Lesson 6: Filtration Objective

In this lesson we will answer the following questions: How does filtration fit into the water treatment process? How does filtration clean water? What types of filters are used for water treatment? How are filters cleaned? What media are used in filters? What factors affect filter efficiency?

Reading Assignment
Along with the online lesson, read Chapter 6: Filtration, in your textbook Operation of Water Treatment Plants Volume I .

Lecture

Introduction to Filtration Purpose

The purpose of filtration is to remove suspended particles from water by passing the water through a medium such as sand. As the water passes through the filter, floc and impurities get stuck in the sand and the clean water goes through. The filtered water collects in the clearwell, where it is disinfected and then sent to the customers. Filtration is usually the final step in the solids removal process which began with coagulation and advanced through flocculation and sedimentation. In the filter, up to 99.5% of the suspended solids in the water can be removed, including minerals, floc, and microorganisms.

Requirements
Filtration is now required for most water treatment systems. Filters must reduce turbidity to less than 0.5 NTU in 95% of each month's measurements and the finished water turbidity must never exceed 5 NTU in any sample. As you will recall, turbidity alone does not have health implications. So, why the strict regulations? Although turbidity is not harmful on its own, turbid water is difficult to disinfect for a variety of reasons. Microorganisms growing on the suspended particles may be hard to kill using disinfection while the particles themselves may chemically react with chlorine, making it difficult to maintain a chlorine residual in the distribution system. Turbidity can also cause deposits in the distribution system that create tastes, odors, and bacterial growths. However, turbid drinking water has other troublesome implications as well. Sand filtration removes some cyst-forming microorganisms, such as Giardia which cannot be killed by traditional chlorination. Cysts are resistant covers which protect the microorganism while it goes into an inactive state.

Regulations require that at least 99.9% of Giardia cysts and 99.99% of viruses be removed from drinking water. Since it is difficult to test directly for these microorganisms, turbidity in water can be used as an indicator for their presence. By requiring a low turbidity in the finished water, treatment plants are ensuring that few or no Giardia are present in finished drinking water. In a few locations, surface waters are used for domestic purposes without filtration. In these situations, the water is obtained from a watershed which includes only undeveloped areas. The watershed is patrolled and carefully managed to prevent contamination.

Location in the Treatment Process

In the typical treatment process, filtration follows sedimentation (if present) and precedes disinfection. Depending on the presence of flocculation and sedimentation, treatment processes are divided into three groups - conventional filtration, direct filtration, and in-line filtration. The most common method of filtration is conventional filtration, where filtration follows

coagulation/flocculation and sedimentation. This type of filtration results in flexible and reliable performance, especially when treating variable or very turbid source water. Some treatment plants operate without some or all of the sediment removal processes which precede filtration. If filtration follows coagulation and flocculation, without sedimentation, it is known as direct filtration. This method can be used when raw water has low turbidity. Another type of filtration, known as in-line filtration, involves operating the filters without flocculation or sedimentation. A coagulant chemical is added to the water just before filtration and coagulation occurs in the filter. In-line filtration is often used with pressure filters, but is not as efficient with variable turbidity and bacteria levels as conventional filtration is.

Polymer Aids
Although filtration does not require the addition of any chemicals, polymer aids may sometimes be added to the influent water. These chemicals improve the quality of the effluent water by helping the floc get caught in the filter. Polymer aids come in two main types. Moderate molecular weight cationic polymers (DADMA) are added ahead of flocculation to strengthen the floc while relatively high molecular weight nonionic polymers (polyacrylamides) are added just before filtration to aid in floc removal. Polymer aids can be troublesome in some respects. The powdered form of the polymer is very slippery, so spills should be cleaned up quickly. In addition, extended use of polymer aids may gum up the filters. As a result, polymer aids are often used like coagulant aids - in extreme situations to improve the water quality for a short time.

Mechanisms of Filtration Introduction

How are particles removed from water using filtration? Four mechanisms have been found to be part of the filtration process - straining, adsorption, biological action, and absorption. Each mechanism will be explained below.

