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(Uploaded on Web so as to get feedback/suggestions/comments from all the stake holder of the society) DRAFT GENERAL GUIDELINES FOR

HIGH RISE BUILDING PROPOSALS 16th July 2011 Preamble The development of a city is highly dependent upon the vision of its stakeholders with regard to its ultimate looks and utilities. Mumbai city has struggled in the past being an industrial city with largest slum population. The changes in the city is reflective in terms of development being proposed by the planners and authorities. Though market forces take control of many changes and development, the strongest influence of vertical development of the city which provides multiple levels of FSI for multiple reasons, is on the environment. The city with little open spaces, lowest road length (amongst large cities of India), highest population density and largest slum area needs to balance growth with the amenities and especially environment which is getting deteriorated rapidly. The vertical development all around the city needs to look at these issues not only from environment point of view but also safety and security of population from fire, earthquake, terror attacks, diseases and climate changes. Some of the other amenities which are essential for the development of the city roads, pedestrian pathways, traffic densities, power, water supply and sewerage system to take up the loads created due to development. The first few acts as a catalyst for such development can lead to multiple development leading to extreme pressure on the resources, amenities, environment and people. A high rise is defined differently in many countries, of which starting with more than 10 floors is very common. In some cities across world, it is 15 floors and above. A major component of interaction of the building with surroundings starts with the base or podium. The base is the primary interface with the city context of the environment, street/roads, people, and other amenities. The upper parts HRC-GUIDELINES DRAFT-JULY-2011 Page 1

are important for aesthetics, shadow effect, tunnel effect, wind and microclimate, glaze, birds and others. Poor implementation and design of a high-rise buildings can be an unwanted addition in the area. The neighborhood can get affected due to inadequately detailed design which can impinge upon pedestrian spaces, crowded roads, privacy problems, negatively change the regions character besides contributing to microclimate impacts and environmental issues such as wind tunnel effects, shadows, noise, and air quality. On the other hand, when properly done, all of the above problem areas can be addressed early in the design process. This would also provide an opportunity to rejuvenate the neighborhood. A well designed and implemented building can positively improve the municipal services and amenities and positively contribute to the areas quality. The overall development should be able to add value to the city and not add burden. Govt. of Maharashtra has constituted a Technical Committee for scrutiny of proposals of high rise buildings (HRB) having height more than 70 mt. In

pursuance of that all the new building proposals where the height of the proposed buildings exceeds 70 mt. are referred to the aforesaid Committee known as High Rise Buildings Committee (HRC). The HRC is recommending body and the Commissioner, MCGM can overrule the recommendation of the HRC by giving reasons in writing. Further, FSI matters, No Objection Certificates from CRZ, MoEF, Aviation, Heritage aspects etc are not within the purview of the HRC. Use of Guidelines The guidelines are aimed at addressing high rises in mixed types of development and surroundings. The purpose is to integrate the development with the vision of the city which looks at more and more vertical development. Many of the guidelines can vary from place to place and in the context in which

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the development is proposed, however, in large number of cases, these can be easily applied. There is also a need to simultaneously address through a separate study which can be undertaken for an area development plan and vision document so that the context of development and actual development match. Competent authority must be prepared to address this issue, as many places, a standalone description of a building may not be sufficient to address all the major issues discussed above. Integration of the development with the city infrastructure, environment and safety must be the prime criteria. Ideally, the city should have a Master Plan for next 20-30 year window. Such a plan would form a basis for any developmental activity in the Mumbai city. It is given to understand that such a document would require substantial time to prepare. Therefore, in the interim it is proposed to follow some guidelines on the basis of which any high rise building proposal may be considered. Such guidelines would be helpful in transparent, consistent and smooth functioning of HRC. These guidelines have been formulated taking into consideration feedback from previous HRCs and other professionals. The guidelines will be revised from time to time so that best practices can be incorporated on the basis of experience gained within the committee as well as any additional information and knowledge which may become available. In these guidelines the word building and Phrases high rise building or HRB have been used as equivalents and defined as Any structure for whatsoever purpose and of whatsoever materials constructed and every part thereof whether used as human habitation or not and includes foundation, plinth, walls, floors, roofs, chimneys, plumbing and building services, fixed platforms, verandah, balcony, cornice or projection, part of a building or anything affixed thereto or any wall enclosing or intended to enclose any land or space and signs and outdoor display structures (Source: NBC,2005, Part 2, HRC-GUIDELINES DRAFT-JULY-2011 Page 3

Section 1, Clause 2.5). The definition of height & building and building line is as given in Clauses 2.6 and 2.7 of NBC (2005) Part 2, Section 1). Purpose of the guidelines The major objectives of these guidelines are: To understand the place and context of high rise development so that it is compatible with the existing or planned area development without adversely affecting the neighborhood amenities of space and

environment. To develop and strive to achieve pedestrian-friendly streets, easy accessible roads and public spaces that contribute to safe, healthy and homogenous communities To achieve an integrated parking, municipal services, utilities, resources (power and water), and connected communities within and around the site with a view to get mix of uses and open spaces that contribute to the amenities of urban living; Development of the city which does not disorient the microclimate, heat island effect, lower climate change impact, resilient design for sea level rise and other disasters. Development of vertical structure, which does not lead to elevated slums in the city devoid of amenities. To have safe, secure and durable structure.

Guidelines for High Rise Development

The Guidelines presented below are the minimal requirement and can be further enhanced which can add to the quality of life of people and rejuvenated environmental conditions. These guidelines are in addition to the rules made in

D.C.Regulations,1991 (amended up to date) and NBC-2005.

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1) a)

Submission of Proposal No High Rise Building Proposal shall be considered on the net plot area less than 1000 sq.m. b) High Rise Building Proposal shall be submitted for total High Rise Building as planned. The clearance will be restricted only in respect of FSI admissible on the date of submission of the Proposal. Additional FSI, if availed, developer will submit appropriate proposal for clearance of additional FSI. c) The submission of the proposal shall be received in the prescribed formats only (enclosed within).

2)

Abutting Road and Access Road The width of abutting road shall be 12 meters (Part 3-9.4.6(a) of NBC

Part 3.2005). In case of plots which do not abut to Municipal/ Public Road, the proposal shall satisfy Table-1 shown below. Other requirements like strength of road, etc. shall be as per relevant I.R.C. and I.S.Code. Table-1 Width of Access Road to Net Plot Area Served
Access length in meters (m) (1) Less than 75 75 to 150 150 to 300 Over More than 1000 (2) 9 9 9 12 Area served (Sq.Mt.) 1500-4000 4000-10000 Width in meters (mt.) (3) (4) 9 9 9 9 9 9 12 12 Over 10000

(5) 12 12 12 12

3)

Open Spaces Inside Plot Area a) Residential, Commercial, Educational & all other High Rise

Buildings:The side and rear open spaces of the building shall not be less than 12 meters and front open space shall not be less than 7.5 meters.

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b)

High Rise Building proposals as per Regulations 35(5), 33(6), 33(7) & 33(9) or High Rise Building proposals in Slum Rehabilitation Scheme:-

In case of High Rise Building proposals as per Regulations 33(5), 33(6), 33(7) and 33(9) or High Rise Building proposals in Slum Rehabilitation Scheme, preferably two side open spaces of minimum 9.2 m. width (free from all extensions/ projections/ S.W.D.) shall be provided or one side of High Rise Building with 9 meter open space and or abut 9 m. wide clear road (free from all extensions/ projections / S.W.D.) and having building line flush with parking floors having refuge area facing to this road shall be provided. 4) Parking Spaces The parking spaces shall be provided as per the provisions of D.C.R. (amended up to date). The location of parking spaces shall be well ventilated. Sufficient provision for visitors parking shall be proposed at suitable location with toilet for drivers. Parking floor height shall not be more than 4.2 m. Mechanical ventilation, in addition, may be insisted depending upon the proximity of the surrounding buildings and condition of the ventilation. Parking floors shall not have any features except parapet wall of 1.5 m. height. In addition to car parks, additional space should be earmarked for two wheelers and cycles within the parking area, preferably on ground levels. The requirement shall be on the basis of analysis of occupancy and use. The sprinklers shall be provided to car parking area (please refer Clause No.5.1.7 i.e. Automatic Sprinklers of Part 4 of N.B.C.2005). Drenchers shall be provided at the periphery of the car parking area (please refer Clause No.5.1.7 i.e. Automatic Sprinklers of Part 4 of N.B.C.2005). Entry to the car parking area shall be accessed/ gained through air lock room with 3 hours fire resistant & smoke check door (please refer Clause No.4.10, i.e., Pressurization of Staircases (Protected Escape Routes) of Part 4 of N.B.C.2005).

