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Iljxuh 4< Wkh sdudphwhuv + dqg +2 duh fdoohg qrgdo glvsodfhphqwv dqg wkh sdudphwhuv ) dqg )2 duh fdoohg qrgdo urwdwlrqv1 Wkh qrghv duh ghqrwhg e| qxpehuv dqg 21 Lqwur0 gxfwlrq ri vroxwlrq 41447 lqwr wkh deryh erxqgdu| frqglwlrqv uhvxowv lq wkh iroorzlqj vhw ri dojheudlf htxdwlrqv olqhdu zlwk uhvshfw wr wkh frqvwdqwv   6 5 6 5 65 + f f f  : 9 : 9 f :9 9 f2 f : 9 2 : ' 9 )+ : +41449, 8 7  8 7 +2 8 7 , S 2 , , 2 , f e )+2 2 , Lwv vroxwlrq |lhogv 5 6 5  f 9 2 : 9 f : 9 9 7  8 ' 7 , S 2 e 2 , wkh lqwhjudwlrq frqvwdqwv  1 63 5 6 5 S E2+ n , )+  2+2 n , )+2  f f + ,  9 2 9 : f f : 2 E +  2, )+ n +2  , )+2  : 9 )+ : ' 9 9 , 2 8 7 8 , , + 7 2 )+  2  , f )+2 + 6 : : : 8

+4144:,

Diwhu lqwurgxfwlrq ri Ht1 4144: lqwr wkh htxdwlrq ri wkh gh hfwhg olqh 41447 rqh pd| jhw lw lq wkh iroorzlqj irup1 % %   2   &  2   & 5 5 5 5 5 n2 + n n , )+ +E5  '  2 , , , , , %   %     &   & 2 2 5 5 5 5 n 2 n +2 n  , )+2 , , , , ' iM E5 jA i+j zkhuh= ;  2   5 A  , n 2 ,5 A  ; < A A  A    2     A M A A A A 5 5 A n ,5 , ? @ A ? ,  2 ,  M2 ,     iM E5 j ' ' 2 M A A A 5 5 A A  2 > A A = ,  A  ,  Me , A   A 2 A A =  ,5 n ,5 ,
 

+4144;, < A A A A A A A A @ A A A A A A A A >

+4144<,

PDWKHPDWLFDO PRGHO RI VKDIWV


; + A A ? )+ i+ j ' +2 A A = )+2 < A A @ A A >

74

+41453,

Ixqfwlrqv M c M2 c M c Me +vhh Ht1 4144<, duh nqrzq dv Khuplwh fxelfv ru vkdsh ixqf0 wlrqv1 Wkh pdwul{ i+j frqwdlqv wkh qrgdo frruglqdwhv1 Dv lw fdq eh vhhq iurp Ht1 4144; wkh gh hfwhg olqh ri wkh qlwh hohphqw lv dvvhpeohg ri whupv zklfk duh olqhdu zlwk uhvshfw wr wkh qrgdo frruglqdwhv1 Li wkh qlwh hohphqw shuirupv prwlrq zlwk uhvshfw wr wkh vwdwlrqdu| v|vwhp ri frruglqdwhv %+5 / lw lv dvvxphg wkdw wkh prwlrq lq wkh sodqh +5 fdq eh dssur{lpdwhg e| wkh iroorzlqj htxdwlrq1 +E5c | ' iM E5 jA i+ E|j +41454,

Dv rqh fdq vhh iurp wkh htxdwlrq 41454/ wkh g|qdplf gh hfwlrq olqh lv dssur{lpdwhg e| wkh vwdwlf gh hfwlrq olqh1 Lw vkrxog eh qrwhg wkdw wklv dvvxpswlrq lv dffhswdeoh rqo| li wkh frqvlghuhg hohphqw lv uhdvrqdeo| vkruw1 Wkh iroorzlqj pdwkhpdwlfdo pdqlsxodwlrqv duh dlphg wr uhsodfh wkh frqwlqxhv pdwkhpdwlfdo prgho ri wkh hohphqw frqvlghuhg . a Y e +E5c | Y 2 +E5c |  4 'f  Y5 e Y|2 +41455,

e| lwv glvfuhhw uhsuhvhqwdwlrq dorqj wkh qrgdo frruglqdwhv d6 o i+  E|j n d& o i+ E|j ' f +41456,

Lq wkh deryh htxdwlrqv 4 vwdqgv iru wkh xqlw pdvv ri wkh qlwh hohphqw dqg d6 o dqg d& o vwdqgv iru wkh lqhuwld dqg vwlqhvv pdwul{ uhvshfwlyho|1 Wkhvh wzr pdwulfhv duh jrlqj wr eh ghyhorshg iurp wkh wzr iroorzlqj fulwhulrqv= 41 Wkh nlqhwlf hqhuj| vwruhg lq wkh frqwlqxhv sk|vlfdo prgho ri wkh qlwh hohphqw pxvw eh htxdo wr wkh nlqhwlf hqhuj| vwruhg lq lwv glvfuhhw sk|vlfdo prgho1 51 Wkh srwhqwldo hqhuj| vwruhg lq wkh frqwlqxhv sk|vlfdo prgho ri wkh qlwh hohphqw pxvw eh htxdo wr wkh srwhqwldo hqhuj| vwruhg lq lwv glvfuhhw sk|vlfdo prgho1 Wkh nlqhwlf hqhuj| vwruhg lq wkh frqwlqxhv sk|vlfdo prgho ri wkh qlwh hohphqw

PDWKHPDWLFDO PRGHO RI VKDIWV


lv A ' ' ' ' 2  ] , Y+E5c | 4 _5 2 f  Y|    ] , Y+E5c | Y+E5c | 4 _5 2 f  Y| Y| ]   ,  4 i+  E|jA iM E5 j iM E5 jA i+  E|j _5 2 f  ] ,  A A iM E5 j iM E5 j _5 i+  E|j i+  E|j 4 2 f 3 5 2 M M2 , M M M ] , 2 2 E 9 M2 M , M2 , M2 M , 9 i+  E|jA E 4 2 C  7 M M M M2 , M 2 f 2 Me M , Me M2 , Me M ,

75

'

6 4 M Me , 2 : F M2 Me , : _5 F i+  E|j M Me , 8 D 2 2 Me , +41457,

Lw lv hdv| wr vhh wkdw wkh odvw urz ri Ht1 41457 uhsuhvhqwv nlqhwlf hqhuj| ixqfwlrq ri wkh glvfuhhw sk|vlfdo prgho dorqj wkh qrgdo frruglqdwhv + )+ +2 )+2 zlwk wkh iroorzlqj pdwul{ ri lqhuwld1 6 2 M M M , M M M M , 2 e   ] , 2 2 2 : 9 M2 M , M2 , M2 M , M2 Me , 9 : _5 ' 4 2 7 M M M M2 , M M Me , 8 f 2 2 2 Me M , Me M2 , Me M , Me , 5 6 b  e2f , D 2f , .f 2 : 2 9 , , ,  , 2f  fD  e2f  ef  : ' 4 , 9 b 7 8 ,  .f e2f  D 2f , 2 2  e2f ,  ef ,  2f , fD , 5 6 b  e2f , D 2f , .f 2 : 2 9 ,  ef , : 2f fD , e2f , ' 6 9 b 7 8 ,  .f e2f  D 2f , 2 2  e2f ,  ef ,  2f , fD , 5

4

+41458,

Lq wkh odvw irupxod 6 vwdqgv iru pdvv ri wkh qlwh hohphqw1 Wr wdnh dgydqwdjh ri wkh vhfrqg fulwhulrq ohw xv surgxfh h{suhvvlrq iru wkh

PDWKHPDWLFDO PRGHO RI VKDIWV

76

srwhqwldo hqhuj| ixqfwlrq iru wkh frqwlqxhv sk|vlfdo prgho ri wkh qlwh hohphqw1  2 2 ] , Y +E5c | T ' . a _5 2 f Y5 2  2  2  ] , Y +E5c | Y +E5c | _5 ' . a 2 f Y5 2 Y5 2 $   2  # 2 A ] , _ M E 5  _ M E 5  ' . a i+ E|jA i+ E|j _5 2 f _5 2 _5 2 %  2 A & ] ,  2 _ M E 5  _ M E 5  ' i+ E|jA . a _5 i+ E|j 2 _5 2 _5 2 f 3 5   2       6 4 M M M2 , M M M Me , ] , 9 M  M  , EM  2 ,2 M  M  , M  M  ,2 : F AE 2 2 e  : _5 F i+ E|j E 9 2  ' i+ E|j C. a 2      7 M M 2 M M2 , EM 2 M Me , 8 D f     2    2 Me M , Me M2 , Me M , EMe 2 , +41459, Dv rqh fdq vhh iurp Ht1 41459/ wr ixooo wkh vhfrqg fulwhulrq/ wkh vwlqhvv pdwul{ dorqj wkh qrgdo frruglqdwhv + )+ +2 )+2 pxvw eh dv iroorzv1 5   2 M ] , 9 M  M  , 9 2  ' . a 7 M M f   Me M , 5 2 S, 2 . a 9 e, 9 S, ' , 7 2 S, 2 S, 2,
    M M2 , M M  2 2   EM2  , M2 M ,    M M2 , EM 2   2   Me M2 , Me M , 6 2 S, 2 : S, 2, : 2 S, 8 2 S, e,   M Me ,   2 M2 Me ,   M Me ,  2 EMe 2 ,

6 : : _5 8

!

+4145:,

Khqfh/ wkh pdwkhpdwlfdo prgho ri wkh hohphqw frqvlghuhg fdq eh zulwwhq dv  n ! ) ' ++ 4 )  A +4145;,

Wkh yhfwru + uhsuhvhqwv wkh lqwhudfwlrq irufhv ehwzhhq wkh qhljkerukrrg hohphqwv1 ++ ' -+ -)+ -+2 -)+2 +4145<,

Lq h{dfwo| wkh vdph pdqqhu rqh fdq fuhdwh pdwkhpdwlfdo prgho iru wkh qh{w wr wkh uljkw kdqgh vlgh hohphqw ri wkh vkdiw/ vd| hohphqw  1 4 )  n ! ) ' ++ +41463,

PDWKHPDWLFDO PRGHO RI VKDIWV


zkhuh= 5 9 4 ' 6 9 7
D 2f , b .f  e2f , 2f , 2 fD , e2f , 2  ef , b .f e2f , D  2f ,

77

!

2 S, 2 S, 2 2 : 9 .  9 S, e, S, 2, : ' 7 2 S, 2 S, 8 ,  2 2 S, 2, S, e, ) ' ++ '   + )+ + 2 )+ 2 A A

6  e2f , 2 :  ef , :  2f , 8 2 fD , 6 +41464,

+41465, +41466,

-+ -)+ -+ 2 -)+ 2

Wkhvh wzr htxdwlrqv ri prwlrq +4145; 41463, dvvrfldwhg zlwk wkh wzr hohphqwv  dqg  pd| eh mrlqw rqh wr wkh rwkhu wr fuhdwh rqh pdwkhpdwlfdo prgho uhsuhvhqwlqj erwk hohphqwv1 Ghwdlov ri wklv surfhvv ri frpsrvlwlrq ri wkh pdwkhpdwlfdo prgho lv jlyhq lq fkdswhu 5 +sdjh <8,1 Lq wkh fdvh frqvlghuhg khuh/ wkh frpsdwlelolw| +frqwlqxlw| dqg htxloleulxp, frqglwlrqv ehwzhhq wkh wzr hohphqwv  dqg  fruuhvsrqg wr wkh ohiw kdqg vlgh qrgh ri wkh hohphqw  dqg wkh uljkw kdqg vlgh qrgh ri wkh hohphqw  1 Iru wkhvh qrghv wkh frqwlqxlw| frqglwlrqv wdnh irup       +2 + + +41467, ' ' )+2 )+ )+ dqg wkh htxloleulxp frqglwlrqv duh       -+2 -+ f n ' -)+2 -)+ f Wkh| uhvxowv lq wkh iroorzlqj pdwkhpdwlfdo prgho ri wkh mrlqw hohphqwv1  n ! ) ' ++ 4 ) zkhuh= 5 9 9 9 4 ' 9 9 9 7 6 : : : : : : 8 +41469,

+41468,

D 6 2f , 6 b .f 6  e2f , 6

f f

2f , 6 2 fD , 6 e2f , 6 2  ef , 6

f f

 e2f , 6 f f 2  ef , 6 f f b E 6 n 6  E  , 6 n , 6  6        D 2f .f  e2f , 6 2 2 2  ef , 6 2f E, 6 n, 6  fD E, 6 n , 6  e2f , 6 b  2f , 6 .f 6 e2f , 6 D 6 2 2  e2f , 6  ef , 6  2f , 6 fD , 6

b .f 6 e2f , 6

PDWKHPDWLFDO PRGHO RI VKDIWV

78

+4146:, 5
 2 .,   S .,2  S .,2  e .,  2 .,   S .,2  S .,2  2 .,

9 9     9 .  .  .  .   .  .  .  9 2b .  S 2E n  SE  n S  2 2 2  2 , 9 , , , , , , ,2    ! ' 9 .  .  .  .  .  .  .  .                 9 S 2 2 SE  n  eE n   S 2 2 2 2 , , , , , , , , 9 9 .  .  .  .  9 f f 2  S  2  S  2 2 , , , ,  7 .  .  .  .  f f S ,2 2 , S ,2 e ,


   

f f

f f

6 : : : : : : : : : : 8

+4146;, ) ' + '   + )+ + )+ + 2 )+ 2 -+ -)+ f f -+ 2 -)+ 2 A A +4146<, +41473,

Uhshwlwlrq ri wkh ghvfulehg surfhgxuh wr doo hohphqwv ri wkh vkdiw uhvxowv lq wkh pdwkhpdwlfdo prgho ri wkh vkdiw lq wkh sodqh +5 1 4K ) K n!K )K ' f +41474,

Li wkh vkdiw lv v|pphwulf/ lwv prwlrq lq wkh sodqh %5 dqg +5 lv jryhuqhg e| htxdwlrq wkdw fdq eh frpsrvhg ri wkh ghulyhg pdwulfhv 4K dqg !K 1 4 n ! ' f zkhuh 4'   !'   +41476, +41475,