Straining
passing the water through a filter in which the pores are smaller than the particles to be removed. This is the most intuitive mechanism of filtration, and one which you probably use in your daily life. Straining occurs when you remove spaghetti from water by pouring the water and spaghetti into a strainer. The picture below shows an example of straining in a filter. As you can see, the floc cannot fit through the gaps between the sand particles, so the floc are captured. The water is able to flow through the sand, leaving the floc particles behind.

In the past, straining has been assumed to be very important in the filtration process. However, in many cases, the pores between sand particles in the filter are much larger than the particles captured by the filter. It has been suggested that small particles become wedged between sand grains as filtration occurs, making the pore spaces smaller and allowing the filter to strain out yet smaller particles. However, a clean filter will produce clean water before any of this pore sizereduction has occurred. Therefore, it is now believed that straining is not an important part of most filtration processes.

Adsorption
The second, and in many cases the most important mechanism of filtration, is adsorption. Adsorption is the gathering of gas, liquid, or dissolved solids onto the surface of another material, as shown below:

Coagulation takes advantage of the mechanism of adsorption when small floc particles are pulled together by van der Waal's forces. In filtration, adsorption involves particles becoming attracted to and "sticking" to the sand particles. Adsorption can remove even very small particles from water.

Biological Action
The third mechanism of filtration is biological action, which involves any sort of breakdown of the particles in water by biological processes. This may involve decomposition of organic particles by algae, plankton, diatoms, and bacteria or it may involve microorganisms eating each other. Although biological action is an important part of filtration in slow sand filters, in most other filters the water passes through the filter too quickly for much biological action to occur.

Absorption
The final mechanism of filtration is absorption, the soaking up of one substance into the body of another substance. Absorption should be a very familiar concept - sponges absorb water, as do towels. In a filter, absorption involves liquids being soaked up into the sand grains, as shown below:

After the initial wetting of the sand, absorption is not very important in the filtration process.

Types of Filters Introduction

Filters can be categorized in a variety of ways. The table below shows the characteristics of four types of filters which can be used in water treatment.
Slow Sand Filte r Filtration rate (GPM/ft 2 ) Pros 0.015-0.15 Rapid Sand Filte r 2-3 Pre ssure Filte r 2-3 Diatomace ous e arth filte r (Diatomite filte r) 1-2

Reliable. Minimum Relatively small and operation and maintenance compact. requirements. Usually does not require chemical pretreatment. Large land area required. Need to manually clean filters. Requires chemical pretreatment. Doesn't remove pathogens as well as slow sand filters. Sand. Or sand and anthracite coal. Or sand and anthracite coal and garnet. Gravity.

Lower installation and operation costs in small filtration plants.

Small size. Efficiency. Ease of operation. Relatively low cost. Produces high clarity water. Usually does not require chemical pretreatment.

Cons

Less reliable than Sludge disposal problems. High head gravity filters. loss. Potential decreased reliability. Filter bed cannot be High maintenance and repair costs. observed during operation. Sand. Or sand and Diatomaceous earth. anthracite coal. Or sand and anthracite coal and garnet. Pressure. Primarily adsorption. Also some straining. Backwashing. Pressure, gravity, or vacuum. Primarily straining.

Filte r Me dia Sand.

Gravity or Pre ssure ? Filtration Me chanism Cle aning Me thod

Gravity.

Biological action, straining, Primarily and adsorption. adsorption. Also some straining. Manually removing the top Backwashing. 2 inches of sand.

Backwashing.

Common Small groundwater systems. Most commonly used Iron and manganese Beverage and food industries and Applications type of filter for removal in small swimming pools. Smaller systems. surface water groundwater treatment. systems.

We will discuss two types of filters below - the slow sand filter and the rapid sand filter. The pressure sand filter is essentially a rapid sand filter placed inside a pressurized chamber while the diatomaceous earth filter is not commonly used in treatment of drinking water.

