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CONTACT InvestorRelations: Brussels London Paris +32.2.509.1392 +44.20.7379.2789 +33.1.49.27.11.33 NewYork +1.212.656.5700
NYSEEuronextAnnouncesTradingVolumesforJanuary2013 GlobalDerivativesADVUp27%YoYDrivenbyStrongFixedIncomeTrading,Up64% U.S.EquityOptionsADVUp10%YoY;RecordMarketShareof29% U.S.andEuropeanCashADVDeclinedYoYButReboundedfromDecember2012levels February11,2013NYSEEuronext(NYX)todayannouncedtradingvolumesforitsglobal derivativesandcashequitiesexchangesforJanuary20131.Globalderivativesaveragedaily volume(ADV)of9.5millioncontractsinJanuary2013increased26.9%comparedto January2012,andincreased27.5%fromDecember2012drivenprincipallybystrongerfixed incomederivativesADVwhichincreased64%yearoveryearand91%monthovermonth. U.S.EquityoptionsvolumesreboundedinJanuary2013withanincreaseof9.9%comparedto January2012andanincreasedof17.9%fromDecember2012levels.U.S.Equityoptions combinedmarketsharesetanewrecordhighof29.4%inJanuary2013.Tradingvolumesin EuropeanandU.S.cashequitiesdeclinedyearoveryear,butimprovedfromDecember2012 levels. Highlights NYSEEuronextglobalderivativesADVinJanuary2013of9.5millioncontracts increased26.9%comparedtoJanuary2012andincreased27.5%fromDecember2012 levels. NYSEEuronextEuropeanderivativesproductsADVinJanuary2013of4.9million contractsincreased51.0%comparedtoJanuary2012,andincreased39.4%from December2012levels.ExcludingBclear,NYSELiffe'stradeadministrationandclearing serviceforOTCproducts,EuropeanderivativesproductsADVincreased43.5% comparedtoJanuary2012andincreased60.8%fromDecember2012. NYSEEuronextU.S.equityoptions(NYSEArcaandNYSEAmex)ADVof4.6million contractsinJanuary2013increased9.9%comparedtoJanuary2012levelsand increasedby17.9%fromDecember2012levels.NYSEEuronextsU.S.options exchangesaccountedfor29.4%oftotalU.S.consolidatedequityoptionstradingin January2013,settinganewrecordhigh.
DerivativesTrading EuropeanDerivatives NYSEEuronextEuropeanderivativesproductsADVinJanuary2013was4.9million futuresandoptionscontracts,anincreaseof51.0%fromJanuary2012andan increaseof39.4%fromDecember2012. The4.9millioninEuropeanderivativesfuturesandoptionscontractsADVin November2012consistedof3.8millioncontractsexecutedthroughourfullservice LIFFECONNECTtradingplatformand1.0millioncontracts,or21.1%,executedthrough Bclear,NYSELiffe'stradeadministrationandclearingserviceforOTCproducts. ExcludingBclear,EuropeanderivativesproductsADVincreased43.5%comparedto January2012andincreased60.8%fromDecember2012. TotalfixedincomeproductsADVof3.0millioncontractsinJanuary2013increased 64.3%fromJanuary2012andincreased90.8%fromDecember2012. Totalequityproducts(includingBclear)ADVof1.8millioncontractsinJanuary2013 increased34.2%comparedtoJanuary2012butdecreased3.1%fromDecember2012. The1.8millioncontractsinequityproductsADVconsistedof1.3millioncontractsin individualequityproductsADVand0.5millioncontractsinequityindexproductsADV. The1.3millioncontractsinindividualequityproductsADVconsistedof0.8millionin