4K f f 4K

!K f f !K

A ' % c )% c % c )% c % c )% c + )+ c + )+

+41477,

Jhrphwulfdo lqwhusuhwdwlrq ri wkh qrgdo frruglqdwhv dsshdulqj lq wkh Ht1 41477 lv jlyhq lq Ilj1 531Wkh frruglqdwhv % c )% c + c )+ duh dvvrfldwhg zlwk qrghv zklfk duh orfdwhg dw wkh hqgv ri wkh qlwh hohphqwv1 Lqwurgxfwlrq ri wkh h{whuqdo irufhv Vlqfh wkh qlwh hohphqw lv frqvlghuhg hodvwlf/ wkh wuhdwphqw ri wkh h{whuqdo irufhv suhvhqwhg lq wkh suhylrxv vhfwlrq fdq qrw eh dssolhg1 Lq wklv fdvh rqh kdv wr wdnh dgydqwdjh ri wkh sulqflsoh ri wkh yluwxdo zrun1 Lw vd|v wkdw wkh yluwxdo zrun surgxfhg e| d irufh 6 +vhh Ilj1 54, rq wkh glvsodfhphqw

PDWKHPDWLFDO PRGHO RI VKDIWV


element 1 Oi z node 1 x node i x i yi xi yi y Iljxuh 53 node N element i element N-1

79

ai 1 yi1

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yi1
li y
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+ lv htxdo wr wkh yluwxdo zrun surgxfhg e| d vhw ri irufhv dorqj wkh frruglqdwhv + )+ +2 )+2  Khqfh < ; + A A A A @ ? )+ +41478, Y` ' 8  + E@ c | ' i8 c  c 82 c 2 j +2 A A A A = > )+2 Exw dffruglqj wr 41454 ;  2   @ @ A  n 2 A , , A A  A    2     A A @ @  A n @ , ? ,  2 , , A  2   +E@ c | ' iM E@ j i+ E|j ' A @ @ A  2 A , ,  A  A  2   A A A   =  @ , n @ , ,
 

<A A A A A ; A A A A + A @ A ? )+ A A A A +2 A = A )+2 A A A A >

< A A @ A A >

+41479,

PDWKHPDWLFDO PRGHO RI VKDIWV


;    2 @ @ A  n 2 A , , A  A   A  2     A A @ @  A n @ , ? ,  2 , ,  2   Y` ' 8  A   A @ 2 @ A , ,  A   A     A 2 A @ A  =  @ , n , ,
 

7:

Lqwurgxfwlrq ri wkh deryh h{suhvvlrq lqwr wkh h{suhvvlrq iru wkh yluwxdo zrun |lhogv <A A A A A A A A A @ A A A A A A A A > ; + A A ? )+ +2 A A = )+2 < A A @ A A >

+4147:,

Khqfh/ wkh yhfwru ri irufhv dorqj wkh qrgdo frruglqdwhv lv ;  2   @ @ A A A   ,  n 2 ,  ; < A A    2   A 8 A A A @ @  A A A , n @ ? @ ? ,  2 , ,   2   ' 8  82 A A A   A A A @ 2 @ > = A , ,  A   2 A  2   A A A   = n @  @ , , ,
 

< A A A A A A A A @ A A A A A A A A >

+4147;,

Wklv irufhv kdyh wr eh lqwurgxfhg lqwr wkh htxdwlrq ri prwlrq 41475 4 n ! ' 6r n 6E| +4147<,

zkhuh/ vlploduo| dv ehiruh/ 6r vwdqgv iru wkh vwdwlf irufhv dqg 6E| vwdqgv iru wkh h{flwdwlrq irufhv1 41515 Prghoolqj ri uhvlgxdo shupdqhqw gh hfwlrq Wkh pdwkhpdwlfdo prgho 4143; zdv ghyhorshg dvvxplqj wkdw wkh fhqwuhv ri furvv0 vhfwlrq ri wkh vkdiw  frlqflgh ruljlqv  ri doo wkh orfdo v|vwhpv ri frruglqdwhv %- +- 5- +vhh Ilj1 55d,1 Gxh wr wkh pdqxidfwxulqj dffxudf| dqg wkh wkhupdo wuhdw0 phqw/ wkh vkdiw lv shupdqhqwo| gh hfwhg dv lw lv vkrzq lq Ilj1 55e1 Wklv gh hfwlrq fdq eh ghwhuplqhg e| wzr yhfwruv @% dqg @+ 1 6 1 1 1  : 9  9 @% : @% ' 9 : 7 k% 8 1 1 1 5 6 1 1 1  : 9  9 @+ : @+ ' 9 : 7 k+ 8 1 1 1 5

+41483,

Wr lqfoxgh wklv shupdqhqw gh hfwlrq ri wkh vkdiw lq lwv pdwkhpdwlfdo prgho ohw xv ghwhuplqh irufhv wkdw fdxvh wklv gh hfwlrqv dorqj wkh orfdo v|vwhpv ri frruglqdwhv %- +- 5- 1 Dffruglqj wr Ht1 41<;/ wkhvh irufhv duh dv iroorzv 6@%- ' !K @% 6@+- ' !K @+ +41484,

PDWKHPDWLFDO PRGHO RI VKDIWV


O Ci Oi z

7;

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PDWKHPDWLFDO PRGHO RI VKDIWV

7<

Wkhvh irufhv urwdwh zlwk wkh vkdiw zlwk wkh dqjxodu yhorflw| l1 Khqfh/ wkhlu frp0 srqhqwv dorqj wkh vwdwlrqdu| v|vwhp ri frruglqdwhv %+5 / dffruglqj wr Ilj1 56 duh dv iroorzv       6@% 6@%- ULt l|  6@+- t? l| !K @% ULt l|  !K @+ t? l| 6@ E| ' ' ' 6@%- t? l| n 6@+- ULt l| !K @+ ULt l| n !K @% t? l| 6@+ 5 6 1 1 1 : 9 +41485, ' 7 8@? ULtEl| n )@?  8 1 1 1 Wkh deryh yhfwru uhsuhvhqwv h{flwdwlrq irufh gxh wr wkh uhvlgxdo shupdqhqw gh hfwlrq dqg kdv wr eh lqfoxghg lq wkh pdwkhpdwlfdo prgho 4143;1 4 n ! ' 6@ E| +41486,

Lq wkh frqvlghudwlrq deryh/ wkh qxpehu ri frruglqdwhv wkh shupdqhqw gh hfwlrq zdv ghwhuplqhg dorqj zdv htxdo wr qxpehu ri frruglqdwhv dgrswhg iru wkh pdwkhpdwlfdo prgho1 Qrw dozd|v wklv uhtxluhphqw lv ixoo1 Wkhuhiruh ohw xv qrz frqvlghu fdvh zkhq wkh shupdqhqw gh hfwlrq ri d vkdiw jlyhq e| pdwkhpdwlfdo prgho 4143;  4K f f 4K   )   n  !K f f !K
-

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f f

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lv ghwhuplqhg dorqj vrph ri wkh frruglqdwhv frruglqdwhv1 


-

dqg )- ri wkh urwdwlqj v|vwhp ri   +41488,

'

-@ -o

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Ohw -@ dqg )-@ eh wkhvh frruglqdwhv wkh shupdqhqw gh hfwlrq lv ghwhuplqhg dorqj1 E| @% dqg @+ ohw xv ghqrwh yhfwruv ri wkh shupdqhqw gh hfwlrq lq sodqh %- 5 dqg +- 5 ri wkh urwdwlqj v|vwhp ri frruglqdwhv uhvshfwlyho| +vhh Ilj 55,1 Wkh htxlydohqw vhw ri irufhv 6@%- / zklfk fdxvhv wkh gh hfwlrq lq wkh sodqh %- 5 / kdv irup  6@- ' 6%-@ f  +41489,

Wkh yhfwru 6%-@ kdv wr ixoo wkh iroorzlqj uhodwlrqvkls=  !K@@ !K@o !Ko@ !Koo  @%
-o

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6%-@ f

 +4148:,

zklfk lv htxlydohqw wr

PDWKHPDWLFDO PRGHO RI VKDIWV

83

!K@@ @% n !K@o !Ko@ @% n !Koo Vhfrqg htxdwlrq |lhogv


-o

-o -o

' 6%-@ ' f

+4148;,

' !3 Koo E!Ko@ @% 

+4148<,

Lqwurgxfwlrq ri htxdwlrq 4148< lqwr wkh uvw htxdwlrq ri wkh v|vwhp 4148; surgxfhv wkh zdqwhg h{suhvvlrq iru 6%-@
6%-@ ' !K@@ @% n !K@o E!3 Koo E!Ko@ @% 

+41493,

Vlploduo|/ wkh htxlydohqw yhfwru ri irufhv lq sodqh +- 5 lv   6+-@ 6@+- ' f zkhuh
6+-@ ' !K@@ @+ n !K@o E!3 Koo E!Ko@ @+ 

+41494,

+41495,

Htxlydohqw yhfwru ri irufhv dorqj wkh vwdwlrqdu| v|vwhp ri frruglqdwhv/ dffruglqj wr Ht1 41485 lv     6@% 6@%- ULt l|  6@+- t? l| +41496, 6@ E| ' ' 6@+ 6@%- t? l| n 6@+- ULt l| 41516 Prghoolqj ri uhvlgxdo xqedodqfh Lq wkh deryh prghoolqj zh kdyh dvvxphg wkdw wkh fhqwuh ri judylw| ri hdfk vhfwlrq C frlqflghv d{lv ri urwdwlrq ri wkh vkdiw  dqg sulqflsdo d{hv ri hdfk vhfwlrq frlqflgh d{hv ri urwdwlrq1 Wklv dvvxpswlrq lv qhyhu vwulfwo| ixooohg1 Wkh uhvlgxdo xqedodqfh

Gi Oi xi yi x

xi yi

Iljxuh 57 ri hdfk urwru vhfwlrq / dffruglqj wr wkh frqvlghudwlrq fduulhg rxw vhfwlrq 416 ri wkh

PDWKHPDWLFDO PRGHO RI VKDIWV

84

fkdswhu 4/ dorqj frruglqdwhv % c )% c + c )+ +vhh Ilj1 57,/ uhvxowv lq yhfwru ri h{whuqdo h{flwdwlrq 6 7 ULtEl| n )7  9 ( ULtEl| n )(  :  : ' l2 9 7 7 t?El| n )7  8  ( t?El| n )(  5

6L

+41497,

Khqfh/ yhfwru ri h{flwdwlrq ri wkh zkroh vkdiw lv ri wkh iroorzlqj irup 5 6   9 7 ULtEl| n )7  :  9 : 5 6 9 ( ULtEl| n )(  :    : 9 : ' l2 7 8L? ULtEl| n )L  8   6L E| ' l2 9 ? 9 : 9 7 t?El| n )7 :    : 9 7 ( t?El| n )(  8   

+41498,

Dgglqj wklv yhfwru wr wkh pdwkhpdwlfdo prgho 41486 rqh fdq prgli| wkhvh htxdwlrqv wr wkh iroorzlqj irup 4 n ! ' 6@ E| n 6L E| 41517 Lqwhudfwlrq irufhv +41499,

O Mx i

Oi

x
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x y

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Iljxuh 58 Li wkh vkdiw lv wr eh frqqhfwhg dorqj d qxpehu ri frruglqdwhv zlwk rwkhu hoh0 phqwv ru irxqgdwlrq +vhh Ilj1 58,/ rqh kdyh wr lqwurgxfh lqwhudfwlrq irufhv zklfk dfw rq wkh vkdiw1 Li wkh lqwhudfwlrq irufhv duh ghqrwhg e| +/ wkh jryhuqlqj htxdwlrqv wdnh wkh iroorzlqj irup 4 n ! ' + n 6@ E| n 6L E| n 6C

PDWKHPDWLFDO PRGHO RI VKDIWV


O Oi bxi byi x y yi
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85

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Wkh odvw wzr whupv uhsuhvhqw wkh h{whuqdo h{flwdwlrq fdxvhg e| prwlrq ri wkh vxssruwv  1 41519 Frqvwudlqwv lpsrvhg e| uljlg erglhv Dffruglqj wr wkh dgrswhg dvvxpswlrqv/ prwlrq ri wkh hohphqwv dorqj wkh d{lv 5 lv qhjohfwhg dqg urwdwlrq derxw d{lv 5 lv dvvxphg wr eh nqrzq1 Wkhuhiruh/ d uljlg erg| kdv lq wkh sodqh %5 wzr ghjuhh ri iuhhgrp dqg lq wkh sodqh +5 kdv dqrwkhu wzr ghjuhh ri iuhhgrp1 H1j11 frruglqdwhv +o dqg )o xqltxho| ghwhuplqh srvlwlrq ri wkh uljlg erg| lq wkh +o 5 sodqh ri wkh urwdwlqj v|vwhp ri frruglqdwhv %o +o 5 +vhh Ilj1 5:,1 Khqfh/ li rqh fkrrvh wkhp dv wkh lqghshqghqw frruglqdwhv/ srvlwlrq ri wkh erg| dorqj wkh frruglqdwhv +o2 c )o2 c +o c )o c +oe c )oe fdq eh h{suhvvhg dv ixqfwlrqv ri +o dqg )o / glphqvlrqv ri wkh erg| ,23 c , c  dqg sdudphwhuv uh hfwlqj wkh dffxudf| ri lwv pdqxidfwxulqj ko+  +o2 )o2 +o )o +oe )oe ' ' ' ' ' ' +o n ,23 )o )o +o2 n , )o n ,2 E)o  ko+  ' +o n E,23 n , n ,2 )o n E,2 ko+ )o  ko+ +o n ,e3 E)o  ko+  ' +o n E,23 n , n ,2 n ,e3 )o n E,2  ,e3 ko+ +414:;, )o  ko+

PDWKHPDWLFDO PRGHO RI VKDIWV


x 1 2 3 4 yr3 y 4 r z y yr xr x xr z

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6 : : : : : : 8 +414:<,

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wkh frqvwudlqwv dorqj wkh vwdwlrqdu| v|vwhp ri frruglqdwhv %+5 duh
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88

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Wkh deryh uhodwlrqvklsv shuplw wkh ghshqgdqw frruglqdwhv wr eh holplqdwhg iurp wkh pdwkhpdwlfdo prgho ri wkh urwru1 Wr gr lw ohw xv dvvxph wkdw wkh pdwkhpdwlfdo prgho ri wkh urwru ehiruh wkh frqvwudlqwv duh lqwurgxfhg fdq eh dgrswhg dv iroorzv              4 f  U f  ! f +% 6% +414;7, n n ' n ++ 6+ f 4 )  f U )  f ! ) zkhuh= 5 6 4__ 4_ 4_o 4 ' 7 4_ 4 4o 8 ( 4o_ 4o 4oo 5 '7
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Lq wkh irupxodh deryh/ wkh vxevfulswv _/ / dqg o fruuhvsrqg wr wkh ghshqgdqw/ lqghshqghqw dqg uhpdlqlqj frruglqdwhv uhvshfwlyho|1 Wkh srwhqwldo hqhuj| ixqfwlrq iru wkh urwru lv= 5 65 6 ! ! ! __ _ _o _   A A A 7 ! T ' E _ _ ! !o 8 7  8 n  o 2 !o_ !_ !oo o 5 65 6 ! ! ! ) __ _ _o _  A  A )A 7 ! ) +414;9, n )_ _ ! !o 8 7 ) 8 o !o_ !_ !oo )o Lqwurgxfwlrq ri Ht1 414;6 lqwr 414;9 doorzv wr holplqdwh wkh ghshqghqw frruglqdwhv iurp wkh h{suhvvlrq ri wkh srwhqwldo hqhuj| ixqfwlrq1