History

The history of water treatment dates back to approximately the thirteenth century B.C. in Egypt. However, modern filtration began much later. John Gibb's slow sand filter, built in 1804 in Scotland, was the first filter used for treating potable water in large quantities. Slow sand filters spread rapidly, with the first one in the United States built in Richmond, VA, in 1832. A set of slow sand filters adapted from English designs was built in 1870 in Poughkeepsie, NY, and is still in operation. A few decades after the first slow sand filters were built in the U.S., the first rapid sand filters were installed. The advent of rapid sand filtration is linked to the discovery of coagulation. By adding certain chemicals (coagulants) to turbid water, the material in the water could be made to clump together and quickly settle out. Using coagulation, clear water for filtration could be produced from turbid, polluted streams. By the end of the nineteenth century, there were ten times as many rapid sand filters in service as the slow sand type. Currently, slow sand filtration is only considered economical in unusual cases. The diatomaceous earth filter was developed by the U.S. Army during WWII. They needed a filter that was easily transportable, lightweight, and able to produce pure drinking water. The diatomaceous earth filter is used in smaller systems, but is not commonly part of water treatment plants.

Slow Sand Filter

The slow sand filter is the oldest type of large-scale filter. In the slow sand filter, water passes first through about 36 inches of sand, then through a layer of gravel, before entering the underdrain. The sand removes particles from the water through adsorption and straining.

Unlike other filters, slow sand filters also remove a great deal of turbidity from water using biological action. A layer of dirt, debris, and microorganisms builds up on the top of the sand. This layer is known as schmutzdecke , which is German for "dirty skin." The schmutzdecke breaks down organic particles in the water biologically, and is also very effective in straining out even very small inorganic particles from water.

Maintenance of a slow sand filter consists of raking the sand periodically and cleaning the filter by removing the top two inches of sand from the filter surface. After a few cleanings, new sand must be added to replace the removed sand. Cleaning the filter removes the schmutzdecke layer, without which the filter does not produce potable water. After a cleaning the filter must be operated for two weeks, with the filtered water sent to waste, to allow the schmutzdecke layer to rebuild. As a result, a treatment plant must have two slow sand filters for continuous operation. Slow sand filters are very reliable filters which do not usually require coagulation/flocculation before filtration. However, water passes through the slow sand filter very slowly, and the rate is slowed yet further by the schmutzdecke layer. As a result, large land areas must be devoted to filters when slow sand filters are part of a treatment plant. Only a few slow sand filters are operating in the United States although this type of filter is more widely used in Europe.

Number of slow sand filters operating in each state as of 1991. (Sims)

Rapid Sand Filter

The rapid sand filter differs from the slow sand filter in a variety of ways, the most important of which are the much greater filtration rate and the ability to clean automatically using backwashing. The mechanism of particle removal also differs in the two types of filters - rapid sand filters do not use biological filtration and depend primarily on adsorption and some straining. Since rapid sand filters are the primary filtration type used in water treatment in the United States, we will discuss this filter in more detail.

A diagram of a typical rapid sand filter is shown above. The filter is contained within a filter box, usually made of concrete. Inside the filter box are layers of filter media (sand, anthracite, etc.) and gravel. Below the gravel, a network of pipes makes up the underdrain which collects the filtered water and evenly distributes the backwash water. Backwash troughs help distribute the influent water and are also used in backwashing (which will be discussed in a later section.) In addition to the parts mentioned above, most rapid sand filters contain a controller, or filter control system, which regulates flow rates of water through the filter. Other parts, such as valves, a loss of head gauge, surface washers, and a backwash pump, are used while cleaning the filter.

Operation of a rapid sand filter during filtration is similar to operation of a slow sand filter. The influent flows down through the sand and support gravel and is captured by the underdrain. However, the influent water in a rapid sand filter is already relatively clear due to coagulation/flocculation and sedimentation, so rapid sand filters operate much more quickly than slow sand filters.

The rest of this lesson will be concerned primarily with rapid sand filters, though many of the factors discussed can carry over to other filter types.

Filter Cleaning When to Backwash

Rapid sand filters, pressure filters, and diatomaceous earth filters can all be backwashed. During backwashing, the flow of water through the filter is reversed, cleaning out trapped particles. Three factors can be used to assess when a filter needs backwashing. Some plants use the length of the filter run, arbitrarily scheduling backwashing after 72 hours or some other length of filter operation. Other plants monitor turbidity of the effluent water and head loss within the filter to determine when the filter is clogged enough to need cleaning. Head loss is a loss of pressure (also known as head) by water flowing through the filter. When water flows through a clogged filter, friction causes the water to lose energy, so that the water leaving the filter is under less pressure than the water entering the filter. Head loss is displayed on a head loss gauge. Once the head loss within the filter has reached between six and ten hours, a filter should be backwashed.

