786) 469-5550
www.NorthCorridorProject.com
APPENDIX D
INDEX OF CONTACTS & REFERENCES
DART Blue Light Rail Line, Dallas Area Rapid Transit Authority, Community Affairs,
214-749-2543
San Diego Trolley, City of San Diego, Office of Small Business, Economic Development
Division, Infrastructure Impact Program, 619-236-6700, sdbusiness@sandiego.gov
I-205/Portland Mall LRT Project, Tri-County Metropolitan Transportation District of
Oregon, Community Affairs Department, Ann Becklund, Director, 503-962-2150,
becklunda@trimet.org
Central Phoenix/East Valley LRT Project, Community & Economic Development
Department (CEDD), METRO Business Outreach Program, Erin Seibel, Business
Outreach Coordinator, 602-495-8213, eseibel@metrolightrail.org
The New York State Department of Transportation Congestion Mitigation and Air Quality
Program, Administration, 518-388-0342
Miami-Dade County Countywide Business Road Impact Assistance Loan Program (305)
375-3373
The Miami-Dade County Board of County Commissioners
The Governor’s Office of Tourism, Trade and Economic Development
Enterprise Florida, 850/487-2568
City of Olympia, Washington Business Assistance Center Finance Unit, 360-725-4100
City of Salt Lake, Management and Technical Assistance Program, 801.535.7757
DART Blue Light Rail Line, Dallas Area Rapid Transit Authority, Community Affairs,
214-749-2543
San Diego Trolley, City of San Diego, Office of Small Business, Economic Development
Division, Infrastructure Impact Program, 619-236-6700, sdbusiness@sandiego.gov
I-205/Portland Mall LRT Project, Tri-County Metropolitan Transportation District of
Oregon, Community Affairs Department, Ann Becklund, Director, 503-962-2150,
becklunda@trimet.org
Central Phoenix/East Valley LRT Project, Community & Economic Development
Department (CEDD), METRO Business Outreach Program, Erin Seibel, Business
Outreach Coordinator, 602-495-8213, eseibel@metrolightrail.org
Houston Tomorrow, Gulf Coast Institute, David Crossley, President, 713-523-5757,
crossley@gulfcoastideas.org
Germantown Avenue Revitalization Project, Coalition to Save Germantown Avenue,
Lizza Robb, Coordinator, lizza@cresheimcottage.com
Central Phoenix/East Valley LRT Project, Community & Economic Development Department
(CEDD), METRO Business Outreach Program, Erin Seibel, Business Outreach Coordinator, 602-
495-8213, eseibel@metrolightrail.org
Bonnie Arnold, South Florida Regional Transportation Authority, Director of Marketing,
arnoldb@sfrta.fl.gov, (954) 942-RAIL.