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89

  @A !__ @_ n @A !_ n !_ @_ n ! c @A &_o n !o  _ _ _ n T ' !o_ @_ n !o c !oo o   A   A  A  @_ !__ @_ n @A ) A _ !_ n !_ @_ n ! c @_ !_o n !o )o n n ) !o_ @_ n!o c !oo )o A A A nE A  E@_ !__ @_% n!_ @_%  n ) E@_ !__ @_+ n!_ @_+ n A n A o E!o_ @_%  n )o E!o_ @_+  ULt l|n A A A nE A  E@_ !__ @_+ n!_ @_+  n ) E@_ !__ @_% n!_ @_% n A  A o E!o_ @_+  n )o E!o_ @_%  t? l| +414;:,
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Vlploduo|/ wkh nlqhwlf hqhuj| ri wkh qrw frqvwudlqhg urwru lv 5 65 6 4__ 4_ 4_o _   A A 7 4 . ' E A _ 4 4o 8 7   8 n o _  2 4o_ 4_ 4oo o 5 65 6 4 4 4 )  __ _ _o _   A A ) A 7 4  o   8 n ) _ ) _ 4 4o 8 7 ) 4o_ 4_ 4oo ) o Glhuhqwldwlrq ri wkh frqvwudlqwv 414;6 |lhogv  _ ' @_    @_% l t? l|  @_+ l ULt l| )  _ ' @_ )   n @_% l ULt l|  @_+ l t? l|

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Lqwurgxfwlrq ri wkh deryh frqvwudlqwv lqwr wkh h{suhvvlrq iru wkh nlqhwlf hqhuj| ixqf0 wlrq uhvxowv lq wkh iroorzlqj nlqhwlf hqhuj| ixqfwlrq ri wkh frqvwudlqhg urwru1   @A 4__ @_ n@A 4_ n4_ @_ n4 @A 4_o n4o  _ _ _ .' n 4o_ @_ n4o 4oo o   A   A  A  @_ 4__ @_ n@A )  A _ 4_ n4_ @_ n4 @_ 4_o n4o n )  ) o n 4o_ @_ n4o 4oo ) o A A E  A A  E@_ 4__ @_% n4_ @_%  n )  E@_ 4__ @_+ n4_ @_+ n nA A o E4o_ @_%  n ) o E4o_ @_+ l t? l|n A A A A nE   E@_ 4__ @_+ n4_ @_+  n )   E@_ 4__ @_% n4_ @_% n A A o E4o_ @_+  n ) o E4o_ @_% l ULt l| +414<4,
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PDWKHPDWLFDO PRGHO RI VKDIWV


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PDWKHPDWLFDO PRGHO RI VKDIWV



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PDWKHPDWLFDO PRGHO RI VKDIWV


4151: Sureohpv Sureohp 7

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PDWKHPDWLFDO PRGHO RI VKDIWV


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+41538,

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wkh deryh htxdwlrqv diwhu sduwlwlrqlqj wdnhv wkh iroorzlqj irup 4KK f n 4Ko o n!KK M n !Ko 4oK f n 4oo o n!oK M n !oo
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+41544, +41545,

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Wkh htxdwlrq 41546 jryhuqv wkh iuhh prwlrq ri wkh ehdp1 Lwv sduwlfxodu vroxwlrq zklfk uhsuhvhqwv wkh gh hfwlrq olqh ri wkh ehdp fdq eh suhglfwhg dv d frqvwdqw yhfwru jo
o'

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Lqwurgxfwlrq ri Ht1 41547 lqwr 41546 |lhogv


jo ' !3 oo E!oK @K n!oo @o !oK M

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+41549,

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rhuv wkh fkdudfwhulvwlf htxdwlrq iru wkh qdwxudo iuhtxhqflhv ri wkh ehdp /1  3  4oo !oo  /2  ' f +4154;,

PDWKHPDWLFDO PRGHO RI VKDIWV


Sureohp 8

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Wkh pdwkhpdwlfdo prgho ri d iuhh0iuhh vkdiw/ vkrzq lq Ilj1 5</ dorqj frrugl0 qdwhv % c %2 c % c %e lv dv iroorzv= 4 n ! ' f 6 9 62 4 '9 7 6 6e 5 62 622 6 2 6e2 6 62 6 6e 6 6e 62e : :( 6 e 8 6ee & 9 &2 ! '9 7 & &e 5 &2 &22 & 2 &e2 6 & 6e &2 &2e : :( & & e 8 &e &ee 5 +4154<, 6 % 9 %2 : : '9 7 % 8 %e +41553,

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1 2 3 4

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PDWKHPDWLFDO PRGHO RI VKDIWV

96

Vroxwlrq= Sduwlwlrqlqj ri wkh htxdwlrqv 4154< zlwk uhvshfw wr wkh yhfwru ri erxqgdu| frqglwlrqv 41554 uhvxowv lq wkh iroorzlqj 4 n ! ' +  4 42 42 422   2  n  ! !2 !2 !22 
2

+41555,  '  + +2  +41556,

6 5 6 6 62 6 6e   4 ' 7 62 622 62 8 ( 42 ' 7 62e 8 ( 42 ' 6e 6e2 6e ( 422 ' 6ee 6 6 2 6 6 e +41557, 6 & &2 & ! ' 7 &2 &22 &2 8 ( & & 2 & 5 5 6 &e !2 ' 7 &2e 8 ( & e 5   !2 ' &e &e2 &e (

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a)

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-0.8

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b)

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0.4

0.5

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0.9

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&ee &eD &De &DD



%e %D

 '

Ce CD

 n

-e -D

 +5189,

Wkh pdwkhpdwlfdo prgho ri wkh hohphqw 5 fdq eh dgrswhg lq wkh iroorzlqj irup
2 k x1 x4 c

Iljxuh ;  & & & &  % %e  n  S S S S  %  % e  '  - -e  +518:,

Vlploduo|/ wkh pdwkhpdwlfdo prgho ri wkh hohphqw 6 fdq eh dgrswhg dv iroorzv


3 k x3 x5 c

Iljxuh <  & & & &  % %D  n  S S S S  %  % D  '  - -D  +518;,

Khqfh/ wkh frpelqhg pdwkhpdwlfdo prgho ri hohphqw 5 dqg 6 +vhh Ilj1 43, lv

SUREOHPV
2 k x1 x4 c 3

43:

+
Iljxuh 43 6 5

x3 x5

65 & & f f % 9 & & : 9 f f : 9 %e 9 7 f f & & 8 7 % f f & & %D

65 S S f f %  : 9 S S : 9 f f :9 % e :n9 8 7 f f S S 8 7 %  f f S S % D

6 - : 9 -e : :'9 : 8 7 - 8 -D +518<,

Diwhu uhrujdql}dwlrq zlwk uhvshfw wr wkh yhfwru ri frqqhfwlqj frruglqdwhv %e dqg %D wkh deryh pdwkhpdwlfdo prgho wdnhv irup 5 65 6 5 65 6 5 6 & f & f % S f S f %  - 9 f : 9 9  : 9 - : 9 & f & : S f S : 9 : 9 % : n 9 f :9 % :'9 : 7 & f 8 7 8 8 7 7 % %e  e 8 7 -e 8 & f S f S f f & f & %D f S f S % D -D +5193,
2 k x1 c 4 k x3 c 3

x6

x4

x5

x7

Iljxuh 44 Frpsrvlwlrq ri wkh deryh pdwkhpdwlfdo prgho zlwk wkh vsruwhg ehdp 7 +Ilj1 44, uhvxowv lq wkh iroorzlqj 65 6 5 65 6 5 f f f f %  & f & f % 9  : 9 f 9 : 9 f f f f : & f & : 9 :9 % :n9 : 9 % : 7 f f 6ee 6eD 8 7 % e 8 7 & f & n &ee &eD 8 7 %e 8 f f 6De 6DD % D f & &De & n &DD %D 65 S f S f %  9 f : 9 S f S : 9 %  n9 7 S f S f 87 % e f S f S % D 5 6 6 5 6 f - : 9 f : 9 - : :'9 : 9 : 8 7 Ce 8 n 7 f 8 CD f 5

+5194,

SUREOHPV
Uhrujdql}dwlrq ri wkh pdwkhpdwlfdo prgho ri wkh iuhh0iuhh ehdp wkh frqqhfwlqj frruglqdwhv % dqg % |lhogv 5 65 6 5 6 5 6 5 622 62 62 % 2 &22 &2 &2 %2 7 62 6 6 8 7 %  8 c n 7 &2 & & 8 n 7 % 8 ' 7 6 2 6 6 %  & 2 & & %

43;

4 zlwk uhvshfw wr 6 5 6 C2 f C 8 n 7 - 8 C - +5195,

Frpsrvlwlrq ri wkh pdwkhpdwlfdo prgho 5194 zlwk 5195 +Ilj1 45, surgxfhv wkh qdo
x1 x4 x2 x3

x6

x5 x7

Iljxuh 45 pdwkhpdwlfdo prgho ri wkh zkroh vwuxfwxuh 65 6 5 5 f 622 62 62 f % 2 9  : 9 9 62 6 6 f f : 9 :9 % : 9 9 6 2 6 6 f 9  : n 9 f : 9 :9 % : 9 7 f f f 6ee 6eD 8 7 % e 8 7 f f f 6De 6DD % D 5 9 9 n9 9 7 65 f f f f f % 2 : 9 f S f S f : 9 %  9 % f f S f S : : 9  f S f S f 87 % e f f S f S % D 65 :9 :9 :9 :9 87 %2 % % %e %D 6 5 C2 C C Ce CD 6 : : : : 8 +5196, 6 : : : : 8

&22 &2 &2 f f &2 & n & & & f & 2 & & 2 n & f & f & f & n &ee &eD f f & &De & n &DD

: 9 : 9 :'9 : 9 8 7

Sduw LL DQDO\VLV

43<

Fkdswhu 6 DQDO\VLV RI PDWKHPDWLFDO PRGHOV 0 JHQHUDO UHPDUNV


Wkh h{whuqdo irufh 6 lq irupxod 516; fdq eh dozd|v uhvroyhg lqwr wzr sduwv1 4 n U  n ! ' 6r n 6_ E| +614,

Rqh ri wkhp 6r uhsuhvhqwv vwdwlf h{whuqdo ordg dssolhg wr wkh v|vwhp1 Lw grhv qrw ghshqg rq wlph dqg ghwhuplqhv wkh htxloleulxp srvlwlrq ri wkh urwru v|vwhp1 Wkh vhfrqg rqh 6_ E| uhsuhvhqwv h{flwdwlrq ri wkh urwru v|vwhp fdxvhg e| wkh uhvlgxdo lpedodqfh irufhv/ wkh uhvlgxdo shupdqhqw gh hfwlrq dqg wkh hqylurqphqw prwlrq1 Vlqfh wkh htxdwlrqv 614 lv olqhdu/ vroxwlrq ri wkh krprjhqhrxv htxdwlrq uhsuhvhqwv iuhh prwlrq ri wkh v|vwhp zkhuhdv wkh sduwlfxodu vroxwlrq ri wkh qrq0krprjhqhrxv htxdwlrq uhsuhvhqwv htxloleulxp srvlwlrq dqg wkh uhvsrqvh wr wkh h{whuqdo h{flwdwlrq1 614 HTXLOLEULXP SRVLWLRQ
x
xs3

s4 x s1

x s5

x s6

x s2

Iljxuh 4 Li rqh uhwdlq lq wkh uljkw kdqg vlgh ri htxdwlrq 614 rqo| wkh vwdwlf ordg + irufhv wkdw gr qrw ghshqg rq wlph, 6r c 4 n U  n ! ' 6r lwv sduwlfxodu vroxwlrq fdq eh suhglfwhg dv yhfwru ri frqvwdqw pdjqlwxghv1 ' Lqwurgxfwlrq ri Ht1 :15 lqwr Ht1 :14 |lhogv
r r

+615,

+616,

' !3 6r

+617,

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444

Wklv yhfwru frqwdlqv frruglqdwhv wkdw ghwhuplqh wkh v|vwhp htxloleulxp srvlwlrq zlwk uhvshfw wr wkh dgrswhg devroxwh iudph %+5 +Ilj1 4,1 Durxqg wklv htxloleulxp srvlwlrq wkh v|vwhp shuirupv yleudwlrq gxh wr wkh xqedodqfh ri wkh urwdwlqj sduwv/ uhvlgxdo shupdqhqw gh hfwlrq dqg prwlrq ri lwv hqylurqphqw1 615 UHVSRQVH WR H[WHUQDO H[FLWDWLRQ

Uhvsrqvh wr wkh h{whuqdo h{flwdwlrq 6_ E| ri wkh v|vwhp frqvlghuhg lv ghwhuplqhg e| wkh sduwlfxodu vroxwlrq ri wkh pdwkhpdwlfdo prgho1 4 n U  n ! ' 6_ E| Wkh irufh 6_ E| fdq eh uhsuhvhqwhg e| wkh kduprqlf vhulhv1 6_ E| '
? ' [ ?'

+618,

6? '

? ' [ ?'

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+619,

Wkh hohphqw & ri wkh yhfwru 6? fdq eh dvvxphg lq wkh iroorzlqj irup
& & & 8? ' 8? J ULtE/ ? | n )?J 

+61:,

Wr idflolwdwh surfhvv ri orrnlqj iru wkh sduwlfxodu vroxwlrq ri 618/ ohw xv lqwurgxfh frpsoh{ h{flwdwlrq irufh e| dgglqj wr wkh h{suhvvlrq 61: wkh lpdjlqdu| sduw1
& & & & & s? ' 8? J ULtE/ ? | n )?J  n 8?J t?E/ ? | n )?J 

+61;,

Khqfh/ dffruglqj wr Hxohu irupxod rqh fdq rewdlq


& & E/? |n)?J  & )?J /? | & /? | s? ' 8? ' 8? e ' s? Je Je Je
& &

+61<,

& lv d frpsoh{ qxpehu wkdw ghshqgv rq dpsolwxgh dqg skdvh ri wkh h{whuqdo zkhuh s? J h{flwdwlrq1 Lqwurgxfwlrq ri Ht1 61< lqwr Ht1 618 |lhogv

4 n U  n ! ' u?J e/? |

+6143,

Qrz/ wkh sduwlfxodu vroxwlrq ri Ht1 6143 fdq eh suhglfwhg lq wkh frpsoh{ irup 6144
S ?

