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,,,] PROBABILISTIC RISK ANALYSIS
Its Possible Use in Safeguards Problems
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Norman C. Rasrnussen
i',i Professor of _Nuclear Engineering
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Massachusetts fnstitute of Technology
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Canbridge, Mass. -02139
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ilrd 1. 0 Introduction
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The recently conpleted Reactor Safety Study (RSS) which
,,iå resulted. in the ITASH-1400 report has stimulated considerable
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assessing the risk invoLved in other þa;^ts of'the nuclear fuel
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cycle as well as other societal activities. This paper briefly
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' reviews the RSS nethodology and discusses its possible applica-
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i: tion to the safeguards problem. For the reasons discussed herein,
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the Paper'concluães that there are possible applications of these
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methodologies for the development of effective safeguards. How-
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everr ân overall quantitative risk assessment of the safeguards
r ,,iiÈ. issues is at present beyond the capability of the methodology.
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2.0 Description of RSS Methodology
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-; In quantitative risk analysis risk is expressed as a
iti;
nii.:' function of the probability of occurrence of an event and the
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i rnagnitude of the consequence being examined. On'e of the most
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t,: common definitions (but certainly not the only one) is simply
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j, the product of probabiLity and the consequence. Thus such studies
:i*E must evaluate both the likelihood of certain events as well as
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their consequences. A variety of methodologies have been deyel-
oped for carrying out these evaluations.
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Z.L Estination of Probabilities
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,l,ii. . The principal techniques used by the Reactor Safety
,ä Study were a 'forn oi decisi.on'analysis cätt."d "eyent trees't which
iii defined accident seguences, and a nethod ca1led "fault treesn
,¿.
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willçfectric
operate and so the core will lnelt and there wiLl be à vêry
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Í; Nuclear M¡terials Menagement
large release. Ih" prgbSÞility.of.such a release is ft x P2.
In calculating the piobability it-is important to consider any
ãäpã"ã""cies Ëetw-"ett n1 "ttg P2 and to take them into account'
ihã-ã;p;ndencies betweËn theiå probabilities are cornrnonly referred
to as i'common mode f ailures '"
As can be seen from Figure 1, a number of-possiu;le.acci-
dent sequencei--rt" identifie¿ Ui such a. diagram' Figure itr is
actually " y"ty-ii*;iii:-e¿ version of the event trees used by
^Study to illustrate the-methodology' The event
ih; Reattor Sá'teiy
ii"ur actually us-ed produce many more accident sequences '
When using the event tree method the analyst must decide
just when i"itiatiñg events nust be considered. For reasons a1-
ready discusseã, tftË principãf -concern. in reactor accidentS is
¿;;;.me1ti'g,whichcänariiefromeitheroverheating.(i...,^ fai1-.
operating at tôã-higfr " po*ãi 1ãve1) or.undercooling-(i-'e'I
of the inherent
ure of plant systems to relnove-the ieat). Because
ii'ãpãitiãi--ðt inater reactori- C"ãgãti"" iemperature coeffíci"l!l
very
ih;'it"áy group deternined*"tt that core rnelt by overpower wasstudy
unlikely conpaied, to core by undercoofingl llY: the
$;;;-;óri- o? tttu effort analyziig undercooling accidents '
Inanalyzingundercoolingaccidents,evglttreesu¡gr9
These inclucled
developed-ior five type: of initiäting events '
size-pipe brea\,,snal1
vesset rupture, Large pipe-brã;k; *;lTum
;i;;-Utè.t, aná trañsiãni events. ffte first four are LoCA's
fr;î'i"g-áifi"tuttt characteristics.down Transients refer to those cases
where the plani ir asked tã-itrut for either a planned orim-un-
planned 1.u"rorr. In the transient case the two questions of
port,ance reactor trip,.and ðo the decay heat re-
"tu,---¿oãJ-iitu
inoval systems function ProPerlY
A1-though the event trees can define the accident
se-
the
quences they do not providJ ã"y *"iftoa for deternining probabili- proba-
tîiï;;'";'^;ír"-àccide'nt. To do' rhis the various failure
ties must be known, Generally there been enough systens
-have notprobabilities so the
failures in reactor tytt"*i-tá fiovide.thes-e
,,fault tree,, rnethod wâs usã¿-io'deternine theie probabilities'
Thefaulttreelogicisthereyerseofthgeventtree
in that it starts with ,o*ã defined final undesired eyentevent'and.
