CHRIST UNIVERSITY DEPARTMENT OF COMMERCE COURSE PLAN JUNE 2013

Course Subject/Code Total hours : V SemesterB.Com (Hon) : Capital Market Operation/COH531C : 60hours

Units /Hrs

Topics Introduction to the Indian Capital Market: Introduction- Capital Market Regulatory EnvironmentRegulators. Functions of regulators Introduction to Depository & its Business Partners: Need for a Depository System -What is Depository? Legal FrameworkFunctions of Depository

Hours

Date 4th June 2013

Teaching Methodology

Assignments

Remark s

10 hr

PPT & Discussion

I(2)

22nd June 2013 4 hrs PPT, Web based and Discussions PPT Chalk & Talk Discussions Discussion in Moodle in various best mutual funds in India

II(8)

2 hrs

Depository Participants Clearing Corporation / Clearing House. Issuers and Registrar and Transfer Agents Functions of Depository Participant-Account Opening: Types of Account Beneficial Owner Account Clearing Member Account Clearing Member Account - Closure of Account, Freezing of Accounts -

4 hrs

PPT Chalk & Talk Discussions

08th July 2013 5 hrs PPT, Web based and Open discussion Assignment PPT, Web based and Discussion SEBI Guidelines

III(12 )

5 hrs

Changes in Client Details

with reference to DP (Analyzing any one account) 20th July, 2013

Functions of Depository Participant:

Transmission and Nomination- Transmission of Securities. Dematerialization International Securities Identification Number (ISIN) Dematerialization Process Rematerialization International Securities Identification Number (ISIN) Dematerialization Process Rematerialisation .

4 hrs

PPT, Discussion & Web Learning PPT, Discussion & Web Learning

4 hrs

IV (10)

02nd Aug, 2013

PPT, Discussion & Web Learning

Mid Semester Exam

Functions of Depository Participant-Trading and Settlement: Introduction - Settlement of Off-Market Transactions - Settlement of Market Transactions

12th Aug 2013

PPT, Discussion & Web Learning Assignment on how trading and settlement taking place in any one dps.

3 hrs 20th Aug, 2013

V (12)

PPT Discussions Case Study

Special Services: Pledge & Hypothecation Introduction Procedure for Pledge/Hypothecation Corporate Actions Important Terms VI (8) Procedure for Corporate Actions - Public Issues Public Procedure Issue 4 hrs 28th Sep 2013

PPT Chalk & Talk Discussions Case Study Practical assignment on any one of corporate actions issues and analysis.

2 hrs

2 hrs

2 hrs

PART-B MUTUAL FUNDS

June 30Aug 4 Discussion/Q& Identify the A 10 different MF schemes

Unit 1(4)

Concept & Role Of A Mutual Fund Introduction, Meaning of Mutual funds,Types of Funds, Features of funds, Benefits of mutual funds. Key Developments over the Years.

II(4)

Fund Structure, Legal & Regulatory Environment

Aug 13th 18th Discussion/lect uring PPT, Discussion & Web Learning PPT, Discussion & Web Learning PPT, Discussion & Web Learning

Legal Structure of Mutual Funds in India Key Constituents of a Mutual Fund , Other Service Providers Role of Regulators in India

Investment Restrictions for Schemes , Investors Rights & Obligations

Draw chart for mutual funds working process

III (8 Hrs)

Offer document & investor services

Aug2 9th Sep 1st

PPT, Discussion & Web Learning

Offer Document - NFO, SID, SAI , Information Memorandum ,Format of Scheme Information Document Format of Key Information Memorandum, KYC Requirements for Mutual Fund Investors PAN Requirements for Micro-SIPs, Additional Documentation Requirements applicable for Institutional Investors PAN Requirements for Micro-SIPs, Additional Documentation Requirements applicable for Institutional Investors IV(10 Return, Risk ) Performance Of Funds & Sep3r d to 19th sep

Case study

PPT, Discussion & Web Learning PPT, Discussion & Web Learning

Discussion

PPT, Discussion & Web Learning

Collect 5 companies offer document, KIM

Analysis of fund returns ,Drivers of Returns in a Scheme, Measures of Returns, Drivers of Risk in a Scheme Measures of Risk, Benchmarks and Performance Quantitative Measures of Fund Manager Performance. V(4) Mutual Selection fund Scheme Sep 20th Sep 29th

PPT, Discussion & Web Learning Discussion

PPT, Discussion & Web Learning PPT, Discussion & Web Learning PPT, Discussion & Web Learning

Analyse 10 different MF schemes

How to choose between Scheme Categories, How to select a Scheme within a Scheme Category, Which is the Better Option within a Scheme, Sources of Data to track Mutual Fund Performance.

Lecturing /PPT/Discussio n

Evaluation CIA 1 CIA 2 CIA 3 Mid semester Examination Mock IPO Stall/ Assignment Group presentation (Topics will be given by the concerned faculty) and Mutual Fund Advise Campaign
References:

50 Marks Exam Moodle Evaluation and Performance Assessment based on clarity, content, referencing and presentation

Khan M.Y Indian Financial System (5th ed ) Khan M.Y Financial Services (4th ed) NISM-Series-VI : Depository Operations