futurescontracts,whichrepresenteda97.2%increasecomparedtoJanuary2012and 0.5millioninoptionscontracts,whichrepresenteda6.1%decreasecomparedto January2012. TotalcommoditiesproductsADVof89,000contractsinJanuary2013increased18.5% comparedtoJanuary2012,butdecreased8.4%comparedtoDecember2012. U.S.Derivatives NYSEEuronextU.S.equityoptions(NYSEArcaandNYSEAmex)ADVof4.6million contractsinJanuary2012increased9.9%comparedtoJanuary2012andincreased 17.9%comparedtoDecember2012. TotalU.S.consolidatedequityoptionsADVdecreased0.5%to15.6millioncontractsin January2013comparedtoJanuary2012,butincreased9.2%comparedtoDecember 2012. NYSEEuronextsU.S.optionsexchangesaccountedfor29.4%ofthetotalU.S. consolidatedequityoptionstradinginJanuary2013anewrecordhigh,upfrom26.6% inJanuary2012andupfrom27.2%inDecember2012.NYSEEuronextwasthe#1 optionsexchangegroupintermsofmarketshareinJanuary. NYSELiffeU.S.ADVofapproximately50,900contractsdecreasedfrom94,900 contractsinJanuary2012anddecreasedfrom72,600contractsinDecember2012. CashTrading
EuropeanCash NYSEEuronextEuropeancashproductsADVof1.3milliontransactionsinJanuary 2013decreased14.4%comparedtoJanuary2012,butincreased21.0%comparedto December2012. U.S.Cash NYSEEuronextU.S.cashproductshandledADVinJanuary2013decreased14.4%to 1.6billionsharescomparedtoJanuary2012butincreased1.5%fromDecember2012. NYSEEuronextsTapeAmatchedmarketshareinJanuary2013was29.7%,downfrom 30.3%inJanuary2012,anddownfrom31.9%inDecember2012. ExchangeTradedProducts NYSEEuronextU.S.matchedexchangetradedproductsADV(includedinvolumesfor TapeBandTapeC)of191millionsharesinJanuary2012decreased16.4%compared toJanuary2012anddecreased1.3%comparedtoDecember2012. PleaseclickherefortheMonthlyTransactionActivityDataTable.
AboutNYSEEuronext NYSEEuronext(NYX)isaleadingglobaloperatoroffinancialmarketsandproviderofinnovative tradingtechnologies.Thecompany'sexchangesinEuropeandtheUnitedStatestradeequities, futures,options,fixedincomeandexchangetradedproducts.Withapproximately8,000listedissues (excludingEuropeanStructuredProducts),NYSEEuronext'sequitiesmarketstheNewYorkStock Exchange,NYSEEuronext,NYSEMKT,NYSEAlternextandNYSEArcarepresentonethirdofthe worldsequitiestrading,themostliquidityofanyglobalexchangegroup.NYSEEuronextalsooperates NYSELiffe,oneoftheleadingEuropeanderivativesbusinessesandtheworld'ssecondlargest derivativesbusinessbyvalueoftrading.Thecompanyofferscomprehensivecommercialtechnology, connectivityandmarketdataproductsandservicesthroughNYSETechnologies.NYSEEuronextisin theS&P500index.Formoreinformation,pleasevisit:http://www.nyx.com. CAUTIONARYSTATEMENTREGARDINGFORWARDLOOKINGSTATEMENTS Thiscommunicationcontainsforwardlookingstatementsmadepursuanttothesafeharbor provisionsofthePrivateSecuritiesLitigationReformActof1995.Insomecases,youcanidentify forwardlookingstatementsbywordssuchasmay,hope,will,should,expect,plan, anticipate,intend,believe,estimate,predict,potential,continue,could,futureor