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If required parking cannot be accommodated with two to three level basement and parking floor level up to 21 meters then a separate car park tower with automatic car parking shall be provided (please refer Clause No.10 of Street Parking Spaces, Sub Point 10.9 of Part-3, NBC 2005 & Point No.5.1.7 Automatic Sprinklers for fire protection of basement & upper level parking). All car park floors should be open from all sides. No windows are to be provided. One meter high parapet wall is permitted all around. Natural ventilation in the form of individual/ separate cutouts at the rate of 2.5% of the floor area of the basements (from the individual basements to ground level open to sky) shall be provided. In addition mechanical ventilation shall also be provided (please refer Clause No.12.9 i.e. Basement of Part-3 of N.B.C.2005 & Point No.C-16 of Annexure-C of Part-4 of N.B.C.2005). Stack Parking shall be provided only on ground floor, 1st parking floor level and in 1st basement with sunken pit, with 3.5 m height. If the area exceeds 750 sq.m..,it shall be compartmented with brick

walled and fire resistance door, both having three hours fire resistance. These fire doors can be held open with fusible link/ detector activated link (please refer to Point No.C-1.8 of Annexure-C of Part-4 of N.B.C.2005). 5) Staircases a) As per the provision of D.C.R. minimum 2 Nos. of staircases shall be proposed for High Rise Buildings. One of them shall be having exit on the external side of building directly and should have adequate natural light. Natural ventilation for both staircases and passages connecting both the staircases must be naturally lit and ventilated. In case of parking floors, sufficient Nos. of additional staircases shall be provided from parking floors to Ground for easy evacuation point of view in case of any disaster. Considering the provisions of D.C.R., N.B.C., etc. alongwith the exit multiplying factors maintained therein; the clear width of main staircase shall be 2.0 m. minimum and the other staircase shall not be less than 1.5 m. or considering the multiplying factor as per HRC-GUIDELINES DRAFT-JULY-2011 Page 7

Reg.43 of D.C.R. whichever is more applicable for both staircases. The position of both the staircase shall be preferably staggered. The maximum height of riser shall be 190 mm for residential and 150 mm for other buildings and should be restricted to 12 per flight. The minimum clear headroom under landing in a staircase shall be 2.2 m. The minimum clear headroom under any staircase shall be 2.2 m. b) Basement and parking floors (additional staircases): For every 750 sq.m. of basement area provided without sprinklers one fire escape staircase shall be provided of 1.5 m flight width. Where sprinklers are provided for an area of 1150 sq.m. one staircase of 1.5 m flight width needs to be provided. c) The staircase shall be free from winders.

One of the staircases which is externally located should be provided with smoke-check (air-lock) lobby with two fire resisting doors (self-closing) of three hour fire resistance to have an access to lobby on the floor (please refer Clause No.4.10 & Clause No.4.11 of Part-4 of N.B.C.2005). It should have louvers in top half portion of the door (please refer Clause No.3.4.11 i.e. Air-Conditioning & Ventilation and Clause No.3.4.12 i.e. Smoke Venting of Part-4 of N.B.C.2005). It is proposed to provide latch-lock to door for access to terrace from staircase (normal door) with breakable glass window just above latch-lock so as to open the door in case of an emergency by breaking the glass window and opening the latch-lock. The main key for the latch should be kept with BMS/ Security/ Shift Fire Officer of the building. The latch-lock can be synchronized with manual fire alarm system so as to have notification of opening on control panel on ground floor.

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6)

Refuge Area

The Refuge Area shall be provided as per the provisions of N.B.C / D.C.R., preferably entire first refuge floor to be at 24 m and thereafter the refuge floor shall be provided at interval of 15 m. The refuge area shall be approachable easily by all the occupants and all Fire Appliances in case of any disaster. All the refuge areas shall also be easily approachable from common lobby/ fire lift/ staircases & also it shall satisfy the travel distance criteria as mentioned in D.C.R. No furniture shall be permitted in the refuge area. One toilet and drinking water facility shall be provided in every refuge floor. The Fire Resistance Door (F.R.D.) of 3 hours fire resistance shall be provided to segregate the refuge area from other area in case of Fire/ explosion. Fire Fighting/ evacuation of occupants should be from open space on ground level only. Automatic Sprinkler Arrangement shall be provided in entire building area and horizontal parking area as per provisions of National Building Code,2005 with proper Building Management System (BMS) accessible and having connectivity from nearest Fire Station. The refuge area proposed shall be planned on the area facing the main road side of the proposal. Parking floor and building face shall flush on the main road side and any other habitable side to allow access for Fire Engine. The refuge area should be made accessible from staircase/ common protected lobby (please refer Clause No.4.12.3 and Point No.C-1.11 of Annexure-C of Part-4 of N.B.C.2005). As far as possible, refuge floor shall be within the building line itself. No additional cantilevers are required for the refuge.

7)

Disaster Management Plan

The Disaster Management Plan shall be prepared as per the norms. Central Control Room/ Building Management System (B.M.S.) Room, in view of HRC-GUIDELINES DRAFT-JULY-2011 Page 9

disaster management, shall be proposed abutting the common passage near the exit/ reception at Ground floor. Detailed disaster management plan for the onsite and offsite use shall be prepared keeping in view all the possible disaster situations. These DMPs shall be operational system which can be made working immediately after the completion. It is also expected that proper plan also is in place for the building construction period. 8) Environment Protection and Preservation Plan The process of building must start with green thoughts at the start of the conceptual plan itself. A building can be said to be green or eco-friendly when conscious steps are taken during the entire process of planning and construction of the building starting from excavation, selection of materials as well as through the operation and maintenance phase of the building to keep natural resource depletion and pollution as low as possible. Thus, the aim of the creating an environmentally conscious building is to minimize demand on non-renewable resources, maximize resource utilization efficiency, and maximize reusing and recycling of renewable resources. The eco-housing

movement graduates through a design process that requires thoughtful inputs from all the concerned professionals the architect; the landscape designer and the air conditioning, electrical, plumbing, and energy consultants to work as a team and carefully consider all aspects of construction of building and associated services starting from the design stage itself. The Environmental and Contextual Guidelines (annexure ECG V.01) provides the overall guidelines as well needs for the environmental and contextual need for the high rise building development. It is expected that a report is prepared based on ECG V.01 and submit along with the mitigation plan. After careful analysis of all the aspects of environmental context, design, environment protection, safety etc, proponent is expected to prepare a Environmental Protection and Preservation Plan (EPPP V.01) for all the aspects and commit to its implementation which should be based o ECG V.01.

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9)

Fire Fighting System

The Fire Fighting System shall be designed and confirming at least with the indicative guidelines as listed below:If building height is more than 70 m., break tank of 30,000 Liters (Thirty Thousand Liters) minimum capacity shall be provided (please refer Tables 23 & 24 of Part-4 of N.B.C.2005). The all fire and sprinkler pumps shall have positive Suction. Separate access shall be provided to fire pump room from ground level to fire pump room. Submersible pump shall not be allowed for the fire fighting system (please refer IS 3844 (Year 1989) (Reaffirmed in 2000)). Over head tank shall be not less than 50,000 Liters (Fifty Thousand Liters) (please refer Table 23 of Part-4 of N.B.C.2005). Motorized valve shall be provided to down comer feeder line of over head tank connected to wet riser through pump and shall open automatically if there is sudden loss of pressure in wet rise. In addition to electrical operated fire pump Automatic Diesel operated standby pump of same capacity shall be provided (it is mandatory as per Table 23 of N.B.C.2005. Refer IS 3844 (Year 1989) (Reaffirmed in 2000)). All the occupancies shall be provided with sprinklers (please refer Clause No.5.1.7 i.e. Automatic Sprinklers of Part-4 of N.B.C.2005). Addressable fire detection shall be provide in the entire building including enclosed lobbies and basement (please refer I.S.2189 (Year 1999) (Reaffirmed in 2004)). Natural ventilation in form of openable windows shall be provided to corridors & lift lobby. (please refer Clause Nos.3.4.8 i.e. openings in separate walls and floors and Clause No.3.4.8 i.e. Vertical Opening and Clause No.3.4.9 Fire Stop or Enclosure of Openings of Part 4 of N.B.C.2005. And for lifts please refer Clause No.4.15 and Point No.C-1.5 of Annexure-C of N.B.C.2005). The Corridors/ passages and lobbies shall be painted with non toxic fire retardant paint. (please refer Point No.C-11 of Annexure-C of Part-4 of N.B.C.2005). HRC-GUIDELINES DRAFT-JULY-2011 Page 11

