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Use link to verify most current RSL Version:
http://www.newbalance.com/restrictedsubstanceprogram
This Manual contains confidential information intended only for use by New Balance Athletic Shoe Inc., Its affiliates and their approved suppliers. NB RSL 7.0 (January 2012)
Dear Suppliers, New Balance Athletic Shoe Inc., its affiliates (collectively New Balance or NB) is committed to operate its business in an environmentally sustainable manner to protect the consumer, worker, environment, and the brand. The New Balance Restricted Substance List (RSL) and Manual (Manual) - Version 7.0 (January 2012) effective from April 2012, is an integral part of this commitment. The Restricted Substance List and compliance guidelines are intended to help users understand and comply with the Manual. The RSL and Manual must be shared with all suppliers (both factories producing finished products and suppliers of raw materials and components) of products used in New Balance footwear, apparel, equipment, and accessories. Each supplier is required to understand, agree to, comply with, and declare that the raw materials, component parts, chemicals, and sundries used and supplied or otherwise delivered to New Balance comply with the prohibitions, limitations and other provisions described or referred to in the RSL. The goals of New Balance RSL program are: To ensure that materials provided and methods used in manufacturing New Balance products comply with the strictest global legislation as regards to environment, health, and product safety. To prohibit or limit the use of all targeted substances in the RSL in all New Balance products To encourage its suppliers to take a proactive stance in decreasing the environmental impacts of all products supplied to New Balance by: o Ensuring materials and components are non-toxic in use and disposal, o Using materials in manufacturing products which do not involve toxic releases or damage to ecosystems, o Strive to make materials from renewable and organic resources that are recyclable or biodegradable, o Manufacture product components and materials under the best environmental conditions.
Thank you for your cooperation in ensuring that New Balance products are compliant to the RSL requirement.
Sincerely, Dave Crosier Exec V.P. Value Chain Kerry Kligermann Exec. V.P. Apparel Doug Hellyar COO Warrior Sports, Inc. Duncan Scott V.P External Product Ed Haddad V.P. Intellectual Properties Christine Madigan V.P. Corporate Responsibility
This Manual contains confidential information intended only for use by New Balance Athletic Shoe Inc., its affiliates and their approved suppliers. NB RSL 7.0 (January 2012)
TABLE OF CONTENTS
1. Corporate Requirements ...........................................................................................................5
1.1 RSL Version 7.0 Compliance Timeframe ................................................................................................................ 5 1.2 New Balance Supplier Certificate of Acknowledgement (COA) ........................................................................... 5 1.3 Responsibilities ..................................................................................................................................................... 5 1.4 Testing Requirements ........................................................................................................................................... 6
8. Environmentally Preferred Materials ............................................................................48 9. Factory Chemical Information List (CIL) .........................................................................48
Appendix 1: Certificate of Acknowledgement (COA) ............................................................................................... 49 Appendix 2A: Footwear RSL Test Request Form ..................................................................................................... 50 Appendix 2B: Apparel RSL Test Request Form ........................................................................................................ 51 Appendix 2C: Equipment RSL Test Request Form .................................................................................................... 52 Appendix 3A: Footwear - RSL Corrective Action Request (CAR) ................................................................................ 53 Appendix 3B: Apparel - RSL Corrective Action Request (CAR) -.................................................................................. 54 Appendix 3C: Equipment - RSL Corrective Action Request (CAR) ............................................................................... 55 Appendix 4: New Balance Chemical Information List (CIL) Template ......................................................................... 56
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1.3 Responsibilities
On an annual basis, the RSL and Manual will be updated by New Balance. Updates will occur on January 1st and are effective after March 31st. It is the responsibility of the supplier to review and comply with all updates to the RSL Manual. A signed COA demonstrates the supplier acknowledgement of New Balances RSL and Manual, understanding of the RSL and Manual, compliance to the RSL and Manual, and responsibilities under the RSL and Manual.
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The supplier shall also allow, or as the case may be, obtain permission for an authorized representative of New Balance to inspect, at any time during normal business hours, any premises of the factory, supplier, and/or any subcontractor where any New Balance products are developed, manufactured, or stored. The authorized representative may request samples of products or materials during such inspection. Suppliers must ensure all materials, components, and packaging materials shipped to factories for inclusion in New Balance products meet the RSL requirements. The materials must be tested according to the RSL to ensure compliance. Factories are responsible for the production of New Balance products to meet the RSL requirements. Their manufacturing process must also be free of substances banned or limited by New Balance in production as defined in the Manufacturing RSL (MRSL) found in Section 4.6. In the cases where substances are found that are banned or limited from New Balance products, the factories are held liable for all loss and damage suffered by New Balance. New Balance reserves the right to reject products and materials that may contain, or may have come in contact with substances that are banned or limited for use in either the RSL or MRSL.
This Manual contains confidential information intended only for use by New Balance Athletic Shoe Inc., its affiliates and their approved suppliers. NB RSL 7.0 (January 2012)
This Manual contains confidential information intended only for use by New Balance Athletic Shoe Inc., its affiliates and their approved suppliers. NB RSL 7.0 (January 2012)
3. Approved Laboratories
In ensuring that only high quality and safe products are produced, New Balance relies on the quality and authenticity of testing data from approved laboratories that have been audited and approved by New Balance. New Balance product groups are assigned to specific laboratories and locations for RSL testing as described below.