' @? e/? |

+6144,

Lqwurgxfwlrq ri Ht1 6144 lqwr Ht1 6143 surgxfhv vhw ri dojheudlf htxdwlrqv olqhdu zlwk uhvshfw wr wkh xqnqrzq yhfwru @? 1  2  +6145, /? 4 n /? U n ! @? ' u?J Lwv vroxwlrq lv  3 @? ' / 2 4 n / U n ! u?J ? ?

+6146,

VWDELOLW\ RI PRWLRQ 0 IUHH YLEUDWLRQV


Wkhuhiruh/ dffruglqj wr Ht1 6144/ wkh uhvsrqvh ri wkh v|vwhp irufh u? lv
S ? S ?

445

gxh wr wkh frpsoh{ +6147,

' E+iE@?  n  W4E@? EULt /? | n  t? / ? |


?

Khqfh/ uhvsrqvh ri wkh v|vwhp vroxwlrq 61471


?

gxh wr wkh uhdo h{flwdwlrq 6? lv wkh uhdo sduw ri wkh +6148,

' +iE@?  ULt /? |  W4E@?  t? /? |

Prwlrq ri wkh v|vwhp frqvlghuhg dorqj wkh frruglqdwh %& ? / dffruglqj wr 6148 lv
& & %& ? ' %?J ULtE/ ? | n q ?J 

+6149,

zkhuh %& ?J ' 616 s


2 & 2 +iE@& ?  n W4E@? 

q& ?J ' @oS |@?

W4E@& ? & +iE@? 

+614:,

VWDELOLW\ RI PRWLRQ 0 IUHH YLEUDWLRQV

Wr dqdo|}h vwdelolw| ri prwlrq ri wkh v|vwhp frqvlghuhg ohw xv wudqvihu wkh krprjh0 qhrxv htxdwlrq ri htxdwlrq 614 4 n U  n ! ' f wr wkh vwdwh 0 vsdfh frruglqdwhv1 Ohw )'  +614<, +614;,

eh wkh yhfwru ri jhqhudol}hg yhorflwlhv1 Lqwurgxfwlrq ri 614< lqwr 614; |lhogv vhw ri glhuhqwldo htxdwlrqv ri uvw rughu1  ' ) )  ' 43 !  43 U) Wkh deryh htxdwlrqv fdq eh uhzulwwhq dv iroorzv 3  ' 3 zkhuh 3'  )  c '   +6155, +6154, +6153,

f 3 4 ! 43 U

Vroxwlrq ri wkh deryh htxdwlrq fdq eh suhglfwhg lq irup 61561 3 ' 3f eo| +6156,

VWDELOLW\ RI PRWLRQ 0 IUHH YLEUDWLRQV

446

Lqwurgxfwlrq ri 6156 lqwr 6154 uhvxowv lq vhw ri wkh krprjhqhrxv dojheudlf htxdwlrqv olqhdu zlwk uhvshfw wr wkh yhfwru 3J  d  oo 3f ' f +6157,

Htxdwlrqv 6157 kdyh qrq0}hur vroxwlrq li dqg rqo| li wkh fkdudfwhulvwlf ghwhuplqdqw lv htxdo wr f1 md  oom ' f +6158,

Surfhvv ri vhdufklqj iru vroxwlrq ri htxdwlrq 6158 lv fdoohg hljhqydoxh sureohp dqg surfhvv ri vhdufklqj iru wkh fruuhvsrqglqj yhfwru 3f lv fdoohg hljhqyhfwru sureohp1 Erwk ri wkhp fdq eh hdvlo| vroyhg eh phdqv ri frpphufldoo| dydlodeoh frpsxwhu surjudpv1 Wkh urrwv o? duh xvxdoo| frpsoh{ dqg frqmxjdwhg1 o? ' ? /? ? '  +6159,

zkhuh  lv qxpehu ri frruglqdwhv +qxpehu ri ghjuhh ri iuhhgrp, lq wkh qdo pdwkh0 pdwlfdo prgho 516;1 Wkh sduwlfxodu vroxwlrqv fruuhvsrqglqj wr wkh frpsoh{ urrwv 6159 duh 3? ' e? | E+iE3?  ULt / ? |  W4E3?  t? / ? | 3?2 ' e? | EW4E3?  ULt /? | n +iE3?  t? /? | ? '  +615:,

+iE3f?  dqg W4E3f?  duh uhdo dqg lpdjlqdu| sduw ri wkh frpsoh{ dqg frqmxjdwhg hljhqyhfwru 3f? dvvrfldwhg zlwk wkh urrwv 6159 uhvshfwlyho|1 Dv rqh fdq vhh iurp wkh irupxodh 6159/ wkh lpdjlqdu| sduw ri urrwv o? uhsuhvhqwv qdwxudo iuhtxhqf| ri wkh v|vwhp iuhh yleudwlrqv dqg lwv uhdo sduw uhsuhvhqwv udwh ri ghfd| ri wkh iuhh yleudwlrqv1 Judsklfdo lqwhusuhwdwlrq ri wkhvh vroxwlrqv lv jlyhq lq Ilj1 5 iru srvlwlyh dqg qhjdwlyh pdjqlwxgh ri ? 1 Li doo urrwv o? ri wkh htxdwlrq 6158 kdyh wkhlu uhdo sduw ohvv wkhq }hur/ wkh v|vwhp frqvlghuhg kdv vwdeoh htxloleulxp srvlwlrq1 Li dw ohdvw rqh urrw kdv lwv uhdo sduw srvlwlyh/ wkh htxloleulxp srvlwlrq ri wkh v|vwhp frqvlghuhg lv xqvwdeoh1
30 25 20 15 10 5 0 -5 -10 -15 -20 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1 1.1 1.2 1.3 1.4 1.5 1.6 0.8

z
1

h>0

0.6 0.4 0.2 0

h<0

-0.2 -0.4

0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9

1.1 1.2 1.3 1.4 1.5 1.6

Tn =2 /n

-0.6 -0.8

Tn =2 /n

Iljxuh 5

SUREOHPV
617 SUREOHPV Sureohp 45

447

x m=50kg 0.05 z z yy = I =15kgm 2 I z =10kgm b = 0.0001m 0.3 a 0.7 x 0.3 a = 0.65 m Ixx = I 2

Iljxuh 6 Wkh guxp vkrzq lq Ilj1 6/ fdq eh frqvlghuhg dv uljlg erg|1 Wkh wrohudqfh
0.05[m]

y6

y7

y14

y15

0.1 0.1 0.1 0.1 0.1

0.3

0.1 0.10.1 0.1 0.1 0.1 0.1

0.3

0.1 0.1 0.1 0.1 0.1 [m]

y y y y y y 1 2 3 4 5 6

y y y y y y y y
7

8 9 10 11 12 13 14

y y y y y y

15 16 17 18 19 20

Iljxuh 7 ri doljqphqw ri wkh krohv lv K ' ffffd6o1 Wklv guxp lv frqqhfwhg wr wkh h{leoh vkdiw dqg vxssruwhg dv vkrzq lq Ilj1 71 Wkh g|qdplf surshuwlhv ri wkh vkdiw duh dv iroorzv= _ ' ffD6 0 gldphwhu ri wkh vkdiw . ' f2  f2 *62 0 \rxqj prgxoxv C ' ffSSS  f2 *62 0 vkhdu prgxoxv D ' f 0 Srlvvrq qxpehu 4 ' .Hff&}*6 0 ghqvlw| Fuhdwh wkh pdwkhpdwlfdo prgho ri wkh v|vwhp dqg frpsxwh wkh irufhg uhvsrqvh ri wkh v|vwhp gxh wr wkh plvdoljqphqw K1

SUREOHPV

448

Vroxwlrq1 Wkh pdwkhpdwlfdo prgho ri wkh xqfrqvwudlqhg dqg iuhh0iuhh urwru fdq eh dgrswhg dv iroorzv           4 f  ! f +% f +615;, n ' n f 4 )  f ! ) ++ B zkhuh 6 4__ 4_ 4_o 4 ' 7 4_ 4 4o 8 ( 4o_ 4_ 4oo
_  o

6 !__ !_ !_o ! ' 7 !_ ! !o 8 !o_ !_ !oo 6 ++_ ++ ' 7 ++ 8 ( ++o 5 6 B_ B ' 7 B 8 Bo +615<, 5

5 '7

6 8(

6 )_ ) ' 7 ) 8 ( )o

6 +%_ +% ' 7 +% 8 ( +%o

' d%. c )%. c %e c )%e c %D c )%D oA  A 0 yhfwruv ri wkh ghshqghqw frruglqdwhv )_ ' +. c )+. c +e c )+ e c +D c )+D A  ' d%S c )%S o  A 0 yhfwruv ri wkh lqghshqghqw frruglqdwhv ) ' +S c )+S A o ' d% c %2 c % c %e c %D c %H c %b c %f c % c %2 c % c +S c %. c %H c +b c +2f o 0 yhfwruv ri wkh )o ' d+ c +2 c + c +e c +D c +H c +b c +f c + c +2 c + c +S c +. c +H c +b c +2f oA qrw hqjdjhg frruglqdwhv1 Vroxwlrq ri wkh hljhqydoxh dqg hljhqyhfwru sureohp iru wkh deryh pdwkhpdwlfdo prgho uhvxowv lq wkh iroorzlqj qdwxudo prghv dqg qdwxudo iuhtxhqflhv ri wkh xqfrq0 vwudlqhg dqg iuhh 0 iuhh urwru1 Dffruglqj wr Ilj1 6/ wkh frqvwudlqw htxdwlrqv fdq eh
_

= 266.9 rad/s

=735.5rad/s

a)

b)

Iljxuh 8 dgrswhg lq wkh iroorzlqj irup= +. ' +S n f )+S )+. ' )+ S +e ' +S n Ef n f.)+ S n ffff )+e ' )+S +D ' +S n Ef n f. n f )+ S n ffff )+D ' )+S

+6163,

SUREOHPV
ru lq wkh pdwul{ irup )_ ' @_ + n @_+ zkhuh 5 9 9 9 @_ ' 9 9 9 7 f f f  f 6 : : : :c : : 8 5 9 9 9 '9 9 9 7 f f ffff f ffff f 6 : : : : : : 8

449

+6164,

@_+

+6165,

Rqh pd| dvvxph wkdw lq sodqh %5 wkh plvdoljqphqw lv htxdo wr }hur1 Khqfh/ @_% ' f +6166,

Dffruglqj wr frqvlghudwlrqv lq vxe0vhfwlrq 41519 +sdjh 86,/ wkh htxdwlrqv ri prwlrq ri wkh vkdiw diwhu lqwurgxfwlrq ri wkh frqvwudlqwv 6164 dqg 6166 duh       4S f S !S f S n f 4S  ) S   f !  S  )SS   r  +6167, +%S f 6%S 6%S ' n n ULt l| n t? l| 6S 6r ++S BS +S +S zkhuh
S

 '

 o

 ( )S '

) )o

Ilj1 9 vkrzv wzr uvw qdwxudo prghv ri wkh vkdiw +zlwkrxw wkh guxp, lq wkh sodqh +5 diwhu wkh frqvwudlqw htxdwlrqv kdyh ehhq lqwurgxfhg1 Dffruglqj wr Ht1 414: +sdjh
b)

a)

= 1027 rad/s

= 1427 rad/s

Iljxuh 9 47,/ wkh htxdwlrq ri prwlrq ri wkh guxp dorqj wkh lqghshqghqw frruglqdwhv duh           4_ f  f U_  +% f n ' n f 4_ )  U_ f )  ++ B_


dqg ) +6168,

SUREOHPV
zkhuh 4_ '  6 6@ 6@ U n 6@2  c U_ '  f f f U5 l  c B_ '  6} 6}@ 

44:

+6169,

Dssolfdwlrq ri wkh frpsrvlwlrq uxohv wr wkh htxdwlrq 6167 dqg 6167 |lhogv htxdwlrq ri prwlrq ri wkh iuhh0iuhh vkdiw 0 guxp pdwkhpdwlfdo prgho1       S S S n} n! 4S_ ) S  S_ )  S  S_  )S     r  +616:, 6S 6%S +%S_ f %S n n ULt l | n t? l ' BS_ ++S_ 6S 6r +S +S Wkh qdwxudo prghv ri wkh iuhh0iuhh vkdiw 0 guxp vxe0v|vwhp duh vkrzq lq Ilj1 :1 Lqwurgxfwlrq ri wkh erxqgdu| frqglwlrqv +vhh sdjh 85, uhvxowv lq wkh iroorzlqj
a)

b)

= 937 rad/s

= 1069 rad/s

Iljxuh : pdwkhpdwlfdo prgho1          S   r  6% 6% S S f S 4 n} n! ' n ULt l| n t? l| ) S ) S )S B 6S 6r + +

+616;,

Wkh qdwxudo prghv dqg wkh qdwxudo iuhtxhqflhv ri wkh vxssruwhg vkdiw0guxp vxe0 v|vwhp duh vkrzq lq Ilj1 ;1 Wkh sduwlfxodu vroxwlrq ri wkh iroorzlqj qrq0 krprjhqhrxv htxdwlrq         S S f S +616<, n} n! ' 4 ) S ) S )S B uhsuhvhqwv wkh vwdwlf gh hfwlrq olqh gxh wr wkh judylw| irufhv1 Lw lv vkrzq lq Ilj1 <1 Durxqg wklv htxloleulxp srvlwlrq wkh urwru shuirupv wkh irufhg yleudwlrq gxh wr wkh qrq }hur wrohudqfh K +vhh Ilj1 6,1 Wkh irufhg yleudwlrqv/ gxh wr wkh lqdffxudf| ri wkh guxp/ duh dssur{lpdwhg e| wkh sduwlfxodu vroxwlrq ri wkh iroorzlqj qrq0krprjhqhrxv htxdwlrq1        S   r  6% 6% S S S +6173, 4 n} n! ' ULt l| n t? l| S ) S ) S )S 6+ 6r +

SUREOHPV

44;

= 420.4 rad/s =194.3 rad/s


a) b)

Iljxuh ;