All the upholstery curtains shall be treated fire retardant coating. (please refer Point No.C-11 of Annexure-C of Part-4 of N.B.C.2005). All self closing smoke check doors shall not be less than 3 hours rating. (please refer Point No.C-09 of Annexure-C of Part-4 N.B.C.2005). Flow switch shall be provided to sprinkler main branch pipe on every floor and the same shall be connected to fire detection panel. The low/ high tension electrical cable shall be laid in dedicated shaft with 3 hours fire rating and if opening is provided for maintenance/ repairs purpose, metal door having rating of the shaft shall be provided to the openings (please refer Point No.C-1.9 i.e. Service Ducts/ Shafts and point No.C-1.12 for Electrical Services of Annexure-C of Part-4 of N.B.C.2005). The all vertical shaft provided in staircase or lobby shall be closed at every floor level with concrete/ vermiculite/ in-tumescent material/ feelers, etc. (please refer Point C/1.9 of Annexure-C of Part-4 of N.B.C.2005). The automatic change over switch shall be provided to the lift from normal to alternate power supply i.e. Diesel Generator (please refer Point No.C1.5 of Annexure-C of Part-4 of N.B.C.2005). Separate power connectivity with isolation switch to override the normal and alternate power shall be provided. If the lift opens in common lift lobby, the lift be suitable compartmented and entry to refuge shall be gained through 3 hours fire resistant door with class vision panel of same resistance. Fall safe rugged intercom facility between refuge floor to main lobby on ground floor and fire control room shall be provided. The possibility of provision of chutes or other means shall be proposed to have early & fast evacuation of population in case of disaster. On the contrary it should be made mandatory for all the buildings above 70 mtrs. to have a separate duct for vertical fire chute accessible from staircase landing of alternate floor with three hour smoke stop door. This duct should be externally located and well segregated from rest of the building with having three hours fire resistant wall. The refuge chute shall be accessible directly through refuge area/ refuge floor. HRC-GUIDELINES DRAFT-JULY-2011 Page 12

Only LPG or CNG through approved pipeline network for cooking fuel shall be permitted in entire building. (please refer Point No.C-1.13 of AnnexureC of Part 4 of N.B.C.2005). Use of L.P.G. cylinders and Kerosene/ Kerosene pressurized stove shall strictly be prohibited in entire building. Two dedicated fire lifts with air-lock lobby shall provide to the building. The lift well shall be independent well located externally with three hour fire resistance structure (please refer Clause No.4.10 i.e. Pressurized of Staircases (Protected Escape Routes) of Part 4 of N.B.C.2005).

10)

Ramp The ramp to basement and parking floors shall be between 6 m to 7 m

wide for two way traffic and 3.5 m to 4.0 m width for one way traffic shall be provided with Gradient of 1:12 for cars and 1:15 for heavy vehicles. Driveway leading to basement shall be within the basement area. If it is proposed to ply the fire engine on the ramp the width shall be minimum 9.00 m with turning radius of 12.00 m minimum shall be provided. As far as possible, this should be avoided. Also, taking of fire engine on car park floor shall be avoided. Fire fighting should be done from open spaces only, to the extent possible. The clear head room of 5.50 m shall be proposed in case of fire engine movement underneath the parking floor be provided. The ramp should not occupy any portion of open spaces of car park area.

11)

Structural Design

The structural design in standard commercial software package and AutoCAD format duly certified by Licensed Structural Consultant shall be submitted. The submission shall be as per the documents CHK-LST-STR-ENGV1.0,DBR-V1.0, REQ-STRUCT-SUB-V1.0

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The following additional details shall be considered over and above those stipulated in relevant codes of practice. 1) Possibility of pounding with adjacent HRB in a cluster or at expansion joint shall be cross checked. 2) All structural as well as not structural elements shall have minimum fire rating as prescribed in NBC-2005, with minimum protection of 3 hours. 3) Testing of piles : Static pile test for minimum of 1 % of total piles driven shall be undertaken, preferably for those in the tower area. 4) No anchors shall be allowed to extend beyond the line drawn 1.5 m inside the plot boundary. 5) External walls shall be either 230 mm thick brick wall or 150 mm thick concrete block wall. Such walls shall be properly anchored to the RC / steel structural elements. 6) Minimum three bore holes shall be provided in the main tower area. The depth of the bore holes shall be up to about 15 m below the rock strata.

12)

General

The signs for showing staircase, exit, lift, refuge and fire fighting driveway to be pointed on the ground, fire shafts to be identified with red colour and basement ventilation shafts to be indicated shall be displayed distinctly at all common places where possible. Further, following points shall be observed. 1) Projections beyond the building line in the form of flowerbed, niche, deck etc including the balcony, terrace shall not exceed 1.2 m. 2) All terraces shall be open to sky. No multiple terraces should be allowed. 3) Swimming pools shall be preferably planned at podium levels or lower floors to minimize wastage of energy in pumping, cleaning, leakage, maintenance etc.

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4) As far as possible, the recreation areas shall be on ground level rather than podiums. 13) Basement (Open Space) If the depth of basement excluding excavation is up to 4 m, the minimum open space for basement from road side shall be 1.5 m. Further if, the depth of basement excluding excavation is from 4 m to 8 m, the minimum open space for basement from road side shall be 2 m and if the depth of basement excluding excavation is more than 8 m, the minimum open space for basement from road side shall be 2.5 m. The depth of the excavation should not exceed 12 mt from the existing ground level. In case, the proponent wants to increase the depth of excavation, a proper justification may be recorded & presented to HRC. 14) The declaration forms appended at the end of this guidelines are

mandatory and required to be completed and submitted with the proposals along with appointment letters of Architect and Structural Engineer and Environment Engineer and Geotech Engineer. No proposals will be accepted without these Appendices. Along with all submissions concession reports of

the competent authority, if applicable, is required to be given as a part of the submission.

15)

Checklist for submission of proposal to MCGM a) Submit information as per the documents ECG V.01 and EPPP V.01, CHK-LST-STR-ENG-V1.0,DBR-V1.0, REQ-STRUCT-SUBV1.0,SITE-VISIT-REPORT-V1.0, PROFORMA-V1.0. b) Submit 3 sets of Complete Architectural Drawings & Environment Management Plan duly signed & stamped by Project Proponent, Architect & respective Consultant, after giving principal clearance by the committee for issue of the NOC. FIRE-REG-V1.0, and

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HRC/REQ-STRUCT-SUB/V1.0 REQUIREMENTS OF FRESH SUBMISSION TO HIGH-RISE COMMITTEE 1. At the time of fresh submission : a. Building must have obtained D.C.Regulation clearance, stating that the plans for full height fits within the purview of DCR. (In the format of checklist attached) b. If applicable Environment Clearance application should be appended with the High Rise Submission. c. All architectural features like detailed dimensioned elevations and faade sections, faade support system details and parameters and description of elevation finishes must be frozen. d. The application made to High Rise Committee should be based strictly on the currently available FSI to the project proponent. In the absence of any of the above mentioned requirements, fresh submission of High Rise Bldg. will not be allowed.

2. High Rise Bldg submission will be made in two stages. a. In the first stage, the structural consultant and the geotechnical consultant shall jointly present the concept and structural scheme of the building, materials used, the design parameters, loading standards, references used, software used, the load flow pattern, foundation system, superstructure framing, construction methodology to be adopted in support of the structural design assumptions and any innovative techniques used in the design of the high rise building to convince the HRC that the design will make the building safe, stable and that the performance of the building is suitable for comfortable occupancy. In the first stage, the following documents shall be submitted to HRC (High Rise Committee) i. Project Personnel on Record Information Sheet given in Appendix A must be filled by the Architect, Structural Engineer, Geotechnical Consultant and the Client and signed along with their License No. as applicable. . ii. Appendix B Plot and Geotechnical Information shall be filled in and signed by the Geotechnical Consultant.

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iii. Design Basis Report which includes minimum information shown in document HRC/DBR/V1.0 shall be submitted. iv. The CD containing the presentation consultants team as described above. made by the

If the HRC is convinced of the appropriateness of the scheme and design methodology, permission will be granted to proceed for the second stage. b. In the second stage submission, the following documents will be submitted to HRC. i. A checklist shown in document HRC/CHK-LST-STRENG/V1.0 shall be filled and submitted by Structural Engineer. ii. All details mentioned in document HRC/CHK-LST-STRENG/V1.0 must be submitted by the Structural Engineer on Record.