Product Division
Footwear Apparel & Accessories Equipment Other Categories
Laboratories
Burea Veritas S GS
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Bureau Veritas
Bureau Veritas Consumer Products Services Germany Georg-Wilhelm Str. 183, D-21107 Hamburg/ W. Hennemann - Str. 8 D-19061 Schwerin, Germany Anika Blttrich T (49) 40 74041 1307 F (49) 40 74041 1499 E anika.Blaettrich@de.bureauveritas.com Bureau Veritas Consumer Products Services (Guangzhou) Co., Ltd Block B, Mei Lin Plaza, No. 183 Shi Nan Road, Dong Chong, Panyu, Guangzhou, Guangdong Province, China Ms. Shirley Goh T (86) 20 22902088 Ext 378 F (86) 20 2290 2091 E shirley.goh@cn.bureauveritas.com Bureau Veritas Consumer Products Services (H.K.) Ltd., Taiwan Branch No.37, Zhongyang S. Rd., Sec. 2, Beitou, Taipei 112, Taiwan Ms. Angela Huang T +886-28905-241 F +886-2-2895-1958 E angela.huang@tw.bureauveritas.com chemical.inquiry@tw.bureauveritas.com Bureau Veritas Consumer Products Services (India) Pvt. Ltd 79/51 MRD Complex, Nesavalar Colony, P.N.Road, Opp.Bharath Petroleum Bunk Tirupur -641 602 Ramachandra Keerthi / Ramesh Kumar/Sumantra Paul T (91) 421- 4308 135 F (91) 421- 4308 106 E irc.keerthi@in.bureauveritas.com ramesh.kumar@in.bureauveritas.com sumantra.paul@in.bureauveritas.com Bureau Veritas Consumer Products Services Vietnam Ltd., Lot C7-C9, Conurbation 2,Cat Lai II IZ, District 2, HCMC , Vietnam Robert Lee / Henry Nguyen / Christine Le T (84) 8-37421 604~6 F (84) 8-37421 603 E henry.nguyen@vn.bureauveritas.com, Andrew.le@vn.bureauveritas.com Bureau Veritas Hong Kong Limited 1/F, Pacific Trade Centre 2 Kai Hing Road, Kowloon Bay, Kowloon, Hong Kong. Frankie Chan T (852) 2331 0756 F (852) 2331 0889 E nb.bvcpsenquiry.hkMail@hk.bureauveritas.com Bureau Veritas Consumer Products Services, Inc, USA 100 Northpointe Parkway Buffalo, New York 14228, USA Debby Dutch T Toll-free 1 800 277 3300 or (716) 505 3300 F (716) 505 3301 E Debby.Dutch@us.bureauveritas.com Bureau Veritas Consumer Products Services (India) Pvt. Ltd, F-2 & E-57, Sector-8, Noida-201301 Sumanta Kumar Swain / Ramesh Kumar T (91) 120 4768 164 F (91) 120 2424 880 E sumanta.swain@in.bureauveritas.com ramesh.kumar@in.bureauveritas.com
Bureau Veritas Consumer Products Services (Shanghai) 1/F,#5 Building, No.168 Guanghua Road, Zhuanqiao Town, Minhang, Shanghai China 201108 Mr. Roland Xue T (86)21- 2408 1906 F (86) 21- 6442 3711 / 6442 3712 E roland.xue@cn.bureauveritas.com Bureau Veritas Consumer Products Services (Pte) Ltd., Singapore Branch 11 Ubi Road 1, Meiban Industrial Building, #07-01, Singapore 408723 Ms. Suzen Chong T (65) 6283 8366 F (65) 6283 8966 E suzen.chong@sg.bureauveritas.com Bureau Veritas Consumer Products Services (India) Pvt. Ltd, AKR Tech Park, Ground floor, C Block, Survey no 112, Krishna Reddy Ind. Area, 7th Mile Hosur Road, BANGALORE 560068 Shweta Datar / Ramesh Kumar/S Balasubramanian T (91) 80 40701 651 F (91) 80 40701 655 E shweta.datar@in.bureauveritas.com ramesh.kumar@in.bureauveritas.com balasubramani.s@in.bureauveritas.com
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SGS
SGS Guangzhou 198 Kezhu Road, Scientech Park, Guangzhou Economic & Techonology Development District, Guangzhou, Guangdong, China, 510663 Jerry Chan T (86) 20 82136119 F (86) 20 82075169 E jerry.chanrc@sgs.com SGS Korea #322, The O Valley Bldg. 555-9, Hogye-dong, Dongan-gu, Anyang-si, Gyeonggi-do, Anyang, Korea, 431-080 Soowoong Jeong T (82) (0)31 460 8051 F (82) (0)31 460 8029 E soowoong.jeong@sgs.com SGS Taiwan Kaohsiung (For Footwear) No. 61, Kai-Fa Rd, Nanzih Export Processing Zone, Kaohsiung, Taiwan 81170 Janny Lin T (886) 7301 2121 ext: 4102 F (886) 7301 0867 E janny.lin@sgs.com SGS U.S.A 291 Fairfield Avenue Fairfield, New Jersey 07004 USA Nevine Noss T (973) 4617945 F (973) 5757175 E nevine.noss@sgs.com SGS Hong Kong 5/F -8/F & 28 F, Metropole Square 2 On Yiu Street, Siu Lek Yuen, Shatin N.T., Hong Kong Terenda Tong T (852) 2765 3694 F (852) 2330 4862 E Terenda.Tong@sgs.com SGS Philippine (CPSIA Only) 2 Floor Algeria Building, 2229 Chino Roces Avenue, 1231 Makati City, Philippines Ditas Rodriguez T (632) 784 9400 Ext: 827 F (632) 818 2971 E Ditas.Rodriguez@sgs.com SGS Taiwan Taipei (For Textile) 31, Wu Chyuan Road, Wuku Industrial Zone, Taipei County, Taiwan 24803 Kurt Wu T (886) 2 2299 3279 # 5220 F (886) 2 2298 4060 E kurt.wu@sgs.com SGS Vietnam (CPSIA Only) Lot III/21, 19/5A Street, Industrial Group III, Tan Binh Industrial Zone, Tay Thanh Ward, Tan Phu District, Ho Chi Minh City, Vietnam Trinh Vu T (84-8) 3816 0999 Ext: 119 F (84-8) 3816 0996 E trinh.vu@sgs.com
nd
SGS India No.4 CENZA Building, Old Mahapalipuram Road Perungudi Industrial Estate 600 096 Chennai, India. Anitha Jeyaraj T (91) 44 6669 3010 F (91) 44 2496 3099 E anitha.jeyaraj@sgs.com SGS Shanghai 4 Floor, Building 4, No. 889 Yishan Road, Xuhui District, Shanghai 200233, China Joanna Liu T (86) 21 6115 2281 F (86) 21 6495 8763 E Joanna.liu@sgs.com SGS Turkey stanbul Plaza Balar Mah. Osmanpaa Cad. No:95 E Girii, Gneli 34209 stanbul, Turkey Aye imen / Evrim Erdem T (90-212) 368 4000 F (90-212) 296 4782 E Ayse.Cimen@sgs.com / Evrim.Erdem@sgs.com PT. SGS Multi-Lab Indonesia Jl. Cilandak KKO (Commercial Estate) No. 108-C, South Jakarta Supriyanto & Ellya Santhy T (62) 21 7808 111 F (62) 21 7818 111 E supriyanto@sgs.com & ellya.santhy@sgs.com
th
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This Manual contains confidential information intended only for use by New Balance Athletic Shoe Inc., its affiliates and their approved suppliers. NB RSL 7.0 (January 2012)
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Suppliers should refer to the table to determine that their products are in compliance with the NB Maximum limits for the restricted substances listed. PLEASE PROCEED TO THE NEXT PAGES FOR THE RESTRICTIED SUBSTANCE LIST (RSL).