1x10 -4

static deflection [m] 2x10 -4

Iljxuh < Dpsolwxgh ri wkh irufhg yleudwlrq dorqj wkh frruglqdwh +S +vhh Ilj1 7, dv d ixqfwlrq ri wkh dqjxodu yhorflw| l lv suhvhqwhg lq Ilj1 431 Gxh wr wkh jhrphwulfdo v|pphwu| ri wkh v|vwhp frqvlghuhg/ wkh uvw fulwlfdo vshhg +lSo ' be do@_*ro, frlqflghv zlwk wkh uvw qdwxudo iuhtxhqf| zkhuhdv wkh vhfrqg fulwlfdo vshhg + lSo2 ' DSHdo@_*ro , lv gxh wr wkh j|urvfrslf hhfw/ kljkhu1

SUREOHPV
10

44<

amplitude x 10 4 [m]

0 100 200 300 400 500 600

[rad/s]

Iljxuh 43 Sureohp 46 Wzr ehdpv= ehdp @ dqg ehdp K/ vkrzq lq Ilj1 44d, dqg Ilj1 44e, uhvshf0 wlyho|/ duh mrlqhg wrjhwkhu dorqj wkh frruglqdwhv +2e e| wkh xqlyhuvdo mrlqw +vhh Ilj1 44f,,1 Wkh g|qdplf surshuwlhv ri wkhvh ehdpv duh dv iroorzv . ' f2  f2 *62 0 \rxqj prgxoxv C ' ffSSS  f2 *62 0 vkhdu prgxoxv D ' f 0 Srlvvrq qxpehu 4 ' .Hff&}*6 0 ghqvlw| Wkh dvvhpeo| lv vxssruwhg xsrq irxu vxssruwv vkrzq lq Ilj 15dg,1 Prwlrq ri wkh vxssruwv zlwk uhvshfw wr wkh lqhuwldo iudph +5 lv dv iroorzv + ' fffD ULt ff| +. ' fff ULt ff| + f ' ffD +ee ' ffD Frpsxwh= 41 Vwdwlf htxloleulxp srvlwlrq ri wkh urwru v|vwhp 51 Qdwxudo prghv dqg fruuhvsrqglqj qdwxudo iuhtxhqflhv 61 Uhvsrqvh ri wkh urwru v|vwhp gxh wr prwlrq ri wkh vxssruwv=

+6174,

SUREOHPV
0.08
1 2 3 4 5 6 7 8

453

0.05

0.04

0.1

0.04

0.06

0.05

9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

a)
24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46

b) c)
0.1 2.4 1 2 0.05 3 4 z

d)

Iljxuh 44 Vroxwlrq1 Wkh pdwkhpdwlfdo prgho ri wkh ehdpv @ dqg K duh dv iroorzv  @  @   @  @   @  4 4@ )  ! !@ ) B 2 2 n ' @ @ @ @ @ @ 42 622 + 2e !2 &22 +2e C@ 2e 
K 6K 42 K 42 4K 22

+6175,



K + 2e K ) 2

 n

K & !K 2 K !2 !K 22



K +2e K )2

 '

CK 2e B@ 2

 +6176,

zkhuh=
@ ' d+ c +2 c c +22 c +2 oA c ) K )2 ' d+2D c +2S c c +e c +ee o

+6177,

Qdwxudo prghv dqg wkh fruuhvsrqglqj qdwxudo iuhtxhqflhv ri wkh ehdp @ dqg ehdp Dssolfdwlrq ri wkh frpsrvlwlrq uxohv K duh vkrzq lq Ilj1 45 dqg 46 uhvshfwlyho|1 |lhogv pdwkhpdwlfdo prgho ri wkh wzr ehdpv mrlqhg dv vkrzq lq Ilj1 44f, 5 @ 65 6 5 @ 65 6 5 6 4 4@ f )  ! !@ f ) B@ 2 2 @ K K 87 + @ K K 8 7 + 8 ' 7 C@ n CK 8 7 4@ 2e 8 n 7 !@ 2e 2 622 n 6 42 2 &22 n & !2 2e 2e K K K f 42 422 ) 2 f !2 !K ) BK 2 22 2 +6178, Ilj1 47 suhvhqwv wkh qdwxudo prghv dqg wkh fruuhvsrqglqj qdwxudo iuhtxhqflhv ri wkh vxe0v|vwhp wkdw lv jryhuqhg e| htxdwlrq 61781 Diwhu uhrujdql}dwlrq ri htxdwlrqv 6178

SUREOHPV

454

1=230.3rad/s 2=757.8rad/s

Iljxuh 45

1 =215.8rad/s 2 =719.1rad/s

Iljxuh 46

SUREOHPV

455

1=142.8rad/s =217.9rad/s 2

Iljxuh 47 zlwk uhvshfw wr wkh vxssruwhg frruglqdwhv ) ' d+ c +. c + f c +ee o wkh| fdq eh uhzulwwhq dv iroorzv           4 4 e )  ! ! e ) B + n ' n 4e 4ee ) e !e !ee )e Be f Erxqgdu| frqglwlrqv iru wkh htxdwlrq 617: fdq eh irupxodwhg dv iroorzv ) ' Mf n MS ULt ff| zkhuh 6 f 9 f : : Mf ' 9 7 ffD 8 c ffD 5 6 fffD 9 fff : : MS ' 9 7 8 f f 5 +617;, +6179,

+617:,

+617<,

Lqwurgxfwlrq ri wkh erxqgdu| frqglwlrqv 617; lqwr wkh htxdwlrqv 617: |lhogv wkh pdwk0 hpdwlfdo prgho ri wkh vxssruwhg v|vwhp1 4 MS ff2 ULt ff| n 4 e ) e n ! MJ n ! MS ULt ff| n ! e )e  B ' + +6183, 4ee ) e n !ee )e ' Be  !e Mf  !e MS ULt ff| n 4e MS ff2 ULt ff| Vroxwlrq ri wkh krprjhqhrxv htxdwlrq 6184 4ee ) e n!ee )e ' f +6185, +6184,

SUREOHPV

456

1 =113.9rad/s 2 =388.6rad/s

Iljxuh 48 rhuv wkh qdwxudo prghv dqg wkh qdwxudo iuhtxhqflhv wkdw duh vkrzq lq Ilj1 481 Wkh sduwlfxodu vroxwlrq ri htxdwlrq= 4ee ) e n!ee )e ' Be !e Mf +6186,

surgxfhv htxloleulxp srvlwlrq ri wkh v|vwhp frqvlghuhg1 Lw lv vkrzq lq Ilj1 491 Wkh sduwlfxodu vroxwlrq ri htxdwlrq 4ee ) e n!ee )e ' !e MS ULt ff|n4e MS ff2 ULt ff| +6187,

doorzv dpsolwxghv ri wkh irufhg yleudwlrqv gxh wr wkh hqylurqphqwdo h{flwdwlrq wr eh frpsxwhg1 Wkh| duh vkrzq lq Ilj1 4:1

SUREOHPV

457

0.00 0.01 0.02 0.03 0.04 0.05 0.06

Iljxuh 49

amplitudes of the kinematic excitation amplitudes of vibrations [m] x 10 2

Iljxuh 4:

SUREOHPV
Sureohp 47

458

Wr prgho wkh urwru v|vwhp vkrzq lq Ilj1 4;d,/ wkh v|vwhp kdv ehhq vsolw lqwr wzr vxe0v|vwhpv vkrzq lq Ilj1 4;e,1 Wkh pdwkhpdwlfdo prgho ri wkh iuhh0iuhh vkdiw 4 +wrjhwkhu zlwk ehdulqjv 6 ,

a)
1 z
1 y1 1 y2

y31

y41

0.02

2 a

y51 z
2 0.04 y5 0.05 0.06

b)

y32

y42

0.04

0.01

0.03

mass of bearings 3 - 0.15 [kg] missalignment a=0.00001 [m] Young modulus E= 0.2 x 10 12 [N/m 2 ] Shear modulus G=0.066 x 10 12 [N/m 2 ] dencity d=7800 [kg/m 3 ] all dimension are in meters
Iljxuh 4; kdv ehhq frqghqvhg dorqj frruglqdwhv wr wkh qrghv 4/5/6/7/81 Dorqj frruglqdwhv % c %2 c % c %e c %D dqg + c +2 c + c +e c +D wkh pdwkhpdwlfdo prghov duh uhvshfwlyho|         4 4  ! ! +% 2 2 +6188, n ' 42 422 2 !2 !22 + 2 2% 
4 42 4 2 422



)  ) 2

 n

! !2 ! 2 !22



) )2

 '

B B 2



+ + + 2+

 +6189,

SUREOHPV
zkhuh=

459

 '

% % 2

 c

6 % 7 % 8c % e 2 ' %D

+ '

+ +2

 c

6 + 8 +2 ' 7 +e +D

+618:,

Wkh pdwkhpdwlfdo prgho ri wkh vkdiw 5/ frqghqvhg wr wkh qrghv 6/7/8/ lv dv iroorzv 42 2 n!2
2

' +2 %

+618;, +618<,

42 ) 2 n!2 )2 ' B2 n+2 + zkhuh=


2

6 %2 8c ' 7 %2 e %2 D

6 2 + 2 8 )2 ' 7 +e 2 +D

+6193,

Wkh wrohudqfh ri pdqxidfwxulqj krxvlqjv ri wkh ehdulqjv 6 lv @ +vhh Ilj1 4;e,,1 Khqfh wkh yhfwru ri wkh shupdqhqw gh hfwlrq lq wkh sodqh %5 dq +5 pd| eh dvvxphg lq wkh iroorzlqj irup 5 6 5 6 f f 2 7 8 7 8 f @ +6194, ' c @ ' @2 % + f f Wkh vkdiw 5 urwdwhv zlwk wkh dqjxodu yhorflw| l dqg wkh vkdiw 4 lv vwdwlrqdu|1 Ghyhors pdwkhpdwlfdo prgho ri wkh v|vwhp1

SUREOHPV

45:

Vroxwlrq1 Vlqfh wkh vkdiw 4 lv vxssruwhg dorqj frruglqdwhv / ohw xv sduwlwlrq wkh htxd0 wlrqv 6188 dqg zlwk uhvshfw wr wklv yhfwru dqg lqwurgxfh wkh erxqgdu| frqglwlrqv ' f1
4 2 2 n!2 4 22 2 n!22 2 2

' + % ' + 2%

+6195,

D vlplodu wuhdwphqw ri htxdwlrqv 6189 |lhogv


4 2 n! 2 )2 ' B n++ 2 ) 4 2 n! 22 )2 ' B2 n+2+ 22 )

+6196,

Wkh orzhu htxdwlrqv 6195 dqg 6196 irup wkh pdwkhpdwlfdo prgho ri wkh vxssruwhg vkdiw 41
4 22 2 n!22 2 ' +2% 4 2 n! 22 )2 ' B2 n+2+ 22 )

+6197,

Dw wklv vwdjh ri frpsrvlwlrq wkh| duh qrw frxsohg dqg wkh sduwlfxodu vroxwlrq ri
4 2 n! 22 )2 ' B2 22 )

+6198,

|lhogv vwdwlf gh hfwlrq ri wkh vkdiw 4 dqg wkh jhqhudo vroxwlrq surgxfhv lwv qdwxudo iuhtxhqflhv dqg qdwxudo prghv1 Wkh| duh vkrzq lq Ilj1 4< dqg Ilj1 53 uhvshfwlyho|1 Wkh vkdiw 5 vkrxog eh frqvlghuhg dv shupdqhqwo| gh hfwhg vkdiw1 Wkh shupdqhqw gh hfwlrq +vhh sdjh 7:, fdxvhv yhfwru ri h{whuqdo h{flwdwlrq ghwhuplqhg e| wkh irupxod 414851 Lq wkh fdvh frqvlghuhg wklv yhfwru ri h{flwdwlrq lv 6% ' !2 @2 + t? l| 6+ ' !2 @2 + ULt l| +6199, dqg wkh pdwkhpdwlfdo prgho ri wkh vkdiw 5 wdnhv wkh iroorzlqj irup 42 2 n!2
2 2 42 ) 2 n!2 )2 ' B2 n !2 @2 + ULt l| n ++ 2 ' !2 @2 + t? l| n +%

+619:,

Vroxwlrq ri wkh krprjhqhrxv htxdwlrq 619: |lhogv wkh qdwxudo iuhtxhqflhv dqg qdwxudo prghv1 Wkh| duh vkrzq lq Ilj 541 Frpsrvlwlrq ri wkh wzr pdwkhpdwlfdo prghov 6197 dqg 619:/ uhvxowv lq pdwkhpdwlfdo prgho ri wkh urwru v|vwhp1
2 2 2 2 2 E4  n E! 22 n4 ) 22 n! ) ' B2 nB n! @+ ULt l| 2 2 E4 22 n4  n E!22 n!  2 ' !2 @2 + t? l% |

+619;,

Wkh sduwlfxodu vroxwlrq ri htxdwlrq


2 2 E6 + n E&22 n &2 + ' C 22 n 6  2nC

+619<,

SUREOHPV
0.0

45;

y [m]

1.0 x10 -4

0.0

0.1

0.2

0.3

0.4

0.5

z [m]

Iljxuh 4<
1.0 338.7 [rad/s] 2073 [rad/s] 0.0

-0.1 0.0 0.1 0.2

0.3

0.4

0.5

z [m]

Iljxuh 53
1.0 17920 [rad/s] 41720 [rad/s]

0.0

-1.0

0.2

0.3

0.4

0.5

z [m]

Iljxuh 54

SUREOHPV
0.0

45<

1.0 x 10 -3

2.0 x 10 -3

0.0

0.1

0.2

0.3

0.4

0.5

z [m]

Iljxuh 55 uhsuhvhqwv vwdwlf gh hfwlrq olqh lq wkh yhuwlfdo sodqh +5 1 Lw lv vkrzq lq Ilj1 551 Vroxwlrq ri wkh krprjhqhrxv htxdwlrq rhuv wkh qdwxudo iuhtxhqflhv dqg wkh qdwxudo prghv1 Wkh uvw wkuhh qdwxudo prghv dqg wkh fruuhvsrqglqj iuhtxhqflhv duh vkrzq lq Ilj1 56d,/e,/f, uhvshfwlyho|1 Li lq wkh uljkw kdqg vlgh ri htxdwlrq 619; rqh nhhsv wkh wlph ghshqghqw whupv rqo|/
2 2 2 2 E4  n E! 22 n4 ) 22 n! ) ' ! @+ ULt l| 2 2 E4 22 n4  n E!22 n!  2 ' !2 @2 + t? l%