thenegativeofthosetermsorotherwordsofsimilarmeaning.Youshouldcarefullyreadforward lookingstatements,includingstatementsthatcontainthesewords,becausetheydiscussourfuture expectationsorstateotherforwardlookinginformation.Forwardlookingstatementsaresubjectto numerousassumptions,risksanduncertaintieswhichchangeovertime.ICEandNYSEEuronext cautionreadersthatanyforwardlookingstatementisnotaguaranteeoffutureperformanceandthat actualresultscoulddiffermateriallyfromthosecontainedintheforwardlookingstatement. Forwardlookingstatementsinclude,butarenotlimitedto,statementsaboutthebenefitsofthe proposedmergerinvolvingICEandNYSEEuronext,includingfuturefinancialresults,ICEsandNYSE Euronextsplans,objectives,expectationsandintentions,theexpectedtimingofcompletionofthe transactionandotherstatementsthatarenothistoricalfacts.Importantfactorsthatcouldcause actualresultstodiffermateriallyfromthoseindicatedbysuchforwardlookingstatementsareset forthinICEsandNYSEEuronextsfilingswiththeU.S.SecuritiesandExchangeCommission(the SEC).Theserisksanduncertaintiesinclude,withoutlimitation,thefollowing:theinabilitytoclose
themergerinatimelymanner;theinabilitytocompletethemergerduetothefailureofNYSE EuronextstockholderstoadoptthemergeragreementorthefailureofICEstockholderstoapprove theissuanceofICEcommonstockinconnectionwiththemerger;thefailuretosatisfyother conditionstocompletionofthemerger,includingreceiptofrequiredregulatoryandotherapprovals; thefailureoftheproposedtransactiontocloseforanyotherreason;thepossibilitythatanyofthe anticipatedbenefitsoftheproposedtransactionwillnotberealized;theriskthatintegrationofNYSE EuronextsoperationswiththoseofICEwillbemateriallydelayedorwillbemorecostlyordifficult thanexpected;thechallengesofintegratingandretainingkeyemployees;theeffectofthe announcementofthetransactiononICEs,NYSEEuronextsorthecombinedcompanysrespective businessrelationships,operatingresultsandbusinessgenerally;thepossibilitythattheanticipated synergiesandcostsavingsofthemergerwillnotberealized,orwillnotberealizedwithinthe expectedtimeperiod;thepossibilitythatthemergermaybemoreexpensivetocompletethan anticipated,includingasaresultofunexpectedfactorsorevents;diversionofmanagements attentionfromongoingbusinessoperationsandopportunities;generalcompetitive,economic, politicalandmarketconditionsandfluctuations;actionstakenorconditionsimposedbytheUnited Statesandforeigngovernmentsorregulatoryauthorities;andadverseoutcomesofpendingor threatenedlitigationorgovernmentinvestigations.Inaddition,youshouldcarefullyconsidertherisks anduncertaintiesandotherfactorsthatmayaffectfutureresultsofthecombinedcompany,aswillbe describedinthesectionentitledRiskFactorsinthejointproxystatement/prospectustobe deliveredtoICEsandNYSEEuronextsrespectiveshareholders,andasdescribedinICEsandNYSE EuronextsrespectivefilingswiththeSECthatareavailableontheSECswebsitelocatedat www.sec.gov,includingthesectionsentitledRiskFactorsinICEsForm10Kforthefiscalyearended December31,2011,asfiledwiththeSEConFebruary8,2012,andICEsQuarterlyReportsonForm 