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Restricted Substance
Azo Dyes (Restricted 24 kinds of Azo-Amines)
No. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 CAS No. 92-67-1 92-87-5 95-69-2 91-59-8 97-56-3 99-55-8 106-47-8 615-05-4 101-77-9 91-94-1 119-90-4 119-93-7 838-88-0 120-71-8 101-14-4 101-80-4 139-65-1 95-53-4 95-80-7 137-17-7 90-04-0 60-09-3 95-68-1 87-62-7 62-53-3 Substance 4-Aminodiphenyl Benzidine 4-chloro-o-toluidine 2-naphthylamine o-aminoazotoluene 5-nitro-o-toluidine 4-chloroaniline 4-methoxy-m-phenylenediamine 4,4-methylenedianiline 3,3-dichlorobenzidine 3,3-dimethoxylbenzidine 3,3-dimethylbenzidine 4,4-methylenedi-o-toluidine 6-methoxy-m-toluidine 4,4-methylene-bis-(2-chloro-aniline) 4,4-oxydianiline 4,4-thiodianiline o-toluidine 4-methyl-m-phenylenediamine 2,4,5-trimethylaniline o-anisidine 4-aminoazobenzene 2,4-Xylidine 2,6-Xylidine Aniline (information only)
NB Maximum Limit
LAB MDL
Test Method
Textile/General: EN 14362-1:2003 Textile/Polyester: EN 14362-2:2003 20 mg/kg for each amine 5 mg/kg Leather: ISO 17234-1:2010 4-Amino-azobenzene Confirmation: Textile: 64 LFGB B 82.02-9:2006 Leather: ISO 17234-2:2011
Restricted Substance
AP & APEO
No. 1 2 3 4 CAS No. 25154-52-3 27193-28-8 9016-45-9 9002-93-1 Substance NP (Nonylphenol) OP (Octylphenol) NPEO (Nonylphenols ethoxylates) OPEO (Octylphenol ethoxylates)
NB Maximum Limit
AP:1000 mg/kg APEO: 1000 mg/kg
LAB MDL
Test Method
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Restricted Substance
Carcinogenic Dyes (7 kinds):
No. 1 2 3 4 5 6 7 CAS No. 3761-53-3 569-61-9 632-99-5 1937-37-7 2602-46-2 573-58-0 82-28-0 CAS No. 18540-29-9 No. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 CAS No. 2475-45-8 2475-46-9 3179-90-6 3860-63-7 56524-77-7/ 56524-76-6 12222-97-8 12223-01-7 61951-51-7 23355-64-8 2581-69-3 730-40-5 13301-61-6 85136-74-9 119-15-3 2832-40-8 6373-73-5 6250-23-3 12236-29-2 54824-37-2 2872-52-8 2872-48-2 3179-89-3 Substance C.I. Acid red 26 C.I. Basic Red 9 C.I. Basic Violet 14 C.I. Direct Black 38 C.I. Direct Blue 6 C.I. Direct Red 28 C.I. Disperse Orange 11 Substance Cr (VI) Substance Disperse Blue 1 Disperse Blue 3 Disperse Blue 7 Disperse Blue 26 Disperse Blue 35 Disperse Blue 102 Disperse Blue 106 Disperse Blue 124 Disperse Brown 1 Disperse Orange 1 Disperse Orange 3 Disperse Orange 37/59/76 Disperse Orange 149 Disperse Yellow 1 Disperse Yellow 3 Disperse Yellow 9 Disperse Yellow 23 Disperse Yellow 39 Disperse Yellow 49 Disperse Red 1 Disperse Red 11 Disperse Red 17
NB Maximum Limit
LAB MDL
Test Method
1 mg/L
DIN 54231:2005
Chromium (VI)
Not Detected 3 mg/kg EN ISO 17075:2007
1 mg/L
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Restricted Substance
Dimethyl Fumarate (DMFU)
CAS No. 624-49-7 No. 1 2 3 4 5 6 7 No. 1 2 3 4 5 6 7 8 9 CAS No. 7440-36-0 7440-38-2 7439-92-1 7440-50-8 7440-47-3 7439-97-6 7440-43-9 CAS No. 85535-84-4 115-96-8 59536-65-1 32534-81-9 32536-52-0 1163-19-5 126-72-7 5412-25-9 545-55-1 Substance Dimethyl Fumarate Substance Antimony Arsenic Lead Copper Chromium Mercury Cadmium Substance Short Chain Chlorinated Paraffins (SCCP) (C10-C13) Tris(2-chloroethyl)phosphate (TCEP) Polybromobiphenyls (PBB) Pentabromodiphenyl ether (PentaBDE) Octabromodiphenyl ether (OctaBDE) Decabromodiphenyl ether (DecaBDE) Tris-(2,3,-dibromopropyl)-phosphate (TRIS) Bis (2,3-dibromopropyl)phosphate (BIS) Tris(1-aziridinyl)phosphine oxide) (TEPA)
NB Maximum Limit
Prohibited
LAB MDL
0.1mg/kg
Test Method
Extract with Organic solvent, and analysis by GCMS.
Extraction with synthetic perspiration solution according to EN ISO 105 E04, determination by ICP-MS or AAS.
Flame Retardants
1000 mg/kg 50 mg/kg Hexane extraction and analysis by GC-MS or LCMS.
1000 mg/kg Toluene/Methanol extraction and analysis by GCMS or LC-MS. 5 mg/kg Not Detected Methanol extraction and analysis by GC-MS or LCMS. KOH or NaOH digestion followed by GC-MS headspace analysis for Ethyleneimine .
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Restricted Substance
Formaldehyde
CAS No. 50-00-0 Substance Formaldehyde
NB Maximum Limit
Children (0-12 years): 20 mg/kg Adult: 75 mg/kg
LAB MDL
Test Method
Textile: ISO 14184-1:2011 (Free & Hydrolyzed formaldehyde)
Formaldehyde Release
CAS No. 50-00-0 Substance Formaldehyde 80 mg/kg 10 mg/kg EN 717-3:1996 Wood-based panels Formaldehyde Release.
Nickel Release
CAS No. Substance Qualitative test according to PD CR 12471:2006 Screening of Nickel Release. For positive results, confirmation according to: Nickel release: EN 1811:1998 +A1:2008 Abrasion of coated items: EN 12472:2006.
7440-02-0
Nickel
Organotin Compounds
No. 1 2 3 4 5 CAS No. 56573-85-4 668-34-8 1002-53-5 2273-43-0 3648-18-8 Substance Tributyltin (TBT) Triphenyltin (TPhT) Dibutlytin (DBT) Monobutyltin (MBT) Dioctyltin (DOT) Sum of TBT & TPhT: 0.5 mg/kg 1.0 mg/kg 1.0 mg/kg 1000 mg/kg 0.02 mg/kg for each Modification on ISO 17353:2004: Ethanol extraction, derivitization and analysis by GC-MS.
Odour Test
SNV 195 651 Criteria: Grade 1 - Odorless Grade 2 - Light Odor Grade 3 - Noticeable Grade 4 - Intense Grade 5 - Intolerable
Grade 2
N.A.
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Restricted Substance
PAHs (18 Kinds)
No. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 No. 1 2 CAS No. 83-32-9 208-96-8 120-12-7 56-55-3 50-32-8 205-99-2 191-24-2 207-08-9 218-01-9 53-70-3 206-44-0 86-73-7 193-39-5 91-20-3 85-01-8 129-00-0 192-97-2 205-82-3 CAS No. 87-86-5 25167-83-3 Substance Acenaphthene Acenaphthylene Anthracene Benzo[a]anthracene Benzo[a]pyrene (BaP) Benzo[b]fluoranthene Benzo[ghi]perylene Benzo[k]fluoranthene Chrysene Dibenz[a,h]anthracene Fluoranthene Fluorene Indeno[1,2,3-cd]pyrene Naphthalene Phenanthrene Pyrene Benzo[e]pyrene Benzo[j]fluoranthene Substance Pentachlorophenol (PCP) Tetrachlorophenol (TeCP)
NB Maximum Limit
LAB MDL
Test Method
Phenols (Chlorinated)
5 mg/kg Sum of all isomers: 5 mg/kg 1 mg/kg LFGB 64 BVL B 82.02.08:2001, Analysis by GCMS.
PFOS/PFOA
No. 1 2 CAS No. 2795-39-3 68141-02-6 Substance Perfluorooctane sulphonate (PFOS) Perfluorooctanoic acid (PFOA) 1 g/m for each 1 g/m Methanol extraction, Analysis by LC-MS.