HRC will call the Structural Engineer for a discussion after scrutinizing the above documents, if required, and convey its comments, suggestions, recommendations and instructions to alter any design aspects of the building if it feels so. If and when all parameters appear to be satisfactory, no more discussions will be held and the HRB proposal will be cleared. 3. After the clearance given by HRC for a proposed bldg, no further changes of any kind shall be effected without permission of the HRC (High Rise Committee).

4. Any changes made in the proposal without obtaining clearance from HRC, earlier clearance given by the HRC shall be treated as revoked / invalid.

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APPENDIX A PROJECT PERSONNEL ON RECORD AND CONTACT INFORMATION

1.

Project Reference No. (HRC Folio No)

HRB -

2.

Municipal Reference No. (Building Proposal Ref. / File No.)

3.

Project Name

As advertised by Developer to the public

4.

Project Address

As mentioned in Building Proposal File

5.

Project Proponent / Developers Name & Signature

6.

Project Proponent / Developers Address

7.

Project Proponent / Developers Telephone / Mobile / email address

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8.

Architects Name, qualifications & License No. Architects Address & Signature

9.

10.

Architects Telephone / Mobile / email address

11.

Structural Engineers Name, qualifications & License No. Structural Engineers Address & Signature

12.

13.

Structural Engineers Telephone / Mobile / Email address Geotechnical Consultants Name and qualifications.

14.

15.

Geotechnical Consultants Address & Signature Geotechnical Consultants Telephone / Mobile / Email address M.E.P. Consultants Name, Address, License No & Signature M.E.P. Consultants Telephone / Mobile / Email address Project Management Consultants Address & Signature Page 19

16.

17.

19.

20.

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APPENDIX B PLOT AND GEOTECHNICAL INFORMATION Area of Plot in sq.mt. At which depth suitable Founding strata is available in mt. Nature of foundation recommended for highrise building Ground Water table level with respect to existing ground level No of basements proposed Total depth of excavation in mt. Arrangement for shoring. Details of the structures along with height abutting the boundaries of the plot. North Side

West Side

South Side

East Side

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ECG-V.01 Environmental and Contextual Guidelines for High Rise


Use of Guidelines The guidelines are aimed at addressing high rises in mixed types of development and surroundings. The purpose is to integrate the development with the vision of the city which looks at more and more vertical development. Many of the guidelines can vary from place to place and in the context in which the development is proposed, however, in large number of cases, these can be easily applied. There is also a need to simultaneously address through a separate study which can be undertaken by the Municipal Corporation for an area development plan and vision document so that the context of development and actual development match. MCGM must be prepared to address this issue, as many places, a stand-alone description of a building may not be sufficient to address all the major issues discussed above. Integration of the development with the city infrastructure, environment and safety must be the prime criteria. Guidelines for High Rise Development The Guidelines presented below are the minimal requirement and can be further enhanced which can add to the quality of life of people and rejuvenated environmental conditions. Contextual, Location, Typology and Environmental Architecture 1- Detailed layout with Location Plan: A detailed layout of the proposed building and location showing surrounding areas (1-3km) around the site. This preferably includes the details about major roads, road width, access roads to the site, number of high rise building in the vicinity, number of high rise buildings proposed in the locality etc. Apart from this a note of prominent features such as Archaeologically important places, Heritage sites, schools, places of worships, forest/national park etc. be provided. Layout plan should clearly show the distances of other buildings/roads surrounding all 4 sides of the plot. 2- The building should be oriented and thought of from the point of view of unifying in such a way that it matches a. with the overall goal and look of the region, lane and locality b. with other buildings (current or future), looks, shape, colour etc c. Links with public access roads, connectivity etc

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3- The building creates a view which aims at unifying the features and space 4- Distinctly identify and announce the type of building proposed: an iconic building (head office, tower of excellence etc) or other high rises. The latter type should mix with the other buildings, features, space and needs. The former could be unique in its shape, look, features however meets the needs of the place and justifies the reason for it to be called iconic building. 5- The base of the building and its height (base or podium) should have a proper relationship with the street or roads facing the property. For dense area it could be 1:1 and up to 1:3 depending upon the importance of the street and roads. The building should be able to provide appropriate space for the pedestrian besides other spaces for utilities for fire, earthquake, ambulances, riot vehicles/police etc. 6- Design should be able to provide the open spaces close to its own location as also provide public access and movement. 7- Building should not obstruct the views of important landmark, historic buildings parks etc as far as possible. The purpose is to maintain the aesthetics of the place and region. 8- The key parameter for tall buildings with regards to shadow of it is to minimize the extent and duration of the shadow. The shadow on parks, streets and other buildings must be minimized after carrying out a proper analysis and mitigation plan, if applicable. 9- Micro-climate of the place needs to be analysed with regard to other usages and buildings which may impact others with regard to wind, temperature, sunlight and activities. 10- The buildings base is the main part which should be analysed with regard to its functionality and its relationship with local streets, roads, shadow, functionalities etc. 11- High rises are meant to provide spaces for more people by going higher and therefore there is likelihood that there would be need of more open space on ground, for pedestrian and road spaces. Proper setback and space for pedestrian should be created. 12- The road facing faade of the building should not be featureless and bland as it brings out ugly development. The podium or base facing the street should be designed to make the place easily mixes with the nature and locations with proper landscaping and street-scaping. As far as possible high podium should be avoided besides use of mix use system should be created. 13- Minimum distance from one property to another (especially high rise) or buildings within the plots should be at least 20 m or based on the shadow analysis and wind analysis. The shape and location should be such that it can provide sense of space creation. 14- Provision of sidewalks for high current and projected pedestrian traffic as highrises would make more people to use the space. Commercial highrises should create more pedestrian space and open spaces. Building residents spill out area outside the building and design should also be given importance. HRC-GUIDELINES DRAFT-JULY-2011 Page 22

15- Pedestrian walkways development across the area would be the priority which indicates that the creation of newer buildings creates more accessibility and connectivity to open spaces and communities. 16- Walkways design must keep in mind unobstructed and smooth yielding with the movement of able and disable citizens. 17- The setback for the area can consider providing places for buses and public utilities movement and related infrastructure. 18- Location of open spaces should preferably be at the lower level as it provides sense of space as also the buildings related sun, wind, shadow and views. The open space could also be for gatherings, emergency situation, benches, chairs, etc. Environment 19- Day lighting description, passive solar gain, energy generation through photovoltaic, solar panels etc should be discussed and described for the building. 20- Climatic conditions based use of material: Use of glass for daylight justification and later using high cooling needs to be avoided. If used, its justification should be amply given for a climate conditions of Mumbai region. 21- Use of glass faade for high rises should be minimized if adequate gaps are not provided. Safety issue with regard to glass faade breaking or any other can be fatal. This is more so in Mumbai with high population density on the roads. 22- Wind breaking and wind movement analysis from micro-climate point of view needs to be analysed for a high rise keeping in view the existing building. Wind harnessing for natural ventilation is a key factor for better air quality indoors, which gets affected due to glass faade. 23- Wind tunnel effect study should be carried out to establish if the building will lead to dead tunnels where the wind will be minimal leading to built up of pollutants due to roads within that area. 24- Water budgeting for use within the building for various purposes describing sources, distribution, current supply of the region, exceedance if any and to what extent, impact on neighbourhood water availability, sewage generation, its treatment with technology, CAPEXOPEX analysis, sustainability, impact of existing sewer infrastructure, reuse type and categories etc. 25- Solid waste handling and its management explaining the methods of collection, generation types, handling, management for its use or sale. Description of trained manpower and working structure. 26- Position, orientation, height, discharge of AC heat, vehicle heat etc needs to be analysed and its dissipation mechanism should be addressed. Energy use analysis, smart energy management system, manpower to manage, per capita energy load, comparison with existing loads and additional loads should be provided. 27- Access Roads and Traffic details: A complete scenario of existing access roads with its width, capacity in terms of PCUs prior and post project of such magnitude be carried out in detail. A detailed traffic HRC-GUIDELINES DRAFT-JULY-2011 Page 23

survey covering entire types of vehicles on hourly basis for week days and week ends be carried out. Emissions from traffic may be established using appropriate models studies for existing and proposed scenarios keeping in view the growth being witnessed in the region. An action plan should be prepared for mitigating the congestion and related air pollution problem that would get created.. 28- Parking for cars, cycles, scooters for residents, visitors, neighborhood, integration of these with the areas need. Study of needs base site and development analysis should be included in the environment plan. 29- Bird hits due to glass faade, faade justification, additional cooling needs, wind related microclimate analysis, heat island effect due to release of heat from air conditioning should be studied and a mitigation plan should be prepared.. 30- Capacity building of workers, amenities manager and people should be carried out. A detailed plan for the same should be drawn which shall be part of the implementation plan and which could be checked after the completion. 31- Wooded space and its design within the building area as well as in the overall context of the 1-3 km radius of the location. 32- Noise barriers within as well as outside after noise generation and its effect analysis should be carried out. A Mitigation plan should also be included if it is likely to exceed the CPCB/MOEF norms 33- Utilities needs and its availability (sewer, water and electrical loads). This analysis should start with the regions current status, forecasted numbers and its impact on the existing systems. The utilities availability for high density population use must be assessed from existing records of the municipality and the same should be used for prediction and its use. 34- Roads infrastructure, vehicular loads and its impact, public utility and its use, emissions and its control with recourse to adequate air quality modeling study. Management plan for air emission reduction using multiple feasible techniques. Safety and Disaster Management Plan 35- Identify all the risk areas and develop a disaster management plan keeping in view any accidents which may occur within the building or outside. 36- Some of the scenario for disaster would be fire, earthquake, flood, terror strike, power failure, water unavailability, blasts, road congestions, communication, others. 37- The DMP should not be limited to the high rise building but also if disaster strikes neighbourhood buildings and activities. 38- Indoor air quality maintenance plan in case of closed design with closed faade, especially glass faade with limited opening.. 39- Description of any buildings important from architectural, historical, hospitals and other important installations, such as defense, police, jail, railways, airport etc