10QforthequartersendedJune30,2012,asfiledwiththeSEConAugust1,2012,and September30,2012,asfiledwiththeSEConNovember5,2012,andRiskFactorsinNYSEEuronexts Form10KforthefiscalyearendedDecember31,2011,asfiledwiththeSEConFebruary29,2012, andNYSEEuronextsQuarterlyReportsonForm10QforthequartersendedMarch31,2012,asfiled withtheSEConMay4,2012,andSeptember30,2012,asfiledwiththeSEConNovember8,2012. Youshouldnotplaceunduerelianceonforwardlookingstatements,whichspeakonlyasofthedate ofthiscommunication.ExceptforanyobligationstodisclosematerialinformationundertheFederal securitieslaws,NYSEEuronextundertakesnoobligationtopubliclyupdateanyforwardlooking statementstoreflecteventsorcircumstancesafterthedateofthiscommunication. IMPORTANTINFORMATIONABOUTTHEPROPOSEDTRANSACTIONANDWHERETOFINDIT Thiscommunicationdoesnotconstituteanoffertosellorthesolicitationofanoffertobuyany securitiesorasolicitationofanyvoteorapproval.Inconnectionwiththeproposedtransaction,ICE hasfiledwiththeSECaregistrationstatementonFormS4,whichincludesajointproxy statement/prospectuswithrespecttotheproposedacquisitionofNYSEEuronext.Thefinaljointproxy statement/prospectuswillbedeliveredtothestockholdersofICEandNYSEEuronext.INVESTORSAND SECURITYHOLDERSOFBOTHICEANDNYSEEURONEXTAREURGEDTOREADTHEJOINTPROXY STATEMENT/PROSPECTUSREGARDINGTHEPROPOSEDTRANSACTIONCAREFULLYANDINITS ENTIRETY,INCLUDINGANYDOCUMENTSPREVIOUSLYFILEDWITHTHESECANDINCORPORATEDBY REFERENCEINTOTHEJOINTPROXYSTATEMENT/PROSPECTUS,ASWELLASANYAMENDMENTSOR SUPPLEMENTSTOTHOSEDOCUMENTS,BECAUSEITWILLCONTAINIMPORTANTINFORMATION REGARDINGICE,NYSEEURONEXTANDTHEPROPOSEDTRANSACTION.Investorsandsecurityholders mayobtainafreecopyofthejointproxystatement/prospectus,aswellasotherfilingscontaining informationaboutICEandNYSEEuronext,withoutcharge,attheSECswebsiteat http://www.sec.gov.Investorsmayalsoobtainthesedocuments,withoutcharge,fromICEswebsite athttp://www.theice.comandfromNYSEEuronextswebsiteathttp://www.nyx.com
PARTICIPANTSINTHEMERGERSOLICITATION ICE,NYSEEuronextandtheirrespectivedirectors,executiveofficersandothermembersof managementandemployeesmaybedeemedtobeparticipantsinthesolicitationofproxiesinrespect ofthetransactionscontemplatedbytheMergerAgreement. YoucanfindinformationaboutICEandICEsdirectorsandexecutiveofficersinICEsAnnualReporton Form10KfortheyearendedDecember31,2011,asfiledwiththeSEConFebruary8,2012,andICEs proxystatementforits2012annualmeetingofstockholders,asfiledwiththeSEConMarch30,2012. YoucanfindinformationaboutNYSEEuronextandNYSEEuronextsdirectorsandexecutiveofficersin NYSEEuronextsAnnualReportonForm10KfortheyearendedDecember31,2011,asfiledwiththe SEConFebruary29,2012,andNYSEEuronextsproxystatementforits2012annualmeetingof stockholders,filedwiththeSEConMarch26,2012. Additionalinformationabouttheinterestsofpotentialparticipantswillbeincludedinthejointproxy statement/prospectuses,whenitbecomesavailable,andtheotherrelevantdocumentsfiledbyICE andNYSEEuronextwiththeSEC.