+61:3,

lwv sduwlfxodu vroxwlrq uhsuhvhqwv wkh irufhg yleudwlrqv ri wkh dvvhpeo| gxh wr wkh pdqxidfwxulqj wrohudqfhv1 Dpsolwxgh ri wkhvh irufhg yleudwlrqv /dorqj frruglqdwhv + c +e dqg +D / dv d ixqfwlrq ri wkh dqjxodu yhorflw| ri wkh urwru lv suhvhqwhg lq Ilj1 571

SUREOHPV

463

1.0

1.0

b) a)
87.65 [rad/s] 0.0 0.0 1653 [rad/s]

-1.0

0.1

0.2

0.3 1.0

0.4

0.5

z [m]

-1.0

0.1

0.2

0.3

0.4

0.5

z [m]

c)
11920 [rad/s] 0.0

-1.0

0.1

0.2

0.3

0.4

0.5

z [m]

Iljxuh 56

1.0 x 10 -4

y3 A [m] y5 y4

0.0

0.0

[rad/s]
Iljxuh 57

10 000

Fkdswhu 7 DQDO\VLV RI URWRU ZLWK RQH FRQFHQWUDWHG PDVV


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R O X rG

Y r C X C r GC C

Fs Y Y

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PDWKHPDWLFDO PRGHO

465

srvlwlrq ri wkh fhqwuh ri judylw| J lv ghwhuplqhg e| wkh dqjoh l| dqg wkh lpedodqfh > +yhfwru hC 1 Wkh devroxwh srvlwlrq ri wkh fhqwuh ri judylw| J/ lq Ilj1 5 lv ghqrwhg e| hC  Wkh yhfwru 6r uhsuhvhqwv wkh vwdwlf uhvxowdqw irufh dfwlqj rq wkh hohphqw H1 + vwdqgv iru wkh lqwhudfwlrq irufh ehwzhhq wkh hohphqw frqvlghuhg dqg wkh vkdiw1 715 PDWKHPDWLFDO PRGHO

Prwlrq ri wkh fhqwuh ri judylw| C lv jryhuqhg e| wkh Qhzwrq odz 6 hC ' + n 6r zkhuh dffruglqj wr Ilj1 5 hC ' WEf n> ULt l| n aEt n> t? l| + ' W&f  a&t 6r ' W8fr n a8t r +714,

+715,

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|lhogv wkh htxloleulxp srvlwlrq +fr c tr ,1 Xsrq dvvxplqj wkh sduwlfxodu srvlwlrq lq irup f ' fr t ' tr +719,

rqh pd| rewdlq wkh iroorzlqj irupxodh iru frruglqdwhv ri wkh htxloleulxp srvlwlrq zklfk duh xvxdoo| uhihuuhg wr dv wkh vwdwlf gh hfwlrq ri wkh vkdiw1 fr ' 8fr c & tr ' 8t r & +71:,

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466

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Iljxuh 6 Wkh wrwdo gh hfwlrq ri wkh vkdiw f /t duh vxp ri wkh vwdwlf gh hfwlrq fr c tr dqg wkh g|qdplf gh hfwlrq %/+ +vhh Ilj1 6,1 f ' fr n % t ' tr n + +71;,

Lqwurgxfwlrq ri Ht1 71; lqwr wkh pdwkhpdwlfdo prgho 717 lq htxdwlrqv zklfk jryhuq wkh g|qdplf gh hfwlrqv %+1 6%  n &% ' 6>l2 ULt l| 6+  n &+ ' 6>l2 t? l| ru %  n /2 % ' ^ ULt l| +  n / 2 + ' ^ t? l| zkhuh /' u +7143, +7144, +71<,

& c 6

^ ' >l2

+7145,

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z O

467

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t
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iy
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Wkh deryh htxdwlrq jryhuqv prwlrq ri wkh urwru lq wkh vwdwlrqdu| v|vwhp ri frrugl0 qdwhv %+5 1 Ohw xv lqwurgxfh wkh urwdwlqj v|vwhp ri frruglqdwhv %- c +- c 5- c vkrzq lq Ilj1 71 D{lv 5- frlqflghv d{lv 5 dqg d{hv %- dqg +- urwdwhv zlwk wkh frqvwdqw dqjxodu yhorflw| l Lq whupv ri wkh frpsoh{ qrwdwlrqv/ srvlwlrq ri wkh srlqw  lq wkh vwdwlrqdu| v|vwhp ri frruglqdwhv %+5 lv 5 ' m5 m e) dqg lq wkh urwdwlqj v|vwhp ri frruglqdwhv lv 5- ' m5- m eE)3l| ' m5- m e) e3l| +7149, +7148,

Lqwurgxfwlrq ri Ht1 7148 lqwr Ht1 7149 |lhogv wkh uhodwlrqvkls ehwzhhq frruglqdwhv ri wkh vdph srlqw lq wkh vwdwlrqdu| +%c +, dqg wkh urwdwlqj +%- /+- , v|vwhp ri frrugl0 qdwhv1 5- ' 5e3l| Wkh lqyhuvh wudqvirupdwlrq lv 5 ' 5 - e n l | Glhuhqwldwlqj ri Ht1 714; zlwk uhvshfw wr wlph rqh fdq rewdlq 5  ' 5 - el| n 5- lel| 5  ' 5 - el| n 25 - lel|  5- l2 enl| +714<, +714;, +714:,

Lqwurgxfwlrq ri Ht1 714< lqwr wkh pdwkhpdwlfdo prgho 7143 surgxfhv htxdwlrq ri prwlrq ri wkh urwru lq whupv ri wkh urwdwlqj v|vwhp ri frruglqdwhv1 5 - n 25 - l n 5- E/2  l2  ' ^ +7153,

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t |A|

|B| t C b

iy

Iljxuh 8

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DQDO\VLV

498

 0 vwdqgv iru dpsolwxgh ri wkh irufhg yleudwlrq/ ) 0 lv wkh skdvh ehwzhhq wkh h{flwdwlrq irufh dqg wkh v|vwhp uhvsrqvh1 t ?K ' E%-^ 2 n E+-^ 2   %-^ 3 +8166, ) ' |@?  +-^ Dv rqh fdq vhh iurp 8164/ wkh iuhtxhqf| ri wkh irufhg yleudwlrq fdxvhg e| wkh uhvlgxdo lpedodqfh lv htxdo wr wkh dqjxodu vshhg l ri wkh urwru dqg wkh dpsolwxgh ri wklv yleudwlrq lv lqghshqghqw ri wkh lqwhuqdo gdpslqj1 Wkh dpsolwxgh dv d ixqfwlrq ri wkh dqjxodu vshhg ri wkh urwru lv suhvhqwhg lq Ilj1 9 iru wkh iroorzlqj qxphulfdo gdwd /J ' Ddo@_*roc 0 ' fSc e% ' 2d*roc ?% ' 2d*roc ?+ ' d*ro +8167,

Wkh wzr fulwlfdo vshhgv frlqflgh wkh ohiw dqg uljkw lqvwdelolw| uhjlrq zlwklq zklfk wkh vroxwlrq 8165 duh xqvwdeoh1 Irufhg yleudwlrqv fdxvhg e| judylwdwlrq Wkh irufhg yleudwlrqv fdxvhg e| judylwdwlrq duh jryhuqhg e| wkh iroorzlqj htxdwlrq1 4- - nU-  - n!zkhuh= 6 ' 6} '   '   t? l| n   ULt l| ' }r t? l| n }S ULt l| +8169,
-'

+8168,

} t? l| } ULt l|

} f

f }

Wkh sduwlfxodu vroxwlrq ri wkh htxdwlrq 8168 fdq eh suhglfwhg lq wkh iroorzlqj irup1
-}

' 5 t? l| n  ULt l|

+816:,

Lqwurgxfwlrq ri wkh deryh h{suhvlrq lqwr wkh htxdwlrq 8168 |lhogv dojheudlf vhw ri htxd0 wlrqv olqhdu zlwk uhvshfw wr wkh frqvwdqw 5 dqg  Wklhu vroxwlrq rhuv pdjqlwxghv ri hohphqwv ri wkh pdwulfhv 5 dqg  5 6 7 %     3   2 9 7+ : 5  l 4 n !  l U } r : +816;, '9 7 % 8 '  nlUl2 4- n !}S + Khqfh/ wkh vroxwlrq dorqj wkh urwdwlqj v|vwhp ri frruglqdwhv fdq eh zulwwhq dv iroorzv %-} ' 7% t? l| n % ULt l| +-} ' 7+ t? l| n + ULt l|

DQDO\VLV
2 0 h [1/s] -2 -4 -6 0

499

nu nl
10 20 30

t
[1/s]

a)

simple instability region instability threshold

0.1

0.08

stable solutions

A unb [m]

0.06 unstable solutions 0.04

b)

0.02

cr = nl

10

20
u= cr nu

30

[1/s]

Iljxuh 9 ru lq wkh frpsoh{ irup1 5-} ' %-} n +-} ' E7% n 7+  t? l| n E% n +  ULt l| Vlqfh dffruglqj wr wkh Hxohu irupxodh t? l| ' el|  e3l| ( 2 ULt l| ' el| n e3l| 2 +8173, +816<,

wkh frpsoh{ vroxwlrq fdq eh wudqviruphg wr eh     % n 7+ +  7% l| %  7+ + n 7% 3l| 5-} ' n e n n e 2 2 2 2

+8174,

DQDO\VLV

49:

Wkh frpsoh{ sduwlfxodu vroxwlrq dorqj wkh vwdwlrqdu| v|vwhp ri frruglqdwhv/ dffruglqj wr 714; sdjh 467/ duh dv iroorzv1     +  7% 2l| + n 7% % n 7+ %  7+ l| +8175, 5} ' 5-} e ' n e n n 2 2 2 2 Vhsdudwlrq ri wkh uhdo sduw iurp wkh lpdjlqdu| sduw lq wkh h{suhvvlrq 8175 |lhogv prwlrq ri wkh urwru dorqj wkh % dqg + d{hv ri wkh vwdwlrqdu| v|vwhp ri frruglqdwhv1 %} ' +} %  7+ +  7% % n 7+  t? 2l| n ULt 2l| ' %r n }o t?E2l| n ) 2 2 2 + n 7% % n 7+ +  7% ' n t? 2l| n ULt 2l| ' +r  }o ULtE2l| n ) 2 2 2 +8176,

Lq wkh deryh irupxod %r dqg +r duh uhihuhg wr dv wkh htxloleulxp srvlwlrq ri wkh urwru1 Lq jhqhudo wklv htxloleulxp srvlwlrq ghshqgv rq wkh lqwhuqdo gdpslqj dqg wkh urwru*v dqjxodu vshhg l +frpsduh zlwk uhvxowv ri dqdo|vlv ri lq xhqfh ri lqwhuqdo gdpslqj rq sdjh 477,1 %r ' +r %  7+ 2 + n 7% ' 2

+8177,

}o vwdqgv iru wkh dpsolwxgh ri wkh irufhg yleudwlrqv fdxvhg e| wkh judylwdwlrq1 v 2  2 +  7% % n 7+ }o ' n 2 2 Skdvh ri wklv yleudwlrqv lv ghqrwhg e| )   % n 7+ 3 ) ' |@?  +  7%

+8178,

DQDO\VLV

49;

Uhvxowv ri wkh qxphulfdo frpsxwdwlrq ri wkh irufhg yleudwlrqv fdxvhg e| judy0 lwdwlrq/ suhvhqwhg lq Ilj*v1 : dqg ;/ fruuhvsrqg wr wkh iroorzlqj gdwd= /J ' Ddo@_*roc 0 ' fSc e% ' 2d*roc ?% ' 2d*roc ?+ ' d*ro +8179,

Lq Ilj1 : dpsolwxgh ri wkh irufhg yleudwlrqv lv suhvhqwhg dv d ixqfwlrq ri wkh urwru*v dqjxodu vshhg1 Iuhtxhqf| ri wkhvh yleudwlrqv/ dffruglqj wr Ht1 8176 lv wzlfh wkh dqjxodu vshhg l1 Fulwlfdo vshhg dsshduv dw wkh dqjxodu vshhg htxdo wr kdoi ri. wkh dyhudjh qdwxudo iuhtxhqf| ri wkh urwru / J 1 Vxfk d uhvrqdqfh +fulwlfdo vshhg, lv fdoohg vxekduprqlf uhvrqdqfh +vxekduprqlf fulwlfdo vshhg ,1
2 0 h [1/s] -2 -4 -6 0

n nl
10 20

t
30

a)

[1/s]

simple instability region instability threshold

0.1

0.08

stable solutions

0.06

A gr [m]
0.04

unstable solutions

b)

0.02

10 1 _ = o cr 2

20

30

[1/s]

Iljxuh :

DQDO\VLV

49<

Ilj1 ; vkrzv wudmhfwru| ri wkh htxloleulxp srvlwlrq dv d ixqfwlrq ri wkh urwru*v dqjxodu vshhg l1
-0.06 -0.05 -0.04 -0.03 -0.02 -0.01 x [m] 0.01 0.02 0.03 0.04 = 6 [rad/s] = 40 [rad/s] = 0 [rad/s] 0.05 0.06 0.07 0.08 y [m]

Iljxuh ;

Fkdswhu 9 DQDO\VLV RI PRWLRQ RI URWRU ZLWK RQH GLVN


914 PRGHOOLQJ
S O G E Z

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6 f 9 t : : j'9 7 )f 8 )t

6 f 9 6} : : 6C ' 9 7 f 8 6}@

+915,

PRGHOOLQJ

4:4

Iru ixuwkhu dqdo|vlv ohw xv dvvxph wkdw wkh hohphqw H lv vwdwlfdoo| dqg g|qdplfdoo| xqedodqfh1 Wkhuhiruh/ dffruglqj wr wkh frqvlghudwlrqv fduulhg rxw lq sduw 4/ lw lv qhfhvvdu| wr lqfoxgh lq wkh pdwkhpdwlfdo prgho wkh iroorzlqj yhfwru uhsuhvhqwlqj wkh h{whuqdo h{flwdwlrq 6L +Ht1 4198,1 5 6 5 6 L 8% 7 l2 ULtEl | n )7  9 L 8+ : 9 7 l2 t?El | n )7  : : 9 : +916, 6L ' 9 7 L % 8 ' 7 (l2 ULtEl | n )(  8 (l2 t?El | n )(  L+ Khqfh wkh pdwkhpdwlfdo prgho ri wkh v|vwhp frqvlghuhg fdq eh dgrswhg lq irup  n Uj  n !j ' 6C n 6L 4j Wkh sduwlfxodu vroxwlrq ri wkh iroorzlqj htxdwlrq  n Uj  n !j ' 6C 4j |lhogv frruglqdwhv ri wkh htxloleulxp srvlwlrq ri wkh v|vwhp1 Lw lv 5 6 fr 9 tr : 3 : jr ' 9 7 )f 8 ' ! 6C r )tr Li rqh lqwurgxfh qhz qrwdwlrqv +vhh Ilj1 ,
S O E Ys Z
Ys