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Restricted Substance
Pesticides (34 kinds)
No. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 CAS No. 94-75-7 93-76-5 93-72-1 116-06-3 309-00-2 57-74-9 6164-98-3 72-54-8 72-55-9 50-29-3 115-32-2 60-57-1 115-29-7 33213-65-9 72-20-8 76-44-8 1024-57-3 118-74-1 608-73-1 465-73-6 4234-79-1 143-50-0 58-89-9 121-75-5 72-43-5 298-00-0 2385-85-5 56-38-2 72-56-0 82-68-8 8001-50-1 297-78-9 57648-21-2 8001-35-2 Substance 2,4-Dichlorophenoxyacetic acid and its 2,4,5-Trichlorophenoxyacetic acid and 2-(2,4,5-trichlorophenoxy) propionic Aldicarb Aldri Chlordane Chlordimeorm Dichloro-diphenyl-dichloro ethane Dichloro-diphenyl-dichloro ethylene Dichloro-diphenyl-trichloro ethane Dicofol Dieldrin Endosulfan, Endosulfan, Endrin Heptachlor Heptachlor epoxide Hexachlorobenzene Hexachlorocyclohexane (HCH, all isomers) Isodrin Kelevane Kepone (Chlordecone) Lindane Malathion Methoxychlor Methyl parathion Mirex Parathion Perthane Quintozene Strobane (Terpene polychlorinates) Telodrin Timiperone (DTTB) Toxaphene
NB Maximum Limit
LAB MDL
Test Method
Prohibited
0.5 mg/kg
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Restricted Substance
Phthalates (11 kinds)
No. 1 2 3 4 5 6 7 8 CAS No. 28553-12-0 117-81-7 117-84-0 26761-40-0 85-68-7 84-74-2 84-69-5 84-75-3 Substance Di-isononyl phthalate (DINP) Di(ethylhexyl) phthalate (DEHP) Di-n-octyl phthalate (DNOP) Di-iso-decyl phthalate (DIDP) Butyl benzyl phthalate (BBP) Dibutyl phthalate (DBP) Di-n-hexyl phthalate (DnHP) Diisobutyl phthalate(DIBP) 1,2-Benzenedicarboxylic acid, di-C7-11-branched and linear alkyl esters (DHNUP) 1,2-Benzenedicarboxylic acid, di-C6-8-branched alkyl esters, C7-rich (DIHP) Bis(2-methoxyethyl) phthalate (DMEP) Substance
NB Maximum Limit
LAB MDL
Test Method
Sum of 11 kinds Phthalates: CPSC-CH-C1001-09.3 GC-MS Children (0-12 years): 500 mg/kg Adults: 1000 mg/kg 50 mg/kg for each Confirmation by using HPLC-MS.
68515-42-4
10 11
PVC
Negative/Positive Prohibited 10% for FTIR Test Infrared Analysis Spectroscopy (IR). Beilsteins test Chlorine Detection. (Positive results request FTIR tests.)
9002-86-2
Polyvinyl chloride
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Restricted Substance
Volatile Organic Compounds (VOC)
No. 1 2 3 4 5 6 7 8 9 CAS No. Substance 71-43-2 Benzene 108-95-2 Phenol 108-88-3 Toluene 79-01-6 Trichloroethylene 127-18-4 Tetrachloroethylene 75-09-2 Dichloromethane 68-12-2 Dimethyl formamide (DMF) 50-00-0 Formaldehyde Tetrachloroethane: 630-20-6 79-34-5 Xylene: 1,1,1,2-Tetrachloroethane 1,1,2,2- Tetrachloroethane
NB Maximum Limit
LAB MDL
Test Method
10
95-47-6 o-xylene 108-38-3 m-xylene 106-42-3 p-xylene Cresol (Methylphenole) 95-48-7 108-39-4 106-44-5 CAS No. o-cresol m-cresol p-cresol Substance Component 1: C39H23ClCrN7O12S2Na Component 2: C46H30CrN10O20S23Na
11
5 mg/kg 10 mg/kg 1000 mg/kg 1000 mg/kg 1000 mg/kg 1000 mg/kg 1000 mg/kg 1000 mg/kg 1000 mg/kg 1000 mg/kg 1000 mg/kg 1000 mg/kg 1000 mg/kg 1000 mg/kg 1000 mg/kg 1000 mg/kg 1000 mg/kg 1000 mg/kg 1000 mg/kg
5 mg/kg
Headspace GC-MS
Blue Colorant
118685-33-9 Not Allocated Prohibited 10 mg/kg Methanol extraction and LC-MS analysis.
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Restricted Substance
N-Nitrosamines (9 kinds)
No. 1 2 3 4 5 6 7 8 9 CAS No. 62-75-9 55-18-5 621-64-7 924-16-3 100-75-4 930-55-2 59-89-2 614-00-6 612-64-6 Substance N-Nitrosodimethylamine N-Nitrosodiethylamine N-Nitrosodipropylamine N-Nitrosodibutylamine N-Nitrosopiperidine N-Nitrosopyrrolidine N-Nitrosomorpholine N-Nitroso-N-methylaniline N-Nitroso-N-ethylaniline
NB Maximum Limit
LAB MDL
Test Method
GB/T 24153-2009
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Not Detected
1 % for each
Microscopic examination; minimum magnification 1-250, polarized light filter attached; ratio of fiber length to diameter is at least 3:1
Bisphenol A
Sum of Group 1 & 2: 5 g/kg 0.1 g/kg per item listed for each Dioxin and Furan US EPA 8290
Sum: 1 g/kg
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Restricted Substance
Dioxins & Furans
No. 5 CAS No. 107555-93-1 no CAS #'s available Substance 1,2,3,4,7,8-Hexabromodibenzo-p-dioxin 1,2,3,7,8,9-Hexabromodibenzo-p-dioxin 1,2,3,6,7,8-Hexabromodibenzo-p-dioxin 1,2,3,7,8-Pentabromodibenzofuran Substance Sulphur hexafluoride - SF6 HFC-23 - CHF3 HFC-32 - CH2F2 HFC-41 - CH3F HFC-43-10mee - C5H2F10 HFC-125 - C2HF5 HFC-134 - C2H2F4 HFC-134a - CH2FCF3 HFC-152a - C2H4F2 HFC-143 - C2H3F3 HFC-143a - C2H3F3 HFC-227ea - C3HF7 HFC-236cb - CH2FCF2CF3 HFC-236ea - CHF2CHFCF3 HFC-236fa - C3H2F6 HFC-245ca - C3H3F5 HFC-245fa - CHF2CH2CF3 HFC-365mfc - CF3CH2CF2CH3 Perfluoromethane - CF4 Perfluoroethane - C2F6 Perfluoropropane - C3F8 Perfluorobutane - C4F10 Perfluoropentane - C5F12 Perfluorohaxane - C6F14 Perfluorocyclobutane - c-C4F8
NB Maximum Limit
LAB MDL
Test Method
Hydroflourocarbons (HFCs):
Not Detected
0.1 mg/kg
Headspace GC-MS
Perfluorocarbons (PFCs):
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NB Maximum Limit
LAB MDL
Test Method
Total content: Microwave digestion with nitric acid, analysis by ICPMS. Cr (VI) verification: Alkaline mixtures digestion and analysis by UV-VIS spectrophotometer. Extract with Organic solvent, and analysis by GC-MS.
0.1 mg/kg
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4.5 New Balance RS Requirements for Electronic and Electrical Equipment (EEE)
EEE components are defined as any component that is dependent on electric current or electromagnetic fields to function properly. EEE components must meet the limits of this section; however, all other non-EEE components must meet the complete NB Corporate RSL limits.