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Building Material and Micro-climate and Micro-Environment 40- Use of granite and other building material in the should be understood carefully from environment impact angle. An analysis of their sourcing and their environmental issues (such as Radon emission from granite) should be listed and a plan of its mitigation should be included. 41- Paints related VOCs, formaldehyde etc emissions and its built up within the building should be analyzed. Action plan for mitigating the same in the building design should be included and presented. 42- Natural ventilation for all areas should be preferred. Use of balconies and other designs to improve these aspects should be highlighted and explained for benefits with regard to indoor air pollution mitigation. Appropriate model should be used to analyse the indoor air and ventilation design for avoiding any built up of pollutants indoors, especially in commercial building. 43- Use of glass should be minimized as a complete external faade due to its environmental and energy use issues. Detailed safety aspects pertaining to use of Glass for Faade be provided. It should cover accidental breaking, damage due to blast explosion and its effect of nearby buildings/populations etc. The detailed thermal characteristics of the glass to be provided (single glazed/double glazed). Details of the energy consumption due to use of glass may be specified with calculations in comparison with the standard non-glass use benchmark. Alternatives to the glass materials should be thought of to minimize energy consumption in light of Mumbais climate. Glass use should also reduce as the height increases. Places where glass faade is insisted upon for any reasons, the possible use of PV panels should be explored which will also provide additional energy source. 44- Paving material, construction material, sources of supply and embodied energy analysis for the whole building should be presented in the report. 45- Air ventilation impacts of the wall effect resulting from the alignment of high-rise buildings, which can happen if there are multiple highrises (more than 35 m) are on the same lane/road. This situation can adversely affect the outdoor air and can create a gas chamber effect. 46- Centralised or decentralized heating cooling must be analysed for different use pattern of the building. The site location, wind speed and direction can play a major role in heat dissipation. 47- Micro-environment Design Consideration is key to understanding of environment surrounding. The heat island phenomenon in urban center is well known, the wind is the major driving force to alleviate the problem. Therefore, the density of building blocks, or interconnectedness of the porosity between building blocks, and their effects on the local microwind environment and eventually, the thermal and air quality environments need to be incorporated in urban planning and estate development. HRC-GUIDELINES DRAFT-JULY-2011 Page 25

48- All the issues listed above can be considered as problems and opportunities associated with high-rise and high-density residential building design. High density provides opportunities for the application of more efficient centralized systems which can bring in efficiency. However, high density high rise also modifies the local microenvironment, depending on outdoor weather conditions. The purpose of the better micro-climate and micro-environment based design would be to assess these impacts, and make an attempt achieve healthy and comfortable design of the living environment using minimal use of energy for all functionality of the building. 49- Separate budget should be allocated for the implementation of the EMP and the same should be operational before the OC. It should also be ensured that O&M contract of all the STP, SWM facility and RWH system and Solar system is in place with competent agency for a minimum duration of 5 years. 50- The report shall be assessed with comments and the final copy will be attached with a summary of analysis and action plan in terms of EPPP. This part shall be used for compliance monitoring in future by HRC/MCGM. The report shall also contain the credentials of the consultants and their personnel. Any false and misleading information by the consultant should be avoided to avoid delays and penalty.

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Minimal Requirement for submission of information in the Report for ECG-V.01


Summary of Information required for Environment Issues
Keeping in view the overall guidelines described above, a report should be prepared which shall include all the above information, analysis and action plan. The report at the end must have a plan which is meant for implementation with a written consent that the same will be implemented. This document can be used later for assessing the compliance by MCGM/HRC.

Environment Issues Location details Environmental Clearance required/not required EC status (State/Center) Plot area and neighborhood shadow analysis

Remarks
Description with google map with details of the locality in terms of neighborhood building, historic and or important or sensitive facilities etc (about 1-3 km radius) Based on the total built area (including non FSI area) As per the EIA notification This must consider shadow analysis of the proposed building for its intended height and shape along with other buildings around it. Sensitive locations and buildings need careful attention and details. Distances of buildings shall be shown on plans and analysed. Appropriate model based analysis should be presented along with action plan Micro-meteorology of the area along with impact on wind movement and blocking for natural flowincluding funneling. Action plan based on this analysis needs to be presented. Based on the heat generated due to air conditioning and heat reflected due to glass/other material, an analysis should be presented for the micro-cosm of the place (not limited to the building). Action plan for its mitigation is expected. All buildings must have its own onsite and offsite DMP which should not only include fire but also many disastrous situation such as but not limited to (earthquake, power failure, explosion, communication failure etc). It must include the response system and its responsibility with detailed action plan, budget etc Major and minor roads connected to the place (about 1-3 km radius) should be analysed for traffic projection (5,10 years) along with emissions. This emission should be modeled for its impact in the area while also considering the background (current situation). Based on the output, suggest mitigation and action plan. The analysis must address the mitigation plan being attempted by the proponent and also others. Water use and water budget for the building. However, it should also include a scenario analysis for current demand future projection ( at least 10 years) for the area. Its impact on the water resources and sewerage/treatment system. Action plan is expected. STP if proposed, its size, location, technology, technology provider and its performance reference etc should be included for intention of recycle and reuse. Rain water harvesting along with a total water harvesting plan.

Wind analysis

Microclimate & heat island study

DMP (all situations) for onsite and offsite

Traffic analysis for congestion and air emission and dispersion modeling

Water and waste water management plan study

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Environment Issues Ecological aspects and vegetation Indoor air prediction and mitigation plan

Open space management and its design Materials types, its use, sources, energy etc Energy use plan for residents, commercial, DG sets etc Amenities creation for others and nearby areas Others Env. improvement measures Environment Protection Preservation Plan (give as per format EPPP-1)

Remarks Plan for ecosystem preservation and enhancement through integrated plan, especially green cover, land surfaces open to sky, types of trees and vegetation, pathways greening and maintenance plan. Building design should be able to demonstrate design aspects which will avoid indoor air pollutants built up. Appropriate model should be used for this purpose with ventilation assessment wrt outdoor conditions. Action plan for better design and also mitigation plan for remaining problem is expected, more specifically in closed building or commercial buildings. Environmental architectural feature should be amply demonstrated through open space management and its design which integrates inside from outside. Types of materials, their environment ratings, benefits compared to conventional material should be brought out especially keeping in mind the climate, energy use, material life cycle and others Energy use plan should be detailed and included which must address the energy use pattern for housing, amenities, others (essential and non-essential) Amenities which will get created by the proponent in and around its area, which could be useful for the society in general. Any other environment improvement measures (such as EMP during construction, carbon footprint and offset, awareness camp, others) A final summary of the EMP which shall be in form of all the above issues, analysis and action plan. This may also include the budget and management system for its implementation.

Besides the above the report must contain a complete use of intended purpose of the guidelines as detailed in ECG-V.01. A presentation must include all the above aspects before HRC.

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EPPP-V.01

Environment Protection Preservation Plan


S.No. Environment Issues 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Legal aspects of the project (EC, CTE etc) Shadow Effect Microclimate impacts and heat island effects Water Use Waste water generation Disaster situation (onsite, offsite) Impact of traffic, air pollution, congestion Indoor air impacts wrt ventilation Ecological status Solid waste generation Open space use Construction material Energy use Construction impacts Other environment impacts (specify) Other environment enhancement initiative (pl specify) Impacts Mitigation plan Remarks

More items can be added above as per the site location, building types, construction types, user base, etc. More space should be used to describe the mitigation action plan. This set will be signed by the project proponent along with ECG-V01 which shall once approved will be binding unless until it has been revised through HRC. We undertake to fulfill the above Environmental Commitments & provide adequate budget therefore.

