A SYNOPSIS ON

A SPECIFIC STUDY OF SERVICES PROVIDED BY THE DIFFERENT BROKING FIRMS

Submitted in partial fulfillment of the requirement of

MBA PROGRAM OF G D Memorial College of Management & Technology, Jodhpur

Approved by AICTE, New Delhi & Affiliated by Rajasthan Technical University, Kota (2009-2011)

Guided By: Mrs. Dimple Arya HR Manager

Submitted By:Puneet Kr. Singh MBA 4th Semester

PERMISSION LETTER
To, The Director, G D Memorial College of Management and Technology, Jodhpur (Raj).

Subject: - Synopsis for the project study on topic

Provider by the Different Broking Firms

A Specific Study of Service

Respected Sir, With due respect, I want to say that in order of the partial fulfillment of MBA 4th Semester, I want to submit the synopsis of project study on the topic
A Specific Study of Service Provider by the Different Broking Firms

under the

supervision of Mrs. Dimple Arya. Please, kindly grant me permission for survey and prepare project report on the above-mentioned topic.

Thanking you Date: 10 March, 2011

Yours obediently,
Puneet Kr. Singh

MBA 4th Semester

INTRODUCTION
In most industrialized countries, a substantial part of financial wealth is not managed directly by savers, but through a financial intermediary, which implies the existence of an agency contract between the investor (the principal) and a broker or portfolio manager (the agent). Therefore, delegated brokerage management is arguably one of the most important agency relationships intervening in the economy, with a possible impact on financial market and economic developments at a macro level.

As the per-capita-income of the city is on the higher side, so it is quite obvious that they want to invest their money in profitable ventures. On the other hand, a number of brokerage houses make sure the hassle free investment in stocks. Asset management firms allow investors to estimate both the expected risks and returns, as measured statistically. There are mainly two types of Portfolio management strategies.

1. Passive Portfolio Strategy 2. Active Portfolio Strategy

1. Passive Portfolio Strategy: A strategy that involves minimal expectation input, and instead relies on diversification to match the performance of some market index. A passive strategy assumes that the marketplace will reflect all available information in the price paid for securities

2. Active Portfolio Strategy: A strategy that uses available information and forecasting techniques to seek a better performance than a portfolio that is simply diversified broadly.

OBJECTIVES
Primary Objective:
To Study how Comparative Study Of Brokerage Plans Of Various Brokerage Firms

Secondary Objective:
To study various financial products like Equity, Mutual Funds, Commodity& Portfolio Management Services. To Study the various services provided by Broker house to their clients.

To know investors experience in capital market To study what other services investors expect from their broker house.

RESEARCH METHODOLOGY:

Primary Data: Primary data will be collected by using survey method; survey conducted will be randomly on basis of closed end questionnaires. Secondary Data: Secondary data will be collected from magazines, news paper, internet and other sources. Tools for Data Collections Questionnaire was used for data collection. Sample Size Place Sampling Technique

: 100

: Jodhpur

: Random

CHAPTER SCHEMES:
1. Introduction to the Industry

2. Introduction to the Religare Broking Firm 3. Research Methodology Objective of the Study Types of Research Scope of the Study Limitations of the Study 4. Methodology 5. Data Analysis and Interpretations 6. SWOT Analysis 7. Conclusions 8. Suggestions and Recommendations 9. Questionnaire\ Appendix 10. Bibliography
http://WWW.MONEYCONTROL.COM http://WWW.CAPITALINE.COM http://WWW.SHAREKHAN LTD.COM http://WWW.INDIAINFOLINE.COM http://WWW.ICICIDIRECT.COM http://WWW.HDFCSECURITY.COM