CAS #
7439-92-1 7440-43-9 7439-97-6 7440-47-3 NA
Restricted Substance
Lead Cadmium Mercury Chromium (VI) PBDE / PBBS
NB Maximum Limit
1000 mg/kg 100 mg/kg 1000 mg/kg 1000 mg/kg 1000 mg/kg
LAB MDL
100 mg/kg 10 mg/kg 100 mg/kg 100 mg/kg 100 mg/kg
Test Method
IEC 62321, Ed.1, 2008 IEC 62321, Ed.1, 2008 IEC 62321, Ed.1, 2008 IEC 62321, Ed.1, 2008 IEC 62321, Ed.1, 2008
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This Manual contains confidential information intended only for use by New Balance Athletic Shoe Inc., its affiliates and their approved suppliers. NB RSL 7.0 (January 2012)
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CA S #
1319-77-3 108-39-4 95-48-7 106-44-5 68-12-2 50-00-0 75-09-2 108-95-2 127-18-4 71-55-6 108-88-3 1330-20-7 67-66-3 79-00-5 75-35-4 110-54-3 872-50-4 71-43-2 84-74-2 100-41-4 Various 25154-52-3 27193-28-8 9016-45-9 9002-93-1 111-15-9 109-86-4 110-80-5 107-06-2 111-96-6
New Balance Manufacture Restricted Substances List (MRSL) Group A Restricted Substance Synonyms
Cresol m-Cresol o-Cresol p-Cresol Dimethyl formamide Formaldehyde Dichloromethane Phenol Tetrachloroethylene 1,1,1-trichloroethane Toluene Xylene all isomers Trichloromethane (67-66-3) 1,1,2-Trichloroethane 1,1-Dichloroethylene n-hexane n-methyl pyrrolidone Benzene Di-n-butyl Phthalates DBP Ethylbenzene Trichlorobenzene - all isomers Nonylphenol Octylphenol Nonylphenols ethoxylates Octylphenol ethoxylates 2-Ethyoxyethyl acetate 2-Methoxyethanol 2-Ethoxyethanol 1,2-Dichloroethane Bis(2-methoxyethyl) ether Cresylic Acid
DMF Formic aldehyde DCM Carbolic acid, phenyl alcohol, phenyl hydroxide Perchloroethylene, PERC 1,1,1 TCA, methyl chloroform Methylbenzene o,m,p-xylene Chloroform Vinyl trichloride 1,1-dichloroethene Hexane NMP, 1-methyl-2-pyrrolidinone Benzol, phenyl hydride Phthalic Acid etc. Phenylethane TCB NP OP NPEO OPEO 2-EEA Ethylene Glycol Monomethyl Ether; EGME Ethylene Glycol Monoethyl Ether; EGEE Ethylene chloride Diglyme
Solvent or cleanser Solvent cleanser, anti-shrinkage resin, mold inhibitor Solvent or cleanser Solvent in primers, adhesives and resins for nylon and plastic Solvent or cleansers Solvent or Cleansers Solvent in primers, adhesives, paints and inks Solvent in primers, adhesives, paints and inks Solvent or cleanser Solvent or cleanser Solvent or cleanser Solvent or cleanser Solvent or cleanser Solvent or cleanser Plasticizers, solvents Solvent or cleanser Solvent or cleanser Detergents, Softener, Dispersant, Degreaser, Plasticizer Detergents, Softener, Dispersant, Degreaser, Plasticizer Detergents, Softener, Dispersant, Degreaser, Plasticizer Detergents, Softener, Dispersant, Degreaser, Plasticizer Solvent in Chemicals / paints / lacquers / vanishes Solvent in Chemicals / Inks / Paints Solvent in Chemicals / Inks / Paints Solvents in Cleaner, adhesives, paints and coating Solvent in sealant and adhesives, paints and coatings
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CA S #
111-76-2 101-14-4 127-19-5 67-68-5 584-84-9 91-08-7 79-01-6
New Balance Manufacture Restricted Substances List (MRSL) Group B Restricted Substance Synonyms
Ethylene glycol monobutyl ether 4,4-methylenebis (2-chloraniline) N,N-Dimethylacetamide Dimethyl sulfoxide 2,4-Toluene diisocyanate 2,6-Toluene diisocyanate Trichloroethylene EGBE/Butyl cellusolve MOCA DMAC DMSO TDI TCE
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Ozone Depleting Substances should NOT be used in any process and manufacturing due to their strong destroy of the ozone layer, which may cause the significant threaten of human and environment. CA S # Restricted Substance Synonyms
Chlorofluorocarbon-11 (CFC-11) Chlorofluorocarbon-12 (CFC-12) Chlorofluorocarbon-13 (CFC-13) Chlorofluorocarbon-111 (CFC-111) Chlorofluorocarbon-112 (CFC-112) Chlorofluorocarbon-113 (CFC-113) Chlorofluorocarbon-114 (CFC-114) Chlorofluorocarbon-115 (CFC-115) Chlorofluorocarbon-211 (CFC-211) Chlorofluorocarbon-212 (CFC-212) Chlorofluorocarbon-213 (CFC-213) Chlorofluorocarbon-214 (CFC-214) Chlorofluorocarbon-215 (CFC-215) Chlorofluorocarbon-216 (CFC-216) Chlorofluorocarbon-217 (CFC-217) Carbon Tetrachloride (Tetrachloromethane) Halon-1211 Halon-1301 Halon-2402 Methyl Bromide Methyl Chloroform (1,1,1-Trichloroethane) Hydrochlorofluorocarbon-21 (HCFC-21) Hydrochlorofluorocarbon-22 (HCFC-22) Hydrochlorofluorocarbon-31 (HCFC-31) Hydrochlorofluorocarbon-121 (HCFC-121) Hydrochlorofluorocarbon-122 (HCFC-122) Hydrochlorofluorocarbon-123 (HCFC-123) Hydrochlorofluorocarbon-124 (HCFC-124) Hydrochlorofluorocarbon-131 (HCFC-131) Hydrochlorofluorocarbon-132 (HCFC-132) Hydrochlorofluorocarbon-133 (HCFC-133) Hydrochlorofluorocarbon-141 (HCFC-141) Hydrochlorofluorocarbon-142 (HCFC-142) Hydrochlorofluorocarbon-221 (HCFC-221) Hydrochlorofluorocarbon-222 (HCFC-222) Hydrochlorofluorocarbon-223 (HCFC-223) Hydrochlorofluorocarbon-224 (HCFC-224) Hydrochlorofluorocarbon-225 (HCFC-225) Hydrochlorofluorocarbon-226 (HCFC-226) Hydrochlorofluorocarbon-231 (HCFC-231) Hydrochlorofluorocarbon-232 (HCFC-232) Hydrochlorofluorocarbon-233 (HCFC-233) Hydrochlorofluorocarbon-234 (HCFC-234) Hydrochlorofluorocarbon-235 (HCFC-235) Hydrochlorofluorocarbon-241 (HCFC-241) Hydrochlorofluorocarbon-242 (HCFC-242) Hydrochlorofluorocarbon-243 (HCFC-243) Hydrochlorofluorocarbon-244 (HCFC-244) Hydrochlorofluorocarbon-251 (HCFC-251) Hydrochlorofluorocarbon-252 (HCFC-252) Hydrochlorofluorocarbon-253 (HCFC-253) Hydrochlorofluorocarbon-261 (HCFC-261) Hydrochlorofluorocarbon-262 (HCFC-262) Hydrochlorofluorocarbon-271 (HCFC-271))
Various
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4.7 CPSIA
In August 2008, the US Congress enacted the Consumer Product Safety Improvement Act (CPSIA), which requires manufacturers of domestic and imported childrens products to test and certify their products to ensure they meet specific product safety requirements. New Balance has established an internal program to assure CPSIA compliance. Suppliers are responsible to ensure their materials/products provided to New Balance are in compliance with the CPSIA.