reasons back-iã-i¿ã"tify all the possible causes of this
A sirnplified ¡;"ii-ir""'foi-"iôis'of pow"t to the emergency safety
features" is shown in Figure 2. The iot event t1} !: AC caused
poler
either by tosi of AC pgwÞI poweror loss of DC power, since
provides ttr"-ãnãigi-"ã¿ DC operates the: control circuit'
iiil'i;; piãu"uirity of .!u-i;p evånt is the sun of the probabili-
;ï;; ði-tit"tu tt^ro events (more accuratelv
-if t
iis;,,";,,' ilg;,ötç" ;,i;glÀg I 1. i ,; ll:1"ï ì îi3. i;. :"ti: "å :$"Ïäo -
can be caused
ment of the diagram, constããi.loss of AC poï/er' which loss of on site
by loss of off lite powet. "tá the simultaneous- is rhe producr of
power. Thus"ir,ã-pr"6ã¡iri;t-"i--ioii ðr AC power
67
fall 1976
ililäl
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Ìl¡ s'ilr the probability of loss of oll.rite,power probability of
'1,
the loss of on site power. This lld !h"
relätio"rrrif ii-iilustrated
the "and" svnbol on ttte figure.- i;-;;"ctice the tree is developed by
further until the ra:-iurãs indicat*a'ry the bottom boxes aïe such,
things as "re1ay f ails to op"rr,;- ,lirlt.i, f ails
f ailures as "operator mista-k"sú and ,,, or such human
'iiest maintenance
The probabit ities of these events are trrown ir;;-;;perienceerrors. r,
and.
similar systems in industrial ;;; ;;ãuy. rvith
The study has been crit icized by some for not including
human errors in ah: analysis. clearly tír"r" p"ãpie- Iiaye either
not read or not understoôd tl.u s¡ggr.' To illüstiate this point
consider Tables 1 and z rox the pwR'and BwR-;t;;;;-irilure
tributions' The column marked "rtui¿rät"" includes failurescon_
various..pieces. of equip-ment, while thoie narked ,,test and of
tenance' and "human erior" áre nain-
lwo tlpåt of rr"*u"-.ã,rr"¿
As noted' part of the common mod.e coílribution is also d.ue to failures,
human errors. From these tables it ïi crear that not
mistakes bv operators and *uiniã"ãt.J-p"tsonnel only have
been includ.ed,
but il-tltl.systems. they aïe dominàni ãontributoïs to rhe overall
unavailability of the system.
Another criticísn
sible to accurately predictoften very
expressed is that it is not pos_
r*ät1 probabilities by these
methods ' rt is true- that sma11 f ailure .;a¿;-ãr" dj.f ficult
to predict accurately by_ fault _very
treà *ãinoat
of probability very ûnritery and su¡ii" failures becauie at such levels
can be important.
However, our fault tree anaiysis rã""ã that the unavailabilities
of !!" systens were not in- tire ;";g;'^;"nera11y regarded as very
srnal1. This is indicated Þy Table! 3'ãnd 4. 'rqotã .rrãi ;b";i'tl +
*}1 systems anaryzed had'""r"ãii"¡iiiti",
l{ the of more';hr;"íö:+".''
0f 40 svstems anaryzed', 39.had. unavairaÀiiitiãi
'than'rõ:¿i-ärrä'^iö'*"r* greater than"
l-0- , s4 *"i" greater
5
The probabilit¡ grearer rhan 10-s.
.of- 19-9/year ttiát-ãppããrr on îhe consequence curves
is not the orobability þ{ systen faiiures but is the probability
of the most serious
"Í:.iãeni. Thisthe
core melt times, the probability_of includes the probability of
worst type'of containment
failure tines. the prõbabil íty 'of-irrð'-iorrt wearher tirnes the
probability.thar tiie wind is'¡i;*i;; iã,u"r¿,
population density. since these raõtois are indeienáent, ? region of very high
quite proper to- murliply their pr;b;biiiti"s tog"ir.,Ë, ro obtain it is
such a sma11 value juit'as it i; ptof"r-to estimate the chance
obtainins heads s0 Lonsecutive of
(L/2)30 I fO-g.
vvu!¡Yv times'in
L¿rt.çr ¡rr flipping ããi", as
F¡ll 1976 69
ffii of each consequence as a function of the probability of occur-
tl: Tence. These results \^iere obtained by using the weâther
and -population. density characteristic of thã sixty- eight data
iir!l
sites
on which the f ir,s t 100 u. s. reactors will operate. ih" curves
for the various risks for an ind.ustry of 100 ïeactors in the
U.S. are shown in Figures 3 through '8,
70
N uclear Materials Management
is very unlikely that the worst conditions would prevail at any
given time.