+917, +918,

+919,

z Y

Iljxuh 5 j ' jr n wkh htxdwlrqv ri prwlrq fdq eh uhzulwwhq lq wkh iroorzlqj irup 4 n U  n ! ' 6L zkhuh +vhh Ilj1 5, 6 % 9 + : : '9 7 )% 8 )+ 5 +91;, +91:,

+91<,

DQDO\VLV

4:5

Wkh yhfwru ghwhuplqhv wkh lqvwdqwdqhrxv srvlwlrq ri wkh glvn zlwk uhvshfw wr wkh vwdwlrqdu| v|vwhp ri frruglqdwhv %+5 vkrzq lq Ilj1 51 Lqwurgxfwlrq ri 91< wr 91; |lhogv 6%  n 6@)  % n & % n &)% ' 7 l2 ULtEl | n )7  6+  n 6@)  + n & + n &)+ ' 7 l2 t?El | n )7  )% n U5 l)  + n &% n &22 )% ' (l2 ULtEl | n )(  6@%  n EU n 6@2  6@+  n EU n 6@2  )+  U5 l)  % n &+ n &22 )+ ' (l2 t?El | n )(  +9143,

+9144,

Xsrq suh0pxowlso|lqj wkh vhfrqg ri Ht1 9143 dqg Ht1 9144 e| wkh lpdjlqdu| xqlw c dqg wkhq dgglqj htxdwlrqv 9143 dqg htxdwlrqv 9144 lq sdluv/ rqh pd| rewdlq wkh frpsoh{ irup ri htxdwlrqv ri prwlrq1 65  n 6@)  5 n & 5 n &)5 ' 7 l2 eEl|n)7  6@5  n EU n 6@2  )5  U5 l)  5 n &5 n &22 )5 ' (l2 eEl|n)(  zkhuh 5 ' % n + )5 ' )% n )+ 915 DQDO\VLV +9146, +9145,

91514 Iuhh yleudwlrqv Li rqh qhjohfwv lq Ht1 9145 wkh h{whuqdo h{flwdwlrq gxh wr wkh uhvlgxdo xqedodqfh +7 ' f dqg ( ' f,/ wkh iroorzlqj krprjhqhrxv htxdwlrqv zloo jryhuq wkh iuhh prwlrq ri wkh urwru frqvlghuhg1 65  n 6@)  5 n & 5 n &)5 ' f 6@5  n EU n 6@  )5  U5 l)  5 n &5 n &22 )5 ' f
2

+9147,

Lwv sduwlfxodu vroxwlrq fdq eh suhglfwhg lq wkh iroorzlqj irup1 5 ' e/| )5 ' e/|

+9148,

Lq wkh deryh htxdwlrq/ / uhsuhvhqw wkh qdwxudo iuhtxhqflhv ri wkh urwru1 Wr hvwdeolvk wkh uhodwlrqvkls ehwzhhq wkhvh qdwxudo iuhtxhqflhv dqg wkh dqjxodu yhorflw| ri wkh urwru/ ohw xv lqwurgxfh wkh suhglfwhg vroxwlrq 9148 lqwr wkh htxdwlrq ri prwlrq 91471 Wklv lqwurgxfwlrq |lhogv d vhw ri wkh dojheudlf htxdwlrqv olqhdu zlwk uhvshfw wr wkh frqvwdqwv  dqg  1 E/2 6 n &  n E/2 6@ n & ' f E/2 6@ n & n E/ 2 EU n 6@2  n U5 l/ n &22  ' f +9149,

DQDO\VLV
Wkh deryh vhw ri htxdwlrq kdv qrq0}hur vroxwlrqv li dqg rqo| ghwhuplqdqw lv htxdo wr }hur1   /2 6 n & / 2 6@ n & m{E/c lm '   /2 6@ n & /2 EU n 6@2  n U5 l/ n &22

4:6

li lwv fkdudfwhulvwlf   'f 

+914:,

Iru srvlwlyh 6/ U / U5 c & / dqg &22 / wkh htxdwlrq 914: srvvhvvhv irxu uhdo urrwv1 Wzr n 3 3 ri wkhp duh srvlwlyh E/n c / 2  dqg wkh rwkhu wzr duh qhjdwlyh E/ c / 2  Wkhvh irxu qdwxudo iuhtxhqflhv/ dv d ixqfwlrq ri wkh urwdwlqj vshhg l/ duh vkrzq lq Ilj1 61 Wkh

+ 1

1 2

Iljxuh 6 olqhdu frpelqdwlrq ri wkh sduwlfxodu vroxwlrqv 9148 |lhogv prwlrq ri wkh fhqwuh ri vkdiw 1 n 3 3 /n | n n e/ 2 | n 3 e/ | n 3 e/ 2 | +914;, 5 ' n 2 e 2 Lwv lqvwdqwdqhrxv srvlwlrq +vhh Ilj1 7, lv lqglfdwhg e| wkh uhvxowdqw - ri irxu yhfwruv1 Wzr ri wkhp shuirup wkh srvlwlyh suhfhvvlrq dqg wkh rwkhu wzr shuirup wkh qhjdwlyh suhfhvvlrq1

+ 1

x R
+ 2

C,G

Iljxuh 7

DQDO\VLV

4:7

91515 Lq xhqfh ri uhvlgxdo xqedodqfh Wkh qrq0krprjhqhrxv htxdwlrqv zklfk jryhuq yleudwlrqv ri urwru gxh wr wkh uhvlgxdo xqedodqfh duh/ dffruglqj wr Ht1 9145/ dv iroorzv 65  n 6@)  5 n & 5 n &)5 ' 7 l2 e)7 el| 6@5  n EU n 6@2  )5  U5 l)  5 n &5 n &22 )5 ' (l2 e)( el| 5 ' el| )5 ' el|

+914<,

Wkh sduwlfxodu vroxwlrq ri wkh deryh htxdwlrqv fdq eh suhglfwhg lq wkh iroorzlqj irup +9153,

zkhuh  dqg  duh wkh frpsoh{ frqvwdqw txdqwlwlhv zklfk fdq eh rewdlqhg e| lqwur0 gxfwlrq ri Ht1 9153 lqwr 91451 E6l2 n &  n E6@l2 n & ' 7 l2 e)7 E6@l2 n & n EEU n 6@2 l2 n U5 l2 n &22  ' (l2 e)( +9154,

Vroxwlrq ri wkh deryh htxdwlrq zlwk uhvshfw wr wkh xqnqrzq  dqg  / dffruglqj wr Fudphu irupxodh/ duh m{ Elm m{Elm m{ Elm  ' m{Elm  ' zkhuh   m{Elm '     m{ Elm '     m{ Elm '     6l2 n & 6@l2 n &  6@l2 n & EU n 6@2 l2 n U5 l2 n &22    7 l2 e)7 6@l2 n &  2 )( 2 2 2 (l e EU n 6@ l n U5 l n &22   6l2 n & 7 l2 e)7   6@l2 n & (l2 e)( 

+9155,

+9156, +9157, +9158,

Wkh dpsolwxghv ri wkh irufhg yleudwlrqv kdyh lqqlwh pdjqlwxghv li wkh ghqrplqdwru m{Elm lv htxdo wr f Khqfh wkh htxdwlrq m{Elm ' f +9159, |lhogv wkh fulwlfdo vshhgv ri wkh urwru1 Lw lv hdv| wr qrwlfh wkdw wkh ghwhuplqdqw m{Elm lv htxdo wr m{E/c lm +vhh Ht1 914:, iru l ' / Wkhuhiruh wkh fulwlfdo vshhgv fdq eh dowhuqdwlyho| rewdlq dv wkh lqwhuvhfwlrq srlqwv ri wkh gldjudp ri wkh qdwxudo iuhtxhqflhv ri wkh urwru +vhh Ilj1 6, zlwk wkh vwudljkw olqh l ' / Wkhvh lqwhuvhfwlrq srlqwv duh vkrzq lq Ilj1 8   /2 6 n & / 2 6@ n & m{E/c lm '   /2 6@ n & /2 EU n 6@2  n U5 l/ n &22   'f  +915:,

DQDO\VLV

4:8

cr2 cr1

cr1 cr2

Iljxuh 8

Fkdswhu : DQDO\VLV RI PRWLRQ RI URWRU ZLWK RQH XQV\PPHWULFDO GLVN


:14 PRGHOOLQJ

:1414 Ghvfulswlrq ri wkh sk|vlfdo prgho

S o

a G

E y z
y

y
Iljxuh 4

x xR t

yR

Ohw xv frqvlghu urwru vkrzq lq Ilj1 41 Wkh hohphqw . fdq eh frqvlghuhg dv d uljlg erg| dwwdfkhg wr wkh vkdiw 7 dw wkh srlqw J1 Wkh srlqw J lv fkrvhq wr eh dw ruljlq ri wkh devroxwh v|vwhp ri frruglqdwhv %+5 1 Wkh fhqwuh ri judylw| C lv e| @ dsduw iurp wkh ruljlq J1 Wklv hohphqw srvvhvvhv pdvv 6 dqg urwdwhv derxw d{lv 5 zlwk d frqvwdqw dqjxodu yhorflw| l1 Wkh v|vwhp ri frruglqdwhv %- +- 5- urwdwhv derxw d{lv 5 ri wkh %+5 v|vwhp ri frruglqdwhv zlwk wkh djxodu vshhg htxdo wr wkh dqjxodu vsshg ri wkh hohphqw . 1 Wkhuhiruh lwv dqjxodu srvlwlq lv ghwhuplqhg e| wkh dqjxodu glvsodfhphqw l| Wkh d{lv 5 lv qrw lwv wkh d{lv ri v|pphwu| ri wkh hohphqw . 1 Wkhuhiruh wkh prphqwv ri lqhuwld derxw d{lv %- dqg +- ri wkh urwdwlqj v|vwhp ri frruglqdwhv duh qrw htxdo wr hdfk rwkhu1 Wkhlu pdjqlwxghv derxw d{vhv wkurxjk wkh fhqwuh ri judylw| C duh ghqrwhg khuh e| U% dqg U+ uhvshfwlyho|1 U5 vwdqgv iru prphqw ri lqhuwld derxw d{lv 5 1 Iru vlpsolflw| ri wkh ixuwkhu frqvlghudwlrq/ ohw xv dvvxph wkdw wkh vkdiw 7 lv pdvvohvv1

PRGHOOLQJ

4::

:1415 Ghyhorsphqw ri wkh pdwkhpdwlfdo prgho Wkh pdwkhpdwlfdo prgho ri wkh hohphqw . / zhuh ghulyhg lq sduw 4 +Ht1 416</ sdjh 53, wr eh dv iroorzv1 4e  n Ue  ' +e n6e C zkhuh 4e 6 6 f 6@ f 9 f : 6 f 6@ : ' 9 2 7 6@ f UJ n 6@  {U ULt 2l| 8 {U t? 2l| 2 f 6@ {U t? 2l| UJ n 6@ n {U ULt 2l| 5 6 f f f f 9 f f : f f : ' 9 7 f f 2{U l t? 2l| U5 l  2{U l ULt 2l| 8 f f U5 l  2{U l ULt 2l| 2{U l t? 2l| 5 6 5 6 5 6 % 8% f 9 + : 9 : 9 6} : : c +e ' 9 8+ : c 6e 9 : ' 9 ' C 7 )% 8 7 % 8 7 f 8 )+ + 6}@ UJ ' U% n U+ 2 {U ' U%  U+ 2 5 +:14,

Ue

+:15,

+:16,

Wkh pdwkhpdwlfdo prgho ri wkh vkdiw 7 / dorqj frruglqdwhv / pd| eh dgrswhg lq wkh iroorzlqj irup !r ' +r zkhuh 6 & f &2 f 9 f & f &2 : : !r ' 9 7 &2 f &22 f 8 f &2 f &22 5 +:17,

+:18,

Dssolfdwlq ri wkh ghyhorshg lq sduw4 frsrvlwlrq uxohv/ uhvxowv lq wkh iroorzlqj pdwkh0 pdwlfdo prgho ri wkh urwru v|vwhp1 4 n U  n ! ' 6C zkhuh 4 ' 4e U ' Ue ! ' !r 6C ' 6e C +:1:, +:19,

Lqwurgxfwlrq ri wkh frpsoh{ qrwdwlrqv % n + ' 5 dqg )% n )+ ' )5 +:1;,

PRGHOOLQJ
uhvxowv lq wkh iroorzlqj vhw ri wkh v|vwhp htxdwlrqv ri prwlrq1 )5  {Ue2l| 6@5  n EUJ n 6@2 

4:;

65  n 6@)  5 n & 5 n &2 )5 ' 6} > > )  5 U5 l)  5  2{U le2l| )  5 n&2 5 n &22 )5 ' 6}@ +:1<,

Wkhvh htxdwlrq/ dowkrxjk olqhdu/ kdyh frh!flhqwv wkdw ghshqg xsrq wlph1 Lw zloo eh vkrzq wkdw li wkh vwlqhvv pdwul{ !r ri wkh vkdiw frqvlghuhg srvvhvvhv wkh vdph g|qdplf surshuwlhv lq erwk wkh %5 dqg +5 sodqh +dv lw lv lq wkh frqvluhg fdvh,/ wudqv0 irupdwlrq ri wkh deryh pdwkhpdwlfdo prgho wr wkh urwdwlqj v|vwhp ri frruglqdwhv %- +- 5- |lhogv htxdwlrqv zlwk frqvwdqw frh!flhqwv1 Wkhuhiruh/ ohw xv dsso| wkh ghyho0 rshg hduolhu wudqviruqdwlrq +vhh Ht*v 714; dqg 714<, 5 ' 5- el| 5  ' 5 - el| n 5- lel| 5  ' 5 - el| n 25 - lel|  5- l2 el| )5 ' )5- enl| ) 5 ' )  5- el| n )5- lel| ) 5 ' )  5- el| n 2)  5- lel|  )5- l2 el| +:144, +:143,

> > )5 ')5- e3l| > > > ) 5 ' )  5- e3l|  )5- le3l| > > > > ) 5 ' )  5- e3l|  2 )  5- le3l|  )5- l2 e3l|