The Process of Backwashing

In order to backwash a filter, the influent valve is closed and a waste line is opened. A backwash pump or tower forces treated water from the system back up through the filter bed. The dirty backwash water is collected by the wash troughs and can be recycled to the beginning of the plant or can be allowed to settle in a tank, pond, or basin.

Backwashing should begin slowly. If begun too quickly, backwash water can damage the underdrain system, gravel bed, and media due to the speed of the water. Beginning backwashing too quickly will also force air bound in the filter out, further damaging the filter. After a slow start, the backwash rate should be accelerated to reach around 10 to 25 gpm/ft.2 The backwash water must have enough velocity and volume to agitate the sand and carry away the foreign matter which has collected there. Backwashing normally takes about 10 minutes, though the time varies depending on the length of the filter run and the quantity of material to be removed. Filters should be backwashed until the backwash water is clean.

Surface Washing
At the same time as backwashing is occurring, the surface of the filter should be additionally scoured using surface washers . Surface washers spray water over the sand at the top of the filter breaking down mudballs.

Filter Media Introduction

The filter media is the part of the filter which actually removes the particles from the water being treated. Filter media is most commonly sand, though other types of media can be used, usually in combination with sand. The gravel at the bottom of the filter is not part of the filter media, merely providing a support between the underdrains and the media and allowing an even flow of water

during filtering and backwashing. The sand used in rapid sand filters is coarser (larger) than the sand used in slow sand filters. This larger sand has larger pores which do not fill as quickly with particles out of the water. Coarse sand also costs less and is more readily available than the finer sand used in slow sand filtration.

Dual and Multi-Media Filters

In many cases, multiple types of media are layered within the filter. Typically, the layers (starting at the bottom of the filter and advancing upward) are sand and anthracite coal, or garnet, sand, and anthracite coal. The picture below shows a cross-section through a dual media filter.

Photo Credit: Christie Shinault

The media in a dual or multi-media filter are arranged so that the water moves through media with progressively smaller pores. The largest particles are strained out by the anthracite. Then the sand and garnet trap the rest of the particulate matter though a combination of adhesion and straining. Since the particles in the water are filtered out at various depths in a dual or multi-media filter, the filter does not clog as quickly as if all of the particles were all caught by the top layer.

The largest particles are removed by the coal, the medium particles by the sand, and the smallest particles by the garnet.

The media in a dual or multi-media filter must have varying density as well as varying pore size so that they will sort back into the correct layering arrangement after backwashing. Anthracite coal is a very light (low density) coal which will settle slowly, ending up as the top layer of the filter. Garnet is a very dense sand which will settle quickly to the bottom of the filter.

Filter Efficiency Monitoring

The filter efficiency can be measured in a variety of ways. Effluent turbidity, which should be monitored continuously, gives an indication of the efficacy of the filtration process. Particle counters can be used to count the number of particles in the effluent which are within the size range of Giardia and Cryptosporidium to determine how efficiently the filter has removed these microorganisms. The length of the run time between backwashing can also be used as a measure of filter efficiency. Filter run time depends largely on the clarity of the water passing through the filter since clearer water will contain less material to be filtered out and clog the filter. This clarity, in turn, usually reflects the operator's skill and knowledge at maximizing the efficiency of coagulation/flocculation

and sedimentation. Physical features of the plant can also have considerable influence on the run time. The operator should test the influent and effluent turbidity, the effluent color, and head loss. These factors, as well as the filter run time, should be recorded.

Factors Influencing Efficiency

The efficiency of a filter is influenced by a variety of factors. To a large extent, the efficiency is determined by the characteristics of the water being treated and by the efficiency of previous stages in the treatment process. The chemical characteristics of the water being treated can influence both the preceding coagulation/flocculation and the filtration process. In addition, the characteristics of the particles in the water are especially important to the filtration process. Size, shape, and chemical characteristics of the particles will all influence filtration. For example, floc which is too large will clog the filter rapidly, requiring frequent backwashing, or can break up and pass through the filter, decreasing water quality. The types and degree of previous treatment processes greatly influence filtration as well. Conventional, direct, and in-line filtration will all have different levels of efficiency. Finally, the type of filter used and the operation of the filter will influence filter efficiency. The next section will discuss problems caused by improper operation of the filter.