Figures 9, 10, and 11 illustrate this point. In these
figures historic risk curves for a number of man-caused and natural
risks are plotted and compared to the nuclear risk curve for
fatalities and property damage. Such curves for the other conse-
quences are not shown because no reliable historical data exist
for then. There seens 1itt1e doubt., horvever, that modern techno-
logical society produces cancers and genetic effects by other
means. one obvious example is the radiation dose received by
victins of accidents as a result of X rays. There are many other
examples.
3.0 Safeguards Applricâtions of Quantitative Risk Assessment
In regard tô the nuclear polarer issues, the WASH-1400
study has stimulated the question of whether these methods can be
used to assess risks in the other parts of the fuel cycIe. There
is no reason that they could not be applied to the reprocessing
plant. For a number of reasons, horvever, f do not believe that
the safeguards risks can be quantified using these procedures.
One of the basic assumptions ín the RSS nethodology is
that failures are basically random in nature. 0f course, such
studies must recognize that some of the failures may haye depen-
dencies. The dependencies between these failures are referred to
as the "common mode failure problem" in reactor safety. Neverthe-
1ess, except for these corrections, the basic assumption of ran-
dornness is made. This assumption allows one to estimate a system
failure by an appropriate mathematical combination of the failure
rates of its parts. In the case of deliberate huinan action, âs
in inagined diversion scenarios, such an assunption is surely not
val id .
Fall 1976 71
Faced with problems of this type it is sonetimes possible
to make a useful anaiysis by assuming conservatively q9s:imistic
'exist.
values .rvhere uncertaiities In sone cases one f inds that
the risü obtained in this l{ay is sti11 smal1 enough to
"ifirãru
be acceptable. Horvever, in the safeguards case many of the prob-
abilities can be d^efendéd as being only if they are
*Incõnservative holvever,
aisigned valuei of nearly unity. this case, if one
considers the maximum consequeice to have a fairly high probability
the risks are certainly unacceptable '
From r¿hat has been said So far it rnay appear that we are
caught in a nuclear "catch 22." That isr_there is no way to con-
vince oursefves that rtIe have dealt with this problern in an accept-
able way. Horvever, I do not believe this is the case.
Reactor proÈection 65 35
ÂuxiliarY feedwater¡
86
0-8 hours after sma1l LOCÀ 5 9
8-24 houls after s¡nall LOCÀ 100
l4
0-8 hours without' offsite Pofler <l 56
l4 80
Contairunent spray lnjection 6
Contrlbuti.on (t)
Test and Hu¡ÍaD Cqumn
üqilcs
(aI
Reactor protection ?3 ,o
vapor suppresslon:
l,arge LOCÀ 100
S¡nall LOCÀ 100
E ßergency coolant injecÈlon:
Icw-pressure coolant. injection 1? 83
core- apraY tnjection 8 92 (al
ÀutodteþressurL zatLon <l 1ss
xigh-plessure coolant Lnjection l5 85
RCICS l4 86
ContaLnment leakage:
targe IÐCÀ
98
Dr¡nrcII >6 ln.2) <l
2
100
Drlnrell 1-4 tn.2) t 96
lletwell >6 in.2) <l r00
?feÈwe].l (r-4 ln.2)
S¡nall LOCÀ 100
ãigh-pressure servLce wafer:
nequired within 30 ¡¡lnutes
neáuired withín 25 hours t0
? 14
43 r[:l
.úPCBS anit CSIS punp cooling (ES9l) 100 <1 .1(aÌ
SeconåarY sontain$ent e00
73
Fall 1976
Table3P!.{RCAT,CUTJ\TEDSYSÍEMUNÀVÀII,ÀBTLITIES(22SYSTEMS)
Percentage of Systerns in
Median unavailability o, Nu¡nber of systens Each UnavailabiLiÈy Range
to-l<e.,<10-'t 5 238
¡'¡
ro-4:Qr,l .to-3 4 Ì8r ì
SQ¡l .10 -
-J 77'$(a)
t0-"
-? 10,
-r
r0-:Qrq.l0- -ì 3- ï: I
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Tabte 4 EwR CAIÆIr,ÀTED SySTEM I'NÀVÀILIBILITrES (L8 svsrEMs)
l.:
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Percentage of Systems in
Median unavailability O, Number of systens Each unavailabiríty Range
t;
.
l¡l ¡\ discusslon of Èhe J.totopac uscd ln thc study ls founil tn Appcnå,.ix VI, Background on the lsotopo grou¡rs and relc¡sc
ncch¿nls¡¡¡ ls fo.¡nil ln Àppcndlx Vtt.