Project Proponent (Stamp & Signature)

Architect (Stamp & Signature)

Environment Consultant (Stamp & Signature)

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HRC/CHK-LST-STR-ENG/V1.0 Check List for the Main Structural Consultant The main structural consultant is required to submit following information. 1) Provide Design Basis Report as per the document HRC/DBR/V1.0. 2) Provide description of Sub-structure and Super-structure as per the format given in the Appendix enclosed. 3) Provide brief Description of Structural System with sketches, images of drg. etc. with specific focus on Lateral load resisting system. 4) Provide brief note on modelling, software used etc. Clearly mention whether infill / partition wall is idealized as part of lateral load system? 5) Provide the height of building in mt. 5A) Provide plan dimensions of the building (mt x mt) 6) Provide following EQ loading details. a) b) c) d) e) f) Zone Factor Importance factor Response Reduction factor Soil Type % LL considered in seismic Time Period in the horizontal X-direction (sec) (from formula in code) g) Time Period in the horizontal Z-direction (sec) (from formula in code) h) Total Seismic weight (Sw) of building (kN) i) Static Base-shear in X-direction (as % of Sw) j) Static Base-shear in Z-direction (as % of Sw) k) Table of distribution for static base shear l) Max. deflection at roof level. (mm) m) Max. inter storey drift./ Height 7) Provide following Wind loading details. a) Category of building b) Class of building c) Basic wind speed in m/sec. d) Maximum wind pressure (kN/m2) e) Force coefficient f) Wind Base-shear in the horizontal X-direction(kN) g) Wind Base-shear in the horizontal Z-direction(kN) h) Gust factor calculations (if Gust-wind applied) i) Details of wind-tunnel force data (if applicable) j) Estimated magnitude of wind induced vibrations HRC-GUIDELINES DRAFT-JULY-2011 = = = = = = = = = = = = = = = = =

= Page 30

k) l)

Max. deflection at roof level (mm) Max. inter storey drift.

= =

8) Provide following data from Dynamic Analysis. Modes Mode 1 Mode 2 Mode 3 Mode 4 Mode 5 Mode 6 Mode 7 Mode 8 Mode 9 Mode 10 Summation (Note : Fundamental mode should not be a torsional mode) 9) Provide Table for lateral deflections (mm) at Terrace Level in the following format. Load Case DL DL + LL EQx EQz Wx Wz Dx-max H/Dx Drift-x Dz-max H/Dz Drift-z Frequency in Hz Time Period X-participation in sec Z-participation

10) Provide Corner displacements (mm) for Torsional Irregularity (along xdirection) in the following format. Load Case Eq-x Wl-x Corner-1 Corner-2 Corner-3 Corner-4 Avg-x % Max./ Avg.

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11) Provide Corner displacements (mm) for Torsional Irregularity (along zdirection) in the following format. Load Case Eq-z Wl-z Corner-1 Corner-2 Corner-3 Corner-4 Avg-z % Max./ Avg.

12) Provide acceleration (mg) values in the following format. Eq-x Eq-z WL-x WL-z

13) Provide following data regarding Vertical Elements. a) b) c) d) e) f) g) h) Size of maximum loaded column Gravity load on max. loaded column Axial stress in max. loaded column (Gravity loads) Grade of max. loaded column Axial settlement in max. loaded column Axial settlement in min. loaded column % Base-shear resisted by all columns along X (static) % Base-shear resisted by all columns along Z (static) = = = = = = = =

14) Provide, if applicable, following data regarding Floating Columns. a) b) c) d) e) f) Total gravity load on floating column (provide table if there are multiple floating columns) Size and span of girders supporting floating columns Number of floors supported by floating columns Deflection of girder under column (from model) Deflection of girder under column (from s/s action) Specific details about floating columns on cantilever girders (Refer Table below) Supporting Girder Size Span Deflection Values Model S/S Action Floors Above

= = = = =

Column

Total Load in Column

- S/S denotes the simply supported. 15) Provide, if applicable, following data regarding soft story effect. a) b) c) Stiffness of lower floor (in deflection/KN) Stiffness of upper floor (in deflection/KN) Relative stiffness ratio (upper/ lower) = = = Page 32

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d) e)

Level of soft story Number of floors above soft story

= =

16) Provide, if applicable, following data for each cantilever. a) b) c) d) Cantilever span Structural system Nature of usage Maximum elastic deflection under gravity loads = = = =

17) Provide stability calculations for uplift and overturning (model extract in case of model) 18) Typical design calculations for footings 19) Typical design calculations for RCC columns (Or Composite Columns) 20) Typical design calculations for RCC walls 21) Typical design calculations for RC beams (Or Steel Beams) 22) Typical design calculations for RCC Girders (Or Steel Girders/ Trusses) 23) Typical design calculations for Steel Bracings 24) It is desirable to conduct Wind tunnel studies for any HRB with total height beyond normal ground level exceeding 250 mt. However, such buildings above 250 mt. height can also be designed as per the I.S.Code as well. 25) Provide a note on special provisions suggested for the building (like dampers etc.) 26) Soft copy of model including input and output. 27) Soft copy of Power point presentation including all above points. 28) Items 1 through 27 on CD. Note : Provide appropriate unit against each quantity.

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APPENDIX DESCRIPTION OF SUB-STRUCTURE No. of basements Minimum clearance between outermost basement retaining wall and compound wall Has a Shoring system been installed ? Submit sectional detail of the shoring system Bottom Level of Raft w.r.t. ground level in mts. Total downward load of self weight of raft + Counterweight over raft + Rock Anchors if any (for raft spanning between columns) Whether pressure release pipes have been used? Water level assumed for uplift calculation Description of the foundation for the tower block Nature of Foundation Piles, Spread Footings, Combined Raft, Piled Raft, etc.

Give details of methodology used to resist uplift pressure due to ground water for tower portion as well as the portion outside the tower.

SBC assumed T/sq.mt.

Sub-grade Elastic Modulus

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Flooring system of the Basements

Retaining wall types Whether & Propped cantilever, Sequence of backfilling Cantilever Supported between Buttresses/Counter forts, etc. Intended Use of basements If rock anchors are used, are they grouted after installation and stressing? Is structural steel used in the construction of the sub-structure? If yes, what are the measures taken for its fire proofing and corrosion resistance? Whether Expansion/Separation joints provided? Whether expansion joint/separation joint continues through basement? If yes, detail at Basement level & retaining wall junction

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DESCRIPTION OF SUPER STRUCTURE

No. of Floors & height of building in mt Shape of Building, Plan, Elevation, Whether Symmetric in Elevation

Maximum plan dimension in either direction in mt. Ratio of plan dimension Typical Floor to floor height in mt. Maximum floor to floor height in entire height of building in mt. Aspect ratio ( Height of Building till Terrace / Minimum Dimension of Building) Type of floor slab Average thickness of floor slab in mm. Whether column are RCC, Composite or In structural steel Lateral System Whether the Geometry of Building is Symmetric

Whether the lateral load resisting system is symmetrically placed in Geometry Use of floor at different levels (Residential / Commercial / industrial) Use of floor at different levels (Residential / Commercial / industrial) HRC-GUIDELINES DRAFT-JULY-2011 Page 36

Is there any Transfer level? If yes, depth of Transfer Girder

Whether expansion joint is provided? If yes, what is the maximum plan dimension in mt. Whether separation gap at the joint is sufficiently provided? Maximum cantilever projection in mt.

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HRC/DBR-V1.0 DESIGN BASIS REPORT Following data should be part of Design Basis Report. Brief Description of the Project Number of basements, commercial floors, residential floors, Service floors, refuge floors, projection above terrace level and number of additional / provisional floors considered in design. List of Codes Codes which are considered in design. If any specific reference is taken from foreign codes, same should be clearly mentioned. Any specific assumption in the design should be supported by reference papers. Loading Parameters All the loading assumptions shall be clearly mentioned in A3 size GA drawings with sunken loading, live load. Typical sections indicating the elevational / faade features shall be shown. Assumptions and the basis of the same for the elevational features above terrace slab shall be mentioned. Calculation of Time Period for the structure, Importance factor, performance factor shall be specified. Wind terrain category, Gust wind calculations shall be mentioned. Clear cover to Reinforcement These shall be mentioned for all structural members with minimum fire rating of 2 hours for columns, shear walls and beams and 1.5 hours for slabs. Grade of concrete Grade of concrete for various elements viz. beams, slabs, columns, shear walls. Exposure condition Exposure condition assigned to site should be specified. Wind Tunnel Testing Wind tunnel analysis should be carried out for all structures with height above 250 m from the normal ground level, keeping in mind the present condition as well as the likely development in the vicinity area after the completion of the project.