Filter Problems

Photo Credit: Know Your Filters

Mudballs are approximately round conglomerations of filter material, ranging in size from peasized to two inches or more in diameter. The picture above shows a very large mudball. Mudballs form on the surface of filters when adhesive materials cause particles out of the water and media grains to stick together. If the filter is not properly backwashed and surface washed, mudballs will continue accumulating material and will grow larger, eventually sinking down into the filter media. Mudballs in the media result in shortened filter runs and in loss of filter capacity, since water will not pass through the mudballs and must flow around them.

Another problem associated with filters is breakthroughs , cracking of the filter media and/or separation of the media from the filter wall. Breakthroughs are caused by running the filter at an excessive filtration rate or by extending filter runs too long between backwashing. Breakthroughs can result in untreated water flowing through the filter, which in turn results in a sudden high turbidity in the effluent water. The untreated water may contain microorganisms such as Giardia and is thus not safe to drink. Air binding is the release of dissolved gases from the water into the filter or underdrain. Air binding may result from low pressure in the filter (negative head) or from filtering very cold, supersaturated water. The air in the filter and underdrain prevents water from passing through the filter, which in turn results in abnormally high head loss even when the filter has recently been backwashed. During backwash, the air in the filter can damage the filter media.

Filtration Math Introduction

In this lesson, we will design a rapid sand filter and a clear well chamber. Once again, these calculations are similar to those used for flash mix, flocculation, and sedimentation basins. For the rapid sand filter, the most important dimension is the surface area. Filters must be designed so that the water flowing through is spread out over enough surface area that the filtration rate is within the recommended range. The clear well is a reservoir for storage of filter effluent water. In this lesson, we will design a clear well with sufficient volume to backwash the rapid sand filter we design. However, clear wells have other purposes, most important of which is to allow sufficient contact time for chlorination. We will discuss chlorination in the next lesson.

Specifications
A water treatment plant will typically have several filters. Each filter in our calculations will be assumed to have the following specifications. Square tank Basin depth: 10 ft Media depth: 2-3 ft Surface area: <2,100 ft2 Filtration rate: 2-10 gal/min-ft2 Flow through filter: 350-3,500 gpm Backwash frequency: every 24 hours Backwash period: 5-10 minutes Backwash water: 1-5% of filtered water Backwash rate: 8-20 gal/min-ft2 Filter rise rate: 12-36 in/min Bed expansion: 50% Backwash trough 3 ft above media Backwash water piped to raw water intake As you can see, backwashing is a very important part of filter calculations. We will briefly identify some of the backwash characteristics below.

The backwash frequency is the same as filter run time. Either term can be used to signify the number of hours between backwashing. The backwash period is the length of time which backwashing lasts. The backwash water is the water used to backwash the filter. For the filters we're considering, backwash water should be 1-5% of the water filtered during the filter run. The backwash rate is the rate at which water is forced backwards through the filter during backwashing. This rate is homologous to the filtration rate, only with water moving in the other direction through the filter. The backwash rate is typically much greater than the filtration rate. The filter rise rate is the speed at which water rises up through the filter during backwashing. This is another way of measuring the backwash rate. During backwashing, the water pushes the media up until it is suspended in the water. The height to which the media rises during backwashing is known as the bed expansion. For example, if the filter media is 2 feet deep, it may rise up to 3 feet deep during backwashing. This is a 50% bed expansion:

Bed expansion = 50%

Most of these backwash specifications merely describe the type of filter we will be considering and are not used in calculations. However, two factors - the filter rise rate and the backwash period will be used when calculating the volume of the clear well chamber.

Overview of Calculations
1. 2. 3. 4. 5. Calculate the approximate number of filters required. Calculate the flow through one filter. Calculate the surface area of one filter. Calculate the length of the tank. Calculate the clearwell volume.

1. Number of Filters
The treatment plant's flow should be divided into at least three filters. You can estimate the number of filters required using the following formula:

Where: Q = Flow, MGD

So, for a plant with a flow of 1.5 MGD, then the approximate number of filters would be:

2. Flow
Next, the flow through one filter is calculated just as it was for one tank of the sedimentation basin: Qc = Q / n Qc = (1.5 MGD) / 3 Qc = 0.5 MGD

So the flow through each of our three filters will be 0.5 MGD.