+:145,

wr wkh Ht*v :1<1 Dv d uhvxow ri dssolfdwlrq ri wkh deryh wudqvirupdwlrq/ rqh fdq jhw wkh iroorzlqj vhw ri htxdwlrqv1 6E 5- n 25 - l  5- l2  n 6@E )5- n 2)  5- l  )5- l2  n & 5- n &2 )5- ' 6}e3l|

> > > 6@E 5- n 25 - l  5- l2  n EUJ n 6@2 E )5- n 2)  5- l  )5- l2   {U E)  5- 2 )  5- l )5- l2  > > U5 lE)  5- n )5- l  2{U lE)  5-  )5- l n &2 5- n &22 )5- ' 6}@e3l| +:146,
Vhsdudwlrq ri wkh uhdo sduw iurp wkh lpdjlqdu| sduw |lhogv wkh qdo pdwkhpdwlfdo prgho lq wkh iroorzlqj pdwul{ irup1 4- - nU-  - n!-'

6C-

+:147,

DQDO\VLV
6 6 f 6@ f 9 f : 6 f 6@ : 4- ' 9 7 6@ f UJ n 6@2  {U 8 f 2 f 6@ UJ n 6@ n {U 6 f 26l f 26@l 9 26l : f 26@l f : U- ' 9 7 f 26@l f d2EUJ n 6@2   U5 ol 8 26@l f d2EUJ n 6@2   U5 ol f &  6l2 f 9 f &  6l2 ' 9 2 7 &2  6@l f f &2  6@l2 5 5 5

4:<

!-

6 &2  6@l2 f : f &2  6@l2 : 8 &22  EUJ n {U n 6@2  U5 l2 f 2 2 f &22  EUJ  {U n 6@  U5 l 6 %9 +- : : '9 7 )%- 8 c )+5 6 6} t? l| 9 6} ULt l| : : '9 7 6}@ t? l| 8 6}@ ULt l| 5

6C-

+:148,

:15

DQDO\VLV

:1514 Iuhh yleudwlrqv0 Vwdelolw| ri prwlrq Xqgdpshg fdvh Wkh iuhh prwlrq ri wkh urwru/ zlwk uhvshfw wr wkh urwdwlqj v|vwhp ri frruglqdwhv/ lv jryhuq e| wkh krprjhqhrxv htxdwlrq ri Ht1 :147 4- - nU-  - n!-'

+:149,

Wkh frpsoh{ qdwxudo iuhtxhqflhv o/ pd| eh rewdlq iurp wkh fkdudfwhulvwlf htxdwlrq zklfk dffruglqj wr frqvlghudwlrq surylghg lq sduw5 fkds14 +sdjh 446,/ kdv wkh iroorz0 lqj irup1 md  oom ' f zkhuh '   +:14;, +:14:,

f 3 43 !  4 - - U-

DQDO\VLV

4;3

30 20 10

R [1/s]

0 -10 -20 -30

(a)

0.3 0.2 0.1

h [1/s]

0 -0.1 -0.2 -0.3

(b)

60

40

[1/s] 20
(c)
0

-20 0 4 8 l n1 12 16 u n1

[1/s]

simple instability region

Iljxuh 5

DQDO\VLV

4;4

30 20 10

R [1/s]

0 -10 -20 -30

(a)

0.8 0.6 0.4 0.2 0 -0.2 -0.4 -0.6 -0.8

h [1/s]

(b)

50 40 30

[1/s]

20 10 0 -10

(c)

0 l n1

8 u n1 l n2

12

16

[1/s]
u n3

u n2

n3

combined instability region simple instability regions

Iljxuh 6

DQDO\VLV

4;5

Uhvxowv ri vhdufklqj iru hljhqydoxhv o '  /- ri Ht1 :14: duh vkrzq lq jxuhv 5 dqg 61 Ilj1 5+d, dqg 6+d, suhvhqwv wkh lpdjlqdu| sduwv ri /- hljhqydoxhv o/ zklfk uhsuhvhqwv wkh iuhtxhqflhv ri wkh v|vwhp qdwxudo iuhtxhqflhv zlwk uhvshfw wr wkh ur0 wdwlqj v|vwhp ri frruglqdwhv1 Ilj1 5+e, dqg 6+e, vkrzv wkh uhdo sduwv  ri wkh hljhq ydoxhv o1 Ilj1 5+f, dqg 6+f, suhvhqwv wkh v|vwhp qdwxudo iuhtxhqflhv zlwk uhvshfw wr wkh vwdwlrqdu| v|vwhp ri frruglqdwhv / 1 Wkh gldjudpv vkrzq lq Ilj1 5+f, dqg 6+f, zdv fuhdwhg iurp wkh gldjudpv vkrzq lq jxuhv +d, e| dssolfdwlrq ri wkh ghyhorshg lq fkdswhu 5 irupxod 7169 +sdjh 46;, / ' /- n l Ilj1 5 zdv rewdlqhg iru wkh iroorzlqj vhw ri wkh qxphulfdo gdwd= & ' f fff*6c &22 ' fff*6c &2 ' 2 fff*6c @ ' fc 6 ' Df&}c +:153, +:14<,

UJ ' f&}62 c

U5 ' 2f&}62 c

{U ' e&}62

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& ' f fff*6c

&22 ' fff*6c

&2 ' 2 fff*6c

@ ' fc

6 ' Df&}c +:154,

UJ ' 2f&}62 c

U5 ' f&}62 c

{U ' e&}62

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Lq xhqfh ri wkh h{whuqdo gdpslqj Dffruglqj wr wkh frqvlghudwlrq fduulhg rxw lq fkdswhu 5/ +sdjh 473, wkh gdpslqj irufhv gxh wr wkh h{whuqdo gdpslqj dorqj frruglqdwhv %c +c )% c )+ ri wkh vwdwlrqdu| v|vwhp ri

DQDO\VLV
frruglqdwhv pd| eh dgrswhg dv iroorz
% 8e% ' Se% %  % e% ' S)e% ) % + 8e% ' Se% +  + e% ' S)e% ) +

4;6

+:155,

ru lq wkh frpsoh{ irup


5 8e% ' Se% 5  5 e% ' S)e% ) 5

+:156,

zkhuh wkh frpsoh{ ixqfwlrq 5 dqg )5 duh ghqhg e| Ht1 :1;1 Dssolfdwlrq ri wkh Ht1 :143 dqg :144 |lhov wkh gdpslqj irufhv dorqj wkh urwdwlqj v|vwhp ri frruglqdwhv1
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+:157,

Vhsdudwlrq ri wkh uhdo sduw iurp wkh lpdjlqdu| sduw/ uhvxowv lq wkh gdpslqj irufhv dorqj wkh urwdwlqj d{hv1
%+8e% ' Se% E%  -  +- l 8e% ' Se% E+ - n %- l %+e% ' S)e% E)  %-  )+- l e% ' S)e% E)  +- n )%- l

+:158,

Lpsohphqwdwlrq ri wkh deryh irufhv lq wkh pdwkhpdwlfdo prgho :147/ hyhqwxdwhv lq wkh iroorzlqj prglfdwlrq ri wkh vwlqhvv dqg lqhuwld pdwulfhv1 5 6 Se% 26l f 26@l 9 26l : Se% 26@l f : U- ' 9 2 7 f 26@l S)e% d2EUJ n 6@   U5 ol 8 26@l f d2EUJ n 6@2   U5 ol S)e% &  6l2 Se% l 9 Se% l &  6l2 ' 9 2 7 &2  6@l f f &2  6@l2 5

!-

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Wkh vlpsoh dqg frpelqhg lqvwdelolw| uhjlrqv dv d ixqfwlrq ri {U iru wkh vhw ri gdwd :154 dqg glhuhqw pdjqlwxghv ri wkh gdpslqj frh!flhqwv duh vkrzq lq Ilj1 71 Dv rqh fdq vhh iurp wklv gldjudp/ wkh h{whuqdo gdpslqj qduurzlqj wkh lqvwdelolw| uhjlrqv dqg hyhqwxdoo| oltxlgdwhv wkhp frpsohwho|1

DQDO\VLV
10 8

4;7

I[kgm ]

6 4 2 0 0 2 4 6 c=0, c =0 c=200 [Nm s], c =20[Nms]


-1

10

12

14

16
-1

18

[1/s]

c=100 [Nm s], c =10[Nms] c=300 [Nm s], c =30[Nms]


-1

Iljxuh 7 :1515 Sduwlfxodu vroxwlrq 0 Htxloleulxp srvlwlrq Wkh yhfwru 5 6 6} t? l| 9 6} ULt l| : : 6C- ' 9 7 6}@ t? l| 8 6}@ ULt l|

+:15:,

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+:15;,

Lpsohphqwdwlrq ri wkh deryh sduwlfxodu vroxwlrq lq Ht1 :147 /uhvxowv lq wkh iroorzlqj vhw ri wkh qrq0krprjhqhrxv dojheudlf htxdwlrqv olqhdu zlwk uhvshfw wr wkh xqnqrzq pdjqlwxghv ri 7 dqg xr       & &2 7 6} +:15<, ' &2 &22 xr 6@} Khqfh=  7 xr  '  & &2 &2 &22  3  6} 6@}  +:163,

Dssolfdwlrq ri wkh wudqvirupdwlrq :143 +sdjh 4:;, |lhogv vwdwlf htxloleulp srvlwlrq ri wkh v|vwhp zlwk uhvshfw wr wkh vwdwlrqdu| v|vwhp ri frruglqdwhv1 % + )% )+ ' ' ' ' f 7 f xr

+:164,

DQDO\VLV

4;8

Reylrxvo|/ wklv htxloleulxp srvlwlrq h{lvwv iru rqo| wkhvh dqjxodu vshhgv ri wkh urwru zklfk ehorqj wr wkh vwdeoh uhjlrqv1 :1516 Irufhg yleudwlrq fdxvhg e| wkh uhvlgxdo lpedodqfh Dffruglqj wr wkh frqvlghudwlrq fduulhg rxw lq sduw 4 fkdsw1 4 +sdjh 56,/ wkh uhvlgxdo lpedodqfh fdq eh prghoohg e| wkh iroorzlqj yhfwru ri irufhv dorqj wkh urwdwlqj v|vwhp ri frruglqdwhv1 5 6 6>%- l2 9 : 6>+- l2 : +:165, N6- ' 9 7 2EUJ  {U  U5 {%- l2 8 2EUJ n {U  U5 {+- l2 Khqfh/ wkh irufhg yleudwlrqv ri wkh urwru duh jryhuqhg e| 4- - nU-  - n!-'

6N-

+:166,

Vlqfh wkh yhfwru N6- frqwdlqv frqvwdqw pdjqlwxghv/ wkh sduwlfxodu vroxwlrq pd| eh suhglfwhg dv d yhfwru zlwk frqvwdqw hohphqwv wrr1 5 6 f 9 t : : +:167, -'9 7 xf 8 xt Wklv suhglfwlrq ohdgv wr wkh iroorzlqj h{suhvvlrq iru wkh dpsolwxghv ri wkh irfhg yleudwlrqv ' !3 - 6N-

+:168,

zkhuh !-

Se% l &  6l2 2 9 S l & e%  6l ' 9 7 &2  6@l2 f f &2  6@l2

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DQDO\VLV

4;9

30 20 10

R [1/s]

0 -10 -20 -30 10

(a)

unstable solutions
8

stable solutions

X, Y [m]
4

(b)
l l

2 0 0 l n1

cr1
4 8 u n1

cr1
12

cr3
16 u n2

cr3 [1/s]
l n3

l n2

n3

combined instability region simple instability regions X Y

Iljxuh 8

Sduw LLL H[SHULPHQWDO LQYHVWLJDWLRQV

4;:

Fkdswhu ; LQIOXHQFH RI WKH J\URVFRSLF HIIHFW RQ D URWRU YLEUDWLRQV


;14 GHVFULSWLRQ RI WKH ODERUDWRU\ LQVWDOODWLRQ
F1 8 16 10 6 5 4 3 1 5 2 11 7

d2 c

r b b/2 F2

a=0.015m

[Hz]
17

d1 [V] 12

d2 [V] 13

[Hz] 14

[V] 18

Iljxuh 4 Wkh glvn 5 ri wkh urwru vkrzq lq Ilj1 4 lv vxssruwhg e| phdqv ri wkh vhoi0 doljqlqj ehdulqj1 Wkh ohiw kdqg vlgh ri wkh urwru lv vxssruwhg xsrq wkh h{leoh vxssruw zklfk lv dvvhpeohg ri wkh eorfn 6 vsulqjv 7 dqg wkh vhoi0doljqlqj edoo ehdulqj1 Wkh vkdiw 4 ri wkh urwru lv gulyhq e| wkh hohfwulf prwru ;1 Lwv dqjxodu yhorflw| fdq eh frqwuroohg e| wkh vshhg uhjxodwru <1 ;15 PRGHOOLQJ

;1514 Sk|vlfdo prgho Wkh sk|vlfdo prgho ri wkh ghvfulehg deryh urwru v|vwhp lv vkrzq lq Ilj1 51 Wkh glvn 5 lv frqvlghuhg dv d uljlg erg|1 Lwv prphqwv ri lqhuwld derxw d{hv wkurxjk wkh srlqw ri urwdwlrq  duh U% ' U+ ' U dqg U5 1 Wkh eorfn 6 fdq wudqvodwh lq sodqh %+

PRGHOOLQJ
3 1 2 z

4;<

x m x y y Iljxuh 5 I,Iz

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2 z

x I,Iz xd

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PRGHOOLQJ
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4<3

U_

6L_

+;15,

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3 z x k x
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+;17,

PRGHOOLQJ
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4<4

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6 : : 8 +;18,

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6 f : 9 (l2 ULtEl | n )(  : :'9 : 8 7 8 f 2 (l t?El | n )( 

+;1:,

DQDO\VLV
;16 DQDO\VLV

4<5

;1614 Qdwxudo yleudwlrqv Li zh qhjohfw wkh h{flwdwlrq irufhv wkh htxdwlrqv ;1< ehfrphv krprjhqhrxv dqg jryhuq qdwxudo +iuhh, prwlrq ri wkh urwru v|vwhp1 65  n g 5 n g)5 ' f U)  5 n g5 n g22 )5  U5 l) 5 ' f Lwv sduwlfxodu vroxwlrq pd| eh suhglfwhg lq wkh iroorzlqj irup 5 ' e/| )5 ' e/| +;144, +;143,

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DQDO\VLV
Natural frequencies 100 positive precession negative precession

4<6

50 = 10 0 10 20 30 angular speed 40 50

a)

Amplitude of the forced vibration

5 A

b)

0 0

10

20 30 angular speed

40

50

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