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Construction Sequence and loading parameters for the same If due to any site constraints the loading on the floor slabs is to be enhanced, the mention of the same and calculations for the same shall be provided.

Proposed Approach to Structural Analysis Various flooring systems considered in the structure, the software used for analysis and design approach adopted. Release in moments of link beams, cracked moment of Inertias for structural members along with the assumptions for the same shall be specified.

Load Combinations Various load combinations used in the design of individual members. Additional combinations from the Wind tunnel tests considered, if any.

Soil Profile in Brief In brief the soil profile of the project along with the Safe bearing capacity and the type of foundations adopted. Soil Retention system A brief description of the soil retention system adopted for the project along with the construction sequence. Key Plan - showing Expansion / Separation joints (if any). Added Features If any additional features are considered in design such as dampers, out rigger beams, etc shall be specified clearly stating the purpose of the same.

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SITE SUMMARY REPORT TO BE MADE AVAILABLE AT THE TIME OF SITE VISIT BY TECHNICAL COMMITTEE FOR HIGH RISE BUILDING DATE OF VISIT_______________________________ Note : Site Plan and all Architectural Drawings should be available at the site. PROPOSAL NO. HRB _________________________ PROJECT NAME: ______________________________________________________________ Project Proponent / Developer Architect Structural Consultant Geotechnical Consultant Environment Consultant MEP Consultant Total Height of Building Proposed Total height of Building Constructed so far Number of Basements Proposed Number of Podiums Proposed Number of floors Proposed Number of Parking Required as per rules Number of Parking Proposed Whether additional parking for bicycles and two wheelers proposed Whether any 33(24) component of parking is there Area of Plot Whether 33(7) provisions apply Total Built up Area Proposed FSI Utilised BU Area as per FSI Calculations HRC-GUIDELINES DRAFT-JULY-2011 Page 40

Area per floor Width of access roads available Clear open space available from edge of basement North South East West Open space available beyond the edge of podium North South East West Permanent Open space available North South East West Width of Ramp Proposed OneWay/Two Way First Refuge Floor Proposed Subsequent Refuge Floors Proposed No.of Staircases proposed Width of the staircase flight Whether stretcher lift proposed Whether dedicated fire lift proposed Whether CFOs NOC for full height of the building obtained Length of Cantilever Projection Proposed HRC-GUIDELINES DRAFT-JULY-2011 Page 41

Whether glass faade proposed Type of foundation proposed SBC to be considered for design Shoring Arrangements Made/Proposed Whether Rock Anchors Used Location of the swimming pool Location of the STP Whether Green Building Certification Proposed Percentage of Plot Area under Green Cover Proposed Whether MOEF NOC obtained Grade of Concrete for foundations Grade of Concrete for superstructure Traffic Studies

Project Proponent

Architect

Stamp and Signature

Stamp, Signature & License No

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MUMBAI FIRE BRIGADE


Requirements for Fire Prevention and Life Safety in High Rise Buildings [Source: Part 4: Fire and Life Safety, NBC (2005) as recommended by Maharashtra Fire Prevention and Life Safety Measures Act (2006)] Suggestions & corrections to be incorporated Note: 1) Following suggestions and corrections are applicable for building having height more than 70 m of height irrespective of its occupancy, 2) The clauses which need to be amended are only mentioned below. All other clauses in N.B.C. 2005 are as it is. 3) Changes have been made following clauses: 2.7); 2.8; 2.25; 2.35; 2.39; 3.4.4; 3.4.6; 3.4.19; 4.6; 4.12; 4.13; Annex C- C-5; C-10. 4) New Clauses are recommended at Sr Nos 12,13, 14 & 15. Clause & Clause No. from NBC (2005) Part 4 2.7 Down-comer

Sr. No. 1

Prescription and Recommendations An arrangement of fire fighting within the building by means of down-comer pipe connected to terrace tank through terrace pump, gate valve and non return valve and having mains not less than 100 mm internal diameter with landing valves on each floor/landing in the independent duct in the lobby near every staircase entrance. It is also fitted with inlet connections at ground level for charging with water by pumping from fire service appliances and air release valve at roof level to release trapped air inside. An arrangement of fire fighting within the building by means of vertical rising mains not less than 150 mm internal diameter with landing valves on each floor / landing in the independent duct in the lobby near every staircase entrance, which is normally dry but is capable of being Page 43

2.8 Dry Riser

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Sr. No.

Clause & Clause No. from NBC (2005) Part 4

Prescription and Recommendations charged with water usually by pumping from fire service appliances.

2.25 High Rise Building 2.35 Travel Distance

For the purpose of this Part, all buildings 24 m or above in height shall be considered as high rise buildings. The distance to be traveled from any point in a building to a protected escape route, external escape route or final exit. The distance between two protected escape routes on the floor shall be as per Table 22. An arrangement for the fire fighting within the building by means of vertical rising mains not less than 100 mm nominal diameter with landing valves on each floor / landing in the independent duct in the lobby near every staircase entrance, for firefighting purposes and permanently charged with water from a pressurized supply. NOTE For definitions of other terms, reference shall be made to good practice [4(2)]. Every building shall be restricted in its height above the ground level and the number of storeys, depending upon its occupancy and the type of construction. The height shall be measured as specified in Part 3 Development Control Rules and General Building Requirements. The maximum permissible height for any combination of occupancy and types of construction should necessarily be related to the width of street fronting the building, or floor area ratios and the local fire fighting facilities available. Building Height limitations occupancy buildings: Group A Residential - No limit Group B Educational - 30 m Group C Institutional - 60 m Group D Assembly - 60 m Group E Business - No limit Group F Mercantile - 60 m Group G Industrial 30 m for of various

2.39 Wet Riser

3 Fire Prevention 3.4.4 Maximum Height

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Sr. No.

Clause & Clause No. from NBC (2005) Part 4

Prescription and Recommendations Group H Storage 30 m Group J Hazardous - 30 m Group K Hotel - No limit Group L Mixed Occupancy As per requirement (These limits are specified for Greater Mumbai taking into consideration the availability of Fire appliance with Mumbai Fire Brigade). Note: In specific cases where a clearly demonstrable hardship is caused, Commissioner may for reasons to be recorded in writing, may restrict the height of any building, and may also permit the prescribed heights to be exceeded.

3.4.6 Open Spaces

The open spaces around or inside a building shall conform to the requirements of Part 3 Development Control Rules and General Building Requirements. 3.4.6.1 For high rise buildings, the following additional provisions of means of access to the building shall be ensured (see Part 3 Development Control Rules and General Building Requirements): a) The width of the main street on which the building abuts shall not be less than 9 m and one end of this street shall join another street not less than 9 m in width. b) The road shall not terminate in a dead end; except in the case of residential building, up to a height of 30 m. c) (1) For proposals under regulation 33 (6), 33(7), 33(10), of D.C.R. for Greater Mumbai Buildings having height more than 24 m, at least 1 side accessible from road side, shall have clear open space of 6 m at ground level in cases where the net plot area is more than 500 sq mtr. Provided, if the building abuts another road of width 6.0 mtrs or more, this condition shall not be insisted. (2) For the proposals other than (1) above (I) Buildings having height more than 70 m:

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Clause & Clause No. from NBC (2005) Part 4

Prescription and Recommendations (i) If the net plot area is less than 1000 sq mtr: At least 1 side, accessible from road side, shall have clear open space of 9 m at ground level. Provided, podium if any at this side, shall not extend beyond 3 mtrs from the building line so as to have clear open space of 6 m beyond podium line. No ramps for the podium shall be provided at this side open space unless the podium is accessible for fire appliances by ramp. Provided further, if podium is accessible for fire appliances by ramp, above restriction shall not apply. (ii) If the net plot area is more than 1000 sq mtr: At least 2 sides, accessible from road side, shall have clear open space of 9 m at ground level. Provided, podium if any at these sides, shall not extend beyond 3 mtrs from the building line so as to have clear open space of 6 m beyond podium line. No ramps for the podium shall be provided at these side open space unless the podium is accessible for fire appliances by ramp. Provided further, if podium is accessible for fire appliances by ramp, above restriction shall not apply. Note: In specific cases where a clearly demonstrable hardship is caused, Chief Fire Officer may for reasons to be recorded in writing, may grant certain relaxation which will not affect structural stability and fire / life safety of the inhabitants of the building. c) The compulsory open spaces around the building shall not be used for parking; and d) Adequate passageway and clearances required for fire fighting vehicles to enter the premises shall be provided at the main entrance; the width of such entrance shall be not less than 4.5 m. If an arch or covered gate is constructed, it shall have a clear head-room of not less than 5

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Clause & Clause No. from NBC (2005) Part 4 3.4.19 Glass of facade

Prescription and Recommendations m. for high rise buildings, etc shall be of minimum 2 h fire resistance rating. Glass faade to any building shall comply with following: i) There shall be openable windows having area of minimum 10% of total faade area on every floor. ii) The distance between the building line and facade shall not be more than 1.5 mtrs. iii) If facade is provided away from the building line, the vertical barrier between building wall and faade shall be provided after interval of 10 mtrs / three floors, in the form of non combustible dampers having minimum 2 hrs. fire rating. These shall be either on fusible link or of permanent type with perforations coated with luminescent paint. iv) The glazing used for the faade shall be of toughened glass type or of the material having integrity characteristics and low smoke hazard. v) Automatic wall drenchers shall be provided on the face of the faade at the interval of 10 mtrs. vertically.