4.8 REACH
The European Chemical Legislation REACH (Registration, Evaluation, Authorization and Restriction of Chemical substances) has been in force since 1st of June 2007. It repeals and replaces Directive 76/769/EEC with effect from 1 June 2009. Its Annex XVII replaces Annex I to Directive 76/769/EEC and SVHC (Substances of Very High Concern) have been identified and included in the Annex XIV (the list of substances subject to authorization). The objective of REACH is to ensure a high level of safety for human health and the environment. The communication requirements of REACH ensure that not only manufacturers and importers but also their customers, i.e. downstream users and distributors, have the information they need to use products safely. Suppliers are responsible to continuously review the updates of Annex XIV, Annex XVII and SVHC candidates list to make sure that all the materials/products provided to New Balance are in compliance with the REACH requirements. Please refer to below link to access the REACH information http://ec.europa.eu/environment/chemicals/reach/reach_intro.htm New Balance may randomly initiate SVHC (Substances of Very High Concern) tests in materials and finished products.
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Nanotechnology Materials Due to the uncertainty of risk associated with using nanomaterials, the New Balance Product Compliance team will continue to monitor the developments of consumer safety and impacts to the environment regarding the use of nanomaterials. Nanomaterials are 10 times smaller than the diameter of a human hair (one nanometer is one-billionth of a meter). Recommendation 2011/696/EU defines nanomaterials as: A natural, incidental or manufactured material containing particles, in an unbound state or as an aggregate or as an agglomerate and where, for 50 % or more of the particles in the number size distribution, one or more external dimensions is in the size range 1 nm - 100 nm. In specific cases and where warranted by concerns for the environment, health, safety or competitiveness the number size distribution threshold of 50 % may be replaced by a threshold between 1 and 50 %. By derogation from the above, fullerenes, graphene flakes and single wall carbon nanotubes with one or more external dimensions below 1 nm should be considered as nanomaterials.
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Core Test: Mandatory Test for applicable material types; Optional Test: Suppliers are encouraged to test these items when applicable.
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1. AZO Dyes (*1) 2. Chromium VI (*2) 3. CONEG (TPCH) Heavy Metals 4. Total Heavy Metals 5. Disperse Dyes (*1) 6. Formaldehyde 7. AP & APEO 8. Nickel Release (*2) 9. Organotins 10. PCP & TeCP 11. Phthalates 12. PAHs 13. VOC (*2) 14. PVC (*2) 15. Flame Retardants 16. PFOS/PFOA (*2) 17. N-Nitrosamines Material Sample size requirement Full Shoe Testing
(*3) (*3)
(*4)
(*4)
20-30 g/ 2 pieces A4
20-30 g/ 2 pieces A4
20-30 g/ 3 pieces A4
30 g/ 100ml
30 g/ 100ml
Remark: Core Test Optional Test *1. White and transparent materials exempted. *2. Composite testing is not allowed. *3. For rubber material only. *4. For solvent-based only. *5. For material package, test item of each involved components should be considered. *6. For the chemicals consist of only solvents (e.g. cleanser), just test for VOC.
Note: Based on the NB RSL approved testing laboratories, testing cost for each requirement has been established (provided by your RS Contacts).
Suppliers acknowledge agreement and responsibility for payment for each package test required by filling out the New Balance Test Request Form (Appendix 2A).
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5.1 Guidelines for Submitting Samples for New Balance Initiated Quarterly RSL Test
This guideline is intended to simplify the RSL process for sample requirements, prompt and complete RSL test results, data analysis and scorecard generation for suppliers and efficiency in promoting materials for production in the New Balance 20/20 system.
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This Manual contains confidential information intended only for use by New Balance Athletic Shoe Inc., its affiliates and their approved suppliers. NB RSL 7.0 (January 2012)
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The form must be submitted to New Balance for approval before any retesting is done. Part of the requirement for an approved CAR is that materials will be picked up again for random testing at any stage of production to verify that the supplier is able to sustain all corrective actions documented in the CAR. The supplier is responsible for the cost of this random test. Suppliers are required to fill out a CAR for any item that fails the RSL. New Balance Footwear RSL Testing Flow:
Send test reports to supplier and factory
Yes
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Suppliers are responsible for cost of the quarterly routine RSL test. Test reports are valid for one year.
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Optional Test: Suppliers are encouraged to test these items when applicable.
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(*3) (*3)
20-30 g/ 2 pieces A4
(*4)
Note: Based on the NB RSL approved testing laboratories, testing cost for each requirement has been established (provided by your RS Contacts).
Suppliers acknowledge agreement and responsibility for payment for each package test required by filling out the New Balance Test Request Form (Appendix 2B).
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Suppliers in this category are responsible for arranging and following up on audits for RSL compliance. All follow-up corrective action plans are the responsibility of the suppliers. New Balance reserves the right to inspect anytime during business hours as it sees fit.
Refers to suppliers audited and approved for RSL compliance. The audit is conducted by the RSL team or their assigned agents. This Manual contains confidential information intended only for use by New Balance Athletic Shoe Inc., its affiliates and their approved suppliers. NB RSL 7.0 (January 2012)
40
YEARLY Yearly testing will begin each time the RSL is updated typically in January. At the release of the updated RSL, suppliers will have until the end of February to complete the base color yearly testing requirements. Samples sent for testing must be accompanied by an Apparel Test Request Form (Appendix 2B). In the event of failures a Corrective Action Request CAR (Appendix 3B) must be submitted following the CAR process.
Base colors are those from which other colors used in the manufacturing process are derived. The number of colors and tests may vary by supplier. All additives used must be RSL compliant. Testing must be conducted at NB approved testing laboratories and to NB determined standards and test methods.
SEASONAL Each season, materials described as dark and white will need to be tested. As well, the RSL team will review color palette and determine high risk colors that will need testing for both prints and finished products. Samples sent for testing must be accompanied by an Apparel Test Request Form (Appendix 2B). In the event of failures a Corrective Action Request CAR (Appendix 3B) must be submitted following the CAR process. The suppliers are responsible for providing samples in a timely manner to ensure testing is complete before full production.
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Other Sources 2
SEASONAL All items from suppliers classified for RSL as Other Sources will need to be tested for RSL compliance in all color ways. Testing must be completed at the approved NB laboratories and to NB standards before full production. Samples sent for testing must be accompanied by an Apparel Test Request Form (Appendix 2B). In the event of failures a Corrective Action Request CAR (Appendix 3B) must be submitted following the CAR process.
Refers to suppliers not yet audited and approved for RSL compliance. This Manual contains confidential information intended only for use by New Balance Athletic Shoe Inc., its affiliates and their approved suppliers. NB RSL 7.0 (January 2012)
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Common Material types for Equipment that may be tested include but not limited to: Leather Coated leather Synthetic leather Polymer Rigid Plastic (PP, ABS, EPP, PE, Carbon Fiber etc.) Flexible Plastics (EVA, Foam, Rubber, TPU, etc.) Textile Synthetic Natural Blends Ink, paint, pigment, print Chemicals (Cleanser, Cement, etc.) Metals Wood/Cork Packaging material; including but not limited to tissue, insert, hangtag, box, label, carton etc. (tested to New Balance Packaging RSL limits and restrictions)
Core Test: Mandatory Test for applicable material types; Optional Test: Suppliers are encouraged to test these items when applicable.