Total Volume janv-13 22 22 21 janv-12 22 22 20 70 891 12 014 40 529 37 904 2 625 28 711 19 936 8 837 11 099 8 775 12 014 10 701 8 837 1 865 1 312 1 651 51,0% 88,1% 64,3% 65,9% 42,1% 34,2% 39,7% 97,2% -6,1% 21,6% 87,9% 84,5% 94,4% 37,6% 115,8% 18,5% % Chg
Average Daily Volume % Chg vs. YTD 2013 22 22 21 4 867 1 027 3 027 2 858 170 1 751 1 266 792 474 485 1 026 898 781 117 129 89 51,0% 88,1% 64,3% 65,9% 42,1% 34,2% 39,7% 97,2% -6,1% 21,6% 87,9% 84,5% 94,4% 37,6% 115,8% 18,5% YTD 2012
Total Volume % Chg vs. YTD 2013 22 22 21 107 077 22 603 66 602 62 873 3 729 38 518 27 846 17 423 10 423 10 673 22 579 19 748 17 182 2 566 2 832 1 956 51,0% 88,1% 64,3% 65,9% 42,1% 34,2% 39,7% 97,2% -6,1% 21,6% 87,9% 84,5% 94,4% 37,6% 115,8% 18,5% YTD 2012
janv-13 22 22 21 4 867 1 027 3 027 2 858 170 1 751 1 266 792 474 485 1 026 898 781 117 129 89
janv-12 22 22 20 3 222 546 1 842 1 723 119 1 305 906 402 504 399 546 486 402 85 60 75
% Chg
51,0% 88,1% 64,3% 65,9% 42,1% 34,2% 39,7% 97,2% -6,1% 21,6% 87,9% 84,5% 94,4% 37,6% 115,8% 18,5%
107 077 22 603 66 602 62 873 3 729 38 518 27 846 17 423 10 423 10 673 22 579 19 748 17 182 2 566 2 832 1 956
Individual Equity Products Futures Options Equity Index Products of which Bclear Individual Equity Products Futures Options Equity Index Products Commodity Products U.S. Derivatives Products Equity Options
3
NYSE Euronext Options Contracts Total Consolidated Options Contracts NYSE Group Share of Total NYSE Liffe U.S. Futures and Futures Options Volume* European Cash Products (trades in thousands) Equities Exchange-Traded Funds Structured Products Bonds U.S. Cash Products (shares in millions) 5 NYSE Listed (Tape A) Issues
4
9,9% -0,5%
15,4% 4,4%
Handled Volume 5 Matched Volume 6 Total NYSE Listed Consolidated Volume Share of Total Consolidated Volume Handled Volume 5 Matched Volume 6 NYSE Arca, MKT and Regional (Tape B) Listed Issues Handled Volume 5 Matched Volume 6 Total NYSE Arca & MKT Listed Consolidated Volume Share of Total Consolidated Volume Handled Volume 5 Matched Volume 6 Nasdaq Listed (Tape C) Issues Handled Volume 5 Matched Volume 6 Total Nasdaq Listed Consolidated Volume Share of Total Consolidated Volume Handled Volume 5 Matched Volume 6 Exchange-Traded Products 5,7 Handled Volume 5 Matched Volume 6 Total ETF Consolidated Volume Share of Total Consolidated Volume Handled Volume 5 Matched Volume 6
31,0% 29,7%
32,2% 30,3%
-1,2% -0,6%
31,0% 29,7%
32,2% 30,3%
-1,2% -0,6%
31,0% 29,7%
-1,2% -0,6%
31,0% 29,7%
-1,2% -0,6%
22,5% 20,7%
23,8% 21,2%
-1,3% -0,5%
22,5% 20,7%
23,8% 21,2%
-1,3% -0,5%
22,5% 20,7%
-1,3% -0,5%
22,5% 20,7%
-1,3% -0,5%
Data includes currency products. all trading activities for Bclear, NYSE Liffe's clearing service for wholesale derivatives.
2 I Includes 3 4 5
Includes trading in U.S. equity options contracts, not equity-index options. Includes all volume executed in NYSE Group crossing sessions. Represents the total number of shares of equity securities and ETFs internally matched on the NYSE Group's exchanges or routed to and executed at an external market center. NYSE Arca routing includes odd-lots. Represents the total number of shares of equity securities and ETFs executed on the NYSE Group's exchanges. Data included in previously identified categories. ADVs calculated with the appropriate number of NYSE Liffe U.S. trading days. Source: NYSE Euronext, Options Clearing Corporation and Consolidated Tape as reported for equity securities. Data has been adjusted for duplicate trades submitted to the Consolidated Tape on 1/28/13. All trading activity is single-counted, except European cash trading which is double counted to include both buys and sells.
6 7 *