4.6 Number of Exits 4.6.2 a) For residential buildings having height of 70 m or more, shall be provided with two enclosed type staircases, one having width not less than 2.0 m & another of 1.5 m. b) All the staircases shall open & terminate at ground floor or to any other place of safety. These staircases shall be as remote as possible. c) In any case, the travel distance mentioned in the table 22 shall be complied with. Note: In specific cases where a clearly demonstrable hardship is caused, Chief Fire Officer may for reasons to be recorded in writing, Page 47

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Prescription and Recommendations may grant certain relaxation which will not affect structural stability and fire / life safety of the inhabitants of the building.

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4.12 Horizontal Exits & Refuge Areas:

4.12.1 The width of horizontal exit shall be same as for the exit doorways. 4.12.2 A horizontal exit shall be equipped with at least one fire/smoke door of minimum 1 h fire resistance, of self-closing type. Further, it is required to have direct connectivity to the fire escape staircase for evacuation. a) 4.12.3 In multi storyed and high rise buildings, first cantilever R.C.C. refuge area shall be provided on the floor immediately above 24 m. b) It shall be on the external walls as a cantilevered projection at mid landing level of the staircase at alternate floors. c) It shall have a minimum area of 10 sq m for residential buildings and 15 sq m for commercial buildings. It shall have minimum width of 3.0 m. Guidelines for Refuge Area: i) In case of high rise building having height less than 30 m, the terrace floor of the building should be treated as refuge area. ii) Manner of providing refuge area : a) The refuge area shall be so located that it shall preferably face the access road/s or otherwise face the wider open space on the side of the building perpendicular to the main access road. b) The cantilevered refuge area shall necessarily be of RCC Type. c) The cantilevered refuge area up to 54 shall be provided with railing / parapet of 1.10 m height and 1.50 m above height of 54 m. d) R.C.C. covering shall be provided above the topmost refuge area. e) The cantilever refuge area shall have access through a door which shall be painted with a sign in luminous paint mentioning REFUGE AREA. Page 48

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Clause & Clause No. from NBC (2005) Part 4

Prescription and Recommendations f) The lift/s shall not be permitted to be open into the refuge areas. g) Drenchers shall be provided in refuge areas above 70 m height. iii) Use of refuge area : a) The refuge area shall be earmarked exclusively for the use of occupants as temporary shelter and for the use of Fire Brigade Department or any other organization dealing with fire or other emergencies when occur in the building and also for exercises/drills if conducted by the Fire Brigade Department. b) The refuge areas shall not be allowed to be used for any other purpose and it shall be the responsibility of the owner/occupier to maintain the same clean and free of encumbrances and encroachments at all times. iv) Facilities to be provided at refuge area: a) Adequate emergency lighting facility shall be provided. v) Terrace floor as a refuge floor: a) The necessary facilities such as emergency lighting, drinking water etc shall be provided. b) The access door/s from the enclosed staircase/s to the terrace floor shall be having louvers at top half portion of the door. c) The entrance doors to the terrace shall be painted or fixed with a sign painted in luminous paint mentioning "REFUGE AREA". NOTEResidential flats in multi-storied building with balcony, need not be provided with refuge area, however flats without balcony shall provide refuge area as given above. 4.12.4 Where there is a difference in level between connected areas for horizontal exits, ramps, not more than 1 in 10 m slope shall be provided; steps shall not be used.

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Clause & Clause No. from NBC (2005) Part 4

Prescription and Recommendations 4.12.5 Doors in horizontal exits shall be openable at all times from both sides. Fire towers are the preferred type of escape route for storied buildings and these shall be considered as the safest route for escape. Their number, location and size shall depend on the building concerned, and its associated escape routes. 4.13.1 In high rise buildings with over 24 m in height, at least one required means of egress shall be a fire tower if necessary. 4.13.2 The fire towers shall be constructed of walls with a 2 h fire resistance rating without openings other than the exit doorways, with platforms, landings and balconies having the same fire-resistance rating.

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4.13 Fire Tower

12 Fire Escape Chutes Fire Escape Chutes:- High rise building having height more than 70 m, shall necessarily be New provided with fire escape chute shaft/s for every clause wing adjacent to staircase. Walls of the shaft shall have 4 hr fire resistance. One side of the shaft shall be at external face of the building with proper ventilation. The dimension of the shaft shall not be less than 2.5 m X 1.5m. The access to the fire escape chutes shaft shall be made at alternate floor level from staircase mid-landing with self closing fire resistant door of at least one hour. The fire chute shall be of staggered type with landing of each section at the vertical height of not more than 21m Fire Check Floor 13 New clause Fire Check Floor A high rise building having ht more than 70 m, shall be provided with fire check floor (entire floor) at every 24 m level above 70 m level. Height of the fire check floor shall not be more than 1.5mtrs. The fire check floor shall not be used for any purpose and it shall be the responsibility of the Page 50

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Prescription and Recommendations owner/occupier to maintain the same clean and free of encumbrances and encroachments at all times. Periphery of the Fire Check floor shall not be enclosed. Fire Drenchers shall be provided at the periphery of the each fire check floor externally. Basement Depth: It may be one level or more, total depth not exceeding 10.0 m below the ground level. Provided in case of atomized unmanned car parking only, it can be permitted up to 16 m level below the ground level. Basement use: i) Storage of household or other nonhazardous goods. ii) store rooms, bank lockers or saafe0deposit vaults iii) air conditioning equipment and other machines used for services and utilities of the building iv) parking spaces v) electric sub-station (which will conform to required safety requirements) provided that the users mentioned at i) & ii) above shall be permitted in the 1st basement. vi) Provided that the user strictly ancillary to the principal user may also be permitted in a basement. vii) Commercial purpose as per Govt. Order under No. TPS/432001/881/CR108/2001/UD-11 dated 6.11.2001, provided the area of the basement is counted towards FSI and that all the safety requirements including fire safety are satisfactorily complied with.

14 Basement New clause

15 Podium and Car New Parking Floors: clause

Podium: 1) The podium provided with ramp for car parking may be permitted in one or more level, total height not exceeding 24 m above ground level. Page 51

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Clause & Clause No. from NBC (2005) Part 4

Prescription and Recommendations Provided, podium not provided with ramp for car parking but provided with two car lifts, may be permitted in one or more level, total height not exceeding 9 m above ground level. 2) The podium shall not extend beyond 3 m from building line at front and side open spaces provided for fire appliances. Provided further, if podium is accessible for fire appliances by ramp, this restriction shall not apply. Car Parking Floors: The Car Parking Floors may be permitted in one or more level, total height not exceeding 24 m above ground level. Provided further, a fire check floor not more than 1.5 m in height may be provided above the topmost car parking floor for segregation of occupied areas. If provided, fire check floor shall not be counted in F.S.I. For all buildings as desired by local fire authority, there shall be a control room on ground floor of the building at easily accessible place with communication system (suitable public address system) to all floors and facilities for receiving the message from different floors. Details of all floor plans along with the details of fire fighting equipment and installations shall be maintained in the fire control room. The fire control room shall also have facilities to detect the fire on any floor through indicator boards connection; fire detection and alarm systems on all floors. The fire staff in-charge of the fire control room shall be responsible for the maintenance of the various services and fire fighting equipment and installations in co-ordination with security, electrical and civil staff of the building. For high rise buildings above 60 m in height, provision for helipad may be allowed as per nature of occupancy.

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ANNEX C C-5 Fire Control Room

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ANNEX C C-10 Helipad

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