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Synthetic
Natural
Blends
Metals
1. AZO Dyes (*1) 2. Chromium VI (*2) 3. CONEG (TPCH) Heavy Metals 4. Total Heavy Metals 5. Disperse Dyes (*1) 6. Formaldehyde 7.Formaldehyde release 8. AP & APEO 9. Nickel Release (*2) 10. Organotins 11. PCP & TeCP 12. Phthalates 13. PAHs 14. VOC (*2) 15. PVC (*2) 16. PFOS/PFOA (*2) 17. N-Nitrosamines Material Sample size requirement
(*3)
(*4)
(*4)
(*3)
20-30 g/ 2 pieces A4 10 g/ 1 pieces A4
20-30 g/ 2 pieces A4
20-30 g/ 3 pieces A4
30 g/ 100ml
30 g/ 100ml
10 g/ 5 pieces
65 g
10 g/ 2 pieces A4
Finished Product Testing 2 pieces or 1 set of finished product Remark: Core Test Optional Test *1. White and transparent materials exempted. *2. Composite testing is not allowed. *3. For rubber material only. *4. For solvent-based only. *5. For the chemicals consist of only solvents (e.g. cleanser), just test for VOC.
Note: Based on the NB RSL approved testing laboratories, testing cost for each requirement has been established (provided by your RS Contacts).
Suppliers acknowledge agreement and responsibility for payment for each package test required by filling out the New Balance Test Request Form (Appendix 2C).
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PASS
Go to Production
Stop Production
CAR initiated
Sample Retested
PASS
Go to Production
SEASONAL
All dark/white colors materials High Risk colors materials/prints/finished products identified by NB RSL team
Suppliers in this category are responsible for arranging and following up on audits for RSL compliance. All follow-up corrective action plans are the responsibility of the suppliers. New Balance reserves the right to inspect anytime during business hours as it sees fit.
Refers to suppliers audited and approved for RSL compliance. The audit is conducted by the RSL team or their assigned agents. This Manual contains confidential information intended only for use by New Balance Athletic Shoe Inc., its affiliates and their approved suppliers. NB RSL 7.0 (January 2012)
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YEARLY Yearly testing will begin each time the RSL is updated typically in January. At the release of the updated RSL, suppliers will have until the end of February to complete the base color yearly testing requirements. Samples sent for testing must be accompanied by an Equipment Test Request Form (Appendix 2C). In the event of failures a Corrective Action Request CAR (Appendix 3C) must be submitted following the CAR process. Suppliers are responsible for the cost of this test. Test reports are valid for one year. Base colors are those from which other colors used in the manufacturing process are derived. The number of colors and tests may vary by suppliers. All additives used must be RSL compliant. Testing must be conducted at NB approved testing laboratories and to NB determined standards and test methods. New Balance reserves the right to conduct random audits during production. Items that do not meet the RSL requirements during these audits will not be allowed to ship. New Balance will be responsible for payments for these audits except where it is necessitated by a corrective action.
SEASONAL Each season, materials described as dark and white will need to be tested. As well, the RSL team will review color palette and determine high risk colors that will need testing for both prints and finished products. Samples sent for testing must be accompanied by an Equipment Test Request Form (Appendix 2C). In the event of failures a Corrective Action Request CAR (Appendix 3C) must be submitted following the CAR process. Suppliers are responsible for the cost of this test. Test reports are valid for one year. The Suppliers are responsible for providing samples in a timely manner to ensure testing is complete before full production. New Balance reserves the right to conduct random audits during production. Items that do not meet the RSL requirements during these audits will not be allowed to ship. New Balance will be responsible for payments for these audits except where it is necessitated by a corrective action.
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Other Sources 4
Send samples to approved NB Labs with TRF
FAIL
SEASONAL
PASS
Go to Production
All colors for materials Stop Production All colors for paint/ink/ pigments/embellishments including additives CAR initiated Sample Retested
PASS
Go to Production
SEASON All items from suppliers classified for RSL as Other Sources will need to be tested for RSL compliance in all colorways. Testing must be completed at the approved NB laboratories and to NB standards before full production. Samples sent for testing must be accompanied by an Equipment Test Request Form (Appendix 2C). In the event of failures a Corrective Action Request CAR (Appendix 3C) must be submitted following the CAR process. Suppliers are responsible for the cost of this test. Test reports are valid for one year. New Balance reserves the right to conduct random audits during production. Items that do not meet the RSL requirements during these audits will not be allowed to ship. New Balance will be responsible for payments for these audits except where it is necessitated by a corrective action.
Refers to suppliers not yet audited and approved for RSL compliance. This Manual contains confidential information intended only for use by New Balance Athletic Shoe Inc., its affiliates and their approved suppliers. NB RSL 7.0 (January 2012)
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This Manual contains confidential information intended only for use by New Balance Athletic Shoe Inc., its affiliates and their approved suppliers. NB RSL 7.0 (January 2012)
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Send to:
RS Program Manager New Balance Athletic Shoe Inc. 190 Merrimack Street Lawrence, MA 01843
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APPLICANT INFORMATION
Company Name: Address Fax Company Name: Address Fax Material Name_Color Key Material Description Material Supplier (if different from the applicant) Style No. Age Group Comment Contact Person Telephone No. Email
BILLING INFORMATION
Contact Person Telephone No. Email
SAMPLE INFORMATION
Quarter/Season Color(s) Material Type Adults Country of Origin Children (0-12 years old)
TESTING INFORMATION
Test Sample: Test Category: Leather Coated Leather Synthetic Leather (PU) Polymer (EVA, TPU, Rubber, Foam, Latex, Thermo sole, etc.) Natural Textile Synthetic Textile Blending Textile Ink,paint, pigment and print Chemicals (Primer, Cement, shoe cream etc.) Metal Paperboard Packaging Material Material Package Full Shoe Others, please specify the material type:________________ ___________________________ Sample Preparation Guidelines: Collect production quality sample Each sample must fulfill the minimum sample size requirement Place individual sample in plastic bag with secure tie Label the NB MAT NO. on the sample Fill out the NB Test Request Form completely, including NB MAT NO. Each sample must be sent together with this TRF to the RSL designated Lab. Regular (5 working days) Express (Surcharge: 40%) (3 working days) Super-express (Surcharge 100 150%) (1 working day) Composite Test Quarterly Test Random Audit Test Sample Type: CAR Test Upper Sole CPSIA Others REACH Sample Size Requirement (Min.) 20-30 g/ 2 pieces A4 Supplier Internal
Test Request All Core Tests Or Selected Tests: Azo Dyes AP & APEO Carcinogenic Dyes Chromium (VI) Disperse Dyes Extractable Heavy Metals Formaldehyde Heavy Metals for packaging Nickel Release Organotin PAH Phthalates PCP/TeCP PFOS/PFOA PVC Screening Total Heavy Metals VOC N-Nitrosamines Flame Retardants
20-30 g/ 3 pieces A4
30 g/ 100ml 30 g/ 100ml 10 g/ 5 pieces 20 g/ 2 pieces A4 10 g/ 2 pieces A4 20-30 g/ 3 pieces A4 Adult: 2 pairs of shoes + Raw materials; Children: 3 pairs of shoes + Raw materials.