3. Surface Area

The required filter surface area is calculated using the formula below: A = Qc / F.R.

Where: A = filter surface area, ft2 Qc = flow into one filter, gpm F.R. = filtration rate, gal/min-ft2 We will use a filtration rate of 4 gal/min-ft.2 We will also have to convert from gpm to MGD. The calculations for our example are shown below: A = 500,000 gal/day (1 day / 1440 minutes) / 4 gal/min-ft2 A = 87 ft2

4. Tank Length
Since the filter tank is a square, the length of the tank can be calculated with the following simple formula:

Where: L = Length, ft A = Surface area, ft2

In the case of our example, the length of one tank is calculated as follows:

This is the final calculation required for the design of the filter.

5. Clearwell Volume
The volume of the clearwell must be sufficient to provide backwash water for each filter. First we calculate the total filter area: Total filter area = A (Number of filters) For our example, the total filter area is: Total filter area = 87 ft2 3 Total filter area = 261 ft2

Then we calculate the volume of the clearwell as follows: V = (Backwash period) (Total filter area) (Filter rise rate) We will assume a 5 minute backwash period and filter rise rate of 30 in/min. So, for our example, the volume of the clearwell would be calculated as follows: V = (5 min) (261 ft2) (30 in/min) (1 ft / 12 in) V = 3,263 ft3 You will notice that we translated from inches to feet.

Conclusions
For our plant, we need three filters, each with a surface area of 87 ft2 and a length of 9.3 ft. In order to accommodate backwashing all three filters at once, the clearwell volume should be 3,263

ft.3

Review
Filtration removes suspended particles from water by passing the water through a medium. Particles are removed through straining, adsorption, biological processes, and absorption. Four types of filters are used in water treatment - slow sand, rapid sand, pressure, and diatomaceous. Rapid sand filters are the most widely used in treating surface water. Rapid sand filters are cleaned by backwashing and surface washing. Filter media may be sand, or layers involving anthracite coal, sand, and garnet. Filter efficiency is typically monitored using effluent turbidity, particle counters, and filter run time. Problems associated with filters include mudballs, breakthroughs, and air binding.

References
Alabama Department of Environmental Management. 1989. Water Works Operator Manual. American Water Works Association. Brief History of Filtration. Kerri, K.D. 2002. Water Treatment Plant Operation. California State University: Sacramento. Rust, Mary, and Katie MacArthur. 1996. Slow Sand Filtration. Virginia Tech, Blacksburg. Schmitt, Dottie, and Christie Shinault. 1996. Rapid Sand Filtration. Virginia Tech, Blacksburg. Sims, Ronald C., and Lloyd A. Slezak. 1991. "Slow Sand Filtration: Present Practice in the United States." Slow Sand Filtration. American Society of Civil Engineers: New York.

Assignments
Part 1 of your Assignment: Answer the following questions. Show all of your work and circle the answer for each math problem below. If there is insufficient information to find the answer, write "Insufficient information". When you are done, either email, mail or fax the assignment to your instructor. (Each question is worth 10 points) 1. During filtration, the filter bed is 30 inches deep. During backwashing, the filter bed is 50

2. 3. 4. 5.

inches deep. What is the percent of bed expansion? Given a flow of 5 MGD, approximate the number of filters which should be used. The flow into one filter is 0.75 MGD. The filtration rate is 4 gal/min-ft2. Calculate the filter's surface area. The flow is 4 MGD, divided into the recommended number of filters. The filtration rate is 4 gal/min-ft2. What is the length of one filter tank? A plant has 4 filters, each with an area of 75 ft2. Assume a 5 minute backwash period and filter rise rate of 30 in/min. What should the volume of the clearwell be to allow backwashing of all four filters at once?

Part 2 of your Assignment: Work the following crossword puzzle that comes from definitions in your textbook. You may either print the puzzle out, complete it and mail or fax back to the instructor or you may send an email with the correct answers numbered accordingly. (Crossword worth 50 points)

Quiz
Answer the questions in the Lesson 6 quiz . When you have gotten all the answers correct, print the page and either mail or fax it to the instructor. You may also take the quiz online and submit your grade directly into the database for grading purposes.