þ, Inclu¿es Y.o, Rh, lle¡ Cor
lc) lncludag tlðr & Cor Ptr lar llbr l¡ir Cltr lu, llp, Zlr .
(dt À:lo$Gr Gncrgy ¡cle¡se ttte than thl¡ vatue appitcr to palt o! ttrc Þcrlo{ oves rhlch thc r¡dllo¡etlvlry fs bclng :oloascd.
the effect of lowcg energy role¡sÇ tatct on consequencês ts foun¿l ln þpenilt:c vt.
Y
(,r
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FTGURE 1
¡¡
5
3 Very Large Release P1*PgxP4
,Þ
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F
ô
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t
Very Large Release PlxPz
F.IGURE 2
A GATE
Lû$s ffi t: LffiSS TF
77
F¡ll 1976
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ri;i;j.;
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l0-r
x
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B 10-4
g
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a.
Early Fataliries, X
F5-gure 3
I Probabitiry Ðistribution f.or Early Fatalitics
LOO Reactors per year for
.g
3C¡
È
79
Fall 1976
10-1 I I I TTTTT ¡ I I tltl
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to-3
x
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"1þ tot la? lo3 ¡o{ ¡oE
Lätenl Canoer Fatalitîer per Year, X
80
N uclear Materials M¡nagement
I llt¡ll ¡ I I lll¡*
to-r f ¡rril --l
:
70.z
:
=
1g-3
---
x
lùE \
o
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B 10*¡
g
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.&
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10+
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10-6
Note:A¡tproximaleuncertai¡rtîesarecrtimatedtobercpressntectby
factors
fatiors of 7l3and 6 on conscqueRce magniluctes and by
o1 115 and 5 on Probabilíties'
81
fall1976
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6
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À
to-7 L
too ro? lf
lhyroid NoduÌe¡ per Year, X
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x
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C'
P
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E
Ë
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9-
to ba rcpresented by
ÌJote: Approximate uncertoîntiesare estimatad
'rvlv' t{"i"rr-"i.ltsand 2 on consegt¡$nce rnagnittrdus and lry factors
of 1-5 anct 5 o¡¡ Probirbilities
83
Fall 19io
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Fiqure 9 Frequency of t'tan-Car¡sed Eve¡rts Involving
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Note¡: î. Fatalìrieg dr¡o lo ôuto acc¡<rE nts ¡rro not shor.¿n boc¡uso da¡¡¡ aro not cvall¿¡t¡is
lor largo Gon3equirncf¡ ccc¡d.rnls. ãccidents cnuso alrou! 5O.OOO f¡talitie¡
pêf yåar. ^uto
lr
?. Sot ¡øêllon 6.4 îo¡ a cli¡ct¡¡¿lon ol confirJenco bôr¡ndr rrppticablo to tlro nor¡
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huclcal curvo. Soe ¡uctior¡ 5.5 tor ¡ha confi.Jsnco bot¡ncis õn ttro nucleaf curu¡.
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F¡ll 197ó
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EVENTS
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87
Fall 1976
is that most terrorists do not set out to kiLl or naim or damage
the. largest possible nunber. of people they could" nàineir-iñ-;i-
want to draw attention to.themsèlvès or their cause. Theú d.o-'
of course, :oTe yeII danaging_ things (look at rrerãn¿, ioí -.. '
example)
" I do be]ieve,we
with terrorist-problens
ánd-have õ¡ten stated, thât if faced
have a lot of thingé to worry
other than nuclear power ,lalggt-:. I further Èelieve thâtabout
will not knuckle under" ltlerll ttput in the reserves, as wesoiiety
need'
to defend ourse.l-ves, and_wi1l not give up nuclear power because
of terrorist threais" That would-not UË lggi.rf iince we would
next .have to giye up every other technology [hat a threat could
be made_ upgn and that inciudes most tächnõiogies. I do think
it nay be logical to put some effort into defend.ing ourselves
if we see a threat. devel_oping.
88
Nucle¡r M¡teriele Menegement