Service Required:
SUPPLIER SIGNATURE AND COMPANY STAMP: DATE: This Manual contains confidential information intended only for use by New Balance Athletic Shoe Inc, its affiliates and their approved suppliers.
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APPLICANT INFORMATION
Company Name: Address Fax Company Name: Address Fax Description Name_Color ID Composition Country of Origin Age Group Comment Contact Person Telephone No. Email
BILLING INFORMATION
Contact Person Telephone No. Email
SAMPLE INFORMATION
Quarter/Season Color(s) Article No. Factory & Contact Adults Children (0-12 years old)
TESTING INFORMATION
Test Sample: Test Category: Composite Test Quarterly/Seasonal Test Random Audit Test CAR Test All Core Tests Or Selected Tests: Azo Dyes AP & APEO Chromium (VI) Carcinogenic Dyes Disperse Dyes Extractable Heavy Metals Formaldehyde Heavy Metals for packaging Nickel Release Organotin PAH Phthalates PCP/TeCP PFOS/PFOA PVC Screening Total Heavy Metals VOC N-Nitrosamines Flame Retardants 20-30 g/ 2 pieces A4 Supplier Internal CPSIA REACH
Test Group (Please select the material Type) Leather Coated Leather Synthetic Leather (PU) Polymer (Rubber, Foam, Latex, Plastic etc.) Natural Textile Synthetic Textile Blending Textile Printing/Coating Chemicals (Cleanser, Cement, etc.) Metals Packaging Material
Test Request
20-30 g/ 3 pieces A4
Finished Products
Others, please specify the material type: ___________________________ Sample Preparation Guidelines:
Collect production quality sample Each sample must fulfill the minimum sample size requirement Place individual sample in plastic bag with secure tie Label the NB MAT NO. on the sample Fill out the NB Test Request Form completely, including NB MAT NO. Each sample must be sent together with this TRF to the RSL designated Lab. Regular (5 working days) Express (Surcharge: 40%) (3 working days) Super-express (Surcharge 100 150%) (1 working day)
Service Required:
SUPPLIER SIGNATURE AND COMPANY STAMP: DATE: This Manual contains confidential information intended only for use by New Balance Athletic Shoe Inc, its affiliates and their approved suppliers.
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APPLICANT INFORMATION
Company Name: Address Fax Company Name: Address Fax Sample Description Ref Code Material Supplier (if different from the applicant) Product/Style No. Sample Order Age Group Comment Raw Material Adults Finished Product Children (0-12 years old) Contact Person Telephone No. Email
BILLING INFORMATION
Contact Person Telephone No. Email
SAMPLE INFORMATION
Color(s) Material Type Country of Origin Warrior Purchase PO# Retest (previous report no. )
TESTING INFORMATION
Test Sample: Test Category: Leather Coated Leather Synthetic Leather (PU) Polymer - Rigid Plastic (PP, ABS, EPP, PE, Carbon Fiber, etc.) Polymer Flexible Plastic (Foam, Rubber, TPU, EVA, etc.) Natural Textiles Synthetic Textiles Blending Textiles Ink, paint, pigment and print Chemicals (Primer, Cement, Cleanser, etc.) Metal Wood/Cork Packaging Material Finished Product Others, please specify the material type: Sample Preparation Guidelines: Collect production quality sample Each sample must fulfill the minimum sample size requirement Place individual sample in plastic bag with secure tie Label the NB MAT NO. on the sample Fill out the NB Test Request Form completely, including NB MAT NO. Each sample must be sent together with this TRF to the RSL designated Lab. Regular (5 working days) Express (Surcharge: 40%) (3 working days) Super-express (Surcharge 100 150%) (1 working day) Composite Test Quarterly/Seasonal Test Random Audit Test CAR Test Test Request All Core Tests Or Selected Tests: Azo Dyes AP & APEO Chromium (VI) Carcinogenic Dyes Disperse Dyes Extractable Heavy Metals Formaldehyde Heavy Metals for packaging Nickel Release Organotin PAH Phthalates PCP/TeCP PFOS/PFOA PVC Screening Total Heavy Metals VOC N-Nitrosamines 20-30 g/ 2 pieces A4 Supplier Internal CPSIA REACH Sample Size Requirement (Min.) Test Group (Please select the material type)
20-30 g/ 3 pieces A4
30 g/ 100ml 30 g/ 100ml 10 g/ 5 pieces 20 g/ 2 pieces A4 10 g/ 2 pieces A4 20-30 g/ 3 pieces A4 2 pieces or 1 set of finished products
Service Required:
SUPPLIER SIGNATURE AND COMPANY STAMP: DATE: This Manual contains confidential information intended only for use by New Balance Athletic Shoe Inc, its affiliates and their approved suppliers.
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Test Report #:
Failure Number:
NB RSL Limit:
CAS#:
Material/Component/Product description:
What is your action plan & timetable to correct this problem (include all actions that will be implemented for production to prevent failures in the future. What is the chemical replacement or production process change to ensure NB RSL compliance)?
Who will be responsible to manage the action plan and communicate back to New Balance?
Signature:
Date:
Submit form for approval to your designated RS contact person. (See the contact info. on the Page 11 of NB RSL and Manual-Version 7)
By signing this document, the supplier acknowledges that their material/component and/or product have been found to be non-compliant with the NB RSL. Also, if approved to retest after implementation of corrective action, the supplier will be responsible for the cost of the audit test to ensure that the corrective action is being sustained.
This Manual contains confidential information intended only for use by New Balance Athletic Shoe Inc, its affiliates and their approved suppliers.
53
Test Report #:
Failure Number:
NB RSL Limit:
CAS#:
Material/Component/Product description:
Why is this chemical used in your process? Were you aware that this chemical was in the RSL? What is your action plan & timetable to correct this problem (include all actions that will be implemented for production to prevent failures in the future. What is the chemical replacement or production process change to ensure NB RSL compliance)?
Who will be responsible to manage the action plan and communicate back to New Balance?
Signature:
Date:
Submit form for approval to your designated RS contact person. (See the contact info. on the Page 11 of NB RSL and Manual-Version 7)
By signing this document, the supplier acknowledges that their material/component and/or product have been found to be non-compliant with the NB RSL. Also, if approved to retest after implementation of corrective action, the supplier will be responsible for the cost of the audit test to ensure that the corrective action is being sustained.
This Manual contains confidential information intended only for use by New Balance Athletic Shoe Inc, its affiliates and their approved suppliers.
54
Test Report #:
Failure Number:
NB RSL Limit:
CAS#:
Material/Component/Product description:
Why is this chemical used in your process? Were you aware that this chemical was in the RSL? What is your action plan & timetable to correct this problem (include all actions that will be implemented for production to prevent failures in the future. What is the chemical replacement or production process change to ensure NB RSL compliance)?
Who will be responsible to manage the action plan and communicate back to New Balance?
Signature:
Date:
Submit form for approval to your designated RS contact person. (See the contact info. on the Page 11 of NB RSL and Manual-Version 7)
By signing this document, the supplier acknowledges that their material/component and/or product have been found to be non-compliant with the NB RSL. Also, if approved to retest after implementation of corrective action, the supplier will be responsible for the cost of the audit test to ensure that the corrective action is being sustained.
This Manual contains confidential information intended only for use by New Balance Athletic Shoe Inc, its affiliates and their approved suppliers.
55
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CONFIDENTIAL